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Page 1 2011-11-2 The Statistical Analysis of World-CiassUUinversstiess Ying Cheng & Yan Wu Center for World-Class Universities Graduate School of Education Shanghai Jiao Tong University 4 nematonal Conference on World-Class Universities November Is, 2011 - Shanghai, Chin Outline + Background + GRUP (Global Research University Profile) + Statistical Profiles of World-Class Universities hitpuhvebcache googleusercertont.comisearchq= cache hip shanghairarking.comiculwcuAl20 pdlaqwe_rd-erBei-K SNVavFFEGSWgS-lauYBA 1/21sapszots aot + Potential Indicators for Recognizing WCU (Global Rankings) 2011-11-2 Page 2 Background + WCU became a common desire of both developed and developing countries * What is the criteria for WCU? + Academic Ranking of World Universities (2003-) ~ Objective indicators & third-party data — Focus on academic excellence — Based on output measures + What do WCU look like? GRUP(Global Research University Profile) + Aim: Basic facts of 1,200 research universities + Academie Staff: total N | by typel Ph.D] foreign + Students: total N by levell foreign] degree + Finance: total income] by sources] research income hitpuhwebcache googleusercertont.comisear cq cache hip shanghairarking.comiculwcuMl20 pdlaqwes_rd-erBei-K SNVavFFEGSWgS-lauYBA 2/21wo82015 seh + Source I: Survey of universities * Source 2: Statistical agencies in major countries 2 2011-11-2 Page 3 GRUP - Survey of Institutions + Survey invitation was sent to ~1200 institutions + Number of responses: 282 (25%) + Number of positive responses: 276 + Number of registered institutions:247 + Number of valid cases: 231 (20%) GRUP - Survey of Institutions Distribution of Valid Respondents by Rank Range Rank Range Renin Perventage Top 100 36 36% 101-200 30 30% 201-300 34 34% hitpuhwebcache googleusercertont.comisear chee cache hip shanghairarking.comMculwcuAl20 pdlaqwe_rd-erBei-K SNVavFFEGSWgS-lauYBA 321-won2018 301-400 401-500 sot Pago 4 ath 29 25 29% 25% 12% 2011-11-2 GRUP - Survey of Institutions Distribution of Valid Respondents by Country county Belgium Netherlands sweden NowZealind UK canada Invited Inst Nusber af Respondents Rate o2s% 55.0% Number of nt among Top 500 GRUP - Survey of Institutions Distribution of Valid Respondents by Country (Con’d) counry rly Germany Number of u 200% 170% 164% Number of ns 2 2» hitpuhwebcache googleusercertont.comisearchq= cache hip shanghairarking.comiculwcuMl20 pdlaqwe_rd-erBei-K SNVavFFEGSWgS-lauYBA 4/21-won2018 Pago 5 Statistical Profiles of WCU (Top 100) usa Spain span cna France 296 3s us “s a + Academie Sat ath 2 + Student 95% 26% 19% one 45% Ist " 2 2 a Number of Academic Staff - Teaching Related Top 00 36 aus omes 2011-11-2 4 -ntpuvebcache googleuser content. comsearch?q-cache pw. shanghairanking com/weubcus/20 paqus,rd-crSei=K_SNVavFF8GSwgS-lauYBA 521082015 ath Tot a1 1s10 306 1 sts 5 2011-11-2 Pago 6 Percentage of Academic Staff (Teaching Related) with Doctoral-level Degrees Percentage of International Academic Staff. (Teaching Related) hitpuhebcache googleusercertont.comisear chee cache hipwwn.shanghairarking.comicuWwcuMl20 pdlaqwes_rd-erBei-K SNVavFFEGSWgS-lauYBA 6/21082015 ath Tol 21016 8IF 0m oss 2011-112 Page 7 Number of Academic Staff— Research Only Topo Masks joan mas) ae ‘Number of Students (Degree-seeking) opin meer 7ms ae -ntpuvebcache googleuser content comsearchfq= cache pw. shanghairanking.com/weuwcuN/20 paqus,rd-crSei=K_SNVavFFBGSwgS-lauYBA 721082015 ath ‘uk mh sty ames 2011-112 Page 8 Percentage of Graduate Students Topi ae ois 0880 a0 Tad asa os 100 Percentage of International Students Topi aso oma -ntpuvebcache