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Rome casts a long shadow. I am writing in the Latin alphabet. I am using the Roman calendar, with its names
of the months. I use Roman names for the planets in the sky. Sentences I write contain
borrowed Latin words with some frequency [e.g. sententia, continêre, Latinus, frequentia, for
example -- exempli gratia]. Nietzsche said, "The Romans were the strongest and most noble people who ever
lived." But this is just the problem. What Nietzsche admired was unapologetic power, conquest, and
domination. This no longer seems so admirable, and the Empire founded by Julius Caesar and Augustus, as a
form of government, does not look like an advance in the course of human progress. Even to Machiavelli, the
despotism of Caesar was a grave retrogression in comparison to the Roman Republic. While a thoughtful
Emperor, like Marcus Aurelius, expressed ideals adopted from Stoic cosmopolitanism, the unity and
universality of Rome soon expressed itself as the unity and universality of a state religion, Christianity,
whose intrinsic exclusivism and intolerance became characteristic of the Middle Ages. This is also no longer
to be regarded as admirable. Nevertheless, the very success of Rome makes us, like it or not, her heirs, in
countless matters great and small. Indeed, the Romans were rather more successful than is usually thought.
The corpus of Roman law, let alone Greek literature, was not preserved at Rome, but at Constantinople,
Roma Nova. What most people would probably regard as an obscure footnote to Mediaeval
history, the Byzantine Empire, was in fact still the Roman Empire, known to Western
Europeans, "Latins" or "Franks" at the time, as Romania, already the name of the Empire in Late Antiquity.
The Latin conquest of Constantinople in 1204, and then refugees from the fall of the City to
the Ottomans in 1453, rather crudely, but effectively, brought the heritage of the Roman
East back into the hitherto poorer Mediaeval civilization of the West.
This is getting to be a large text file, but it may take an especially long time to load because
of all the maps and genealogical charts, which are large graphic files. There is also an audio
file, if anyone wants music. Despite that overall size, the file has not been broken up, so as
to preserve and emphasize the continuity of the history of Rome and Romania from Augustus all the way to
Constantine XI. It is a long story -- Gibbon's version is now published in three large volumes, and he only
began with the Antonines.
Index
● Introduction
● Animated History of Romania
● Consuls of the Roman Republic
● Sources
■ 1. JULIO-CLAUDIANS
■ Roman Coinage
■ 4. Numidia
■ 5. Judaea
■ 7. SEVERANS
■ 1. TETRARCHS
■ 2. CONSTANTIANS
■ 3. VALENTIANS
■ 1. THEODOSIANS
■ King Arthur
Visigoths
■
■ Burgundians
■ Vandals
■ Ostrogoths
■ Roman Coinage
■ Lombards
■ 2. Georgia, 588-1505
■ 1. HERACLIANS
■ The Organization of the Themes and Exarchates, at the Death of Constans II, 668
AD
■ 2. Armenia, 628-806 AD
■ 3. SYRIANS (ISAURIANS)
■ 1. NICEPHORANS
■ 2. AMORIANS (PHRYGIANS)
■ Macedonian Bulgaria
■ 4. MACEDONIANS
■ 5. Armenia, 806-1064
■ 1. DUCASES
■ 3. COMNENI
■ 4. Lesser Armenia
■ County of Edessa
■ Principality of Antioch
■ County of Tripoli
■ Order of the Knights of the Hospital of St. Mary of the Teutons in Jerusalem
■ 2. Bulgaria, Asens
■ 3. LATINS
■ Kings of Thessalonica
■ Dukes of Athens
■ Princes of Achaea
■ 4. Epirus
■ 5. Trebizond
■ 6. LASCARIDS
■ 2. Bosnia
■ 3. Bulgaria, Terters
■ 5. PALAEOLOGI
■ 6. Romanians
❍ România, 1611-present
■ 1875
❍ Greece, 1821-present
■ 1912, before the Balkan Wars
❍ Bulgaria, 1879-present
■ 1925, after World War I
❍ Albania, 1914-present
■ 1943, Axis Occupation in World War II
❍ Macedonia, 1991-present
■ 1999, Ethnic Cleansing
Philosophy of History
Home Page
Sources
Discussion of the period covered by this page, with sources on Roman and "Byzantine" history, upon which
the actual tables and genealogies are based, may be found in "Decadence, Rome and Romania, the Emperors
Who Weren't, and Other Reflections on Roman History." One Roman source not mentioned there is the
handy Who Was Who In The Roman World, edited by Diana Bowder [1980, Washington Square Press, Pocket
Books, 1984]. That was the first book I ever saw that organized Roman Emperors into logical dynastic or
event centered groups. Other sources are given here at the points where they are used. This page is continued
and supplemented by the material in "Successors of Rome: Germania", "Successors of Rome: Francia",
"Successors of Rome: The Periphery of Francia", "Successors of Rome: Russia", and "The Ottoman Sultâns".
