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Scientic/Clinical Article
Pat Capps Covey College of Allied Health Professions, Department of Physical Therapy, University of South Alabama, HAHN 2011, 5721 USA Drive N, Mobile, AL 36688-0002, USA
Kentucky Hand & Physical Therapy, Lexington, KY, USA
c
Department of Rehabilitation Sciences, University of Kentucky, Lexington, KY, USA
b
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 8 October 2013
Received in revised form
4 February 2014
Accepted 17 February 2014
Available online 27 February 2014
Keywords:
Multiple nerve compression
Carpal tunnel syndrome
Cubital tunnel syndrome
Proximal
Distal
Introduction
Non-radicular peripheral neuropathic pain (PNP) can be
described as nociceptive symptoms that are a result of a lesion or
disease affecting the somatosensory nervous system distal to the
cervical nerve roots.1 Non-radicular PNP can be caused from a variety of systemic conditions, trauma, or nerve entrapments.2 The
symptoms associated with nerve entrapments, burning, numbness,
pain, and tingling, are specic nociceptive symptoms that originate
from repetitive motion, microtrauma, and poor posture.3e6
Neurogenic thoracic outlet syndrome (TOS), carpal tunnel syndrome (CTS), or cubital tunnel syndrome (CuTS) are examples of
nerve entrapments commonly treated in physical rehabilitation
settings. However, it is sometimes difcult for clinicians to give a
denitive diagnosis for patients with nerve entrapment symptoms
Adapted from APTA Combined Sections Meeting 2013.
* Corresponding author. Tel.: 1 251 445 9330; fax: 1 251 445 9238.
E-mail address: josephday@southalabama.edu (J.M. Day).
0894-1130/$ e see front matter 2014 Hanley & Belfus, an imprint of Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.jht.2014.02.003
upper quarter may be an important component of the rehabilitation of patients with non-radicular PNP. In a review of conservative
thoracic outlet syndrome (TOS) management, the authors
concluded that proximal posture corrections and peri-scapular
strengthening were effective at reducing pain, improving function, and facilitating return to work.6 In further support of postural
interventions, distal neural mobility has been shown to decrease
when the scapula is placed in a protracted position.14 As it relates to
patients with distal non-radicular PNP, it has been observed that
patients with mild to moderate CTS exhibit an increase in forward
head posture15 and disturbances in the thoracic outlet16 compared
to controls. Therefore, it has been proposed conceptually and
demonstrated with a case study that proximal impairments should
be addressed in the treatment of patients with non-radicular PNP
as a part of a multi-modal therapeutic intervention.17e20
A therapeutic program that focuses on both the proximal and
distal impairments has never been empirically investigated in a
cohort of patients with non-radicular PNP. A comprehensive
treatment program, intervention that addresses both proximal and
distal impairments, has the potential to improve outcomes in patients with non-radicular PNP. Therefore, the purpose of this study
is to investigate the effectiveness of a comprehensive treatment
approach in patients with non-radicular PNP. The investigators
193
194
Table 1
Baseline data of study population
Item
Subgroup
Percentage (%)
Diagnosis
MNC
CTS
CUTS
Hand Pares
RTS
Male
Female
<1
1e3
4e12
24
Missing data
Yes
No
Missing data
Sedentary
Light
Medium
Heavy
Missing data
14
9
6
3
1
10
22
3
15
9
2
3
15
3
14
9
9
4
1
9
40.6
28.1
18.8
9.4
3.1
31.2
68.8
9.4
47.0
28.1
6.3
9.4
46.9
9.4
43.8
28.1
28.1
12.5
3.1
28.1
Gender
Symptom duration (months)
MNC multiple nerve compression, CTS carpal tunnel syndrome, CuTS cubital
tunnel syndrome, Hand Pares hand paresthesia, RTS radial tunnel syndrome. In
all cases the diagnosis was made by the referring physician and was independent of
the patient being included in the study. Missing data e indicates that the treating
therapist did not record this information at the initial evaluation.
Outcome measures
Demographic information, the Numeric Pain Rating Scale
(NPRS), quick version of the Disabilities of the Arm, Shoulder, and
Hand questionnaire (QDASH), and grip strength were collected
with the initial evaluation. The NPRS was scored from 0 to 10 with
0 representing no pain and 10 representing worst imaginable pain.
