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Financing by Listed CompaniesMonthly)

\mil.

Year
or
Month

1998/1
1998/2
1998/3
1998/4
1998/5
1998/6
1998/7
1998/8
1998/9
1998/10
1998/11
1998/12
1999/1
1999/2
1999/3
1999/4
1999/5
1999/6
1999/7
1999/8
1999/9
1999/10
1999/11
1999/12
2000/1
2000/2
2000/3
2000/4
2000/5
2000/6
2000/7
2000/8
2000/9
2000/10
2000/11
2000/12
2001/1
2001/2
2001/3
2001/4
2001/5
2001/6
2001/7
2001/8
2001/9
2001/10
2001/11
2001/12
2002/1
2002/2
2002/3
2002/4
2002/5
2002/6

Offering to
Shareholders

Public Offering

No.of
Cases

Amount
Raised

No.of
Cases

1
4,462

1
3,777

1
4,493

1
66

1 27,487

1
2
1
2

1
1

2
1

1
4
1
1
5
2
3
8
1
2
2
4
2
2

4
3
1
3

3
3

1
2
1
3
1
1

3
1
1

IPO

Amount
Raised

39,950
16,910
150,370
67,585

936
2,430

21,864
3,156

75,200
23,780
11,483
32,475
48,887
56,587
21,311
54,970
37,044
10,413
4,617
49,374
7,832
16,393

13,208
66,173
284,700
4,392

961,529
76,075

3,055
35,108
3,091
90,836
2,812
4,122

24,853

52,616
1,648
1,018

1,985

Private Placement

IPO

Warrants and Stock


Optios Exercised

Preferred Stocks and Tracking stocks

No.of
Cases

Amount
Raised

No.of
Cases

Amount
Raised

No.of
Cases

1
6
3

1
4
1
3
1
3
9
1
2
18
3
4
4
7
7
14
7
3
5
1
1
14
8
2
5
2
5
3
3
1
1
1
5
15
4
1
5
4
5
5
3
4
5
1
6
13
5
3
2

7,376
171,596
17,231

1,625
46,330
67,222
40,167
99
48,237
288,129
216,988
5,250
748,345
23,319
602,549
33,814
108,456
45,326
380,294
49,783
40,517
92,640
10,200
1,456
127,588
246,500
65,413
11,609
4,940
79,654
152,990
219,070
2,732
600
58,109
28,374
129,341
18,380
11,325
10,393
36,174
96,631
27,688
16,957
28,218
15,581
29,965
46,704
158,609
7,194
18,808
5,508

9
11
7
7
8
6
9
5
2
6
9
8
11
14
20
32
27
33
39
35
42
30
36
31
24
35
34
24
24
25
40
38
35
29
26
35
27
30
36
23
39
36
31
28
20
18
16
22
16
17
26
22
27
36

25,104
32,380
2,411
2,667
3,823
12,380
1,803
276
286
3,417
1,134
687
6,240
2,046
11,533
11,629
3,514
46,779
58,127
15,679
36,622
24,408
19,702
16,620
11,181
12,799
12,665
16,814
5,431
1,465
7,181
7,124
7,523
1,426
2,113
19,890
1,430
16,843
8,049
6,011
1,369
978
385
269
897
630
181
352
619
357
216,230
233
1,164
1,947

16

1
1
4

1
1

3
1

2
1

Private
Placement

Amount
Raised

Private
Placement

5
471,000
471,000

1
244,200
244,200

16 6,389,250 6,389,250

1
53,716
53,716
1
42,820
42,820
4
195,000
195,000

1
30,000
30,000
1
34,415
34,415

3
47,278
47,278
1
60,025
60,025

2
139,970
139,970
1
60,000
60,000

10,137

1
6,000
6,000

3
194,290
194,290

Convertible Bonds

Bond with Warrants

Straight Bonds


Amount

No.of
Cases

59
77
57
52
69
76
60
56
66
56
48
61
15
29
22
33
42
45
33
26
32
22
51
29
12
54
40
31
30
38
27
32
30
26
29
39
10
31
26
25
38
56
14
27
33
15
29
17
8
16
17
15
29
21

Raised
(Domestic)