Some material on earlier history may be found at "Historical Background to Greek Philosophy" and
"Historical Background to Hellenistic Philosophy".
The maps are originally those of Tony Belmonte, edited to eliminate references to "Byzantium" and with
corrections and additions. Tony's historical atlas (with Tony) disappeared from the Web. It was painstakingly
reassembled by Jack Lupic, but then his site has disappeared also. Corrections and additions are based on The
Penguin Atlas of Ancient History (Colin McEvedy, 1967), The Penguin Atlas of Medieval History (Colin
McEvedy, 1961), The New Penguin Atlas of Medieval History (Colin McEvedy, 1992), The Anchor Atlas of
World History, Volume I (Hermann Kinder, Werner Hilgemann, Ernest A. Menze, and Harald and Ruth
Bukor, 1974), and various prose histories. My graphics programs do not seem to be quite as sophisticated as
Tony's, so maps I have modified may not look as professionally done as his originals.
Note that Greek words and names are not phonetically transliterated but are actually Latinized in both
spelling and morphology. Thus, the name that could be transliterated from Greek as "Doukas," is written
"Ducas." The epithet of Basil II, "Bulgaroktonos," "Bulgar Slayer," is rendered "Bulgaroctonus." This is
contrary to increasing usage but is, as Warren Threadgold says [A History of the Byzantine State and Society,
Stanford University Press, 1997, p. xxi], what the Romans would have done themselves when writing in the
Latin alphabet. Since the Latin alphabet is used here, and since the Roman Empire originally used Latin as its
universal language, never forgotten in Greek Romania, that is the practice here. Exceptions would be for
Greek words that simply have Latin translations. Thus, Greek Rhômaioi, "Romans," corresponds to Latin
Romani (not "Rhomaeoe"). A kind of exception to this would be when the Greek word is part of a
compound. For instance Tsar Kalojan of Bulgaria was called the "Roman Killer," Rhômaioktonos. This
would Latinize as Rhomaeoctonus.
The "First Empire" is what often would be considered the entire history of the "Roman Empire." It is
definitely the end of the Ancient World. If "Rome" means paganism, bizarre Imperial sex crimes, and the Pax
Romana, then this would indeed be it. A later Empire that is Christian, more somberly moralistic, and more
beset with war, sounds like a different civilization, which it is, and isn't. That the earlier civilization didn't
"fall" but merely became transformed is a truth that both academic and popular opinion still hasn't quite come
to terms with. If the decadence of pagan religion and despotic emperors was going to be the cause of the
"fall" of Rome, then it certainly should have fallen in the Crisis of the Third Century. That it didn't would
seem almost like a disappointment to many. But the greatest of the 3rd century Emperors, like Aurelian, don't
get popular books, movies, and BBC television epics made about them. They begin to pass into a kind of
historical blind spot. The Pax Romana seems real enough in certain places, but there were not many reigns
without some major military action. As long as these were remote from Rome, people would have thought of
it as peace. Once Aurelian rebuilt the walls around Rome, things had obviously changed.
This is the period that fits everybody's main idea of the "Roman Empire."
1. JULIO-CLAUDIANS
Caligula and Nero, and Robert Graves's version of Claudius, are objects of
The family of the Julio-Claudians seems like one of the most complicated in history. This chart eliminates
4. KINGS OF NUMIDIA
No less that four foreign cultures have been planted into North Africa
over the centuries. The Kingdom of Numidia was originally promoted by Masinissa c.215-149
Rome as an ally against the Carthaginians. In the Second Punic War (218-
201), Masinissa went from fighting effectively for Carthage to an alliance Gulussa &
with Rome. His cavalry is largely what enabled Scipio Africanus to defeat 149-c.145
Mastanabal
Hannibal at Zama in 202. He was then supported by the Romans in
eliminating his Numidian rivals. However, when he wanted to marry the Micipsa 149-118
wife of the great Numidian king Syphax, the Cathaginian princess
Sophonisba, the Romans demanded that she be handed over to them. Adherbal &
118-116
Masinissa enabled her to poison herself instead. Rome supported Hiempsal I
Masinissa the rest of his life. He died shortly before Carthage itself was
exterminated in 146. Numidian allies thus enabled Rome to overthrow the Jugurtha 118-105
first foreign culture in North Africa, the Phoenician (or "Punic" to the
War with Romans,
Romans). The Numidians then, of course, discovered what being an "ally"
112-106
of Rome really meant, and war resulted as later Kings tried to preserve
their independence -- especially the War of Jugurtha (112-105). Like the Gauda 105-?
native kingdoms of Anatolia, Numidia was soon converted into a Roman
province, opening the way for the introduction of a Latinate culture. If no Hiempsal II c.88-c.50
other events had intervened, North Africa today would probably boast its
own Romance language, like Spanish or French. This, however, was not Juba I c.50-46
to be. The Vandals interrupted Roman rule, but not long enough to make
any lasting difference, if Islam had not soon arrived. When it did, this Juba II c.30 BC-c.22 AD
became the most durably planted foreign culture, with a large colonial
Ptolemy c.22 AD-40
element, as the Fatimid Caliphs of Egypt later directed an invasion of
ethnic Arab tribes -- in revenge for North African defection from the Roman Province
Fatimids, and from the Shi'ite cause. The last culture planted was that of
France, beginning with the occupation of Algeria in 1830. Eventually, something like 30% of the population
of Algeria was French colonials, who began to fight as the era of de-colonization threatened their position.
