ROLE OF MERCHANT BANKERS IN

PRE-ISSUE MANAGEMENT
By,
Shalma pinto (091202043)
Suneeta bhat(091202114)
Issue Management:
Pre- issue management
Issue through prospectus, offer for sale and
private placement.
Marketing and underwriting.
Pricing of issues.
Post issue management
Role of merchant banker in a primary
market Issue Management
Vetting of Prospects
Appointment of Underwriters
Appointment of bankers
Appointment of Registrars
Appointment of Brokers and Principal Brokers
Filing of the Prospectus with the Registrar of
Companies
Printing and dispatch of prospectus and
application form
Filing of Initial Listing Application
Promotion of the Issue
Statutory Announcement
Collection of Applications
Processing of Applications
Establishing the Liability Underwriters
Allotment of Shares
Listing of the Issue