Professional Documents
Culture Documents
this court
of "Hon.
issued on
December 1,
"Hon. William
Rya
1994 is
G. Young, U.S.
____
W. Zobel, U.S. District
_____________
____________________
December 1, 1994
____________________
____________________
*
David Tatro
action against
the verdict
seeks a
In this
new trial
for
the
appeal, plaintiff-
for his
civil rights
officers on the
defendants was
based
instructing the
"clearly"
lacked probable
trial court
jury
While we
officers "clearly"
the
erroneous
instructions.
police
agree that
on
ground that
cause to
erred in
arrest and
We therefore affirm
I.
I.
BACKGROUND
BACKGROUND
Officers
Timothy Kervin,
alleging that
probable
the officers
cause, used
arrests, and
excessive
of federal
and
U.S.C.
1983,
Mass.
The
action
and
O'Brien, and
arrested Tatro
force
in
violation
respectively.
Stephen
making
L.
twice without
one
of
the
Amendment rights, in
Massachusetts civil
Gen.
Stephen
ch.
rights laws,
12,
11H
42
&
I,
occurred after
events
police
that are
the
responded to
subject of
this
complaints about
Halloween party on the night of October 31, and the early morning
of
November 1, 1989, at 27
Allston, Massachusetts.
arrested
Seattle Street in
a neighborhood of
outside of the
house on Seattle
Street
where
the party
was
being
held
during an
apparently
-2-
violent
and
chaotic
Following Tatro's
to
release from
effort
break
up
the police
intentionally or
the
festivities.
station a
few hours
accidentally knocked
over
both arrests were made without probable cause and that the second
arrest was made with excessive force.
Tatro
and
the
police
officers
presented
two
Tatro's Version
Tatro's Version
_______________
officers arrive,
order everyone to
right to enter
police
leave, and
after he questioned
warrant.
the
As more
stood on the
sidewalk
Tatro
on
the other
side of
the
fence enclosing
the yard.
and began asking the police officers what the problem was.
then saw the
flashlights.
Tatro
to watch the scene because he felt it was his duty to witness the
incident
of
police
brutality.
On
cross-examination,
Tatro
claims he turned toward Kervin and said "I can't believe what
happening."
arms
is
released
held at the
Tatro.
Subsequently,
Tatro,
hours, the
several
other
According
to
he
accidentally
looking
needed
walked into
told them to
Officer
Chin.
feet as he
and then
leave.
Tatro
was
released him.
claims he
curb.
Officer
Tatro asserts
that
into the pavement, grabbed him by the hair, pulled his arm way up
behind his back, and said,
Kervin
then
pulled
Tatro
to
his
feet,
handcuffed
Officer
him, and
suffers
blind.
from
legally blind
a hereditary
He carries
eye
disorder which
an ID card attesting
to
had not
before
into him.
officers to look in
-4-
was charged
with
assault and
battery on
four
Tatro
Officer
Chin
was
also charged
outside
the
with
assault and
police station.
battery
All
on
charges were
ultimately dismissed.
B.
B.
The officers
different
account of
the
events
an entirely
surrounding Tatro's
arrests.
27
Seattle
complaints
that the
Street
in Allston
in
response
to
neighbors'
uncooperative
and initiated
physical
arrest
some other
another
and struck
one of
police officers
person
when
the officers
were trying
Tatro
came
from
in
the back.
the
Tatro
handcuffing the
never said
Tatro.
other partygoer.
anything to
Officer
Tatro and
Officer
did not
make
to
they
Kervin himself
the arrest
of
he grabbed
the second
claimed Tatro
-5-
directly
Officer
toward
Officer
Kervin then
pulled
he did
Chin.
The
officers
Tatro off
testified
Officer
Chin.