910,000
1,318,000
1,022,500
1,077,900
1,177,000
1,373,000
1,000,000
988,000
841,000
782,000
995,000
955,500
265,000
376,000
465,000
791,000
730,500
890,000
513,000
309,000
625,000
573,000
687,000
476,000
420,000
1,002,000
523,000
672,000
580,000
722,000
548,000
700,360
731,500
681,000
491,200
685,000
385,000
630,000
638,000
594,500
788,000
1,099,000
302,000
410,000
752,000
485,000
790,000
377,000
225,000
746,000
420,000
495,000
669,000
412,000

No.of
Cases

5
15
15
8
11
12
10
4
8
7
13
7
7
10
14
20
24
24
29
23
24
15
20
9
6
4
7
10
11
12
4
7
8
5
5
2


Amount
Amount
Raised
(Foreign)

89,590
135,632
444,010
19,031
144,384
81,505
78,361
43,000
82,674
35,367
216,334
123,035
120,400
119,419
180,915
99,400
357,455
224,873
279,484
128,353
101,250
105,436
184,296
13,000
71,772
64,892
29,000
102,450
116,348
64,597
42,415
64,800
105,395
116,102
26,360
22,705

No.of
Cases

1
1
1
1
1

3
3
2
5

1
2

8
1

2
5
3

2
4
1
3

3
1
2
4
3

1
1
1
3
2
1
2
1
1
4
2
1

Raised
(Domestic)

30,000

6,000
3,000
150,100
10,000
7,000

20,480
25,000
50,000
71,000

30,000
55,000

216,000
20,000

100,000

20,000
72,030
16,439

25,000
125,000
8,000
49,200

25,480
4,000
20,000
35,500
41,400

8,000
7,000
5,071
36,000
40,000
60,000
25,000
70,000
12,000
95,000
20,300
30,000

No.of
Cases

2
1
2

1
2
2
1
5
3
1
1
1
4
4
5
4
2
3

2
2
1
2
3
3
1
3
1
1

2
2
3
3
4
3
4
2
3
1
3

3
1
4
1
5


Amount
Amount
Raised
(Foreign)

14,750

6,400
7,000
13,000

20,000
34,760
5,000
10,000
120,548
6,100
1,200
2,000
4,002
34,370
57,458
23,800
101,000
6,200
11,576

12,000
7,029
6,163
44,561
10,631
15,000
3,000
33,500
100,000
20,000

6,200
10,000
256,453
11,950
60,009
11,500
25,280
5,000
24,900
400
135,115

26,990
8,000
40,920
250,000
337,795

No.of
Cases

2
1

1
1
1

1
2
1

1
2

1
1
5
4

1
2
2
2
1
3
2
5
1
6
4
4
2
2
1
4
3
3
1
2
4
3
1
6
2
5
1
2
2
1

Raised
(Domestic)

600
650

750
700
4,000

475
2,838
226

2,800
1,380

5,800
4,600
6,202
1,569

3,840
8,000
2,405
10,400
200
1,820
219
6,530
930
13,434
3,702
12,903
4,640
3,024
2,000
13,100
5,459
2,035
2,000
7,000
3,686
2,243
603
2,332
7,428
8,292
448
1,200
704
4,000

No.of
Cases

1
1

Amount
Raised
(Foreign)

215,900

500

15,000

5,956

590

1,000
45,000

500

52,800

Financing by Listed CompaniesMonthly)

\mil.

Year
or
Month

2002/7
2002/8
2002/9
2002/10
2002/11
2002/12
2003/1
2003/2
2003/3
2003/4
2003/5
2003/6
2003/7
2003/8
2003/9
2003/10
2003/11
2003/12
2004/1
2004/2
2004/3
2004/4
2004/5
2004/6
2004/7
2004/8
2004/9
2004/10
2004/11
2004/12
2005/1
2005/2
2005/3
2005/4
2005/5
2005/6
2005/7
2005/8
2005/9
2005/10
2005/11
2005/12
2006/1
2006/2
2006/3
2006/4
2006/5
2006/6
2006/7
2006/8
2006/9
2006/10
2006/11
2006/12

