Professional Documents
Culture Documents
UNITED STATES,
Appellee,
v.
FRANK NIEVES-BURGOS,
Defendant - Appellant.
____________________
____________________
Before
_____________________
Juan R. Acevedo-Cruz,
______________________
by Appointment
of
the
Court, for
appellant.
John F. DePue, Attorney,
______________
Department of Justice,
with whom
____________________
issues
This case
presents two
violation
of
18
U.S.C.
924(c)(1).
Nieves-Burgos asserts,
on the firearm
were not
Burgos
supported by
asserts
that
trial
the evidence at
the only
was
alleged
itself
not
trial.
Second, Nieves-
violation
supported
supported by
evidence
at
by
sufficient
evidence.
I.
I.
BACKGROUND
BACKGROUND
in
by Nieves-
Burgos'
which
co-defendants.
is appropriate,
verdict.
See
we
do so
in the
light most
favorable to
the
F.3d 95, 98
In
rented rooms
February
name.
1991,
Nieves-Burgos and
327 of the
Nieves-Burgos
several
-2-
in Isla
6, 1991, hotel
others
On March
of suspicious
conduct in
hotel's
together,
in cash; and,
a hotel
floor supervisor
observed two
and Firearms
At approximately 11:00
Burgos,
H ctor
of the hotel on
Santiago-Alicea, Teddy
March 6.
observed Nieves-
Le n-Ayala,
Oscar D az-
Cruz, and
an unidentified man
in the
hotel lobby.
The agents
outside the
hotel to a
unidentified man
Later
that
same
evening,
another
unidentified
man
arrived at the hotel, and was met by Nieves-Burgos and Pedro Luis
Ram rez-Rivera
(Ram rez-Rivera).
After
a brief
conversation,
returned
They
On March 7,
Nieves-Burgos,
Marilyn
Gotay-Col n,
five persons:
Catalino Torres-Maldonado,
revealed
-3-
instruments
a bundle of cash in
a zippered bag on
less
that
were
in
the
hotel's
paraphernalia
were found in
In a green
revolver;
also
found were
parking
More
picture
cocaine
and
a loaded .357
of Nieves-Burgos
and
Nieves-Burgos' fingerprint.
In
parking ticket
on which was
grey
nine-millimeter pistol
Buick, a
lot.
was found.
The Buick's
Nieves-Burgos
with
In counts one
possess
with the
intent to
distribute, cocaine.
Count
____________________
On
or about
District of
March 7,
Puerto Rico
jurisdiction
of
this
NIEVES-BURGOS,
NIEVES-BURGOS,
RAMIREZ,
RAMIREZ,
RIVERA, PEDRO
RIVERA, PEDRO
known
known
as
as
known
known
the
and within
the
Court,
also
also
also
also
1991, in
known
known
as
as
FRANKIE
FRANKIE
as
as
JOSE
JOSE
HERRERAHERRERA-
LUIS RAMIREZ-RIVERA,
LUIS RAMIREZ-RIVERA,
PEDRO
PEDRO
TORRES-MALDONADO,
TORRES-MALDONADO,
KENNY
KENNY
also
also
MEDINA-RIVERA, CATALINO
MEDINA-RIVERA, CATALINO
MARILYN
MARILYN
GOTAY-COLON,
GOTAY-COLON,
known as OSCAR
known as OSCAR
defendants herein,
abetting each
other, did
knowingly
(3) firearms of
-4-
aiding
four1
use
of
three
firearms
trafficking crime
during
in violation of
and
in
knowing unlawful
relation
18 U.S.C.
drug
924(c)(1).2
The
____________________
(a)
Beretta
semi-automatic
pistol
number
BER042822Z
loaded
with
Smith
and
.357 magnum;
Wesson
Revolver,
Model 27-2,
three
to
plated in
grip, serial
Norinco
semi-automatic
pistol,
number
315202,
loaded
with
relation
to
the
offense punishable
Prevention and
violation
Code,
of
18,
Title
II
Substance
Narcotic
cocaine, as
aiding
the
and
approximately
involving the
Controlled
defined in
Code,
Title
Section
States,
intent to
nine
States
may be prosecuted
United
an
that is,
United
abetting each
possession with
of
Drug Abuse
Drug
States
924(c)(1), which
of
21,
841(a)(1),
United
Court
under the
Control Act,
Section
Schedule
commission
to
other
in a
wit:
in the
distribute of
hundred
fifty-six
Schedule
II
Narcotic
Drug
18,
United States
Code,
924(c)(1).
