Professional Documents
Culture Documents
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At
t
orneysforP la int
iffs
UN I TE D STA TE S D I STRI C T C O URT
C E N TRA L D I STRI C T O F C A L I F O RN I A
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)
)
)
)
P la int
iffs, )
)
v.
)
)
SonyP ict
uresEnt
ert
a inm ent
, I nc.,
)
)
D efenda nt
. )
C A SE N O .
C L A SS A C TI O N C O M P L A I N T
JURYTRIA L D EM A N D ED
28
C la ssA ct
ion C om pla intP a g e1
1
2
3
4
I.
I N TRO D UC TI O N
P la int
iffsM ich a elC orona a ndC h rist
ina M a t
h is(P la int
iffs), indiv idua lly
a ndon beh a lf of a llot
h erssim ila rlysit
ua t
ed, a lleg est
h efollow ing a g a instSony
P ict
uresEnt
ert
a inm ent
, I nc. (D efenda nt
orSony), ba sedw h erea pplica bleon
7
8
counsel.
II.
9
10
11
1.
N A TURE O F TH E A C TI O N
A n epic nig h t
m a re, m uch bet
t
ersuit
edt
o a cinem a t
ic t
h rillert
h an t
o
12
13
Th eirm ostsensit
iv eda t
a , including ov er47 ,000Socia lSecurit
ynum bers,
14
15
t
h eirem ployerSonyt
ouch ed, h a sbeen lea kedt
ot
h epublic, a nd m a yev en bein t
he
16
17
18
19
A tit
score, t
h est
oryof w h a tw entw rong a tSonyboilsdow n t
ot
wo
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21
da t
a ba ses(N et
w ork), despit
ew ea knessest
h a tith a sknow n a boutforyea rs,
22
23
w it
h being h a cked;a nd(2) Sonysubsequent
lyfa iledt
ot
im elyprot
ectconfident
ia l
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25
inform a t
ion of it
scurrenta nd form erem ployeesfrom la w -brea king h a ckersw h o
26
(a ) foundt
h esesecurit
yw ea knesses, (b) obt
a inedconfident
ia linform a t
ion of
27
28
C la ssA ct
ion C om pla intP a g e2
1
2
t
h a titw ouldpubliclydissem ina t
et
h isinform a t
ion, a nd(d) repea t
edlyfollow ed
t
h roug h bypubliclydissem ina t
ing port
ionsof t
h einform a t
ion t
h a tt
h eycla im t
o
3
4
5
6
h a v eobt
a ined from SonysN et
w orkt
h roug h m ult
ipledum psof int
erna lda t
a from
SonysN et
w ork.
3.
Th esecurit
yw ea knessesin SonysN et
w orkexposedsensit
iv e
7
8
persona lident
ifying inform a t
ion (P I I ) t
o cybercrim ina ls, w h o obt
a inedt
h a tP I I
(t
h eD a t
a B rea ch ). Th isP I I includes, butisnotlim it
edt
o, currenta nd form er
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11
12
13
14
det
a ilsof sev era ncepa cka g esa ndot
h ersensit
iv eem ploym enta ndpersona l
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18
inform a t
ion.
4.
m a int
a in rea sona blea nda dequa t
esecurit
ym ea surest
o secure, prot
ect
, a nd
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20
sa feg ua rdt
h eirP I I st
oredon it
sN et
w ork. Sonybrea ch edt
h a tdut
ybyoneorm ore
21
of t
h efollow ing a ct
ionsorina ct
ions:fa iling t
o desig n a nd im plem enta ppropria t
e
22
23
24
losing cont
rolof a nd fa iling t
ot
im elyre-g a in cont
rolov erSonyN et
w orks
25
crypt
og ra ph ic keys, a nd im properlyst
oring a ndret
a ining P la int
iffsa ndt
h eot
h er
26
27
C la ssm em bersP I I on it
sina dequa t
elyprot
ect
edN et
w ork.
28
C la ssA ct
ion C om pla intP a g e3
1
2
5.
A st
h eresultof Sonysfa iluret
o secureit
sN et
w ork, P la int
iffsa nd
t
h eot
h erC la ssm em bersP I I w a scom prom ised, pla cing t
h em a ta n increa sedrisk
3
4
5
6
7
8
9
10
a rising from t
h eD a t
a B rea ch .
6.
Sonyisno st
ra ng ert
o da t
a brea ch es, m a king it
sv ulnera bilit
yt
ot
h is
la t
esta t
t
a ckpa rt
icula rlysurprising a ndeg reg ious. F orexam ple, in A pril2011,
11
12
SonysP la ySt
at
ion v ideo g a m enet
w orksuffereda m a j
orbrea ch w h en h a ckers
13
st
olem illionsof usera ccount
sfrom t
h eonlineg a m ing serv ice.
14
7.
G iv en t
h erepea t
edda t
a brea ch essufferedbySony, a sw ella srecent
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16
17
know n t
h a tsuch a securit
ybrea ch w a slikelya ndt
a ken a dequa t
epreca ut
ionst
o
18
prot
ectit
scurrenta nd form erem ployeesP I I .
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20
21
22
8.
I n fa ct
, recent
lylea kedem a ilsa nd int
erna la ssessm ent
srev ea lt
h at
Sonysow n inform a t
ion t
ech nolog y(IT) depa rt
m enta nd, sepa ra t
ely, it
sg enera l
counselbeliev edt
h a tit
st
ech nolog ica lsecurit
ya ndem a ilret
ent
ion policiesra n t
he
23
24
riskof m a king t
oo m uch da t
a v ulnera blet
o at
t
a ck. I f onlySonyh a d h eededit
sow n
25
a dv icein t
im e.
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27
28
C la ssA ct
ion C om pla intP a g e4
1
2
3
4
I I I . JURI SD I C TI O N
9.
C la ssA ct
ion F a irnessA ct(C A F A ), 28 U.S.C . 1332(d)(2). P la int
iff C orona a nd
m illion, a ndt
h erea rem oret
h a n 100put
at
iv ecla ssm em bers.
7
8
9
10
10.
D efenda ntislicensedt
o do businessin C a lifornia orot
h erw iseconduct
sbusiness
in C a lifornia .
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12
11.
Venueisproperin t
h isC ourtpursua ntt
o 28 U.S.C . 139 1(b) beca use
13
unla w fulpra ct
icesa rea lleg edt
o h a v ebeen com m it
t
ed in t
h isfedera lj
udicia l
14
dist
ricta ndD efenda ntreg ula rlyconduct
sbusinessin t
h isdist
rict
.
15
I V.
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17
18
19
12.
P A RTI E S
P la int
iff M ich a elC orona iscurrent
lya residentof t
h eSt
at
eof
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21
22
butnotlim it
edt
o h isfullna m e, Socia lSecurit
yN um ber, birt
h da t
e, form era ddress,
23
sa la ryh ist
ory, a ndrea son forresig ning . I n a ddit
ion, t
h eP I I of P la int
iff C orona s
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25
w ifea ndda ug h t
erw a sa lso com prom ised in t
h eD a t
a B rea ch . To da t
e, P la int
iff
26
C orona h a sincurredcost
s, including spending ov er$7 00fora yea rof ident
it
yt
h eft
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prot
ect
ion from L ifeL ockforh im a ndh isfa m ily. H eh a sexpended40-50h ours
C la ssA ct
ion C om pla intP a g e5
1
2
at
t
em pt
ing t
o sa feg ua rdh im self a nd h isfa m ilym em bersfrom ident
it
yt
h eftor
ot
h erh a rm sca usedbyt
h erelea seof t
h eirP I I a sa resultof t
h eD a t
a B rea ch . G oing
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4
5
6
7
8
9
10
13.
P la int
iff C h rist
ina M a t
h isisa residentof t
h eSt
at
eof C a lifornia w h o
ist
em pora rilyw orking on a n a ssig nm entoutof st
at
e. P la int
iff M a t
h isisa form er
em ployeeof SonyP ict
uresC onsum erP roduct
s, a subsidia ryof Sony. Sony
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12
em ployedP la int
iff M a t
h isfrom 2000t
o 2002in C ulv erC it
y, C a lifornia . D espit
e
13
t
h efa ctt
h a tsh eh a snotw orked forSonyin 12yea rs, P la int
iff M a t
h issP I I w a s
14
15
16
h erSocia lSecurit
yN um bera nd form era ddress. To da t
e, P la int
iff M a t
h ish a s
17
h ea rdnot
h ing from Sonya boutt
h ebrea ch ot
h ert
h a n a form let
t
erresponset
o h er
18
em a ilinquirya boutt
h eD a t
a B rea ch . P la int
iff M a t
h ish a sincurredcost
s, including
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20
21
22
ident
it
yt
h efta ndot
h erh a rm sca usedbyt
h erelea seof h erP I I a sa resultof t
he
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24
D at
a B rea ch . G oing forw a rd, P la int
iff M a t
h isa nt
icipa t
esspending considera ble
25
t
im eea ch da yin a n effortt
o cont
a in t
h eim pa ctof SonysD a t
a B rea ch on h erself.
26
27
28
C la ssA ct
ion C om pla intP a g e6
1
2
14.
3
4
C it
y, C ount
yof L osA ng eles, C a lifornia .
5
6
V.
F A C TUA L A L L E G A TI O N S
SonysD a t
a B rea ch E x
posedt
h eP I I of I t
sC urrenta ndF orm er
E m ployees
15.
A.