This brought about the fall of the French Fourth Republic in 1958. Interestingly, the two greatest French
Existentialist writers and philosophers were on opposite sides of the issue. Jean Paul Sartre had become a
dogmatic Marxist who demanded Algerian independence at any cost, while Albert Camus, whose most
famous book, The Stranger, is set in Algeria, could not so easily dismiss the poor French farmers who had
lived in Algeria for nearly a century -- Camus also suspected that Sartre's doctrinaire leftism concealed a bit
of collaboration with the Germans in World War II. The return of Charles de Gaulle to power in 1958
ushered in harsh medicine about Algeria. De Gaulle decided that France should cut her losses, and the colony
was abruptly granted independence in 1962. This began a bitter exodus of the French colonials and the
nauseating torture and massacre of all those Algerians who were associated with the colonial regime. The
cycle of terrorism continues even today, as leftist ideology has collapsed into an unhappy civil conflict
between military rule and Islamic fundamentalism, and frightened Algerians have increasingly fled....to
France.
enemies when Marxism mutated into Fascism and Naziism. Jews who thought they had escaped the class and
race animus in the Soviet Union soon came to be suspected, purged, and, increasingly, murdered by Stalin,
while Hitler, of course, decided to kill them all. This helped promote the idea, not surprisingly, that all Jews
should return to Palestine and found a Jewish State, which is what happened. After 2000 years, however, the
Zionists found that they didn't have a lot in common with the modern Arabic speaking population of the place
they returned to -- rather than learn Arabic, they even decided to revive Hebrew, which was already dying out
as a spoken language in the days of the Hasmoneans, and which some Jews refused to speak as being a sacred
language (they still speak Yiddish). After fifty years, this conflict between Israel and Arab Palestinians has
still not been resolved.
By some estimates, e.g. Paul Johnson in his A History of the Jews [HarperPerennial, 1988], Jews constituted
as much as 10% of the population of the Roman Empire. I am not familiar with the basis of this estimate, but
I am familiar with the difficulty of estimating Roman population at all. I find so high a figure inherently
improbable. Judaea, although the "land of milk and honey" in the Bible, is a pretty barren place. This is not
going to support a large population, especially on the basis of ancient agriculture. That there should be as
many Jews there as, for instance, Egyptians is impossible. Of course, a large part of the estimate is based on
the Diaspora population. Even in the time of the Ptolemies, Alexandria already had a very large Jewish
population. But that is a key point: the Diaspora population is mostly going to be urban; but the urban
population of the Roman Empire is unlikely to have been more than 20% of the whole. Even today, 85% of
the population of Tanzania, whose growth was ruined by the socialism of its post-independence government,
is still in agriculture. If the population of the Empire was as much as 20% urban, and Jews were 10% of the
population, then Jews would have to constitute nearly half of the population of every city, especially
including Rome itself (which may have had a population of over a million people at one point -- it could only
be fed by surplus grain from North Africa and Egypt). That is nothing like the impression we get from the
records, where so large a group in Rome would be felt on a constant basis. So this "10%" seems like a
gravely inflated figure, though we may never have a really accurate one.
When Jerusalem fell to Titus, the Temple and most of the city were demolished. The furniture and sacred
vessels of the Temple, including, Josephus says, the red curtains of the Inner Sanctuary, were carried off to
Rome -- portrayed on the Arch of Titus (through which mediaeval Jews refused to walk). They remained
there until 455, when the Vandals sacked the city and removed their loot to Carthage. When Belisarius
overthrew the Vandals for Justinian in 533 and found the items from the Temple in Carthage, they were sent
back to Constantinople. There they disappear from history. There is no reason not to think that they were
safely kept, along with all the rest of the Classical heritage, at Constantinople, at least until the looting of the
city by the Fourth Crusade in 1204. At that point many treasures were carried off, largely to Venice. There is
no mention, however, except for the fabulous stories about the Templars, of anything, generally or
specifically, from the Temple in Jerusalem being found by the Crusaders, and nothing of the sort has ever
subsequently been noticed kept at Venice or elsewhere. The great Menôrâh of the Temple, described in detail
by Josephus and shown on the Arch, is certainly not something to be easily overlooked. We are thus left with
a considerable mystery, and it is a little surprising that there are not, at least, legends about the fate of the
Temple items.
