Professional Documents
Culture Documents
____________
____________________
May 31, 1994
____________________
with conspiring
with seven
five
of
kilograms
others to
cocaine
violation of 21 U.S.C.
18 U.S.C.
2 (1988)
18,
a five-count indictment
possess in
with intent
to
excess of
distribute
in
On February
Four), and
using
841(a)(1),
846 (1988) so
forfeiture
that the
property was
subject to
pursuant to
27, 1992,
21 U.S.C.
853
Laliberte pleaded
pursuant to
On April
guilty to
and Five
for
pursuant
to
the
District
Fed. R.
Laliberte, prior
his
of
Crim.
P.
to sentencing,
guilty plea.
The
District of Maine, on
decision
Counts One
and order
Maine
11.
(the
On
"Government")
October 6,
filed a motion
1992,
to withdraw
memorandum of
denying Laliberte's
motion.
Laliberte
We affirm.
I.
The
Laliberte
and
Government,
addition
to
requiring
-2-
Five, provided,
of the
fully,
also consented
effecting the
forfeiture or
. . . subject to
law
of
terms
that the
United States
other transfer of
In
in
any property
States."
with its
Agreement stated
"assist the
forfeiture to
the United
compliance
to
under any
exchange
for Laliberte's
and conditions,
the Cooperation
petition the
P. 11(e)(1)(B), and
Three and
imposed,"1
see
___
Four
Fed.
of the
R.
indictment
Crim.
P.
to dismiss Counts
after sentence
11(e)(1)(A).
is
The
____________________
1. Counts Two through
Government's motion.
on the
States Attorney
had
Government promised
"make
known the
individual
or
that, at Laliberte's
cooperation
entity
to
Finally,
the
to have
although the
request, it
provided by
whom
information disseminated."
cooperated was
defendant
would
defendant to
any
wishe[d]
such
Cooperation
Agreement
articulable basis."
expressly
stated that
5K1.1 for
a downward departure."
Laliberte
confirm,
that
maintains,
after
Agreement he assisted
the
and
execution
the Bureau
the
record
of
the
tends
to
Cooperation
of Intergovernmental
Drug
on at
regard to
least one
occasion.
pounds
of
was in
His cooperation
marijuana,
and
Dresser
the
seizure of fifteen
forfeiture
of
residence.
Laliberte's
lived.
On
May
5,
Pretrial/Probation
collaboration
1992, James
was,
however,
short-
United
States
Hollywood,
-4-
by
memorandum
that
Laliberte
was
asserted
that it
his
office
assisting
was
had
not
government
improper for
been
told
that
agents.
Hollywood
Laliberte to
cooperate
of Laliberte's
Government filed
a motion
court to
permit Laliberte
to resume
with law
enforcement
1992.
district
agencies.
On September 30,
court
vacated
August 15,
order,
and
____________________
2.
reinstated
its
May
6,
1992, order
which
had
proscribed
R. Crim.
P. 32(d).3
The motion
June 25 to
informed
any action
to have the
defense counsel
of
its
order lifted,
and
position that
the
such
acknowledge that
cooperation
authority."
and
[district court]
court's] permission to
because
to
In light of
do
so
would
the Government's
consider consenting to
its failure
to seek
the defendant's
the approval
of the
the withdrawal
____________________
3.
departure which
promised him."
same vein,
In this
the
May
21,
motion,
1993,
the district
court
denied
Laliberte's
demonstrating
actively
activities, the
and
assisting
18
Government, on
cooperative
June 15,
in his
U.S.C.
in
sentence, pursuant to
3553(e)
(1988).
The
law
1993,
and for a
U.S.S.G.
Government
declared that
investigation
and
apprehension of
assisted "in
others."
The
the
district
-7-
eight to ninety-seven
to
three
to sixty months
range of seventy-
also sentenced
interest in
real property in
Auburn, Maine.
Judgment
was
In
it denied
considering his
sentencing
request, accepted
actions,
including the
Government's
to withdraw
abuse of
F.3d
his guilty
discretion.
,
decision denying
plea is reviewed
request
solely for
Laliberte's
to withdraw
a guilty
plea
solely for
abuse of
____________________
4. The district court calculated the Sentencing Guidelines
range based on its conclusion that Laliberte's Adjusted Total
Offense Level was twenty-seven (27) and that he fell into a
Criminal History Category of II.
