ChairMaryJoWhite PublicCalendar April10,2013toDecember31,2013 Wednesday,April102013 9:00am OathofOffice 10:00am OpenCommissionMeeting 11:30am Meetingwithstaff 12:30pm Meetingwithjobapplicant 1:30pm Meetingwithstaff 2:30pm

0pm Meetingwithstaff 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff Thursday,April112013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am Meetingwithstaff 11:30am MeetingwithCommissionerParades 12:30pm MeetingwithCommissionerGallagher 1:40pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff Friday,April122013 9:00am Meetingwithstaff 10:00am MeetingwithCommissionerWalterandstaff 10:30am SwearinginCeremony 12:00pm MeetingwithRussellGolden,Chair,FinancialAccountingStandardsBoard(FASB) 1:00pm Meetingwithstaff Monday,April152013 9:30am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff

11:15am 11:30am 12:00pm 12:45pm 1:00pm 2:00pm 3:00pm 4:00pm 4:30pm 5:00pm 5:05pm

5:45pm Tuesday,April162013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:45am Phonecallwithjobapplicant 11:00am FixedIncomeRoundtable 11:45am MeetingwithCommissionerAguilar 12:30pm Meetingwithstaff 12:45pm Meetingwithstaff 1:45pm Meetingwithstaff Wednesday,April172013 9:30am Meetingwithstaff 10:30am MeetingwithCommissionerGallagher 12:00pm Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff 3:00pm Meetingwithstaff 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff Meetingwithstaff 4:30pm 5:00pm MeetingwithCommissionerParades 6:00pm Meetingwithstaff

Phonecallwithstaff Meetingwithstaff PhonecallwithJimDoty,Chairman,PublicCompanyAccountingOversightBoard (PCAOB) Phonecallwithstaff Meetingwithstaff Meetingwithstaff Meetingwithstaff Meetingwithstaff Meetingwithstaff Meetingwithstaff PhonecallwithGaryGensler,Chairman,CommodityFuturesTrading Commission(CFTC) PhonecallwithCongressmanScottGarrett

Thursday,April182013 9:00am MeetingwithJapanFinancialServicesAgency:MasaKono,Chairman;and SonokaImada,Assistant 10:00am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 3:00pm Phonecallwithstaff 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 5:00pm MeetingwiththeCommodityFuturesTradingCommission(CFTC):GaryGensler, Chairman;EricJuzenas,SeniorCounsel;andJonathanMarcus,GeneralCounsel 6:00pm Meetingwithstaff Friday,April192013 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 11:30am MeetingwithMarcMorial,President,NationalUrbanLeague 11:45am Meetingwithstaff 1:15pm RegulatoryRoundtablewithJackLew,Secretary,DepartmentoftheTreasury Monday,April222013 9:00am Meetingwithstaff 10:00am FinancialStabilityOversightBoard(FinSOB)PrincipalsTeleconferenceMeeting 11:00am Meetingwithstaff 11:30am Meetingwithstaff 12:14pm PhonecallwithNealWolin,DeputySecretary,DepartmentoftheTreasury 12:30pm Meetingwithstaff 1:45pm Meetingwithstaff 2:00pm MeetingwithGregMedcraft,Chair,AustralianSecuritiesandInvestment Commission(ASIC)andChairoftheIOSCOBoard 2:45pm Meetingwithstaff 3:30pm Meetingwithstaff Tuesday,April232013 9:00am Meetingwithstaff

10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 12:30pm MeetingwithBarbaraRoper,Director,ConsumerFederationofAmerica 1:00pm Meetingwithstaff 1:30pm MeetingwithCommissionerGallagher 2:00pm Meetingwithstaff 3:30pm MeetingwithCongressmanSpencerBachus 5:00pm MeetingwithDavidRuder,formerSECChairman 5:30pm MeetingwithCommissionerParedes 6:00pm Meetingwithstaff Wednesday,April242013 8:30am Meetingwithjobapplicant 9:00am Meetingwithjobapplicant 10:30am PhonecallwithCommissionerAguilar 11:30am Meetingwithstaff 12:30pm Meetingwithstaff 1:15pm Callwithjobapplicant 1:45pm MeetingwithCommissionerGallagher 2:30pm Meetingwithstaff 3:30pm MeetingwithCongressmanJoseSerrano 4:30pm MeetingwithCongresswomanMaxineWaters 6:00pm Meetingwithstaff Thursday,April252013 9:00am MeetingwithCongressmanScottGarrett 10:30am FinancialStatementsAuditEntranceConferenceMeetingwiththeGovernment AccountabilityOffice(GAO):JamesDalkin,Director,FinancialManagementand AssuranceUnit;MichaelGilmore,AssistantDirector,InformationTechnology; MeafeliaGusukuma,AuditorinCharge,FinancialManagementandAssurance Unit;KristinKociolek,AssistantDirector,FinancialManagementandAssurance Unit;BenNakhavanit,SeniorITAuditManager,WilliamsAdley;andDucNgo, AssistantDirector,AppliedResearchandMethods 1:00pm FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting 4:00pm ClosedCommissionMeeting 5:30pm Meetingwithjobapplicant 6:00pm Meetingwithstaff Friday,April262013
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9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:30am MeetingwithCongressmanAnderCrenshaw 12:00pm LunchwithChairmanBenBernanke,FederalReserve 1:30pm Meetingwithjobapplicant 2:00pm Meetingwithstaff 2:30pm MeetingwithMarcyGordon,Reporter,APBusiness MeetingwithBenProtess,Reporter,TheNewYorkTimes 3:00pm 4:00pm MeetingwithJackLew,Secretary,DepartmentoftheTreasury Monday,April292013 10:00am Meetingwithstaff Tuesday,April302013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:45am Meetingwithstaff 11:00am MeetingwithCommissionerParedes 12:00pm Meetingwithjobapplicant 1:00pm Meetingwithstaff 3:00pm MeetingwithSirHectorSants,GlobalHeadComplianceandRegulatoryAffairs, Barclays 4:00pm Meetingwithstaff 5:00pm MeetingwithStephenGrahamandChristineJacobs,CochairsofAdvisory CommitteeonSmallandEmergingCompanies Wednesday,May12013 9:00am Meetingwithstaff 10:00am OpenCommissionMeeting 12:30pm MeetingwithDuncanNiederauer,CEO,NYSEEuronext;BobGreifeld,CEO, NASDAQOMX,JosephRatterman,CEO,BATSTrading;EricSwanson,General Counsel,NASDAQ;andEdKnight,GeneralCounsel,BATS 1:30pm Meetingwithstaff 2:00pm SmallBusinessForum 3:45pm Meetingwithstaff 4:45pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter 6:40pm Meetingwithstaff
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 Thursday,May22013 12:00pm Meetingwithstaff 12:30pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 4:30pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerAguilar 5:45pm MeetingwithCommissionerGallagher Friday,May32013 8:00am SpeakingEngagementattheInvestmentCompanyInstituteGeneralMembership Meeting 10:00am Meetingwithstaff 10:30am Meetingwithstaff 10:45am Meetingwithstaff 11:00am Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff Monday,May6,2013 11:30am MeetingwithCommissionerParedes 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithjobapplicant Tuesday,May7,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 2:00pm HearingbeforetheHouseAppropriationsSubcommittee(FinancialServicesand GeneralGovernment) 5:15pm Meetingwithstaff Wednesday,May8,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff

10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:30pm Meetingwithstaff 3:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerParedes 6:15pm MeetingwithCommissionerWalter Thursday,May9,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am Meetingwithstaff 11:30am Meetingwithstaff 12:00pm Meetingwithstaff 12:30pm MeetingwithDaveMichaels,Reporter,Bloomberg 1:10pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 3:30pm Meetingwithstaff 4:00pm MeetingwithDinaElBoghdady,Reporter,WashingtonPost 4:30pm Meetingwithstaff 5:30pm Meetingwithstaff 6:00pm Meetingwithstaff Friday,May10,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 11:00am Meetingwithstaff 1:00pm Meetingwithstaff Monday,May13,2013 8:30am Meetingwithstaff 9:00am SROOutreachConference 11:00am TeleconferencemeetingwithJonathanFaull,DirectorGeneral,European Commission 12:30pm Meetingwithstaff 12:45pm Meetingwithstaff 1:45pm SROOutreachConference

3:00pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm Meetingwithstaff Tuesday,May14,2013 9:00am CreditRatingsRoundtable 10:00am Meetingwithstaff 12:30pm MeetingwithFinancialAccountingFoundation(FAF)ChairmanandTrustees 2:30pm Meetingwithstaff 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff 4:30pm MeetingwithCommissionerWalterandstaff 6:30pm MeetingwithCommissionerParedes Wednesday,May15,2013 8:30am MeetingwithRepresentativeJebHensarling 9:00am MeetingwithCongresswomanCarolynMaloney 12:00pm Meetingwithstaff 2:30pm CallwithCongresswomanTerriSewell 5:00pm CallwithCongressmanMichaelGrimm Thursday,May16,2013 10:00am HearingbeforetheHouseFinancialServicesCommittee 2:00pm ClosedCommissionMeeting 2:30pm MeetingwithCommissionerWalter 3:30pm Meetingwithstaff 4:00pm MeetingwiththeLaborManagementForum Friday,May17,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am Meetingwithstaff 11:00am MeetingwithCommissionerParades 12:00pm MeetingwithCommissionerWalter 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff

 Monday,May20,2013 10:00am MeetingwithBarbaraRoper,Director,InvestorProtection,ConsumerFederation ofAmerica;LisaDonner,ExecutiveDirector,AmericansforFinancialReform; BrandonRees,CIO,AFL;andHeatherSlavkinCorzo,CIO,AFL 11:00am Meetingwithstaff 11:30am Meetingwithstaff 12:30pm Meetingwithstaff Meetingwithstaff 1:00pm 2:00pm FinancialStabilityOversightBoardTeleconferenceMeeting 2:30pm CallwithChrisHopkins,StaffWriter,NationalJournal 3:00pm Meetingwithstaff 4:00pm MeetingwithCommissionerAguilar 4:30pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter Tuesday,May21,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:30am MeetingwithCommissionerAguilar 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff 2:30pm MeetingwithIntercontinentalExchangeGroup:JeffreySprecher,Chairmanand CEO;ThomasFarley,COO;ChristopherEdmonds,President;andPeterRoberson, VicePresidentofGovernmentRelations 3:00pm Meetingwithstaff 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff 4:45pm MeetingwithCommissionerGallagher 5:00pm MeetingwithCommissionerParedes 6:30pm FinancialAccountingFoundation(FAF)AnnualBoardofTrusteesDinner Wednesday,May22,2013 8:00am Meetingwithjobapplicant 10:00am Meetingwithstaff 11:30am PhonecallwithRichardCordray,Director,ConsumerFinancialProtectionBureau 11:45am Meetingwithstaff
9

