Professional Documents
Culture Documents
No. 95-1877
GILBERTO MULERO-RODRIGUEZ,
GLADYS ORTIZ-MARGARYS,
Plaintiffs - Appellants,
v.
Defendants - Appellees.
____________________
____________________
Before
_____________________
Kevin G. Little, with whom David Efr n and Law Offices David
_______________
___________
_________________
Efr n were on brief for appellants.
_____
Jay A. Garc a-Gregory, with
______________________
and Fiddler Gonz lez & Rodr guez were on brief for appellees.
____________________________
____________________
Appellants-Plaintiffs Gilberto
Mulero-Rodr guez
("Mulero")
Margarys, appeal
termination
Discrimination
his
spouse,
to defendants Ponte,
wrongful
and
in
case
for
Employment
Act
The
their
suit
under
(the "ADEA"),
29
the
Age
U.S.C.
1964, 42 U.S.C.
Rico Law
100, 29 L.P.R.A.
and
Puerto
Code
the
Ortiz-
of summary judgment
2000e, et seq.
_______
Gladys
Rico Civil
for
breach
L.P.R.A.
146,
of contract
and
stated herein, we
BACKGROUND
BACKGROUND
As always,
court's grant of
summary
judgment, we
present
the facts,
Inc.,
____
favorable
to the
Corp., 51 F.3d
_____
Inc. is a
e.g., Woodman
____ _______
descent, the
v. Haemonetics
___________
Appellee Ponte,
principal place of
Cuban
the
of
here from
nonmovant, see,
___
corporation whose
two families
drawn
business is
in
It is owned by members of
Pontes
and
the
Sabines.
driver
manager
and
eventually
and director.
By
attaining the
positions
January of 1993,
of
general
he bore substantial
-2-
Mar a
officers
1991.
She
Luisa Ponte
of Ponte, Inc.,
soon moved to
("Ponte"),
one of
the owners
began to work
at the
company in late
and
limiting
his
for
personnel actions.
During
the course
of 1992,
Ponte and
Mulero
performance,
employee
Mulero's interaction
bonuses,
control
over
inventory,
and
Mulero's employment
Mulero
was
47
years
discrimination under
court
granted summary
old.
The
the ADEA
appellants
and Title
judgment
sued,
alleging
district
for Ponte,
Inc., and
Sabines.
DISCUSSION
DISCUSSION
A.
A.
court's
de novo, and
_______
"are obliged to
review
party, and
to draw all
party's favor."
841 (1st
(1994);
reasonable inferences
to the nonmoving
in the
nonmoving
see, e.g.,
___ ____
Woods v.
_____
can
be drawn from
S. Ct. 1398
30 F.3d
-3-
resort to speculation."
We will
depositions, answers to
genuine issue as
is
the interrogatories,
affidavits, if
We are
court's logic,
ground."
and admissions
56(c).
not
restricted to
but can
Mesnick
_______
the
affirm on "any
there is
no
Fed. R. Civ. P.
scope of
the
district
independently sufficient
every
on
of law."
[n]ot
"the pleadings,
factual controversy
822 (1st
Of course,
bars a
mere
existence
of
some
will
not
defeat
an
summary
requirement
judgment;
is
that
the
there be
no
Cir. 1990)
(quoting Anderson
________
most
trial because
flattering
factfinder
to
to
U.S.
the
resolve
An issue is
issue in
would
issue for
genuine if it "must
nonmovant,
the
of setting
be decided at
(1st
trial."
5, 8
in the
permit
favor
of
light
rational
either party."
apply
the
familiar
burden-shifting
framework
of
McDonnell
_________
-4-
Douglass Corp. v.
______________
VII claims.
95-1867,
See Ayala-Gerena
___ ____________
slip op. at
17 (1st Cir.
Sept. 5,
"direct
evidence
does
workplace"); see,
___
Espa a, 82
______
First,
that
Mulero (1)
include
e.g., Pages-Cahue
____ ___________
259.
Inc.'s
not
the plaintiffs
was within
legitimate performance
stray
remarks
in
the
must establish a
a protected
prima facie
class; (2)
expectations;
30 F.3d at
(3) was
case
met Ponte,
adversely
affected; and (4) was replaced by another with similar skills and
qualifications.