Tatro's wallet
Officer
nor initially
that
take
action was to
was legally
blind
Jury Instructions
Jury Instructions
_________________
At trial, the
the
jury
which
instructions
probable
Tatro
are the
cause to
excessive force.
the jury
that
court gave a
number of instructions
claims
erroneous.
were
ones concerning
arrest Tatro
Among
whether the
and whether
the
to
those
officers had
officers used
officers arrested
order for
Tatro
to prove
that
the
police
in violation of
respect
to the
court's instructions
on Tatro's
use clearly
_______
excessive force,
that is,
clearly more
_______
added).
-7-
II.
II.
A.
A.
ANALYSIS
ANALYSIS
determine if
tendency
to
the
instructions, taken
confuse or
mislead the
as
jury
a whole,
with respect
to the
F.2d 22,
show
not
prejudicial, based on
reverse a
judgment
if
the record as
we find
court's
we
error from
the
instructions
the
a whole;
on
probable
cause
and
he
or
she
Constitution by a
Pittsley
________
was
deprived
person acting
of
right
secured
by
of state
the
law.
his
Fourth Amendment
rights by
arresting him
without probable
cause, Santiago v. Fenton, 891 F.2d 373, 383 (1st Cir. 1989), and
________
______
by using excessive force in their second arrest of Tatro.
Graham
______
The
court stated
and
that
"probable
cause
exists
if
the
facts
-8-
circumstances known to
sufficient to warrant
crime."
See Santiago,
___ ________
891
F.2d at
384; United
______
on excessive
force,
the court
properly explained
In the
appropriate and
of Salem, Mass., 923 F.2d 203, 205 (1st Cir. 1990), cert. denied,
_______________
____ ______
500 U.S. 956 (1991).
"calculus
includes
of
The
reasonableness"
from
Graham
______
v.
second decisions
threats
in
situations
to public safety, or
that
Connor,
______
order
court then
to prove
elements,
as
his
might
involve
further instructed
case,
described
above,
cause,
had
were
to
found that
Id.
__
the jury
establish
that, in
that
evident
the
to
the arrest
potential
the officer to
"clearly"
Tatro
which
Court's
was made
clearly
_______
Tatro unless
without probable
how qualified
the "clearly
with excessive
be clear to the
counsel objected to
is how
It
doing is not
evident to us
envisioned
way to effectively
erroneously misled
may have
required by
and "clearly
tended
to mislead
heightened
claim
under
the jury
was erroneous
into believing
because it
that Tatro
faced a
beyond reasonable
been
excessive" force
described as
"Clear"
doubt," and
"proof
has
been defined
as "[o]bvious
beyond a
reasonable,
proof" has
i.e., a
well-
founded doubt" or
else as
"more than a
preponderance but
less
-10-
(5th
ed. 1979).
description
of the
preponderance of
standard and
of proof.
probable cause
and excessive
however, transformed
into
with a
something
force elements of
that
sounded
like
the
Tatro's action,
stricter
"clear
and
that a
1992); Burdett v.
_______
reasonable police
it
had to
officer would
Miller, 957
______
not
by clear
have believed
convincing
the court
was
placing some
element of
qualified
immunity into the jury instructions, this was not the proper time
or manner to do it.
law,
is
an issue
during
the early
decided
by the
that is
stages of
jury.
appropriately
decided by
the proceedings
Hunter v.
______
question of
the court
and should
Bryant, 112
______
S. Ct.
not be
534, 537
(1991); Whiting v. Kirk, 960 F.2d 248, 250 (1st Cir. 1992); Lewis
_______
____
_____
v. Kendrick, 944 F.2d 949, 953 (1st Cir. 1991); Hall v. Ochs, 817
________
____
____
F.2d 920, 925
(1st Cir.
1987); Finnegan v.
________
Fountain, 915
________
F.2d
-11-
817,
821
(2d
Cir.
1990).
The
language
of
the
court's
112 S.
Ct. at
536 (qualified
immunity
Hunter v.
______
shields police
[plaintiff's
light
arrest]
established
law
possessed'"
or
to
and
if
be
the information
the
officers
lawful,
in
the
of
clearly
[arresting] officers
"'reasonably
but
mistakenly
979 F.2d 259, 263 (1st Cir. 1992); Hall v. Ochs, 817 F.2d at 924;
____
____
Floyd v.