18 U.S.C.
Section
Whoever,
crime
of
during and
in relation
violence or
crime (including
to any
drug
trafficking
a crime of
violence or
enhanced punishment
the use of
a deadly or
if committed
by
dangerous weapon
to
-5-
firearms alleged
924(c)(1) are the three handguns found in room 311 of the hotel
Evidence
At the close of the evidence, the trial judge instructed the jury
without
objection
and
presented
them
with
copy
of
the
his sentence.
his
under
sentence
assistance
U.S.C.
of counsel.
afforded new
sentenced
28
counsel for
to sixty months'
His
2255,
claiming
ineffective
motion was
granted,
and he
resentencing.
On
count four,
imprisonment, to run
was
he was
consecutive to
Nieves-Burgos now
four.
his
conviction as
to any
of the
in
on count
room 311
was
sufficient
either
of
the
two
firearms
three firearms.
The United
to support
the
to argue that
found
in
conviction.
The
evidence concerning
the
automobiles
was
the
____________________
sufficient
sentenced to imprisonment
. . . .
is
supported by [evidence of] the two guns found during the searches
of the cars."
-6-
concerning the
was returned on
a count containing
of
evidence at
trial.
The parties'
considered.
II.
II.
arguments
ANALYSIS
ANALYSIS
were received
and
A.
A.
violation of
18 U.S.C.
general verdict of
18 U.S.C.
sufficient to
The
government
support a
concedes
count
and the
conviction as to
that the
as to two of
evidence at
two of
evidence
at
the jury's
it was returned
924(c)(1),
support a conviction
stand as
of
924(c)(1) cannot
in violation
trial was
not
the firearms.
trial did
not
should stand as
in
it is
This issue
was
effectively determined
in Griffin
_______
v.
18 U.S.C.
(1991).
371.
Internal
efforts
single
count
in the
indictment
unlawful objects:
impeding
charged that
the
efforts of
the
of
the
Drug
Enforcement
-7-
Administration to
ascertain
forfeitable income.
failed to
verdict,
verdict
appellant to
verdict of
of guilty
the verdict
any of
the
at trial
respect to
the
a guilty verdict
rule that
on
guilt with
have participated in
guilty.
citing the
criminal act,
supports
evidence presented
them to return
general
The
jury permitted
found the
id.
__
second object.
to the
See
___
either of
The jury
See id.
___ __
The
Court
when
a jury
charging
stands if
the evidence
acts charged.
See
___
id. at
__
the two
returned a
affirmed the
returns a
single count
if they
general
more than
one
sufficiently
56-57 (citing
Griffin provides
_______
of the law.
somewhat
what was a
disjointed, if
not downright
much-needed clarification
contradictory.
Compare
_______
that
verdict
when a
jury
returns
a guilty
on an
is
indictment
charged.")
with
____
Yates
_____
(1957)("[W]e think
v.
United States,
______________
U.S. 298,
312
to be applied is
that which
verdict is
supportable
on
one
354
ground,
but
not on
another,
and
it
is
impossible
to
tell
which
ground
the jury
articulated subtle
selected.").
distinctions between
to reconcile them.
In
the
See Griffin
___ _______
-8-
to
discuss the
Supreme
at 52-56.
It is
Court's analysis
appropriate briefly
in Griffin
_______
before we
In
Griffin, the
_______
general rule:
Court
discussed the
long-recognized
it
an invalid
Id.
__
at 49.
settled
law
The
throughout
this
country's
Declaration of
Independence:
count
support
verdict,
the
275, 276, 98
existence.
before the
to
jury's action."
it
"if
See
___
id.
__
at King's Bench
there is
shall
stand
any one
good,
quoted in Claasen
______ __ _______
U.S. at 49-50.
420 (1970).
In Turner,
______
single
with
count
The
the appellant
knowingly
not
only
had been
charged in
purchasing,
heroin in violation of
but
also
Federal law,
on the charge.
-9-
See
___
id. at 420-21.
__
The Court
in the conjunctive
. . . the
"when a jury
relied
acts
evidence is
Id. at
__
See
___
cases
cited.
The
primary exception
to
the
general rule,
359
(1931).
See Griffin v.
___ _______
Griffin
_______
283 U.S.
at 52.
In
information of
display of a
violating a
California
any of three
statute prohibiting
purposes:
"as
a sign,
symbol or emblem
an invitation or
to propaganda
that is of
a seditious character."
the
or as
as an aid
Stromberg v.
_________
California, 283
__________
U.S. 359,
Court determined
violates
361 (1931)
the Fourteenth
(citation omitted).
of the statute's
Amendment.
See id.
___ __
three clauses
at
of
in
the
clauses
Constitution,
the
question
is
conviction cannot
invalid
under
be upheld."
369-70.
thereafter
was
applied
-10-
in
many
In
"[I]f any
the
Federal
Id.