O n inform a t
ion a ndbelief, on N ov em ber24, 2014, a h a ckerg roup
t
h a tca llst
h em selv esG ua rdia nsof P ea ce(G O P ) t
ookov erSonysN et
w ork,
10
11
displa yedt
h eirow n m essa g esa ndskelet
on im a g e, seizedcont
rolof prom ot
iona l
12
Tw it
t
era ccount
sforSonym ov ies, a ndw a rnedSonyt
h a tith a dobt
a inedsecret
s
13
a ndt
h rea t
enedt
o lea kt
h em t
ot
h eW eb:
14
15
16
17
18
19
20
21
22
16 .
In t
h eda ysfollow ing t
h eD a t
a B rea ch , P I I of currenta nd form erSony
23
24
em ployees, a sw ella sa ct
orsa nd film m a kersw erepubliclypublish edon t
he
25
int
ernet
.
26
27
28
17 .
t
h ousa ndsof Sonyem ployees, including , forexam ple, t
h eirna m es, socia lsecurit
y
C la ssA ct
ion C om pla intP a g e7
1
2
3
4
5
6
Securit
yresea rch erB ria n K rebs, w h o w a st
h efirstt
o uncov erot
h er
recenth ig h -profileda t
a brea ch esa tcom pa niessuch a sTa rg etC orpora t
ion a nd
7
8
H om eD epotInc., report
ed in a D ecem ber2, 2014blog postt
h a tsev era lof h is
10
g ig a byt
esof sensit
iv eda t
a , including Socia lSecurit
ynum bersa nd m edica la nd
11
12
13
14
sa la ryinform a t
ion, on t
ensof t
h ousa ndsof Sonyem ployees.
19 .
K rebsreport
edt
h a th eh a dpersona llyseen sev era lfilescont
a ining
persona linform a t
ion on Sonyem ployeesbeing t
ra dedon onlinet
orrentnet
w orks.
15
16
17
em ployeeI D , net
w orkuserna m e, ba sesa la rya ndda t
eof birt
h form oret
h a n 6 ,8 00
18
people;a st
at
usreportfrom A pril2014list
ing t
h ena m es, da t
esof birt
h , Socia l
19
20
Securit
ynum bersa ndh ea lt
h sa v ing sa ccountda t
a on m oret
h a n 7 00Sony
21
22
P ricew a t
erh ouseC oopers, m a deup of screen sh ot
sof dozensof em ployeesfedera l
23
24
t
a xrecordsa ndot
h ercom pensa t
ion da t
a . K rebsfoundt
h a ta com preh ensiv e
25
26
27
t
h a tv irt
ua llya llcorrespond[ed]t
o currentorform erSonyem ployees.
28
C la ssA ct
ion C om pla intP a g e8
1
2
20.
O nt
h eev ening of D ecem ber2, 2014, sourcesreport
edt
h a tSonyC EO
3
4
5
6
6 ,500currentem ployeest
h a tconfirm edt
h a ta la rg ea m ountof confident
ia lSony
P ict
uresEnt
ert
a inm entda t
a h a sbeen st
olen byt
h ecybera t
t
a ckers, including
personnelinform a t
ion,st
at
edt
h a tt
h epriv a cya ndsecurit
yof ourem ployeesa re
7
8
of rea lconcern t
o us,w a rnedt
h a tw ea renotyetsureof t
h efullscopeof
inform a t
ion t
h a tt
h ea t
t
a ckersh a v eorm ig h trelea sea ndunfort
una t
elyh a v et
o
10
a skyou t
o a ssum et
h a tinform a t
ion a boutyou in t
h epossession of t
h ecom pa ny
11
12
m ig h tbein t
h eirpossession,a ndprom ised em ployeest
h a tt
h eyw ouldreceiv ea n
13
14
serv ices.
15
16
17
18
21.
19
20
21
t
h a n 15,200currentorform erSonyem ployees. Th eSocia lSecurit
ynum bersw ere
22
copied m oret
h a n 1.1m illion t
im est
h roug h outt
h e6 01filesst
olen byh a ckers
23
24
a ccording t
o I dent
it
yF inderL LC , w h osecom pa nya na lyzedt
h ebrea ch edda t
a . Th e
25
persona linform a t
ion w a sfound in m oret
h a n 500sprea dsh eet
s, 7 5P D F sa nd
26
27
28
1
2
Socia lSecurit
ynum berssh ouldbest
ored in onepla cew it
h pa ssw ordprot
ect
ion
a nd[l]ea v ing t
h esefilesopen isnotm a king t
h eh a ckersj
ob difficult
.Th efiles
3
4
5
6
h a v esincebeen publiclypost
edonlineon m ult
iplefilesh a ring w ebsit
es.
22.
em a ilt
o em ployeest
h a tt
h rea t
enedt
h eirfa m iliesif t
h eydid notsupportG ua rdia ns
7
8
of P ea ceg oa ls, st
at
ing :P lea sesig n yourna m et
o obj
ectt
h efa lse[sic]of t
he
com pa nya tt
h eem a ila ddressbelow if you dontw a ntt
o sufferda m a g e. I f you
10
dont
, notonlyyou butyourfa m ilyw illbein da ng er.
11
12
13
14
23.
of a ca ch eof int
erna lSonyfilesa nd film st
h eycla im t
ot
a lsa tlea st100t
era byt
es
a pproxim a t
ely10t
im est
h ea m ountof inform a t
ion st
ored in t
h eL ibra ryof
15
16
C ong ress.
17
24.
18
19
20
a ssuring t
h em t
h a tSonyw a sdoing ev eryt
h ing itcouldt
o prot
ectem ployeesa ft
era
21
seriesof cyber-a t
t
a ckst
h a trev ea ledt
h eirpersona linform a t
ion, including Socia l
22
Securit
ynum bersa nda ddresses, st
at
ing t
h a tt
h eF edera lB urea u of I nv est
ig a t
ion
23
24
h a sdedica t
edt
h eirseniorst
a ff t
ot
h isg loba linv est
ig a t
iona ndt
h a trecog nized
25
expert
sa rew orking on t
h ism a t
t
era nd looking outforoursecurit
y.
26
27
28
25.
W h ilem oret
h a n 117 ,000cyber-a t
t
a cksh itbusinessesea ch da y, t
he
1
2
3
4
5
6
donet
h a tt
h eint
rudersow nedt
h eent
ireenv ironm ent. . . Sonylostcont
rolof t
h eir
env ironm ent
,L ieberm a n sa id.
26 .
N o definit
iv eev idencea boutt
h eperpet
ra t
orsh a sbeen disclosed, but
7
8
10
11
12
crypt
og ra ph ic keyst
ot
h eking dom isa big dea l.O ncea n a t
t
a ckerh a sa ccesst
o
13
t
h ecrypt
og ra ph ic keys, a n a t
t
a ckerca n g etont
o encrypt
edserv ersw it
h out
14
t
rig g ering int
rusion det
ect
ion syst
em sbeca uset
h esesyst
em sa ssum et
h a tencrypt
ed
15
16
17
18
da t
a issa fe.
27 .
B usinessw eekreport
edt
h a ta n a t
t
a ckusing crypt
og ra ph ic keys
indica t
est
h a tt
h eh a ckerlikelyspenta sig nifica nta m ountof t
im ew it
h in t
he
19
20
com pa nysnet
w ork. Th isisbeca usecom pa niesa reoft
en slow t
o ch a ng et
h eir
21
crypt
og ra ph ic keys, ev en w h en t
h eyknow t
h eya rev ulnera ble.
22
28 .
Som ereport
sh a v esug g est
edt
h a tt
h ea t
t
a ckersof SonysN et
w ork
23
24
m a yh a v einit
ia t
edt
h eira t
t
a cka sea rlya sa yea rpriort
ot
h epublic disclosures
25
reg a rding t
h eD a t
a B rea ch in N ov em ber, 2014.
26
27
28
29 .
Th us, a nyonew it
h a ccesst
ot
h ecrypt
og ra ph ic keysw ould h a v e
a ccesst
o SonysN et
w orkunt
ilt
h ecom pa nym a na g edt
o ch a ng et
h em a process
C la ssA ct
ion C om pla intP a g e11
1
2
t
h a toft
en becom esdifficultw h en com pa niesloset
ra ckof a llt
h ew a yst
h at
crypt
og ra ph ic keysa reused. F orexam ple, K a sperskyLa b point
soutt
h a ta sa m ple
3
4
5
6
of t
h em a lw a ret
h a th a ckersinst
a lledon t
h eSonyN et
w orkduring t
h eD a t
a B rea ch
sh ow edt
ra cesof being sig nedbya v a liddig it
a lcert
ifica t
efrom Sony. A ccording
t
ot
h ecybersecurit
yfirm :
7
8
Th est
olen Sonycert
ifica t
es(w h ich w erea lso lea kedbyt
h ea t
t
a ckers)
ca n beusedt
o sig n ot
h erm a licioussa m ples. I n t
urn, t
h eseca n be
10
furt
h erused in ot
h era t
t
a cks. . . . B eca uset
h eSonydig it
a lcert
ifica t
es
11
12
a ret
rust
edbysecurit
ysolut
ions, t
h ism a kesa t
t
a cksm oreeffect
iv e. . .
13
W ev eseen a t
t
a ckerslev era g et
rust
edcert
ifica t
esin t
h epa st
, a sa
14
15
16
17
18
30.
Th us, if Sonyscrypt
og ra ph ic keysw erea m ong t
h eda t
a relea sed,
Sonysa bilit
yt
o prev entfurt
h eruna ut
h orizeda ccesst
o it
sN et
w orkw ouldbe
sev erelycom prom iseda nda ddit
iona l, if notong oing , brea ch esof it
sN et
w ork
19
20
w ouldbelikely.
