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Introduction
Hideaki Anno, director of Evangelion, tried to portray his inner thoughts and feelings in the anime. As he
stated in 1995 [1]:
I tried to include everything of myself in Neon Genesis Evangelion -- myself, a broken man who could do
nothing for four years.
A man who ran away for four years, one who was simply not dead.
Then one thought:
"You can't run away,"
came to me, and I restarted this production.
It is a production where my only thought was to burn my feelings into film.
I know my behavior was thoughtless, troublesome, and arrogant.
But I tried.
I don't know what the result will be.
That is because within me, the story is not yet finished.
In transferring his inner contents to film, in a time of psychological distress, Anno has infused the story and
characters with aspects intrinsically linked to the human psyche. Evangelion is also an animation steeped
with symbols. Failure to understand or appreciate the meaning behind these symbols necessarily results in
a fixation on the appearance of the symbols, or misguided conclusions. The natural question is what
framework one can use to allow the symbols in Evangelion to be understood in relation to the human
psyche. Here, a Jungian framework is used to adumbrate the psychological meaning behind the various
symbols. The goal is then to find out what impact this meaning has for our individual human lives. For this
is the ultimate aim of Jungs psychoanalysis (whether he achieved this aim is another matter), and by using
the aim in this essay, the practical messages in Evangelion can be revealed.
the unconscious [23]. If there is too much libido (energy) in one domain, then some strives to break over to
the other domain, since libido moves along a gradient [23]. Thus, a surplus of libido in the unconscious can
activate an archetype and when its contents are pressed into consciousness, some libido returns to the
consciousness, restoring some of the balance that is, provided they are recognized consciously. This may
all seem like sophistry, but this is a framework which Jung has found to accord with his experience with
patients if there is too much libido dammed up in the unconscious, or to put it in its simplest terms, if one
suppresses too many aspects of life and shirks away by not thinking about them, then this can cause a
psychic/mental disturbance [20].
This framework is extraordinarily uncluttered, yet one can elaborate it in many directions with a seemingly
inexhaustible supply of terminology. The core meaning is the same, but such elaboration can give, perhaps,
a greater meaning for our human minds to grasp. This is in fact what Jung tries to do. For example, Jung
has construed the unconscious as a somewhat dark and mysterious region, typically pertaining to revelation
and primitive ideas, e.g. [24,25]. It is not surprising then, that he can run the gauntlet of religions and
philosophies and find parallels to the archetypes. For example, the consciousness, with its penchant for
clear, rational thinking is associated with the rational and idealistic philosophical trends (e.g. Greek
thinkers such as Plato and modern science). Thus, one of Jungs appellations for it is the intellect [26].
Now all this may be very interesting, but what is its therapeutic value? We have said this is not just ossified
dogma, but has existential import so what is this import? Jung dealt primarily with schizophrenics (old
name: dementia praecox), that is, those people with a split between their consciousness and unconscious
[27]. Here, a split means that there is a surplus of libido in one domain, most usually the unconscious [28].
Through his word-association tests, the early Jung noticed how reaction times to certain stimulus words
were longer, as it touched upon a sensitive unconscious issue, or complex. The process of mental
association between the stimulus and the complex is very difficult to decipher, and drove Jung to use the
patients dreams, daydreams, visions and fantasies. The intuition behind this is simple: all these
phenomena are unconscious products, and by examining them, one may, by hook or by crook, reveal
important (formerly) unconscious links which can help us to discover the root of the complex, e.g. [29],
bring this to the level of consciousness (integrate the contents to consciousness) [30] and help restore the
libido balance. One may state haughtily that the schizophrenic has then been restored to sanity, even if we
ourselves tend to be so ignorant of our unconscious contents. Thus, Jungs theories may have originated in
his experience with schizophrenics, but it extends to the normal person as well [28].
Jung does not see events as depicted in dreams and associated unconscious products as a facade behind
which the true meaning lies, e.g. [31], but takes the events themselves as important symbols which state, in
the best possible way that is permissible for a product made available for the consciousness, the internal
workings of the unconscious. Here, symbols must not be misunderstood. It is not just a sign which
expresses a content that is fully known to the prying conscious mind, but it tries to express what cannot be
fully known, as the symbol tries to express an unconscious product in conscious form [32]. Symbols thus
have an irrational element, as well as a rational part. To appreciate why symbols mean so much to Jung, we
only need to take a few more steps. It is seen that symbols are a bridge between the conscious and
unconscious domains. Thus, they have an integral role to play in restoring the libido balance by channelling
energy from one domain to the other, through the realization of the unconscious contents by consciousness,
via the symbol [33]. This is no simple rationalization process. But how do we get at the meaning behind the
symbol? By definition, there is no way of grasping it fully by reason alone, so one must look at its meaning
through history, how it has been manifested in times past, e.g. [34]. This is valid within the framework, as it
has already been postulated that the collective unconscious is the sum store of the universal psychic
contents of all humans that have ever existed.