1:00pm 2:00pm 2:30pm

3:30pm Thursday,May23,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am MeetingwithCarlaRosati,ExecutiveDirector,HistoricalSociety;andBruce Bennett,PresidentoftheBoardofTrustees 12:30pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerAguilar Friday,May24,2013 9:30am Meetingwithstaff 10:00am MeetingwithSystematicRiskCouncil:SheilaBair,ThePewCharitableTrust;Ira Millstein,SeniorPartner,Weil,Gotshal&Manges;andAliceRivlin,formerVice Chairman,FederalReserve 11:00am Meetingwithstaff 11:30am Meetingwithstaff 12:00pm Meetingwithstaff Monday,May27,2013 MemorialDayFederalHoliday Tuesday,May28,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm MeetingwithJ.ChristopherDonahue,PresidentandCEO,FederatedInvestors, Inc.;andJohnW.McGonigle,ViceChairandChiefLegalOfficer

VeteransAffairsCommitteePresentation Meetingwithstaff MeetingwithJamesDoty,Chairman,PublicCompanyAccountingOversight Board(PCAOB) Meetingwithstaff

10

1:00pm

2:30pm 3:00pm 3:30pm 4:00pm 4:45pm 5:30pm Wednesday,May29,2013 9:00am Meetingwithstaff 10:30am 2ndNationalFinancialCapabilitySurvey 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm Meetingwithstaff 2:30pm Meetingwithstaff 2:45pm Meetingwithstaff 3:00pm Meetingwithstaff 3:30pm Meetingwithstaff 4:15pm Meetingwithstaff Thursday,May30,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:30am MeetingwithFederalHousingFinanceAgency(FHFA):EdwardDeMarco, Director;andMarioUgoletti,SeniorAdvisor 12:30pm Meetingwithstaff 1:00pm ClosedCommissionMeeting Friday,May31,2013 10:00am Meetingwithstaff Monday,June3,2013 9:15am Meetingwithstaff 10:00am Meetingwithstaff

MeetingwithDirectEdge:WilliamOBrien,ChiefExecutiveOfficer;Byran Harkins,ChiefOperatingOfficer;andTomMcManus,ChiefComplianceand RegulatoryOfficer Meetingwithstaff Meetingwithstaff Meetingwithstaff Meetingwithstaff MeetingwithCommissionerWalter MeetingwithCommissionerParedes

11

11:00am Meetingwithstaff 11:30am Meetingwithstaff 1:00pm FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting 2:00pm MeetingatDepartmentoftheTreasury 4:00pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter 6:15pm MeetingwithCommissionerGallagher Tuesday,June4,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 11:00am FederalHousingFinanceOversightBoardMeeting 1:30pm PhotoSessionwithLizLynch,Photographer,NationalJournal 1:45pm Meetingwithstaff 2:30pm MeetingwithSenatorElizabethWarren 4:30pm Meetingwithstaff Meetingwithstaff 5:30pm Wednesday,June5,2013 9:00am Meetingwithstaff 10:00am OpenMeeting 12:00pm Meetingwithjobapplicant 2:00pm Meetingwithstaff 3:00pm MeetingwithBobMoritz,USChairman/SeniorPartner,PwC 4:00pm Meetingwithstaff 4:40pm MeetingwithFinancialSupervisoryService:SooHyunChoi,Governor;JeongHo Suh,SeniorAdvisor;HongSogOh,DirectorGeneral;HankooLee,Chief RepresentativeofNYOffice,WonHyungPark,RepresentativeofDCOffice Thursday,June6,2013 9:00am Meetingwithstaff 10:00am MeetingwithBetterMarkets:DennisKelleher,PresidentandCEO;StephenHall, SecuritiesSpecialist 11:00am MeetingwithDamonSilvers,DirectorofPolicy&SpecialCounsel,AFLCIO 12:30pm Meetingwithstaff 12:45pm Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 4:00pm MeetingwithAndrewAckerman,Reporter,WallStreetJournal
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4:30pm MeetingwithCommissionerAguilar 5:45pm Meetingwithstaff 6:00pm Meetingwithstaff Friday,June7,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am Phonecallwithstaff 10:15am MeetingwithLloydBlankfein,ChairmanandCEO,GoldmanSachs 11:15am PhonecallwithDanielTarullo,Governor,FederalReserveBoard 12:00pm MeetingwithMartinJ.Gruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);andThomasCurry,Comptroller,OfficeoftheComptrollerof theCurrency(OCC) 1:30pm Meetingwithstaff Monday,June10,2013 10:00am Meetingwithstaff 11:30am Meetingwithstaff 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm Meetingwithstaff 3:00pm MeetingwithHeathAbshure,NASAAPresidentandArkansasSecurities Commissioner;andRussLuculano,ExecutiveDirector,NASAA 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter Tuesday,June11,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 12:00pm MeetingwithSethHarris,ActingSecretary,DepartmentofLabor 1:00pm Meetingwithstaff 2:15pm Meetingwithstaff 3:15pm Meetingwithstaff 4:00pm Meetingwithstaff 4:15pm Meetingwithstaff 4:30pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerParedes
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 Wednesday,June12,2013 9:45am Meetingwithstaff 10:00am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:15pm Meetingwithstaff 2:00pm Meetingwithstaff 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 5:00pm MeetingwithCommissionerGallagher Thursday,June13,2013 8:20am SpeakingEngagementattheBusinessRoundtable 10:30am Meetingwithstaff 11:00am Meetingwithstaff 11:15am Meetingwithstaff 12:00pm MeetingwithCommissionerAguilar 1:00pm MeetingwithColleenKelley,President,NTEU 2:00pm ClosedCommissionMeeting 3:50pm Meetingwithstaff 4:00pm Meetingwithstaff 5:00pm Meetingwithstaff Friday,June14,2013 9:00am MeetingwithDTCC:RobertDruskin,Chairman;MichaelBodson,CEO;andBari Wolfe,RegulatoryLiaison 10:00am MeetingwithInstituteofInternationalBankers:RogerA.Blissett,Chairmanof theIIBandManagingDirector,U.S.Strategy,RBCCapitalMarkets;SarahA. Miller,ChiefExecutiveOfficer,InstituteofInternationalBankers;RichardW. Coffman,GeneralCounsel,InstituteofInternationalBankers;DerekM.Bush, Partner,ClearyGottliebSteen&HamiltonLLP;JosephLawrenceSeidel, ManagingDirector,CreditSuisse;PererikDyrvik,ManagingDirector,UBS InvestmentBank;JeffreySamuel,Director,Barclays;JosephJ.Rice,Treasurer, AmericasDeutscheBank 11:00am MeetingwithSIFMA:KennethBentsen,Jr.,ActingPresidentandCEO;Ira Hammerman,GeneralCounsel;andSenatorJuddGreg 12:00pm MeetingwithU.S.ChamberofCommerce:DavidHirschmann,Presidentand CEO,CCMC;AmandaEversole,SeniorVicePresidentandChiefofStaffof
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ChamberofCommerce,andSeniorVicePresident,CCMC;TomQuaadman,Vice President,CCMC;AliceJoe,ExecutiveDirector,CCMC 1:15pm Monday,June17,2013 9:15am MeetingwithInvestmentAdviser:ChristineCarsman,SeniorVicePresident, AffiliatedManagersGroup;JonathanRoberts,CFA,CIC,SeniorVicePresident, CCO,Klingenstein,Fields&Co.,L.L.C;DavidTittsworth,ExecutiveDirector, InvestmentAssociation;andNeilSimon,VicePresident,GovernmentRelations, InvestmentAdviserAssociation 10:00am MeetingwithGaryKatz,PresidentandChiefExecutiveOfficer;International SecuritiesExchange;andMichaelSimon,GeneralCounsel,SecretaryandChief RegulatoryOfficer 11:30am MeetingwithSenatorChuckGrassley 12:15pm Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm MeetingwithFINRA:RichardKetchum,ChairmanandCEO;andRobertColby, ChiefLegalOfficer 3:00pm Meetingwithstaff 3:15pm Meetingwithstaff 4:00pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter Tuesday,June18,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am MeetingwithTDAmeritrade:FredTomczyk,PresidentandCEO;PaulJiganti, ManagingDirector,MarketStructure,CustomerAdvocacyandCapitalMarkets; EllenKopolow,GeneralCounsel;JohnMarkle,DeputyGeneralCounsel;Joel Oswald,Partner;andDavidFranasiak,Partner,WilliamsandJensen 12:00pm Meetingwithstaff 12:45pm MeetingwithJeanEaglesham,Reporter,WallStreetJournal 2:00pm Meetingwithstaff 2:30pm Meetingwithstaff 3:00pm MeetingwithCommissionerParedes 3:30pm Meetingwithstaff Meetingwithstaff