21
31.
22
I nform a t
ion t
ech nolog yonlinepublica t
ion A RS Tech nica not
a bly
report
edt
h a tt
h eh a ckersw erea blet
o collectsig nifica ntint
ellig enceon t
h eSony
23
24
N et
w orkfrom Sonysow n inform a t
ion t
ech nolog ydepa rt
m ent
. A m ong stt
h efiles
25
publiclydisclosedt
h esecondw eekof D ecem ber2014w a sa corpora t
ecert
ifica t
e
26
27
28
a ut
h orit
yt
h a tw a sint
endedt
o beusedin crea t
ing serv ercert
ifica t
esfor
D efenda nt
sI nform a t
ion Syst
em sServ ice(I SS). Th iscorpora t
ecert
ifica t
e
C la ssA ct
ion C om pla intP a g e12
1
2
a ut
h orit
ym a yh a v ebeen usedt
o crea t
et
h eserv ercert
ifica t
et
h a tw a susedt
o sig n a
la t
erv ersion of t
h em a lw a ret
h a tt
ookSonysN et
w orkofflinein N ov em ber2014.
D espit
eSonysL ong st
a nding K now ledg eof I t
sN et
w orksSecurit
y
W ea kness, I tM a dea B usinessD ecision t
o A cceptTh isRiskD espit
e
P rev iousD a t
a B rea ch es
32.
B .
7
8
9
10
a ppa rent
lym a dea businessdecision t
o a cceptt
h eriskof lossesa ssocia t
edw it
h
being h a cked.
33.
11
12
13
14
em ployeesda t
a . Sonyg a m bled, a nd it
sem ployeespa sta ndcurrentlost
.
34.
beforet
h eD a t
a B rea ch beca m epublic, Sonyrelea seda sca t
h ing int
erna lI T
15
16
a ssessm ent
.In t
h ereportSonysI T personnelfoundba sic securit
yprot
ocolw ent
17
18
19
20
21
22
35.
F urt
h erm ore, t
o Sonysch a g rin, em a ilsfrom t
h eD efenda nt
sg enera l
23
24
25
26
onereport
edlyst
at
ed, W h ileundoubt
edlyt
h erew illbeem a ilst
h a tneedt
o be
ret
a inedorst
oredelect
ronica llyin a syst
em ot
h ert
h a n em a il, m a nyca n bedelet
ed,
a ndI a m inform edbyourI T collea g uest
h a tourcurrentuseof t
h eem a ilsyst
em for
27
28
v irt
ua llyev eryt
h ing isnott
h ebestw a yt
o do t
h is.
C la ssA ct
ion C om pla intP a g e13
1
2
36 .
A ccording t
o a n a na lysisbysecurit
yfirm P a cketN inj
a s, m oret
h an
9 00dom a inst
h a ta ppea rt
o berela t
edt
ot
h ecom pa nyh a v ebeen com prom isedov er
3
4
5
6
t
h ela stt
w elv eyea rs.
37 .
Sonyh a dt
h ea bilit
ya ndknow -h ow t
o im plem enta nd m a int
a in
sufficientonlinesecurit
yconsist
entw it
h indust
ryst
a nda rdsa sa lea derin t
he
7
8
9
10
com put
ert
ech nolog yindust
ry.
38 .
N ev ert
h eless, a sreport
edbyt
h et
ech nolog ya ndbusinessw ebsit
e
C I O , Sonysexecut
iv edirect
orof inform a t
ion securit
y, Ja son Spa lt
ro, m a dea
11
12
businessdecision in N ov em ber2005nott
o ensuret
h esecurit
yof SonysN et
w ork.
13
A tt
h a tt
im e, a n a udit
orw h o h a dj
ustcom plet
eda rev iew of Spa lt
rossecurit
y
14
pra ct
icest
oldh im t
h a tSonyh a dsev era lsecurit
yw ea knesses, including
15
16
17
18
insufficient
lyst
rong a ccesscont
rols, w h ich isa keySa rba nes-O xleyrequirem ent
.
39 .
Spa lt
ro subsequent
lysa id in a 2007 int
erv iew w it
h CIO t
h a th ew a s
notw illing t
o putup a lotof m oneyt
o defendSonyssensit
iv einform a t
ion, st
at
ing :
19
20
21
22
It
sa v a lidbusinessdecision t
o a cceptt
h erisk.
40.
C I O report
edon A pril6 , 2007 , t
h a tC ent
erforD em ocra cya nd
23
24
sh ort
sig h t
edbeca uset
h ecostof not
ifica t
ion isonlya sm a llport
ion of t
he
25
pot
ent
ia lcostof a da t
a brea ch .
26
27
28
41.
I n M a y2009 , report
ssurfa cedt
h a tuna ut
h orizedcopiesof Sonys
cust
om erscreditca rdsw ereem a iledt
o a n out
sidea ccount
.
C la ssA ct
ion C om pla intP a g e14
1
2
42.
2unpla ya blet
h roug h t
h eP la ySt
at
ion N et
w ork.
3
4
5
6
C.
SonysM a jorD a t
a B rea ch in A pril2011
43.
m aj
orbrea ch in A pril2011in w h ich h a ckersst
olem illionsof usera ccount
sfrom
7
8
9
10
t
h eonlineg a m ing serv ice.
44.
Tw o w eekspriort
ot
h eA pril2011da t
a brea ch , Sonyw a s
11
12
You h a v ea busedt
h ej
udicia lsyst
em in a n a t
t
em ptt
o censor
13
inform a t
ion on h ow yourproduct
sw ork. . . N ow you w illexperience
14
t
h ew ra t
h of A nonym ous. You sa w a h ornet
snesta ndst
uckyour
15
16
[explet
iv e]in it
. You m ustfa cet
h econsequencesof youra ct
ions,
17
A nonym ousst
yle. . . Expectus(em ph a sisa dded).
18
45.
D espit
et
h isdirectt
h rea tt
o im m inent
lybrea ch t
h eSonyN et
w ork,
19
20
21
22
Sonyfa iledt
o im plem enta dequa t
esa feg ua rdst
o prot
ectit
.
46 .
A sreport
edbyEng a dg et
.com , on M a y1, 2011, SonyC orpora t
ion
C h ief I nform a t
ion O fficer, Sh inj
iH a sej
im a , a dm it
t
edduring a pressconference
23
24
25
t
h a tSonysN et
w orkw a snotsecurea tt
h et
im eof t
h eA pril2011da t
a brea ch a nd
st
at
edt
h a tt
h ea t
t
a ckw a sa know n v ulnera bilit
y.
26
27
28
C la ssA ct
ion C om pla intP a g e15
1
2
47 .
I n a ddit
ion, on June8 , 2011, SonysD eput
yP resident
, report
edly
a dm it
t
edSonysN et
w orkfa iledt
o m eetm inim um securit
yst
a nda rdsa tt
h et
im eof
3
4
5
6
t
h eA pril2011da t
a brea ch .
48 .
A sreport
edbyt
h eG ua rdia n, SonysK a zH ira ist
at
edt
h a tSonyh a s
doneev eryt
h ing t
o bring ourpra ct
icesa tlea stin linew it
h indust
ryst
a nda rdsor
7
8
bet
t
erw h en a skedw h et
h erSonyh a drev isedit
ssecurit
ysyst
em sfollow ing t
he
A pril2011da t
a brea ch .
10
49 .
I n responset
ot
h eA pril2011da t
a brea ch , Sonyrepresent
edt
h a tit
11
12
im plem ent
edba sic m ea surest
o defenda g a instnew a t
t
a cks, including t
h efollow ing
13
syst
em st
h a tsh ould h a v ebeen in pla cepriort
o A pril2011:a ut
om a t
edsoft
w a re
14
m onit
oring ;enh a ncedda t
a encrypt
ion;enh a nceda bilit
yt
o det
ectint
rusionst
ot
he
15
16
N et
w ork, such a sa n ea rly-w a rning syst
em t
o det
ectunusua la ct
iv it
ypa t
t
erns;a nd
17
a ddit
iona lfirew a lls. A ddit
iona lly, Sonyh ireda C h ief I nform a t
ion Securit
yO fficer.
18
50.
N ev ert
h eless, Joh n B um g a rner, C h ief Tech nolog yO fficerof t
he
19
20
independent
, non-profitresea rch inst
it
ut
eUnit
edSt
at
esC yber-C onsequencesUnit
,
21
foundt
h a ta sof M a y10, 2011, una ut
h orizeduserscouldst
illa ccessint
erna lSony
22
23
24
sh ow edt
h a tt
h eproblem sw it
h Sonyssyst
em sw erem orew idesprea dt
h a n Sony
25
26
27
28
51.
A ft
ert
h eA pril2011brea ch , Sonyoffered freeident
it
yt
h eft
prot
ect
ion, a m ong ot
h erbenefit
s, t
o P la ySt
at
ion users.
C la ssA ct
ion C om pla intP a g e16
1
2
52.
B usinessw eekreport
edt
h a tt
h eca useof t
h eA pril2011brea ch w a s
t
h a tSonylostcont
rolof it
scrypt
og ra ph ic keys w h ich isa lso t
h efocusof sev era l
3
4
5
6
securit
yfirm sinv est
ig a t
ing t
h epresentD a t
a B rea ch of SonysN et
w ork a nd
not
edt
h a tif Sonyh a sa g a in lostcont
rolof it
scrypt
og ra ph ic keys, itra isest
he
quest
ion w h yith a d notprot
ect
edt
h em m orecloselyt
h reeyea rsla t
er.
7
53.