googleuser content. com/searchfq-cache pw. shanghairanking com/wcuwcuN/20 pagus,rd-crSei=K_SNVavFF8GSwgS-lauYBA 821082015 ath 8 2011-11-2 Page 9 Number of Doctoral Degrees Awarded Topi esa ois Sst ass a Ratio of Academic Staff (Teaching Related) to Students Topi 38 08k kas Intpivebcache googleuser content. comsearch?q-cache pw. shanghairanking.com/weuwcuN/20 paqus,rd-crSei=K_SNVavFF8GSwgS-lauYBA 9721082015 ath 2011-11-2 Page 10 Institutional Income (lions of USD) pion esse ESE Sal 8 ois Mosk 8 Institutional Income per Student (Thousnds oF SD) Tim 6 wT wa m8 -ntpivebcache googleuser content. comsearch?q- cache pw. shanghairanking.com/wcubcus/20 paqus,rd-crSei=K_SNVavFF8GSwgS-lauYBA 10721082015 ath 10 2011-112 Page 11 Percentage of Institutional Income from Public Sectors Top M0 a2 a ose ois 057 a a ose Research Income (sitions of USD) oe ee a oe -ntpuvebcache googleuser content. comsearchfq= cache pw. shanghairanking.com/wouwcus/20 pagus,rd-crSei=K_ SNVavFF8GSwgS-lauYBA 11721082015 ath ul 2011-112 Page 12 Research Income per Academic Staff (Teaching and Research) Mounts ofU80) iim eww Percentage of Research Income from Public Sectors ee am M0 ahaa st pis 3 amt o2t Tost -ntpuvebcache googleuser content. comsearchfq= cache pw. shanghairanking.com/wcubcus/20 paqus,rd-crSei=K_SNVavFF8GSwgS-lauYBA 1221-won2018 ath 12 Page 13 2011-112 Figures of A Typical WCU (Top 100) + Academie Staff shor of Aculemi Saf Tesshing Rel Number of Acodomie Saf = Research On Number of Doctoral Degrees Award Finance ution! Income Inaiuonal Income per Stent a sms pt Acstemie att Indicators Could Be Considered for Recognizing WCU /Global Rankings + Relevance / Validity of indicators — Do WCU look similarly on these indicators with each other and different with non-WCU? hitpuhvebcache googleusercertont.comisear chee cache hip shanghairarking.comMculwcuAl20 pdlaqwe_rd-erBei-K_SNVavFFEGSWgS-lauYBA 13/21ath swoa20%5 + Data availability 13 —— 2011-11-2 Page 14 ARWU Indicator System Cortera India Code Weight Quilty of Alumni ofan nsttuton winning Nobel Alumni 10% [Bducaion Prizes an Fields Medsls Saf of aniston winning Nobel Prizes ns Award 20% (Quality of and Fields Medals Faculty Highly eited researchers in 21 broad Hci 20% sult categories ‘Papers published in Nature and Seience* Nast 20% Research Output Papers indexed in Science Cason Index- vp expanded and Socal Seience Citation Index Pup PecCapha —_Percipita acalemie performance of an Patirmane ton ree 10% Consistency of ARWU Indicators Correlations among ARWU Indicators. Alumni Award wei NaS PUB Alum \ s M s Award M \ s M s ici s s \ s s s hitpuhebcache googleusercertont.comisear qe cache hip shanghairarking.comicuwcuMl20 pdlaqwes_rd-erBei-K SNVavFFEGSWgS-lauYBA 14/21082015 ath Nas M M s \ pus s M s M per. s s s s 8: Seong (HP) M Mocerate (44167) Weak (2594) N. Negligible ovary wek (HE2) Page 15, 4 2011-112 Indicators’ Correlation with ARWU Total Score tndkatr Conetaton Coeffiient Rescach Income 226 Th Festina! Ieome 230 Re fof Academie Sta Research Only m “i ot Doctoral Degrees Awaeded 230 sl InstittonlInome per Stent 230 Sie Reseach Income pr Asaemie Staff 208 som 8 Strong (HP7) M Moderate (4467) We weak 2} 28) 1. Negligible to very weak (V2) Level of Corelation Indicators’ Correlation with ARWU Total Score (Con’d) Inde N ecenge o Acton Saf wiha , Doctoral Degree. or omer o Areni Sa-Teahing on ene! fat Ace Saf Techn on feeds Sens erat emanates a Peceige of Recah eae fom Public Sectors: 2 Perentge of Income fom Public CCorcaton Coeticint aie 2h Level of CCorelation w -ntpivebcache googleuser content. comsearchfq- cache pw. shanghairanking.com/wcubcus/20 