Since it has previously been noted that the Ark of the Covenant, despite Raiders of the Lost Ark (1981), was
not carried off to Tanis, one might wonder what subsequently happened to it. Although Josephus speaks of
Titus taking away "the Law," he describes nothing like the Ark. Later, Mediaeval sources (e.g. Mirabilia
Urbis Romae, c.1143, The Marvels of Rome, Italica Press, New York, 1986, p.29) speak of the Ark having
been in Rome, but this was long, long after the fact. It must not be forgotten, however, that the Temple had
once before been destroyed, by Nebuchadnezzar, in 587 BC. It is not clear that anything of the Temple
survived, and so the Ark could well have been destroyed then -- or concealed on the Temple Mount, where
the Templars supposedly found it.
The maps here begin with Rome at its height under Trajan. The traditional notion that Trajan marched all the
way down to the Persian Gulf now seems open to question, but he certainly annexed a good part of
Mesopotamia, as well as Armenia and Dacia. These, as it happened, were all the most organized states on the
borders of Rome, exceptingly only Kush. The Pax Romana thus was often a matter of war on the frontiers in
order to preserve the peace within. But when Hadrian withdrew from some of Trajan's conquests, he was then
troubled by the revolt of Bar Kochba in Judaea.
Praetorian Guard killed the disciplinarian Pertinax and literally put the
Niger, in Syria 193-194
throne up for sale. The wealthy Didius Julianus made the best bid but
Clodius Albinus, had no other ability to secure his rule. He was killed by Septimius
193-197 Severus, a notably humorless man, who arrived in Rome promptly --
in Britain & Gaul
and then also abolished the Guard.
Although Hollywood, and Italian cinema, used to turn out one Roman themed movie after another, frequently
with religious overtones (called "sword-and-sandals" epics), the genre all but died with a 1964 movie about
Commodus, The Fall of the Roman Empire (a tad premature there on the "Fall"). Except for Fellini's strange
Satyricon (1970), the pornographic Caligula (1979), and the comic Monty Python's Life of Brian (1979), the
next Roman movie would not be released until 2000, with Ridley Scott's big budget and successful Gladiator.
This is also, as it happens, about Commodus. The closing implication of Gladiator is diametrically the
opposite of the 1964 movie, with the good guys apparently having won and a hopeful future in the offing.
Neither movie, of course, gets it quite right. The competition for the throne in 193 was not very edifying, and
absolutely none of the players appear in Gladiator, not even Pertinax, the prefect of the city of Rome. On the
other hand, the story does not pretend to historical accuracy about the events. Commodus did like to fight
gladiators, but he was not killed that way, and certainly not by a wronged general. There is no evidence that
Commodus killed his father, or any hint that Marcus considered a non-hereditary succession. Even in the
movie it is clear that his provision for such a thing came far too late to be effective. Gladiator is a good
movie and a good story, but it is not a serious attempt to present real Roman history. Because of its success,
however, one can hope that other events in Roman history, however fictionalized, will have a chance to make
it onto the screen.
7. SEVERANS
It took a little time for Septimius to put down all the would-be Emperors in
Septimius Severus 193-211 the provinces, but he did so with determination and ferocity. The virtues of
nobility reputed to Trajan, of culture to Hadrian, of piety to Antoninus, and
prohibition of of philosophy to Marcus Aurelius were all missing in Septimius Severus.
conversions to Judaism He also doesn't seem to have considered anything other than hereditary
or Christianity, 202 succession, despite having a particularly nasty son, Caracalla, as the
candidate. His attempt to ballance Carcalla with his brother Geta simply got
Caracalla 198-217 Geta murdered. Another factor, however, was the loyalty inspired in the
troops to the family, and Caracalla himself maintained that popularity
Geta 209-211 reasonably well, until his inevitable murder. This set off another brief free-
Roman Citizenship
to all free persons, 212
Macrinus 217-218
Diadumenian 218
Elagabalus 218-222
A bit of an intellectual revival took place at the court of Septimius Severus. This has been called the "Second
Sophistic" and was largely due to the interests of Julia Domna. In a history of the sophists written at the time,
by Philostratus, he says that Julia attracted a circle of mathematicians and philosophers. However, this
actually meant something more like "astrologers and sophists," and the revival was more of a retrospective on
ancient philosophy than a movement that contributed much original or of interest to it. Nevertheless, such an
inspiration and preoccupation has been compared to similar concerns in the Renaissance.
This
map
looks
like it
should
be from
the Fifth
Century.
The
Goths,
not yet
divided,
are here,
but they
come in
part by
boat,
which
we will
not see
with
them
later.