Jung extends this theory by showing how universal unconscious contents are manifested in various outward
forms through projection of the contents (unconsciously) onto external objects [35]. Thus, for example,
religion is an object with such universally projected contents, e.g. [36] which is why there are so much
symbols in religion. This is also why Jung spent so much time looking into the meaning behind religious
symbols, and symbols in other fields such as alchemy, e.g. [37]. All to further understanding of that bridge
between consciousness and the unconscious, to understand us as we are today, and thus, to build for a
better future (mentally, which can pull over to the physical field). This process is prospective [38]. The
specific process of successfully acknowledging and integrating the meaning behind (formerly) unconscious
contents to the consciousness is called individuation and results in the individual achieving the realization
of the self [39] The relation between this concept of self and the self in Indian religious teaching (called
atman or Brahman) is readily seen: individuation achieves harmony (libido balance) between the two
opposites conscious and unconscious [40], whereas in Indian teaching, the self is reached when we have rid
ourselves of opposites and instead repose in the unchanging (e.g. have rejected happiness and sad, because
they bring a never-ending cycle of unrest through changing feelings and desires) [41]. It can readily be
pointed out that this link maybe tenuous, but it must not be forgotten that for Jung, Buddhism itself was
originally a result of projected unconscious contents, and the broad parallels are there. Jung has no qualms
about reducing religion to a psychological process. However, that is not to say it is then worthless in the
practical field, because Jung is dedicated to showing precisely how large a factor the psychic realm is in
ordering our lives.
We have gone a little way in fleshing out the bare bones of Jungs theoretical framework (not forgetting it is
intrinsically linked to its practical efficacy and empirical explanatory power), and are now in a position to
use this framework to look at Evangelion. In particular, how can we use the framework to decipher the
meaning behind Evangelion, through its symbols? Due to space limitations, only the main (more obvious)
symbols will be looked at. Nonetheless, as will be shown, several insights can be gained. The value of Jungs
work in deciphering aspects of Evangelion which do not involve symbols will be examined briefly as well.
life starts to disintegrate into L.C.L. at the onset of Third Impact, one struggles to comprehend this using a
direct analogue in reality. Instead, one has to realise the symbolic meaning behind this particular event, and
this meaning can then be related to reality.
(ii) Characters and events are portrayed which have a direct analogy with reality, thus rendering any
symbolic analysis redundant. For example, when Shinji displays his outward shy demeanour in enquiring
about his fathers burnt hands (episode 5), it is unnecessary to render a symbolic meaning. Ockhams razor,
and indeed, common sense, would require this scene to be interpreted as it is. This is because the situation
and event portrayed is readily played out in reality.
As with any type of media with symbols, taking the symbols literally leaves one at a loss as to what that that
media tells us about our existence, thus severing a large part of the intrinsic meaning. This essay deals
mainly with (i), although (ii) is looked at briefly at the end.
Gendo, raised to a divine level. Another argument could be that since Kaworu physically looks like Shinji
(episode 24) and has Adam for a soul, then Kaworu is a spiritual father image for Shinji. Therefore, Rei and
Kaworu form a divine mother/father pair, the divine syzygy, and furthermore, this syzygy pertains to Shinji.
Using a Jungian interpretation, if these two unite, then it would symbolize the culmination of the
individuation process. Indeed, this is what is shown in the EoE movie, when Shinji at the end is shown to
discover a greater meaning to his individual existence, in the context of others around him he has
achieved individuation. Rei and Kaworu appear as a fused hermaphrodite and this is an unmistakable
symbol of the self. That this scene depicts the beginning of the realization of the self is in accord with what
happens at the end of both the series and the movie, when Shinji is seen to undergo a spiritual rebirth (this
is considered in greater detail below).
Taken from another perspective, Rei is from NERV (German: nerve) and Kaworu from SEELE (German:
soul). Nerves are tangible in our bodies and other life forms (none more so than the giant squid), whereas
the soul is intangible. Thus, nerve and soul can represent the Jungian conception of conscious and the
unconscious. When Rei and Kaworu are united, nerve and soul are united, that is the conscious and the
unconscious.
