Professional Documents
Culture Documents
Chapter
11
Check if this an
amended filing
12/15
If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write the debtor's name and case number (if known).
For more information, a separate document, Instructions for Bankruptcy Forms for Non-Individuals, is available.
1.
Debtor's name
2.
3.
Debtor's federal
Employer Identification
Number (EIN)
98-0499286
4.
Debtor's address
Harris
County
5.
www.energyxxi.com
6.
Type of debtor
nCorporation (including Limited Liability Company (LLC) and Limited Liability Partnership (LLP))
Partnership
Other. Specify:
page 1
7.
A. Check one:
o
o
o
o
o
o
2111
8.
Check one:
o
o
Chapter 7
Chapter 9
Debtor's aggregate noncontingent liquidated debts (excluding debts owed to insiders or affiliates)
are less than $2,490,925 (amount subject to adjustment on 4/01/16 and every three years after
that).
The debtor is a small business debtor as defined in 11 U.S.C. 101(51D). If the debtor is a small
business debtor, attach the most recent balance sheet, statement of operation, cash-flow
statement, and federal income tax return or if all of these documents do not exist, follow the
procedure in 11 U.S.C. 1116(1)(B).
o
o
o
o
9.
The debtor is required to file periodic reports (for example, 10K and 10Q) with the Securities and
Exchange Commission according to 13 or 15(d) of the Securities Exchange Act of 1934. File the
attachment to Voluntary Petition for Non-Individuals Filing for Bankruptcy under Chapter 11
(Official Form 201A) with this form.
The debtor is a shell company as defined in the Securities Exchange Act of 1934 Rule 12b-2.
Chapter 12
nNo.
o Yes.
Acceptances of the plan were solicited prepetition from one or more classes of creditors, in
accordance with 11 U.S.C. 1126(b).
District
When
Case number
District
When
Case number
o No
nYes.
Debtor
See Rider 1
District
Southern District of
Texas
Relationship to you
When
4/14/16
Affiliate
page 2
No
(See Rider 2)
Yes.
Answer below for each property that needs immediate attention. Attach additional sheets if needed.
Why does the property need immediate attention? (Check all that apply.)
It poses or is alleged to pose a threat of imminent and identifiable hazard to public health or safety.
What is the hazard?
It needs to be physically secured or protected from the weather.
It includes perishable goods or assets that could quickly deteriorate or lose value without attention (for example,
livestock, seasonal goods, meat, dairy, produce, or securities-related assets or other options).
Other
Where is the property?
Number, Street, City, State & ZIP Code
Is the property insured?
No
Yes.
Insurance agency
Contact name
Phone
Check one:
Funds will be available for distribution to unsecured creditors.
After any administrative expenses are paid, no funds will be available to unsecured creditors.
1-49
50-99
100-199
200-999
1,000-5,000
5001-10,000
10,001-25,000
25,001-50,000
50,001-100,000
More than100,000
$0 - $50,000
$50,001 - $100,000
$100,001 - $500,000
$500,001 - $1 million
$500,000,001 - $1 billion
$1,000,000,001 - $10 billion
$10,000,000,001 - $50 billion
More than $50 billion
$0 - $50,000
$50,001 - $100,000
$100,001 - $500,000
$500,001 - $1 million
$500,000,001 - $1 billion
$1,000,000,001 - $10 billion
$10,000,000,001 - $50 billion
More than $50 billion
page 3
The debtor requests relief in accordance with the chapter of title 11, United States Code, specified in this petition.
I have been authorized to file this petition on behalf of the debtor.
I have examined the information in this petition and have a reasonable belief that the information is trued and correct.
I declare under penalty of perjury that the foregoing is true and correct.
Executed on
Bruce W. Busmire
Printed name
Bradley R. Foxman
Printed name
713.758.2222
Email address
bfoxman@velaw.com
24065243 - TX
Bar number and State
page 4
Southern
District of
Texas
(State)
Rider 1
Pending Bankruptcy Cases Filed by the Debtor and Affiliates of the Debtor
On the date hereof, each of the entities listed below (collectively, the Debtors) filed a
petition in the United States Bankruptcy Court for the Southern District of Texas for relief under
chapter 11 of title 11 of the United States Code. The Debtors have moved for joint administration
of these cases under the case number assigned to the chapter 11 case of Energy XXI, Ltd.
Rider 1
Rider 2
Real Property or Personal Property that Needs Immediate Attention
Question 12, among other things, asks the debtor to identify any property that poses or
is alleged to pose a threat of imminent and identifiable hazard to public health or safety.
The above-captioned debtor (the Debtor) engages in the off-shore exploration,
development, and production of oil and natural gas. The Debtor does not believe it owns or
possesses any real or personal property that poses or is alleged to pose a threat of imminent and
identifiable harm to public health or safety. The Debtor notes that it is not aware of any
definition of imminent and identifiable harm as used in this form.
Rider 2
US 4168433v.2
ANNEX A
BOARD RESOLUTIONS OF ENERGY XXI LTD
RESOLUTIONS OF
THE BOARD OF DIRECTORS OF
ENERGY XXI LTD
April 13, 2016
The members of the board of directors (the Board) of Energy XXI Ltd, an exempted
company formed under the laws of Bermuda (the Company), DO HEREBY CONSENT to
the taking of the following actions and DO HEREBY ADOPT the following resolutions
pursuant to the Companys bye-laws:
Chapter 11 Filing
WHEREAS, the Board has studied the financial state of the Company and its
subsidiaries, including the Companys liabilities and liquidity, considered the strategic
alternatives available to the Company and its subsidiaries, and the related circumstances and
situation;
WHEREAS, the Board has had the opportunity to consult with the financial and legal
advisors of the Company and its subsidiaries and fully consider each of the strategic alternatives
available to the Company and its subsidiaries; and
WHEREAS, certain direct and indirect subsidiaries of the Company have been
authorized concurrently herewith to file or cause to be filed with a federal bankruptcy court
voluntary petitions for relief pursuant to chapter 11 of title 11 of the United States Code (the
Bankruptcy Code).
NOW, THEREFORE, BE IT RESOLVED, that the Board has determined that it is
desirable and in the best interests of the Company to file with a federal bankruptcy court
voluntary petitions for relief pursuant to chapter 11 of the Bankruptcy Code as set forth below;
FURTHER RESOLVED, that the Company be, and hereby is, authorized to file or
cause to be filed with the United States Bankruptcy Court for the Southern District of Texas (the
U.S. Bankruptcy Court) voluntary petitions for relief pursuant to chapter 11 of the Bankruptcy
Code;
FURTHER RESOLVED, that the Companys Chief Executive Officer, Chief Financial
Officer, Chief Operating Officer, Chief Accounting Officer and Senior Vice President, Legal
(collectively, the Authorized Officers) acting alone or with one or more other Authorized
Officers be, and each of them hereby is, authorized and empowered to execute, deliver, and file
or cause to be filed with the U.S. Bankruptcy Court on behalf of the Company voluntary
petitions pursuant to chapter 11 of the Bankruptcy Code (the Petitions), in such form as
prescribed by the Official Forms promulgated in connection with the Bankruptcy Code;
FURTHER RESOLVED, that, upon the filing of the Petitions as authorized by the
preceding paragraph, each Authorized Officer, acting alone or with one or more other
Authorized Officers be, and hereby is, authorized and empowered to execute, deliver, and file or
US 4071446v.5
cause to be filed with the U.S. Bankruptcy Court, on behalf of the Company, all papers, motions,
applications, schedules, and pleadings necessary or convenient to facilitate the chapter 11
bankruptcy case and all of its matters and proceedings, and any and all other documents,
including affidavits and declarations, necessary or appropriate in connection with the
commencement of the chapter 11 case, each in such form or forms as the Authorized Officer so
acting may approve;
Bermuda Liquidation Proceedings
FURTHER RESOLVED, concurrent with, or immediately after, the filing of such
Petitions with the U.S. Bankruptcy Court, the Board has determined that it is desirable and in the
best interests of the Company to file a winding-up petition (the Bermuda Petition) in the
Supreme Court of Bermuda (the Bermuda Court);
FURTHER RESOLVED, that the Company be, and hereby is, authorized to file or
cause to be filed with the Bermuda Court the Bermuda Petition;
FURTHER RESOLVED, each Authorized Officer, acting alone or with one or more
other Authorized Officers be, and hereby is, authorized and empowered to instruct Conyers Dill
& Pearman Limited to take such actions as are necessary to file the Bermuda Petition to
commence winding up proceedings in Bermuda (the Bermuda Parent Proceedings);
FURTHER RESOLVED, that concurrent with the filing of the Bermuda Petition, an
application be made to appoint Mr. John McKenna as provisional liquidator(s) (the Provisional
Liquidator(s)) with the powers as set out in the draft order, a copy of which has been reviewed
by the Board;
FURTHER RESOLVED, concurrent with or after the commencement of the Bermuda
Parent Proceedings, that the Company be, and hereby is, authorized to file or cause to be filed
winding-up petitions for the following subsidiaries of the Company incorporated in Bermuda: (i)
Energy XXI (US Holdings) Limited, (ii) Energy XXI International Limited, and (iii) Energy XXI
Malaysia Limited (collectively, the Bermuda Subsidiaries), and to request the Bermuda Court
to make a winding-up order for each Bermuda Subsidiary, and the Provisional Liquidator be, and
hereby is, authorized to liquidate each Bermuda Subsidiary (the Bermuda Subsidiary
Proceedings);
FURTHER RESOLVED, that, upon the filing of the Petitions in U.S. Bankruptcy
Court, each Authorized Officer, acting alone or with one or more other Authorized Officers be,
and hereby is, authorized and empowered to execute, deliver, and file or cause to be filed with
the Bermuda Court, including through Conyers Dill & Pearman, on behalf of the Company, all
papers, motions, applications, schedules, and pleadings necessary or convenient to facilitate the
Bermuda Parent Proceedings and the Bermuda Subsidiary Proceedings and all other matters and
proceedings, and any and all other documents, including affidavits and declarations, necessary or
appropriate in connection with the Bermuda Parent Proceedings or the Bermuda Subsidiary
Proceedings, each in such form or forms as the Authorized Officer so acting may approve;
Retention of Professionals
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the law firm of Vinson & Elkins L.L.P. as general bankruptcy
counsel to represent and assist the Company in carrying out its duties under the Bankruptcy Code
in U.S. Bankruptcy Court, and to take any and all actions to advance the Companys rights and
obligations, including filings and pleadings; and in connection therewith, each of the Authorized
Officers, with power of delegation, are hereby authorized and directed to execute appropriate
retention agreements, pay appropriate retainers to, and cause to be filed an appropriate
application for authority to retain the services of Vinson & Elkins L.L.P.;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the law firm of Gray Reed & McGraw, P.C. as special counsel
to the Company to represent and assist the Company in carrying out its duties under the
Bankruptcy Code in U.S. Bankruptcy Court, especially in regard to the Second Amended and
Restated First Lien Credit Agreement, dated as of March 5, 2011, and to take any and all actions
to advance the Companys rights and obligations, including filings and pleadings; and in
connection therewith, each of the Authorized Officers, with power of delegation, are hereby
authorized and directed to execute appropriate retention agreements, pay appropriate retainers to,
and cause to be filed an appropriate application for authority to retain the services of Gray Reed
& McGraw, P.C.;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the law firm of Conyers Dill & Pearman as Bermuda counsel
to represent and assist the Company in carrying out its duties under the laws of Bermuda in
connection with the Bermuda Parent Proceedings and Bermuda Subsidiary Proceedings in the
Bermuda Court, and to take any and all actions to advance the Companys rights and obligations,
including filings and pleadings; and in connection therewith, each of the Authorized Officers,
with power of delegation, are hereby authorized and directed to execute appropriate retention
agreements, pay appropriate retainers to, and cause to be filed an appropriate application for
authority to retain the services of Conyers Dill & Pearman;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the law firm of Locke Lord LLP as regulatory counsel to the
Company to represent and assist the Company in carrying out its duties under the Bankruptcy
Code in U.S. Bankruptcy Court, especially in regard to dealings with the Bureau of Ocean
Energy Management and the Bureau of Safety and Environmental Enforcement, and to take any
and all actions to advance the Companys rights and obligations, including filings and pleadings;
and in connection therewith, each of the Authorized Officers, with power of delegation, are
hereby authorized and directed to execute appropriate retention agreements, pay appropriate
retainers to, and cause to be filed an appropriate application for authority to retain the services of
Locke Lord LLP;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the firm of PJT Partners LP as investment banker to represent
and assist the Company in carrying out its duties under the Bankruptcy Code in U.S. Bankruptcy
Court and in connection with the Bermuda Parent Proceedings and the wind-up proceedings for
the Bermuda Subsidiaries in the Bermuda Court, and to take any and all actions to advance the
Companys rights and obligations; and in connection therewith, each of the Authorized Officers,
with power of delegation, are hereby authorized and directed to execute appropriate retention
agreements, pay appropriate retainers to, and cause to be filed an appropriate application for
authority to retain the services of PJT Partners LP;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the firm of Opportune LLP as financial advisor to represent
and assist the Company in carrying out its duties under the Bankruptcy Code in U.S. Bankruptcy
Court and in connection with the Bermuda Parent Proceedings and the wind-up proceedings for
the Bermuda Subsidiaries in the Bermuda Court, and to take any and all actions to advance the
Companys rights and obligations; and in connection therewith, each of the Authorized Officers,
with power of delegation, are hereby authorized and directed to execute appropriate retention
agreements, pay appropriate retainers to, and cause to be filed an appropriate application for
authority to retain the services of Opportune LLP;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ the firm of EPIQ Systems, Inc. as notice and claims agent to
represent and assist the Company in carrying out its duties under the Bankruptcy Code in U.S.
Bankruptcy Court, and to take any and all actions to advance the Companys rights and
obligations; and in connection therewith, each of the Authorized Officers, with power of
delegation, are hereby authorized and directed to execute appropriate retention agreements, pay
appropriate retainers to, and cause to be filed an appropriate application for authority to retain the
services of EPIQ Systems, Inc.;
FURTHER RESOLVED, that each of the Authorized Officers be, and they hereby are,
authorized and directed to employ any other professionals to assist the Company in carrying out
its duties under the Bankruptcy Code and in connection with the Bermuda Parent Proceedings
and the wind-up proceedings for the Bermuda Subsidiaries in the Bermuda Court, as applicable;
and in connection therewith, each of the Authorized Officers, with power of delegation, are
hereby authorized and directed to execute appropriate retention agreements, pay appropriate
retainers and fees, and to cause to be filed an appropriate application for authority to retain the
services of any other professionals as necessary;
Cash Collateral and Adequate Protection
FURTHER RESOLVED, that the Authorized Officers be, and they hereby are,
authorized, directed, and empowered in the name of, and on behalf of, the Company, as debtor
and debtor in possession, to seek approval of a cash collateral order in interim and final form (a
Cash Collateral Order) and to negotiate, execute and deliver any and all agreements,
instruments or documents, by or on behalf of the Company, necessary to implement the Cash
Collateral Order, as well as any additional or further agreements for the use of cash collateral in
connection with the chapter 11 case, which agreement(s) may require the Company to grant liens
to the Companys existing lenders or secured noteholders and each other agreement, instrument
or document to be executed and delivered in connection therewith, by or on behalf of the
Company pursuant thereto or in connection therewith, all with such changes therein and
Case No.
Chapter
Debtor(s)
11
a. Total assets
1,764,237.00
3,622,508.00
Approximate
number of
holders:
secured
unsecured
subordinated
$1,450,000,000.00
Unknown
secured
unsecured
subordinated
$249,452,000.00
Unknown
secured
unsecured
subordinated
$101,077,000.00
Unknown
secured
unsecured
subordinated
$238,071,000.00
Unknown
secured
unsecured
subordinated
$143,993,000.00
Unknown
secured
unsecured
subordinated
$213,677,000.00
Unknown
secured
unsecured
subordinated
$363,018,000.00
Unknown
800,759
Unknown
95,459,002
Unknown
The Debtor and its affiliated debtors do not believe that any of its debt securities are held by more than 500 persons, but
have disclosed the series of debt securities in item (c) out of an abundance of caution.
4. List the name of any person who directly or indirectly owns, controls, or holds, with power to vote, 5% or more of the voting
securities of debtor:
To the best of the Debtors' knowledge and belief, the following individuals and entities, either individually or collectively,
directly or indirectly own, control, or hold 5% or more of the voting securities of the Debtor: Mount Kellett Capital
Management, L.P.; BlackRock, Inc.; and The Vanguard Group, Inc.
Attachment to Voluntary Petition for Non-Individuals Filing for Bankruptcy under Chapter 11
Check if this is an
amended filing
12/15
A list of creditors holding the 30 largest unsecured claims must be filed in a Chapter 11 or Chapter 9 case. Include claims which the debtor
disputes. Do not include claims by any person or entity who is an insider, as defined in 11 U.S.C. 101(31). Also, do not include claims by
secured creditors, unless the unsecured claim resulting from inadequate collateral value places the creditor among the holders of the 30
largest unsecured claims.
Nature of the
claim
(for example,
trade debts,
bank loans,
professional
services, and
government
contracts)
Indicate if
claim is
contingent,
unliquidated,
or disputed
Deduction for
value of
collateral or
setoff
Unsecured
claim
UNDETERMINED
UNDETERMINED
UNDETERMINED
FAX: 713-235-9213
mauri.cowen@usbank.com
DEFICIENCY
CLAIM RE: 11.0%
SECOND LIEN
NOTES DUE 2020
SGOFFINET@WILMINGTONTRUS
3.0% SENIOR
T.COM
NOTES DUE 2018
$363,018,000
$249,452,000
SGOFFINET@WILMINGTONTRUS
7.5% SENIOR
T.COM
NOTES DUE 2021
$238,071,000
FAX: 713-235-9213
mauri.cowen@usbank.com
8.25% SENIOR
NOTES DUE 2018
$213,677,000
$143,993,000
Nature of the
claim
(for example,
trade debts,
bank loans,
professional
services, and
government
contracts)
Indicate if
claim is
contingent,
unliquidated,
or disputed
Deduction for
value of
collateral or
setoff
PHONE: 504-382-6397
BOBBYWGILES@MINDSPRING.C
OM
TRADE DEBT
$1,047,142.51
PHONE: 337-837-8060
FAX: 337-837-8063
TRADE DEBT
$707,773.87
PHONE: 832-294-6500
KOTTO@AXIP.COM
TRADE DEBT
$634,430.58
PHONE: 337-364-0663
FAX: 985-693-8156
TROY.BOZEMAN@CDWIRELINE.
NET
TRADE DEBT
$613,902.23
PHONE: 504-392-9775
FAX: 337-394-7072
RDIGGS@RRTMAX.COM
TRADE DEBT
$488,149.40
FAX: 361-852-667
TRADE DEBT
$434,583.38
PHONE: 337-228-1258
KMARKS@FLOWCHEM.NET
TRADE DEBT
$434,186.11
PHONE: 504-398-3637
ABESBOATRENTALS@BELLSOUT
H.NET
TRADE DEBT
$397,699.92
PHONE: 337-839-2735
JDESOMEAUX@EPSTEAM.COM
TRADE DEBT
$366,831.01
Unsecured
claim
Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest Unsecured Claims
$101,077,000
Page 2
Nature of the
claim
(for example,
trade debts,
bank loans,
professional
services, and
government
contracts)
Indicate if
claim is
contingent,
unliquidated,
or disputed
Deduction for
value of
collateral or
setoff
Unsecured
claim
17 QUAIL TOOLS LP
ATTN: KEITH WHITE
3713 HWY 14
NEW IBERIA, LA 70560
PHONE: 337-365-8154
FAX: 337-365-9997
KEITHWHITE@QUAILTOOLS.CO
M
TRADE DEBT
$366,507.19
18 NOV BRANDT
4310 N. SAM HOUSTON PKWY. E
HOUSTON, TX 77032
PHONE: 713-482-0500
BRANDT@NOV.COM
TRADE DEBT
$362,297.00
PHONE: 985-632-2727
MATTJMARTIN@COX.NET;
APRIL@BJMARTININC.COM
TRADE DEBT
$351,627.46
TRADE DEBT
$344,733.84
21 PELSTAR LLC
ATTN: DIRK DAILEY
10145 BEEKMAN PLACE DR
HOUSTON, TX 77043-4313
PHONE: 337-856-7000
DIRK@PELSTARUSA.COM
TRADE DEBT
$324,806.29
PHONE: 281-597-9010
ERIC.NELSON@EXPROGROUP.C
OM
TRADE DEBT
$313,345.85
PHONE: 713-625-4200
APSERVICES@BAKERHUGHES.C
OM;
Ron.Davis@bakerhughes.com
TRADE DEBT
$310,483.46
PHONE: 337-560-8041
BALLEMAND@ALLCOASTLLC.CO
M
TRADE DEBT
$283,616.66
25 PETROLEUM SOLUTIONS
INTERNATIONAL LLC
ATTN: RICHARD ANGELLE
401 AUDUBON BOULEVARD 39B-103
LAFAYETTE, LA 70503
PHONE: 337-232-6252
RANGELLE1@BELLSOUTH.NET
TRADE DEBT
$281,711.00
PHONE: 985-537-9330
BARRETT@ADRIATICMARINELLC
.COM
TRADE DEBT
$278,760.41
Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest Unsecured Claims
Page 3
27 ARCHROCK SERVICES LP
ATTN: DANIEL VAN PRAAG
16666 NORTHCHASE DR
HOUSTON, TX 77060
Indicate if
claim is
contingent,
unliquidated,
or disputed
Deduction for
value of
collateral or
setoff
Unsecured
claim
TRADE DEBT
$251,925.96
TRADE DEBT
$249,685.51
PHONE: 337-233-7232
FAX: 337-235-6051
STEVE@PARKWAYMS.COM
TRADE DEBT
$241,835.94
PHONE: 281-828-6000
KRISTIN.SCHEEL@WOODGROUP
.COM
TRADE DEBT
UNDETERMINED
PHONE: 713-579-6000
FAX: 713-579-6611
TRADE DEBT
UNDETERMINED
PHONE: 713-969-1000
FAX: 713-969-1299
JSMITH@FWELLC.COM
TRADE DEBT
UNDETERMINED
PHONE: 713-621-7800
FAX: 713-960-7678
MATT.KELLER@ROWANCOMPA
NIES.COM
TRADE DEBT
UNDETERMINED
PHONE: 985-868-1056
GCRANE@SHAMROCKMANAGE
MENTLLC.COM
TRADE DEBT
UNDETERMINED
PHONE: 816-875-3705
FAX: 816-875-3705
TRADE DEBT
UNDETERMINED
PHONE: 441-292-1510
FAX: 441-292-1334
TRADE DEBT
UNDETERMINED
PHONE: 281-836-7000
DANIEL.VANPRAAG@EXTERRAN.