15

4:00pm Meetingwithjobapplicant 5:15pm SpeakingEngagementattheWallStreetJournalCFONetworkConference Wednesday,June19,2013 4:00pm Phonecallwithstaff 5:45pm MeetingwiththeEuropeanCommission:JonathanFaull,DirectorGeneral;and PatrickPearson,Director,FinancialMarketsInfrastructure 7:00pm MeetingwithJapanFinancialServicesAgency:MasaKono,Chairman;Toshitake Inoue,DirectoroftheResearchOffice;andHidetakaNishizawa,DeputyDirector forInternationalFinancialMarkets,OfficeofInternationalAffairs 8:15pm DinnerMeetingwiththeOntarioSecuritiesCommission:HowardWetston, Chairman;TulaAlexopoulos,Director,OfficeofDomesticandInternational Affairs;andKevinFine,Director,DerivativesBranch Thursday,June20,2013 7:30am MeetingwithSecuritiesandFuturesCommissionofHongKong:AshleyAlder, CEO;AlexaLam,DeputyCEO,ExecutiveDirectorofInvestmentProducts, InternationalandChina;andGuanTan,SeniorManager,InternationalandChina 8:30am MeetingwithODRGPrincipals 9:00am MeetingoftheOTCDerivativesRegulatorsGroupPrincipals Friday,June21,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am MeetingwithManagedFundsAssociation:RichardH.Baker,PresidentandCEO; BillGoodell,Chairman;JohnTorell,IncomingChairman;AdamCooper,Chairman ofManagedFundsAssociationsGovernmentAffairsCommittee;andStuart Kaswell,ExecutiveVicePresident&ManagingDirector,GeneralCounsel 11:00am Meetingwithstaff 2:00pm PresidentsnominationannouncementofnewFBIDirector,JimComeyatthe WhiteHouse Monday,June24,2013 9:15am Meetingwithstaff 10:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff

16

4:00pm MeetingwithSenatorMikeJohanns 5:15pm MeetingwithSenatorTomUdall Tuesday,June25,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 1:30pm MeetingwithCommissionerParedes 3:00pm HearingbeforetheSenateCommitteeonAppropriations,Subcommitteeon FinancialServicesandGeneralGovernment Wednesday,June26,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 12:00pm MeetingwithCongressmanDavidSchweikert 1:00pm MeetingwithCongressmanandMajorityWhipKevinMcCarthy 3:00pm Meetingwithstaff 3:30pm Meetingwithstaff 3:45pm Meetingwithstaff MeetingwithGaryGensler,Chairman,CommodityFuturesTradingCommission 4:00pm (CFTC) 5:00pm Meetingwithstaff 5:30pm Meetingwithstaff 6:00pm Meetingwithstaff Thursday,June27,2013 9:00am Meetingwithstaff 9:30am MeetingwithCommissionerWalter 10:30am MeetingwithGETCO:DanielColeman,CEO;JohnMcCarthy,GeneralCounsel; ElizabethKing,HeadofRegulatoryAffairs;andMitchellFeuer,Founding Principle,TheRichFeuerGroup 12:30pm MeetingwithSenatorMichaelBennet 2:00pm ClosedCommissionMeeting 2:20pm PhonecallwithCommissionerParedes 3:30pm MeetingwithCommissionerAguilar 3:45pm Meetingwithstaff 4:30pm PhonecallwithSenatorJonTester 5:00pm Meetingwithstaff 6:00pm Meetingwithstaff
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 Friday,June28,2013 9:00am Meetingwithstaff 9:15am Meetingwithstaff 9:30am Meetingwithstaff 11:00am MeetingwithCrowdfundCapitalAdvisors:JasonBest,Principal,Crowdfund CapitalAdvisors;RyanFeit,CEO,SeedInvest,BoardMemberofbothCFPAand CFIRA;DougEllenoff,Ellenoff,Grossman&Schole;CandaceKlein,Somolend& CFIRA;HeatherLopes,EarlyShares&CFPA;VinceMolinari,GateTechnologies& CFIRA;SherwoodNeiss,CCA&CFPA;DJPaul,CFIRA;ChrisTyrell,ASSOB&CFIRA; SaraHanks,Crowdcheck&CFIRA 12:00pm Meetingwithstaff 12:30pm MeetingwithJonRymer,InspectorGeneral,FederalDepositInsurance Corporation(FDIC) 1:00pm Meetingwithstaff Sunday,June30,2013 12:15pm PhonecallwithJackLew,Secretary,DepartmentoftheTreasury Monday,July1,2013 9:15am Meetingwithstaff 9:30am Meetingwithstaff 9:45am Meetingwithstaff 10:30am PhonecallwithJeffreyDiermeier,Chairman,FinancialAccountingFoundation (FAF) 11:00am Meetingwithstaff 12:30pm Meetingwithjobapplicant 1:15pm SCISecurityClearanceattheFederalReserveBoard 2:30pm Meetingwithstaff 3:15pm Meetingwithstaff 3:30pm Meetingwithstaff 4:00pm MeetingwithMichelPrada,ChairmanoftheTrustees,InternationalFinancial ReportingStandards(IFRS)Foundation 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter Tuesday,July2,2013 9:00am Meetingwithstaff

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10:00am 10:30am 11:00am 12:45pm 1:30pm 2:30pm 3:30pm

4:30pm 5:00pm 5:30pm Wednesday,July3,2013 9:30am Meetingwithstaff 11:00am MeetingwithJackLew,Secretary,DepartmentoftheTreasury;andGary Gensler,Chairman,CommodityFuturesTradingCommission(CFTC) 12:30pm Meetingwithstaff 1:30pm Meetingwithstaff 2:30pm PhonecallwithPhyllisFong,Chair,CounciloftheInspectorsGeneralonIntegrity andEfficiency(CIGIE) 3:00pm Meetingwithstaff Thursday,July4,2013 IndependenceDayFederalHoliday Friday,July5,2013 Outofoffice Monday,July8,2013 Outofoffice Tuesday,July9,2013 9:00am Meetingwithstaff 11:00am MeetingwithRepresentativeDarrellIssa 1:00pm Meetingwithstaff 1:15pm Meetingwithstaff 2:15pm PhonecallwithRepresentativeJoseSerrano
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Meetingwithstaff Meetingwithstaff ClosedCommissionMeeting Meetingwithstaff Meetingwithstaff Meetingwithstaff MeetingwithMichaelMcRaith,Director,DepartmentoftheTreasury,Federal InsuranceOffice MeetingwithCommissionerGallagher Meetingwithstaff MeetingwithCommissionerParedes

2:30pm 3:00pm 3:15pm 4:00pm

5:00pm 5:30pm Wednesday,July10,2013 10:00am OpenMeeting 12:30pm MeetingwithMoodysCorporation:RaymondMcDaniel,CEO;JohnGoggins, GeneralCounsel;andJamieKogan,DeputyGeneralCounsel 1:15pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff 3:00pm Meetingwithstaff 4:00pm ClosedCommissionMeeting 5:00pm MeetingwithCommissionerGallagher Thursday,July11,2013 10:30am Meetingwithstaff 11:00am MeetingwithBlackRock:BarbaraNovick,ViceChairman;andMatthewJ. Mallow,SeniorManagingDirector 12:30pm Meetingwithstaff 1:30pm U.S.ChinaStrategicandEconomicDialogueMeeting,Departmentofthe Treasury 4:00pm SpeakingengagementatInternationalInstituteforComplianceandExaminations 4:30pm Meetingwithstaff 5:00pm PhonecallwithCongressmanScottGarrett 5:15pm MeetingwithCommissionerAguilar 6:00pm PhonecallwithSenatorJohnHoeven Friday,July12,2013 9:30am Meetingwithstaff 10:00am Meetingwithstaff 10:15am Meetingwithstaff 11:30am Meetingwithstaff 12:00pm Meetingwithstaff 12:15pm Meetingwithstaff
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Meetingwithstaff PhonecallwithChairmanAnderCrenshaw MeetingwithCommissionerWalter MeetingwiththeFinancialServicesRoundtable:TimPawlenty,Presidentand CEO;ScottTalbott,SeniorVicePresidentofPublicPolicy;FeliciaSmith,Counsel; andDaleBrown,President Meetingwithstaff MeetingwithCommissionerParedes

12:30pm Meetingwithstaff 1:30pm PhonecallwithCongressmanSpencerBachus Monday,July15,2013 9:30am Meetingwithstaff 10:00am Meetingwithstaff 11:00am Meetingwithstaff 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm Meetingwithstaff 3:30pm MeetingwithErnst&Young:SteveHowe,Director,USFirmandtheAmericas; andMarkWeinberger,GlobalChairman 4:30pm MeetingwiththeEuropeanCommission:MichelBarnier,Commissioner; BertrandDumont,Cabinet;ChantalHughes,Spokesperson;NadiaCalvino, DeputyDirectorGeneralofDGMARKT;PetrWagner,AdministratorofDG MARKT;PeterKerstens,FirstCounselor,DelegationoftheEU;andGrard Francois,Interpreter 5:30pm MeetingwithCommissionerWalter Tuesday,July16,2013 9:00am Meetingwithstaff 11:00am Meetingwithstaff 11:30am Meetingwithstaff 1:00pm FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting 3:30pm InterviewwithMariaBartiromo,Anchor,CNBCClosingBell 4:15pm MeetingwiththeECONDelegation:SharonBowles,Chair(ALDE,UK);Pablo ZalbaBidegain,ViceChair,EPP,ES;MarkusFerber,EPP,DE;BurkhardBalz,EPP, DE;ElisaFerreira,S&DCoordinator,PT;ArleneMcCarthy,ViceChair,S&D,UK; PhilippeDeBacker,ALDE,BE;KaySwinburne,ECRCoordinator,UK;JrgenKlute, GUE/NGLCoordinator,DE;RadostinaParenti,Administrator;SamuelDeLemos Peixoto,Administrator;PeterRusz,Advisor(S&D);PhilipDrauz,Advisor(ALDE) 5:10pm Meetingwithstaff 6:00pm MeetingwithCommissionerParedes Wednesday,July17,2013 10:00am Meetingwithstaff 12:30pm Meetingwithstaff 2:00pm MeetingwithCongresswomanTerriSewell 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff
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 Thursday,July18,2013 10:30am Meetingwithstaff 11:30am Meetingwithstaff 1:45pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 4:00pm MeetingwithNationalSocietyofComplianceProfessionals:CharlesSenatore, HeadofCorporateComplianceatFidelityInvestments;JoanHinchman, ExecutiveDirector,PresidentandCEO;PamelaK.Ziermann,SeniorVice President;CraigR.Watanabe,ChiefComplianceOfficer,Penniall&Associates, Inc. Friday,July19,2013 9:00am Meetingwithstaff 9:30am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm MeetingwithCynthiaGlassman,formerSECCommissionerandSeniorResearch ScholaratGeorgeWashingtonUniversity 1:00pm Meetingwithstaff Monday,July22,2013 10:00am Meetingwithstaff 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm FinancialStabilityOversightBoard(FinSOB)PrincipalsTeleconferenceMeeting 3:00pm Meetingwithstaff 3:30pm MeetingwithCongressmanHurt 4:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter Tuesday,July23,2013 9:00am Meetingwithstaff 10:00am MeetingwithStandard&Poors:DouglasPeterson,President;Courtney Geduldig,VicePresident,GlobalRegulatoryAffairs;AdamSchuman,Executive ManagingDirector&ChiefLegalOfficer;JustinDaly,Adviser,DalyConsulting GroupLLP