The
Franks here duplicate the later course of the Vandals, through Gaul, Spain, and North Africa, but without the
same effects. Later, the Franks will not be a principal invader but will be the ultimate beneficiary of the
invasions. The Alemanni also will be less active later, remaining in Germany and leaving their name as the
word for "German" in Romance languages. Rome is weakened by revolt in the West and a Palyrmene
takeover in the East. But in this era Roman institutions prove resilient enough to restore the status quo ante
(with troubling strategic withdrawls). But the Germans remain across the Rhine and Danube, growing in
numbers and sophistication. One might even say that all this was a dress rehearsal for the later invasions. In
the theater, if the dress rehearsal goes poorly, the opening will go well. This is what happened.
Numerian 283-284
Carus 282-283
Carinus 283-285
275 AD
The "Second Empire" is a period of transformation whose beginning and end seem worlds apart. Even at the
beginning, however, Classicists find themselves becoming uncomfortable, in large part because they are now
rubbing shoulders with Byzantinists, Mediaevalists, and, worse, historians of religion and, gasp, even of the
Church. In the Middle Ages, this was regarded as a triumphant period, when the Roman Empire was
redeemed and ennobled with its conversion to and transformation by Christianity -- becoming a "Romania"
whose name is now not even familiar as the name of the Roman Empire. In Modern thought, this construction
tends to be reversed, with the superstition and dogmatism of Christianity dragging the Classical World down
into the Dark Ages. At the same time, however, there is still a strong attraction to the idea of blaming the
collapse of the Empire on the characteristics of pagan Roman society -- slavery, the Games, sexual license,
corruption, etc. Since this is more or less the Christian critique of pagan society, we have the curious case of
critics maintaining the perspective of Christian moralism even while rejecting Christianity as the appropriate
response. This not entirely coherent approach also results in the doublethink of moral satisfaction with the
"fall" of the (Western) Empire in 476 while carefully ignoring the survival and resurgence of the Empire in
the East. The truth, as it happens, is one of continuity. The very same institutions, both Roman and Christian
in sum and detail, that failed in the West in the face of the German threat, did just fine in the East, long
outlasting, and in two dramatic cases defeating, the German successor kingdoms. What neither Trajan nor
Constantine nor Justinian could have anticipated were the blows that would fall next.
290 AD
1. TETRARCHS
Intrinsically one of the most
Augustus 284-305, retired 305, interesting and important
Diocletian periods in Roman history, the
286-305 East died 311 or 313
Tetrarchy unfortunately
In 305 Diocletian actually retired from office, going to live at his retirement villa (more like city) at Split
(Spalatum) near Solin (Salonae) in Dalmatia (now Croatia) -- see J.J. Wilkes, Diocletian's Palace, Split:
Residence of a Retired Roman Emperor [Oxbow Books, Oxford, 1986, 1993]. This may have been at the
urging of Galerius, who was eager for full power, and was taken with ill grace by Maximian, who tried to
return to power twice and was finally killed. By 308, with Severus killed by Maximian's son Maxentius and
Constantine proclaimed Augustus by his troops, Diocletian was called to a conference at Carnuntum on the
Danube in Upper (Superior) Pannonia (just down the river from modern Vienna, Roman Vindobona).
Diocletian was even offered the throne, but declined it -- saying he would rather grow vegetables. The result
of the conference was the demotion of Constantine to Caesar (again), the appointment of Lincinius as
Augustus, the second retirement of Maximian, and the declaration of Maxentius as an outlaw. A noteworthy
act at the conference was the dedication of an altar to the god Mithras, as the fautor imperii, "protector of the
Empire." Mithraism consider Mithras to be a sun god, associated and assimilated with Sol Invictus, the
"Unconquered Sun," whose cult existed independently of Mithras and had been promoted since Aurelian.
Mithraism, although popular in the Army (only men were initiated), was not an Imperial or prestige cult, until
this dedication, Deo Soli Invicto Mithrae, "to the god Mithras the Unconquered Sun." We might see this as
one of the last acts in the development of state paganism, before Constantine becomes a patron of Christianity
and gods like Mithras disappear.
One of the most famous aspects of Diocletian's rule is the famous "Edict on Maximum Prices" of 301 AD.