COM
Nature of the
claim
(for example,
trade debts,
bank loans,
professional
services, and
government
contracts)
Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest Unsecured Claims
Page 4
Nature of the
claim
(for example,
trade debts,
bank loans,
professional
services, and
government
contracts)
Indicate if
claim is
contingent,
unliquidated,
or disputed
Deduction for
value of
collateral or
setoff
Unsecured
claim
37 PHI INC
ATTN: TOMMY BEGNAUD
2001 SE EVANGELINE TRWY
LAFAYETTE, LA 70508-2156
PHONE: 800-235-2452
FAX: 337-232-6537
TBEGNAUD@PHIHELICO.COM
TRADE DEBT
UNDETERMINED
PHONE: 337-654-6477
PETER@SIRIUSCONTROLS.NET
TRADE DEBT
UNDETERMINED
PHONE: 504-689-2013
JAMIE@CGBOATS.COM
TRADE DEBT
UNDETERMINED
PHONE: 504-218-2929
SLEDET@WHITNEYOILANDGASL
LC.COM
TRADE DEBT
UNDETERMINED
PHONE: 713-626-8525
FAX: 713-626-8527
TRADE DEBT
UNDETERMINED
PHONE: 504-582-4000
FAX: 504-582-4155
TRADE DEBT
UNDETERMINED
PHONE: 337-233-9594
GFALGOUT@ISLANDOPERATING
.COM
TRADE DEBT
UNDETERMINED
PHONE: 985-447-3811
ALLISON@GAUBERTOIL.COM
TRADE DEBT
UNDETERMINED
45 DULAN LLC
ATTN: JIM BLOHM
103 RUE BASTILLE
LAFAYETTE, LA 70508
PHONE: 713-231-9021
JBLOHM@DUPRE.COM
TRADE DEBT
UNDETERMINED
FAX: 337-684-3650
TRADE DEBT
UNDETERMINED
Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest Unsecured Claims
Page 5
Nature of the
claim
(for example,
trade debts,
bank loans,
professional
services, and
government
contracts)
Indicate if
claim is
contingent,
unliquidated,
or disputed
Deduction for
value of
collateral or
setoff
Unsecured
claim
PHONE: 281-836-7000
DANIEL.VANPRAAG@EXTERRAN.
COM
TRADE DEBT
UNDETERMINED
PHONE: 713-896-5105
SEAN.RYAN@SPARROWSGROUP
.COM
TRADE DEBT
UNDETERMINED
PHONE: 504-866-6341
ROYBUCHLER@BISSOMARINE.C
OM
TRADE DEBT
UNDETERMINED
PHONE: 832.973-4230
FAX: 832-973-4229
TRADE DEBT
UNDETERMINED
Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest Unsecured Claims
Page 6
12/15
An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this
form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any
amendments of those documents. This form must state the individuals position or relationship to the debtor, the identity of the document,
and the date. Bankruptcy Rules 1008 and 9011.
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in
connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. 152, 1341,
1519, and 3571.
Bruce W. Busmire
Printed name
Case No.
Debtor(s)
Chapter
11
Security Class
Number of
Securities
Kind of
Interest
AARONJAMESCLARK
86GREENSWARDLANE
SUGARLAND,TX77479
COMMONSTOCK
100
COMMONSTOCK
ABHAAPOHWANI
AMARLALPOHWANI
4308LOURMARINLN
MODESTO,CA953568939
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
680
PREFERREDSTOCK
ADAMGORDONPAULFRISBY
1MORGANCLOSE
YAXLEYPETERBOROUGH
CAMBRIDGESHIREPE73GE
UNITEDKINGDOM
COMMONSTOCK
ADAMPERCELLRENNER
KRISTINARENNER
4465HOFFMANFARMSDR
HILLIARD,OH430267074
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
24
PREFERREDSTOCK
ADAMTAULTZ
2415CLARKSTREETAPT416
DALLAS,TX752042467
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
10
PREFERREDSTOCK
ADRIENNECHEE
14210INGHAMCT
SUGARLAND,TX77478
COMMONSTOCK
20
COMMONSTOCK
AKIRAOKUBO
11965GORHAMAVEAPT308
LOSANGELES,CA900495345
COMMONSTOCK
1,480
COMMONSTOCK
ALANDSTERN&
BABSBESSIESTERNJT/WROS
5314ANGELWINGDR
BOYNTONBEACH,FL334371648
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
Sheet1of108inListofEquitySecurityHolders
100
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
ALDENKWHITE
1500SHERIDANAVEAPTD
CHICO,CA959262732
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ALECIASHELBYDANIELS
[ADDRESSREDACTED]
COMMONSTOCK
11
COMMONSTOCK
ALEXISCAROLINAMONTEMAYOR
19407YUMACRESTLANE
TOMBALL,TX77377
COMMONSTOCK
100
COMMONSTOCK
ALIDAGIBSONRILEY
C/OEPLOIL&GASINC.
919MILAMSUITE1600
HOUSTON,TX770025338
COMMONSTOCK
303
COMMONSTOCK
ALLANJOSEPHJURANEK
DESIGNATEDBENEPLAN/TOD
5100FM1960RDWAPT1807
HOUSTON,TX77069
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
12
PREFERREDSTOCK
ALLIANZGLOBALINVESTORSU.S.,LLC
C/ODOUGLASFORSYTH
DOUGLASFORSYTH
SANDIEGO,CA92101
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
41,265
PREFERREDSTOCK
ALONZOHENTZ
POBOX3184
HAMPTON,VA236630184
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
ALVATERRYSTAPLES
6705E.DORADOPL
GREENWOODVILLAGE,CO80111
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
11
PREFERREDSTOCK
ALYWINJFRUGEJR
7800WALMSLEYAVENUE
NEWORLEANS,LA701253432
COMMONSTOCK
11
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,175
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
AMANDAJDRAKE
904LAWRENCEST
HOUSTON,TX77008
COMMONSTOCK
647
COMMONSTOCK
AMANDAJLUCKEY
3010RIATALANE
HOUSTON,TX77043
COMMONSTOCK
56
COMMONSTOCK
AMBARINC
221RUEDEJEAN
LAFAYETTE,LA705088501
COMMONSTOCK
136
COMMONSTOCK
AMIRAHSAN
833KINGSWAYDRE
GRETNA,LA70056
COMMONSTOCK
33
COMMONSTOCK
AMYCHEEFORSYTHE
26MARWOODCT
ROCKVILLE,MD20850
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
AMYMCCALL
%MURPHY
2611FRIARWOODTRL
KINGWOOD,TX77339
COMMONSTOCK
100
COMMONSTOCK
AMYREID
[ADDRESSREDACTED]
COMMONSTOCK
20
COMMONSTOCK
ANDREAENRIQUETOVAR
207WPELICAN
MCALLEN,TX78504
COMMONSTOCK
20
COMMONSTOCK
ANDREAKATHLEENSHAVER
6405SHOREHAVENCT
FRISCO,TX750357417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ANDREIAPANASETS
11611CURZONRDAPT1E
RICHMONDHILL,NY114183494
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,988
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
ANDREISMYK
2498CARISBROOKCT
HAYWARD,CA945421248
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ANDREISMYK
R/OIRAE*TRADECUSTODIAN
2498CARISBROOKCT
HAYWARD,CA945421248
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ANDRESMONTESDEOCA
352W18THST
HOLLAND,MI494233902
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
559
PREFERREDSTOCK
ANDREWJKAVERT
2110COPPERMILLTRAIL
CUMMING,GA300414906
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
350
PREFERREDSTOCK
ANDREWSRICHARD
POBOX1779
KINDER,LA70648
COMMONSTOCK
ANDREWWADEWALLACE
425LARKDRAPT5
CARMEL,IN460321681
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
302
PREFERREDSTOCK
ANGELACACHONEGRETE
3010EASTVILLAMARIA
BRYAN,TX778035015
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
652
PREFERREDSTOCK
ANNCAROLYNSTUDEMAN
DESIGNATEDBENEPLAN/TOD
6712CHIMNEYRIDGECT
HOSCHTON,GA30548
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
481
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,493
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
ANNMOODY
2116BANKSST
HOUSTON,TX77098
COMMONSTOCK
ANNAMFREDRICKSON
IRAVFTCASCUSTODIAN
ROTHACCOUNT
810S3RDST
FAIRFIELD,IA525563907
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ANNESAADEHHESS
[ADDRESSREDACTED]
Number of
Securities
Kind of
Interest
189
COMMONSTOCK
50
PREFERREDSTOCK
COMMONSTOCK
425
COMMONSTOCK
ANNETTEAVILLARREAL
[ADDRESSREDACTED]
COMMONSTOCK
217
COMMONSTOCK
ANTHONYDFEBBRARO
5010VIRGINIADR
RICHMOND,TX774069504
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
APRILPELS
[ADDRESSREDACTED]
COMMONSTOCK
AQRCAPITALMANAGEMENT,LLC
C/ORONENISRAEL
RONENISRAEL
GREENWICH,CT6830
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
18,685
PREFERREDSTOCK
ARJUNSRAUTELA
3304PECANPARKDR
FLOWERMOUND,TX750222800
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ARMANDRICHARD
[ADDRESSREDACTED]
COMMONSTOCK
189
COMMONSTOCK
ARTHURRODRIQUEZJR
6RANCHERSTRAIL
THEWOODLANDS,TX77389
COMMONSTOCK
100
COMMONSTOCK
ARTHURSHERRILL
1049BYRDST
JENA,LA71342
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
1,000
169
PREFERREDSTOCK
COMMONSTOCK
Case No.
Debtor(s)
Security Class
ATCASCUSTFORIRA
STEVENLALLA
549BRANDONWAY
AUSTIN,TX787333264
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
AUNGUYEN
[ADDRESSREDACTED]
COMMONSTOCK
236
COMMONSTOCK
AUDREYNELSON
29688ONOBLVD
ORANGEBEACH,AL36561
COMMONSTOCK
20
COMMONSTOCK
AUNDRIABARNUM
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
AUSTINJGALY
MARYLGALY
43307PUTTERSLN
GONZALES,LA70737
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
AUSTNALLENGASKAMP
21SPLITROCKRD
THEWOODLANDS,TX77381
COMMONSTOCK
100
COMMONSTOCK
BALANCEACCOUNTREPRESENTINGTHE
UNEXCHANGEDSHARESINTHE"EPL"FILE
%CONTINENTALSTOCKTRANSFER
17BATTERYPL8THFL
NEWYORK,NY10004
COMMONSTOCK
COMMONSTOCK
BALANCECERTIFICATEREPRESENTINGTHE
UNEXCHANGEDSHARESINTHE"COM"FILE
C/OCONTINENTALSTOCKTRANSFER
17BATTERYPLACE8THFL
NEWYORK,NY10004
COMMONSTOCK
6,073
COMMONSTOCK
BALANCECERTIFICATEREPRESENTINGTHE
UNEXCHANGEDSHARESINTHE"COMR"FILE
C/OCONTINENTALSTOCKTRANSFER
17BATTERYPLACE8THFL
NEWYORK,NY10004
COMMONSTOCK
1,136
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
6
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
BARBARAASTROMQUISTTTEE
UADTD10/22/2001ASAMENDED
ATTN/EARLCARSON
POBOX2066
THOUSANDOAKS,CA913582066
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
BARBARAEEDMONDS
[ADDRESSREDACTED]
COMMONSTOCK
39
COMMONSTOCK
BASHARABOYD
[ADDRESSREDACTED]
COMMONSTOCK
18,861
COMMONSTOCK
BECKYBRENNAN
[ADDRESSREDACTED]
COMMONSTOCK
327
COMMONSTOCK
BEHNAMMOHAMMADI
504TROPEAAISLE
IRVINE,CA926060867
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
700
PREFERREDSTOCK
BENMARCHIVEII
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
BENJAMINMFREEMAN
[ADDRESSREDACTED]
COMMONSTOCK
1,106
COMMONSTOCK
BENJAMINRICHARD
[ADDRESSREDACTED]
COMMONSTOCK
66
COMMONSTOCK
BENJAMINROBERTS
525JOHNSONGROVERDSW
BOGUECHITTO,MS39629
COMMONSTOCK
189
COMMONSTOCK
BETSYDUFFORD
1501ATHENSDRIVE
COLLEGESTATION,TX77840
COMMONSTOCK
100
COMMONSTOCK
BILLCOLVIN
[ADDRESSREDACTED]
COMMONSTOCK
102,423
COMMONSTOCK
BILLYPATTERSONJR
ROTHIRAETRADECUSTODIAN
141EDALERD
FAIRMONT,WV265545983
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
2,000
70
Kind of
Interest
PREFERREDSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
BLACKROCKFUNDADVISORS
VISHALPATEL
400HOWARDST
SANFRANCISCO,CA941052228
COMMON
SHARES
BLAKECOLEMAN
150SABINEST#438
HOUSTON,TX77007
COMMONSTOCK
20
COMMONSTOCK
BLAKELABORDE
P.OBOX141
HESSMER,LA71341
COMMONSTOCK
185
COMMONSTOCK
BLAKEWESTERMAN
[ADDRESSREDACTED]
COMMONSTOCK
156
COMMONSTOCK
BODBELLOW
321NATLANTA
METAIRIE,LA70003
COMMONSTOCK
160
COMMONSTOCK
BOSTONINVESTMENTSLLC
C/ODAVIDMMATLOFF&
ROBINBSEITZ
8700EVISTABONITADRSUITE202
SCOTTSDALE,AZ852553206
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
BRADLEYDSCHROEDER
[ADDRESSREDACTED]
COMMONSTOCK
339
COMMONSTOCK
BRADLEYRUETTIGERYOUNG
15802KNOLLSLODGEDR
HOUSTON,TX77095
COMMONSTOCK
100
COMMONSTOCK
BRENDAEREILLY
1104SENADRIVE
METAIRIE,LA70005
COMMONSTOCK
42
COMMONSTOCK
BRENDAGUZMAN
[ADDRESSREDACTED]
COMMONSTOCK
149
COMMONSTOCK
BRIANA.MATUSEK
BILINDAC.MATUSEKJTTEN
18825AUTUMNBREEZEDR
SPRING,TX773798883
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
4,773,661
Kind of
Interest
COMMONSHARES
PREFERREDSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
BRIANCGEORGE&
CHICKERSONGEORGECPWROS
715TUNBRIDGEROAD
DANVILLE,CA945264319
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
BRIANFORBES
[ADDRESSREDACTED]
COMMONSTOCK
108
COMMONSTOCK
BRIANHESTER
1225VIENNATRAILNW
BROOKHAVEN,MS39601
COMMONSTOCK
189
COMMONSTOCK
BRIANKENNY
50WALNUTAVENUEAPT1A
NEWTOWN,PA189401531
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,353
PREFERREDSTOCK
BRIANKENNY
ROTHIRAE*TRADECUSTODIAN
50WALNUTAVENUEAPT1A
NEWTOWN,PA189401531
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
231
PREFERREDSTOCK
BRIANLEEWADA
2111YUCCAAVE
FULLERTON,CA92835
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
138
PREFERREDSTOCK
BRICETYNES
2802MORRISONSTUNIT107
HOUSTON,TX770097616
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
BRIDGETTMCBRIDE
[ADDRESSREDACTED]
COMMONSTOCK
BRIDGEWAYCAPITALMANAGEMENT,INC.
20GREENWAYPLAZA#450
HOUSTON,TX77046
COMMON
SHARES
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
320
472,600
Kind of
Interest
COMMONSTOCK
COMMONSHARES
Case No.
Debtor(s)
Security Class
BRONWYNESCHRAMMTTEE
BRONWYNESCHRAMM1998TR
UADTD8/26/1998
3436ROSEMARYAVE
GLENDALE,CA912081511
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
BRUCEBOND
20316BABBIEROAD
ANDALUSIA,AL364217604
COMMONSTOCK
BRUCECACHONEGRETEIRA
RAYMONDJAMES&ASSOCINCCSDN
3828HILLWAYDR
GLENDALE,CA912081019
Number of
Securities
Kind of
Interest
100
PREFERREDSTOCK
51
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
540
PREFERREDSTOCK
BRUCEDJOHNSON
CHARLESSCHWAB&COINCCUST
BRUCEDEWAYNEJOHNSONPSPLAN
1092SUGARHILLPL
COOKEVILLE,TN38501
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
BRYANSCOTTBORDELON
[ADDRESSREDACTED]
COMMONSTOCK
1,300
COMMONSTOCK
BRYANSCOTTBORDELON
[ADDRESSREDACTED]
COMMONSTOCK
75
COMMONSTOCK
BRYANTHPATTON
25HIGHLANDPARKVILLAGE
SUITE100757
DALLAS,TX752052789
COMMONSTOCK
250
COMMONSTOCK
BRYANTPAULFAULK
[ADDRESSREDACTED]
COMMONSTOCK
3,573
COMMONSTOCK
BUDDYROSSPAKUER
BOX1415
MEEKER,CO816411415
COMMONSTOCK
COMMONSTOCK
BYRONANDREWSMITH
114ELINNST
HUNTINGTON,TX759498401
COMMONSTOCK
20
COMMONSTOCK
CAITLINMUNN
[ADDRESSREDACTED]
COMMONSTOCK
29
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
Number of
Securities
Kind of
Interest
CAITLINSAUNDERS
[ADDRESSREDACTED]
COMMONSTOCK
105
COMMONSTOCK
CAITLINSAUNDERS
[ADDRESSREDACTED]
COMMONSTOCK
38
COMMONSTOCK
CALIFORNIAPUBLICEMPLOYEESRETIREMENTSYSTEM
LINCOLNPLAZAE
#1820
400QST
SACRAMENTO,CA95811
COMMON
SHARES
CALLEXCAPITALLLC
ATTNMENARIZK
1603CAPITOLAVESTE314
CHEYENNE,WY820014561
1,374,591
COMMONSHARES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
520
PREFERREDSTOCK
CALVINBROWN
2971YORKTOWNDR
BATONROUGE,LA70808
COMMONSTOCK
312
COMMONSTOCK
CALVINJBROWN
[ADDRESSREDACTED]
COMMONSTOCK
1,824
COMMONSTOCK
CANDACEASHIRA
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
17OAKFIELDWAY
PITTSFORD,NY14534
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
CAROLYNMCLAWSON
1009SMITHDR
METAIRIE,LA700051734
COMMONSTOCK
CARRIEPMANCUSO
TODONFILE
401METAIRIERDAPT231
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
CEDE&CO(FAST)
POBOX20
BOWLINGGREENSTATION
NEWYORK,NY10274
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
900
200
696,450
PREFERREDSTOCK
COMMONSTOCK
PREFERREDSTOCK
COMMONSTOCK
Case No.