8
9
10
C la ssa ct
ion lit
ig a t
ion on beh a lf of g a m ersfollow edt
h eA pril2011
11
12
13
14
D.
SonysF a iluret
o P rev entD a t
a B rea ch esC ont
inuedA ft
erA pril2011
54.
C onsist
entw it
h M r. B um g a rnersresea rch on t
h eext
entof problem s
w it
h t
h esecurit
yof SonysN et
w ork, Sonysba dinform a t
ion t
ech nolog ysecurit
y
15
16
17
18
h a bit
scont
inued.
55.
SonysN et
w orkw a sa g a in brea ch ed in June2011, com prom ising ov er
19
20
21
22
Th eh a ckerscla im edt
h a titw a snotdifficultt
o brea ch Sonys
N et
w orkin June2011a ndt
h a tt
h est
olen da t
a w a sunencrypt
ed.
23
24
25
26
57 .
N um erousexpert
sin t
h efielda g reea nda t
t
ribut
et
h eJune2011da t
a
brea ch t
o a n unsoph ist
ica t
ed m et
h odof h a cking t
h a tw ould noth a v ebeen
successfulif Sonyh a dev en t
h em ostba sic securit
ym ea suresin pla ce.
27
28
C la ssA ct
ion C om pla intP a g e17
1
2
58 .
t
h a tSonyseem st
o ig norecom plia ncerequirem ent
sa ndba sic securit
ybest
3
4
5
6
pra ct
ices, so itisba sica llybeg g ing t
o bea t
t
a cked.B ra dleyfurt
h era dv isedt
h at
com pa niessh ould follow securit
ybestpra ct
icesa ndda t
a securit
ycom plia nce
requirem ent
s a nd in sh ort
[d]ontbea Sony.
7
8
9
10
59 .
Sonyneedst
o spendsom em a j
oreffortin t
ig h t
ening up it
snet
w orksecurit
y. Th is
la t
esth a cka g a instt
h em w a sa seriesof sim pleSQ L I nj
ect
ion a t
t
a cksa g a instit
s
11
12
13
14
Ja son Spa lt
ro not
ifiedSonyC h ief F ina ncia lO fficerD a v id H endlert
h a ta
15
16
17
rela t
ing t
o 7 59 indiv idua lsa ssocia t
edw it
h t
h ea t
ersin B ra zil. Th est
olen pa ym ent
18
inform a t
ion h a dbeen st
oreda s.t
xtt
extfilesa ndSonyh a dbeen st
oring t
h ist
ypeof
19
20
21
22
inform a t
ion t
h isw a ysince2008 .
6 1.
Spa lt
o brush edoff t
h esig nifica nceof t
h eF ebrua ry2014a t
t
a ckfrom
t
h est
a ndpointof leg a lexposurea ndrecom m endeda g a instprov iding a ny
23
24
25
26
27
not
ifica t
ion of t
h isbrea ch t
o indiv idua ls.
6 2.
I n cont
ra st
, Sonyt
ookv eryseriouslyt
h et
h rea tof denia lof serv ice
at
t
a ckson it
sbusiness, pa rt
icula rlya ft
erw h a th a d h a ppenedt
ot
h eSony
28
C la ssA ct
ion C om pla intP a g e18
1
2
P la yst
at
ion N et
w orka ndissuedw a rning sof likelyfut
urea t
t
a cksin M a rch 2014
a nd A pril2014.
3
6 3.
4
5
6
I n A ug ust2014, a m ont
h a ft
erSonyset
t
led t
h ecla ssa ct
ion lit
ig a t
ion
7
8
h a ckersa g a in t
ookdow n t
h eP la ySt
at
ion N et
w orka nda lso t
ookdow n Sonys
Ent
ert
a inm entN et
w orkbyov erw h elm ing SonysN et
w orkw it
h denia lof serv ice
10
at
t
a cks.
11
6 4.
12
13
14
15
16
syst
em st
h a th a dbeen in pla cea tSonyfora g esw it
h plent
yof pot
ent
ia la t
t
a ck
17
point
s.
18
6 5.
At
t
a ckson SonysN et
w orkh a v econt
inued t
o bereport
eda srecent
ly
19
20
21
E.
22
23
66.
24
25
26
27
28
C la ssA ct
ion C om pla intP a g e19
1
2
67.
em ployeeson h ow t
o m a na g et
h elea kof t
h eirpersona linform a t
ion in t
h em a ssiv e
3
4
SonyN et
w orkD a t
a B rea ch .
5
6
68.
7
8
9
10
11
69.
12
F.
A sa resultof t
h eD a t
a B rea ch , cyber-crim ina lsnow possesst
h eP I I of
13
7 0.
14
A st
h eF edera lTra deC om m ission h a sst
at
ed, P I I such a sSocia l
15
Securit
ynum bers, fina ncia linform a t
ion, a ndot
h ersensit
iv einform a t
ion a rew h a t
16
t
h iev esusem ostoft
en t
o com m itfra udorident
it
yt
h eft
.I n a ddit
ion, onceident
it
y
17
18
19
20
t
h iev esh a v epersona linform a t
ion, t
h eyca n dra in yourba nka ccount
, run up your
creditca rds, open new ut
ilit
ya ccount
s, org etm edica lt
rea t
m enton yourh ea lt
h
insura nce.
21
7 1.
22
23
24
L eg it
im a t
eorg a niza t
ionsa ndt
h ecrim ina lunderg rounda like
recog nizet
h ev a lueof such da t
a. O t
h erw ise, t
h eyw ould notpa yfororm a int
a in it
,
ora g g ressiv elyseekit
. C rim ina lsseekpersona la nd fina ncia linform a t
ion of
25
26
27
28
C la ssA ct
ion C om pla intP a g e20
1
2
3
4
G .
SonyF a iledt
o Tim elya ndA dequa t
elyP rot
ectC urrenta ndF orm er
E m ployeesP I I
7 2.
it
sow n t
o com ba tilleg a ldow nloa dsof it
sm ov iest
h a th a ckerspubliclyrelea sed
5
6
a ft
ert
h eD a t
a B rea ch , a ccording t
o Recode. Specifica lly, itish a rnessing A m a zon
W eb Serv ices(t
h eba ckendt
h a th ost
sN et
flix,I nst
a g ra m a nd m a nyot
h ers) t
o
la unch a dist
ribut
eddenia lof serv ice(D D oS) a t
t
a ckon w ebsit
esh ost
ing t
h est
olen
9
10
11
12
a sset
s.
7 3.
Sonyh a snot
, h ow ev er, sim ila rlya ct
edt
o prot
ectit
scurrenta nd
13
14
7 4.
Th isisim port
a ntbeca use, a ccording t
o expert
s, oneoutof fourda t
a
15
brea ch not
ifica t
ion recipient
sbeca m ea v ict
im of ident
it
yfra ud, in w h ich a n
16
ident
it
yt
h ief usesa not
h erspersona la nd fina ncia linform a t
ion such a st
h at
17
18
19
20
F orinst
a nce, ident
it
yt
h iev esm a ycom m itv a rioust
ypesof crim es
21
22
23
24
such a sim m ig ra t
ion fra ud, obt
a ining a driv erslicenseorident
ifica t
ion ca rdin t
he
v ict
im sna m ebutw it
h a not
h erspict
ure, using t
h ev ict
im sinform a t
ion t
o obt
a in
g ov ernm entbenefit
s, orfiling a fra udulentt
a xret
urn using t
h ev ict
im s
25
26
inform a t
ion t
o obt
a in a fra udulentrefund.
27
28
C la ssA ct
ion C om pla intP a g e21
1
2
76.
I n a ddit
ion, ident
it
yt
h iev esm a yg etm edica lserv icesusing
consum erslostinform a t
ion orcom m ita nynum berof ot
h erfra uds, such a s
3
4
5
6
obt
a ining a j
ob, procuring h ousing orev en g iv ing fa lseinform a t
ion t
o police
during a n a rrest
.
77.
F urt
h erm ore, t
h eP I I t
h a tSonyfa iledt
o a dequa t
elyprot
ecta ndt
h at
7
8
w a sst
olen in t
h eD a t
a B rea ch isasg ooda sg oldt
o ident
it
yt
h iev esbeca use
ident
it
yt
h iev esca n usev ict
im spersona lda t
at
o open new fina ncia la ccount
sa nd
10
11
12
13
14
F ina lly, t
h eG O P h a ckersh a v ea lrea dyused t
h isP I I t
o h a ra ssSonys
em ployeesbyt
h rea t
ening h a rm t
ot
h eirfa m iliesif t
h eydidnotcoopera t
eby
15
16
17
im pa iring t
h eira bilit
yt
o w orkw h ilem a lw a rew a sinst
a lledon t
h eSonyN et
w ork.
18
79.
Th eUnit
edSt
at
esg ov ernm enta ndpriv a cyexpert
sa cknow ledg et
h at
19
20
21
22
itm a yt
a keyea rsforident
it
yt
h eftt
o com et
o lig h ta ndbedet
ect
ed.
8 0.
L a w 36 0, t
h erea lv ict
im sa reSonysem ployeesa ndex-em ployees:Th eyrenow
23
24
25
26
27
a triskforident
it
yt
h eftfort
h erestof t
h eirliv es.
8 1.
O n inform a t
ion a ndbelief, t
h eP I I post
edt
ot
h eI nt
ernetpert
a ining t
o
28
C la ssA ct
ion C om pla intP a g e22
1
2
t
h a tleftSonya slong a g o a s2000, a ndt
o a ct
orsa nd film m a kersw h o w orked for
Sonya sfa rba cka s19 8 4.
3
4
5
6
8 2.