Since Diocletian himself explains the law as needed to prevent some from profiteering off of the basic needs
of others, this is turns out to be relevant to many modern debates. The "greed" of those who make a profit
while prices rise is still a point of useful political appeal for many politicians and leftist activists. It looks,
however, like prices, especially agricultural prices, were rising under Diocletian because the tax burden had
become so large that many people simply abandoned their farms -- Diocletian also tried forbidding this. Since
Dioceltian himself was not a sympathetic person to Christian writers, the charge of "greed" tends to get
turned around, as the contemporary writer Lactantius, appointed by Diocletian himself as a professor of Latin
literature in Nicomedia, the capital, says, "...Diocletian with his insatiable greed..." Lactantius' account of
bureaucratic excess and behavior could apply in many modern situations:
The number of recipients began to exceed the number of contributors by so much that, with
farmers' resources exhausted by the enormous size of the requisitions, fields became deserted
and cultivated land was turned into forest. To ensure that terror was universal, provinces too
were cut into fragments; many governors and even more officials were imposed on individual
regions, almost on individual cities, and to these were added numerous accountants, controllers
and prefects' deputies. The activities of all these people were very rarely civil... [J.J. Wilkes,
Diocletian's Palace, Split: Residence of a Retired Roman Emperor, op. cit., p.5]
Not only now are there whole countries where the dependent classes exceed the numbers of the productive
classes (e.g. Italy or France), but in the United States the fate of the Social Security system will probably be
sealed when the number of beneficiaries exceeds the number of contributors. These modern systems,
although voted in by popular majorites who like "free lunch" welfare politics, are run by bureaucrats whose
behavior, of course, is "very rarely civil" either to contributors or beneficiaries. And modern bureaucrats are
protected from accountability by "Civil Service" status and their own politically active and powerful public
employee labor unions. Yet politicians rarely characterize or criticize such people for their own self-interest
or greed, although this phenomenon is now well understood and described in Public Choice economics.
While the behavior of the bureaucrats is understandable, the harshest truth is that, with sovereignty no longer
invested in a autocrat like Diocletian, the ultimate "greed" today is derived from the voters.
330 AD
2. CONSTANTIANS
If the Tetrarchy was a major turning point in Roman
Constantius I Chlorus 293-306 W history, with Constantine we are right around the corner and
looking down a very different avenue of time. Here is where
Constantine I the Great 306-337 W+E the die-hard paganophile Romanists check out, and where
the Byzantinists check in. But the changes that take place
Christianity legalized, 312; Ecumenical are mostly, as they had been for some time, gradual. Even
Council I, Nicaea I, Nicene Creed, 325; Constantine's Christianity was a gradual affair. He did not
Constantinople, Roma Nova, founded, actually convert until on his deathbed; and although he
construction begun, 4 November 328; outlawed pagan sacrifice, he did not close the temples or
Constantinople dedicated, 11 May 330 otherwise show disrespect or hostility to the old gods, and
in fact seems to have long still invoked Sol Invictus, the
Constantine II 337-340 W "Unconquered Sun" of Aurelian and Diocletian. He may
have imagined a sort of syncretism such as had been
Constans I 337-350 W common in the old religions but that was not going to be
tolerated in Christianity. When Constantinople was built,
[Magnentius] 350-353 W
the old acropolis was left alone. Indeed, it may have been
Constantius II 337-361 E+W left alone for much of the Middle Ages. A statue of Athena
is supposed to have still been standing when the Fourth
378 AD
3. VALENTIANS
With Valentinian and his brother Valens,
Valentinian I 364-375 W Valens 364-378 E the Christian nature of the Empire was
sealed. But the future seemed secure
great earthquake enough. Valentinian was vigorous and
in Crete, 365; competent, even if his brother wasn't so
Gratian 367-383 W defeated and killed by much. Unfortunately, Valentinian
the Visigoths, Battle apparently died of a heart attack (or
of Adrianople, 378 perhaps a cerebral hemorage) in a fit of
anger over the insolence of some
[Magnus Maximus] 383-388 W representatives from the Huns. With
Valens as the senior Emperor, he didn't
Valentinian II 375-392 W wait for assistance before moving to put
Theodosius I,
379-395 E down a revolt by the Visigoths, who had
the Great
[Eugenius] 392-394 W recently been admitted as refugees from
the Huns but were now rising up against
394-395 W mistreatment by their hosts. The resulting
battle was close and hard fought but turned
into a catastrophic rout, with Valens himself falling. Gratian appointed Theodosius as the new Eastern
Emperor to restore the situation (marrying him to his sister), which seems to have about the most useful thing
he accomplished, before his murder. His brother Valentinian, secured on the throne against the usurper
Magnus Maximus by Theodosius, then mostly seems to have been a pawn, until his own death drew
Theodosius west (again) to put down the usurper Eugenius. Things thus went steadily down hill after
Valentinian. Although the Battle of Adrianople need not have fundamentally affected the strength of the
Empire, it acquires great symbolic meaning in retrospect because of the more permanent damage
subsequently done by the Visigoths and the weakening of the Empire that attended it.
