BANK AUDIT QUESTIONER S P C M AND ASOOCIATES SR NO 1 PARTICULARS CASH VERIFICATION A WHETHER CASH TAKEN IN ENVELOPE FROM CASHIER ?

B WHETHER XEROX OF CASH MEMO AS ON THE LAST DAY OF MONTH OF AUDIT IS TAKEN. SAME FOR THE DAY OF AUDIT

WHETHER STOCK VERIFIED ? (CHEQUE BOOKS,FD RECEIPTS,DD,AND OTHER STATIONERY GIVEN BY HO)

WHETHER STAFF REGISTER IS ROTATING AFTER PARTICULAR PERIOD ?

WHETHER KEY ROTATING PERIODICALLY ?

LEAVE REGISTER PROPERLY MAINTAINED ?

PHYSICAL VERIFICATION OF TOKEN

WHETHER GOLD BAGS VERIFIED ?

TOTAL NO OF STAFF AND THERE DETAILS

10

TOTAL NO OF A/CS OPENED DURING THE PARIOD ? AND A/C HAVING MINIMUM BAL. SAVING CURRENT

11

LOAN PROCESSING CHARGES VERFIED FROM SYSTEM WHETHER CREDITED

PROPERLY ?

12

WHETHER 15G AND 15H FORM SUBMITTED WITHINN DUE DATE ?

13

PRINTOUT TAKEN FOR O/S LOCKER RENT ? WHETHER LOCKER RENT VERIFIED FROM SYSTEM ? CHECK WHETHER THE COMPLIANCE OF PREVOUS AUDIT IS SORT OUT ?

14

15

CHECK WHETHER ALL PRINT OUTS TAKEN ?

16

WHETHER ALL QUERIES DISCUSSED WITH RESPECTIVE OFFICER ?

17

CERTIFICATE TAKEN AS SUCH FROM MANAGER ?

NOTE :

TAKE A SIGN OF RESPECTIVE OFFICER AFTER THE DISCUSSION OF QUERIES AND FOR PENDING QUER OF RESPECTIVE AREAS FOR EXAMPLE QUERIES OF A/C OPENING FORMS,GOLD BAGS

REMARK

TOTAL NOS MISSING -

Pearticulars Branch Manager Asst.Branch Manager Accountant Clerk Peon

Nos

TOTAL NO . OF ACOUNTS

TOTAL ACCOUNTS BELOW MIN. BAL

CURRENT

TOTAL 15G FORMS TOTAL 15H FORMS (FOR AUDIT PERIOD)

UERIES AND FOR PENDING QUERIES MS,GOLD BAGS