N ot
a bly, w h ilesev era lform erSonyem ployeesreport
edseeing t
h eir
persona lda t
a in lea keddocum ent
sbyD ecem ber8 , 2014, oneform erh ig h -ra nking
Sonyem ployeew h o leftt
h ecom pa nyea rliert
h isyea rt
oldC N ET t
h at
:Th e
7
8
9
10
st
udiosdonea bsolut
elynot
h ing t
o rea ch outt
o us.
8 3.
g enera llyresponding t
o inquiriesbyform erSonyem ployeesconcerneda boutt
he
11
12
SonyN et
w orkD a t
a B rea ch a ndpublic dissem ina t
ion of form erSonyem ployeeP I I
13
st
olen byt
h eh a ckers.
14
8 4.
Sonysbela t
edresponsedid notconfirm w h et
h erspecific currentor
15
16
17
18
t
h eft
.Sonysresponsenot
edt
h a tform erSonyem ployeescouldexpectt
o receiv e
19
20
a n em a ilw it
h in t
h enextsev era lda yst
h a tw ould includeinst
ruct
ionson h ow t
h ey
21
22
pa rt
yprov iderof Sonysch oosing .
23
24
25
26
27
28
8 5.
I n conj
unct
ion w it
h it
sbela t
eddisclosure, Sonyputt
h eburden on
P la int
iffsa ndt
h eot
h erC la ssm em berst
o m onit
orforda m a g esca usedbyt
h eD a t
a
B rea ch , ca ut
ioning t
h em t
o w at
ch outforuna ut
h orized useof t
h eircreditca rdda t
a
a nd ident
it
y-t
h eftsca m s. I m plicit
lyrecog nizing t
h eda m a g eca usedbyt
h eD a t
a
C la ssA ct
ion C om pla intP a g e23
1
2
3
4
5
6
86.
7
8
B rea ch ,a ndt
h a tm a nyof t
h oseform erem ployeesw ereconcernedt
h a tt
h eya re
una blet
o g etinform a t
ion from t
h est
udio a bouth ow t
o reg ist
erforcredit
10
m onit
oring a ndt
h eident
it
yprot
ect
ion t
h a tt
h est
udio h a snow a rra ng edt
o offert
o
11
12
13
14
a llcurrenta ndpot
ent
ia llya ffect
ed form erem ployeesa ndt
h eirdependent
s.
87.
O n inform a t
ion a ndbelief, on ora boutD ecem ber12, 2014, Sonys
t
h irdpa rt
yident
it
yprot
ect
ion prov iderA llC lea rI D beg a n prov iding form er
15
16
em ployeesw it
h a ct
iv a t
ion codest
h a tt
h eycoulduset
o sig n up forcredit
17
m onit
oring a nda n ident
it
yt
h eftinsura ncepolicy.
18
88.
Sonyslim it
edofferof 12m ont
h sof creditm onit
oring a nd insura nce
19
20
isina dequa t
e. N eit
h erdoesa nyt
h ing t
o prev entident
it
yfra ud. C reditm onit
oring
21
22
23
24
priv a cyexpert
sa cknow ledg et
h a tst
olen da t
a m a ybeh eld form oret
h a n a yea r
25
beforebeing usedt
o com m itident
it
yt
h efta ndoncest
olen da t
a h a sbeen soldor
26
27
post
edon t
h eI nt
ernet
, fra udulentuseof st
olen da t
a m a ycont
inueforyea rs.
28
C la ssA ct
ion C om pla intP a g e24
1
2
89.
O n inform a t
ion a ndbelief, t
h eD a t
a B rea ch t
ot
h eSonyN et
w ork
a nd/ora ccept
ing creditm onit
oring a nd ident
it
yprot
ect
ion m a yresultin credit
3
4
5
reporta g enciespla cing red fla g son currenta nd form erSonyem ployeecredit
report
s, w h ich subst
a nt
ia llyim pa irsv ict
im sa bilit
yt
o obt
a in a ddit
iona lcredit
.
VI .
C L A SS A C TI O N A L L E G A TI O N S
7
8
9
10
9 0.
P la int
iffsbring t
h issuita sa cla ssa ct
ion pursua ntt
o Rule23of t
he
11
12
13
14
securit
ybrea ch est
h a tbeca m epublic st
a rt
ing in N ov em ber2014, a nd
15
16
17
18
a nyrela t
edsecurit
ybrea ch es.
9 1.
P la int
iffsa lso seekt
o cert
ifya C a lifornia Subcla ssconsist
ing of a ll
m em bersof t
h eC la ssw h o a reresident
sof C a lifornia undert
h erespect
iv eda t
a
19
20
21
22
brea ch st
at
ut
eof C a lifornia setfort
h in C ountII I . Th iscla ssisdefineda sfollow s:
A llform era ndcurrentem ployeesof Sonyw h o a reresident
sof
C a lifornia w h oseP ersona llyI dent
ifia bleI nform a t
ion w a s
23
24
25
26
27
28
C la ssA ct
ion C om pla intP a g e25
1
2
9 2.
P la int
iffsa lso seekt
o cert
ifya Virg inia Subcla ssconsist
ing of a ll
m em bersof t
h eC la ssw h o a reresident
sof Virg inia undert
h erespect
iv eda t
a
3
4
brea ch st
at
ut
eof Virg inia setfort
h in C ountIV. Th iscla ssisdefineda sfollow s:
7
8
bySonyssecurit
ybrea ch est
h a tbeca m epublic st
a rt
ing in N ov em ber
10
9 3.
N um erosit
y. Th eC la ssissufficient
lynum erous, a sa pproxim a t
ely
11
12
13
Th eP ut
at
iv eC la ssm em bersa reso num erousa nddispersedt
h roug h outt
h eUnit
ed
14
St
at
est
h a tj
oinderof a llm em bersisim pra ct
ica ble. P ut
at
iv eC la ssm em bersca n be
15
16
ident
ifiedbyrecordsm a int
a inedbyD efenda nt
.
17
18
9 4.
C om m on Q uest
ionsof F a cta ndL a w . C om m on quest
ionsof fa ct
a nd la w exista st
o a llm em bersof t
h eC la ssa ndpredom ina t
eov era nyquest
ions
19
20
a ffect
ing solelyindiv idua lm em bersof t
h eC la ss, pursua ntt
o Rule23(b)(3).
21
A m ong t
h equest
ionsof fa cta ndla w t
h a tpredom ina t
eov era nyindiv idua lissues
22
a re:
23
24
25
26
27
28
(1)
W h et
h erSonyfa iledt
o exerciserea sona bleca ret
o prot
ect
P la int
iffsa ndt
h eC la ssP I I ;
(2)
W h et
h erSonyt
im ely, a ccura t
ely, a nda dequa t
elyinform ed
P la int
iffsa ndt
h eC la sst
h a tt
h eirP I I h a dbeen com prom ised;
C la ssA ct
ion C om pla intP a g e26
1
2
(3)
W h et
h erSonysconductw it
h respectt
ot
h eda t
a brea ch w a s
3
(4)
4
5
W h et
h erSonyow eda leg a ldut
yt
o P la int
iffsa ndt
h eC la sst
o
prot
ectt
h eirP I I a ndw h et
h erD efenda ntbrea ch edt
h isdut
y;
(5)
W h et
h erSonyw a sneg lig ent
;
(6 )
W h et
h erSonyret
a insem ployeesda t
a fora rea sona blet
im e;
(7 )
W h et
h erP la int
iffsa ndt
h eC la ssa rea ta n increa sedriskof
10
ident
it
yt
h efta sa resultof Sonysbrea ch esa nd fa iluret
o prot
ectP la int
iffs
11
12
a ndt
h eC la ssP I I ;a nd
13
14
(8 )
W h et
h erP la int
iffsa nd m em bersof t
h eC la ssa reent
it
ledt
ot
he
relief soug h t
, including inj
unct
iv erelief.
15
16
17
18
9 5.
Typica lit
y. P la int
iffscla im sa ret
ypica lof t
h ecla im sof m em bersof
t
h eC la ssbeca useP la int
iffsa ndt
h eC la sssust
a inedda m a g esa rising outof
D efenda nt
sw rong fulconducta sdet
a iled h erein. Specifica lly, P la int
iffsa ndt
he
19
20
21
m ea surest
o prot
ectP la int
iffsa ndt
h eC la sssP I I , a ndt
ot
im elynot
ifyt
h em w h en
22
t
h esecurit
ybrea ch occurred.
23
24
25
26
27
28
96.
of t
h eC la ssa nd h a sret
a inedcounselcom pet
enta ndexperienced in cla ssa ct
ion
la w suit
s. P la int
iffsh a v eno int
erest
sa nt
a g onist
ic t
o orin conflictw it
h t
h oseof t
he
C la ssa ndt
h ereforeisa n a dequa t
erepresent
at
iv eforC la ss.
C la ssA ct
ion C om pla intP a g e27
1
2
97.
Superiorit
y. A cla ssa ct
ion issuperiort
o ot
h era v a ila blem et
h odsfor
t
h efa ira ndefficienta dj
udica t
ion of t
h iscont
rov ersybeca uset
h ej
oinderof a ll
3
4
5
6
m em bersof t
h eput
at
iv eC la ssisim pra ct
ica ble. F urt
h erm ore, t
h ea dj
udica t
ion of
t
h iscont
rov ersyt
h roug h a cla ssa ct
ion w illa v oidt
h epossibilit
yof a n inconsist
ent
a ndpot
ent
ia llyconflict
ing a dj
udica t
ion of t
h ecla im sa ssert
edh erein. Th erew illbe
7
8
no difficult
yin t
h em a na g em entof t
h isa ct
ion a sa cla ssa ct
ion.