15 (1st
__, 115 S.
Ct. 1958
(1995); Vega v. Kodak Caribbean, Ltd., 3 F.3d 476, 479 (1st Cir.
____
______________________
1993).
produce a
Once they
do so, the
burden shifts to
Ponte, Inc., to
In the final
show
F.3d
at 260;
judgment
Medina-Mu oz,
____________
context,
Inc.'s
discriminatory
896 F.2d
plaintiffs,
Ponte,
the plaintiffs to
at 8.
the
In this
nonmovants,
summary
must
show
decision
animus.
as
to
See
___
terminate
was
LeBlanc, 6 F.3d
_______
driven
at 843.
by
"Thus, a
upheld
if
the
record
is
devoid
of
adequate
direct
or
-5-
-6-
1.
1.
job expectations, is in
dispute.
depositions
affirmative
evidence
of
element of the
Inc.'s legitimate
that the
record did
satisfactory
in the
not include
performance,
such
as
Mulero's
long history
court's reasoning a
at
Ponte, Inc.
We take
the
district
did,
Mulero
During that
posts
of
was at
time, he
general
Ponte, Inc.,
rose from
manager
and
for almost
being a
director,
thirty years.
driver to holding
with
the
the
attendant
promotions
We have previously
was
Keisling
________
Cir.
the time of
the discharge.
See
___
40 F.3d at
We do so again here,
2.
2.
The
parties
do
not
articulated a non-discriminatory
namely, that
he "made
contest
that
defendants
have
discharge,
argued repeatedly
-7-
company's
accountant,
Luis Caceiro
[("Caceiro")]; inadequately
to the
company's
resources; and
misallocated bonus
payments."
__________________
3.
3.
In
stated
their
reason
discrimination,
effort
to demonstrate
for
Mulero's
dismissal
the
plaintiffs weave
that
was
a tale
Ponte,
pretext
for
of discriminatory
Inc.'s
Finding
that the
now
weigh
ultimate
in
the evidence
for each
in
on the
F.2d at
turn, "focus[ing]
We
827.
as a whole."
Mesnick, 950
_______
Muleros' evidence
existence of differences
of
to
wide variety
content
review
of issues
affecting
Supp. at 686.
the company."
Mulero
______
more
of the
inferences in
record
leads us
their favor,
to
conclude that,
taking
all
offered sufficient
-8-
survive summary
judgment.
court's grant of
Accordingly, we
summary judgment
on their Title
VII and
ADEA
claims.
a.
a.
The
against
plaintiffs contend
because he
Inc., were
Cuban and
noted above, at
is Puerto
that Mulero
Rican, and
preferred to
this stage
was discriminated
the owners
have a Cuban
of our analysis,
of Ponte,
employee.
the Muleros
two findings:
As
"must
(1) that
reason is discriminatory."
Udo
___
F.3d at
1092
Cir. 1995).
(noting that
plaintiff may
upon
See Woodman, 51
___ _______
rely on
the
same
We
defendants
turn
In
the
question
weighing whether
evidence for
reasons pretextual,
Ponte, Inc.'s
of
the Muleros
a reasonable factfinder
we remember
reasons
to
to be real.
to
pretext.
The
listed above.
enough
first
fire
that the
have presented
to deem
issue is
Mulero were
real,
the cited
not whether
but
merely
noted,
the
defendants support
deposition testimony
with
their
reasons
with substantial
-9-
reasons,
but with little evidence that Sabines and Ponte did not
actually believe
leads us
to
them.
conclude
Nonetheless, our
that
the Muleros
review of
have
indeed
the record
produced
evidence sufficient
for a
reasonable factfinder to
find Ponte,
by
the
a shortage of
inventory acted as
that
They argue
inventory
Mulero
its
still had
Defendants
about
and
present
impact
the responsibility
clients
Defendants
well as
and
for buying
deposition testimony
the meeting, as
salesmen.
on their
of
the inventory.
Sabines and
sworn statements
further attest
commissions.