A great earthquake on Crete in 365, which thrust up the coast some 20 feet, has recently become a matter of
interest for modern geologists. An account of it by Ammianus Marcellinus includes what may be the first
detailed description in history of the phenomenon of a tsunami:
...the solid frame of the earth shuddered and trembled, and the sea was moved from its bed and
went rolling back. The abyss of the deep was laid open; various types of marine creatures could
be seen stuck in the slime, and huge mountains and valleys which had been hidden since the
creation in the depths of the waves then, one must suppose, saw the light of the sun for the first
time. [Ammianus Marcellinus, The Later Roman Empire, (A.D.354-378), Penguin Classics,
1986, p.333]
Not realizing that the sea would come back, people wandered down to the revealed places. As the water
"burst in fury" and surged up onto the land on its return, thousands were killed, towns were levelled, and "the
whole face of the earth was changed" [ibid.]. As far away as Alexandria, the tidal wave tossed ships onto the
tops of buildings; and Ammianus himself later inspected a decaying ship that had been carried inland ad
secundum lapidem, "to the second milestone," near Mothone (or Methone) in the Peloponnesus. Edward
Gibbon, contemptuous of the Late Empire and its historian, and apparently never having heard of such
phenomena, didn't believe Ammianus:
Such is the bad taste of Ammianus (xxvi.10), that it is not easy to distinguish his facts from his
metaphors. Yet he positively affirms that he saw the rotten carcase of a ship, ad secundum
lapidem, at Methone, or Modon, in Peloponnesus. [The Decline & Fall of the Roman Empire,
Volume I, Modern Library, p.899].
Tsunamis are not so rare, however, that it is not in the living memory of many to have seen the seafloor bared
or ships thrown about in just the manner described. The modern historian might do well to consider how the
death and destruction of the great earthquake may have weakened the resources of the area on the crucial eve
of the struggle with the Visigoths.
410 AD
It is noteworthy that the Venerable Bede (673-735) numbered Theodosius II as the 45th and Marcian as the
46th Emperors since Augustus. This is considerably less than the count we might make now and it
interestingly implies that Bede possessed a sort of "official" list from which many ephemeral Emperors were
excluded [note]. After Roman Britain disappeared from history, when the usurper Constantine "III" took his
troops to Gaul, Bede's History of the English Church and People is just about the first that we then hear of it,
three hundred years later. What events filled that time became strongly mythologized, especially around the
figure of King Arthur. Bede does not mention Arthur, but he does talk about a British leader against the
Angles, Ambrosius Aurelius, who gained a period of peace after defeating the invaders at Badon Hill in
about 493 (or 518). This becomes an element of the Arthur story. I suspect that the vividness of the Arthur
stories, like that of the Greek epics and of the Mahâbhârata in India, is an artifact of a literate society that for
a time lost its literacy but remembered, after a fashion, what it was like. The literature on the problem of
Arthur and Britain in this period is vast. Two of the more interesting recent books might be The Discovery of
King Arthur by Geoffrey Ashe [Guild Publishing, London, 1985] and From Scythia to Camelot, A Radical
Reassessment of the Legends of King Arthur, the Knights of the Round Table, and the Holy Grail by C. Scott
Littleton and Linda A. Malcor [Garland Publshing, Inc, New York, 1994]. Littleton and Malcor made the
significant discovery that the scene of Arthur's death in Mallory's Morte d'Arthur, where the sword Excalibur
was thrown into a lake, occurs in almost identical terms in the legends of the Ossetians in the Caucasus.
There is a possible connection, since the Ossetians are descendants of the Alans, and Marcus Aurelius had
settled a tribe of Alans, the Iazyges, whom he had defeated in 175 and taken into Roman service, in the north
of Britain, where many of them settled at Bremetenacum Veteranorum, south of Lancaster. The legion to
which the Iazyges were assigned, the VI Legion Victrix, was commanded by one Lucius Artorius Castus.
"Artorius" looks like the Latin source of the name "Arthur." There is nothing certain about the speculations
and disputes over all this, however, except that they will be endless [note].
476 AD
1. LEONINES
Leo I purged the Eastern Army of Germans and so turned the East
Leo I 457-474 E away from the process of barbarization that had rendered the Western
Army useless. A last
Joint E/W expedition chance to recoup
against Vandals fails, 468 things for the whole
Empire came in 468,
Leo II 473-474 E after Leo had gotten
Ricimer to accept the
Zeno the Isaurian
474-491 E+W Theodosian relative
(Tarasikodissa) Anthemius as
Western Emperor. A
[Basiliscus] 475-476 E joint amphibious
campaign was put
Anastasius I 491-518
together to recover
Africa from the
Also noteworthy as a benchmark for the beginning of Byzantine history in the time of the Leonines is the
apparent disappearance of the traditional Roman tria nomina, the three names of praenômen, nômen, and
cognômen. For instance, the full name of Marcus Aurelius was M. Aurelius Antoninus, of Diocletian, C.
Aurelius Valerius Diocletianus, and of Constantine, Fl. [Flavius] Valerius Constantinus. The last Emperor
with three full names may have been Majorian, Julius Valerius Majorianus. In general, the Valentian and
Theodosian Emperors only had two names, like Valens, Fl. Valens, and Theodosius I & II, both Fl.