It is also mentioned in EoE that Rei and Kaworu represent hope. If Rei and Kaworu each symbolize half of
the syzygy, and therefore a means of self-actualization, then in a sense, they do represent hope. On a side
note, Rei having aspects of the divine is evident from episode 1, where she appears instantaneously in
Shinjis viewpoint, like a Deus absconditus in a revelation (only Shinji did not recognize this as such). Using
a symbolic framework, it is not necessary to explain this away as some sort of mental subterfuge for Shinji,
because such symbolic behaviour is allowed in the Evangelion universe. In addition, Reis affiliation with
water, the most common symbol of the unconscious [49], is indicative of her unconscious nature. For
Kaworu, an allusion to his unconscious nature is given by his name Kaworu Nagisa Kaworu of the
Seashore. As mentioned, the sea (water) can represent the unconscious, from which we can infer that
Kaworu straddles the area between the unconscious and the conscious (i.e. the seashore). This is in accord
with Kaworu, when together with Rei, being a symbol for the unity of the conscious and the unconscious.
This is symbolized by everything returning to L.C.L., which hitherto has not been considered in this essay.
L.C.L. is depicted as an undifferentiated substance, which is dynamic and water-like. Given the preceding
discussions, it is justified to take L.C.L. as symbolizing undifferentiated libido residing in the collective
unconscious that is, this L.C.L. is not associated with a specific conscious or unconscious content. Thus,
when humans turn into L.C.L during Instrumentality, they regress to their collective unconscious. First they
must past through their personal unconscious, which harbours personal desires. Thus, we see the desires of
Makoto and Maya manifested in front of them, before they become L.C.L. Also, there is a remarkable
similarity between the world of L.C.L. as described by Rei in EoE, and a description by Jung of the collective
unconscious in his The Archetypes and the Collective Unconscious [61]. First here is the passage from EoE
(my italics, bold and numbering) [46]:
Shinji:
Ayanami, where are we?
Rei:
This is the sea of LCL. (1) The primordial soup of life. (2)
A world without AT Fields, without your own shape.
An ambiguous world where it is impossible to tell where you end and other people start.
A fragile world where you exist everywhere, and thus exist nowhere. (3)
Shinji:
Have I died?
Rei:
No, everything has just been joined into one. (4)
This is the world you have been hoping for, your world. (5)
Now the passage by Jung:
a boundless expanse full of unprecedented uncertainty, with apparently no inside and no outside, no above
and no below, no here and no there, no mine and no thine, no good and no bad. It is the world of water (1),
where all life floats in suspension; where .... the soul of everything living, begins (2); where I am indivisibly
this and that; where I experience the other in myself and the other-than-myself experiences me (3) ....
There I am utterly one with the world (4), so much a part of it that I forget all too easily who I really am.
"Lost in oneself" is a good way of describing this state. But this self is the world, if only a consciousness
could see it. (5)
Sections are paired from both passages using numbers (1)-(5). There are striking similarities for each pair of
sections. This provides support that Third Impact symbolizes the breakdown of consciousness, which is
then flooded by the collective unconscious, as symbolized by the process of Instrumentality; L.C.L.
symbolizes undifferentiated libido in the unconscious. Also, during Instrumentality, the characters are
forced to face contents they have been hiding in their unconscious, such as Misato facing up to her
relationship with her dad in the series ending. This again supports Instrumentality as a process whereby
consciousness is flooded by the collective unconscious.
The rich symbolism in Evangelion is shown with respect to L.C.L.: when pilots enter the cockpit, they
become submerged in L.C.L. and this represents an encounter with the unconscious; when they refuse to
pilot, they are running away from their unconscious and forfeit the chance of self-realization. Thus, the
Evangelions represent the unconscious of each pilot under a Jungian framework. That the souls of the
Evangelions are the pilots respective mothers is likely to be of no coincidence, since the mother is often
taken to symbolize contents of the unconscious (the Mother archetype [62]). Shinji is seen to rise out of
the L.C.L. at the end of the movie, as a symbol that he is now emerging from the collective unconscious back
into consciousness with a renewed understanding, through integration of unconscious contents. Note that
Instrumentality has still taken place, and it is not a question of whether one escapes it or not. This is
because Instrumentality is a process which has to be experienced, whether the outcome is self-realization or
psychosis. The dissolution of the mind is necessary for both, and thus it makes little sense to talk about
rejecting or accepting Instrumentality it is a condition for all outcomes.