-8-
discretion." (citing
United States
_____________
v. Doyle, 981
_____
F.2d 591,
594 (1st Cir. 1992), and United States v. Pellerito, 878 F.2d
_____________
_________
1535, 1538 (1st Cir. 1989))).
In
Parrilla-Tirado, we
_______________
observed that a
motion to
a more liberal
sentencing.
Id. at *2
standard than a
(citing Fed.
R.
___
Crim.
P.
32(d)
amendment, a
advisory
under
stated
in Hill
____
fundamental
committee's
note
("Under
too late to
the
come under
must seek
defect which
U.S. 424
inherently results
(1962): `a
in a
complete
Nevertheless, "a
have an automatic
plea
even at that
right to withdraw
his
Id. (citing
___
United States v. Buckley, 847 F.2d 991, 998 (1st Cir. 1988),
______________
_______
cert. denied,
____________
798
L. Ed. 2d
before
will
be granted
P. 32(d); Parrilla-Tirado,
_______________
only
"upon
reason."
1994 WL 143251,
Fed.
at *2.
-9-
falls upon
at
the defendant.
Parrilla-Tirado,
_______________
1994 WL 143251,
(2d
Cir.
1992),
and
Fed.
R.
Crim.
P.
32(d)
advisory
committee's note).
To
proffered
decide
by
the
whether
defendant
the
is
reason
"fair
for
and
withdrawal
just,"
courts
Cir.
1537
(1st Cir.
"[i]f
the
1989))
combined weight
defendant's
favor,
quantum
prejudice,
of
(footnote
then
of
the
if
omitted).
Additionally,
these factors
court must
any,
that
tilts
also
will
in the
assess
inure
to
the
the
_____
____
_______________
-10-
B.
We apply the above-listed factors seriatim.
1.
Reasons.
_______
without
advancing a
may
not
renounce his
plausible reason
guilty
plea
so.
See,
___
for doing
sua
___
sponte
______
order
prohibiting
him
from
district
actively
assisting the BIDE and the DEA, he was denied the opportunity
to
or, as he
deny Laliberte
indeed
his
the
benefit of
his bargain,
plea.
happened.
But
Laliberte
mischaracterizes
government agents,
violations
of
"as needed,"
law
and
If he
"move to
to tell all
providing
assistance, as requested.
Court for
what actually
would
that might
with
he knew
testimony
about
and
other
Cooperation
dismiss Counts
sentence," and
Two, Three
and Four
(2)
of the
-11-
be
the sole
to make
judge
known
imposed."
of Laliberte's
Laliberte's cooperation
to
and
anyone
Laliberte requested.
that
nothing therein
Court
pursuant
to
required the
United
Government "to
States
Sentencing
move the
Commission
In
fact,
the
Government
ultimately
moved
to
of
its promise
complied
with (1)
and, in
so doing,
not to
___
the
under
(2).
by petitioning
The
Government
also
for "a
lawful sentence,"
elsewhere stated,
seek a downward
departure.
To
Laliberte's benefit,
district
Laliberte the
the
Government's recommendations,
court's
full benefit of
three charges,
unpromised
final
benefit
and also
(the
judgment,
incorporated in
accordingly
downward
gave
dismissal of
an additional,
departure)
that
the
required
to provide.
The
-12-
stated
premise
of
these
his
share
of
the bargain
as
to
cooperating.
claim of
having been
denied the
right to
for
perform his
had
met
promised
his
obligations and
in the event of
accorded
him
his performance
everything
with a sizable
for the
explained,
been
Government
departure.
suggests that
entire time,
so
might have
had
he would,
extraordinarily
requested
But as the
he been
an
in some
helpful
control and
devoid of
necessarily
veto.
always subject
The Cooperation
any promise by
to the
to
way not
that
even greater
allowed
the
downward
at argument,
help catch
Government's
the Government to
allow Laliberte
duty
which,
if satisfied
in
the
opinion
of the
U.S.
Attorney, would
counts
and
possibly,
unspecified
Whatever
only
recommendations
for
by
dismissal of three
implication,
sentencing
some
leniency.
-13-
was
right
offset by
to
the
Government's express
downward
departure.