VI I . C A USE S O F A C TI O N
10
11
C O UN T I :N eg lig ence
98.
P la int
iffsa ndt
h eC la ssrea lleg ea nd incorpora t
ebyreferencet
he
12
13
a lleg a t
ionscont
a ined in ea ch of t
h epreceding pa ra g ra ph sof t
h isC om pla inta sif
14
fullysetfort
h h erein.
15
99.
16
17
obt
a ining , securing , sa feg ua rding , delet
ing a ndprot
ect
ing P la int
iffsa ndt
h eC la ss
18
P I I w it
h in it
spossession orcont
rolfrom being com prom ised, lost
, st
olen, a ccessed
19
a nd m isusedbyuna ut
h orizedpersons. Th isdut
yincluded, a m ong ot
h ert
h ing s,
20
21
22
P la int
iffsa ndC la ssm em bersP I I in Sonyspossession w a sa dequa t
elysecured
23
a ndprot
ect
ed. Sonyfurt
h erow eda dut
yt
o P la int
iffsa ndt
h eC la sst
o im plem ent
24
25
processest
h a tw oulddet
ecta brea ch of it
ssecurit
ysyst
em in a t
im elym a nnera nd
26
t
ot
im elya ctupon w a rning a nda lert
sincluding t
h oseg enera t
edbyit
sow n securit
y
27
28
syst
em s.
C la ssA ct
ion C om pla intP a g e28
1
2
3
4
5
6
t
o ensuret
h a tit
ssyst
em sa nd net
w orks, a ndt
h epersonnelresponsiblefort
h em ,
a dequa t
elyprot
ect
edt
h eP I I of it
scurrenta nd form erem ployees.
101. Sonyow eda dut
yof ca ret
o P la int
iffsa ndt
h em em bersof t
h eC la ss
7
8
beca uset
h eyw ereforeseea blea ndproba blev ict
im sof a nyina dequa t
esecurit
y
pra ct
ices. Sonyknew orsh ouldh a v eknow n ith a d ina dequa t
elysa feg ua rded it
s
10
N et
w ork, pa rt
icula rlyin lig h tof it
sm ult
iplepriorbrea ch es, a snot
eda bov e, a ndyet
11
12
Sonyfa iledt
ot
a kerea sona blepreca ut
ionst
o sa feg ua rdcurrenta nd form er
13
em ployeesP I I .
14
15
16
m em bersof t
h eC la sst
h a tt
h eirP I I h a dbeen orw a srea sona blybeliev edt
o h ave
17
18
t
h at
, a m ong ot
h ert
h ing s, P la int
iffsa ndt
h em em bersof t
h eC la sscouldt
a ke
19
20
a ppropria t
em ea surest
o a v oid ident
ifyt
h eftorfra udulentch a rg es, including ,
21
m onit
ort
h eira ccountinform a t
ion a ndcreditreport
sforfra udulenta ct
iv it
y, cont
a ct
22
t
h eirba nksorot
h erfina ncia linst
it
ut
ions, obt
a in creditm onit
oring serv ices, file
23
24
report
sw it
h la w enforcem enta ndot
h erg ov ernm ent
a la g enciesa ndt
a keot
h erst
eps
25
t
o m it
ig a t
eora m eliora t
et
h eda m a g esca usedbySonysm isconduct
.
26
27
28
103. P la int
iffsa nd m em bersof t
h eC la ssent
rust
edSonyw it
h t
h eirP I I on
t
h eprem isea ndw it
h t
h eunderst
a nding t
h a tSonyw ouldsa feg ua rdt
h eir
C la ssA ct
ion C om pla intP a g e29
1
2
inform a t
ion, a ndSonyw a sin a posit
ion t
o prot
ecta g a instt
h eh a rm sufferedby
P la int
iffsa nd m em bersof t
h eC la ssa sa resultof t
h eD a t
a B rea ch .
3
4
5
6
7
8
9
10
11
12
D at
a B rea ch a ssetfort
h h erein. Sonysm isconducta lso includedit
sdecision nott
o
13
com plyw it
h indust
ryst
a nda rdsfort
h esa fekeeping a nd m a int
ena nceof t
h eP I I of
14
P la int
iffsa nd m em bersof t
h eC la ss.
15
16
17
18
106 . Th roug h it
sa ct
sa ndom issionsdescribedh erein, Sonyunla w fully
brea ch ed it
sdut
yt
o userea sona bleca ret
o prot
ecta ndsecureP la int
iffsa ndt
he
C la ssP I I w it
h in it
spossession orcont
rol. M orespecifica lly, D efenda ntfa iledt
o
19
20
m a int
a in a num berof rea sona blesecurit
yproceduresa ndpra ct
icesdesig nedt
o
21
prot
ectt
h eP I I of P la int
iffsa ndt
h eC la ss, including , butnotlim it
edt
o, est
a blish ing
22
a nd m a int
a ining indust
ry-st
a nda rdsyst
em st
o sa feg ua rdit
scurrenta nd form er
23
24
em ployeesP I I . G iv en t
h eriskinv olv eda ndt
h ea m ountof da t
a a tissue, Sonys
25
brea ch of it
sdut
iesw a sent
irelyunrea sona ble.
26
27
28
C la ssA ct
ion C om pla intP a g e30
1
2
107 . Sonybrea ch ed it
sdut
iest
ot
im elya nda ccura t
elydiscloset
h at
P la int
iffsa ndC la ssm em bersP I I in Sonyspossession h a dbeen orw a s
3
4
5
6
7
8
ca using t
h em t
o expendpersona lincom eon creditm onit
oring serv icesa ndput
t
ing
t
h em a ta n increa sedriskof ident
it
yt
h eft
. P la int
iffsa nd m em bersof t
h eC la ssh a v e
10
spentt
im ea nd m oneyt
o prot
ectt
h em selv esa sa resultof D efenda nt
sconduct
, a nd
11
12
w illcont
inuet
o berequiredt
o spendt
im ea nd m oneyprot
ect
ing t
h em selv es, t
h eir
13
ident
it
ies, t
h eircredit
, a ndt
h eirreput
at
ions.
14
15
C O UN T I I :Viola t
ion of C a lifornia C onfident
ia lit
yof
M edica lI nform a t
ion A ct
, C a l. C iv . C ode 56 , et seq.
16
109 . P la int
iffsa ndt
h eC la ssrea lleg ea nd incorpora t
ebyreferencet
he
17
18
19
20
a lleg a t
ionscont
a ined in ea ch of t
h epreceding pa ra g ra ph sof t
h isC om pla inta sif
fullysetfort
h h erein.
110. C a lifornia C iv ilC ode 56 , etseq., know n a st
h eC onfident
ia lit
yof
21
22
23
24
M edica lI nform a t
ion A ct(M edica lI nform a t
ion A ct
), requiresem ployersw h o
receiv em edica linform a t
ion t
o est
a blish a ppropria t
eprocedurest
o ensuret
he
confident
ia lit
ya ndprot
ect
ion from una ut
h orizedusea nddisclosureof t
h at
25
26
27
inform a t
ion. Th eseproceduresm a yinclude, buta renotlim it
edt
o, inst
ruct
ion
reg a rding confident
ia lit
yof em ployeesa nd a g ent
sh a ndling filescont
a ining
28
C la ssA ct
ion C om pla intP a g e31
1
2
m edica linform a t
ion, a ndsecurit
ysyst
em srest
rict
ing a ccesst
o filescont
a ining
m edica linform a t
ion.
3
4
5
6
111. F urt
h erm ore, t
h eM edica lI nform a t
ion A ctproh ibit
sem ployersfrom
disclosing m edica linform a t
ion reg a rding a pa t
ientw it
h outfirstobt
a ining w rit
t
en
a ut
h oriza t
ion from t
h epa t
ient
.
7
8
112. I n t
h eusua lcourseof business, em ployers, including Sony, possess
a ndret
a in cert
a in m edia t
ion recordsa ndinform a t
ion belong ing t
o it
scurrenta nd
10
11
12
13
14
t
h eirem ploym entw it
h Sony, P la int
iffsliv edin C a lifornia .
113. A ta llrelev a ntt
im es, D efenda nth a da leg a ldut
yt
o prot
ectt
he
confident
ia lit
yof P la int
iffsa ndC la ssm em bersm edica linform a t
ion.
15
16
17
18
19
20
I nform a t
ion A cta ndt
h eirleg a ldut
yt
o prot
ectt
h econfident
ia lit
yof such
21
inform a t
ion.
22
23
24
t
h eC la ssw h osem edica linform a t
ion w a scom prom iseda reent
it
ledt
o nom ina l
25
st
at
ut
oryda m a g esof $1,000percla ssm em bera sw ella sa nya ct
ua lda m a g es
26
27
sust
a inedbyt
h oseP la int
iffsa nd m em bersof t
h eC la ss.
28
C la ssA ct
ion C om pla intP a g e32
1
2
3
4
C O UN T I I I :Viola t
ion of C a l. C iv . C ode 17 9 8 .8 0etseq.
(O n B eh a lf O f P la int
iff M a t
h isa ndt
h eC a lifornia Subcla ss)
116 . P la int
iffsa ndt
h eC la ssrea lleg ea nd incorpora t
ebyreferencet
he
a lleg a t
ionscont
a ined in ea ch of t
h epreceding pa ra g ra ph sof t
h isC om pla inta sif
5
6
7
8
fullysetfort
h h erein.