Ponte
by two
of the
up the
However, the
in fact
Muleros
have offered
evidence that
the
between
December 1
taken. Although
Sabines
that
and January
15 so
he
testified that
he was
behind in
that inventory
in
1992 he
taking
could be
discussed
the inventory,
with
he also
recollection
of
Sabines
or
Ponte
-10-
--
or
the
salesmen
--
complaining about
point out
produced
a shortage
Mulero's testimony,
The Muleros
also
Inc., has
based thereon.
In sum,
giving credence to
year freeze
on purchases.
have
inventory.
was
of
served
conclusion
as
the
catalyst
for
Mulero's
dismissal.
The
on
the salesmen's
complaints involve
real issues
of fact,
it
Second,
according to
Ponte's testimony,
the salesmen
also complained that when they asked for merchandise Mulero would
or Ponte.
to be problematic, as Mulero
he ever
salesmen's
still had
the salesmen.
complaints
Mulero's dismissal, as
on
this
it is
point are
real
reason
for
scope of
his
responsibility was.
company because
mother, Sabines.
she
-11-
of some work."
Mulero Deposition,
While
this
is
at 102.
At the same
hardly
condemning
evidence,
time,
labor lawyers.
the
reasonable
her motives
of
attorneys as
further
proffered reasons
(noting that
refusing
reason to
disbelieve the
defendants'
Cf. Sinai, 3
___ _____
F.3d at 474
Having
enough evidence
determined
that
the
Muleros
have marshalled
summary judgment on
that point, we turn to the question of whether they can show that
the real
evidence
reason
in
was national
the
origin discrimination.
plaintiffs'
argument
that
The
Mulero
key
was
that
the only
that
Puerto Rican
"[h]ad
the
comment
defendants, it might
required to
running a
Cuban company.
been
attributable
escape dismissal
Acknowledging
at this stage,"
to
the
Mulero-Rodr guez,
________________
Caceiro's comment
and granted
to show
that
influenced
the defendants
summary judgment.
Caceiro was
in
any way
the decision-makers --
-12-
a decision-maker
evidence
--
or
neither
makes nor
influences the
are not
probative
in
Woods, 30
_____
F.3d at
an
employment
258.
The
discrimination case.");
district court
see also
_________
also noted
that,
of
any evidence that defendants were aware of his Puerto Rican birth
Muleros,
however,
leads
us
to
conclude
that
reasonable
away
Mulero's
authority
responsibility to
Caceiro.
Inc.'s decision-making.
over
the
She also
salesmen,
in a
Ponte took
giving
the
When she changed the bonus system, Caceiro's bonus was increased.
Supp. at 685.
the
responsibilities
reasonably be thought
Ponte's
given
him,
to have
decision-making.
on this
been in a
While
this is
record
Caceiro
position to
not
the
may
influence
inevitable
conclusion,
jury could
was
the
it is a
reasonable one.
only Puerto
Rican
Accordingly, a reasonable
on Caceiro's comments
running a
Cuban
that Mulero
company, national
-13-
employment, and
in granting summary
b.
b.
The district
demonstrate
court
genuine issues
found the
of
record insufficient
material fact
regarding whether
comment Ponte
before
his
to
It
focused on a
discharge,
salespeople,
that he
was
"too
old
to handle"
the
force.
The court
statement was
to exist between
review
Muleros
it and
the decision to
have produced
As
terminate Mulero.
we have already
enough evidence
nexus
We
to support a
finding of
pretext, we turn
directly to
the question of
whether they
can
950 F.2d
at 824; Olivera
_______
discrimination.
v. Nestl
Puerto
______________
____________________
been
promoted
over
undoubtedly knew of
As the
29-year
period
district court
found, only
in
origin is not
in late
begin to
defendants
conclusive.
work at the
company.
an
jury
could infer from this and the policy changes she instituted
that
Ponte was
according
to
a
her
"new
own
broom"
and
wanted
prejudices, which
ignored.
-14-
had
to
"sweep
heretofore
clean"
been
comment in
such
as . . . age . . . while
neutral
employment
decisions .
. .
might
tend to
support an
into another
here,
an
employee's termination."
employment decisions --
Conway
______
v. Electro Switch
_______________
However,
standing alone,
decision to
Co.,
___
30
we
agree
with
it is too remote
terminate Mulero.
F.3d
507,
512
the
district
court
that,
in time to be
See Birkbeck v.