The context of the NPRS was based on 3 questions pain at worst,
best and current. The mean of these 3 measures were used to
represent pain level and for statistical analysis.22 The QDASH was
scored from 0 to 100 with 0 representing the least possible
disability. Previous research has demonstrated good reliability and
responsiveness of this score.23,24 The QDASH and NPRS were the
primary outcomes used to evaluate effectiveness of the
intervention.
Grip strength was used as a secondary outcome measure to
quantify patients distal motor performance. A Jamar (Lafayette
Instruments, Lafayette, IN) hand held dynamometer was utilized
following the American Society of Hand Therapists guidelines.25
Data collection was obtained with the elbow exed to 90 . Measurements were collected bilaterally and for 3 repetitions with the
mean value used for statistical analysis.
Four physical therapists and 4 occupational therapists, spread
between 4 clinics, were involved with treatment and collecting
outcomes in the study. All therapists had at least three years of
clinical experience; while four had specialty certications (3
certied hand therapists and 1 orthopedic certied specialist). The
treating therapist performed a standardized history and evaluation
of the upper quarter on all potential participants. During the initial
evaluation, the treating therapist performed the inclusion/exclusion tests and recorded grip strength measures. To improve consistency between therapists, the therapists were trained for
administering and reading grip strength testing using the Jamar
hand held dynamometer prior to commencing the study. Additionally, all therapists were trained on the delivery of the rehabilitation program and performance of the examination.
All outcome measures were collected at the initial evaluation,
the 4th visit, and at discharge. Frequency of visits and discharge
was determined by the treating therapist after considering the
patients goals. For patients completing the treatment program, an
attempt was made to contact them by phone or mail at 3 and 6
Fig. 2. Upper limb neurodynamic test with median nerve bias. Right: Contralateral cervical side bending. Left: Manual scapular depression.
Bilateral
Right
Left
Negative
Not tested
Median NTS
Ulnar NTS
Radial NTS
10 (31%)
6 (19%)
1 (3%)
12 (38%)
9 (28%)
3 (9%)
6 (19%)
4 (13%)
2 (6%)
4 (13%)
8 (25%)
19 (59%)
0 (0%)
5 (16%)
7 (22%)
Results are based on 32 included patients that presented with 15 bilateral complaints, 10 right involved sides, and 7 left involved sides. ULNT upper limb neurodynamic test. All ULNT tests were held for 60 s and were considered positive if
reproduction of the patients primary symptoms was reproduced.
195
each exercise for 3 sets of 10. In all cases, the patient began without
weight. When the patient no longer experienced 24 h post onset
muscle soreness or their pain did not go up more than 1 level on the
NPRS, then resistance was added.
Third, all patients were issued neurodynamic exercises to
address decits identied in the initial evaluation.37 The purpose of
a neurodynamic exercises is to mobilize the peripheral nervous
system in an attempt to reduce symptoms and improve function.38
Based on the exam ndings, the patient was assigned at least 1
glide. At least 1 glide was given for the home exercise program. In
the clinic, the glide was performed as an exercise or manually by
the therapist. Based on clinical experience, there were three phases
to the gliding program, starting in supine and progressing to sitting
and nally performing in standing. A patient was progressed to
sitting or standing when he/she was able to demonstrate 30 full
nerve glides in the supine/sitting position without symptom
reproduction. Although the goal was to perform 3 sets of 10
through a full range, the amount of repetitions and range of motion
was modied based on the patients response.
The nal two components of the intervention consisted of
proximal and distal stretching. For the purposes of this paper,
stretching included patient exibility exercises and manual
therapy. All patients received proximal stretching, and 23/32
(72%) of the patients also received distal stretching. Proximal
and distal exibility exercises were held for 30 s and performed
for 3e5 repetitions. Manual therapy techniques included
proximal and distal soft tissue mobilization, cervical mobilizations (grades 1e4), and thrust and nonthrust thoracic
mobilizations.19
Patients missing an appointment were contacted within 1, 24,
and 48 h of that missed appointment by phone per standard
operating procedures at the clinics where the study took place.