Agreement as so written,
entitled to
disclaimer of
Under
the
any
Cooperation
complain had
his
chance to
cooperate been
so
less clearly
possibly
although far
But where,
no plausibility in the
fair and
sufficient
chance
downward departure, we
claim that he
to
fulfill
was deprived of a
his
part
of
the
contract.
2.
Timing.
______
guilty plea is
before
significant.
sentencing, are
Delayed requests,
generally
even if made
regarded with
disfavor."
defendant
waits
before bringing
support of
WL 143251,
at *4; Doyle,
_____
obtains because,
at 595.
motion
to
in
his
981 F.2d at
"[w]hile an
Generally, the
This
principle
immediate change of
heart may
595.
often weakens
-14-
the plea
false pretenses."
confusion or
under
Here, Laliberte
27, 1992.
was entered in
plea on
April
active
involvement with
law enforcement
district
court
Laliberte
contends
opportunity
to
scheduled for
moved the
by
that,
order
by
cooperate
district
1992.
on
because
court to
Although the
August
that time,
he
15,
had
sentencing
1992,
lost all
was
Accordingly,
withdraw
just a
then
Laliberte
his guilty
plea
on
6, 1992, order.
delay
that
October 6, 1992
it and
vacated
Laliberte's
efforts
to
promote
the
efficacy
of
the
it less
likely
that he
entered
pretenses."
his guilty
Id.
___
is essentially immaterial to
But
plea
in
because the
____________________
5. Sentencing was eventually continued until the first
of July 1993.
-15-
week
3.
Claim
of Innocence.
_____________________
favorably
on a
motion to
motion is
accompanied by an
Parrilla-Tirado, 1994 WL
_______________
596.
Courts
withdraw a
look
guilty plea
when the
assertion of innocence.
143251, at *4;
more
E.g.,
____
at
in favor of
allowing a guilty
plea to
stand."
Doyle,
_____
981
In
at
the Rule
his
11 proceeding.
motion
brief
to withdraw
contains
factor cuts
See
___
Fed. R. Crim. P.
his guilty
an assertion
of
plea nor
innocence.6
11.
Neither
his appellate
"Thus,
this
at *4.
4.
motion
to
Voluntariness.
_____________
withdraw,
an
"In
inquiring
court
must
determine
intelligent."
Doyle,
981 F.2d
at 596
(citing United
_____
States v. Austin, 948
______
______
______
1991), and
____________________
6. The
district court noted that Laliberte argued in
Defendant's Reply To Government's Opposition To Defendant's
Motion To Withdraw Guilty Plea that he had represented his
legal innocence to his counsel. The district court was not
impressed by this argument, observing that at no time during
the proceedings did Laliberte assert his legal innocence to
the court.
-16-
United States v.
_____________
Allard, 926
______
F.2d 1237,
1245-47 (1st
Cir.
1991)).
Laliberte
voluntarily
month
maintains
that
he
would
not
have
of doing
so the
district court
would proscribe
his
his
sentence.7
ability to
We
Laliberte's motion
in light
think,
earn
a downward
however,
that
departure
the
in his
denial
of
final
judgment that
whether,
given
was entered.
what
finally
This court
happened,
asks simply
including
the
the counts,
still appears
reasons
and the
reduced sentence,
to have been
already
largely
Laliberte's plea
above,
see supra
___ _____
For
part
Laliberte from
during
Still, he
much of
continuing
the
to
period
assist
prior to
government
sentencing.
and, more to
the point,
benefits
Cooperation Agreement
____________________
7. Laliberte does not argue that his initial decision to
plead guilty was made involuntarily, unintelligently, or in
violation of the requirements of Rule 11.
-17-
in return for
promise
to
his assistance.
plead
guilty to
In exchange for
Counts
One
and
Laliberte's
Five and
to
cooperate with
and Four of
for
the
the
imposition
Cooperation
of
Agreement
the
Court
although
Government, in
any
"may petition
lawful
sentence,"
expressly
stated that
5K1.1 for
pleaded
no assurances whatever,
but
in his sentence.
the Government's
motions,
Three
but
and Four,
Laliberte's prison
range of
not only
also, by
term to
dismissed
Counts
downward departure,
Two,
reduced
the guideline
Accordingly,
the
district court's
May
6, 1992,
order
Laliberte's guilty
plea
was rendered
-18-
involuntary
or
Affirmed.
________
-19-