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11:00am 1:30pm 2:30pm 3:30pm

4:30pm 5:15pm 5:45pm 6:30pm Wednesday,July24,2013 11:00am Meetingwithstaff 11:15am Meetingwithstaff 11:30am MeetingwithAlanBeller,formerSECDirectoroftheDivisionofCorporation FinanceandPartneratClearyGottliebSteen&Hamilton,LLP 12:30pm MeetingwithJamesDoty,Chairman,PublicCompanyAccountingOversight Board(PCAOB) 3:00pm MeetingwithCouncilofInstitutionalInvestorsBoard:AnneSheehan,Director, CorporateGovernance,CaliforniaStateTeachersRetirementSystem;Jay Chaudhuri,DepartmentoftheStateTreasurer,GeneralCounsel&SeniorPolicy Advisor,NorthCarolinaRetirementSystems;PatONeill,ExecutiveVice President,UnitedFoodandCommercialWorkersInternationalUnion;Carol NolanDrake,ChiefExternalAffairsOfficer,OhioPublicEmployeesRetirement System;JaneHamblen,ChiefLegalCounsel,WisconsinInvestmentBoard;David Kushner,ChiefInvestmentOfficer,LosAngelesCountyEmployeesRetirement Program;GiannaMcCarthy,Director,CorporateGovernance,NewYorkState CommonRetirementFund;MichaelMcCauley,SeniorInvestmentOfficer, Programs&Governance,FloridaStateBoardofAdministration;MeredithMiller, ChiefCorporateGovernanceOfficer,UAWRetireeMedicalBenefitsTrust;Anne Simpson,SeniorPortfolioManager,CaliforniaStatePublicEmployees RetirementSystem;DannetteSmith,SecretarytotheBoard,UnitedHealth Group;TheresaWhitemarsh,ExecutiveDirector,WashingtonStateInvestment Board;CarinZelenko,Director,CapitalStrategiesDepartment,International BrotherhoodofTeamsters;JohnAbraham,AmericanFederationofTeachers;Jim Blau,UnitedFoodandCommercialWorkersInternationalUnion;DanPedrotty, AmericanFederationofTeachers;KateSandboe,WashingtonStateInvestment Board;AnnYerger,ExecutiveDirector,CouncilofInstitutionalInvestors;Amy Borrus,DeputyDirector,CouncilofInstitutionalInvestors;JeffMahoney,General Counsel,CouncilofInstitutionalInvestors;MarieBrodmerkel,Chiefof Operations,CouncilofInstitutionalInvestors 3:45pm MeetingwithSenatorMikeCrapo

MeetingwithCommissionerGallagher Meetingwithstaff Meetingwithstaff MeetingwithJapanFinancialServiceAgency:MasaKono,Chairman;and MegumiFukuoka,SectionChiefoftheCorporateAccountingandDisclosure Division Meetingwithstaff PhonecallwithSenatorJeffMerkley MeetingwithCommissionerParedes PhonecallwithCongresswomanCarolynMaloney

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4:30pm Meetingwithstaff 5:15pm Meetingwithstaff 5:45pm Meetingwithstaff Thursday,July25,2013 9:30am SpeakingEngagementattheSECGraduateProgram 10:00am MeetingwithFederalDepositInsuranceCorporation(FDIC):PennyBouknight; DanielBendler;andIraKitmacher 11:00am InvestorAdvisoryCommitteeMeeting 2:00pm ClosedCommissionMeeting 3:00pm MeetingwithCommissionerAguilar 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 4:45pm Meetingwithstaff Friday,July26,2013 9:00am MeetingwithJeanEaglesham,Reporter,WallStreetJournal 9:20am Meetingwithstaff 10:00am MeetingwithSenatorCarlLevine 10:50am Meetingwithstaff 11:00am PhonecallwithSenatorTimJohnson 11:30am Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff Monday,July29,2013 10:00am MeetingwithFederalReserveBoardofNewYork:WilliamDudley,President; andThomasBaxter,GeneralCounsel 11:00am MeetingwithJenniferShasky,Director,FinancialCrimesEnforcementNetwork (FinCEN),DepartmentoftheTreasury 12:30pm Meetingwithstaff 4:00pm MeetingwithUKFinancialConductAuthority(FCA):MartinWheatley,Chief Executive;andDavidLawton,DirectorofMarkets 5:30pm MeetingwithCommissionerWalter Tuesday,July30,2013 10:00am HearingbeforetheSenateBankingCommittee 1:30pm Meetingwithstaff

24

2:30pm 3:00pm

4:00pm 5:00pm Wednesday,July31,2013 10:00am Meetingwithstaff 11:00am Meetingwithstaff 12:45pm MeetingwithSenatorWarren 1:30pm PhonecallwithJimQuigley,Trustee,InternationalFinancialReportingStandards (IFRS)Foundation 2:00pm Meetingwithstaff 3:00pm MeetingwithRoderickHillsandHarveyPitt,formerSECChairmen 5:30pm MeetingwithFinancialAccountingFoundation(FAF):JeffreyDiermeier, Chairman;TeresaPolley,PresidentandChiefExecutiveOfficer;andJohn Brennan,PastChairman,BoardofTrustees Thursday,August1,2013 10:30am PhonecallwithProfessorDavidRuder,Professor,NorthwesternLawSchool 11:30am Meetingwithstaff 12:00pm Meetingwithstaff 12:30pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm ClosedCommissionMeeting 3:00pm MeetingwithCommissionerAguilar 4:00pm PhonecallwithDonaldNicolaisen,formerSECChiefAccountant Friday,August2,2013

Meetingwithstaff MeetingwithTreasuryBorrowingAdvisoryCommittee:CurtisArledge,Chief ExecutiveOfficer,BNYMellonAssetManagement;JasonCummins,Director, EconomicResearch,BrevanHowardAssetManagementLLP;DanaM.Emery,Co PresidentandDirector,FixedIncome;DerekKaufman,Director,GlobalFixed Income;JonKinol,ManagingDirector,InvestmentBankingDivision,Credit Suisse;CareyLathrop,ManagingDirector,GlobalCreditMarkets,Citigroup; WalterJ.MuellerIII,ChiefInvestmentOfficer,BankofAmerica;RuthPorat,Chief FinancialOfficerandExecutiveVicePresident,MorganStanley;SteveRodosky, ManagingDirector,PIMCO(NewportBeach);StuartSpodek,ManagingDirector, MultiSectorandMortgagesGroup,BlackRock;RichardTang,Head,FISales; AshokVaradhan,ViceChairman,TBAC;StephenWalsh,ChiefInvestmentOfficer, WesternAssetManagementCompany;andMattZames,Chairman,TBAC MeetingwithCommissionerParedes Meetingwithstaff

25

9:30am 10:00am

11:00am

12:00pm 12:30pm Monday,August5,2013 3:15pm Meetingwithstaff 4:00pm PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC) 4:15pm Meetingwithstaff 5:00pm Meetingwithstaff 5:30pm MeetingwithCommissionerWalter Tuesday,August6,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am MeetingwithBillMcNabb,Chairman,Vanguard 11:30am Meetingwithstaff 12:30pm PhonecallwithToryNewmyer,Reporter,Fortune 1:00pm Meetingwithstaff 3:00pm MeetingwithJackLew,Secretary,DepartmentoftheTreasury 5:00pm Meetingwithstaff Wednesday,August7,2013 12:30pm PhoneCallwithArthurLevitt,formerSECChairman 1:00pm MeetingwithCommissionerGallagher 3:00pm Meetingwithstaff 4:00pm Meetingwithstaff 4:30pm MeetingwithCommissionerStein Thursday,August8,2013

PhonecallwithSirDavidTweedie,formerChairmanoftheInternational AccountingStandardsBoard(ASB) MeetingwithNomuraHoldingAmerica:DavidFindlay,PresidentCEO;David Leibowitz,BoardMember;andMarkSchuermann,ExecutiveDirectorofPublic Affairs MeetingwithCalPERS:AnneStausboll,ChiefExecutiveOfficer;AnneSimpson, DirectorofGlobalGovernance;DonaldMarlais,VicePresident,Lussier,Gregor, Vienna&Associates;andTomLussier,President,Lussier,Gregor,Vienna& Associates PhonecallwithJohnRogers,PresidentandCEO,CFAInstitute InterviewwiththeNicholasLemann,Reporter,NewYorker

26

10:35am 10:45am 11:00am

12:00pm 1:00pm 2:10pm Friday,August9,2013 11:00am MeetingwiththeGovernmentAccountabilityOffice:GeneDodaro,Comptroller General;andOriceWilliams,ManagingDirectorofFinancialMarketsand CommunityInvestment 12:00pm Meetingwithstaff 12:45am Meetingwithstaff Monday,August12,2013 7:00am MeetingwiththeFinancialStabilityBoard(FSB)SteeringCommittee 3:45pm Phonecallwithstaff Tuesday,August13,2013 11:00am MeetingwithInternationalFinancialReportingStandards(IFRS)FoundationU.S. Trustees:HarveyGoldschmid;HeidiMiller;JamesQuigley;RobertGlauber;and ScottEvans Wednesday,August14,2013 11:00am Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm Meetingwithstaff 3:00pm Meetingwithstaff 4:00pm Meetingwithstaff Thursday,August15,2013 9:30am Meetingwithstaff 10:00am Meetingwithstaff 11:30am MeetingwithCommissionerStein 1:00pm Meetingwithstaff

Meetingwithstaff MeetingwithMarkCarney,Governor,BankofEngland MeetingwithSecuritiesInvestorProtectionCorporation(SIPC):SharonBowen, ActingChair;StephenP.Harbeck,President;andJosephineWang,General Counsel Meetingwithstaff Meetingwithstaff ClosedCommissionMeeting