___ ________
Marvel Lighting
_______________
(4th
Cir.
1994)
(finding
that
not
Inc.,
____
evidence of
986 F.2d
made almost
age discrimination);
1020, 1026
a year before
Phelps v.
______
layoff were
Yale Security,
______________
that statements
to have
influenced decision), cert. denied, 510 U.S. 861 (1993); see also
____________
________
1994)
(listing timing
evidenced
of
remarks
discrimination); Frieze
25 F.3d 1325,
as
factor in
1330 (6th
Cir.
whether
they
v. Boatmen's Bank
of Belton,
______
950
F.2d 538,
[Ponte] made
541 (8th
such
Cir. 1991).
statement on
If,
establish
decision
however,
the needed
to
fire
the
nexus
Mulero,
_________________________
Indeed, "[t]he
only
one
occasion
fact that
further
Muleros
have offered
between Ponte's
the statement
-15-
may
evidence
statement and
become
to
the
pivotal.
Specifically,
altered
at the
Mulero's
we find such
time she
supervisory
In the
basis;
she switched
made the
duties,
"too old"
Ponte
comment and
instituted
in April on
merit-based system.
record.
other
been awarded
to a
a nexus in the
employees.
a seniority
Ponte testified
First,
she wanted
the old employees gave all their loyalty to Mulero, and that they
knew that
bonus.
get a good
did
receiving --
while those
of several newer
employees, including
The
viewed in
business
policy change
several ways.
decision --
See LeBlanc, 6
___ _______
which we
appellant,
First,
F.3d at 845.
were pretextual).
bonus system
will not
That
Cf. Sinai,
___ _____
must ignore
its failure to
spouses of
system was a
against hiring
can be
normally second-guess.
including policy
employees, meant
regarding the
salary.
that
hire
current
the reasons
-16-
bonus was
old
bonus
system was
based on
seniority,
sum,
the evidence
conclusive:
regarding the
not age
Finally, the
--
but in
bonus system
is
In
anything but
those who
longest.
loyal to him
Thus it
--
is prime fodder
for a jury.
It
old"
also serves
comment is
needed
strong evidence.
nexus between
change, as in
Mulero's purpose
it
The
and Mulero's
this context
here.
Ponte's "too
Muleros have
dismissal
we find the
found the
in the
combination of
bonus
Ponte's
"too old" comment with the change in the bonus system disfavoring
long-term --
Thus we
and therefore
think there
is a
often older --
material issue
employees troubling.
as to
whether Ponte,
animus.
Cf.
___
Conway, 825
______
F.2d at 598
made at
least
and,
thus,
properly
admitted
discriminatory atmosphere
at
trial
as
evidence
course,
evidence on
judgment
and
the
full
presentation
that the
of
alter this
plaintiffs
-17-
Of
of
directed
verdict.
judgment
stage,
But
with the
think
at
the summary
obligation to
inferences in
opposing summary
that this
case
favor
judgment,
could
not be
Rubinovitz
__________
v.
Accordingly, and
Rogato,
______
60
F.3d
906,
912
(1st
Cir.
1995).
of motive
questions
jury,"
Petitti
_______
v. New England
___________
Tel. & Tel. Co., 909 F.2d 28, 34 (1st Cir. 1990), we reverse the
________________
ADEA
claim.
A final note.
Without pointing
to a specific example,
the
its
acceptance
of
the
defendants'
testimonial
evidence
as
"substantial," see Mulero Rodr guez, 891 F. Supp. at 685, and its
___ ________________
(noting
that, in
summary
We
disagree.
regarding
the
judgment, reviewing
district
defendants' rebuttal
court must
view
framework,
the
and
defendants
court's
in the
was
comment
second step
was made
of the
merely describing
with
reasons.
supported
the
strength
now tossed
which
at 836
First, the
McDonnell Douglass
___________________
their asserted
Second,
Indeed, we
-18-
remind
appellants
that
"the
mere existence
is that
there
be
of
issue
alleged
no genuine
_______
some
of material
________
requirement
fact."
