You are on page 1of 4

Holder Name Shares Held% of O/SReport Date Change

WARRANTS OUTSTANDING 31,695,000 8.69 % 20090930 3,000,000


WEST FACE CAPITAL INC 19,933,750 5.46 % 20100630 new
OPTIONS OUTSTANDING (TOTAL) 16,227,000 4.45 % 20090930 5,241,000
GREYWOLF CAPITAL MANAGEMENT LP ^^^ 15,005,005 4.11 % 20100401 9,005,005
TRADEWINDS GLOBAL INVESTORS LLC ^^^ 12,717,243 3.49 % 20100331 -732,707
STEELHEAD PARTNERS LLC ^^^ 9,765,453 2.68 % 20100331 0
US GLOBAL INVESTORS, INC. ^^^ 2,780,000 0.76 % 20100331 75,000
US GLOBAL INVESTORS - WORLD PRECIOUS MINERALS FUND 2,150,000 0.59 % 20100331 0
SA FDS INV TR- CANADIAN SMALL COMPANY SERIES ^ 1,355,025 0.37 % 20100331 0
DFA CANADIAN SMALL COMPANY SERIES 1,355,025 0.37 % 20100430 0
ING EQUITY TRUST-VALUE CHOICE FUND 1,254,500 0.34 % 20090831 0
TD ASSET MANAGEMENT ^^^ 1,202,505 0.33 % 20100331 0
TD PRECIOUS METALS FUND 1,044,000 0.29 % 20091231 0
NUVEEN GLOBAL VALUE OPPORTUNITIES FUND ^ 659,500 0.18 % 20090331 0
OPPENHEIMER, MARC JEFFREY 535,282 0.15 % 20090512 -117
BARCLAYS GLOBAL INVESTORS UK HOLDINGS LTD (TAKEN OVER BY BLACKROCK INC) 474,285 0.13 % 20090930 -42,049
SHORT POSITIONS 420,173 0.12 % 20100715 -2,892,035
NORGES BANK ^^^ 376,477 0.10 % 20080930 0
AGF CANADIAN RESOURCES FUND 296,450 0.08 % 20090930 0
DFA INTERNATIONAL CORE EQUITY PORTFOLIO 276,283 0.08 % 20100430 232,783
SC BVI PARTNERS ^^ 274,010 0.08 % 20080930 34,260
MARSHALL, ANTHONY RICHARD 273,146 0.07 % 20090626 73,000
TORONTO DOMINION BANK ^^^ 262,095 0.07 % 20100331 251,481
NUVEEN MULTI-STRATEGY INCOME & GROWTH FUND 235,600 0.06 % 20080930 new
SC FUNDAMENTAL LLC ^^ 225,990 0.06 % 20080930 28,240
ROYAL BANK OF CANADA - 13F ^^^ 198,608 0.05 % 20100331 -963,072
NEAR, HARRY JOSEPH 192,683 0.05 % 20090512 -13,013
DFA CANADIAN CORE EQUITY FUND 179,500 0.05 % 20091231 0
TD RESOURCE FUND 158,505 0.04 % 20091231 0
NATIONAL ASSET MANAGEMENT 120,200 0.03 % 20100331 8,200
WELLS FARGO & COMPANY ^^^ 116,078 0.03 % 20100331 98,696
LONGDEN, C. WILLIAM 115,287 0.03 % 20090512 -15,679
RENAISSANCE TECHNOLOGIES CORP ^^^ 114,600 0.03 % 20100331 -62,700
ZULLO, ARMANDO F. 111,902 0.03 % 20090512 9,888
COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT ^ 108,000 0.03 % 20091231 -205,273
BROWN, MICHAEL JOHN HOWARD 104,260 0.03 % 20090512 -15,978
HARRIS FINANCIAL CORP (FORMERLY BANKMONT FINANCIAL CORP) ^^^ 90,391 0.02 % 20100331 -2,000
PUTNAM ASSET ALLOCATION FUNDS-GROWTH PORTFOLIO 80,500 0.02 % 20080930 new
PUTNAM ASSET ALLOCATION FUNDS-BALANCED PORTFOLIO 69,700 0.02 % 20081231 0
NUVEEN TRADEWINDS VALUE OPPORTUNITIES FUND ^^ 55,795 0.02 % 20100331 -2,100,305
DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO 48,156 0.01 % 20091031 38,156
BANK OF AMERICA CORPORATION ^^^ 47,445 0.01 % 20100331 -7,600
KNIGHT CAPITAL GROUP INC 45,909 0.01 % 20091231 new
VAN'T HOF, JOHAN 45,729 0.01 % 20090512 24,615