117 . Sect
ion 17 9 8 .8 2of t
h eC a lifornia C iv ilC odeprov ides, in pert
inent
pa rt
, a sfollow s:
9
10
11
includespersona linform a t
ion t
h a tt
h eperson orbusinessdoesnot
12
ow n sh a llnot
ifyt
h eow nerorlicenseeof t
h einform a t
ion of a ny
13
14
brea ch of t
h esecurit
yof t
h eda t
a im m edia t
elyfollow ing discov ery, if
15
t
h epersona linform a t
ion w a s, orisrea sona blybeliev edt
o h a v ebeen,
16
a cquiredbya n una ut
h orizedperson.
17
* * *
18
19
20
21
22
23
24
requirem ent
s:
(1) Th esecurit
ybrea ch not
ifica t
ion sh a llbew rit
t
en in pla in
la ng ua g e.
25
26
27
(2) Th esecurit
ybrea ch not
ifica t
ion sh a llinclude, a ta
m inim um , t
h efollow ing inform a t
ion:
28
C la ssA ct
ion C om pla intP a g e33
1
2
(A ) Th ena m ea ndcont
a ctinform a t
ion of t
h ereport
ing
person orbusinesssubj
ectt
ot
h issect
ion.
3
4
5
6
(B ) A listof t
h et
ypesof persona linform a t
ion t
h a tw ere
ora rerea sona blybeliev edt
o h a v ebeen t
h esubj
ectof a
brea ch .
7
8
(C ) I f t
h einform a t
ion ispossiblet
o det
erm inea tt
h et
im e
t
h enot
iceisprov ided, t
h en a nyof t
h efollow ing :(i) t
he
10
da t
eof t
h ebrea ch , (ii) t
h eest
im a t
edda t
eof t
h ebrea ch , or
11
12
(iii) t
h eda t
era ng ew it
h in w h ich t
h ebrea ch occurred. Th e
13
not
ifica t
ion sh a lla lso includet
h eda t
eof t
h enot
ice.
14
(D ) W h et
h ernot
ifica t
ion w a sdela yeda sa resultof a la w
15
16
17
t
o det
erm inea tt
h et
im et
h enot
iceisprov ided.
18
19
20
inform a t
ion ispossiblet
o det
erm inea tt
h et
im et
h enot
ice
21
isprov ided.
22
(F ) Th et
oll-freet
eleph onenum bersa nda ddressesof t
he
23
24
m aj
orcreditreport
ing a g enciesif t
h ebrea ch exposeda
25
socia lsecurit
ynum berora driv erslicenseorC a lifornia
26
27
28
ident
ifica t
ion ca rd num ber.
* * *
C la ssA ct
ion C om pla intP a g e34
1
2
3
4
5
6
resident
sa sa resultof a sing lebrea ch of t
h esecurit
ysyst
em sh a ll
elect
ronica llysubm ita sing lesa m plecopyof t
h a tsecurit
ybrea ch
not
ifica t
ion, excluding a nypersona llyident
ifia bleinform a t
ion, t
ot
he
7
8
At
t
orneyG enera l. A sing lesa m plecopyof a securit
ybrea ch
not
ifica t
ion sh a llnotbedeem edt
o bew it
h in subdiv ision (f) of
10
Sect
ion 6 254of t
h eG ov ernm entC ode.
11
12
(g ) F orpurposesof t
h issect
ion, brea ch of t
h esecurit
yof t
h esyst
em
13
m ea nsuna ut
h orizeda cquisit
ion of com put
erizedda t
at
h at
14
15
16
inform a t
ion m a int
a inedbyt
h eperson orbusiness. G oodfa it
h
17
a cquisit
ion of persona linform a t
ion bya n em ployeeora g entof t
he
18
person orbusinessfort
h epurposesof t
h eperson orbusinessisnota
19
20
brea ch of t
h esecurit
yof t
h esyst
em , prov idedt
h a tt
h epersona l
21
inform a t
ion isnotusedorsubj
ectt
o furt
h eruna ut
h orizeddisclosure.
22
118 . Th euna ut
h orizeda cquisit
ion of P la int
iffsa ndC la ssm em bersP I I
23
24
25
26
27
28
const
it
ut
eda brea ch of t
h esecurit
ysyst
em of Sony.
119 . Sonyunrea sona blydela yed inform ing a nyonea boutt
h ebrea ch of
securit
yof C a lifornia Subcla ssm em bersconfident
ia la nd non-public inform a t
ion
a ft
erSonyknew t
h eD a t
a B rea ch h a doccurred.
C la ssA ct
ion C om pla intP a g e35
1
2
3
4
5
6
of t
h eirunencrypt
ed, ornotproperlya ndsecurelyencrypt
ed, P I I w h en t
h eyknew
orrea sona blybeliev edsuch inform a t
ion h a dbeen com prom ised.
121. Upon inform a t
ion a ndbelief, no la w enforcem enta g encyinst
ruct
ed
7
8
9
10
Sonyt
h a tnot
ifica t
ion t
o C a lifornia Subcla ssm em bersw ould im pedeinv est
ig a t
ion.
122. P ursua ntt
o Sect
ion 17 9 8 .8 4of t
h eC a lifornia C iv ilC ode:
(a ) A nyw a iv erof a prov ision of t
h ist
it
leiscont
ra ryt
o public policy
11
12
13
14
* * *
(e) A nybusinesst
h a tv iola t
es, proposest
o v iola t
e, orh a sv iola t
edt
h is
15
16
t
it
lem a ybeenj
oined.
17
18
19
20
21
22
m onit
oring a ndot
h erident
ifyt
h eftprev ent
ion serv ices.
124. P la int
iff M a t
h is, indiv idua llya ndon beh a lf of t
h eot
h erC a lifornia
Subcla ssm em bers, seeka llrem ediesa v a ila bleunderC a l. C iv . C ode 17 9 8 .8 4,
23
24
including , butnotlim it
edt
o:(a ) da m a g essufferedbyC a lifornia Subcla ssm em bers
25
26
27
C O UN T I V:Viola t
ion of 18 .2-18 6 .6 ., etseq.
(O n B eh a lf O f P la int
iff C orona a ndt
h eVirg inia Subcla ss)
28
C la ssA ct
ion C om pla intP a g e36
1
2
125. P la int
iffsa ndt
h eC la ssrea lleg ea nd incorpora t
ebyreferencet
he
a lleg a t
ionscont
a ined in ea ch of t
h epreceding pa ra g ra ph sof t
h isC om pla inta sif
3
4
5
6
fullysetfort
h h erein.
126 . Sect
ion 18 .2-18 6 .6 of t
h eC odeof Virg inia prov ides, in pert
inentpa rt
,
a sfollow s:
7
8
(B ) I f unencrypt
edorunreda ct
edpersona linform a t
ion w a soris
10
una ut
h orizedperson a ndca uses, ort
h eindiv idua lorent
it
yrea sona bly
11
12
13
residentof t
h eC om m onw ea lt
h , a n indiv idua lorent
it
yt
h a tow nsor
14
licensescom put
erizedda t
at
h a tincludespersona linform a t
ion sh a ll
15
16
disclosea nybrea ch of t
h esecurit
yof t
h esyst
em follow ing discov ery
17
ornot
ifica t
ion of t
h ebrea ch of t
h esecurit
yof t
h esyst
em t
ot
h eO ffice
18
of t
h eA t
t
orneyG enera la nda nya ffect
edresidentof t
he
19
20
C om m onw ea lt
h w it
h outunrea sona bledela y. N ot
icerequiredbyt
h is
21
sect
ion m a yberea sona blydela yedt
o a llow t
h eindiv idua lorent
it
yt
o
22
det
erm inet
h escopeof t
h ebrea ch of t
h esecurit
yof t
h esyst
em a nd
23
24
rest
oret
h erea sona bleint
eg rit
yof t
h esyst
em . N ot
icerequiredbyt
h is
25
sect
ion m a ybedela yed if, a ft
ert
h eindiv idua lorent
it
ynot
ifiesa la w -
26
27
28
1
2
3
4
5
6
det
erm inest
h a tt
h enot
ifica t
ion w illno long erim pedet
he
inv est
ig a t
ion orj
eopa rdizena t
iona lorh om ela ndsecurit
y.
(C ) A n indiv idua lorent
it
ysh a lldiscloset
h ebrea ch of t
h esecurit
yof
7
8
t
h esyst
em if encrypt
edinform a t
ion isa ccesseda nda cquiredin a n
unencrypt
ed form , orif t
h esecurit
ybrea ch inv olv esa person w it
h
10
a ccesst
ot
h eencrypt
ion keya ndt
h eindiv idua lorent
it
yrea sona bly
11
12
believ est
h a tsuch a brea ch h a sca usedorw illca useident
it
yt
h eftor
13
ot
h erfra udt
o a nyresidentof t
h eC om m onw ea lt
h.
14
15
16
includespersona linform a t
ion t
h a tt
h eindiv idua lorent
it
ydoesnot
17
ow n orlicensesh a llnot
ifyt
h eow nerorlicenseeof t
h einform a t
ion of
18
a nybrea ch of t
h esecurit
yof t
h esyst
em w it
h outunrea sona bledela y
19
20
21
persona linform a t
ion w a sa ccesseda nda cquiredbya n una ut
h orized
22
person ort
h eindiv idua lorent
it
yrea sona blybeliev est
h epersona l
23
24
inform a t
ion w a sa ccesseda nda cquiredbya n una ut
h orizedperson.