Debtor(s)
Security Class
CEDE&CO(FAST)
POBOX20
BOWLINGGREENSTATION
NEWYORK,NY10274
COMMONSTOCK
3,000
COMMONSTOCK
CEDE&CO(FAST)
POBOX20
BOWLINGGREENSTATION
NEWYORK,NY10274
COMMONSTOCK
96,260,165
COMMONSTOCK
CHADEGRADNEY
[ADDRESSREDACTED]
COMMONSTOCK
1,286
COMMONSTOCK
CHADRITCHIE
45ROBINRD
PORTSMOUTH,RI028713710
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
440
PREFERREDSTOCK
CHADVWAMSLEY
1645COLOGNEDR
BISMARCK,ND585047021
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
123
PREFERREDSTOCK
CHADWILLIAMS
[ADDRESSREDACTED]
COMMONSTOCK
7,158
COMMONSTOCK
CHADWILLIAMS
[ADDRESSREDACTED]
COMMONSTOCK
4,049
COMMONSTOCK
CHANDRAKANTJPATEL
AVANTIKACPATELTTEE
PATELFAMILYLIVTRUSTU/A12/23/14
2190UPPERRANCHRD
WESTLAKEVLG,CA913624733
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
3,985
PREFERREDSTOCK
CHARLESCECILWYCHE
TRADIRAVFTCASCUSTODIAN
11ETALLULAHDR
GREENVILLE,SC296051138
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
CHARLESCLOSETTEE
QSTARLLCRETIREMENTTRUST
FBOWILLIAMLBRUNNER
2121ALLENPKWYAPT4098
HOUSTON,TX77019
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
29
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
CHARLESSCHWABBANKTTEE
VENABLELLPRETIREMENTPLAN
FBOTROYECONRAN
2733NICODEMUSRD
WESTMINSTER,MD21157
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
CHARLESSCHWABINVESTMENTMANAGEMENT,INC.
DANDOWNEY
215FREMONTST
SANFRANCISCO,CA94105
COMMON
SHARES
CHARLESWJAMES
POBOX898
BASILE,LA70515
COMMONSTOCK
CHERYLDCOOPERAND
ROBERTFCOOPERTIC
POBOX356
INDEPENDENCE,MO640510356
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
CHESTERFWEIMER
IRAVFTCASCUSTODIAN
SEPACCOUNTU/ADTD4/13/89
141TETREAUST
THIBODAUX,LA703013533
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
3,500
PREFERREDSTOCK
CHRISDSOILEAU
[ADDRESSREDACTED]
COMMONSTOCK
1,206
COMMONSTOCK
CHRISROPKO&
NASTASSIAROPKOJTWROS
460CORTEESCUELA
NOVATO,CA949495923
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
CHRISTIANRBERTRAND
[ADDRESSREDACTED]
COMMONSTOCK
456
COMMONSTOCK
CHRISTIANSCHICKTOD
SUBJECTTOSTATODRULES
954COACHLIGHTDR
HOUSTON,TX77077
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
800
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
95
PREFERREDSTOCK
2,194,695
COMMONSHARES
2,813
COMMONSTOCK
Case No.
Debtor(s)
Security Class
CHRISTINAJRYE&
WILLIAMTRYEJTTEN
1736CAROUTHERSPKWY
STE300
BRENTWOOD,TN370278167
COMMONSTOCK
CHRISTINAMILLERREITER
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
9634PORTOFINODRIVE
BRENTWOOD,TN37027
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
CHRISTINEWKRIG
101CHILTONDR
BROUSSARD,LA705184991
COMMONSTOCK
CHRISTOPHERDKULLAS
2345DRUMMERBOYLN
BELLINGHAM,WA982269565
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
800
PREFERREDSTOCK
CHRISTOPHERMHAGENAND
AMANDAWHAGENJTTEN
9537TWICKENHAMCOURT
PIKEROAD,AL36064
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
CHRISTOPHERRDARBE
4072ALCONBURYCIR
PENSACOLA,FL325148001
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
CHRISTOPHERRDEMAY
2121BEACHVILLAGECTAPT102
ANNAPOLIS,MD214033634
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,827
PREFERREDSTOCK
CHRISTOPHERRANDALLGRANT
DESIGNATEDBENEPLAN/TOD
11911MAYFIELDAVEAPT103
LOSANGELES,CA90049
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
35
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
36
9,165
Kind of
Interest
COMMONSTOCK
PREFERREDSTOCK
COMMONSTOCK
Case No.
Debtor(s)
Security Class
CINDYPLOWRANCE
523BONNABELBLVD
NEWORLEANS,LA700053259
COMMONSTOCK
CINDYSTERNTTEE
CINDYSTERNLIVINGTR
DTD08/22/2006
15SPINNAKERSTAPT3
MARINADELREY,CA902927174
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
CLAUDIAGARCIA
[ADDRESSREDACTED]
Number of
Securities
6
Kind of
Interest
COMMONSTOCK
500
PREFERREDSTOCK
COMMONSTOCK
27
COMMONSTOCK
CLIFFORDABRAHAM
1223HARVARDTERRACE2
EVANSTON,IL602023200
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
30
PREFERREDSTOCK
CLINTONWCOLDREN
1535SONIATST
NEWORLEANS,LA701154033
COMMONSTOCK
COMMONSTOCK
CODYROBINSON
6750BEECHDRIVE
ARVADA,CO80004
COMMONSTOCK
20
COMMONSTOCK
COLUMBIAMANAGEMENTINVESTMENTADVISERS,LLC
C/ODAVIDGREAVU
DAVIDGREAVU
MINNEAPOLIS,MN55474
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
35,000
PREFERREDSTOCK
COREYDONDERA
1070MERRIMARCIRCLENE
COLUMBUS,OH432203539
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
133
PREFERREDSTOCK
CORNELIUSDUPREII
[ADDRESSREDACTED]
COMMONSTOCK
59,254
COMMONSTOCK
COURTNEYCAMPBELL
[ADDRESSREDACTED]
COMMONSTOCK
44
COMMONSTOCK
CRAIGAKENNEDY
[ADDRESSREDACTED]
COMMONSTOCK
1,202
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
CRAIGCOMEAUX
[ADDRESSREDACTED]
COMMONSTOCK
1,139
COMMONSTOCK
CSSLLC
C/OPROPDESK
PROPDESK
CHICAGO,IL60604
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
CULLENMCONE
[ADDRESSREDACTED]
COMMONSTOCK
762
COMMONSTOCK
CURTISRBLACKMON
[ADDRESSREDACTED]
COMMONSTOCK
140
COMMONSTOCK
CUSTFPO
CHERYLDCOOPERIRRA
FBOCHERYLDCOOPER
POBOX356
INDEPENDENCE,MO640510356
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
CUSTFPO
MICHAELSWINKRRA
FBOMICHAELSWINK
2755FLOURMILLDR
MIDLOTHIAN,VA231124265
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
38
PREFERREDSTOCK
CUSTFPO
MRDANNYTNGUYENRRA
FBOMRDANNYTNGUYEN
65BECKWITHPL
RUTHERFORD,NJ070701207
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
51
PREFERREDSTOCK
CUSTFPO
MRJAMESMANNINIRRA
FBOMRJAMESMANNIN
2107PERSAST
HOUSTON,TX770196417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
4,350
PREFERREDSTOCK
CUSTFPO
MRROBERTSCRAIGIRA
FBOMRROBERTSCRAIG
2931HIGHLANDLAKESDR
MISSOURICITY,TX774594218
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
CUSTFPO
ROBERTFCOOPERIRRA
FBOROBERTFCOOPER
POBOX356
INDEPENDENCE,MO640510356
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
CYEGLENNCOOPER
4018MODLINAVE
FORTWORTH,TX76107
COMMONSTOCK
100
COMMONSTOCK
DADAVIDSON&COASCUSTFBO
PHILIPHRUGGLES
TRADITIONALIRA
5504LOCHMORAVE
LASVEGAS,NV891303674
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
DADAVIDSON&COASCUSTFBO
ROGERTODDIRA
CARMELVALLEYMANOR
8545CARMELVALLEYRD
CARMEL,CA939239557
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
350
PREFERREDSTOCK
DCOOK&BCOOKTTEE
THECOOKFAMILYREVOCABLE
TRUSTU/ADTD02/29/2012
1246NW63RDST
OKLAHOMACITY,OK73116
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
DNORMANLANE&
SANDRAKLANEJT/WROS
2604PENNEFEATHERCT
LINCOLN,CA956487808
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
75
PREFERREDSTOCK
DANASTARNER&
KENJICHASHIMOTOJT/WROS
966HUMMINGBIRDDR
COPPELL,TX750196928
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
275
PREFERREDSTOCK
DANAWLARSON
[ADDRESSREDACTED]
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
5
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
DANIELKOWALSKI
181ESSEXSTUNITE503
BOSTON,MA021112147
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,500
PREFERREDSTOCK
DANIELWILLIAMWALL
ALISONHAYESWALLJTTEN
6904LONGRIDGEDR
RALEIGH,NC27603
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
DANILOSABILLION
POBOX87
STONEVILLE,MS38776
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
450
PREFERREDSTOCK
DANZELDMARCANTEL
[ADDRESSREDACTED]
COMMONSTOCK
DARRENGGENEOHLAND
85WYNNGATECT
NEWALBANY,IN471506547
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
10
PREFERREDSTOCK
DARYLBRENTWADA
2111YUCCAAVE
FULLERTON,CA92835
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
138
PREFERREDSTOCK
DATNGUYEN
1621RAQUELCT
SANJOSE,CA95128
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
380
PREFERREDSTOCK
DAVEHSHAVER
6405SHOREHAVENCT
FRISCO,TX750357417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,100
PREFERREDSTOCK
DAVEPWATSON
[ADDRESSREDACTED]
COMMONSTOCK
3,405
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,846
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
DAVESAVITTIERE
15910HURSTFIELDPOINTEDR
CYPRESS,TX77429
COMMONSTOCK
242
COMMONSTOCK
DAVIDCARLSON
1101PANTHERCREEKROAD
DRIFTWOOD,TX78619
COMMONSTOCK
2,382
COMMONSTOCK
DAVIDDPARTICK
[ADDRESSREDACTED]
COMMONSTOCK
325
COMMONSTOCK
DAVIDDPATRICK
[ADDRESSREDACTED]
COMMONSTOCK
976
COMMONSTOCK
DAVIDEFREELAND
[ADDRESSREDACTED]
COMMONSTOCK
1,834
COMMONSTOCK
DAVIDGEORGELESHNER
70LAKEFORESTDR
HUDSON,OH44236
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,500
PREFERREDSTOCK
DAVIDGEORGELESHNER
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
70LAKEFORESTDR
HUDSON,OH44236
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
DAVIDHSHAVERCUST
CLAIREELIZABETHSHAVERUTMATX
6405SHOREHAVENCT
FRISCO,TX750357417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
DAVIDHSHAVERCUST
RACHELJOYCESHAVERUTMATX
6405SHOREHAVENCT
FRISCO,TX750357417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
DAVIDHADDEN
10WOODLAWNAVE
NEEDHAM,MA024923414
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
10
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
DAVIDHANS
9357MORNINGGLORYLANE
HIGHLANDSRANCH,CO801304493
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
DAVIDHRUZEK
[ADDRESSREDACTED]
COMMONSTOCK
COMMONSTOCK
DAVIDJHODGE
211MAINSTREET
JEANERETTE,LA705443705
COMMONSTOCK
15
COMMONSTOCK
DAVIDLRENSHAW
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
1800TRAILVIEWDR
TERRELL,TX75160
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
650
PREFERREDSTOCK
DAVIDLRENSHAW
CHARLESSCHWAB&COINCCUST
SEPIRA
1800TRAILVIEWDR
TERRELL,TX75160
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,330
PREFERREDSTOCK
DAVIDMPOARCHCAROL
POARCHTTEESPOARCHREVOCLIVTRU/ADTD11/12/13
C/OPINNACLEINVESADVISORS
233S.DETROITAVE#100
TULSA,OK741202406
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
DAVIDMORRISDUNWOODY
3609NOTINGHAMST
HOUSTON,TX770052221
COMMONSTOCK
8,064
COMMONSTOCK
DAVIDMORRISDUNWOODY
3609NOTINGHAMST
HOUSTON,TX770052221
COMMONSTOCK
4,183
COMMONSTOCK
DAVIDMORRISDUNWOODY
3609NOTINGHAMST
HOUSTON,TX770052221
COMMONSTOCK
5,943
COMMONSTOCK
DAVIDREEDBURT
3300CARLTONAVE
FORTCOLLINS,CO80525
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
900
30
Kind of
Interest
PREFERREDSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
DEANECFRASERTOD
SUBJECTTOSTATODRULES
10910TUPPERLAKEDR
HOUSTON,TX77042
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
DEANNARVEREB
[ADDRESSREDACTED]
COMMONSTOCK
457
COMMONSTOCK
DEBORAHASUMMERS
[ADDRESSREDACTED]
COMMONSTOCK
38
COMMONSTOCK
DEBORAHHMANALE
341842NDST
METAIRIE,LA700012835
COMMONSTOCK
COMMONSTOCK
DEBORAHJRIVERS&
KENNETHMRIVERSJTTEN
6500SMITHJACKSONRD
NORTHPORT,AL35473
COMMONSTOCK
COMMONSTOCK
DEBORAHRMORRIS
[ADDRESSREDACTED]
COMMONSTOCK
170
COMMONSTOCK
DEBORAHSETTLES
[ADDRESSREDACTED]
COMMONSTOCK
1,791
COMMONSTOCK
DENISROYOR
DEBRAROY
52KAMBERWELLBAY
WINNIPEG,MBR2N4M9
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
DENNISLCASE
1854WEEKSLANENW
BROOKHAVEN,MS396014400
COMMONSTOCK
DENNISWILKINSBEHANSR
661ZETUSRD
BROOKHAVEN,MS39601
DEVINSCOTTNOMELLINI
61GLOUCESTERRD
SUMMIT,NJ07901
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
150
PREFERREDSTOCK
21
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
95
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
Number of
Securities
Kind of
Interest
DIAMONDSERVICESCORPORATION
503SOUTHDEGRAVELLEROAD
AMELIA,LA70340
COMMONSTOCK
1,093
COMMONSTOCK
DIANASTEPHENS
[ADDRESSREDACTED]
COMMONSTOCK
260
COMMONSTOCK
DIANESCHAEFER
107AMHERSTROAD
CRANSTON,RI02920
COMMONSTOCK
20
COMMONSTOCK
DIMENSIONALFUNDADVISORS,L.P.(U.S.)
GERARDO'REILLY
PALISADESWBLDGONE
6300BEECAVERD
AUSTIN,TX78746
COMMON
SHARES
DNVUSAINC401KPLAN
VFTCASTRUSTEE
FBOSTEVENJWEICHEL
3875ANTRIMRD
COLUMBUS,OH432215806
1,288,046
COMMONSHARES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
DOMENICOGROSSI&
STEFANIESULLIVANJTWROS
175WEST87THSTAPT19F
NEWYORK,NY100242908
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
DOMENICOGROSSI
175WEST87THSTAPT19F
NEWYORK,NY100242908
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
DONALDAOLSON
3921EDENBORNAVE
METAIRIE,LA70002
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
DONALDHUTTO
[ADDRESSREDACTED]
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
2,436
COMMONSTOCK
Case No.
Debtor(s)
Security Class
DONALDSMORRISON
CAROLYNMORRISON
5000OAKBLUFFCT
HOWELL,MI488437861
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
DONNALONG
3526DEEDSROAD
HOUSTON,TX77984
Number of
Securities
Kind of
Interest
25
PREFERREDSTOCK
COMMONSTOCK
100
COMMONSTOCK
DONNAMARIECOLLINS
BOX1415
MEEKER,CO816411415
COMMONSTOCK
COMMONSTOCK
DONNAWILLIAMS
[ADDRESSREDACTED]
COMMONSTOCK
67
COMMONSTOCK
DOUGLASJTIERNEY
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
710SCOLUMBINEST
DENVER,CO80209
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
DOUGLASWLYNN
ROTHIRAETRADECUSTODIAN
42106VILLANOVA
STERLINGHTS,MI483132972
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
41
PREFERREDSTOCK
DR.MARKJUNEAUJR.AND
JEANNEC.JUNEAUTENCOM
277FAIRWAYDR......
NEWORLEANS,LA701241018
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
DRILEXSYSTEMSINC
C/OBAKERHUGHES
POBOX670968
HOUSTON,TX772670968
COMMONSTOCK
136
COMMONSTOCK
DUANEALANSOMMER
[ADDRESSREDACTED]
COMMONSTOCK
12,649
COMMONSTOCK
DUOLIU
32788SARTISTRYLOOP
UNIONCITY,CA94587
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,050
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
DUSTINCLAIBORNE
8515STONESTHROWLANE
MISSOURICITY,TX77459
COMMONSTOCK
EPMANUEL
POBOX1046
EUNICE,LA70535
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
3,500
PREFERREDSTOCK
EDDIECHELETTE
[ADDRESSREDACTED]
COMMONSTOCK
1,870
COMMONSTOCK
EDDIECHELETTE
[ADDRESSREDACTED]
COMMONSTOCK
402
COMMONSTOCK
EDDIEMAXGOODEN
[ADDRESSREDACTED]
COMMONSTOCK
900
COMMONSTOCK
EDDIEMAXGOODEN
[ADDRESSREDACTED]
COMMONSTOCK
133
COMMONSTOCK
EDWARDFGRAY
856ELLICOTTDR
BELAIR,MD210153400
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
22
PREFERREDSTOCK
EDWARDFOWLER
ROWDYGENEFOWLERJTTEN
1415COUNTYROAD139
GIDDINGS,TX78942
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
909
PREFERREDSTOCK
EDWARDIANMCCANDLESS
1419WILLOWCREEKPL
ALABASTER,AL350079087
COMMONSTOCK
COMMONSTOCK
EKATERINARCHEREMNYKH
[ADDRESSREDACTED]
COMMONSTOCK
432
COMMONSTOCK
ELDAMARCHIVE
3787PURDUEST
HOUSTON,TX77005
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
100
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
ELEANORVANDELDEN
SEPARATEPROPERTY
2107PERSAST
HOUSTON,TX770196417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,900
PREFERREDSTOCK
ELIOTJLEMONCELLI
4037IVEYGLENAVE
ORLANDO,FL328264224
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ELIZABETHABALLARD
[ADDRESSREDACTED]
COMMONSTOCK
1,608
COMMONSTOCK
ELIZABETHBALLARD
301STJOSEPHPKWYAPT6435
HOUSTON,TX77002
COMMONSTOCK
867
COMMONSTOCK
ELIZABETHCANTU
[ADDRESSREDACTED]
COMMONSTOCK
508
COMMONSTOCK
ELIZABETHGATES
%SOLLEE
1843ONEIDAST
DENVER,CO80220
COMMONSTOCK
100
COMMONSTOCK
ELIZABETHMFRIEDMAN
2513STANOLIND
MIDLAND,TX79705
COMMONSTOCK
96
COMMONSTOCK
EMERTLWYSSTTEE&RAYEEWYSSTTEE
WYSSFAMILYTRUST
U/ADTD6/15/08
POBOX11
GODFREY,IL62035
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
EMILYLALLEMAN
[ADDRESSREDACTED]
COMMONSTOCK
134
COMMONSTOCK
EMMANUELHRODRIGUEZ&
LUZYRODRIGUEZ
JTTENWROS
1037GUNDERSONAVE
OAKPARK,IL603042117
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ENOSJFANGUEJR
[ADDRESSREDACTED]
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
635
Kind of
Interest
PREFERREDSTOCK
COMMONSTOCK
Case No.