Patients who did not reschedule after three reschedule attempts
were discharged from therapy and were identied in the study as
self-discharged.
Statistical analysis
Before the data were analyzed, a power analysis was performed
using G Power version 3.1.5.39 A sample size of 32 subjects provided
89% power to detect a minimal detectable change (MDC) of 11
points on the QDASH assuming a common standard deviation of
18.9 points with an alpha value of .05. The minimal difference and
standard deviation values were chosen from a previous study
reporting QDASH values in a variety of upper extremity
pathologies.23
Frequency counts were calculated to describe patient demographics and to report our patients symptoms at baseline. Our
primary dependent variables included the QDASH percent score
and NPRS, while the secondary dependent variable was grip
strength. The mean pain score was determined by taking the mean
of the patients reported NPRS regarding current pain, best pain, and
worst pain in the last 24 h. The minimal detectible change for the
NPRS is 2.40 The independent variable time included four levels:
baseline, visit 4, discharge, and at follow-up.
For all dependent variables, separate repeated measures linear
mixed models were run across 3 time points (baseline, visit 4, and
discharge). A mixed model approach was chosen secondary to the
models exibility to analyze data that is missing at random.41 For
those subjects with follow-up data, separate repeated measure
mixed models were run across 4 time points (baseline, visit 4,
discharge, and follow-up) for both average pain and the QDASH.
Grip strength values were analyzed separately for patients with
unilateral and bilateral symptoms. Patients with bilateral symptoms baseline values were analyzed with a mixed linear model to
196
Table 3
Treatment matrix
Treatment program
2. Posterior
Patient education
- Standing row with Theraband
All subjects were given instruction on the following:
- External rotation and scapular retraction with T-band
1. Ergonomic posture e www.seating-ergonomics.com
- Lawnmower with external rotation
2. Sleeping posture e http://blog.gaiam.com/blog/insomniac-sleep-like-youre- Robbery
doing-yoga/
Phase 3: Resistive with moderate to heavy loads/long lever arms
3. Extremity positioning precautions for median/ulnar nerve protection
1. Anterior
- Adduction with straight arm
Scapular stabilization
- Standing horizontal adduction
At least one exercise was assigned for the anterior group (serratus anterior) and
- Knee push up plus
posterior group (rhomboids and trapezius) for clinical intervention and HEP
- Full push up plus
Phase 1: Neuromuscular education
- Upper cut
1. Anterior
2. Posterior
- Scapular depression
- Prone extension
- Inferior glides
- Standing arm with elbow extended
- Wall washes
- Prone horizontal abduction
- Towel slides side-lying
- Horizontal abduction with resistance
- Ball roll standing
- Prone elevation at 135
- Supine scapular punches with a plus (no weight)
- Standing exion with Theraband
2. Posterior
- Isometric scapular retraction
- Low row
- Sternal lift with trunk extension
- Lawnmower w/out weight
Phase 2: Resistive with light to moderate loads/short lever arm
1. Anterior
- Supine punch with a plus (with weight)
- Supine punch with a plus on wedge (with or w/out weight)
- Wall push up plus
- Incline push up plus
- Theraband punch with plus
Results
Patients enrolled in this study presented primarily from their
referring physician with the diagnosis from the physician of multiple nerve compression 14/32 (41%) or carpal tunnel syndrome 9/
32 (28%) along with a few other diagnoses presented in Table 1. The
mean number of visits until discharge was 9.5 5 visits and the
mean follow-up period was 5 2 months. There was a signicant
improvement for both the QDASH (Fig. 3) and mean pain (Fig. 4)
Fig. 3. Quick DASH means and 95% condence intervals for all subjects. The Quick
DASH is a measure of disability ranging from 0 (no disability) to 100 (complete
disability). The minimal detectible change for the QDASH is 11. *Signicant difference
from baseline (p .041). ySignicant difference from baseline (p < .001). zSignicant
difference from visit 4 (p .009). All subjects were included (N 32).
197
Fig. 5. Quick DASH Means and 95% condence intervals for subjects with follow up.
The Quick DASH is a measure of disability ranging from 0 (no disability) to 100
(complete disability). The minimal detectible change for the QDASH is 11. *Signicant
difference from baseline (p < .001). ySignicant difference from visit 4 (p .024).
z
Signicant difference from visit 4 (p .009). Only subjects with follow up were
included (N 20).