27

2:00pm PhonecallwithJamesFreeman,Reporter,WallStreetJournal 3:00pm MeetingwithCommissionerGallagher 5:00pm MeetingwithJamesGorman,ChairmanandCEO,MorganStanley Friday,August16,2013 10:00am Meetingwithstaff 10:45am MeetingwithRussellGolden,Chair,FinancialAccountingStandardsBoard(FASB) 11:00am MeetingwithDuncanNiederauer,CEO,NYSE 12:00pm Meetingwithstaff 1:15pm ClosedCommissionMeeting Monday,August19,2013 9:30am Meetingwithstaff 10:00am Meetingwithstaff 10:30am MeetingwithCommissionerPiwowar 11:00am Meetingwithstaff 2:00pm MeetingwiththeBarakObama,PresidentoftheUnitedStates;ThomasCurry, Comptroller,OfficeoftheComptrolleroftheCurrency(OCC);RichardCordray, Director,ConsumerFinancialProtectionBureau(CFPB);EdwardDeMarco,Acting Director,FederalHousingFinanceAgency(FHFA);BenBernanke,Chairman, FederalReserve;GaryGensler,Chairman,CommodityFuturesTrading Commission(CFTC);MartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);DebbieMatz,Chairman,NationalCreditUnion Administration(NCUA);andJackLew,Secretary,DepartmentoftheTreasury Tuesday,August20,2013 Outofoffice Wednesday,August21,2013 Outofoffice Thursday,August22,2013 11:00am Phonecallwithstaff Friday,August23,2013 Outofoffice
28

 Monday,August26,2013 12:30pm Phonecallwithstaff 1:00pm Phonecallwithstaff 2:00pm FinancialStabilityOversightBoard(FinSOB)PrincipalsTeleconferenceMeeting Tuesday,August27,2013 9:30am Phonecallwithstaff Wednesday,August28,2013 Outofoffice Thursday,August29,2013 2:00pm ClosedCommissionMeeting Friday,August30,2013 Outofoffice Monday,September2,2013 LaborDayFederalHoliday Tuesday,September3,2013 10:00am MeetingwithKPMG:JohnVeihmeyer,ChairmanandCEO;SvenE.Holmes,Vice ChairLegal,RiskandRegulatory;andSamRanzilla,NationalManagingPartner AuditQualityandProfessionalPractice 11:00am MeetingwithNicholasLemann,Reporter,TheNewYorker 12:00pm Meetingwithstaff 1:00pm Meetingwithstaff 2:00pm MeetingwithFidelityInvestments:JonathanChiel,GeneralCounsel;Abby Johnson,President,FidelitysFinancialServices;andJ.J.Johnson,Director, FidelitysGovernmentAffairsOffice 3:00pm MeetingwithJoeEchevarria,CEO,DeloitteLLP 4:00pm Meetingwithstaff 5:00pm MeetingwithNealWolin,DeputySecretary,DepartmentoftheTreasury

29

 Wednesday,September4,2013 9:00am Meetingwithstaff 10:00am ClosedCommissionMeeting 11:45am Meetingwithstaff 12:00pm MeetingwithCommissionerAguilar 1:00pm Meetingwithstaff 4:00pm MeetingwithInvestorAdvisoryCommitteeOfficers:JoeDear;JayBrown;Craig Goettsch;JeanSetzfand;AnneSheehan;BarbaraRoper 5:00pm MeetingwithCommissionerGallagher 6:00pm Meetingwithstaff Thursday,September5,2013 10:00am MeetingwithDominiSocialInvestmentsLLC:LisaGilbert,PublicCitizen;Adam M.Kanzer,ManagingDirector&GeneralCounsel;andDonMarlais,Vice President,Lussier,Gregor,Vienna&Associates 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm MeetingwithCertifiedFinancialPlanner(CFP)BoardofStandards:Todd Cranford,DirectorofGovernmentAffairs;RyanWilson,SeniorStrategicPolicy Advisor,AARP;MikeCanning,DirectorofPolicy,NorthAmericanSecurities AdministratorsAssociation(NASAA);JoeyBrady,GeneralCounsel,NASAA;and ValerieMirko,AssistantGeneralCounsel,NASAA 2:00pm Meetingwithstaff 2:15pm MeetingwithCommissionerStein 3:00pm MeetingwithCommissionerPiwowar 4:00pm Meetingwithstaff 4:30pm MeetingwithRoelCampos,formerSECCommissionerandPartner,LockeLord LLP;MarlonPaz,Partner,LockeLordLLP;JamesG.Whetzel,GeneralCounsel, UnitedServicesAutomobileAssociation(USAA);andAnthonyEra,Jr.,USAA 5:00pm Meetingwithstaff Friday,September6,2013 9:30am Meetingwithstaff 10:00am Meetingwithstaff 11:00am Meetingwithstaff 11:45am MeetingwithJamesKroeker,formerSECChiefAccountant

30

Monday,September9,2013 10:00am InterviewwithDanielleDouglas,Reporter,WashingtonPost 10:30am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm Meetingwithstaff 1:30pm Meetingwithstaff 2:30pm Meetingwithstaff 3:00pm Meetingwithstaff 4:00pm Meetingwithstaff Tuesday,September10,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting 3:00pm FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting Wednesday,September11,2013 9:00am Meetingwithstaff 9:30am PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC) 10:00am MeetingwithCommissionerPiwowar 11:00am Meetingwithstaff 1:10pm Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff 2:45pm MeetingwithCommissionerStein 3:30pm MeetingwithJamesDoty,Chairman,PublicCompanyAccountingOversight Board(PCAOB) 4:30pm Meetingwithstaff 5:30pm Meetingwithstaff 6:00pm Meetingwithstaff Thursday,September12,2013 9:00am MeetingwithSROs:JoeRatterman,ChiefExecutiveOfficer,BATSGlobal Markets,Inc.;EricSwanson,ExecutiveVicePresident,GeneralCounsel&

31

2:00pm 3:00pm 3:30pm 4:30pm Friday,September13,2013 10:00am MeetingwithFINRA 12:00pm Meetingwithstaff 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff Monday,September16,2013 9:30am Meetingwithstaff

Secretary,BATSGlobalMarkets,Inc.;TonyMcCormick,ChiefExecutiveOfficer, BOXOptionsExchangeLLC;LisaFall,ExecutiveVicePresidentandChiefLegal Officer,BOXOptionsExchangeLLC;WilliamBrodsky,Chairman,ChicagoBoard OptionsExchange,Inc.;EdwardProvost,PresidentandChiefOperatingOfficer, ChicagoBoardOptionsExchange,Inc.;DavidHerron,ChiefExecutiveOfficer, ChicagoStockExchange,Inc.;JamesOngena,SeniorVicePresidentandGeneral Counsel,ChicagoStockExchange,Inc.;WilliamOBrien,ChiefExecutiveOfficer, DirectEdge;ThomasMcManus,ChiefComplianceandRegulatoryOfficer,Direct Edge;GaryKatz,PresidentandChiefExecutiveOfficer,InternationalSecurities Exchange,LLC;MichaelSimon,GeneralCounsel,SecretaryandChiefRegulator Officer,InternationalSecuritiesExchange,LLC;ThomasGallagher,Chairmanand ChiefExecutiveOfficer,MiamiInternationalSecuritiesExchange,LLC;Barbara Comly,ExecutiveVicePresident,GeneralCounselandCorporateSecretary, MiamiInternationalSecuritiesExchange,LLC;RobertGreifeld,ChiefExecutive Officer,NASDAQOMXGroup;BradPeterson,ExecutiveVicePresidentandChief InformationOfficer,NASDAQOMXGroup;DavidHarris,ChairmanandChief ExecutiveOfficer,NationalStockExchange,Inc.;SusanAmeel,ChiefRegulator Officer,NationalStockExchange,Inc.;DuncanNiederauer,ChiefExecutive Officer,NYSEEuronext;JosephMecane,ExecutiveVicePresident,NYSE Euronext;RichardKetchum,ChairmanandChiefExecutiveOfficer,Financial IndustryRegulatoryAuthority,Inc.;RobertColby,ChiefLegalOfficer,Financial IndustryRegulatoryAuthority,Inc.;MichaelBodson,PresidentandChief ExecutiveOfficer,TheDepositoryTrust&ClearingCorporation;AlbertGambale, ManagingDirector,TheDepositoryTrust&ClearingCorporation;Wayne Luthringshausen,ChairmanandChiefExecutiveOfficer,TheOptionsClearing Corporation;andMichaelCahill,PresidentandChiefOperatingOfficer,The OptionsClearingCorporation ClosedCommissionMeeting Meetingwithstaff MeetingwithCommissionerAguilar Meetingwithstaff

32

12:30pm 1:00pm 3:30pm

4:00pm 5:00pm Tuesday,September17,2013 9:00am Meetingwithstaff 9:30am SpeakingEngagementattheSmallBusinessAdvisoryCommittee 10:00am MeetingwithCommissionerPiwowar 12:15pm SpeakingEngagementattheLeadershipCouncilonLegalDiversity 2:00pm Meetingwithstaff 2:30pm PhonecallwithCongressmanSpencerBachus 3:00pm OralArgument Wednesday,September18,2013 10:00am OpenMeeting 12:30pm PhonecallwithHowardWetston,Chairman,OntarioSecuritiesCommission 12:45pm Meetingwithstaff 1:30pm Meetingwithstaff 2:30pm Meetingwithstaff 3:00pm Meetingwithstaff 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 4:45pm Meetingwithstaff 5:00pm MeetingwithCommissionerGallagher Thursday,September19,2013 8:00am PhonecallwithLouisMorisset,PresidentandCEO,AutoriteDesMarches Financiers 8:30am PhonecallwithMasaKono,Chairman,JapanFinancialServicesAgency 9:30am MeetingwithPrivateEquityGrowthCapitalCouncil(PEGCC):MichaelBerk,TA Associates;PaulFinnegan,MadisonDearbornPartners;GordonGoldstein,Silver
33