Debtor(s)
Security Class
Number of
Securities
ERICCALDERON
21511BRIAROAKDRIVE
HUMBLE,TX77338
COMMONSTOCK
20
COMMONSTOCK
ERICMCPHAIL
[ADDRESSREDACTED]
COMMONSTOCK
304
COMMONSTOCK
ERICWSMITH
[ADDRESSREDACTED]
COMMONSTOCK
1,800
COMMONSTOCK
ESTHERCROCHET&
MARVINECROCHETJTWROS
128LEEROAD550
PHENIXCITY,AL368706816
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
240
PREFERREDSTOCK
ESTHERCROCHET
R/OIRAE*TRADECUSTODIAN
128LEEROAD550
PHENIXCITY,AL368706816
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
160
PREFERREDSTOCK
EUGENEFONTENOT
[ADDRESSREDACTED]
COMMONSTOCK
FELIXCTSE
7910DAWNRIDGE
HOUSTON,TX770712503
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
FIDENCIOGONZALEZ
2617FLORENCEST
KILGORE,TX75662
2,579
Kind of
Interest
COMMONSTOCK
64
PREFERREDSTOCK
COMMONSTOCK
500
COMMONSTOCK
FMTCOCUSTIRAROLLOVER
FBOAFZALRAZA
6809BUTTERMERELN
BETHESDA,MD208171529
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOANDRESTURCOT
100CHATEAULNAPT21
HAWTHORNE,NY105321740
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRAROLLOVER
FBOCHADRITCHIE
45ROBINRD
PORTSMOUTH,RI028713710
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
384
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOCHASERHARGRODER
302LAGOVERDERD
AUSTIN,TX787345814
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
235
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOCHERYLLALVAREZ
3396SOUTHATHOLROAD
ATHOL,MA013319320
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
80
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOCHRISTOPHERDKULLAS
2345DRUMMERBOYLN
BELLINGHAM,WA982269565
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBODAVIDRMCCABE
2910WINDYGORGECT
KINGWOOD,TX773452311
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
575
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBODONNAEMILLION
POBOX1990
FRIENDSWOOD,TX775491990
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBODOUGLASKENDO
2715RECINTOAVE
ROWLANDHGHTS,CA917484525
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBODOUGLASLJERALDS
2231LEEPIKE
SODDYDAISY,TN373797904
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
410
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRAROLLOVER
FBODOUGLASLWHITE
170PORTERCT
FAYETTEVILLE,GA302153052
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
545
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBODURWARDHASKELLBREWER
12473JUANITALN
NEOSHO,MO648507809
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,300
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOGLENNADAGIAN
215ANTIGUAWAY
LAKEWAY,TX787381773
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOHOWARDWHOPKINS
10883JEANELLDR
KEMP,TX751434426
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOIGNACIOZENDEJAS
49DONNAADELLECT
SANJOSE,CA951272469
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
92
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOJAMIESROTHFUS
18MYRTLERD
EBRUNSWICK,NJ088164623
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOJEFFREYMCAMPBELL
108PLYMOUTHPASSWAY
LEXINGTON,SC290726933
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOJENNIFERBRETZ
425WOODRUFFWAY
HARRISBURG,PA171128959
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRAROLLOVER
FBOJERRYLCOLES
10VALLEYTRL
SEDONA,AZ863517932
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
800
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOJIAOULI
55LORINGROAD
CONCORD,MA017424011
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOJOSEPHBALTMAN
116QUAILRUNRD
HENDERSON,NV890142149
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOJOSEPHPHENKES
2109WLASLANASLN
FULLERTON,CA928331708
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOKARYNHOFMANN
100CHATEAULNAPT21
HAWTHORNE,NY105321740
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOKEITHAKOWALSKI
116JERICHORD
SELKIRK,NY121581225
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOKEVINGKONIECZNY
5607SOLATHELN
CENTENNIAL,CO800154014
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOMARKAKANIA
55GRANDVIEWDRIVE
WESTFIELD,MA010851834
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRAROLLOVER
FBOPAULGCURTIS
380FORESTHILLSDR
TRACY,CA953764927
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOPETERJOHNNEWMANSR
121ATHOLRD
ROYALSTON,MA013688933
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,500
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBORAJESHMSHAH
8353GOVERNORRUN
ELLICOTTCITY,MD210433448
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
32
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBORICHARDLJULIUS
23900OXNARDST
WOODLANDHLS,CA913672943
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
805
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOROBERTEDMONDSMITHMD
1529LAKESHOREDR
MANDEVILLE,LA704486007
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOROBERTJOHNJONES
13262STATEROUTEYY
CAULFIELD,MO656269244
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOROHANGULATI
18005THAVEAPTL19
PITTSBURGH,PA152195580
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
26
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBORONALDCROMANOWSKI
176GREATFRONTIERDR
GEORGETOWN,TX786334594
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRAROLLOVER
FBORYANDALEDEARDORFF
10450W116THTER#202
OVERLANDPARK,KS662103865
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
20
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOSTEPHENCARTER
515BRADFORDCT
MARCOISLAND,FL341452435
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOTARUNSPATEL
95CARLTONDR
PARSIPPANY,NJ070547916
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
FMTCOCUSTIRAROLLOVER
FBOWILLIAMFSTRAFFORD
3181DOUGLASHWY
JUNEAU,AK998011915
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
FMTCOCUSTIRASEPP
FBODENISEEVONNWILBURN
POBOX2102
DAYTON,TX775350036
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
54
PREFERREDSTOCK
FMTCOCUSTIRASEPP
FBORAMANAMADUPURU
266LEVINBERGLN
WAYNE,NJ074704080
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
125
PREFERREDSTOCK
FMTCOCUSTIRA
FBOALBERTACIAMPI
3975LAURELPARKHWY
HENDERSONVLLE,NC287397990
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
40
PREFERREDSTOCK
FMTCOCUSTIRA
FBOANDREWNAGLE
207NPEMBROKEAVE
MARGATECITY,NJ084021319
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRA
FBOJAMESBETTSEASTBURN
1928RUTHERFORDAVE
LOUISVILLE,KY402051822
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,300
PREFERREDSTOCK
FMTCOCUSTIRA
FBOKENNETHJCOLE
224LAFAYETTEDR
BOLINGBROOK,IL604402343
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCOCUSTIRA
FBOKENTENNIS
233WCOLTRD
TEMPE,AZ852842278
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
20
PREFERREDSTOCK
FMTCOCUSTIRA
FBOMARKACHROPUFKA
95FAIRVIEWAVE
DEERPARK,NY117296514
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
4,500
PREFERREDSTOCK
FMTCOCUSTIRA
FBOMARKESHAW
608COUNTYROAD3799
PARADISE,TX760735113
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
FMTCOCUSTIRA
FBOMARKLGINGERY
156341STST
COLUMBUS,GA319046609
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
534
PREFERREDSTOCK
FMTCOCUSTIRA
FBOPETERJOHNNEWMANSR
121ATHOLRD
ROYALSTON,MA013688933
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
FMTCOCUSTIRA
FBORAHULKAKAR
74FRANKLINSTREETAPT4
NEWYORK,NY100133424
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
391
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCOCUSTIRA
FBOSUSANLGATES
211811THST
PERU,IL613542104
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
15
PREFERREDSTOCK
FMTCOCUSTIRA
FBOTHORSTENSCHMIDT
70BATTERYPLACE#711
NEWYORK,NY102801513
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCOCUSTIRA
FBOWALTERSTANLEYLOS
20FARMHILLRD
NATICK,MA017605553
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
350
PREFERREDSTOCK
FMTCCUSTODIANIRABDA
NSPSANDREWWCHESTERTON
22MOUNTPLEASANTST
WINCHESTER,MA018903043
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
80
PREFERREDSTOCK
FMTCCUSTODIANIRABDA
NSPSMARKLGINGERY
156341STST
COLUMBUS,GA319046609
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
988
PREFERREDSTOCK
FMTCCUSTODIANROTHBDA
NSPSMARKLGINGERY
156341STST
COLUMBUS,GA319046609
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
387
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOAARONJPAINE
755E19THAVEAPT226
DENVER,CO802035524
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
101
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOANNETTERBROWN
10764NORTHROAD
LEAVENWORTH,WA988269516
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCCUSTODIANROTHIRA
FBOCHRISTOPHERDSHAW
3738ARROWWOODBND
SANANTONIO,TX782612471
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOCHRISTOPHERRDEMAY
2121BEACHVILLAGECTAPT102
ANNAPOLIS,MD214033634
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOCLYDEWAYNEPARK
8621CRAIGSTONCT
DUBLIN,OH430178535
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBODARLENEJCHADDICK
1125HIGHLANDTERRACEDR
CANYONLAKE,TX781335272
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBODEBORAHLJERALDS
2231LEEPIKE
SODDYDAISY,TN373797904
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
275
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBODONALDJSEDLACEK
1605INDIANDAMRD
LAHOMA,OK737549667
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBODONNAEMILLION
POBOX1990
FRIENDSWOOD,TX775491990
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBODOUGLASLJERALDS
2231LEEPIKE
SODDYDAISY,TN373797904
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
850
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCCUSTODIANROTHIRA
FBOHENGWANG
506EAGLEPASSDR
OSCEOLA,IN465618418
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOJAYCHINCHANG
15317MASONWOODDRIVE
GAITHERSBURG,MD208783611
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,021
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOJERRYLCOLES
10VALLEYTRL
SEDONA,AZ863517932
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
450
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOJOHNLEWISFURSE
3208STRATFORDHLSLN
AUSTIN,TX787464683
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
900
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOJONATHANJDAVIS
4519SWHIPPLEST1STFLOOR
CHICAGO,IL606322540
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
184
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOJORDANTBROWN
10764NORTHRD
LEAVENWORTH,WA988269516
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOMARKMAZ
115LOCUSTGROVERD
BRYNMAWR,PA190101335
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOPATRICIAASHORT
874COMMONWEALTHCT
CASSELBERRY,FL327075885
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
700
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCCUSTODIANROTHIRA
FBORONALDLEWIS
10378SPIDERROCKAVE
LASVEGAS,NV891352169
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOSTEVENLTHOMPSON
679CITADELDR
WESTMONT,IL605591297
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
25
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOSUSANNEAFURSE
3208STRATFORDHLSLN
AUSTIN,TX787464683
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
900
PREFERREDSTOCK
FMTCCUSTODIANROTHIRA
FBOTARUNSPATEL
95CARLTONDR
PARSIPPANY,NJ070547916
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
385
PREFERREDSTOCK
FMTCCUSTODIANSIMPLE
PETROGLYPHPATHOLOGYSERVICES
FBORUOBINGXIAO
9209FLUSHINGMEADOWSDRNE
ALBUQUERQUE,NM871115879
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
FMTCTTEETTEE
S&BENGINEERS
FBOBLAKEAREETZ
1075EADOUEST
ALVIN,TX775112480
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
FMTCTTEE
AMERICANAIRLINESINC401(K)
FBOLEWISHVENABLEJR
6309MEADOWGLENDR
ARLINGTON,TX760182927
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
FMTCTTEE
BKDLLPEMPLOYEES
FBOCHRISTOPHERPOE
7750SFULTONPL
TULSA,OK741368400
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
45
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FMTCTTEE
ETHOSENERGY
FBOJOEYJUDEPOCHE
174NORMANDYAVE
HARAHAN,LA701234319
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,323
PREFERREDSTOCK
FMTCTTEE
ETHOSENERGY
FBOJUANVALERA
5508SISKENAVE
BAKERSFIELD,CA933119544
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
FMTCTTEE
HUNTSMANSALDEFPLN
FBOGARRETTMICHAELTRAHAN
211THORNRIDGEST
BRIDGECITY,TX776112356
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
FMTCTTEE
ISLANDOPERATING
FBODONOVANJNELTON
103BORDELONDR
HOUMA,LA703638517
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
15
PREFERREDSTOCK
FMTCTTEE
RAI401K
FBOROBERTEJAMES
POBOX297
ADVANCE,NC270060297
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
FMTCTTEE
S&BENGINEERS
FBOBRETTMSEARCY
14915GOLDENHAWKTRL
CYPRESS,TX774336626
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
114
PREFERREDSTOCK
FMTCTTEE
STATEEE'SCREDITUN
FBOWILLIAMFKEOWNIII
226WALBURYDR
KNIGHTDALE,NC275457944
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
376
PREFERREDSTOCK
FMTCTTEE
WFM401(K)PLAN
FBOCOREYDONDERA
1025FOLKESTONERDAPTD
COLUMBUS,OH432203754
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
117
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
FRANCESCAERINCIAMPICUST
BRIGHTLYGRACEBINGHAMUTMANC
3975LAURELPARKHWY
HENDERSONVLLE,NC287397990
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
FRANCISGARY
[ADDRESSREDACTED]
COMMONSTOCK
548
COMMONSTOCK
FRANCISPRICHARDJR
[ADDRESSREDACTED]
COMMONSTOCK
910
COMMONSTOCK
FRANKAPICCOLO
[ADDRESSREDACTED]
COMMONSTOCK
2,294
COMMONSTOCK
FRANKLINADVISERS,INC.
ONEFRANKLINPKWY
SANMATEO,CA944031906
COMMON
SHARES
FREDERICKJOSEPHCAMPANA
4019FEAGANSTREET
HOUSTON,TX77007
COMMONSTOCK
20
COMMONSTOCK
FREDERICKMTUTTLE
[ADDRESSREDACTED]
COMMONSTOCK
2,111
COMMONSTOCK
FREIDAMONICAROBERTSON
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
12SOAKENGATERD
PONCACITY,OK74604
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
GABEABOUCVALT
5224WESTDALEDRIVE
BATONROUGE,LA708081369
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
60
PREFERREDSTOCK
GABRIELBARRAGAN
111PINOAKDRIVE
BAYTOWN,TX77520
COMMONSTOCK
100
COMMONSTOCK
GAGNONSECURITIES,LLC
1370AVEOFTHEAMERICAS
24THFL
NEWYORK,NY10019
COMMON
SHARES
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
8
1,000,000
552,081
Kind of
Interest
PREFERREDSTOCK
COMMONSHARES
COMMONSHARES
Case No.
Debtor(s)
Security Class
GARETHRDEGOLIER
FCCCUSTODIANROTHIRA
POBOX490214
BLAINE,MN554490214
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
250
PREFERREDSTOCK
GARRETTBAGWELL
3919COLEAVE#105
DALLAS,TX752041853
COMMONSTOCK
100
COMMONSTOCK
GARRETTJESSLINDSAY
220DOGWOOD(GOLDENACRES)
CROCKETT,TX75835
COMMONSTOCK
20
COMMONSTOCK
GARYBRINT
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
GARYMECHE
[ADDRESSREDACTED]
COMMONSTOCK
216
COMMONSTOCK
GENEMCOOTS
253NORWAYDRIVE
BARTLETT,IL601032104
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
13
PREFERREDSTOCK
GENEMCOOTS
253NORWAYDRIVE
BARTLETT,IL601032104
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
90
PREFERREDSTOCK
GEODECAPITALMANAGEMENT,LLC
TAREKELDIN
ONEPOSTOFFICESQ
20THFL
BOSTON,MA021092804
COMMON
SHARES
681,675
COMMONSHARES
GEOFFREYKNIGHT&
KARALKNIGHTJTWROS
4801FOXBRANCHCT
RALEIGH,NC276148304
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
722
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
GERALDELUNN
253SCAMDENDRIVE
BEVERLYHILLS,CA902123801
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
GERALDGLENNPALMER
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
1604DOVERDR
WAUNAKEE,WI53597
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
GERALDJSANTINY
[ADDRESSREDACTED]
COMMONSTOCK
60
COMMONSTOCK
GHAPA401(K)PLAN
VFTCASTRUSTEE
FBOMICHAELGRYNSZTEJNMD
4610WOODSEDGEDR
RICHMOND,TX774067634
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
GIELWITT
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
5855MCFARLANERD
SEBASTOPOL,CA95472
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
GINGERMENOWN
99NORTHPOSTOAKLANE3207
HOUSTON,TX77024
COMMONSTOCK
40
COMMONSTOCK
GLENMEDETRUSTCOMPANY(ASSETMANAGEMENT)
C/OLUKEBORDA
LUKEBORDA
PHILADELPHIA,PA19103
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
GLYNNPBROUSSARD
8911EDENBRIDGE
SPRING,TX77379
COMMONSTOCK
8,922
COMMONSTOCK
GOLDMANSACHS&CO
222SOUTHMAINSTREET
SALTLAKECITY,UT84101
COMMONSTOCK
62,718
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
GOLDMANSACHS&CO.(U.S.)(BROKER)
ONENEWYORKPLAZA
85BROADST
47THFL
NEWYORK,NY10004
COMMON
SHARES
GORDONDOUGLASSTEWART
3614SAWYERBENDLN
SPRING,TX773863679
Number of
Securities
Kind of
Interest
1,094,654
COMMONSHARES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
775
PREFERREDSTOCK
GORDONSBLACKJR
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
210NCASSST
MIDDLETOWN,DE19709
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,800
PREFERREDSTOCK
GRANTDPRIBILSKI
[ADDRESSREDACTED]
COMMONSTOCK
44
COMMONSTOCK
GREATWESTTRUSTCOMPANYTTEE
GREATPLAINSENERGY401KPLAN
FBOKEVINDKNIPP
15611W86THST
LENEXA,KS66219
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
24
PREFERREDSTOCK
GREERMALBROUGH
[ADDRESSREDACTED]
COMMONSTOCK
199
COMMONSTOCK
GREGORYAHUDSON
530BRIARPATHDR
HOUSTON,TX770796529
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
GREGORYCOPELAND
170NORTHHAWTHORNEHOLLOWCIRCLE
THEWOODLANDS,TX77384
COMMONSTOCK
6,951
COMMONSTOCK
GREGORYDCOPELAND
[ADDRESSREDACTED]
COMMONSTOCK
612
COMMONSTOCK
GREGORYDSTODDARD
[ADDRESSREDACTED]
COMMONSTOCK
30
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
GREGORYJOHNMCCARTNEY
5601COFFEERD#413
BAKERSFIELD,CA93308
COMMONSTOCK
20
COMMONSTOCK
GREGORYLEEGEIS
1004CAMBRIDGEBEND
TYLER,TX75703
COMMONSTOCK
100
COMMONSTOCK
GROUPONETRADING,L.P.
440SLASALLE
#3232
CHICAGO,IL60605
COMMON
SHARES
458,054
COMMONSHARES
GRTCAPITALPARTNERS,LLC
RUDOLPHKLUIBER
ONELIBERTYSQ
11THFL
BOSTON,MA2109
COMMON
SHARES
867,224
COMMONSHARES
GUADALUPEFFLORESJR
[ADDRESSREDACTED]
COMMONSTOCK
556
COMMONSTOCK
HALHOLLISTER
ROTHIRAE*TRADECUSTODIAN
1832S.COLESTREET
LAKEWOOD,CO802284181
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
HAROLDDEEKEENEJR
129DERBYWAY
WARRENTON,VA20186
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
335
PREFERREDSTOCK
HARRYLARIMER
7239MANATEESTREET
NAVARRE,FL32566
COMMONSTOCK
4,802
COMMONSTOCK
HAYWOODAMOSS
[ADDRESSREDACTED]
COMMONSTOCK
1,974
COMMONSTOCK
HELMERDIRECTIONALDRILLINGINC
POBOX1670
GRETNA,LA700541670
COMMONSTOCK
42
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
HILARYHHUDSONTTEE
HILARYHHUDSONTR
DTD7/15/1987
POBOX1266
SOUTHWESTHARBOR,ME046791266
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
HILARYMJOHNSTON
[ADDRESSREDACTED]
COMMONSTOCK
307
COMMONSTOCK
HOLLYLAZZARI
2206SPRINGLAKEPARKLANE
SPRING,TX77386
COMMONSTOCK
100
COMMONSTOCK
HONGXINGUO&
F2503ANO.18HUIXINXIST
CHAOYANGDISTRICTBEIJING,PC100029
CHINA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
HORACEEPICKLETT
[ADDRESSREDACTED]
COMMONSTOCK
1,939
COMMONSTOCK
HOWARDGTITRUD
368WOLIVEAVEAPT5
SUNNYVALE,CA940867617
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
IANHOFFMAN
39382OAKLYNDR
PONCHATOULA,LA70454
COMMONSTOCK
223
COMMONSTOCK
IANHOFFMANN
[ADDRESSREDACTED]
COMMONSTOCK
219
COMMONSTOCK
IANMDOWNING
ROTHIRAVFTCASCUSTODIAN
869NATIONALAVE
TOLEDO,OH436093013
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
INVESCOPOWERSHARESCAPITALMANAGEMENT,LLC
PETERHUBBARD
301WROOSEVELTRD
WHEATON,IL60187
COMMON
SHARES
2,420,586
COMMONSHARES
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
IRAFBODENNISTECCLESTON
SUNAMERICATRUSTCOCUST
113PORTALCT
BABYLON,NY117021524
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
IRAFBOJAMESRHAMMETT
PERSHINGLLCASCUSTODIAN
61295VICTORYLOOP
BEND,OR977022820
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
IRAFBOJEANNECAPOZZOLI
SUNAMERICATRUSTCOCUST
99ST.ANDREWSCIRCLE
DURANGO,CO813013748
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
IRAFBOJEFFREYMLEW
PERSHINGLLCASCUSTODIAN
450ALTONRDAPT1007
MIAMIBEACH,FL331396716
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
5,000
PREFERREDSTOCK
IRAFBOJOSEPHMBARLETTA
PERSHINGLLCASCUSTODIAN
2815ROCKAWAYLN
SACRAMENTO,CA958352133
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
IRAFBOPAULEPLIESTER
PERSHINGLLCASCUSTODIAN
4751NHERMITAGEAVE
CHICAGO,IL606404401
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
IRAFBORONALDACARPENTERJR.