JOHN HANCOCK FUNDS II - INTERNATIONAL SMALL COMPANY FUND 43,800 0.01 % 20090831 0
CRESCENDO PARTNERS II, L.P. 40,700 0.01 % 20091231 new
RBC CAPITAL MARKETS CORP ^ 40,250 0.01 % 20090930 0
UBS AG ^^^ 39,996 0.01 % 20100331 -102,011
PUTNAM ASSET ALLOCATION FUNDS-CONSERVATIVE PORTFOLIO 36,700 0.01 % 20080930 new
COVINGTON CAPITAL MANAGEMENT 35,000 0.01 % 20080930 17,500
OLD WESTBURY GLOBAL SMALL & MID CAP FUND 34,300 0.01 % 20090731 0
CREDIT SUISSE AG/ ^^^ 19,524 0.01 % 20100331 19,524
FUNG, ROBERT ARTHUR 19,500 0.01 % 20090512 0
RBC PHILLIPS HAGER & NORTH INVESTMENT COUNSEL INC ^^ 18,000 0.00 % 20090930 -10,000
CITADEL ADVISORS LLC 15,575 0.00 % 20100331 1,562
CREDIT AGRICOLE S A ^^ 14,600 0.00 % 20100331 0
DFA VA INTERNATIONAL SMALL PORTFOLIO 14,000 0.00 % 20090430 new
SUSQUEHANNA INTERNATIONAL GROUP LLP ^^ 13,181 0.00 % 20100331 900
DFA INTERNATIONAL VECTOR EQUITY PORTFOLIO 12,900 0.00 % 20091031 0
TEXAN CAPITAL MANAGEMENT 12,840 0.00 % 20090930 new
SEASONS SERIES TRUST-ASSET ALLOCATION:DIVERSIFIED GRW PO 11,800 0.00 % 20080930 new
POLARIS EQUITY MANAGEMENT INC 11,700 0.00 % 20091231 0
PUTNAM VARIABLE TRUST-GLOBAL ASSET ALLOCATION FUND 10,800 0.00 % 20080930 new
PACIFIC WEST FINANCIAL CONSULTANTS INC 10,150 0.00 % 20100331 new
SCOTIA CAPITAL INC ^^ 10,000 0.00 % 20100331 0
US BANCORP ^ 5,000 0.00 % 20091231 0
MERRILL LYNCH & CO., INC. ^^^ 4,774 0.00 % 20090930 -1
THOMPSON, GORDON M. 2,000 0.00 % 20090512 -126,391
METROPOLITAN SER FD-MET/DIMENSIONAL INTERNATIONAL SMALL COMPANY PORTFOLIO 2,000 0.00 % 20091231 0
JOHN HANCOCK TRUST - DISCIPLINED DIVERSIFICATION TRUST 1,900 0.00 % 20090331 new
IWAMOTO KONG & CO INC 1,590 0.00 % 20100331 0
AMERIPRISE FINANCIAL INC ^^^ 1,336 0.00 % 20100331 0
PNC FINANCIAL SERVICES GROUP INC. ^ 1,000 0.00 % 20100331 0
SCHWAB CHARLES INVESTMENT MANAGEMENT INC. ^ 1,000 0.00 % 20100331 new
DAVIDSON INVESTMENT ADVISORS 295 0.00 % 20090930 new
DAVIDSON D A & CO ^ 295 0.00 % 20100331 0
CANADA PENSION PLAN INVESTMENT BOARD ^^ 1 0.00 % 20100331 0
BLACKROCK GROUP LTD ^^^ 0 0.00 % 20090630 -33,000
AMERICAN CENTURY GLOBAL GOLD FUND ^^ 0 0.00 % 20091231 -1,307,400
SHAW D E & CO ^^^ 0 0.00 % 20090930 -64,900
DEERE & COMPANY ^ 0 0.00 % 20080930 -123,723
GOLDMAN SACHS GROUP INC ^^^ 0 0.00 % 20090331 -19,757
JENNISON ASSOCIATES LLC ^^^ 0 0.00 % 20081231 -8,779,600
BMO EQUITY INDEX FUND 0 0.00 % 20090331 -95,000
CITADEL LP ^^ 0 0.00 % 20090630 -2,322
MORGAN STANLEY ^^^ 0 0.00 % 20080930 -240,118
CITIGROUP INC. ^^^ 0 0.00 % 20100331 -28,419
PRUDENTIAL SERIES FD-NATURAL RESOURCES PORTFOLIO 0 0.00 % 20081231 -2,588,400
SYMPHONY ASSET MANAGEMENT LLC 0 0.00 % 20090630 -3,024
PUTNAM INVESTMENT MANAGEMENT LLC ^^ 0 0.00 % 20100331 -391,039
RYDEX VARIABLE TRUST-PRECIOUS METALS FUND ^ 0 0.00 % 20081231 -562,405
GREAT WEST LIFE ASSURANCE CO 0 0.00 % 20090331 -80,300
US GLOBAL INVESTORS - GOLD & PRECIOUS METALS FUND (FORMERLY GOLD SHARES FD) 0 0.00 % 20090630 -120,000