PhoneCallwithGaryGensler,Chairman,CommodityFuturesTrading Commission(CFTC) Meetingwithstaff MeetingwithTheCenteronExecutiveCompensation:CharlesG.Tharp,CoCEO, CenterOnExecutiveCompensation;DennisZeleny,CoCEO,CenterOnExecutive Compensation;TimothyBartl,President,CenterOnExecutiveCompensation; MichaelL.Davis,SeniorVicePresident,GlobalHumanResources,GeneralMills, Inc.;RandolphH.Powers,Manager,Compensation,BenefitPlansandPolicies, ExxonMobilCorporation;andMeredithSinger,GovernmentalPrograms Executive,IBMCorporation Meetingwithstaff MeetingwithCommissionerStein

11:00am 12:00pm 2:30pm

3:00pm Friday,September20,2013 10:30am MeetingwithStevenMaijoor,Chair,EuropeanSecuritiesandMarketsAuthority Saturday,September21,2013 6:00pm PhonecallwithPeterCook,Reporter,Bloomberg Monday,September23,2013 4:00pm Phonecallwithstaff 5:00pm PhonecallwithCommissionerStein Tuesday,September24,2013 9:05am SpeakingEngagementattheBloombergMarkets50Summit 1:00pm Phonecallwithstaff 1:30pm PhonecallwithCommissionerGallagher Wednesday,September25,2013 10:00am ClosedCommissionMeeting 11:30am MeetingwiththeWomen,Influence&PowerinLawPanel:MoniqueRuffBell; SaraMoss;LloydJohnson;andAlesandraBarreiro 11:45am Meetingwithstaff 12:30pm Meetingwithstaff 2:30pm Meetingwithstaff 3:30pm Meetingwithstaff

LakePartners;RobertHull,ProvidenceEquityPartners;JohnJordanII,The JordanCompany;JohnStevenJudge,PEGCC;ThomasKilgore,ArcLightCapital Partners;StewardKohl,TheRiversideCompany;AdamLevine,TPGCapital;David Marchick,TheCarlyleGroup;ChristianMcGrath,GTCR;KenMehlman,Kohlberg KravisRoberts&Co.;JasonMulvihill,PEGCC;PaulQueally,WelshCarson Anderson&Stowe;PeterRose,TheBlackstoneGroup;JohnSuydam,Apollo Management;MarkTrenowski,MadisonDearbornPartners;DavidVise,New MountainCapital;JenniferColfelt,PEGCC;andLangstonEmerson,PEGCC ClosedCommissionMeeting MeetingwithCommissionerAguilar PhonecallwithGreggMedcraft,Chair,AustralianSecuritiesandInvestment Commission(ASIC)andtheChairoftheIOSCOBoard FinancialStabilityOversightBoard(FinSOB)PrincipalsTeleconferenceMeeting

34

4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 4:45pm Meetingwithstaff 7:00pm SpeakingEngagementattheFinancialServicesRoundtable2013FallConference Thursday,September26,2013 9:00am SpeakingEngagementattheCouncilofInstitutionalInvestors(CII)2013Fall Meeting Friday,September27,2013 9:30am SpeakingEngagementattheChiefEnforcementConference 11:00am SpeakingEngagementforCorporateCounselWomenofColorAnnual Conference 12:00pm Meetingwithstaff Monday,September30,2013 9:15am Meetingwithstaff 9:30am Meetingwithstaff 10:30am PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);andDanielTarullo,Governor,FederalReserveBoard 11:00am Meetingwithstaff 11:30am Meetingwithstaff 12:30am MeetingwithBetterMarkets:DennisKelleher,PresidentandCEO;SteveHall, SecuritiesSpecialist;andKatelynnBradley,Attorney 2:00pm MeetingwiththeDepartmentoftheTreasury 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerStein 6:00pm Meetingwithstaff Tuesday,October1,2013 9:00am Meetingwithstaff 1:30pm MeetingwithHSBC:PatrickNolan,CEO,HSBCGlobalBankingandMarkets (Americas);MarkSteffensen,ManagingDirectorandGeneralCounsel,HSBC Securities(USA);ChristineCalarco,HeadofRegulatoryChange,HSBCSecurities (USA);TomRosenkoetter,VP,FederalPublicPolicy,HSBCBankUSA;andJeff Diehl,ViceChairmanUSPublicSectorBanking,HSBCGlobalBankingandMarkets 2:30pm Meetingwithstaff 3:00pm Meetingwithstaff

35

3:30pm 4:30pm

MeetingwithCommissionerPiwowar MeetingwiththeBondDealersofAmerica:LarryBowden,ExecutiveVice President,Stephens,Inc.,LittleRock,AR;BrianBrennan,NationalSalesManager, FixedIncomeGroup,KeyBancCapitalMarkets,Cleveland,OH;JohnCrawford, ExecutiveVicePresident,StrategicProductsandServices,ViningSparks, Memphis,TN;SteveGenyk,ManagingDirector,HeadofFixedIncomeCapital Markets;JanneyMontgomeryScott,Philadelphia,PA;MikeNicholas,Chief ExecutiveOfficer,BDA,Washington,DC;CalvinSullivan,ChiefStrategyOfficer, RaymondJames&Co.,Memphis,TN;MartyVogtsberger,ManagingDirector, FifthThirdSecurities,Cincinnati,OH;andBradWinges,ViceChairandHeadof FixedIncomeServices,PiperJaffray,Minneapolis,MN

Wednesday,October2,2013 1:45pm SpeakingEngagementattheSecurityTradersAssociationsAnnualConference 3:00pm PhonecallwithHowardWeston,Chairman,OntarioSecuritiesCommission 4:30pm Meetingwithstaff 5:00pm MeetingwithCommissionerGallagher Thursday,October3,2013 8:30am SpeakingEngagementattheWomen,Influence&PowerinLawConference 10:30am ClosedCommissionMeeting 6:00pm SpeakingEngagementatthe14thAnnualA.A.Sommer,Jr.Lecture Friday,October4,2013 12:00pm Phonecallwithstaff 12:30pm Phonecallwithstaff Monday,October7,2013 12:00pm MeetingwithCommissionerParedes 2:00pm Meetingwithstaff 3:00pm Meetingwithstaff 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerStein Tuesday,October8,2013 9:00am Meetingwithstaff 10:00am OralArgument

36

1:00pm MeetingwithGregGilman,PresidentofChapter293,NTEU 2:00pm PostArgument 3:00pm Meetingwithstaff 4:00pm PhonecallwithFinancialStabilityOversightCouncil(FSOC)Principals Wednesday,October9,2013 10:00am SECNewsEventtoLaunchMarketRegulationWebsite 1:00pm SpeakingEngagementattheSecuritiesDocketsSecuritiesEnforcementForum 2:15pm MeetingwithCommissionerPiwowar 4:05pm Meetingwithstaff 4:15pm MeetingwiththeEuropeanCommission:JonathanFaull,DirectorGeneral, InternalMarketandServices;MichaelaChen,SeniorTradeAdvisor,Delegation oftheEuropeanUnion;andSvenGentner,Counselor,Delegationofthe EuropeanUnion 5:00pm MeetingwithCommissionerGallagher Thursday,October10,2013 10:00am Meetingwithstaff 10:45am Meetingwithstaff 11:00am Meetingwithjobapplicant 12:45pm Meetingwithstaff 1:00pm MeetingwithHansHoogervorst,Chairman,InternationalAccountingStandards Board(IASB);andYealAlmog,ExecutiveDirector,InternationalFinancial ReportingStandards(IFRS)Foundation 2:00pm ClosedCommissionMeeting 2:45pm MeetingwithCommissionerAguilar 4:00pm Meetingwithjobapplicant 5:00pm Meetingwithstaff Friday,October11,2013 8:50am Meetingwithstaff 9:00am MeetingwithCommissionerStein 10:00am Meetingwithstaff 11:00am MeetingwithJapanFinancialServicesAgency:MasaKono,Chairman;andRie Fukushi,SectionChief 12:00pm MeetingwithMarySchapiro,formerSECChairman 12:10pm MeetingwithAlThani,Governor,QatarCentralBank 12:20pm Meetingwithjobapplicant 1:30pm MeetingwithSveinAndresen,SecretaryGeneral,FinancialStabilityBoard(FSB) andMarkCarney,Governor,BankofEngland
37

1:45pm MeetingwiththeRegulatoryRoundtable Monday,October14,2013 ColumbusDayFederalHoliday Tuesday,October15,2013 8:00am SpeakingEngagementattheNationalAssociationofCorporateDirectors(NACD) 2013AnnualConference 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);DanielTarullo,Governor,FederalReserveBoard;and ThomasCurry,Comptroller,OfficeoftheComptrolleroftheCurrency(OCC) 2:00pm MeetingwithCommissionerGallagher 3:00pm MeetingwithChrisGibsonSmith,Chairman,LondonStockExchangeGroup 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerPiwowar Wednesday,October16,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 11:00am Meetingwithstaff 11:15am Meetingwithstaff 11:30am Meetingwithstaff 12:00pm Meetingwithstaff 2:00pm MeetingwithFINRA:RickKetchum,ChairmanandCEO;andBobColby,Chief LegalOfficer 4:00pm MeetingwithCommissionerGallagher Thursday,October17,2013 10:15am MeetingwithCommissionerStein 11:00am Meetingwithjobapplicant 12:30pm Meetingwithstaff 1:00pm PhonecallwithCommissionerAguilar 2:00pm ClosedCommissionMeeting Friday,October18,2013

38

9:30am

SpeakingEngagementattheManagedFundsAssociation'sAnnualHedgeFund LeadershipConferenceOutlook2013