TRPTRUSTCOCUSTODIAN
ROTHACCOUNT
2803N8THST
WESTMONROE,LA712915003
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
625
PREFERREDSTOCK
IRAFBOSEANMMAXSON
SUNAMERICATRUSTCOCUST
126OAKSTREET
MASSAPEQUAPK,NY117621529
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
ISAACHAYES
18162JAMESCJACKDR
JUSTIN,TX76247
COMMONSTOCK
20
COMMONSTOCK
ISAACWILLIAMVELANDO
5401RAMPARTST#683
HOUSTON,TX77081
COMMONSTOCK
20
COMMONSTOCK
JBENHARDTANDERSON
[ADDRESSREDACTED]
COMMONSTOCK
2,669
COMMONSTOCK
JACKBURTONSORENSEN
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
3321FOSTERSBRANCHRD
CHARLOTTESVILLE,VA22911
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
JACKGOSTL
110WEST32NDSTREET7THFLOOR
NEWYORK,NY100013205
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
270
PREFERREDSTOCK
JACKLONG
3526DEEDSRD
HOUSTON,TX77084
COMMONSTOCK
100
COMMONSTOCK
JACKIEDSTEELE
CAROLYNSTEELE
532CRENSHAWST
BERWICK,LA70342
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
JACOBDJOLLY
392BENEDICTINETER
SEBASTIAN,FL329585512
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
800
PREFERREDSTOCK
JACOBGEICHER
234FOXHURSTDR
PITTSBURGH,PA152381818
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
25
PREFERREDSTOCK
JACOBTYLERBENNETT
15851NEDRAWAY
DALLAS,TX752484034
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JAGTRADING,LLC
C/OPROPDESK
PROPDESK
W.BLOOMFIELDTOWNSHIP,MI48322
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
JAISONTHOMAS
4311STEEPROCKYDR
PASADENA,TX77504
COMMONSTOCK
JAMESANESBITTC/F
AIDANJNESBITTUTMA/CA
11060MATTHEWSDRIVE
TUSTIN,CA927821387
Number of
Securities
15,359
Kind of
Interest
PREFERREDSTOCK
20
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
JAMESALBERTNAFTEL
5078HIDDENBRANCHESDR
ATLANTA,GA30338
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
JAMESANDREWFENDLEY
8201CHIEFSPOTTEDTAILDR
MCKINNEY,TX75070
COMMONSTOCK
20
COMMONSTOCK
JAMESBETTSEASTBURN
1928RUTHERFORDAVE
LOUISVILLE,KY402051822
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
JAMESCMURPHY
33WHITMANLN
MAHWAH,NJ074303168
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
JAMESCLARKTOD
SUBJECTTOSTATODRULES
9311NFM620
AUSTIN,TX78726
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
JAMESDCAPEZIO
1600N17THAVE
MELROSEPARK,IL60160
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
JAMESEJESTER
[ADDRESSREDACTED]
COMMONSTOCK
673
COMMONSTOCK
JAMESGIBSON
[ADDRESSREDACTED]
COMMONSTOCK
90
COMMONSTOCK
JAMESHENRYLEIGH
JANEHLEIGH
605IVYCV
COLLEGESTA,TX778456300
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
4,000
PREFERREDSTOCK
JAMESHERBYHYATT
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
5423HAVENWOODSDR
HOUSTON,TX77066
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
JAMESHERBYHYATT
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
5423HAVENWOODSDR
HOUSTON,TX77066
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
JAMESKENNETHCOLE
[ADDRESSREDACTED]
COMMONSTOCK
44
COMMONSTOCK
JAMESLACHANCE
28MONTVIEWAVE
SHORTHILLS,NJ07078
COMMONSTOCK
117,087
COMMONSTOCK
JAMESMARKFANNING
[ADDRESSREDACTED]
COMMONSTOCK
11,183
COMMONSTOCK
JAMESNBELL
[ADDRESSREDACTED]
COMMONSTOCK
238
COMMONSTOCK
JAMESPBORDOVSKY
1413EBELINGDR
PLAINVIEW,TX79072
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JAMESQUINN&
KIMQUINNJTTEN
26HILLSIDEAVE
STJAMES,NY117803108
COMMONSTOCK
19
COMMONSTOCK
JAMESRLATIMERIII
2602MCKINNEYAVENUE
SUITE400
DALLAS,TX752042595
COMMONSTOCK
216
COMMONSTOCK
JAMESWBEARD
941HESTERSCROSSING3209
ROUNDROCK,TX786817820
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
114
PREFERREDSTOCK
JAMIEKAYCHINTALA
BOX1415
MEEKER,CO816411415
COMMONSTOCK
COMMONSTOCK
JANMCHILDRESS
[ADDRESSREDACTED]
COMMONSTOCK
40
COMMONSTOCK
JANACCRAIN
[ADDRESSREDACTED]
COMMONSTOCK
228
COMMONSTOCK
JANELBOWERS
FCCCUSTODIANTRADIRA
20605THST#307
ST.PAUL,MN55110
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
110
PREFERREDSTOCK
JANETHUGHES
[ADDRESSREDACTED]
COMMONSTOCK
160
COMMONSTOCK
JANICEFOX
3447NCOTSWOLDMANORDR
KINGWOOD,TX77339
COMMONSTOCK
20
COMMONSTOCK
JANICERLESHNER
70LAKEFORESTDR
HUDSON,OH44236
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
JAREDABALDO
[ADDRESSREDACTED]
COMMONSTOCK
240
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JAREDBUSH
8COBBRD
MOUNTAINLKS,NJ070461143
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
JASONANDREWMEZO
37JEANETTEDRAPTC
GRANITECITY,IL62040
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
590
PREFERREDSTOCK
JASONCAMARDELLE
[ADDRESSREDACTED]
COMMONSTOCK
88
COMMONSTOCK
JASONMEZO
HANNAHMEZO
37JEANETTEAPT.C
GRANITECITY,IL620406665
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
710
PREFERREDSTOCK
JASONPALOMBO
[ADDRESSREDACTED]
COMMONSTOCK
462
COMMONSTOCK
JASONREUBANKS
[ADDRESSREDACTED]
COMMONSTOCK
425
COMMONSTOCK
JAYCHINCHANG
6817137THPLNEAPT456
REDMOND,WA980529531
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
3,593
PREFERREDSTOCK
JAYEJOPORTANOVAMDINC
U/A01/01/1989
1682RICOPL
PLSVRDSEST,CA902741924
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
17
PREFERREDSTOCK
JEFFERYBELLIS
POBOX843
OAKHARBOR,WA98277
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
850
PREFERREDSTOCK
JEFFERYCCOLLINS
3849MEEHANSUQUALENAROAD
MERIDIAN,MS39307
COMMONSTOCK
57
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JEFFREYALLEN
2906EAGLECREEKDRIVE
KINGWOOD,TX77345
COMMONSTOCK
100
COMMONSTOCK
JEFFREYMBUSCO
116SUMMITDR
CARRIERE,MS39426
COMMONSTOCK
1,022
COMMONSTOCK
JEFFREYMMYSAK
4018FIRFOREST
SPRING,TX77388
COMMONSTOCK
10
COMMONSTOCK
JEFFREYMYSAK
2222SMITHSTAPT235
HOUSTON,TX77002
COMMONSTOCK
100
COMMONSTOCK
JEFFREYTHOMASWATTS
3415CHAPELSQUARE
SPRING,TX77388
COMMONSTOCK
20
COMMONSTOCK
JENNIFERMCAMPANA
[ADDRESSREDACTED]
COMMONSTOCK
15,000
COMMONSTOCK
JEROMECHANDLER
IRAETRADECUSTODIAN
3016BRUNERAVENUE
BRONX,NY104693231
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
10
PREFERREDSTOCK
JERRYBEDELEN
75CARLTONDR
DELREYOAKS,CA939405550
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
250
PREFERREDSTOCK
JERRYLCOLESTTEE
COLESCHRTBLEREMAINUNITRUST
FBOJERRYL&REBECCACOLESVARIOUSCHARITIES
10VALLEYTRL
SEDONA,AZ863517932
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
JESSICAERINKOLESAR
%DUTKO
961KATHERINEAVE
FARMINGTON,NM87401
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JIAOULI
55LORINGRD
CONCORD,MA017424011
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
JIMBBURKETT
[ADDRESSREDACTED]
COMMONSTOCK
JIMFRAIVILLIG
145PINCKNEYSTAPT401
BOSTON,MA021143230
Number of
Securities
Kind of
Interest
57
PREFERREDSTOCK
724
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
69
PREFERREDSTOCK
JIMMYTUNGYEEKUO
1158PEBBLEWOODDR
DIAMONDBAR,CA91765
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
120
PREFERREDSTOCK
JIMMYTUNGYEEKUO
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
1158PEBBLEWOODDR
DIAMONDBAR,CA91765
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
JOANF.COLEMAN
5530FERNHOFFRD
OAKLAND,CA946193113
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
JOANNEBERLINTTEE
O/TJOANNEBERLINMARITALTR
U/ADTD03/11/2008
123GEORGINAAVEUNIT9
SANTAMONICA,CA904021663
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
JODIPERRY
[ADDRESSREDACTED]
COMMONSTOCK
406
COMMONSTOCK
JOECOLLINS&
DONNACOLLINSJTTEN
858FIFTHST
POBOX1415
MEEKER,CO816411415
COMMONSTOCK
144
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
JOECOTA
&SUSANCOTAJTWROS
16397MISTYHILLDR
CHINOHILLS,CA917094683
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
JOEOZMENT
[ADDRESSREDACTED]
COMMONSTOCK
7,031
COMMONSTOCK
JOELAGUICHARDIII
[ADDRESSREDACTED]
COMMONSTOCK
3,277
COMMONSTOCK
JOELGUICHARD
2502WOODVALE
KINGWOOD,TX77345
COMMONSTOCK
4,489
COMMONSTOCK
JOEYRINGWALD
1926WBURNSIDESTUNIT801
PORTLAND,OR972092074
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,075
PREFERREDSTOCK
JOHNAEXNICIOS
7901NELSONST
NEWORLEANS,LA70125
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
JOHNATAURIAC
1324LAKELOUISEDRIVE
GRETNA,LA70056
COMMONSTOCK
89
COMMONSTOCK
JOHNALBERS
[ADDRESSREDACTED]
COMMONSTOCK
20
COMMONSTOCK
JOHNBDOHERTY
IRAVFTCASCUSTODIAN
ROTHACCOUNT
212CHESWOLDHILLRD
HAVERFORD,PA190411814
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
20
PREFERREDSTOCK
JOHNBARKOW
N53W34398ROADQ
OKAUCHEE,WI530699721
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
400
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
Number of
Securities
Kind of
Interest
JOHNCSHEA
CHARLESSCHWAB&COINCCUST
IRACONTRIBUTORY
10543ARDSLEYLN
LASVEGAS,NV89135
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
JOHNCSINIBALDI
2850NE19THST
POMPANOBEACH,FL330623109
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
JOHNESCHULINIII
3029NLABARRERD
METAIRIE,LA70002
COMMONSTOCK
JOHNFSCHNEIDER
CAROLASCHNEIDERJTTENTOD
SUBJECTTOSTATODRULES
6723HIGHLANDAVE
FINLEYVILLE,PA15332
11
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
JOHNFWILSON&MARTHAZWILSONTTEES
JF&MZWILSONLIVTR
U/ADTD3/31/2008
POBOX278
RANCHOMIRAGE,CA922700278
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
JOHNFAITCH
POBOX147
SHENOROCK,NY10587
COMMONSTOCK
JOHNHCAMPBELLII
LAURALCAMPBELL
469RAMSGATEDR
BEAVERCREEK,OH45430
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
JOHNHOWARD
7700234THPLACENE
REDMOND,WA980537975
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
710
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
COMMONSTOCK
Case No.
Debtor(s)
Security Class
JOHNLEWISFURSE
SUSANNEAFURSETTEE
JOHNLFURSETRUSTU/A7/5/00
3208STRATFORDHLSLN
AUSTIN,TX787464683
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
15,000
PREFERREDSTOCK
JOHNMMORAN&
KATHRYNDELANEYCOLLINSJTTEN
147GRAMPIANWAY
DORCHESTER,MA02125
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
JOHNMURDOCKIII
[ADDRESSREDACTED]
COMMONSTOCK
498
COMMONSTOCK
JOHNRAYERS
772JENNYCT
BRICK,NJ087247176
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,300
PREFERREDSTOCK
JOHNRROWLANDSTOD
SUBJECTTOSTATODRULES
11092CHATHAMRD
SPENCER,OH44275
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
JOHNWYATTLAUTZENHEISER
7626FM2107
MEDINA,TX78055
COMMONSTOCK
20
COMMONSTOCK
JOHNNYEROBINSON
[ADDRESSREDACTED]
COMMONSTOCK
1,088
COMMONSTOCK
JONDHOFFMANN
TODNAMEONFILE
6441HITTAVE
MCLEAN,VA22101
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
44
PREFERREDSTOCK
JONATHANAHORNER
1780CURTNERAVE
SANJOSE,CA951241207
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JONATHANMPOMERANTZ
ROTHIRAE*TRADECUSTODIAN
1466SOUTHOGDENSTREET
DENVER,CO802102731
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
JORDANARHODY
6783RDAVE
SANFRANCISCO,CA941183907
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
21
PREFERREDSTOCK
JORDANMATTHEWHESS
8884SANDYCRESTLN
BOYNTONBEACH,FL334737812
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
JORDANRSETTLES
[ADDRESSREDACTED]
COMMONSTOCK
JOSEPHAWENZEL
632STONEWALLLANE
CLARKSVILLE,TN370405562
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
JOSEPHAWENZEL
632STONEWALLLANE
CLARKSVILLE,TN370405562
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
800
PREFERREDSTOCK
JOSEPHCCHINTALA
BOX1415
MEEKER,CO816411415
COMMONSTOCK
COMMONSTOCK
JOSEPHFCOLLINS
BOX1415
MEEKER,CO816411415
COMMONSTOCK
COMMONSTOCK
JOSEPHJACOBHLAVINKA
3919BOLIVIADR
PASEDENA,TX77504
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,519
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
JOSEPHLEONARDSNEYERS
448WEYMOUTHDR
WYCKOFF,NJ074811217
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
900
PREFERREDSTOCK
JOSEPHMICHAELADKISON
[ADDRESSREDACTED]
COMMONSTOCK
780
COMMONSTOCK
JOSEPHOBROUSSARD
%ENERGYPARTNERSLTD.
20540HWY182WEST
JEANERETTE,LA705448412
COMMONSTOCK
21
COMMONSTOCK
JOSHUAJMOLAISON
[ADDRESSREDACTED]
COMMONSTOCK
326
COMMONSTOCK
JOSHUAMCCANN
[ADDRESSREDACTED]
COMMONSTOCK
362
COMMONSTOCK
JOSHUANAJJAR
45W10ST#LB
NEWYORK,NY10011
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
JOSHUARAYBOZARTH
2700BRAZOSSTAPT4509
HOUSTON,TX77006
COMMONSTOCK
20
COMMONSTOCK
JOSUEJESPINOSA
6900NWATERWAYDR
MIAMI,FL331553800
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
75
PREFERREDSTOCK
JPMORGANCHASEBANK
FBOUBSALPHACHOICEFUNDLIMITEDAC/OACCOUNTP87919
USSOCORPORATEACTIONSPHYSPROCESS
4NEWYORKPLAZA
NEWYORK,NY10004
COMMONSTOCK
4,628
COMMONSTOCK
JUDEFREDERICK
[ADDRESSREDACTED]
COMMONSTOCK
216
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
3,500
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
JUDITHLZELL&
WILLIAMJOSEPHZELLJTTEN
WEST360SOUTH
9780MARKHAMROAD
EAGLE,WI53119
COMMONSTOCK
241
COMMONSTOCK
JUDITHLZELL
W360S9780MARKHAMRD
EAGLE,WI531191651
COMMONSTOCK
COMMONSTOCK
JUDYRSANTINY
[ADDRESSREDACTED]
COMMONSTOCK
60
COMMONSTOCK
JULIANADARBONNE
3502SHADYVILLAGEDR
KINGWOOD,TX77345
COMMONSTOCK
100
COMMONSTOCK
JULIEDSCHUERMANN
CHARLESSCHWAB&COINCCUST
SEPIRA
7301VISTADELMARAPT9
PLAYADELREY,CA90293
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
609
PREFERREDSTOCK
JULIEWALKER
[ADDRESSREDACTED]
COMMONSTOCK
85
COMMONSTOCK
JULIETSIMPSONELLISCUST
DONALDCHRISTIANELLIS
UNIFTRANMINACTTX
729WFRIARTUCKLANE
HOUSTON,TX77024
COMMONSTOCK
9,000
COMMONSTOCK
JULIETSIMPSONELLISCUST
JOHNSIMPSONELLIS
UNIFTRANMINACTTX
729WFRIARTUCKLANE
HOUSTON,TX77024
COMMONSTOCK
9,000
COMMONSTOCK
JUNEAROTHCHILDIRA
RAYMONDJAMES&ASSOCINCCSDN
34ROLLINGHILLSDR
MINOT,ND587038611
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
175
PREFERREDSTOCK
JUSTINDUNNAM
1510HACKBERRYST
THREERIVERS,TX78071
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
JUSTINERICALFF
17132BISHOPSGATEDRIVE
PFLUGERVILLE,TX78660
COMMONSTOCK
100
COMMONSTOCK
JUSTINHAMM
150GREENLEAFLN
CONROE,TX77304
COMMONSTOCK
100
COMMONSTOCK
JUSTINMOVERTON
POBOX1257
MARION,IA52302
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
KAMILLODHI
[ADDRESSREDACTED]
COMMONSTOCK
12,526
COMMONSTOCK
KARENGAILKELLOUGH
[ADDRESSREDACTED]
COMMONSTOCK
167
COMMONSTOCK
KARENLBIRNBAUMTTEE
KARENLBIRNBAUMTRUSTU/A07/12/02
FBOKARENLBIRNBAUM
11SWIFTSLN
SHARON,MA020671537
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
KARENLWHITE
&KIRBYLWHITEJTWROS
4237KEITHLN
CHICO,CA959737623
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
30
PREFERREDSTOCK
KARIHLAVINKA
3919BOLIVIADR
PASADENA,TX77504
COMMONSTOCK
KARLSCHAAKE
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
527SAXTONCT
CENTRALISLIP,NY11722
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
KARLWWILLIAMS
8017JOHNTWHITERD
FORTWORTH,TX761203611
COMMONSTOCK
COMMONSTOCK
KATHRYNHARDY
[ADDRESSREDACTED]
COMMONSTOCK
376
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
2,636
100
Kind of
Interest
COMMONSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
KATIEMAHAND
[ADDRESSREDACTED]
COMMONSTOCK
120
COMMONSTOCK
KAYLMORGAN
[ADDRESSREDACTED]
COMMONSTOCK
10,079
COMMONSTOCK
KAYLMORGAN
[ADDRESSREDACTED]
COMMONSTOCK
1,222
COMMONSTOCK
KAYPBERTRAM
206TRENTONDR
SLIDELL,LA70461
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
KEITHAMATO
VALRIEAMATO
1321FOCISST
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
KEITHPOSEY
C/OEPLOIL&GASINC
919MILAMSUITE1600
HOUSTON,TX770025338
COMMONSTOCK
1,737
COMMONSTOCK
KELLYDFRY
2914WOODSESTATESDR
KINGWOOD,TX77339
COMMONSTOCK
14
COMMONSTOCK
KELLYMARIEALGER
2711LEACHMANORLN
SPRING,TX77386
COMMONSTOCK
100
COMMONSTOCK
KELLYPASEKOFF
8424JEANPARRISHCTNE
ALBUQUERQUE,NM871222825
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
15
PREFERREDSTOCK
KELLYRNOVAK
6007WINDROSEHOLLOWLANE
SPRING,TX77379
COMMONSTOCK
119
COMMONSTOCK
KELSEYKOON
109PRAIRIELN
LONGVIEW,TX75605
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
KENNETHABARR
627ROBERTSAVE
JENNINGS,LA70546
COMMONSTOCK
468
COMMONSTOCK
KENNETHLANDERSON
[ADDRESSREDACTED]
COMMONSTOCK
45
COMMONSTOCK
KENNETHLANDERSON
[ADDRESSREDACTED]
COMMONSTOCK
900
COMMONSTOCK
KENNETHRANCARJR
[ADDRESSREDACTED]
COMMONSTOCK
370
COMMONSTOCK
KENNETHTHOMASKERR&
KARENMELISSAKERRJTTEN
134CABELLWAY
CHARLOTTE,NC28211
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
KENNETHVDUNN
INDIVIDUALRETIREMENTACCOUNT
RBCCAPITALMARKETSLLCCUSTADVISOR
2040STONEGATEVALLEYDRIVE
TYLER,TX757030120
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
KERRYDCARTER
4536BERGROAD
DULUTH,MN558039354
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
KERRYMCDONOUGH
[ADDRESSREDACTED]
COMMONSTOCK
KEVINDWADA
5421CAMPST
CYPRESS,CA90630
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
KEVINFLANNERY
[ADDRESSREDACTED]
COMMONSTOCK
KEVINMICHAELJEWELL
10014THST
WHEELING,WV26003
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,263
138
Kind of
Interest
COMMONSTOCK
PREFERREDSTOCK
53,681
COMMONSTOCK
1,000
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
KEYTRADEBANKSANV
OPTIONS/EQUITIESOMNIBUSACCOUNT
100BLVDDUSOUVERAINB1170
BRUSSELS
BELGIUM
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
80
PREFERREDSTOCK
KEYURSHAH
9BUTTERNUTRD
RANDOLPH,NJ078694501
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
850
PREFERREDSTOCK
KIMLMICELI
435ATHERTONDR
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
KIMMEYLANDERSON
[ADDRESSREDACTED]
COMMONSTOCK
40
COMMONSTOCK
KINDALSJOHNSON
3608LAKEDESALLEMANDSDR
HARVEY,LA700585163
COMMONSTOCK
16
COMMONSTOCK
KIRBYKRAMERCASTILLE
1605WPECANAVENUE
MIDLAND,TX797057427
COMMONSTOCK
20
COMMONSTOCK
KIRKSWINFORD
6507WESTCOTT#B
HOUSTON,TX77007
COMMONSTOCK
20
COMMONSTOCK
KIRTSONDARRENTHOMPSON
APT101AVENIDAATLANTICA
700RIODEJANEIRO
RJ22010000
BRAZIL
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
KRISTINASLAURENT
6831CANALBLVD
NEWORLEANS,LA701243303
COMMONSTOCK
11
COMMONSTOCK
LFAITHBHATIA&PBHATIATTEE
BHATIAFAMILYTRUST
U/ADTD12/12/2003
7591BALMORALWAY
SANRAMON,CA94582
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
3,871
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
LOGBURN&JOGBURNTTEE
TOUGHGUYINC401KPROFITSHAR
U/ADTD12/26/2012
448SWIFTFOXRUN
MADISONVILLE,LA70447
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
480
PREFERREDSTOCK
LAIKCHOW
7910DAWNRIDGE
HOUSTON,TX770712503
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
64
PREFERREDSTOCK
LAINIEGGINSBURG&
RICHARDIANGINSBURGJTTEN
318SPARKWAY
GOLDENBEACH,FL33160
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
25
PREFERREDSTOCK
LARRYRHUNT
[ADDRESSREDACTED]
COMMONSTOCK
631
COMMONSTOCK
LATIGOFILMWORKSINC
4063LATIGOCANYONRD
MALIBU,CA902652804
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
175
PREFERREDSTOCK
LAURAAFUSILIER
[ADDRESSREDACTED]
COMMONSTOCK
2,125
COMMONSTOCK
LAURAFUSILIER
[ADDRESSREDACTED]
COMMONSTOCK
398
COMMONSTOCK
LAURAFUSILIER
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
LAURAGAMBOA
1503VILLAGETOWNHOMEDR
PASADENA,TX77504
COMMONSTOCK
252
COMMONSTOCK
LAURALDONAHUE
P.O.BOX195
GREATRIVER,NY117390195
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
LAWRENCEDRAYBURN&
MARGIEGRAYBURNJTTEN
1525LYNCRESTAVE
COLUMBIA,MS39429
COMMONSTOCK
106
COMMONSTOCK
LAWRENCEFSHUSTOCKJR
ROTHIRAETRADECUSTODIAN
29LANZLA
ELLINGTON,CT060292310
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
210
PREFERREDSTOCK
LAWRENCEFSHUSTOCK
29LANZLN
ELLINGTON,CT060292310
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
LAWRENCEMATTHEWGEORGE
1010PEARSONDR
OVIEDO,FL327657041
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
LAZARDASSETMANAGEMENT,LLC(U.S.)