WORLD ASSET MANAGEMENT INC ^ 0 0.00 % 20081231 -39,506
MANUFACTURERS LIFE INSURANCE CO ^^^ 0 0.00 % 20090331 -1,294
DIMENSIONAL FUND ADVISORS LP ^^ 0 0.00 % 20090331 -2,065,925
AXA ^^^ 0 0.00 % 20080930 -3,162
PRUDENTIAL JENNISON NATURAL RESOURCES FUND ^^ 0 0.00 % 20081130 -5,460,900
CHILTON INVESTMENT CO LLC ^^ 0 0.00 % 20081231 -1,985,722
BARCLAYS PLC ^^ 0 0.00 % 20091231 -120,000
VICIS CAPITAL LLC ^^ 0 0.00 % 20081231 -540,000
ISHARES CDN SMALLCAP INDEX FUND 0 0.00 % 20091231 -54,860
PLANTE MORAN FINANCIAL ADVISORS LP 0 0.00 % 20080930 -15,203
FERRIS, BAKER WATTS, INC ^ 0 0.00 % 20080930 -5,350
SCOTIA CANADIAN INDEX FUND 0 0.00 % 20081231 -46,800
COMERICA BANK ^ 0 0.00 % 20090630 -38,828
CIBC WORLD MARKETS INC ^^^ 0 0.00 % 20090630 -100,000
NEUBERGER BERMAN LLC (NOW REPORTED BY NEUBERGER BERMAN GROUP LLC) 0 0.00 % 20081231 -12,440
STRATEGIC INVESTMENT MANAGEMENT 0 0.00 % 20090331 -70,474
JANE STREET HOLDING LLC ^^ 0 0.00 % 20090930 -26,164
SHELL ASSET MANAGEMENT CO 0 0.00 % 20081231 -217,000
LUMINOUS CAPITAL LLC 0 0.00 % 20100331 -31,361
PEAK6 INVESTMENTS LP 0 0.00 % 20081231 -78,150
TDAM USA INC 0 0.00 % 20081231 -24,200
RAMIUS LLC ^^ (FORMERLY RAMIUS CAPITAL GROUP LLC) 0 0.00 % 20091231 -21,000
ING INVESTMENTS LLC LAST FILING 0 0.00 % 20080930 -1,437,200
BNP PARIBAS ARBITRAGE SA ^^ 0 0.00 % 20080930 -14,322
MARKETOCRACY MASTERS 100 FUND 0 0.00 % 20081231 -12,750
BLACKROCK INVESTMENT MANAGEMENT LLC ^^ 0 0.00 % 20091231 -157,222
FIRST NEW YORK SECURITIES LLC /NY ^ 0 0.00 % 20090630 -15,000
ISHARES CDN COMPLETION INDEX FUND 0 0.00 % 20090630 -159,132
ING GLOBAL VALUE CHOICE FUND 0 0.00 % 20090131 -182,700
NUVEEN TRADEWINDS GLOBAL RESOURCES FUND 0 0.00 % 20100131 -4,400
INSIGHT 2811 INC ^ 0 0.00 % 20090630 -869
HIGHTOWER ADVISORS LLC 0 0.00 % 20090630 -1,844
J P MORGAN CHASE & COMPANY ^^^ 0 0.00 % 20091231 -178,916
FRONT STREET RESOURCE FUND 0 0.00 % 20081031 -25,000
RUSSELL FRANK COMPANY ^^ 0 0.00 % 20090930 -127,300
BRITISH COLUMBIA INVESTMENT MANAGEMENT CORPORATION 0 0.00 % 20091215 -1,020,300
DEUTSCHE BANK AG ^^^ 0 0.00 % 20081231 -1,500
AMERICAN CENTURY COMPANIES ^^ 0 0.00 % 20091231 -2,614,800
JOHN HANCOCK TRUST - INTERNATIONAL SMALL COMPANY TRUST 0 0.00 % 20090630 -33,500
TWO SIGMA INVESTMENTS LLC ^ 0 0.00 % 20090331 -158,600
NUVEEN TRADEWINDS GLOBAL ALL-CAP FUND ^^ 0 0.00 % 20090131 -244,200
BLACKROCK INC. ^^^ 0 0.00 % 20081231 -13,939
ING VALUE CHOICE FUND ^ 0 0.00 % 20100228 -1,254,500
OAKTREE ASSET MANAGEMENT LLC - LAST FILING 0 0.00 % 20081231 -38,000
TIMBER HILL LLC ^ 0 0.00 % 20090930 -74,149
CREDIT SUISSE 0 0.00 % 20091231 -1,500
PUTNAM ASSET ALLOCATION FUNDS-EQUITY PORTFOLIO 0 0.00 % 20100228 -3,602
ISHARES CDN COMPOSITE INDEX FUND 0 0.00 % 20091231 -82,207
RBC DOMINION SECURITIES ^^ 0 0.00 % 20090930 -3,022
WEXFORD CAPITAL LP ^^ 0 0.00 % 20081231 -31,700