Offering to
Shareholders

Public Offering

No.of
Cases

Amount
Raised

No.of
Cases

867

583

2,729

3,324

397

2
2
4
2

1
6

2
1
6
2
5
6
6
2
7
5
4
2
8
6
6
11
8
6
13
2
5
10
3
3
7
5
5
6
6
7
15
3
15
17
1
4
4
7
2
1
4
4
7

IPO

Amount
Raised

64,354
6,035
21,698
2,063

1,892

520
230,759

6,473
4,072
15,072
3,699
21,966
47,154
237,517
1,900
112,685
70,378
44,914
13,125
106,397
141,675
111,003
57,577
16,834
31,682
42,056
5,631
33,654
111,833
26,718
5,525
27,197
24,776
55,510
36,726
85,376
55,530
182,367
110,799
275,719
241,639
1,848
18,915
20,907
386,966
10,726
2,275
47,194
251,032
79,700

Private Placement

IPO

Warrants and Stock


Optios Exercised

Preferred Stocks and Tracking stocks

No.of
Cases

Amount
Raised

No.of
Cases

Amount
Raised

No.of
Cases

3
4
4
9
3
9
8
6
15
2
6
5
5
5
6
5
8
13
11
5
16
13
6
10
11
8
14
8
10
17
9
3
26
7
12
10
10
14
15
9
14
21
18
15
36
10
7
4
8
12
6
6
11
12

25,577
17,722
71,361
72,409
1,367
29,118
57,978
12,270
54,027
3,274
9,286
2,520
12,608
9,634
12,713
20,229
13,370
15,246
41,882
17,456
42,541
101,525
4,928
18,042
158,310
124,154
11,604
9,222
17,738
25,218
45,172
1,388
187,386
29,120
111,737
38,351
16,159
85,005
86,889
33,731
47,553
95,559
29,541
58,371
70,844
31,189
19,413
14,943
6,808
69,753
18,671
8,731
38,066
50,140

36
30
26
19
27
27
23
30
29
31
32
37
50
57
57
69
67
68
61
64
93
100
100
104
137
123
128
105
121
136
148
149
164
146
147
166
177
187
196
182
182
215
202
207
198
184
173
159
170
175
176
144
154
177

686
595
462
478
442
53,042
1,452
1,885
1,037
689
5,299
1,875
3,554
3,296
4,367
4,976
4,190
4,019
4,153
4,067
22,662
9,521
7,056
7,048
8,330
8,186
4,545
4,507
12,573
6,841
13,891
8,595
11,004
7,533
4,509
12,224
15,354
14,643
11,550
15,328
20,774
31,469
21,966
24,588
21,435
16,146
9,766
6,992
8,668
12,848
9,961
4,251
5,636
8,994

5
8
13
1

13
21

6
10
5
2
1
9
6
7
15
1

3
5

3
7
3

2
15
1
3
1
2
8
7

1
5
2
3
10
1

1
2
2
1
4

Private
Placement

Amount
Raised

Private
Placement

5
46,200
46,200
8
380,000
380,000
13
250,297
250,297
1
1,015
1,015

6
125,000
125,000

13
151,799
151,799
21 1,576,030 1,576,030

7
266,584
266,584

6
152,504
152,504
10
149,999
149,999
5
9,750
9,750
2
30,000
30,000
1
2,999
2,999
9
192,493
192,493
6
40,999
40,999
7
136,998
136,998
15
338,186
338,186
1
500
500

3
295,000
295,000
5
129,000
129,000

3
6,600
6,600
7
409,999
409,999
3
5,300
5,300

2
252,100
252,100
15
584,096
584,096
1
7,000
7,000
3
76,999
76,999
1
19,999
19,999
2
6,521
6,521
8
10,006
10,006
7
107,511
107,511

1
8,535
8,535
5
95,000
95,000
2
45,000
45,000
3
5,515
5,515
10
347,200
347,200
1
1,500
1,500

1
63,000
63,000
2
17,500
17,500
2
43,000
43,000
1
31,500
31,500
4
5,440
5,440

Convertible Bonds

Bond with Warrants

Straight Bonds


Amount

No.of
Cases

19
18
16
18
28
42
15
26
25
22
46
69
10
23
11
22
23
26
7
20
21
23
27
33
13
14
21
23
22
25
8
25
32
27
17
25
15
16
32
18
28
34
4
21
45
21
14
40
9
19
28
11
26
36