Fig. 4. Mean Numeric Pain Rating Scale and 95% condence intervals for all subjects.
*Signicant difference from baseline (p < .001). All subjects were included (N 32).
Fig. 6. Mean Numeric Pain Rating Scale and 95% condence intervals for subjects with
follow up. The Numeric Pain Rating Scale (NPRS) is a measure of self-reported pain
ranging from 0 (no pain) to 10 (worst imaginable). The minimal detectible change for
the NPRS is 2. *Signicant difference from baseline (p .005). Only subjects with
follow up were included (N 20).
Discussion
198
Table 4
Marginal mean grip values and 95% condence intervals
Group
Visit N
Unilateral symptoms 1
4
DC
Bilateral symptoms
1
4
DC
17
12
14
15
14
14
Upper
Lower
Mean Percent
boundary
(lbs) change from boundary
95% CI (lbs) 95% CI (lbs)
visit 1 (%)
59.65
70.83
79.14
61.33
68.29
77.36
e
18.74
32.67
e
11.35
26.14
47.53
51.67
63.48
45.95
54.09
61.59
71.77
90.00
94.80
76.72
82.48
93.13
Mean values reect adjustments for gender. lbs pounds, CI condence interval,
DC discharge.
baseline and discharge as well as baseline and visit 4. These ndings indicate that the changes observed in pain and disability scores
are greater than the measurement error associated with the
instruments.
The meaningful observed changes provide clinicians with information in communicating with patients, referral sources, and
secondary providers as limited information exist on the course of
this patient population. According to the results of our study, a
patient with a similar physical presentation may expect an average
of 10 physical therapy visits at 2 times a week for about a month. In
addition, a patient may expect to see a meaningful improvement in
disability and pain after the 4th visit using a similar intervention
approach. Overall, the QDASH and NPRS appear to provide a
responsive measure to report outcomes to referral sources and
secondary providers throughout the course of treatment in patients
with non-radicular PNP.
The ndings of the current study are similar to previous literature reporting treatment strategies in patients with TOS and CTS. In
a literature review of patients with thoracic outlet symptoms, the
authors concluded that conservative treatment such as postural
correction, proximal soft tissue mobilization, and TENS units were
effective at reducing symptoms and return to work.6 Wong et al
reported reduced pain levels in female ofce workers with CTS
symptoms while addressing only posture and cervical impairments
during a period of 10 treatment sessions.26 Brizinski and Prence
reported a 95% improvement of hand symptoms in a single case
report of a patient diagnosed with bilateral CTS who was treated
with cervical and thoracic mobilizations, nerve glides, and periscapular strengthening.20
Although meaningful improvements were observed with both
the QDASH and pain scores, grip strength minimally changed over
the course of the intervention. One reason for the lack of signicant
change in grip strength measurements may be that grip strength did
not appear to be severely impaired at baseline. The median grip
strength for normal females and males between the ages of 40e49
has been reported to be approximately 63 lbs and 107 lbs respectively.43 In comparison the mean values for females and males at
baseline in our study were 51 lbs and 81 lbs. respectively. Furthermore, our sample size was reduced in the grip strength analysis in
order to separate the bilaterally and unilaterally involved patients;
therefore the study was not adequately powered for grip strength
analysis. Independent from the reason for the lack of statistical
change, at discharge, both males (113 lbs) and females (64.35 lbs)
exceeded their reported mean normal grip strength values.
Despite improvements in disability and pain as a cohort, there
were individual patients who did not respond to this conservative
treatment approach. One patient reported worsening of her disability
score from visit 1 to visit 4 and subsequently underwent surgery for
carpal tunnel syndrome. Two patients reported no change in their
disability scores or pain scores at discharge from physical therapy.
Both patients continued to work in high demand jobs at an automobile manufacturing plant during the course of treatment. Known risk
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200
c. ULNT
d. Tinels
#4. Five interventions were utilized. Of the ve
a. all were equally effective
b. no one intervention can be said to be the most effective
c. neural gliding was the most effective
d. neural gliding was the least effective
#5. One strength of the study was the inclusion of a control group
a. false
b. true
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