Monday,October21,2013 10:00am Meetingwithstaff 11:00am Meetingwithstaff 11:30am MeetingwithCommissionerStein 1:45pm Meetingwithstaff 3:00pm FinancialStabilityOversightBoard(FinSOB)PrincipalsTeleconferenceMeeting 4:00pm Meetingwithjobapplicant 4:30pm Meetingwithstaff 5:30pm Meetingwithstaff Tuesday,October22,2013 8:30am SpeakingEngagementattheNationalSocietyofComplianceProfessionals 10:00am Meetingwithstaff 2:00pm MeetingwithNASDAQ:BobGreifeld,CEO;andEdKnight,ExecutiveVice PresidentandGeneralCounsel 3:00pm MeetingwithCommissionerStein 5:00pm MeetingwithCommissionerPiwowar Wednesday,October23,2013 10:00am OpenMeeting 11:30am Meetingwithstaff 3:00pm MeetingwithJackLew,Secretary,DepartmentoftheTreasury 4:00pm Meetingwithstaff 4:15pm Meetingwithstaff 5:00pm MeetingwithCommissionerGallagher Thursday,October24,2013 10:00am Meetingwithstaff 11:00am ClosedCommissionMeeting 12:00pm Meetingwithstaff 2:00pm MeetingwiththeBoardoftheMunicipalSecuritiesRulemakingBoard 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff 4:30pm Meetingwithstaff 5:15pm Meetingwithstaff

39

5:30pm

MeetingwithMaryMiller,UnderSecretaryforDomesticFinance,Departmentof theTreasury

Friday,October25,2013 9:30am PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);DanielTarullo,Governor,FederalReserveBoard;and ThomasCurry,Comptroller,OfficeoftheComptrolleroftheCurrency(OCC) 10:00am PhoneCallwithHarveyGoldschmid,Trustee,IFRS 11:00am Meetingwithstaff 12:00pm MeetingwiththeWallStreetJournalEditors Monday,October28,2013 9:15am Phonecallwithstaff 3:30pm Phonecallwithstaff Tuesday,October29,2013 9:00am Meetingwithstaff 10:30am Meetingwithstaff 11:00am Meetingwithstaff 1:00am MeetingwiththeNorthAmericanSecuritiesAdministratorsAssociation(NASAA): AndreaSeidt,OhioSecuritiesCommissioner;RussLuculano,ExecutiveDirector; andRickFleming,DeputyGeneralCounsel 2:00pm Meetingwithstaff Meetingwithstaff 2:30pm 3:30pm Meetingwithstaff 5:00pm MeetingwithCommissionerPiwowar Wednesday,October30,2013 9:30am PhonecallwithCommissionerAguilar 3:30pm Phonecallwithstaff 4:00pm Phonecallwithstaff 5:00pm PhonecallwithCommissionerStein 6:00pm PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);GovernorTarullo,FederalReserveBoard,ThomasCurry, Comptroller,OfficeoftheComptrolleroftheCurrency(OCC) Thursday,October31,2013
40

10:00am FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting 1:00pm ClosedCommissionMeeting 2:30pm MeetingwithCommissionerGallagher 3:30pm Meetingwithstaff Friday,November1,2013 9:30am PhonecallwithIrvinNathan,DistrictofColumbia,OfficeoftheAttorney General,AttorneyGeneral 10:00am MeetingwithFinancialAccountingFoundation(FAF):TeresaPolley,President andCEO;JeffreyDiermeier,Chairman;andRussellGolden,ChairmanofFASB 11:30am MeetingwithMarkWetjen,Commissioner,CommodityFuturesTrading Commission(CFTC) 1:00pm MeetingwithInvestmentCompanyInstitute:PaulStevens,President&CEO; KarrieMcMillan,GeneralCounsel;BrianReid,ChiefEconomist;JaneHeinrichs, SeniorAssociateCounsel Monday,November4,2013 2:00pm MeetingwithCommissionerGallagher 2:30pm Meetingwithstaff 3:00pm MeetingwithCommissionerPiwowar 4:00pm Meetingwithstaff Tuesday,November5,2013 8:30am Meetingwithstaff 9:00am Meetingwithstaff 10:00am MeetingwithGovernmentAccountabilityOffice(GAO)Auditors:JamesDalkin, Director,FinancialManagementandAssuranceUnit;andKristenKociolek, AssistantDirector 11:00am MeetingwithNationalAssociationofInsuranceandFinancialAdvisors:JohnF. Nichols,MSM,CLUPresident;SusanB.Waters,CEO;GaryA.Sanders,Vice President,SecuritiesandStateGovernmentRelations;JillHoffman,Assistant VicePresident,FederalGovernmentRelations;JohnCollins,Partner,Steptoe& Johnson,LLP;JohnFielding,Counsel,Steptoe&Johnson,LLP;andScottA. Sinder,Partner,Steptoe&Johnson,LLP Wednesday,November6,2013 8:45am SpeakingEngagementatPracticingLawInstitute(PLI)AnnualInstitute

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5:00pm

PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);DanielTarullo,Governor,FederalReserveBoard,Thomas Curry,Comptroller,OfficeoftheComptrolleroftheCurrency(OCC)

Thursday,November7,2013 8:30am MeetingwithLorinReisner,U.S.AttorneysOffice,SouthernDistrictofNewYork, Chief,CriminalDivision 11:30am MeetingwithSenatorBarbaraMikulski 12:30pm Meetingwithstaff 1:45pm Meetingwithstaff 2:00pm Meetingwithstaff 2:30pm ClosedCommissionMeeting 3:30pm MeetingwithCommissionerAguilar 4:30pm MeetingwithAssociationoftheSecuritiesandExchangeCommissionAlumni, Inc.(ASECA):JonathanKatz,formerSECSecretaryandASECAPresident;Amy Goodman,Partner,GibsonDunnandASECAImmediatePastPresident;and MartiCochran,Partner,ArnoldPorterandASECADirector 5:00pm Meetingwithstaff Friday,November8,2013 10:30am MeetingwithCommissionerGallagher 11:30am Meetingwithstaff 12:00pm PhonecallwithPeterCook,Reporter,Bloomberg Monday,November11,2013 VeteransDayFederalHoliday Tuesday,November12,2013 8:30am SpeakingEngagementattheSIFMAAnnualMeeting 3:00pm PhonecallwithCommissionerPiwowar 4:00pm Phonecallwithstaff Wednesday,November13,2013 9:00am Meetingwithstaff 10:00am MeetingwithCongressmanBillPosey

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1:00pm

2:00pm 3:15pm 4:00pm

5:00pm 5:45pm Thursday,November14,2013 11:00am MeetingwithGoldmanSachs:GaryCohn,PresidentandCOO;JohnF.Rogers, ExecutiveVicePresident;MichaelPease,CoHeadoftheOfficeofGovernment Affairs 12:00pm MeetingwithCommissionerStein 1:00pm SpeakingEngagementattheVeteran'sDayEvent 2:00pm ClosedCommissionMeeting 3:00pm PhonecallwithCommissionerAguilar 5:00pm SpeakingEngagementatthe5thAnnualFlanneryLecture Friday,November15,2013 9:00am Meetingwithstaff 10:00am MeetingwithSocietyofCorporateSecretariesandGovernanceProfessionals: KennethWagner,PastSocietyChair,VP,AssistantGeneralCounsel,Assistant Secretary&ChiefComplianceOfficer,PeabodyEnergyCorp;DarlaStuckey, SeniorVicePresident,Policy&Advocacy,Society;WendiBickett,SocietyChair, AssistantCorporateSecretary,EnterpriseProductsPartnersLP;Paul Washington,pastSocietyChair,SeniorVicePresident,DeputyGeneralCounsel& CorporateSecretary,TimeWarnerInc.;DougChia,SocietyChairElect,Assistant GeneralCounsel&CorporateSecretary,Johnson&Johnson;BobLamm,Chairof SecuritiesLawCommittee,SeniorFellow,TheConferenceBoardGovernance Center(formerlyofPfizer);NeilaRadin,formerChairofSecuritiesLaw Committee,SeniorVicePresident&AssociateGeneralCounsel,JPMorganChase 10:45am InterviewwithAndrewAckerman,Reporter,WallStreetJournal 11:45am MeetingwiththeGreenliningInstitute:OrsonAguilar,TheGreenliningInstitute; SashaWerblin,TheGreenliningInstitute;AyshaPamukcu,TheGreenlining Institute;NatalieCole,OurWeekly;RobertApodaca,ZenZenAdvisors;George Dean,GreaterPhoenixUrbanLeague;WillisWhite,AllenTempleBaptistChurch; CynthiaAmador,Azul;RobertBenson,BlackBusinessAssociation;HyepinIm, KoreanChurchesforCommunityDevelopment;OrtensiaLopez,ElConcilioofSan

MeetingwithIntercontinentalExchangeGroup:JeffreySprecher,CEO;Jonathan Short,GeneralCounsel;PeterRoberson,VicePresidentofGovernment Relations;AlexAlbert,VicePresidentofGovernmentAffairs Meetingwithstaff PhoneCallwithHowardWetston,Chair,OntarioSecuritiesCommission MeetingwithCharlesSchwabAdvisorServices:BernieClark,ExecutiveVice President;JeffBrown,SVPofLegislativeandRegulatoryAffairs;andChristopher Gilkerson,DeputyGeneralCounsel MeetingwithCommissionerGallagher Meetingwithstaff

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12:45pm 1:00pm

MateoCounty;HowardHernandez,AmericanGIForum;StevenFigueroa,Inland EmpireLatinoCoalition;OlgaTalamante,Chicana/LatinaFoundation;Alexie Ochola,LaMaestraFamilyClinic;MayraBautista,HispanicChamberof Commerce,ContraCostaCounty;MattThomas,SanFranciscoAfricanAmerican ChamberofCommerce;MarthaMontoya,HispanicAmericanGrowers Association;RonFong,AsianPacificIslanderSmallBusinessProgram;Tunua Thrash,WestAngelesCDC;TateHill,FresnoMetroBlackChamber;AlPina, FloridaMinorityCommunityReinvestmentCoalition;JosePecho,NaFFA;and KristinaM.Dixon,OMWIWorkingGroupMember Meetingwithstaff MeetingwithFinancialExecutivesInternational:MarieHollein,Presidentand CEOandKelliMcMorrow,SeniorManagerofGovernmentAffairs