25
(E) I n t
h eev enta n indiv idua lorent
it
yprov idesnot
icet
o m oret
h an
26
27
28
1,000personsa tonet
im epursua ntt
ot
h issect
ion, t
h eindiv idua lor
ent
it
ysh a llnot
ify, w it
h outunrea sona bledela y, t
h eO fficeof t
he
C la ssA ct
ion C om pla intP a g e38
1
2
At
t
orneyG enera la nda llconsum erreport
ing a g enciest
h a tcom pile
a nd m a int
a in fileson consum erson a na t
ionw ideba sis, a sdefined in
3
4
5
6
15U.S.C . 16 8 1a (p), of t
h et
im ing , dist
ribut
ion, a ndcont
entof t
he
not
ice.
127 . F orpurposesof t
h issect
ion, persona linform a t
ionm ea nst
h efirst
7
8
na m eorfirstinit
ia la nd la stna m ein com bina t
ion w it
h a nd linkedt
o a nyoneor
m oreof t
h efollow ing da t
a elem ent
st
h a trela t
et
o a residentof t
h eC om m onw ea lt
h,
10
w h en t
h eda t
a elem ent
sa reneit
h erencrypt
ednorreda ct
ed:
11
12
(a ) Socia lsecurit
ynum ber;
13
14
15
16
17
com bina t
ion w it
h a nyrequiredsecurit
ycode, a ccesscode, or
18
pa ssw ordt
h a tw ouldperm ita ccesst
o a resident
sfina ncia la ccount
.
19
20
128 . F orpurposesof t
h issect
ion, not
icem ea ns:
21
(1) W rit
t
en not
icet
ot
h ela stknow n post
a la ddressin t
h erecordsof t
he
22
23
24
25
(3) Elect
ronic not
ice;or
26
27
28
(4) Subst
it
ut
enot
ice, if t
h eindiv idua lort
h eent
it
yrequiredt
o prov idenot
ice
dem onst
ra t
est
h a tt
h ecostof prov iding not
icew illexceed$50,000, t
he
C la ssA ct
ion C om pla intP a g e39
1
2
a ffect
edcla ssof Virg inia resident
st
o benot
ifiedexceeds100,000resident
s,
ort
h eindiv idua lort
h eent
it
ydoesnoth a v esufficientcont
a ctinform a t
ion or
3
4
5
consentt
o prov idenot
icea sdescribed in subdiv isions1, 2, or3of t
h is
definit
ion. Subst
it
ut
enot
iceconsist
sof a llof t
h efollow ing :
(a )
E-m a ilnot
iceif t
h eindiv idua lort
h eent
it
yh a se-m a ila ddresses
7
8
fort
h em em bersof t
h ea ffect
edcla ssof resident
s;
9
10
(b)
C onspicuouspost
ing of t
h enot
iceon t
h ew ebsit
eof t
he
11
12
13
14
a nd
(c)
N ot
icet
o m aj
orst
at
ew idem edia .
129 . F urt
h er, t
h enot
icerequiredbyt
h issect
ion sh a llincludea
15
16
17
18
descript
ion of t
h efollow ing :
(1) Th eincidentin g enera lt
erm s;
(2) Th et
ypeof persona linform a t
ion t
h a tw a ssubj
ectt
ot
h euna ut
h orized
19
20
21
(3) Th eg enera la ct
sof t
h eindiv idua lorent
it
yt
o prot
ectt
h epersona l
22
inform a t
ion from furt
h eruna ut
h orizeda ccess;
23
24
(4) A t
eleph onenum bert
h a tt
h eperson m a yca llforfurt
h erinform a t
ion a nd
25
a ssist
a nce, if oneexist
s;a nd
26
27
28
(5) A dv icet
h a tdirect
st
h eperson t
o rem a in v ig ila ntbyrev iew ing a ccount
st
at
em ent
sa nd m onit
oring freecreditreport
s.
C la ssA ct
ion C om pla intP a g e40
1
2
130. B rea ch of t
h esecurit
yof t
h esyst
em m ea nst
h euna ut
h orizeda ccess
a nda cquisit
ion of unencrypt
eda ndunreda ct
edcom put
erizedda t
at
h at
3
4
5
6
7
8
C om m onw ea lt
h . G ood fa it
h a cquisit
ion of persona linform a t
ion bya n em ployeeor
10
11
12
brea ch of t
h esecurit
yof t
h esyst
em , prov idedt
h a tt
h epersona linform a t
ion isnot
13
14
t
o furt
h eruna ut
h orizeddisclosure.
15
16
17
18
131.
Th euna ut
h orizeda cquisit
ion of P la int
iffsa ndC la ssm em bersP I I
const
it
ut
eda brea ch of t
h esecurit
yof t
h esyst
em of SonyunderSect
ion 18 .218 6 .6 .A . of t
h eC odeof Virg inia .
19
20
21
22
23
24
25
26
27
28
1
2
3
4
5
6
135. N ot
h ing in Sect
ion 18 .2-18 6 .6 .I . of t
h eC odeof Virg inia lim it
sa n
indiv idua lfrom recov ering directeconom ic da m a g esfrom a v iola t
ion of t
h is
sect
ion.
7
8
9
10
11
12
13
ot
h erh a rm sca usedbyt
h erelea seof t
h eirP I I a sa resultof t
h eD a t
a B rea ch ,
14
including freezing t
h eircreditrecordsa ndot
h erident
ifyt
h eftprev ent
ion serv ices.
15
16
17
18
137 . P la int
iff C orona , indiv idua llya ndon beh a lf of t
h eot
h erVirg inia
Subcla ssm em bers, seeka llrem ediesa v a ila bleunderSect
ion 18 .2-18 6 .6 .I . of t
he
C odeof Virg inia , including , butnotlim it
ed t
o:(a ) da m a g essufferedbyVirg inia
19
20
21
22
P RA YE RF O RRE L I E F
W H EREF O RE, P la int
iffs, on beh a lf of t
h em selv esa ndt
h eC la sssetfort
h
23
24
25
26
h erein, respect
fullyrequest
st
h efollow ing relief:
A.
Th a tt
h eC ourtcert
ifyt
h isca sea sa cla ssa ct
ion pursua ntt
o F edera l
27
28
C la ssA ct
ion C om pla intP a g e42
1
2
3
4
5
6
B .
F inding t
h a tSonybrea ch ed it
sdut
yt
o sa feg ua rda ndprot
ect
P la int
iffsa ndt
h eC la ssP I I t
h a tw a scom prom ised in t
h esecurit
ybrea ch t
h at
beca m epublic know ledg est
a rt
ing in N ov em ber2014;
7
8
9
10
C.
Th a tt
h eC ourta w a rdP la int
iffsa ndt
h eC la ssa ppropria t
erelief,
including a nya ct
ua la ndst
at
ut
oryda m a g es, rest
it
ut
ion a nddisg org em ent
.
D.
Th a tt
h eC ourta w a rdequit
a ble, inj
unct
iv ea nddecla ra t
oryrelief a s
11
12
m a ybea ppropria t
eundera pplica blest
at
ela w s. P la int
iffs, on beh a lf of t
h eC la ss
13
seeksa ppropria t
einj
unct
iv erelief, including butnotlim it
edt
o:(i) t
h eprov ision of
14
creditm onit
oring a nd/orcreditca rd m onit
oring serv icesfort
h eC la ssfora tlea st
15
16
17
fort
h eC la ssfora tlea stfiv eyea rs;(iii) t
h eprov ision of ident
it
yt
h eftinsura ncefor
18
t
h eC la ssfora tlea stfiv eyea rs;(iv ) t
h eprov ision of creditrest
ora t
ion serv icesfor
19
20
t
h eC la ssfora tlea stfiv eyea rs;(v ) a w a rding P la int
iffsa ndt
h eC la sst
he
21
22
insura ncefort
h eC la ss;a nd(v i) requiring t
h a tSonyreceiv eperiodic com plia nce
23
24
a udit
sbya t
h irdpa rt
yreg a rding t
h esecurit
yof it
scom put
ersyst
em sused for
25
st
oring currenta nd form erem ployeeda t
a, t
o ensurea g a instt
h erecurrenceof a
26
27
28
da t
a brea ch bya dopt
ing a ndim plem ent
ing bestsecurit
yda t
a pra ct
ices;
E.
A w a rding t
h eda m a g esrequest
ed h erein t
o P la int
iffsa ndt
h eC la ss;
C la ssA ct
ion C om pla intP a g e43
1
2
F.
A w a rding a llcost
s, including expert
sfeesa nda t
t
orneysfees, a nd
t
h ecost
sof prosecut
ing t
h isa ct
ion;
3
4
5
6
G.
A w a rding pre-j
udg m enta ndpost
-j
udg m entint
eresta sprescribedby
la w ;a nd
H.
G ra nt
ing a ddit
iona lleg a lorequit
a blerelief a st
h isC ourtm a yfindj
ust
7
8
9
10
a ndproper.
JURYTRI A L D EM A N D E D
P la int
iffsh erebydem a nda t
ria lbyj
uryon a llissuesso t
ria ble.
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
C la ssA ct
ion C om pla intP a g e44
1
2
D A TED t
h is15t
h da yof D ecem ber, 2014.
K E L L E RRO H RB A C K L .L .P .
3
4
5
6
7
8
B y s/ K h esra w K a rm a nd
K h esra w K a rm a nd(SB N 28 027 2)
M at
t
h ew J. P reusch (SB N 29 8 144)
kka rm a nd@ kellerroh rba ck.com
m preusch @ kellerroh rba ck.com
1129 St
at
eSt
reet
, Suit
e8
Sa nt
a B a rba ra , C a lifornia 9 3101
Tel.:(8 05) 456 -149 6 , F a x(8 05) 456 -149 7
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C la ssA ct
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