Raised
(Domestic)

569,000
245,000
513,000
380,000
539,000
753,000
284,000
527,000
459,000
431,000
862,000
958,000
192,000
423,000
149,000
393,000
350,000
419,000
92,000
435,000
292,000
365,000
474,000
399,000
232,000
322,000
356,500
400,000
390,000
327,000
120,000
447,500
583,000
585,000
265,000
648,000
327,000
383,000
674,000
363,000
495,000
642,000
55,000
395,000
863,000
379,000
270,000
693,000
180,000
392,000
443,000
162,000
481,000
467,000

No.of
Cases


Amount
Amount
Raised
(Foreign)

No.of
Cases

2
1
2
1
1
4

1
1

3
5
1
3
2
1
8
6
7
10
4
2
14
3
7
10
3
7
11
6
8
11
3
10
15
8
11
16
7
11
6
8
4
5
4
3
5

Raised
(Domestic)

50,000
300
53,883
60,000
10,000
55,000

15,000

10,000

400

6,000
7,500

18,000
54,200
15,000
7,000
12,000
2,000
55,500
82,000
120,000
40,500
26,000
30,000
95,400
6,500
100,000
66,000
26,000
35,000
135,500
14,600
39,250
123,300
43,000
38,000
86,800
24,000
85,500
260,100
45,900
327,500
203,000
64,700
13,500
18,500
209,000
11,500
88,350

No.of
Cases

4
2
3
2

3
1
1
2
2
2
4
1
2
7
7
7
13
2
7
12
6
5
9
10
12
9
11
6
3
2
4
1
4
2
4
2

5
1
2
2

1
3
8
1
4
4
2
7

3
6


Amount
Amount
Raised
(Foreign)

93,950
890
13,740
25,052

15,660
172
1,795
28,000
10,100
5,100
77,100
14,000
8,500
62,214
101,500
107,650
514,000
19,000
63,570
302,830
164,500
168,000
223,900
178,325
125,000
49,679
216,941
63,500
17,300
28,000
97,000
5,500
57,000
10,000
20,000
7,500

72,300
6,000
53,000
17,500

1,000
59,000
242,000
13,200
150,000
62,000
12,000
133,500

312,000
166,000

No.of
Cases

Raised
(Domestic)

No.of
Cases

Amount
Raised
(Foreign)

Financing by Listed CompaniesMonthly)

\mil.

Year
or
Month

2007/1
2007/2
2007/3
2007/4
2007/5
2007/6
2007/7
2007/8
2007/9
2007/10
2007/11
2007/12
2008/1
2008/2
2008/3
2008/4
2008/5
2008/6
2008/7
2008/8
2008/9
2008/10
2008/11
2008/12
2009/1
2009/2
2009/3
2009/4
2009/5
2009/6
2009/7
2009/8
2009/9
2009/10
2009/11
2009/12
2010/1
2010/2
2010/3
2010/4
2010/5
2010/6
2010/7
2010/8
2010/9
2010/10
2010/11
2010/12
2011/1
2011/2
2011/3
2011/4
2011/5
2011/6

Offering to
Shareholders

Public Offering

No.of
Cases

Amount
Raised

No.of
Cases

8,086

139

689

3
7
9
7
1
9
3
5
6
4

7
6

1
1
2
3
2
4

1
4
1

5
6
2
9
8
5
11
5
1
9
1

11
3
4
4
4
1
7
3
3
11
1

IPO

4
1
5

4
2
3

3
6

1
1
3
2
2

1
1

2
1

1
1

Amount
Raised

64,706
32,300
60,970
25,687
2,800
112,394
16,865
43,573
59,756
31,593

6,325

48,258
2,582

506

4,855
1,200
2,685
1,127
4,843
275,638

1,154
330,048
440

1,225,403
929,822
3,940
182,237
575,076
141,990
1,576,714
988,178
2,194
137,278
67,705

