Professional Documents
Culture Documents
No. 93-1740
EAGLE EYE FISHING CORPORATION, ET AL.,
Petitioners, Appellants,
v.
UNITED STATES DEPARTMENT OF COMMERCE, ET AL.,
Respondents, Appellees.
_________________________
ERRATA SHEET
The opinion of this
amended as follows:
Court issued
on
March 17,
1994, is
_________________________
Before
Selya, Boudin and Stahl, Circuit Judges.
______________
_________________________
SELYA,
SELYA,
image in
Circuit Judge.
Circuit Judge.
_____________
one of the
The
marlin's tail,
little masterpieces of
a central
modern literature,1
today finds
the
a new habitat:
possession of
appeal
does
we
turn
on
matters
fine levied by
Atmospheric Administration
such a tail.
not
of
either
however, the
ichthyology
principles of procedural
or
default.
the raise-or-waive
(NOAA) for
we affirm the
judicial
review.
I
I
The Tale of the Tail
The Tale of the Tail
____________________
On
Pickering,
observed
rigging
of the
the severed
tail
of the
interrogated a
launched the
owner,
F/V
in San
Juan, Puerto
National Marine
of a
EAGLE EYE.
large
The
Fisheries Service,
fish hanging
agent boarded
petitioner-appellant Eagle
Rico, Mahlon
from
the
the craft,
Eye Fishing
Corporation, and
(1988),
and Management
and
the
Act of
regulations
1976, 16 U.S.c.
promulgated
pursuant
____________________
1See Ernest Hemingway, The Old Man and the Sea 99 (Chas.
___
_________________________
Scribner's Sons 1952) (describing the marlin tail as "higher than
a big scythe blade and a very pale lavender above the dark blue
water").
thereto,
see
___
50
C.F.R.
644.7(d),
such
as
blue
marlin
644.22
(1990).2
The
shoreward
of this
nation's
counsel,
Appellants denied
the charges.
Though
they
appear
se
chose
to
administrative hearing.
logbook
pro
at
able to afford
the
ensuing
vessel's
By like
that
could not
the
tail
aboard
Instead, appellants
requisite degree
appellants'
of
vessel
They suggested
____________________
2Former section
644.7(e) (1993).
644.7(d) is now
recodified as 50
C.F.R.
indigenous to
on several
vessel's coordinates at
(2) a
testimony
location
during the
of a
crew
voyage; and
member regarding
(4) Agent
the
vessel's
Pickering's opinion
that the fish seemed to have been caught only a day or two before
the
before
he
first
determination as to
observed
Based
to five days
principally
on
this
15 C.F.R.
904.273.
In the
disclosing
own confidentiality
information
contained in
that,
in
all
regulations by
the
logbook.5
publicly
The
NOAA
events, appellants
were
barred
from
finding
of
waiver
on
Appellants then
to 16
U.S.C.
1861(d).
The district
court dealt appellants a double blow; the court upheld the agency
determination
concluded
on
the ground
that, wholly
ample evidence
of
apart
to underbrace
procedural
from the
default, and
logbook, there
also
existed
that appellants
This appeal
followed.
II
II
Troubled Waters
Troubled Waters
_______________
The doctrine
the broader
doctrine of
of administrative
waiver is a
procedural default.
administrative law
which were
not
subset of
It teaches
case, a court
consider
points
seasonably
agency."
that,
ought not
raised before
to
the
v. Secretary of
_____________
Agric., 984 F.2d 514, 523 (1st Cir.), cert. denied, 114 S. Ct. 81
______
_____ ______
(1993).
including
This
doctrine
serves a
judicial economy,
agency
variety
of worthwhile
autonomy, and
ends,
accuracy
of
result.7
____________________
were raised for the first time in the initial
decision, or could not reasonably have been
foreseen and raised by the parties during the
hearing.
15 C.F.R.
904.273(d).
To be
is
524.
of administrative waiver
to resolution
on the
this exception in
their
specter
existing record.
the context of
See, e.g.,
___ ____
that the
If
is substantive
and
misuse
an analogous rule
confidentiality argument
assert that
of constitutional
984 F.2d at
of routinely
collected
We
shared appellants'
fear,
then
he
confidentiality
discretion.
add, moreover,
could
have
issue on
reached
out
administrative review
of the
La Guardia
__________
decide
as a
matter of
seventeen-year
exception.