In both the series and EoE, Shinji is seen to achieve self-realization by accepting his unconscious running
away from his true nature and gaining the strength to accept his individuality in the context of others
around him. The enlightened world-view, that is the realization of the self, is symbolized by the creation of a
new earth (shin seiki). In the series, the other characters congratulate him on this feat. In the EoE, the
rebirth process leading to the creation of the new earth is shown in more detail. In addition to the
Rei/Kaworu coniuntionis mentioned earlier, there is also the hieros gamos/incest motif. A naked Rei is
depicted sitting on top of a naked Shinji, in a sexual position. There are two facets to this symbolic act, both
of which shows that the act symbolizes part of the individuation process. That this is a symbolic act rather
than a simply sexual one is shown by the way that Shinji did not show any sort of sexual enjoyment at all,
and there was no rhythmic movement of either body. First, Rei is a divine being, and thus, the act is
reminiscent of a hiero gamos, which is an ancient ritual symbolizing the union of a god and man by a sexual
act, e.g. [63]. This is a union of opposites and could symbolize realization of the self. Alternatively, part of
Reis character is Yui, such that the act also means a symbolic incest event, which symbolizes that Shinji will
enter his mothers womb (unconscious) again and be reborn anew [64] a rebirth through the unconscious
to achieve an enlightened world-view. This is not an ad hoc explanation, but is detailed in Jungs Symbols of
Transformation [58] (to which the reader is referred) with appeal to its many manifestations in hero deathrebirth myths through antiquity. Fromm also interpreted incest and rebirth in a similar symbolic way,
whereby man ceases to rely wholly on nature (parallels to Jungs unconscious) and learns to be more
independent [65].
The final major symbol in the EoE occurs during the commencement of Instrumentality, with the
appearance of the Tree of Life. In the Jungian framework, there is no need to go into the Kabbalistic
technicalities of the Sephiroth, and Ockhams razor supports this omission. For in Jungian analysis, the
Tree of Life can symbolize the unconscious [66]. Seen from this angle, SEELE wanted to restore the Tree of
Life (from which it can be inferred that it is in a non-optimal state, i.e. neglected), which is in total
agreement with their aim of trying to gain prominence for the unconscious function. The Fruit of Wisdom
(which Adam ate, and forevermore was endowed with human insight, not to mention created a demarcation
between man and God, who were in an original union) symbolizes the human intellect, and once EVA-01
acquires both aspects, or rather is forced to confront both, it has the power either to achieve self-realization
(the Ark which saves mankind by creating a new world) or psychosis (destroy mankind by not
creating a new world). An Ark (Noahs Ark) is a particularly apt symbol for withstanding the tidal flow of
unconscious contents (water), thus avoiding being submerged by them.
In addition to the above, the pilots are born soon after Second Impact, which means that they can symbolize
the birth of humans who encounter the effects of the catastrophic split between conscious and unconscious.
Asuka and Shinji both do not have mothers, thus symbolizing that they have neglected their unconscious,
and they slowly come to terms with it by piloting their EVAs. The series and EoE endings are fundamentally
the same in that Shinji achieves his new world-view. A significant difference (and perhaps the only one) is
that in EoE, Asuka is shown to actively share the new world, as opposed to playing a passive role by
congratulating Shinji (series ending). Thus, in EoE, it is alluded to that Asuka too went through a similar
process to Shinji and achieved self-realization, although this was not shown. Perhaps this was done such
that there is an Adam-Eve (Genesis) reference, which symbolizes a totally new beginning.
Other Symbols
Other symbols in Evangelion, rendered meaningful using a Jungian framework, are now outlined with a
view towards possible elaboration.
Synchronicity is a well-known Jungian concept, and it is the phenomena whereby two events occur at the
same time and have meaning due to their simultaneous occurrence, even though the two events are not
causally linked [67]. In Evangelion, pilots have to synchronize with their EVAs, in order to operate them.
Thus, a possible interpretation is that the EVAs movement and the pilots thoughts must be in synchrony.
The 3rd Angel in episodes 5-6 has the same shape as one of Jungs geometric constructions, the quaternio
[68]. Might the Angel be related to the meaning of the quaternio? Furthermore, there is also the symbol of
the crowd which is a common symbol of psychic disturbance [69]. Both Asuka (episode 23) and Shinji
(EoE) had images of crowds, when their inner mental processes are portrayed.