176,205
731,338
523,710
60,211
437,179
519
184,385
559,270
15,934
176,568
237

30,732

Private Placement

IPO

18,080
2,800
5,003

3,825
6,230
30,253

4,708

10,970
2,582

506

1,200
330
1,127
4,843
9,885

862
440

3,565
1,501

3,544

5,737
6,840

19,384

1,125

#######

7,564

2,039

Warrants and Stock


Optios Exercised

Preferred Stocks and Tracking stocks

No.of
Cases

Amount
Raised

No.of
Cases

Amount
Raised

No.of
Cases

11
13
24
9
6
9
6
10
8
6
6
9
7
13
12
10
4
6
4
8
14
5
5
5
5
7
7
8
7
14
7
11
13
2
11
23
4
6
12
10
4
12
10
4
9
3
7
7
3
6
18
3
1
4

45,090
45,024
40,424
32,995
23,703
52,682
17,512
99,921
18,729
103,093
132,238
50,685
19,716
158,159
17,727
102,303
6,163
5,408
4,792
10,308
14,161
31,016
14,362
11,719
39,432
68,163
46,617
18,433
21,261
96,775
46,624
72,114
131,092
18,692
19,937
135,463
3,690
56,028
37,104
165,403
61,727
30,927
56,614
41,104
8,525
738
63,525
10,215
2,724
40,120
26,534
15,295
2,122
4,677

166
177
174
142
160
164
169
138
109
108
124
132
95
98
100
80
97
100
70
68
47
35
37
28
28
40
45
38
35
59
46
41
41
40
47
48
45
37
44
46
58
50
43
38
29
35
38
59
51
69
62
49
50
50

9,825
12,794
12,177
5,548
10,227
19,819
15,834
11,978
52,384
4,930
3,355
6,113
2,581
3,183
2,629
1,616
3,329
3,160
652
1,290
947
814
368
330
617
823
745
843
2,040
4,540
1,822
2,197
955
1,530
1,166
1,529
1,701
1,701
2,447
3,071
6,531
1,837
1,766
750
666
548
1,161
2,403
2,288
2,899
5,853
3,953
2,174
985

2
2

2
1

3
1
1
1
2

1
1
2
1
1

4
2
2
10
1

Private
Placement

2
2

2
1

1
1
2

1
1
2
1
1

4
2
2
10
1

Amount
Raised

11,486

290,000
350,500

108,000
7,000

26,679
1,878
2,000
2,000
183,500

700
7,000
396,000
2,500
500

51,439

9,500
30,077
30,000
225,000
2,499

125,000

10,741

32,813

30,000

4,509

Private
Placement

11,486

290,000
350,500

108,000
7,000

13,500

2,000
2,000
183,500

700
7,000
396,000
2,500
500

51,439

9,500
30,077
30,000
225,000
2,499

125,000

10,741

32,813

30,000

4,509

Convertible Bonds

Bond with Warrants

Straight Bonds


Amount

No.of
Cases

11
32
34
25
33
41
35
13
51
24
43
17
20
22
20
27
27
49
19
6
33
10
12
31
16
12
23
14
19
50
42
7
33
18
12
54
20
10
36
33
20
40
28
15
46
29
14
57
18
11
27
5
11
38

Raised
(Domestic)

255,000
481,500
642,000
380,000
735,000
735,000
674,000
289,000
1,109,300
460,000
820,000
350,000
435,000
447,000
465,000
705,000
660,000
917,000
490,000
95,000
822,400
290,000
315,000
996,800
439,000
394,000
865,200
338,000
415,000
1,676,200
830,000
130,000
742,000
417,000
254,000
976,000
525,000
125,000
669,700
762,000
370,000
963,000
538,000
234,000
826,000
410,000
295,200
965,000
348,600
155,500
816,600
195,400
315,000
688,300

No.of
Cases


Amount
Amount
Raised
(Foreign)

No.of
Cases

3
2
1
4
1
2

3
2

1
1
2

1
1
3

4
5

2
1
6
4

2
2

5
4

1
1
1
2
1

Raised
(Domestic)

4,000
2,500
2,000
22,000
19,500
20,300

13,402
500

10,000

3,440
300,000
1,408

4,000

10,002

13,000
50,000
264,000

20,980
27,200

5,300
5,000
1,000
22,150

100,000
103,500

59,000
15,861

280
2,500
15,000
15,200
60,000

99

10,000

No.of
Cases

2
2
7
2
3
1
1
3
6
2

8
4

3
2
3

1
1

3
2
5

1
5


Amount
Amount
Raised
(Foreign)

21,000
22,570
148,000
32,000
31,000
5,000
5,000
220,000
91,070
140,000

97,000
196,000

85,000
120,000
73,500

3,900
80,000

3,000

54,950
22,093
131,645

35,000
15,500

220,500

43,000

No.of
Cases

Raised
(Domestic)

No.of
Cases

Amount
Raised
(Foreign)

Financing by Listed CompaniesMonthly)

\mil.