_____
Farrell, 765
_______
officers
did not
raise a
F.2d 1,
why
Tatro
1985).
qualified immunity
given the
issue exists.
5 (1st Cir.
facts of the
Under such
must prove,
as
defense
and both
case, no
circumstances,
an
The police
qualified
we see
additional element,
no
the
any event, if a
defendants the
stage
of the
benefit of qualified
trial,
or, more
obligated to give
immunity at
appropriately,
the final
if it
needs
to
v. Watkins, 942 F.2d 67, 73-74 & n.7 (1st Cir. 1991) (noting that
_______
some factual
be resolved by the
without
using
may need to
potentially
misleading
-12-
language
must do
like
the
merely using
the
special language
in its
instructions to
and not
to
add additional
requirements of proof,
mislead
the
Although
jury.
determination that
explanation,
difficult
and although
Connor,
______
is
in
these considerations
without possibly
standard
the instructions
"reasonableness"
misleading
them
into
U.S.
at
396
(providing
fact-sensitive
some illustrative
account the
officers
be conveyed
thinking
or
were erroneous.
take into
police
can
offense
situations
themselves,
of the
determining
elements
helpful
often
find
to the
jury
heightened
See Graham v.
___ ______
description
of
Tatro
him, because when taken together with the "clearly" language, the
police
officers
as
to
probable
cause
because
find for
of
the
This allegedly
-13-
1.1
Tatro's vigorous
this
instruction so
objection, the
that, under
court insisted
Tatro's version
of the
to leave the
on giving
first
the riot
Officer
probable
police
because
the
Tatro argues
asserted
that
they arrested
Tatro
standing
alone, we
disagree
with
both of
these
scene
of his
Tatro himself
characterized the
____________________
1
he was
ordered by
police officers to
leave the
scene.
Tatro
testified that he was arrested for "not leaving fast enough," and
the events.
evidence in the
Contrary
to Tatro's argument
record upon
which a jury
that "there is no
could determine
that
Tatro was arrested for failing to leave the scene of a riot after
receiving a lawful order to disperse,"
evidence in the
believed
found
Tatro's version
that Tatro
of
events, it
was arrested
officers' orders to
We
If the jury
could reasonably
for failing
disperse.
see no
to comply
with the
have
court
even according
cause
find
that
the court's
to arrest Tatro.
decision sua
___
sponte
______
Accordingly, we
to issue
the riot
In relating his
that he was
any
application
instructions to
version of the
he allegedly
or
to Tatro's
Amendment rights.
Officer
Kervin.
otherwise "chill"
his First
not for
In its
to arrest
Tatro's statements,
Amendment rights,
-15-
testified
statute
riot
statements
Tatro,
of the
then Officer
Kervin would be
statute
liable.
instructions, these
probable cause
charges
the court's
allowed the
statute based on
jury to
riot
find
Tatro's alleged
that the
Thus, these
Having
found
that
the
jury
instructions
regarding
merely
verdicts as
the
harmless.
Because
the
jury
delivered
trial or
separate
instructions
on
each
arrest
separately,
in
reverse
chronological order.
1.
1.
____________________
This analysis
regarding
the second
arrest
in
front
of the
police
station
Officer Chin
before the second arrest, there was probable cause to arrest him,
and
this
believed
Tatro
accidentally
refused
to
finding.
that
the
bumped into
verify
If,
second
on
the
arrest
Officer Chin,
Tatro's
eyesight
other
was
hand, the
made
and after
condition,
after
jury
he
the officers
the
lack
of
probable
cause
deliberately
ascertain
is
push
the
Constitution
undisputable,
Officer
reason
Chin
for
because
and
the
the
officers
accidental
Tatro
did
not
failed
to
contact
See Sevigny
___ _______
as
the
v. Dicksey, 846
_______
F.2d 953, 957 n.5 (4th Cir. 1988); BeVier v. Hucal, 806 F.2d 123,
______
_____
128
Constitutional
requirement,
so
if
they did
not
believe
the
no
basis to
whether
it
find probable
was judged
cause
according
to arrest,
to the
regardless of
preponderance
of the
had believed
verdict
instructions
erroneous
as
Tatro, they
to
the
notwithstanding.