In Jungs schema for achieving self-realization, before reaching the collective unconscious, one must first
overcome the personal unconscious, which is often called the Shadow [70]. Shinji is seen to grapple with
his shadow side in episode 16, when he is subsumed by an Angel, and subsequently becomes immersed in a
shadow. Asuka is also shown to confront her shadow in episode 23, where she has an image of Shinji hiding
under Kaji. In effect, her personal unconscious hides a wish to get to know Shinji better, even though her
wish is projected onto Kaji. Shinji too has a concealed wish to get to know Asuka better. That this is not a
mere sexual wish is shown in EoE, where, despite Asukas provocatively sexual advances, Shinji ends with
be nice to me. However, to get to the stage where he can get closer to her, he must overcome his shadow
side, which contains the neglected pent-up aggression he feels towards Asuka, due to her constant belittling
of and petulance towards him. This is symbolized by the strangling motif, which is expressed in both the
EoE, and in episode 18, where EVA-01 (Shinjis unconscious) strangles EVA-03 here the strangling
emotion is not directed at the correct object, which means that Shinji has yet to realize the true meaning
behind this motif.
Lastly, here is a conjecture on the possible symbolic significance in the EoE theatrical program mentioned
above, called the Red Cross Book. Jung, in his mid-life mental crisis, put his innermost mental processes
into word and pictorial form in a book, called the Red Book [71]. Could the name of the EoE program be
related to Jungs book? That is, could the Red Cross Book be related to the innermost mental processes of
Hideaki Anno, in that it tries to describe symbols he had experienced?
mental disturbance concerning the acceptance of her fathers neglect of her mother, in light of the bravery
he has shown in rescuing her from Second Impact (episode 12). This inability to accept her fathers dark
aspects means that Misato acts in a rebellious way against her fathers ideals and expectations of her
(episode 26, the case of Misato Katsuragi). This father-offspring conflict was projected onto Shinjis
situation with Gendo, such that she saw herself objectified in Shinji. By helping Shinji in his task of piloting
EVA, she is also trying to help Shinji achieve a better father-offspring relationship, something which Misato
desired, but which she perceived as not achieving. Another aspect of this rebellion is that Misato harbours
the resentment of her fathers perceived rough treatment of her mother, and therefore desires that the
reverse was true. Thus, she unwittingly assumes the role of her mother, and enters a relationship with
someone she identifies with her father, viz. Ryoji Kaji, in order to try and play out this desire. This
projection shows that Misato had an inability to integrate past experience into her consciousness (accept
the past as a heart-felt personal truth, which gives one the power and confidence to build for the future, or
to create a new earth), which is why these experiences sunk into the unconscious, re-surfacing again as
unrecognized projections.
Jung has also elaborated the theory of psychological types. Only the two broad divisions will be considered
here: the introverted type draws external objects into oneself, and the extraverted type tends to adapt
wholly to external objects without due consideration for introspection (and are thus at home with social
events and situations) [73]. In Evangelion, Shinji is undoubtedly an introvert, whereas Asuka and Misato
are extraverts. Thus, their paths towards self-realization are different in this respect (although
fundamentally the same).
Conclusion
This essay has delineated some of the main ways in which Jung can help us to understand the real meaning
behind Evangelion. It is not comprehensive and exhaustive, and does not set out to be, so there is scope for
further (conscious) elaboration. Issues such as the symbolic significance of Gendos desire to achieve
eternal union with his wife have been glossed over. Concepts such as the Shadow have only been outlined
roughly. However, this essay has set out the core meaning of both the Evangelion series and EoE, through a
Jungian framework. Evangelion, particularly through Shinji, Asuka and Misato, shows how we as humans
have a tendency to neglect our unconscious side, and the pressing need to recognize and integrate its
contents (achieve individuation, as Shinji is shown to do). No amount of theory alone would result in
successful self-realization, so the theory must be supplemented by experience, as Jung has stressed [4].
One must not get caught in just looking at the literal details pedantically, whether this be religion or
Evangelion, but must realize the underlying meaning in our realities. The message is that we should look at
ourselves deeply to reveal what we hide in our unconscious, beyond the many layers of persona, to achieve
greater insight into who we truly are: as not just the sum of our conscious and unconscious processes, but as
an entity which is different from just the sum, due to the synergy between them. This will then perhaps help
to attain a truer relation to the world and our lives, and that of others. Failure to do so is shown by Shinji
running away from piloting the Evangelion (recognizing his unconscious). One is still a child (episode 19),
unable to adapt fully to reality. This theme of running away and remaining a child is not only a personal