For example,
We
the
do so speaks volumes.
other requirements
to
and,
after
the
at any rate,
____________________
1973); see also Massachusetts DPW, 984 F.2d at 523 n.8. This is
___ ____ _________________
as it should be, for both rules are aimed at assuring full
development of fact and law at the agency level.
7
They tell
corporate
officer
and
the
officer
could
not have
been
circumstance as sufficient
because,
in
general, the
absence
usual strictures
appellants
should
be
of
counsel should
of the rule,
found
to
insulate
or because,
come
within
in
the
it "could not
We
____________________
8The government
denies that its use
of the logbook
transgressed the confidentiality regulation. To the contrary, it
asserts that all individuals who had access to the statistics
fell within the confidentiality exemptions permitting disclosure
to federal employees responsible for monitoring and enforcement
of fisheries management plans, as well as to other NOAA personnel
on a need-to-know basis. See 50 C.F.R.
603.5.
The government
___
also argues that limited use of otherwise confidential data, such
as logbook information, is frequently allowed for purposes of
enforcement proceedings in federal courts, see, e.g., United
___ ____
______
States v. Kaiyo Maru No. 53, 699 F.2d 989, 992 (9th Cir. 1983);
______
__________________
United States v. Daiei Maru No. 2, 562 F. Supp. 34, 35 (D. Alaska
_____________
________________
1982), as well as in administrative proceedings, see, e.g., In re
___ ____ _____
Ostrovsry, 5 Ocean Resources and Wildlife Reporter (ORW) 578
_________
(NOAA 1987); In re Shoffler, 3 ORW 618 (NOAA 1984).
The
_______________
administrative record is not sufficiently well developed to
enable
enlightened resolution
of these
contentions
a
circumstance
which, in itself,
militates strongly against
excusing appellants' administrative waiver.
8
Co.,
___
loosened
Kerner,
______
the
404
(1982).
reins for
U.S. 519,
should construe
While
pro se
520-21
parties,
(1972)
a pro se litigant's
see, e.g.,
___ ____
Haines v.
______
(suggesting that
courts
(quoting Faretta v.
_______
cert.
_____
124,
140
(1st Cir.
require judges
F.2d
(1986).
or agencies, for
The
1985)
n.46 (1975)),
that matter
Andrews
_______
himself.
to
take up the
See McKaskle v.
___ ________
Wiggins, 465 U.S. 168, 183-84 (1984) (explaining that courts need
_______
not "take over chores
for
which they
instance.
Indeed, there is
cases, the
fully applicable
a long line
in this
of authority rejecting
the
litigants in either
civil or regulatory
See
___
Julie M.
55
U.
Chi.
out a
L.
Rev.
668
nn.41,42
(1988)
pro se exception
659,
to Fed.
R. Evid.
103(a)(2)).
appropriately might
e.g., Rana
____ ____
v. United States, 812 F.2d 887, 889 n.2 (4th Cir. 1987) (dictum),
_____________
9
chose
have been
to
handle
their
Appellants
pound foolish;
own
defense,
they
forsaking
Consequently,
appellants
must
reap
the
predictable
their
pro se
reasonably
status,
have
the confidentiality
been
foreseen
and
argument "could
raised,"
The
exception
It should be applied
F.2d 515,
to represent
trained
Cf.
___
521 (1st
what
C.F.R.
who choose
15
judged according to
Jorgensen
_________
not
themselves must be
counsel would
ordinarily
Hence, parties
held to
anticipate
anticipate.
In
other
issue, and would have raised it, then the exception contained
So it is here.
III
III
An Anchor to Windward
An Anchor to Windward
_____________________
Before
harmless.
We
confident that
ending our
have
voyage, we
carefully
suppression
reviewed
of the
10
logbook
the
record
would have
error was
and
had
are
no
effect
entries
on the outcome of
comprise
the
the proceeding.
only evidence
establishing
the
precise
_______
location of the F/V EAGLE EYE, the record makes manifest that the
agency's case depends
vessel,
in the
Here,
entries establishes
location of the
was fully
and, consequently, to
need
go
parallel
no
Hemingway's
a new
long last,
In many
novella.
respects,
Before
the
these
ALJ,
Hemingway,
further.
appellants
Id. at
___
73.
that, in
make
Here,
Hemingway's
Id. at
___
131.
Affirmed.
Affirmed.
________
11