See
___
In
making their
testimony because
of their
self-incrimination.
not
raised below,
requiring a
and so,
however, the
1996).
is not an
issue was
exceptional case
are precluded
Even if the
727,
below,
privilege is largely
reasonable
privilege against
irrelevant here.
it
as this
invocation of the
The defendants
contend that
entitled to all
the moving
Fifth
Amendment
parties
does
not
adverse
inferences
1248 (1st
Cir.
1994),
but
F.3d
"the
against
1239,
forbid
515, 518
(1st Cir.
nor
does
mandate
_______
such
Cf. Serafino
___ ________
1996) (noting
-19-
it
39 F.3d
v. Hasbro, Inc., 82
____________
that "assertion
of the
privilege may
Indeed,
seem to go
to remain silent .
silence.'"
Id.
___
. . and to suffer
no penalty . . .
_______
for such
-20-
B.
B.
Discovery
Discovery
_________
its discretion
discovery.2
in refusing the
See
___
review district
Ayala-Gerena, Slip
____________
court's pre-trial
discretion).
They argue
that
Op. at
to extend
5 (noting
that we
protracted discovery
abuse of
disputes,
made the
they
continue, was
contest
the
prejudicial impact
testimonial
evidence
on
The result,
their ability
presented
in
the
to
summary
judgment motion.
However, the
the
extension
mention
of
the
the
discovery
need for
seek reconsideration
of
period.
further discovery
Nor
in
did
the appellants
their part
of the
Proposed
Pretrial
"discovery
[had]
Order;
long
indeed,
since
they
cited
closed"
in
the
fact
arguing
that
that
the
and contravened
____________________
order
aspect
of the
regarding
the
Fed. R.
judge's
Civ.
P. 72(a)
second magistrate's
in fact
discovery
order
file an objection
deadline,
and
so
to
any
(party
must object
Pagano v. Frank,
______
_____
to
magistrate
The
seven
after the
was set
defendants
-21-
for September
answered
12, 1994,
the complaint
on
Local Rule
Further,
Summary
Motion
312.
the
Plaintiffs'
Muleros'
Judgment and
Proposed Pretrial
Opposition
their
Surreply in
Defendants'
Motion
Further Opposition
both silent as
to
Order, at
23.
for
to
to the district
order to
oppose
In these circumstances,
issue on appeal.
See Correa
___ ______
argue this
F.3d
1184, 1195 (1st Cir. 1995) (noting that failure to raise an issue
F.2d
1351,
1352
(1st Cir.
1989)
("[I]t
is
v. IRS, 865
___
a party's
first
obligation to seek any relief that might fairly have been thought
C.
C.
Finally, the
erred
in entering
Muleros
argue that
judgment on
the
the
merits on
district
the
court
Muleros'
judgment
such that the Puerto Rico law claims were not even the subject of
the motion.
Muleros'
Accordingly, they
federal
dismissed
the
prejudice
to
law claims,
supplemental
their
being
posit,
the
Puerto
refiled
-22-
when it
district
Rico
in
court should
law
dismissed
court
claims
of
the
have
without
competent
jurisdiction.
The
properly
defendants contest
raised before
this
that
the issue
court, as
the
has not
Muleros failed
been
to
App. P.
10(b)(3).
See
___
Fed. R.
was that the court below erred in granting the motion for summary
judgment
and dismissing
the
action "as
1.
trial."
there existed
genuine
Appellants' Brief, at
claims should
Moreover,
encompassed
deemed
even
if
the question
waived.
The
now raised,
defendants'
specifically
requests
federal
state
and
the Muleros'
law
summary
statement
of issues
it would still
have been
Motion
judgment
claims,
as
for Summary
as
did
Judgment
regards
their
Reply
both
the
to
the
plaintiffs' Opposition, such that the district court did have the
Puerto Rico
and
it.
claims:
they
argued neither
that the
Puerto Rico
law claims
the
its
court
these
In
should exercise
claims.
Nor did
these circumstances,
supplemental
they file a
we find
nor that
jurisdiction over
that
the Muleros
have indeed
-23-
Technology,
__________
See McCoy
___ _____
v. Massachusetts Institute of
___________________________
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CONCLUSION
CONCLUSION
For the
opinion
of
reversed as
reversed
________
the
district
court granting
district court's
is affirmed.
affirmed
________
summary
judgment
The
is
We remand
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