Year
or
Month

2011/7
2011/8
2011/9
2011/10
2011/11
2011/12
2012/1
2012/2
2012/3
2012/4
2012/5
2012/6
2012/7
2012/8
2012/9
2012/10
2012/11
2012/12
2013/1
2013/2
2013/3
2013/4
2013/5
2013/6
2013/7
2013/8

Offering to
Shareholders

Public Offering

No.of
Cases

Amount
Raised

No.of
Cases

414

1
2
5
2
1
9

2
6
2

2
5
3
2
7
6
18
1
3
15
3

6
15
3

IPO

2
2

4
1

2
3

2
3
3
11

2
9
2

1
4
1

Amount
Raised

540
46,142
36,318
1,592
1,038
99,439

20,818
146,732
802

385
190,649
26,360
867
6,797
3,834
54,518
3,411
3,440
54,804
3,590

63,939
551,121
13,502

Private Placement

IPO

540

808
1,592

98,698

9,417
32

385
723

867
2,587
1,285
16,737

2,420
16,394
1,889

4,150
#######
532

Warrants and Stock


Optios Exercised

Preferred Stocks and Tracking stocks

No.of
Cases

Amount
Raised

No.of
Cases

Amount
Raised

No.of
Cases

5
6
7
6
4
3
7
2
4
7
6
3
3
9
4
5
7
14
10
3
24
3
7
6
8
19

2,166
157,685
12,230
7,082
4,112
120,398
659
1,255
18,673
5,097
48,641
15,840
1,490
21,801
919
20,582
1,257
23,109
6,709
32,970
19,413
2,890
2,431
15,916
8,757
35,659

52
45
48
39
40
69
48
55
61
60
59
56
60
61
60
66
69
78
73
89
95
97
112
92
150
145

2,411
1,304
990
806
347
2,081
1,967
1,292
2,166
1,147
982
1,691
3,238
1,460
1,146
1,054
2,262
3,367
5,102
4,201
9,185
9,139
7,769
2,556
108,763
5,485

4
1

3
2
3
3

2
1
1

Private
Placement

Amount
Raised

Private
Placement

4
29,787
29,787
1
35,000
35,000

1
3,000
3,000

2
16,350
16,350

1
45,000
45,000

3 1,003,000 1,003,000
2
1,659
1,659
3
26,500
26,500
3
149,999
149,999

2
30,000
30,000
1
32,000
32,000
1
15,000
15,000

1
73,000
73,000

Convertible Bonds

Bond with Warrants

Straight Bonds


Amount

No.of
Cases

36
4
61
25
11
38
13
9
30
21
29
32
33
10
40
29
23
44
13
13
34
38
16
54
34
5

Raised
(Domestic)

483,000
70,000
857,600
323,000
163,000
804,000
203,000
128,000
676,000
385,000
417,000
408,100
588,000
185,000
770,300
387,400
332,000
797,100
256,000
385,000
805,000
877,000
295,000
1,392,600
567,000
80,000

No.of
Cases


Amount
Amount
Raised
(Foreign)

No.of
Cases

2
3
1

1
1

2
9

Raised
(Domestic)

27,600

539

9,200
8,700
1,500

8,500

1,500
2,259

20,900

2,705

10,500
10,415

No.of
Cases

1
1

4
2

2
1

1
2

1
2
3

1
4
1


Amount
Amount
Raised
(Foreign)

50,000
5,000

200,000

65,000
20,000

13,000
10,000

150,000
13,000

33,000
27,000
28,500

15,000
45,100
15,000

No.of
Cases

Raised
(Domestic)

No.of
Cases

Amount
Raised
(Foreign)

Financing by

Listed CompaniesAnnual)