C/OTHOMASDZWIL
THOMASDZWIL
NEWYORK,NY10112
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
11,024
PREFERREDSTOCK
LEEAMCVICKER
FCCCUSTODIANROTHIRA
POBOX2336
WRANGELL,AK999292336
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
LEEANNSOUDERS
[ADDRESSREDACTED]
COMMONSTOCK
79
COMMONSTOCK
LEMONTEADOUCET
[ADDRESSREDACTED]
COMMONSTOCK
262
COMMONSTOCK
LENNISDCORMIERJR
[ADDRESSREDACTED]
COMMONSTOCK
970
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
LEOFKARLOVITZ
19106ELARAHLANE
HOUSTON,TX770941189
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
10
PREFERREDSTOCK
LEONARDCQUICKANDASSOCIATES
100ROSEDOWNWAY
MANDEVILLE,LA70471
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
LESLEYMUNOZ
433KEENERST
GRANDJUNCTION,CO815044725
COMMONSTOCK
100
COMMONSTOCK
LESLIEJMEZEI
1715BANFFDR
SUNNYVALE,CA94087
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
LESLIELOUISMEYER
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
404PLUMSTSW
VIENNA,VA22180
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
LINDAALBERS
10917LAKEFORESTDR
CONROE,TX77384
COMMONSTOCK
20
COMMONSTOCK
LINDADUNNAM
8210TIMBERWILDEDR
SPRING,TX773893368
COMMONSTOCK
100
COMMONSTOCK
LINDAJAMES
877ROPERRD
LUFKIN,TX75904
COMMONSTOCK
20
COMMONSTOCK
LINDAKLEBLANC
[ADDRESSREDACTED]
COMMONSTOCK
700
COMMONSTOCK
LINDAMSTEVENS
[ADDRESSREDACTED]
COMMONSTOCK
10,036
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
Number of
Securities
LISAMARIEPAKUER
BOX1415
MEEKER,CO816411415
COMMONSTOCK
LISECACHONEGRETE
3828HILLWAYDR
GLENDALE,CA912081019
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
188
PREFERREDSTOCK
LIVINGSTONFAMILYLLCC/OJ
LIVINGSTONJBLIVINGSTONDJ
LIVINGSTON&NLIVINGSTON
15LAKEVIEWAVE
SLEEPYHOLLOW,NY105911116
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
LLOYDEVANCE
[ADDRESSREDACTED]
COMMONSTOCK
217
COMMONSTOCK
LOISTTIBBS
[ADDRESSREDACTED]
COMMONSTOCK
38
COMMONSTOCK
LSVASSETMANAGEMENT
155NWACKERDR
#4600
CHICAGO,IL60606
COMMON
SHARES
LUCASCHARLESWHELAN
353EBONNEVILLEAVEUNIT289
LASVEGAS,NV891016627
Kind of
Interest
COMMONSTOCK
516,308
COMMONSHARES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
80
PREFERREDSTOCK
LUCASDMITTRYSNODGRASS
POBOX131
DIGGINS,MO656360131
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
259
PREFERREDSTOCK
LUCASMALOY
1625MAINSTAPT1516
HOUSTON,TX77002
COMMONSTOCK
251
COMMONSTOCK
LUCASMOSS
5919NEWFOUNDLANDCT
SPRING,TX77379
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
LUCIOUSBARNUM
403OVERLANDPARKDR
HOUSTON,TX77049
COMMONSTOCK
100
COMMONSTOCK
LUISECONTRERAS
2656RAMSEYDRIVE
NEWORLEANS,LA701315238
COMMONSTOCK
19
COMMONSTOCK
LUNNGAILAMSMAHA
3711DIANEPLACE
METAIRIE,LA700025807
COMMONSTOCK
30
COMMONSTOCK
LYNNCARSONMADDOX
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
2130NLINCOLNPARKWAPT13S
CHICAGO,IL60614
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
MELMORE&GGALARPETTEE
NATHANIELHALECAPITALLLC401
FBOMARKRYANELMORE
227WTRADESTSTE2150
CHARLOTTE,NC28202
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
MRICHARDROBERSON&
TERESACROBERSONJTTEN
INVESTMENTACCOUNT
5923OVERLOOKDR
AUSTIN,TX787314221
COMMONSTOCK
55
COMMONSTOCK
MADISONTJAMES
[ADDRESSREDACTED]
COMMONSTOCK
105
COMMONSTOCK
MANNINGHOLDINGSLLC
11212BIGCANOE
BIGCANOE,GA30143
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
MARCGPARKINSON
1290FALLENTREERD
MONUMENT,CO801329504
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
900
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
MARIAJMILLSEXEMPTTRUST
UAD12/07/06
JAMESJENKINSMILLSTTEE
3123BELVINDR
RALEIGH,NC276097801
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
11
PREFERREDSTOCK
MARIECRENSHAW&
DAVIDLRENSHAWJTTEN
1800TRAILVIEWDR
TERRELL,TX75160
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
MARIEGARZA
11426FAIRPOINTDR
HOUSTON,TX77099
COMMONSTOCK
20
COMMONSTOCK
MARIEWITT
CHARLESSCHWAB&COINC.CUST
ROTHCONVERSIONIRA
5855MCFARLANERD
SEBASTOPOL,CA95472
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
MARKAMYJAK
93CHERRYHILLRD
ROCKFALL,CT064812015
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
171
PREFERREDSTOCK
MARKASANDERS
562HOMESTEADAVE
HOLLAND,MI494234072
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,244
PREFERREDSTOCK
MARKBECKER
214W29THSTSUITE1007
NEWYORK,NY10001
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
65
PREFERREDSTOCK
MARKDMAGNER
[ADDRESSREDACTED]
COMMONSTOCK
396
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
MARKEPITTMAN
5724COBBLESTONEDRIVE
ROCKLIN,CA957654128
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MARKGINGERY
156341STST
COLUMBUS,GA319046609
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,500
PREFERREDSTOCK
MARKLGINGERY
156341STST
COLUMBUS,GA319046609
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
325
PREFERREDSTOCK
MARKMAGNER
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
MARKTBIEGA
109MADIERABEACHBLVD
KISSIMMEE,FL34746
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
15
PREFERREDSTOCK
MARKWMAHAFFEY
[ADDRESSREDACTED]
COMMONSTOCK
MARLAMWALCOTT
IRAVFTCASCUSTODIAN
SEPACCOUNTU/ADTD4/13/89
11400MOTHERLODECIR
GOLDRIVER,CA956703014
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
MARLENERMOORTTEE
REUGENEMOORJRANDMARLENER
MOORREVLVGTRU/A4/16/98
18643HOSMERMILLRD
COVINGTON,LA70435
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MARSHALDELCAMBRE
[ADDRESSREDACTED]
COMMONSTOCK
270
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,931
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
MARSHALLDWHITMER&
DEBORAHKWALLACETENCOM
209MUSKOGEETRAIL
MADISONVILLE,LA704479487
COMMONSTOCK
13,745
COMMONSTOCK
MARSHALLWOLF
BOX730STATIONA
TORONTO,ONTARIOM5W1G2
CANADA
COMMONSTOCK
COMMONSTOCK
MARVINCHARLESENGLE
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
17OAKFIELDWAY
PITTSFORD,NY14534
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
MARVINCUMBIE
21601CUMBIELANE
ANDALUSIA,AL36421
COMMONSTOCK
MARVINECROCHET
R/OIRAE*TRADECUSTODIAN
128LEEROAD550
PHENIXCITY,AL368706816
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
MARVINRATHKE
[ADDRESSREDACTED]
COMMONSTOCK
1,290
COMMONSTOCK
MARYLINDSEYBATEMAN
[ADDRESSREDACTED]
COMMONSTOCK
1,507
COMMONSTOCK
MARYVMODJESKITTEE
DENNISCMODJESKI&
MARYVMODJESKITRDTD4/28/1986
214DEANZAST
SANGABRIEL,CA917761219
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MASONGADBERRY
8517CASTLETONWAY
TYLER,TX75703
COMMONSTOCK
100
COMMONSTOCK
MATTHEWDANEWILSON
23334LEAFRIDGEDR
KARY,TX77494
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
300
PREFERREDSTOCK
93
COMMONSTOCK
800
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
Number of
Securities
Kind of
Interest
MATTHEWGKINGREY&
SHIRAMKINGREYJTWROS
368NORMANDYCIRCLE
NASHVILLE,TN37209
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
424
PREFERREDSTOCK
MATTHEWGREER
[ADDRESSREDACTED]
COMMONSTOCK
378
COMMONSTOCK
MATTHEWJMCLEOD
[ADDRESSREDACTED]
COMMONSTOCK
456
COMMONSTOCK
MATTHEWRLIPSCOMB
[ADDRESSREDACTED]
COMMONSTOCK
2,516
COMMONSTOCK
MATTHEWSSTAYNER
2539LAURAVISTADRIVEN
ALBANY,OR973214103
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
165
PREFERREDSTOCK
MATTHEWSCHMIDT
1319MIDNIGHTDR
SANANTONIO,TX78260
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
700
PREFERREDSTOCK
MAURICEATROSCLAIR
53ECHEZEAUXDRIVE
KENNER,LA700651115
COMMONSTOCK
MAURICEBLOBREAU50**
5LILLECOURT
AURORA,ONL4G0H3
CANADA
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
85
PREFERREDSTOCK
MAXEUGENEGRUBB
CHARLESSCHWAB&COINCCUST
IRACONTRIBUTORY
403SGEORGIAAVE
MARTINSBURG,WV25401
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
390
PREFERREDSTOCK
MEGANWEYEL
2006SINGLETON
HOUSTON,TX77008
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
MERLINJFORET
[ADDRESSREDACTED]
COMMONSTOCK
458
COMMONSTOCK
METHAVASQUEZ
[ADDRESSREDACTED]
COMMONSTOCK
4,260
COMMONSTOCK
MIAWILTZ
[ADDRESSREDACTED]
COMMONSTOCK
151
COMMONSTOCK
MICHAELBYRONMILLER
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
10435SRIVEROAKSDR
BATONROUGE,LA70815
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
MICHAELESMITH
4617SHORESDR
METAIRIE,LA70006
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MICHAELJCOLEY
1755HAROLD
HOUSTON,TX77098
COMMONSTOCK
MICHAELJMINAROVICTTEE
ARENAENERGYLLC401KU/A
DTD12/27/2001FBOBOZENNE
4200RESEARCHFOREST#500
THEWOODLANDS,TX77381
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
550
PREFERREDSTOCK
MICHAELLBLACKBURN
IRAVFTCASCUSTODIAN
ROTHACCOUNT
2810MIDLN
HOUSTON,TX770274910
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
MICHAELLMCDANIEL
915N61STTER
KANSASCITY,KS661023113
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
925
PREFERREDSTOCK
MICHAELLRENKEN
[ADDRESSREDACTED]
COMMONSTOCK
906
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
2,360
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
MICHAELPHI
3231ALLENPKWYAPT5307
HOUSTON,TX77019
COMMONSTOCK
100
COMMONSTOCK
MICHAELPILANT
111DENETTEDR
DUSON,LA70529
COMMONSTOCK
56
COMMONSTOCK
MICHAELRENKEN
1406BEACHST
PINEPRAIRIE,LA70576
COMMONSTOCK
369
COMMONSTOCK
MICHAELROCH
8371TAPUCT
BALTIMORE,MD21236
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
25
PREFERREDSTOCK
MICHAELSGOODE
LAURIEGOODE
6147VALLEYSTATIONDR
PELHAM,AL351243123
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
125
PREFERREDSTOCK
MICHAELSCOTTSOLLEE
6003OAKCREEKDR
MIDLAND,TX79797
COMMONSTOCK
20
COMMONSTOCK
MICHAELSTEWARTFOSTER
DESIGNATEDBENEPLAN/TOD
POBOX8030
NORTHRIDGE,CA91327
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MICHAELSWINKAND
RANDYSWINKJTWROS
2755FLOURMILLDR
MIDLOTHIAN,VA231124265
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
MICHAELWDELCAMBRE
609CHEMINMETAIRIERD
YOUNGSVILLE,LA70592
COMMONSTOCK
2,505
COMMONSTOCK
MICHAELWFRANCIS
[ADDRESSREDACTED]
COMMONSTOCK
1,611
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
MICHAELZUKJR
4923WEST96THTERRACE
OVERLANDPARK,KS662073316
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
99
PREFERREDSTOCK
MICHELEAPATTERSON
ROTHIRAE*TRADECUSTODIAN
141EDALERD
FAIRMONT,WV265545983
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
MICHELLEFREEMAN
772JENNYCT
BRICK,NJ087247176
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
MIGUELCOQUISCHIOZZA
3513HAVENLAKEDR
FLOWERMOUND,TX75022
COMMONSTOCK
20
COMMONSTOCK
MIKELLWWINDHAM
[ADDRESSREDACTED]
COMMONSTOCK
1,078
COMMONSTOCK
MIKHAILMAYZENBERG
2207MEADOWPARKCIR
MISSOURICITY,TX77459
COMMONSTOCK
100
COMMONSTOCK
MILOKUDLICKAAND
DANIELAKUDLICKAJTWROS
11147DOVERHILLRD
SANDIEGO,CA921313675
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
MINDYGROMER
224NOTTINGHILLWAY
LAFAYETTE,LA70508
COMMONSTOCK
100
COMMONSTOCK
MONIQUEMIZE
42WYNOAK
NASHVILLE,TN372055001
COMMONSTOCK
COMMONSTOCK
MONSIEURBENOITNADEAU
188CHDUVIDE
MARIEVILLE,QCJ3M1N9
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
250
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
MONSIEURROBERTCOURNOYER
12618RUEDUJARDIN
QUEBEC,QCG2A2P9
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
MORGANSTANLEY&COMPANY,LLC
1585BROADWAY
38THFL
NEWYORK,NY10036
COMMON
SHARES
MORGANSTANLEYWEALTHMANAGEMENT
C/OPROPDESK
PROPDESK
PURCHASE,NY10577
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
MORSTANNOMINEESLIMITEDFIRMACCT
25CABOTSQUARE
CANARYWHARF
LONDONE145LB
UNITEDKINGDOM
COMMONSTOCK
MOUNTKELLETTCAPITALMANAGEMENT,L.P.
280PARKAVE
4THFLE
NEWYORK,NY10017
COMMON
SHARES
MRANDRESICARD
4194STONEMASONCR
MISSISSAUGA,ONL5L2Z7
CANADA
Number of
Securities
Kind of
Interest
100
PREFERREDSTOCK
1,326,395
COMMONSHARES
1,960
PREFERREDSTOCK
COMMONSTOCK
5,923,158
COMMONSHARES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MRFRANKLARCH
2107PERSAST
HOUSTON,TX770196417
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
MRJOHNLDEGENERESJR
300BRAGGST
NEWORLEANS,LA70124
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
MRTIMOTHYALEE
3314ULLOAST
SANFRANCISCO,CA941162262
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
250
PREFERREDSTOCK
MR.HARVEYJOHNSON
49OLDARNESPL
ARNES,MBR0C0C0
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
MR.KENNETHLAIOR
MRSDELLANICHOLSON
2466WILLOWBURNEDR
MISSISSAUGA,ONL5M5G1
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
780
PREFERREDSTOCK
MRSSYLVIASHAPIRO
INDIVIDUALRETIREMENTACCOUNT
RBCCAPITALMARKETSLLCCUST
1574984THSTREET
HOWARDBEACH,NY114142616
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
NANCYBKRAFT(IRA)
FCCASCUSTODIAN
18848N87THLN
PEORIA,AZ853828768
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
NATALIEANNEBEGNAUD
5306CLEARLANDINGCT
ROSHARON,TX77583
COMMONSTOCK
20
COMMONSTOCK
NATALIENSCHUMANN
[ADDRESSREDACTED]
COMMONSTOCK
621
COMMONSTOCK
NATHALIELOUISEJOHNSON
17910TERRANOVAWESTDR
SPRING,TX77379
COMMONSTOCK
100
COMMONSTOCK
NATHANMATUSEK
[ADDRESSREDACTED]
COMMONSTOCK
1,445
COMMONSTOCK
NATHANNIESWIADOMY
201E24THSTREET
HOUSTON,TX77008
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
NATHANSTEPHENFOYIL
1611WALTONST
HOUSTON,TX77009
COMMONSTOCK
NATHANTODDBYERLY
7904COLUMBINEDR
LOUISVILLE,KY40258
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
NEALAMOILANEN
1034DURRWACHTERRD
PORTANGELES,WA98363
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
225
PREFERREDSTOCK
NFS/FMTCIRABDA
NSPSFRANKGTORTORICH
152ELIVINGSTONPL
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
NFS/FMTCIRABDA
SPSEILEENFCULOTTA
997LANEST
NEWORLEANS,LA70124
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
NFS/FMTCIRA
FBOALVINJROYER
736BEVERLYGARDENDR
METAIRIE,LA70002
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
NFS/FMTCIRA
FBOAMANDAEWILDER
1256NELSONFALLSLN
HOUSTON,TX77008
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
NFS/FMTCIRA
FBOAMOSHCRABTREEJR
1512NURSERYAVE
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
100
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
NFS/FMTCIRA
FBODEBORAONEELIS
2315LOUMORAVE
METAIRIE,LA70001
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
NFS/FMTCIRA
FBOKAYPBERTRAM
206TRENTONDR
SLIDELL,LA70461
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
NFS/FMTCIRA
FBOLINDARTROTTER
4240CONNECTICUTAVE
KENNER,LA70065
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
149
PREFERREDSTOCK
NFS/FMTCIRA
FBOLORILCRAYON
1809TAFTPARK
METAIRIE,LA70001
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
NFS/FMTCIRA
FBOROSEANNGARRITY
6IBISLN
MANDEVILLE,LA70471
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
175
PREFERREDSTOCK
NFS/FMTCIRA
FBOSTEVENMHITT
1341ELMCRESTDR
BATONROUGE,LA70808
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
NFS/FMTCROLLOVERIRA
FBOBRYANABROWN
109HOMESTEADAVE
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
250
PREFERREDSTOCK
NFS/FMTCROLLOVERIRA
FBOCHRISTOPHERMGALY
1722SWEETBRIARDR
SANJOSE,CA95125
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
NFS/FMTCROLLOVERIRA
FBOGAYLEFQUEYROUZE
1333PIERAVE
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
NFS/FMTCROLLOVERIRA
FBOROBERTSHEPPARDBARNUM
20726MISTYCROSSINGLN
SPRING,TX77379
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
NFS/FMTCROLLOVERIRA
FBOSHERYLDBROWN
111HOMESTEADAVE
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
NFS/FMTCROTHIRA
FBOAMOSHCRABTREEJR
1512NURSERYAVE
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
NFS/FMTCROTHIRA
FBOJAMESENEVILLE
812GRAVIERSTAPT340
NEWORLEANS,LA70112
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
NFS/FMTCROTHIRA
FBOPETERMCARUSO
POBOX10741
NEWORLEANS,LA70181
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
75
PREFERREDSTOCK
NFS/FMTCSEPIRA
FBONICHOLASEPONTIFF
707ROSEWOODDR
METAIRIE,LA70001
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
80
PREFERREDSTOCK
NICHOLASANDREWSCHILLING
1823HILLGREENDR
KATY,TX77494
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
NICHOLASDEHOYOSJR
2203HEATHERAVE
EDINGURG,TX78542
COMMONSTOCK
859
COMMONSTOCK
NICHOLASEPINGITOREJR
CHARLESSCHWAB&COINCCUST
IRACONTRIBUTORY
1328MADELINEDR
ELPASO,TX79902
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
700
PREFERREDSTOCK
NICHOLASLASALA
260JAMESEDISONDR
GRAY,LA70359
COMMONSTOCK
674
COMMONSTOCK
NICHOLASRAHRICH
&NICOLERAHRICHJTWROS
3400ROOSEVELTDR
BISMARCK,ND585035847
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
10
PREFERREDSTOCK
NICHOLASRAHRICH
FCCCUSTODIANTRADIRA
3400ROOSEVELTDR
BISMARCK,ND585035847
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
166
PREFERREDSTOCK
NICHOLASREINERT
108WINCHESTERDR
DRIPPINGSPRINGS,TX78620
COMMONSTOCK
20
COMMONSTOCK
NICOLEOZMENT
12927HANSEL
HOUSTON,TX77024
COMMONSTOCK
100
COMMONSTOCK
NINADAMBROSINO
5901SUGARHILL
HOUSTON,TX770571953
COMMONSTOCK
COMMONSTOCK
NINAPHAM
3770CARICKPLACEWAY
SANJOSE,CA951211905
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
2,948
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
NOAHBERGER
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
17PONDVIEWRD
SUDBURY,MA01776
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
NOBLEDRILLINGCORPORATION
13135SDAIRYASHFORDSTE800
SUGARLAND,TX774783686
COMMONSTOCK
NORMANK&BRENDALTOERGETTEE
TOERGEFAMILYTRUST
FBONKTOERGEANDBRENDALTOERGE
328WPASEODECRISTOBAL
SANCLEMENTE,CA926725431
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
NORTHERNTRUSTINVESTMENTS,INC.