pagus,rd-crSei=K_SNVavFF8GSwgS-lauYBA 15721082015 ath secur ae Ise N Peventge of Graduate Students 21 hy N eee an to y Number of Students m1 os N S:Srone (HP7) M Moterate (4467) W weak (2598) N Neghgileo very weak (FE 2) _ 2011-11-2 Page 16 Consistency of THE Inkhdatatsrs Correlations among THE WUR Indicators Im’ Industry renga isn Texting \ yooWw sow neato y \ y x y Oudok Indy sme w N w N Keech s Now \ w ceaen w Xu yooWw 5 stone he Mode 45167) Wea 28) Seino wk OK) Consistency of QS Indidatanors Correlations among QS WUR Indicators Reston Repaanon—Faoty Sto Faty Stade ness \ Mow wooN ow fee www oer w N ‘ w N N hitpuhebcache googleusercertont.comisearcq= cache hip shanghairarking.comiculwcuAl20 pdlaqwe_rd-erBei-K SNVavFFEGSWgS-lauYBA 16/21-won2018 so w wow 4 noon ve x woo NN . oe w wooN NW 5 svone (He) Me Modente (44447 W weak 24H) Neate to ery weak (HE2) 16 _ 201-112 Page 17 Decisive Indicators of THE WUR. Indicators’ Correlation with THE WUR Total Score Gonelion Leva Assn Indicaor Coefficier Correlation Weight Tashing ow s 30% Reseach som s 0% Caton sore M 30% Indasty Income am w asm InteraonalOuok a x 15% 5 svone ith 7 Me Moderate (4467 Winesk 248) Negligible vey weak (2) Decisive Indicators of QS WUR Indicators* Correlation with QS WUR Total Score na Conon Leva’ Assigned inseator Coefficient Correlation ‘Weight Academic Reputation see s « Ear Retin on M 10% Cations aie M 20% Facade ue w 20% hitpuhvebcache googleusercertont.comisearchq= cache hip shanghairarking.comMculwcuAl20 pdlaqwes_rd-erBei-K_SNVavFFEGSWgS-lauYBA 17/21-won2018 Intatnal Stan ate w % Intentional acu 1s x o% 17 _ 201-112 Page 18 Data Availability + Some information is more difficult to obtain than others — Unemployment rates of graduates “less than half of partipatinginstiutons reported + the ame varie fom O moths to 24 months — Number of doctoral staff — Number of research staff Data available at Educational Statistical Agencies in Different Countries + 14 countries were identified to have relatively mature institution statistics — 64% of institutions in ARWU database — 70% of ARWU Top 500 institutions + If Germany, France and Italy could be added in hitpuhvebcache googleusercertont.comisearchq= cache hip shanghairarking.comiculwcuMl20 pdlaqwe_rd-erBei-K SNVavFFEGSWgS-lauYBA 18/21082015 ath ~ 80% of institutions in ARWU database ~ 86% of ARWU Top 500 institutions 18 _ 2011-11-2 Page 19, Level of Data Availability from Statistical Agencies in Different Countries counay Stat Swudens Fisanee Statistics Sates Satis usa, Adeouse Susying sSatisying Japan Adeouse Suing Satsying UK Adequate Satine Satisfying Chine Sing Sateing Satisying Spain Adcouse Adequate Poor Taiwan, China| Sarstying satying canada Poor Poor Satsving Awstalin Adecoate Sosying Satving South Korea Adeate Adeauate Neshelards Poor Pa ‘Sweden Adequate Adequate Swit Sutsing Satsying Avstia sosying Poor Belgium Adequate Ranking Lab +231 institutions +21 indicators including ARWU indicators * Indicators and weights are decided by users hitpunwebcache googleusercertont.comisearche> cache hipimwvn. shanghairanking comMculwcut/20 peltgws_rdecr Bai < SNVaVEFEGSWgS-lauYBA 1921-won2018 19 _ 201-11-2 Page 20 Ranking by indicator + 1,200 institutions +21 indicators + Data from + nratonsl Databases + GRUP and + Satisieal Agencies Thank you for your kind attention! bttp:/fwww-ShanghaiRanking.com/ hitpuhebcache googleusercertont.comisear chee cache hip shanghairarking.comiculwcuAl20 pdlaqwes_rd-erBei-K_SNVavFFEGSWgS-lauYBA 20/21082015 ath 20 hitpuhebcache googleusercertont.comisear chee cache hip shanghairarking.comicuWwcuAl20 pdlaqwes_rd-erBei-K_SNVavFFEGSWgS-lauYBA 21/21