Dylan Levy

22 Wedgewood Drive Dix Hills, NY 11746

Tel: 631-398-9527 Email: dylanlevy@ymail.com
Entry-level Financial Advisor seeking to establish a career with a reputable financial institution
that can provide investment research, portfolio management tools, and relationship
management guidance that will enable me to help clients meet their financial goals and
objectives while affording me the opportunity to build a book of assets under management.

Licenses and Certifications

1755 New York State Licensed- Life/Accident/Health Insurance
Bloomberg Essentials Concepts Certified- Equity Essentials / Fixed Income
Bloomberg Market Concepts Certified- Economics / Currencies

Work Experience

Worthington Financial Partners, Timonium, MD

JanMay 2016
Financial Associate Intern

Worked closely with licensed Financial Advisors, managing existing client relationships.
Provided professional client services focused on Wealth Accumulation, Retirement and Tax
Planning
Helped define prospective target markets and channels, and pursued client prospects
Helped create and tailor marketing materials targeting defined client channels
Participated in and led client discussions to position specific products in the client portfolio
Reviewed clients investment goals, objectives, and risk profiles to propose appropriate
portfolio solutions
Attained NYS certifications, and exhibited a work ethic aligned to the organizations standards
for superior client service.

Northwestern Mutual, Melville, NY

JuneFall 2015
Financial Representative Intern

Engaged in supervised client prospecting activities through direct solicitation

Identifying target markets to pursue new clients and assisted in the client on-boarding
process.
Learned required meeting and language protocols used during telephone solicitations and
scheduled client meetings.
Worked with licensed Investment Representatives in building a client book of business
Worked with Certified Financial Planners to produce personal Financial Planning solutions
tailored to the clients goals and objectives.
Understanding and utilization of required Practice Management tools and skill sets to build
and manage your own practice/book of business.

Red Cap Services, Long Island City, NY

JuneAug 2013/14
Laundry Valet Attendant

Assisted Valet Manager at the JW Marriott Essex House hotel, and The Peninsula in New York
City-- 5 Star hotels.
Worked with Housekeeping and Guest Services teams to learn and implement hotel brand
standards for client service excellence.
Interacted directly with hotel guests in providing 5-Star quality customer service, ensuring all
submitted guest work was completed on time and to hotel standards, and addressing client issues.

Bobs Stores, East Northport, NY

Aug 2012
Customer Service & Sales Associate

Oct 2011

Provided all aspects of customer service, ensuring customer satisfaction throughout the sales
process.
Addressed direct client inquires through obtained subject matter expertise to provide a quality
client experience.
Maintained franchise-level service standards to assigned department including inventory control,
product display oversight, product promotion representation, sale price accuracy and validation,
merchandise delivery and transfers, and providing telephone customer service. .

Education
Towson University; Towson, MD
Major: Business Administration
List: Fall 2014, Spring 2014

Graduation: May 2016

Concentration: Finance
Current GPA: 3.3

Deans

Related coursework:
Advanced Corporate Finance
Macroeconomics and
Microeconomics
Global Financial Management

Investment & Equity Security

Analysis
Business Strategy and Policy
Principles of Operations
Management

Financial Modeling Corporate

Finance
Principles of Financial
Management
Information Technology