ANDREWBOHLIN
50SLASALLEST
4THFL
CHICAGO,IL60603
COMMON
SHARES
NORTHWESTUROLOGICALSOCIETY
RICHARDPELMAN
3401EMERCERST
SEATTLE,WA981124341
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
NYNOMINEESLIMITED
MERRILLLYNCHFINANCIALCENTRE2
KINGWILLIAMSTREET
LONDONEC1A1HQ
UNITEDKINGDOM
COMMONSTOCK
1,000
COMMONSTOCK
PAITENTINAR
[ADDRESSREDACTED]
COMMONSTOCK
912
COMMONSTOCK
PAMELADAWNFRYE&
ELAMCFRYEJRJTTEN
935HARPOLERD
ARGYLE,TX76226
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
100
PREFERREDSTOCK
67
COMMONSTOCK
1,000
PREFERREDSTOCK
998,747
COMMONSHARES
200
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
PANNAGAPARTHASARATHY
4872CREEKWOODDR
FREMONT,CA945552628
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
60
PREFERREDSTOCK
PATRICKROSS
132FENCERAILGAP
WALLAND,TN37886
COMMONSTOCK
20
COMMONSTOCK
PAULDAVISON
1021MAINSTSTE2626
HOUSTON,TX770026516
COMMONSTOCK
50,481
COMMONSTOCK
PAULDAVISON
21WALSINGHAMROADHOVE
EASTSUSSEXBN34FE
UNITEDKINGDOM
COMMONSTOCK
45,595
COMMONSTOCK
PAULFBURKE
522OLDPHILADELPHIARD
EASTON,PA18042
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
700
PREFERREDSTOCK
PAULFGIAMBONA
12WENWOODDRIVE
MASSAPEQUAPARK,NY117623928
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
PAULGROBBEN
2913MISSIONBAYAVE
THERMAL,CA92274
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,455
PREFERREDSTOCK
PAULLOSCALZO
8212SIMMSCT
ARVADA,CO800055338
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
PAULASAVAGECOHEN
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
644FLINTAVE
LONGBEACH,CA90814
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
PAULETTECWITTMANN
5844MARSHALLFOCHSTREET
NEWORLEANS,LA70124
COMMONSTOCK
COMMONSTOCK
PETERPHAM
1127W21STST
HOUSTON,TX77008
COMMONSTOCK
20
COMMONSTOCK
PHILIPCPONGETTI
INDIVIDUALRETIREMENTACCOUNT
RBCCAPITALMARKETSLLCCUSTADVISOR
621GREENLANE
TYLER,TX757015362
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
25
PREFERREDSTOCK
PHILIPGOSBORNE
1239SURREYLOOP
FOLEY,AL36535
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
PINNACLEHOLDINGS,LLC
C/OAIMEEBOYER
AIMEEBOYER
TULSA,OK74120
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
4,500
PREFERREDSTOCK
PORTIAANNGRUBB
CHARLESSCHWAB&COINCCUST
IRACONTRIBUTORY
403SGEORGIAAVE
MARTINSBURG,WV25401
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,025
PREFERREDSTOCK
PTCCUSTROLLOVERIRAFBO
WENDYJWEISS
7400ROLLINGACRESROAD
EXCELSIOR,MN55331
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
QIYUANDAI
2456CIMMARONDRIVE
PLANO,TX75025
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
QUOCCUONGVUPHAM
921S117THPL
SEATTLE,WA98168
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
QUYNHTHYBUI
835TULANEST
HOUSTON,TX77007
COMMONSTOCK
RHUGHSUTTON
4436TELEPHONERD
HOUSTON,TX770871406
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
RAFALKEDZIERSKIMD
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
10286BEAVERRUNCV
COLLIERVILLE,TN38017
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
RALPHDANJAMES
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
RANDALLKENTNORRIS
703SHASTAST
ROSEVILLE,CA956781223
COMMONSTOCK
COMMONSTOCK
RAYBURNLEEGERKE
[ADDRESSREDACTED]
COMMONSTOCK
1,483
COMMONSTOCK
RAYMONDJAMES&ASSOCIATESINCCUST
FBOHAROLDDCATERIRA
U/ADTDAPR52005ARA005276A
POBOX12749
STPETERSBURG,FL337332749
COMMONSTOCK
35
COMMONSTOCK
RAYMONDLHUMPHRIESSR
[ADDRESSREDACTED]
COMMONSTOCK
116
COMMONSTOCK
RBCDOMINIONSECURITIES,INC.
C/OPROPDESK
PROPDESK
TORONTO,ONM5J2W7
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
10
4,026
4,180
Kind of
Interest
PREFERREDSTOCK
COMMONSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
REBECCASGASPARD
7903GLENNCLIFFDR
HOUSTON,TX77064
COMMONSTOCK
COMMONSTOCK
REEDVICE
[ADDRESSREDACTED]
COMMONSTOCK
1,610
COMMONSTOCK
RELIANCETRUSTCOMPANYTTEE
PETROLEUMHELICOPTERSINC401K
FBOJARREDTYRIGBY
7716DANIELLE
ZACHARY,LA70791
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
250
PREFERREDSTOCK
RELIANCETRUSTCOMPANYTTEE
PETROLEUMHELICOPTERSINC401K
FBOJOSHDGUIDRY
3568MAINHWY
BREAUXBRIDGE,LA70517
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
51
PREFERREDSTOCK
RENEEDONALDSON
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
REXLANDERSON
[ADDRESSREDACTED]
COMMONSTOCK
9,638
COMMONSTOCK
RHONDALBAUER
IRAE*TRADECUSTODIAN
811W4THSTS
NEWTON,IA502084518
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
380
PREFERREDSTOCK
RHONDALEEBAUER
IRAE*TRADECUSTODIAN
ROTHACCOUNT
811W4THSTS
NEWTON,IA502084518
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
325
PREFERREDSTOCK
RHONDALEEBAUER
SIMPLEIRAHARRISDIRECTASCUS
EMPLOYER
811W4THSTS
NEWTON,IA502084518
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
237
PREFERREDSTOCK
RICHARDABACHMANN
1633DUFOSSATSTREET
NEWORLEANS,LA701154958
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,435
Kind of
Interest
COMMONSTOCK
Case No.
Debtor(s)
Security Class
RICHARDALEJEUNE
IRAR/OETRADECUSTODIAN
806SHARPLESSROAD
HOCKESSIN,DE197079671
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
RICHARDDAVIS
334PHEASANTLANE
SLIDELL,LA70458
COMMONSTOCK
RICHARDJCOLES&
SHERRIECOLESJTWROS
22OVERLOOKAVE
STATENISLAND,NY103043015
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
RICHARDJDEVUN
[ADDRESSREDACTED]
COMMONSTOCK
804
COMMONSTOCK
RICHARDLEALIII
POBOX1268
HOUSTON,TX772511268
COMMONSTOCK
20
COMMONSTOCK
RICHARDLUMSDEN
4415TIMBERHILLDR
SUGARLAND,TX774795144
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
RICHARDPGARRITY
ROSEANNGARRITY
6IBISLN
MANDEVILLE,LA70471
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
RICHARDRREICHELTJRIRA
RAYMONDJAMES&ASSOCINCCSDN
601LOCHCHALETCT
ARLINGTON,TX760123470
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
RICHARDRREICHELT
DEBORAHMREICHELTJT/WROS
601LOCHCHALETCT
ARLINGTON,TX760123470
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
3
192
5,500
Kind of
Interest
PREFERREDSTOCK
COMMONSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
RICHARDVICTOREVERETTNOBLE
24CONNAUGHTSQUARE
LONDONW22HL
UNITEDKINGDOM
COMMONSTOCK
70
COMMONSTOCK
RICKFOX
[ADDRESSREDACTED]
COMMONSTOCK
20
COMMONSTOCK
RICKEYJGIROIR
[ADDRESSREDACTED]
COMMONSTOCK
9,824
COMMONSTOCK
RICKYJTRAHAN
[ADDRESSREDACTED]
COMMONSTOCK
2,974
COMMONSTOCK
RINALDOMANCINIAND
AGNESEMANCINIJT
6386BIGCREEKPKWY
PARMAHEIGHTS,OH441302951
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
RINALDOMANCINIAND
MMANCINIGENERALPARTNERS
OFTHEMUSCATTHREE
6386BIGCREEKPKWY
PARMAHEIGHTS,OH441302951
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
ROBBRSOILEAU
[ADDRESSREDACTED]
COMMONSTOCK
470
COMMONSTOCK
ROBERTAKEMPTTEE&CONNIEAKEMPTTEE
KEMPFAMILYTRUST
U/ADTD3/29/1999
POBOX207
GRIZZLYFLATS,CA95636
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
60
PREFERREDSTOCK
ROBERTDBARNUM
9514VALVERDEST
HOUSTON,TX770633802
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
65
PREFERREDSTOCK
ROBERTEDMONDSMITH
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
1529LAKESHOREDR
MANDEVILLE,LA70448
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
ROBERTEMMETTGLENN
214SOUTHBERRYLINECIR
THEWOODLANDS,TX77381
COMMONSTOCK
20
COMMONSTOCK
ROBERTFAYARD
[ADDRESSREDACTED]
COMMONSTOCK
200
COMMONSTOCK
ROBERTFRANCISBOBOJR
1415SVOSSROAD#110449
HOUSTON,TX77057
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
130
PREFERREDSTOCK
ROBERTGCOURTNEY
804BERKELEYROAD
WILMINGTON,DE198072810
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
240
PREFERREDSTOCK
ROBERTGMILLARJR
325KINGCAESARRD
DUXBURY,MA023323910
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
ROBERTGEORGEMOURRA
808ROCKEFELLER
IRVINE,CA926120003
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
625
PREFERREDSTOCK
ROBERTHRICEMD
CHARLESSCHWAB&COINCCUST
IRACONTRIBUTORY
27SHANGRILACT
WALLAWALLA,WA99362
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ROBERTHORNBERGER
5751WOODSIDEDR
INDIANAPOLIS,IN46228
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
40
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
ROBERTJAMESPANEHALJR
POBOX9043
KAILUAKONA,HI96745
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
30
PREFERREDSTOCK
ROBERTJONES
13260STRTYY
CAULFIELD,MO656269244
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
ROBERTJORDANTANNER
7351CLAYAVE
HUNTINGTONBEACH,CA926486278
COMMONSTOCK
100
COMMONSTOCK
ROBERTJOSEPHMILLER
DESIGNATEDBENEPLAN/TOD
1740EMONTECRISTOAVE
PHOENIX,AZ85022
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
16
PREFERREDSTOCK
ROBERTMACELHINNEY&
DIANEMMACELHINNEYJTTEN
9616SKOLMARAVE
OAKLAWN,IL60453
COMMONSTOCK
400
COMMONSTOCK
ROBERTMEYER
1308WYUCCAAVE
MCALLEN,TX78504
COMMONSTOCK
100
COMMONSTOCK
ROBERTRURBAN
[ADDRESSREDACTED]
COMMONSTOCK
40
COMMONSTOCK
ROBERTROSSURBAN
409WILLIAMSONPL
CORPUS,TX78411
COMMONSTOCK
100
COMMONSTOCK
ROBERTWBUTLER
200QUAILDR
RALEIGH,NC276042115
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ROBERTWWALTERS
728GREENWOODDR
NEWORLEANS,LA701241728
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
4,500
Kind of
Interest
PREFERREDSTOCK
COMMONSTOCK
Case No.
Debtor(s)
Security Class
ROBINEDWARDCOOKEHURLE
6MANCHURIAROAD
LONDONSW116AE
UNITEDKINGDOM
COMMONSTOCK
8,764
COMMONSTOCK
ROBINGCURE
136WINDSONGWAY
HOUMA,LA703603200
COMMONSTOCK
COMMONSTOCK
ROBINRANDERSON
[ADDRESSREDACTED]
COMMONSTOCK
2,615
COMMONSTOCK
ROBYNEARNOLD
7815VILLALAKEDRIVE
HOUSTON,TX770951606
COMMONSTOCK
11
COMMONSTOCK
ROCIOMONTEJANO
7419LYNNBROOKFALLSLANE
HUMBLE,TX77396
COMMONSTOCK
100
COMMONSTOCK
ROGERBROWN
[ADDRESSREDACTED]
COMMONSTOCK
300
COMMONSTOCK
ROGERGTODD&MARYMTODDTTEES
ROGERTODD&MARYTODDFAMTR
UADTD4/19/1995
8545CARMELVALLEYRD
CARMEL,CA939239557
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
350
PREFERREDSTOCK
ROGERPCOBERT
104SADDLEDR
OPELOUSAS,LA705704866
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,679
PREFERREDSTOCK
ROLANDOANZALDUA
[ADDRESSREDACTED]
COMMONSTOCK
706
COMMONSTOCK
RONALDAUSTONMORGAN
1027BITTERSWEETDR
RICHMOND,TX77469
COMMONSTOCK
100
COMMONSTOCK
RONALDJSTUKEY
2124SFOREMANDR
PERU,IN46970
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,000
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
RONALDREITER
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
9920MANTOVADR
LAKEWORTH,FL33467
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
RONALDTILLERY
117W91STSTREET
CUTOFF,LA70345
COMMONSTOCK
ROWECAPITALLLCLLC
POBOX131554
SPRING,TX77393
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ROYDUSSOUY
[ADDRESSREDACTED]
COMMONSTOCK
314
COMMONSTOCK
RPGFAMILYWEALTHADVISORY,LLC
C/ODEBORAHFRIEND
DEBORAHFRIEND
BURLINGTON,MA1803
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
RUSSELLOLSZEWSKI
4206MILTONST
HOUSTON,TX77005
COMMONSTOCK
863
COMMONSTOCK
RYANAOCONNOR
[ADDRESSREDACTED]
COMMONSTOCK
269
COMMONSTOCK
RYANADAMS
804KENTAVE
METAIRIE,LA700014332
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
36
PREFERREDSTOCK
RYANANTHONYRADICIONI
1740NMERIDIANGREENSDR
DICKINSON,TX775398369
COMMONSTOCK
100
COMMONSTOCK
RYANDDEARDORFF
10450W116THTER#202
OVERLANDPARK,KS662103865
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
2,770
471
1,000
Kind of
Interest
PREFERREDSTOCK
COMMONSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
RYANFOGLE
2308TREMONTAVE
FORTWORTH,TX761074337
COMMONSTOCK
20
COMMONSTOCK
RYANJAMESGRABER&
TAMARADAWNGRABERJTTEN
2431S133RDST
SEATAC,WA98168
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
20
PREFERREDSTOCK
RYANPVARNEYBENEIRA
PATRICIABURWICK(DECD)
FCCASCUSTODIAN
3825CENTREST.UNIT21
SANDIEGO,CA921033620
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
RYANWCHRISTOPHER
22938AMURDR
PORTER,TX77365
COMMONSTOCK
3,502
COMMONSTOCK
SJARNOLDTTEEORSUCCESSORSINTR
UNDERTHEFAMILYTRCREATEDUNDER
ARNOLDLVTRDTD05/04/2001
2OLDBRIDGECIRCLE
FAIRVIEW,NC287305503
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,400
PREFERREDSTOCK
SAADSHAARAWI
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
3410SHADOWSIDECT
HOUSTON,TX77082
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
SAFRANATIONALBANKOFNEWYORK
C/OPROPDESK
PROPDESK
NEWYORK,NY10036
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,366
PREFERREDSTOCK
SAMMIERMCCLENNY
IRAE*TRADECUSTODIAN
641WESTBROOKRD
DOTHAN,AL363033055
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
SANDERSMORRISHARRISINC.
CHASETOWER
#3100
600TRAVISST
HOUSTON,TX77002
COMMON
SHARES
SANDRALSCRUGGS
IRAE*TRADECUSTODIAN
9179TRAVELERSWAY
MIDLAND,GA318203462
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
SARAHEBROWN
[ADDRESSREDACTED]
COMMONSTOCK
1,137
COMMONSTOCK
SARAHLEAL
[ADDRESSREDACTED]
COMMONSTOCK
626
COMMONSTOCK
SARAHLINEBAUGH
2030WHITECIRCLE
SALTLAKECITY,UT84109
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
485
PREFERREDSTOCK
SARAHWILLIAMSBRINT
20626PRINCECREEKDR
KATY,TX77450
COMMONSTOCK
100
COMMONSTOCK
SAWYERBROUSSARD
11325PARKSQUAREDR
APTF201
BAKERSFIELD,CA93311
COMMONSTOCK
100
COMMONSTOCK
SCOTTAGRIFFITHS
2220DUNSTANROAD
HOUSTON,TX770052626
COMMONSTOCK
53,681
COMMONSTOCK
SCOTTAGRIFFITHS
2220DUNSTANROAD
HOUSTON,TX770052626
COMMONSTOCK
2,789
COMMONSTOCK
SCOTTDAVIDVEREB
13410AUTUMNVALLEYDRIVE
CYPRESS,TX77429
COMMONSTOCK
20
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
461,600
COMMONSHARES
100
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
SCOTTWEINGARDEN&
MELISSAWEINGARDENJT/WROS
6740SW141STST
MIAMI,FL331581394
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
SCOTTWEINGARDENRIRA
RAYMONDJAMES&ASSOCINCCSDN
6740SW141STST
MIAMI,FL331581394
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
ALANMCLEANROTHIRA
1070COPENADR
PELHAM,AL35124
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
CHRISTIANSCHICKROLLOVERIRA
954COACHLIGHTDR
HOUSTON,TX77077
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
DAVIDLESTERFRANCISROTHIRA
114JOHNSONST
BRIDGEPORT,AL35740
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,300
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
EDWARDJAMESGOODWINIIIROLLO
11285CHARINGTONAVE
BATONROUGE,LA70815
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
KIMBERLYBERGUMCARLINGIRA
454458THAVE248
BROOKLYNCENTER,MN55429
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
LINDALEEGHAFFOORIRA
35BLAIRMOREDR
HAMILTON,NJ08690
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
SCOTTRADEINCCUSTFBO
SCOTTTWRIGHTROTHIRA
6245NCAMINOESCALANTE
TUCSON,AZ85718
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
SCOTTRADEINCCUSTFBO
SHAHIDGHAFFOORIRA
35BLAIRMOREDR
HAMILTON,NJ08690
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
SCOTTYBROUSSARD
[ADDRESSREDACTED]
COMMONSTOCK
198
COMMONSTOCK
SEANSANDERS
[ADDRESSREDACTED]
COMMONSTOCK
1,311
COMMONSTOCK
SERGEYOPANASETS
365RUGBYCT
RIDGEWOOD,NJ074501833
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
SHANERACCA
[ADDRESSREDACTED]
COMMONSTOCK
536
COMMONSTOCK
SHAOQIANGZHU
ROTHIRAETRADECUSTODIAN
612SMADISONST
HINSDALE,IL605213967
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
245
PREFERREDSTOCK
SHAYNEDERKS
[ADDRESSREDACTED]
COMMONSTOCK
2,616
COMMONSTOCK
SHEILADREICHERT
[ADDRESSREDACTED]
COMMONSTOCK
COMMONSTOCK
SHELTONHANKS
[ADDRESSREDACTED]
COMMONSTOCK
1,797
COMMONSTOCK
SHERYLBROWNASMANNIIITTEE
SHERYLDERBESBROWN
GRANDCHILDRENTRU/A10/4/01
111HOMESTEADAVE
METAIRIE,LA70005
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
200
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
Number of
Securities
Kind of
Interest
SHERYLMERRELL
C/OEPLOIL&GASINC
201STCHARLESAVESTE3400
NEWORLEANS,LA701701026
COMMONSTOCK
375
COMMONSTOCK
SHIRLEYSPITZER
21010FAIRWAYBEND
KATY,TX77040
COMMONSTOCK
65
COMMONSTOCK
SHIRLEYVARNERALKEK
926PINEST
AMITY,AR719219555
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
SILVERCREEKMANAGEMENT,INC.