Year

1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012

Offering to
Shareholders

No.of
Cases

Amount
Raised

No.of
Cases

2
8,240
3 32,047

2
1,451
1
2,729
2
3,721

1
8,086
1
139

1
689

1
414

8
28
24
18
19
35
78
74
69
60
27
52
50
45
53

Public Offering

Private Placement

IPO

23
19
9
11
20
29

Amount
Raised

278,181
349,715
494,149
1,201,483
153,312
567,236
750,232
650,847
1,447,724
456,974
341,697
4,966,829
3,308,906
967,813
451,766

IPO

70,900
31,444
22,490
201,338
111,243
32,036

No.of
Cases

Amount
Raised

32
75
46
57
62
84
129
150
145
117
93
115
88
66
71

688,016
2,347,286
922,756
477,176
484,350
223,161
572,627
778,055
416,476
662,102
395,840
714,609
535,606
395,151
159,327

Warrants and Stock


Optios Exercised

No.of Cases

28
62
87
85
78
121
228
336
371
347
240
169
159
171
174

Amount
Raised

No.of
Cases

86,376
252,903
105,617
37,400
276,261
36,645
99,494
166,878
151,256
164,989
20,905
18,811
24,586
26,097
21,777

5
25
4
5
36
74
50
45
26
12
9
28
10
7
17

Preferred Stocks and Tracking stocks

Straight Bonds

Convertible Bonds

Bond with Warrants

Private
Placement

5
25
4
4
36
74
50
45
26
10
9
28
10
7
17

Amount
Raised

471,000
6,989,401
107,303
216,107
996,802
2,532,161
1,362,584
1,167,769
559,655
795,543
593,700
474,016
73,555
69,297
1,275,509

Private
Placement

471,000
6,989,401
107,303
205,970
996,802
2,532,161
1,362,584
1,167,769
559,655
780,486
593,700
474,016
73,555
69,297
1,275,509

No.of
Cases

Amount
Raised
(Domestic)

737
379
388
321
247
318
249
277
274
359
276
300
348
285
313

12,439,900
6,700,500
7,756,060
7,250,500
5,966,000
5,447,000
4,084,500
5,532,500
4,780,000
6,930,800
6,638,200
7,476,400
6,682,900
5,220,000
5,276,900

No.of
Cases


Amount
Amount
Raised
(Foreign)

115 1,492,924
219 1,914,284
81
826,839

No.of
Cases

9
27
23
21
20
10
63
94
88
20
11
26
16
5
10

Raised
(Domestic)

226,580
567,000
341,149
281,971
456,483
56,900
539,600
713,950
1,351,550
94,202
645,850
285,130
161,008
38,139
31,659

No.of
Cases

12
34
19
30
28
49
92
29
39
29
22
14
11
5
12


Amount
Amount
Raised
(Foreign)

100,910
378,255
251,885
546,807
812,998
930,132
1,592,546
373,800
1,150,700
715,640
655,400
211,688
271,000
298,000
271,000

No.of
Cases

10
17
34
35
6

Raised
(Domestic)

10,239
34,191
60,210
56,180
6,353

\mil.

Bond with Warrants

No.of
Cases

2
3
3
1

Amount
Raised
(Foreign)

216,400
21,546
46,500
52,800


1. 169
2.
1412
151193
194
3. 1

4. 141
Notes
1. The payment date for stocks (or the day following the payment date for stocks before September, 2004) and the day of issuance for bonds are used
as the base date. The total amount raised by all companies listed on the TSE as of the base date is calculated.
2. Handling of public offerings made when companies newly list will be as follows:
a. All public offerings made when companies listed on the TSE during or before December, 2002 are excluded from calculation.
b. For the period from January, 2003 to March, 2007, all public offerings made when companies other than those making an initial public offering,
companies listed on the OSE Hercules market, and companies listed on the Jasdaq market listed on the TSE are included in calculation.
c. From April, 2007, public offerings made when companies list directly on the TSE are included in calculation.
3. Number of cases for "Warrants and Stock Options Exercised" are monthly aggregates. Annual figures are number of companies. Figures in "Warrants and
Stock Options Exercised" exclude cases where treasury stocks are allotted in accordance with the exercise without issuing new shares.
4. Figures in "Preferred Stocks and Tracking Stocks" include those for deferred stocks from January 2002.

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