Monday,November18,2013 10:30am Phonecallwithstaff 6:00pm Phonecallwithstaff Tuesday,November19,2013 9:00am Meetingwithstaff 10:00am MeetingwithSheilaBair,SeniorAdviser,ThePewCharitableTrusts 11:00am Meetingwithstaff 11:30am Meetingwithstaff 1:00pm Meetingwithstaff 2:30pm PhonecallwithDavidCohen,Secretary,DepartmentoftheTreasury 3:45pm Phonecallwithstaff 4:00pm MeetingwithFederatedInvestors,Inc.:J.ChristopherDonahue,Presidentand CEO;andJohnW.McGonigle,ViceChairandChiefLegalOfficer 5:00pm MeetingwithCommissionerPiwowar Wednesday,November20,2013 10:30am Meetingwithstaff 11:30am Meetingwithstaff 1:15pm MeetingwithCommissionerSteinandstaff 3:30pm MeetingwithCongresswomanNitaLowey 4:30pm MeetingwithCommissionerGallagher 5:00pm MeetingwithCommissionerStein Thursday,November21,2013

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7:30am

8:30am 12:00pm 2:00pm 3:00pm 4:00pm Friday,November22,2013 10:00am InvestorAdvisoryCommitteeMeeting 11:00am MeetingwithThomasPerez,Secretary,DepartmentofLabor 12:00pm SpeakingEngagementatthe19thAnnualInternationalEnforcementInstitute Monday,November25,2013 10:00am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm MeetingwithDebbieMatz,Chairman,NationalCreditUnionAssociation(NCUA) 2:00pm FinancialStabilityOversightBoard(FinSOB)PrincipalsTeleconferenceMeeting 3:00pm Meetingwithstaff 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerStein Tuesday,November26,2013 9:00am Meetingwithstaff 10:00am Meetingwithstaff 11:00am Meetingwithstaff 12:00pm Meetingwithstaff 1:00pm MeetingwiththeLosAngelesTimes:AndrewTangel,Reporter;andJim Puzzanghera,Reporter 2:00pm ClosedCommissionMeeting 3:00pm MeetingwithCommissionerPiwowar 4:00pm MeetingwithBarbaraNovick,ViceChairman,BlackRock Wednesday,November27,2013 1:00pm PhonecallwithCommissionerStein Thursday,November28,2013

PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);DanielTarullo,Governor,FederalReserveBoard;and ThomasCurry,Comptroller,OfficeoftheComptrolleroftheCurrency(OCC) PhonecallwithStaff PhonecallwithSenatorJonTester ClosedCommissionMeeting Meetingwithstaff PhonecallwithHarveyGoldschmid,ProfessorofLaw,ColumbiaLawSchool

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 ThanksgivingFederalHoliday Friday,November29,2013 Outofoffice Monday,December2,2013 4:00pm Phonecallwithstaff Tuesday,December3,2013 9:00am SpeakingEngagementattheTransatlanticCorporateGovernanceDialogue 10:00am Meetingwithstaff 11:00am Meetingwithstaff 1:00pm Meetingwithstaff 2:30pm Meetingwithjobapplicant 3:00pm MeetingwithCommissionerStein 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerPiwowar Wednesday,December4,2013 10:30am ClosedCommissionMeeting 12:30pm Meetingwithstaff 2:00pm Meetingwithjobapplicant 3:00pm MeetingwithKnightCapitalGroup:DanielColeman,ChiefExecutiveOfficer; JohnMcCarthy,GeneralCounsel;ElizabethKing,HeadofRegulatoryAffairs;and MitchellFeuer,Principal,RichFeuerAnderson 3:30pm Meetingwithstaff 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerGallagher 6:00pm Meetingwithstaff Thursday,December5,2013 8:00am MeetingwithJosephGrundfest,Professor,StanfordUniversity 9:00am ProxyAdvisoryServicesRoundtable Friday,December6,2013
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 9:45am 10:00am 10:45am

11:00am 12:15pm 1:40pm

Meetingwithstaff Meetingwithstaff PhotoShootwiththeNativeAmericanFinanceOfficersAssociation(NAFOA): DanteDesiderio,ExecutiveDirector;TashinaEtter,DeputyExecutiveDirector; JenniferParisien,DirectorofEvents&ResourceDevelopment;andJosh MacFarlane,NAFOA SpeakingEngagementattheNativeAmericanHeritageMonthEvent MeetingwithJamesDoty,Chairman,PublicCompanyAccountingOversight Board(PCAOB) PhonecallwithMartinGruenberg,Chairman,FederalInsuranceDeposit Corporation(FDIC);DanielTarullo,Governor,FederalReserveBoard;and ThomasCurry,Comptroller,OfficeoftheComptrolleroftheCurrency

Saturday,December7,2013 5:00pm PhonecallwithGregMedcraft,Chair,AustralianSecuritiesandInvestment Commission 6:00pm MeetingwithMasaKono,Chairman,JapanFinancialServicesAgency Monday,December9,2013 6:30am MonitoringBoardPrincipalsTeleconferenceMeeting 1:30pm FinancialStabilityOversightCouncil(FSOC)PrincipalsMeeting 4:00pm Meetingwithstaff 4:45pm Meetingwithstaff 5:30pm Meetingwithstaff Tuesday,December10,2013 5:45pm PhonecallwithCongressmanScottGarrett Wednesday,December11,2013 10:00am Meetingwithstaff 11:30am PhonecallwithMaryMiller,UnderSecretaryforDomesticFinance,Department oftheTreasury 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff 2:30pm Meetingwithstaff 3:00pm Meetingwithstaff

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4:00pm

5:00pm Thursday,December12,2013 8:30am Meetingwithstaff 10:00am MeetingwithSylviaBurwell,Director,OfficeofManagementandBudget 11:30am Meetingwithstaff 12:00pm Meetingwithstaff 12:45pm PhonecallwithCongressmanMichaelFitzpatrick 1:00pm MeetingwithDominionBondRatingService(DBRS):DanielCurry,Presidentand CEO;MaryKeogh,ManagingDirectorofGlobalRegulatoryAffairs;andMari AnnePisarri,Partner,PickardandDjinisLLP 2:00pm ClosedCommissionMeeting 3:00pm MeetingwithCommissionerAguilar 4:00pm MeetingwithJeffreySolomon,CEO,CowenGroupInc. 4:30pm PhonecallwithCongressmanMichaelFitzpatrick Friday,December13,2013 9:30am Meetingwithstaff 10:30am Meetingwithstaff 12:00pm Meetingwithstaff 12:10pm Meetingwithstaff 12:20pm Meetingwithstaff 12:45pm Meetingwithstaff 1:00pm Meetingwithstaff 1:15pm Meetingwithstaff 1:30pm Meetingwithstaff 1:45pm Meetingwithstaff 1:55pm Meetingwithstaff 2:05pm Meetingwithstaff 2:15pm Meetingwithstaff 2:30pm Meetingwithstaff 2:45pm Meetingwithstaff 3:00pm Meetingwithstaff 3:15pm Meetingwithstaff 3:30pm Meetingwithstaff 3:45pm Meetingwithstaff

FinancialStatementsAuditExitConferenceMeetingwiththeGovernment AccountabilityOffice(GAO):JamesDalkin,Director,FinancialManagementand AssuranceUnit;andKristenKociolek,AssistantDirector,FinancialManagement andAssuranceUnit Meetingwithstaff

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Monday,December16,2013 12:30pm Meetingwithstaff 1:30pm PhonecallwithMartinGruenberg,Chairman,FederalDepositInsurance Corporation(FDIC);DanielTarullo,Governor,FederalReserveBoard;and ThomasCurry,Comptroller,OfficeoftheComptrolleroftheCurrency(OCC) 2:00pm OralArgument 2:45pm PostArgument 3:30pm MeetingwithAnneSpruill,TrusteeCandidateFinalist,FinancialAccounting Foundation 4:00pm Meetingwithstaff 5:00pm MeetingwithCommissionerStein 6:00pm Meetingwithstaff Tuesday,December17,2013 8:45am Meetingwithstaff 9:00am Meetingwithstaff 10:00am Meetingwithstaff 11:00am Meetingwithstaff 11:15am Meetingwithstaff 1:30pm Meetingwithstaff 2:00pm Meetingwithstaff 3:00pm MeetingwithRichardBerner,Director,OfficeofFinancialResearch,Department oftheTreasury 4:00pm PhonecallwithHarveyGoldschmid,Professor,ColumbiaUniversityandSEC formerCommissioner;andDonaldNicolaisen,FormerSECChiefAccountant 5:00pm MeetingwithCommissionerPiwowar 6:00pm Meetingwithstaff Wednesday,December18,2013 9:00am Meetingwithstaff 10:00am OpenMeeting 12:00pm Meetingwithstaff 12:30pm Meetingwithstaff 1:00pm Meetingwithstaff 2:30pm Meetingwithstaff 3:00pm MeetingwithDr.WinslowSargeant,ChiefCounsel,SmallBusinessAssociation 3:30pm MeetingwithCommissionerGallagher 4:30pm Meetingwithstaff 5:15pm Meetingwithstaff 6:00pm Meetingwithstaff
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 Thursday,December19,2013 10:15am Meetingwithstaff 10:30am MeetingwithConsolidatedAuditTrailConsortiumMembers:TamiSchademann, SVP,CRO,BATSExchange,Inc;PeterSantori,EVP,CROandCOO,ChicagoStock Exchange;AlexRyabenko,TechnologyComplianceOfficer,DirectEdge;Robert Colby,ChiefLegalOfficer,FINRA;EdwardDeitzel,ExecutiveVicePresident,MIAX Options;CindyRetterer,ProgramDirector,NASDAQ;JamesBrooks,Vice PresidentofProductDevelopment,NYSE;andDuerMeehan,VicePresidentand DeputyDirector,FINRA 11:30am PhonecallwithSenatorTomUdall 11:45am Meetingwithstaff 12:00pm MeetingwithCommissionerAguilar 1:00pm ClosedCommissionMeeting 3:00pm FinSOBmeeting 4:15pm ReceptionforGaryGensler,Chairman,CommodityFuturesTradingCommission 5:00pm Meetingwithstaff Friday,December20,2013 11:30am PhonecallwithSenatorMikeJohanns Sunday,December22,2013 10:30pm Phonecallwithstaff Monday,December23,2013 2:15pm Phonecallwithstaff Tuesday,December24,2013 Outofoffice Wednesday,December25,2013 Outofoffice Thursday,December26,2013

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Outofoffice Friday,December27,2013 Outofoffice Monday,December30,2013 Outofoffice Tuesday,December31,2013 Outofoffice

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