instructions
are
would have
second
Under
arrest,
-17-
the
harmless
erroneous
these circumstances,
necessarily
prejudice Tatro.
arrived at
and did
the
not
The
Tatro's
arrested
grind
into
the pavement,
or try to
by the
hair.
all these
The police
There
grab him
officers.
or
any justification
___
of
his face
brutal
instruction harmless as to
rendered a verdict
was no
or part
led to a mistaken verdict for the police officers, and thus Tatro
did
As noted
instruction, taken
above, Tatro
riot statute
erroneous instructions
on
the jury to both believe Tatro's version of events and still find
for
the
police officers
standard of proof.
because
proper, when
the erroneous
heightened
We agree.
of
taken
together with
charge reviewed
the erroneous
as a whole
"clearly"
could well
have
-18-
meet
all or part
the defendants
the heightened
of Tatro's testimony,
proof
arrest.
1) the
riot
Tatro failed
implied by
the other
erroneous instructions.
Thus, it is impossible
from
that reason,
we find
that the
jury charge
was reversible
can't believe
to establish
not
intent to
added).
have been
of speech.
The court
interfere with
of Tatro's First
but for
_______
instructed the
had to prove
the
Tatro's freedom of
that he
police officer's
speech." (emphasis
all that Tatro needs to prove is that Tatro's speech entered into
the officer's decision
to make
the arrest, at
which point
the
-19-
burden shifts to
standard of proof
in a
1983 action
explicitly
addressed
by
this circuit.
Other
circuits
for" standard
in mixed motive
employment discrimination
cases, see, e.g., Loeb v. Textron, Inc., 600 F.2d 1003, 1019 (1st
___ ____ ____
_____________
Cir.
1979), and we
see no reason
should not
the
district
court's
We
"but
for"
note, however,
incorrect.
As
in
causation or motive.
the employment
This would be
discrimination context,
the
plaintiff
chill the
only
show
that
the officer's
intent
or
to curb
the
____________________
4
Tatro cites Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
________________________________________
_____
429 U.S. 274, 287 (1977) as support for applying this burdenshifting analysis, but acknowledges that it is "questionable"
whether the Mt. Healthy
test, developed for mixed motive
____________
discrimination or retaliatory termination cases, applies in the
context of this action. Because it is unnecessary in light of
our analysis, infra, we decline to decide here whether the Mt.
_____
___
Healthy burden-shifting test applies.
_______
-20-
sense that
factor.
the
courts should
charging a
jury.5
2.
2.
them that,
specifically,
Tatro, this
"as a
being cursed
constitute a
at
by a
matter []
police
verbal abuse,
officer, does
error because
by
not
According to
his case
contains a
claim under the Massachusetts Civil Rights Act, Mass. Gen. L. ch.
12,
11H and
I, which provides
plaintiff's exercise
for a cause
of action if
the
claim,
however,
to the
the
jury regarding
court
carefully
the state
delineated
statute's requirements:
[T]he denial of . . . Mr. Tatro's civil
rights by, it is alleged, Mr. Kervin, has
to be accomplished by threats, coercion,
or intimidation.
A threat simply means
civil
the
together,
all
these
instructions on
the
civil
rights
burden.
We do
officer
could
never constitute
_____
charges
read as a whole
threat
or
by a police
intimidation.
The
that a curse
does not violate any civil rights unless it rises to the level of
______
threat or
an
attempt
to
intimidate.
Thus,
the
court's
the foregoing
CONCLUSION
CONCLUSION
reasons, the
verdict is
therefore
-22-