C/OLOUISEMORWICK
LOUISEMORWICK
TORONTO,ONM4G3C2
CANADA
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
26,807
PREFERREDSTOCK
SIMONPBALL
[ADDRESSREDACTED]
COMMONSTOCK
2,453
COMMONSTOCK
SOROSFUNDMANAGEMENT,LLC
250W55THST27THFL
NEWYORK,NY10019
COMMON
SHARES
SRCGROUPINVESTMENTSLLC
3600SOUTHSST
FORTSMITH,AR729033348
500,000
COMMONSHARES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
30
PREFERREDSTOCK
SRIDHARANRAJAGOPALAN
1783020THAVESE
BOTHELL,WA980126485
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,399
PREFERREDSTOCK
STATESTREETGLOBALADVISORS(SSGA)
ONELINCOLNST
27THFL
BOSTON,MA021112900
COMMON
SHARES
1,852,869
COMMONSHARES
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
STEFANIEASULLIVAN
DOMENICOGROSSI
175W87THSTAPT19F
NEWYORK,NY100242908
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
STEPHENHEIMEL
12902STRATFORDHEIGHTSDR
SUGARLAND,TX77498
COMMONSTOCK
141
COMMONSTOCK
STEPHENJARNOLD&
MICHELLERENEEARNOLDJTTEN
2OLDBRIDGECIRCLE
FAIRVIEW,NC287305503
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
STEPHENJMCALLISTER
FCCCUSTODIANTRADIRA
841DELAGUERRATER
SANTABARBARA,CA931032116
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
STEPHENLAWRENCEKRAMERAND
DEBRAGROSZKRAMERTENCOM
514LITTLEFARMSAVE
RIVERRIDGE,LA70123
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
STEPHENTROCHESSET
[ADDRESSREDACTED]
COMMONSTOCK
302
COMMONSTOCK
STERNENTERPRISESINC
9FARRAGUT
MONTAUK,NY119545085
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
STEVEMAY
6438OAKLANE
ROBSTOWN,TX78380
COMMONSTOCK
100
COMMONSTOCK
STEVENBJOHNSON
[ADDRESSREDACTED]
COMMONSTOCK
905
COMMONSTOCK
STEVENBJOHNSON
[ADDRESSREDACTED]
COMMONSTOCK
21
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
STEVENCHEBERT
[ADDRESSREDACTED]
COMMONSTOCK
STEVENEBROWN
304TEACORDSUITEA
KENNETT,MO638573268
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
STEVENERICANTHES
25619VELVETROSE
SANANTONIO,TX78260
COMMONSTOCK
STEVENGROURK
CLUBBUZZOMGYE8498
7801NW37THST
MIAMI,FL33102
Number of
Securities
855
1,584
Kind of
Interest
COMMONSTOCK
PREFERREDSTOCK
100
COMMONSTOCK
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
60
PREFERREDSTOCK
STEVENJWEICHEL
3875ANTRIMRD
COLUMBUS,OH432215806
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
150
PREFERREDSTOCK
STEVENNUGENT
1440LAWRENCEST
EUNICE,LA70535
COMMONSTOCK
198
COMMONSTOCK
STEVENPMARTIN
37241MINDYWAY
PRAIRIEVILLE,LA707694490
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
4,824
PREFERREDSTOCK
STEVENPMOZINSKI
1926WBURNSIDESTUNIT507
PORTLAND,OR972092071
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
5,268
PREFERREDSTOCK
STEVENPAPELL
16781CHAGRINBLVDUNIT151
SHAKERHEIGHTS,OH441203721
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
STEVENRBOYD
1050EFIRSTST
WICHITA,KS67214
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
500
PREFERREDSTOCK
STEVENRSAUER
1346NCRESENTHTSBLVD#2
WESTHOLLYWOOD,CA90046
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
STEVENSEGREST
2725CATTLEDRIVE
EDMOND,OK73034
COMMONSTOCK
20
COMMONSTOCK
STEVENTURNER
670COUNTYROAD949E
ALVIN,TX77511
COMMONSTOCK
100
COMMONSTOCK
STEWARTLAWRENCE
[ADDRESSREDACTED]
COMMONSTOCK
20
COMMONSTOCK
SUNFLOWERSLLC
ATTNMICHAELMOSER
POBOX3923
PALMER,AK996453923
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
300
PREFERREDSTOCK
SURVIVORSTRUST
UAD01/18/95
SHARRONLMARTINTTEE
POBOX5544
GRANTSPASS,OR975270544
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
SUSANMAGNER
2006SEVENMAPLESDR
KINGWOOD,TX77345
COMMONSTOCK
100
COMMONSTOCK
SUZANNELMORAN
[ADDRESSREDACTED]
COMMONSTOCK
357
COMMONSTOCK
TANYAGWIN
3330HARBROOK
PEARLAND,TX77584
COMMONSTOCK
100
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
TARAAYALA
FCCCUSTODIANTRADIRA
12WYSONGCT
CHICO,CA959287647
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
TARANTODD
[ADDRESSREDACTED]
COMMONSTOCK
TARAVARNEYBENEIRA
PATRICIABURWICK(DECD)
FCCASCUSTODIAN
9045DEMOTTLANE
SANTEE,CA92071
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
TAYLORALLYSONRALEYGOLSON
914W19THST
HOUSTON,TX77008
Number of
Securities
Kind of
Interest
21
PREFERREDSTOCK
244
COMMONSTOCK
PREFERREDSTOCK
COMMONSTOCK
20
COMMONSTOCK
TAYLORDIO
[ADDRESSREDACTED]
COMMONSTOCK
59
COMMONSTOCK
TDDIRECTINVESTINGNOMINEES
EXCHANGECOURT
DUNCOMBESTREET
LEEDSLS14AX
UNITEDKINGDOM
COMMONSTOCK
927
COMMONSTOCK
TERRYLNORRIS
[ADDRESSREDACTED]
COMMONSTOCK
6,989
COMMONSTOCK
TERRYNORRIS
3506DEEDSRD
HOUSTON,TX77084
COMMONSTOCK
1,990
COMMONSTOCK
THENANCYBROIGTRUSTUAD04/05/2001
ROBERTWROIG&NANCYBROIGTTEES
11907TRIPLECROWNROAD
RESTON,VA201913015
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
THENESBITTFAMILYTRUST
UAD08/26/2003
JAMESANTHONYNESBITTTTEE
11060MATTHEWSDR
TUSTIN,CA927821387
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,900
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
THEVANGUARDGROUP,INC.
MICHAELJOHNSON
100VANGUARDBLVD
MALVERN,PA19355
COMMON
SHARES
THEODOREMECKERTAND
KECKERTGENERALPARTNERS
OFTHEELTDLTDPARTNERSHIP
542LONGWOODAVE
GLENCOE,IL600221737
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
THEODOREPIERCE
8736SKYLINELN
CONROE,TX77302
COMMONSTOCK
100
COMMONSTOCK
THERESAMCLABBY&
WILLIAMJCLABBYJTTEN
2091WINDMILLVIEWRD
ELCAJON,CA92020
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
THERESAWOLOSZYN
[ADDRESSREDACTED]
COMMONSTOCK
100
COMMONSTOCK
THERESEMAUTERER
[ADDRESSREDACTED]
COMMONSTOCK
1,242
COMMONSTOCK
THOMASBTHEIS
[ADDRESSREDACTED]
COMMONSTOCK
1,748
COMMONSTOCK
THOMASCDOWNEYIIAND
ANDREAKDOWNEYJTWROS
617ARORAWAY
SANTAMARIA,CA934589054
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
220
PREFERREDSTOCK
THOMASGTUXILL
TODJOHNDTUXILL
TODSTEPHANIELTUXILL
1000HIGHSTUNIT302
BELLINGHAM,WA98225
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
600
PREFERREDSTOCK
THOMASJCROSS
[ADDRESSREDACTED]
COMMONSTOCK
434
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
4,874,181
COMMONSHARES
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
THOMASJAMESTOPEJR
LAWANDAJOTOPEJTTEN
2704COUNTRYCLUBDR
PEARLAND,TX77581
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
THOMASLOVELLWILLIAMS
6895ECAMELBACKRDUNIT2006
SCOTTSDALE,AZ85251
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
THOMASPWHITMAN
3410LASIERRAAVE#F299
RIVERSIDE,CA925035270
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
THOMASSHOWLANDJR&
DOLORESBHOWLAND
JTTENWROS
7080STUMPRD
PIPERSVILLE,PA189471528
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
THOMASSHOWLAND
IRAVFTCASCUSTODIAN
ROLLOVERACCOUNT
7080STUMPRD
PIPERSVILLE,PA189471528
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
THOMASSTEIN
529DOCKSIDEDR
SLIDELL,LA70461
COMMONSTOCK
4,548
COMMONSTOCK
THOMASWICHMAN
[ADDRESSREDACTED]
COMMONSTOCK
3,943
COMMONSTOCK
TIMTCUSIMANO
CHERYLCUSIMANO
306TCHEFUNCTEOAKS
MANDEVILLE,LA70471
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
TIMMYMWESTERMAN
[ADDRESSREDACTED]
COMMONSTOCK
1,021
COMMONSTOCK
TIMMYMWESTERMAN
[ADDRESSREDACTED]
COMMONSTOCK
364
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
150
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
TIMOTHYBAZOR
[ADDRESSREDACTED]
COMMONSTOCK
44
COMMONSTOCK
TIMOTHYCPETERMAN
FCCCUSTODIANROTHIRA
POBOX2336
WRANGELL,AK999292336
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
50
PREFERREDSTOCK
TIMOTHYERICFRAMPTON
SOCKDENNISFARM
ILCHESTERYEOVILBA228LT
UNITEDKINGDON
COMMONSTOCK
115
COMMONSTOCK
TIMOTHYHALL
[ADDRESSREDACTED]
COMMONSTOCK
206
COMMONSTOCK
TIMOTHYPAULSMITH
4038BROWNINGST
HOUSTON,TX77005
COMMONSTOCK
20
COMMONSTOCK
TINARICHARD
22611SUNSETGLENLANE
SPRING,TX77373
COMMONSTOCK
85
COMMONSTOCK
TOBYGREGG
[ADDRESSREDACTED]
COMMONSTOCK
185
COMMONSTOCK
TODDDMASSEYAND
MRSRAGANLMASSEYJTWROS
9451WINSTONDR
BRENTWOOD,TN370278675
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,500
PREFERREDSTOCK
TODDFZAPPALA&
DEBORAHEZAPPALAJTWROS
40112NLYTHAMWAY
PHOENIX,AZ850862925
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
450
PREFERREDSTOCK
TODDRONQUILLO
[ADDRESSREDACTED]
COMMONSTOCK
523
COMMONSTOCK
TOMASZLENARTOWICZTTEE
TOMASZLENARTOWICZREVOCABLET
U/ADTD10/15/2007
732SAINTALBANSDR
BOCARATON,FL33486
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
200
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
TONIVANZANDTBACHMANN
1633DUFOSSATSTREET
NEWORLEANS,LA701154958
COMMONSTOCK
103
COMMONSTOCK
TORINALEXANDER
[ADDRESSREDACTED]
COMMONSTOCK
38
COMMONSTOCK
TRACYELSENBOSS
[ADDRESSREDACTED]
COMMONSTOCK
32
COMMONSTOCK
TRACYLEEMCGINTY
CAROLMAYMCGINTY
JASONMCGINTY
205TREEHAVENCT
BUDA,TX786103615
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
TRAVISMLAWRENCE
62KINGWOODGREENSDRS
KINGWOOD,TX77339
COMMONSTOCK
20
COMMONSTOCK
TRAVISSTEVENKERR
6907PINEFERNLN
SPRING,TX773792550
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
152
PREFERREDSTOCK
TROYVEILLON
POBOX217
BASILE,LA70515
COMMONSTOCK
262
COMMONSTOCK
TWOOAKSINVESTMENTMANAGEMENT,LLC
C/OBLAKETODD
BLAKETODD
FRESNO,CA93720
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
5,000
PREFERREDSTOCK
UNITEDREALTYGROUPINC
KENNETHBRANDMANPRESIDENT
112W14THST4E
NEWYORK,NY10011
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,000
PREFERREDSTOCK
USAAFEDERALSAVINGSBANK
IRABDA
NSPSGREGDFILLMORE
560MILBURNCT
LAKEOSWEGO,OR97034
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
250
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
Case No.
Debtor(s)
Security Class
USAAFEDERALSAVINGSBANK
ROTHIRA
FBOLARRYRBOLL
2344VIACAMINOAVE
CARMICHAEL,CA95608
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
VALERIEAULRICH
[ADDRESSREDACTED]
COMMONSTOCK
VANDHAMSECURITIESCORP.
C/OPROPDESK
PROPDESK
WOODCLIFFLAKE,NJ7677
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
VANESSABLAINE
1049W22NDSTUNITL
HOUSTON,TX77008
Number of
Securities
Kind of
Interest
100
PREFERREDSTOCK
45
COMMONSTOCK
500
PREFERREDSTOCK
COMMONSTOCK
20
COMMONSTOCK
VENKATRAMANGOSALA
11524ASHBOURNEHALLRD
CHARLOTTE,NC282770000
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
12
PREFERREDSTOCK
VENORCAPITALMANAGEMENT,L.P.
C/OASHWINREDDY
ASHWINREDDY
NEWYORK,NY10036
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
2,000
PREFERREDSTOCK
VERNONSCOTTMYERS
1625OROTRAILRD
CROWLEY,LA705268328
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
62
PREFERREDSTOCK
VERONICAWONG
1021MAINSTREET,SUITE2626
HOUSTON,TX77002
COMMONSTOCK
100
COMMONSTOCK
VIDACOSNOMINEESLIMITED10245ACCT
CITIGOUPCENTRE
CANARYWHARF
LONDONE145LB
UNITEDKINGDOM
COMMONSTOCK
3,965
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Case No.
Debtor(s)
Security Class
VIDACOSNOMINEESLIMITEDCGMICLT
CITIGOUPCENTRE
CANARYWHARF
LONDONE145LB
UNITEDKINGDOM
COMMONSTOCK
2,571
COMMONSTOCK
VIRGINIAPHERIGO
3906GAILHWY
BIPSPRING,TX79720
COMMONSTOCK
100
COMMONSTOCK
VIVIANGJOHNSON
[ADDRESSREDACTED]
COMMONSTOCK
525
COMMONSTOCK
WBENTONBRYANT
RETIREDSEPIRA
RBCCAPITALMARKETSLLCCUST
201EASTOAK
YANTIS,TX754973195
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
WALTERSWRIGHT&
BEVERLYAWRIGHTJTTEN
165BIRCHDR
RINDGE,NH03461
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
WAYNEA.SCHULTZANDPATRICIAA.SCHULTZTTEES
WAYNEA.SCHULTZTRUST
AGREEMENTU/T/ADTD102903
N87751250THSTREET
RIVERFALLS,WI54022
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
WAYNEELEDBETTER
[ADDRESSREDACTED]
COMMONSTOCK
48
COMMONSTOCK
WAYNEELEDBETTER
[ADDRESSREDACTED]
COMMONSTOCK
1,144
COMMONSTOCK
WESLEYRJACKSON
CHARLESSCHWAB&COINCCUST
ROTHCONTRIBUTORYIRA
79EVENINGSUN
IRVINE,CA92620
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
WESLEYWSTOUT
[ADDRESSREDACTED]
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
Kind of
Interest
30
PREFERREDSTOCK
150
COMMONSTOCK
Case No.
Debtor(s)
Security Class
WHITNEYSARGENT
5516KIAMST
HOUSTON,TX77007
COMMONSTOCK
100
COMMONSTOCK
WILFREDJROCKENBAUGHJR
[ADDRESSREDACTED]
COMMONSTOCK
38
COMMONSTOCK
WILFREDJROCKENBAUGHJR
[ADDRESSREDACTED]
COMMONSTOCK
569
COMMONSTOCK
WILLIAMBROBERTSON
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
12SOAKENGATERD
PONCACITY,OK74604
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,046
PREFERREDSTOCK
WILLIAMBTOLBIRD
[ADDRESSREDACTED]
COMMONSTOCK
2,796
COMMONSTOCK
WILLIAMCDAWKINS
[ADDRESSREDACTED]
COMMONSTOCK
417
COMMONSTOCK
WILLIAMCOLVIN
[ADDRESSREDACTED]
COMMONSTOCK
17,743
COMMONSTOCK
WILLIAMDSHAW
[ADDRESSREDACTED]
COMMONSTOCK
2,159
COMMONSTOCK
WILLIAMDUFFY
2103RABBGLEN
AUSTIN,TX78704
COMMONSTOCK
20
COMMONSTOCK
WILLIAMJCALCOTE
881SCR15
TAYLORSVILLE,MS39168
COMMONSTOCK
517
COMMONSTOCK
WILLIAMJWELSH&
DENISECWELSHJTTEN
1088PARKAVE#11A
NEWYORK,NY10128
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
WILLIAMJOSEPHZELL
W360S9780MARKHAMRD
EAGLE,WI531191651
COMMONSTOCK
COMMONSTOCK
WILLIAMOHILTZ
298HENRYST
BROOKLYN,NY112015505
COMMONSTOCK
3,318
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
1,800
Kind of
Interest
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
WILLIAMOLSEN
113DECKERAVENUE
STATENISLAND,NY103022124
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
1,183
PREFERREDSTOCK
WILLIAMREEDLANGIII&
D'ARDIRUTHLANGJT/TIC
23110HAMPTONFORESTLN
SPRING,TX773893783
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
400
PREFERREDSTOCK
WILLIAMROBERTHERRINJR
1412MESARIDGELANE
AUSTIN,TX787351635
COMMONSTOCK
160
COMMONSTOCK
WILLIAMTOLBIRD
60JACKIROBBINSLN
MONTICELLO,MS39654
COMMONSTOCK
54
COMMONSTOCK
WILLIAMWATKINSCUNNINGHAM
POBOX345
BROOKSVILLE,MS39739
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
WOJCHIECHWOLOSZYN
131SPILTROCKROAD
THEWOODLANDS,TX77381
COMMONSTOCK
WOLVERINEASSETMANAGEMENT,LLC
175W.JACKSONBLVD.#340
CHICAGO,IL60604
7.25%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
WYLIEJOSEPHCAMERON
812GRAVIERSTAPT407
NEWORLEANS,LA701121446
COMMONSTOCK
100
COMMONSTOCK
YINGLIU
[ADDRESSREDACTED]
COMMONSTOCK
430
COMMONSTOCK
YOUNDDRURY
[ADDRESSREDACTED]
COMMONSTOCK
51
COMMONSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
2,000
100
3,000
Kind of
Interest
PREFERREDSTOCK
COMMONSTOCK
PREFERREDSTOCK
Case No.
Debtor(s)
Security Class
ZAINHAQ
19211YEARLINGMEADOWS
HOUSTON,TX77094
COMMONSTOCK
ZAZOVEASSOCIATES,LLC
C/OCHRISTOPHERCOOK
CHRISTOPHERCOOK
INCLINEVILLAGE,NV89451
UNITEDSTATES
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
165,312
PREFERREDSTOCK
ZIGMUNDFSTRZELECKI
CHARLESSCHWAB&COINCCUST
IRAROLLOVER
926GOLFCOURSERD.
QUAKERTOWN,PA18951
5.625%
PERPETUAL
CONVERTIBLE
PREFERRED
STOCK
100
PREFERREDSTOCK
ListofEquitySecurityHoldersconsistsof108totalpage(s)
Number of
Securities
100
Kind of
Interest
COMMONSTOCK
Check if this is an
amended filing
12/15
An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this
form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any
amendments of those documents. This form must state the individuals position or relationship to the debtor, the identity of the document,
and the date. Bankruptcy Rules 1008 and 9011.
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in
connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. 152, 1341,
1519, and 3571.
o
o
o
o
o
o
o
o
I declare under penalty of perjury that the foregoing is true and correct.
Executed on
Bruce W. Busmire
Printed name
Case No.
Chapter
11
Check if this is an
amended filing
12/15
An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this
form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any
amendments of those documents. This form must state the individuals position or relationship to the debtor, the identity of the document,
and the date. Bankruptcy Rules 1008 and 9011.
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in
connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. 152, 1341,
1519, and 3571.
o
o
o
o
o
o
o
o
I declare under penalty of perjury that the foregoing is true and correct.
Executed on
Bruce W. Busmire
Printed name