__
at 368,
Stromberg
_________
The
cases
The rule of
involving
"general-verdict
convictions
unconstitutional ground."
that
may
have
rested
on
an
In
Court extended
some
the rule of
confusion.
appellants
violating a
purposes:
on
U.S. 298
(1957), the
so, created
Yates concerns
_____
single-count
California statute
(1)
advocating
the
convictions
indictment
charging
by conspiring
the
violent
of numerous
for two
overthrow
them
with
unlawful
of
the
States.
determined that
the "organizing"
relevant statute
of limitations.
held:
"In
charge was
See
___
these circumstances we
The
Court
prohibited by
id. at
__
312.
the
The Court
rule to
be
where
the verdict
another,
selected."
and it
is
supportable
is impossible
to
on one
ground,
tell which
but not
ground the
on
jury
Yates . . .
_____
of ours
to apply Stromberg to
_________
verdict
in
bases of
which
one of
-11-
case
a general
the
possible
violate any
provision
of
the Constitution
simply legally
statutory
described,
extension,
the
Due
unlikely
but
inadequate (because
time
bar).
that
As
was
explicitly
an
Clause
basis)
nor
our
of a
we
have
unexplained
invoking
Process
was
(which
neither
is
an
supervisory
federal prosecution.
none of the
at 55-56.
U.S. 287, 292 (1942), and Cramer v. United States, 325 U.S. 1, 36
______
_____________
n.45
(1945)
-- in
fact
supports it.
See Griffin
___ _______
v. United
______
Griffin clarifies
_______
only to cases in
which one of
cases,
like
Turner,
______
rested
on a basis that
those concerning
ground as
See
___
id. at 51-52.
__
which concern
a result of an
possibly
that
on
one
sense
inadequacy
"legal
of evidence
error"
an
invalid
explains:
In
may have
resting
error of law.
conviction
Griffin distinguishes
_______
convictions
convictions
it extends
includes
-- namely,
when
It
the phrase
is used as
a term of
art to
mistakes that it
is the
-12-
designate those
law,
reasonable
person
sufficient.
But in
___ __
could
regard
as
the
___
law,
___
concerning
__________
import
______
as
__
opposed
_______
the
___
weight
______
of the evidence.
__ ___ ________
to
__
or
__
a
_
mistake
_______
the
___
factual
_______
. . .
[W]e are
Here,
Nieves-Burgos
asserts,
and
the
government
to support
the firearms
three guns
the
cars.
Burgos'
verdict shall
Rather,
the verdict
supported
by the
therefore
must
not be
set
must stand
evidence
determine
concerning the
whether
the
this basis
as it
-13-
alone.
is sufficiently
third
evidence
of the
aside on
so long
to two
firearm.
We
sufficiently
924(c)(1) as
conflicted,
Turner.
______
with the
in
returned on a
where one or
the
rule recognized
support of the
charge
long-standing general
evidence and it
insufficient ground.
insufficiently supported by
is unclear whether
the jury
relied on the
804 (1st
(1978) (citing
United States v. Natelli, 527 F.2d 311, 325 (2d Cir. 1975), cert.
_____________
_______
____
U.S.
298))
counts
("We
cannot
specification
conclude that
be
sustained
charging
Moynagh's
because
concealment .
conviction
each
. .
count
and no
on these
contains
evidence was
. .").
We
note
that
this
circumstances, be avoided:
support
generally
an alternative
be preferable
type
of
issue
may,
in
proper
legal
theory
for the
of
court to
liability,
give
it
would
an instruction
Griffin v.
_______
____________________
We
have on
Griffin's
_______
Ochs,
____
842
numerous occasions
interpretation of
F.2d 515,
520
it.
(1st
cited Yates
_____
See,
___
Cir.
in accord
with
v.
v. Driscoll, 449 F.2d 894, 898 (1st Cir. 1971), cert. denied, 405
________
____ ______
U.S. 920 (1972).
-14-
United States,
_____________
the
bell,"
conviction,
proffer
however,
the trial
of the evidence
when
there
court may
each
of the
alternative
be well
Also, the
alternative pleading
might require
are
linking a
particular alternative.
avoiding
bases
advised to
require a
particular defendant
government should
altogether,
alternatives
or the
to be
for
with a
consider
trial
court
considered
and
proved separately.
B.
B.
of 18 U.S.C.
1.
for violation
Standard of Review
1.
Standard of Review
"[o]ur
task is
evidence
to review
the record
to determine
whether the
therefrom, taken as
a whole
rational
jury to
defendants
Robles,
______
Rivera v.
______
resolve
were guilty
as
reasonable doubt
charged."
that the
United States v.
______________
Mena_____
4 F.3d 1026, 1031 (1st Cir. 1993), cert. denied sub nom.
____ ______ ___ ___
all credibility
United States
______________
omitted).
determine beyond a
v.
issues in
favor of
Torres-Maldonado, 14
________________
F.3d
We therefore
the verdict.
at
See
___
100 (citation
grounded in direct
evidence;
rather
it may be based
wholly on
circumstantial
evidence.
See id.
___ __
In
addition, the
evidence
-15-
the evidence.'"
Cassiere, 4 F.3d
________
satisfy
itself "that
the
guilty verdict
982
F.2d 675,
Ortiz,
_____
677 (1st
Cir.
finds
support in
'a
1993) (quoting
United States
_____________
v.
2.
2.
Analysis
Analysis
of
a firearm
"during
trafficking crime.
this section
term
of at
and
in relation
18 U.S.C.
to"
924(c)(1).5
any Federal
drug-
A conviction under
least five
convicted of using
years.
See
___
id.
__
Nieves-Burgos was
in
We
appellant's
examine
593 (1991))
government
in the
determine,
firearm
first,
at issue,
("in order to
establish that
firearm
for
purposes
of
must
prove
that
the
____________________
to
see
___
502 U.S.
'used'
evidence
possessory interest
United States v.
_____________
States v.
______
the
-16-
section
defendant
cert. denied,
____ ______
a defendant
924(c)(1),
actually
'the
or
"some
facilitative nexus
activity."
between the
United States v.
_____________
weapon
and the
criminal
a.
a.
Possession
Possession
__________
Nieves-Burgos is alleged
to have been
in constructive
Constructive possession
exists
given time
to exercise
either directly
dominion and
or through others."
control over
[a firearm],
United States v.
______________
Torres_______
in
room
following
311.
facts:
The
evidence supports
the
existence
of
the
gun.
control of Room
311."
facts that
room, had
-17-
proximity to
the gun,
and intention
to exercise
Clearly,
there is evidence
bag
directly to
zippered;
several
in the record
no witness could
Nieves-Burgos; the
several
co-defendants
were
found
couch, may
that weighs
sitting
or the
gun was
within
was Nieves-Burgos.
to ensure that
jury's
determination.
at 1031.
Burgos was
v. Mena-Robles, 4 F.3d
___________
in constructive possession
that he "clearly
of the gun:
He concedes
feet from
-- the gun.
This
result
is consistent
with
Torres-Maldonado, in
________________
establish that
in constructive
United States
______________
considered to
possession of the
v.
Torres-Maldonado,
________________
14
F.3d
in room 311.
See
___
at 102-03.
We
the
gun found
Gotay-Col n were
evidence against
the other
distribution scheme:
defendants .
. .
"Unlike
the evidence
establish any
-18-
the other."
Id. at 102.
__
Nieves-Burgos was a
Again, the
scheme.
b.
b.
Facilitative Nexus
Facilitative Nexus
__________________
that
drug distribution
apparent
utilization:
displayed or
"[the] weapon
discharged."
need
United States
_____________
not be
v. Reyes-Mercado,
_____________
conviction under
this section
brandished,
of a
22
To sustain a
firearm, there
must be shown "some facilitative nexus between the weapon and the
criminal activity."
We
actual possession
by the
not prove
the firearm
was
weapon
nearby to
definition of
protect
drug
operation comes
within
of section 924(c)."
the
United
______
States
______
v. Wight,
_____
United States
_____________
968 F.2d
v. Abreu,
_____
1393, 1396
carrying
a gun
on his person,
(1st Cir.
1466 (1st
"[W]here a drug
1992) (citing
Cir.), cert.
____
trafficker is not
-19-
gun to
gun to
the defendant.
26
(1st
Cir. 1994)
revolver
were
availability of the
("Drugs, drug
located
[Appellant]
had
an
significant
degree
in
close
apparent
of control
paraphernalia, and
a loaded
proximity
another.
possessory
over,
to
one
interest
the premises.
in,
and
On these
facilitative nexus .
v. Castro-Lara, 970
___________
F.2d at
of a drug pickup, with the gun inside the car's trunk. . . . [W]e
the firearm --
of cash, in close
proximity to
airstrip in the
the
a sizable quantity
room 311 in a zippered bag less than two feet from Nieves-Burgos,
and
that also
cocaine,
found
in
bundles of cash,
the room
were
several quantities
of
and supplies
typically
utilized
for
packaging cocaine.
This
evidence is
sufficient to support a finding that the gun in room 311 was used
-20-
by
Nieves-Burgos
possession.
against
to
protect
the
drugs of
which
he
was
in
all of
used by
1991)
("the
in relation to
his possession
cocaine, in violation of
924(c)(1).
17 (1st Cir.
factfinder
may
decide
among
reasonable
CONCLUSION
CONCLUSION
Nieves-Burgos' conviction is
the
evidence
and stands
affirmed.
Affirmed.
Affirmed.
________
without
supported sufficiently by
error.
The
conviction
is
-21-