Theodosius. From Marcian onward there is no evidence of any traditional Roman nomenclature. Why is this
happening? Well, even though it had been some time since the nômen had lost its connection to the actual
ancestral gens (the clan), and all the names were becoming like titles, the system of the tria nomina still bore
an essential connection to the Roman family cult of ancestor worship. No Confucian venerated ancestors in a
household shrine more devoutly than the pious Roman. But this could not survive with the adoption of
Christianity. A Christian receives a single Christian name. Indeed, it is a while before we get names, like
Michael or John, that look more Christian than Roman and Greek, like Leo or Heraclius (still
commemorating Heracles -- and so Hera); but the trend is obvious. Eventually we get the return of surnames,
at first for nobility. The first Dynasty with a family name will be the Ducases in the 11th century. It took a
few more centuries before surnames became common among European Christians of all classes.
Another momentous transition is in architecture. The lovely temples of Classical antiquity, like jewels in the
landscape, disappear. Christian churches of the period often look like piles of bowls or dark fruitcakes. Or we
simply get the basilica, a Roman courthouse. Churches often are not even visible from a distance, because
they may be packed around with other buildings. Why is this happening? Were Christians just anaesthetic?
No. The aesthetic was certainly changing, but the most important difference was just the difference in
purpose between a temple and a church. A temple was the house of a god, with little space inside but for the
god and a few priests. It was not supposed to contain a body of worshipers. The public side of the temple was
the exterior, the visible sign of the god's presence. With a church, however, the purpose was not to house
God, whose presence was ineffable, but to house the congregation, the ekklêsía, the "assembly" that gave its
name in many modern languages for "church" (which itself seems to be from kyriakos, "of the Lord"). The
public side of a church is thus the interior, not the exterior, and the outwardly ugliest early churches often
contain marvelous inner spaces, with rich decoration. These quickly become awesome spaces, as in Sancta
Sophia, for centuries the greatest church of Christendom. Roman domes could do what most Roman temples
did not try to do.
Eventually, a form of church evolved that transformed the basilica into a building with a monumental
external face and a monumental internal space. These would be the Romanesque and Gothic cathedrals, but it
would be centuries before the technology could handle the spidery supports, of walls pierced with windows
and held by buttresses, that both size and relatively lightness required. Then the basilica and the dome would
be combined, to produce in the Renaissance the new largest church in Christendom, St. Peter's in Rome. But
this would happen as culturally Francia surpassed Romania. All this bears interesting comparison with the
practice in Islâm, where the purpose of a mosque was similar to that of a church. This can be seen in the
Omayyad Mosque in Damascus, based on Syrian churches, which is all but invisible from the outside, hidden
in the midst of the city, but contains two marvelous spaces, a courtyard and the lovely interior of the prayer
hall, with mosaics as in churches of the time. On the other hand, a monument of the same era, the Dome of
the Rock in Jerusalem, stands conspicuously like a pagan temple, high on the Temple Mount itself. But the
purpose of the Dome is more like a temple. It was built less for a congregation than for the Rock itself,
commemorating the Temple of Solomon and the site of the Prophet Muh.ammad's "dream journey" to
heaven. Finally, the Ottoman mosques of Sinan (c.1500-1588), based on the model of Sancta Sophia, produce
the monumental Islâmic equivalent of the cathedral.
565 AD
1. JUSTINIANS
Justinian took the rested strength of the East and threw it, commanded by
Justin I 518-527 his great general Belisarius, against the Vandals and Ostrogoths. The
Vandals, caught off guard, collapsed quickly. In 540 the Ostrogoths
Justinian I 527-565 surrendered to Belisarius, who had to rush East to meet a Persian
invasion. He was too late. Khusro I had already sacked Antioch (540).
Plato's Academy closed, 529; Then in 541 the resistance of the Ostrogoths revived, and the plague hit
North Africa regained, 533; the Empire. The campaign in Italy then took another 11 years, with men
Rome regained, 536; end and money very short. Successful, if exhausted, Justinian was then able to
of dating by Consuls, 537; secure part of southern Spain. Meanwhile he had built the greatest church
Ostrogoths defeated, 552; in Christendom, Sancta Sophia [note], codified Roman Law, and driven
Council V, Constantinople II, the last pagans, at Plato's Academy, out of business. This wore out the
Monophysitism condemned Empire, but it could easily have recovered to new strength if further
again, 553; Andalusia blows had not fallen. The Lombards invaded Italy in 568; and although
regained, 554 they were unable to secure the whole peninsula, or the major cities
(except in the Po valley), they became a source of constant conflict for
Justin II 565-578
most of the next two hundred years. Meanwhile, the Danube frontier had
Lombards Invade Italy, 568 become very insecure. As early as 540 (again) Bulgars and Slavs were
raiding into the Balkans. Maurice not only restored the frontier but
574-578, Caesar; crossed it to apply the "forward defense" of the Early Empire.
Tiberius II
578-582, Augustus Unfortunately, this hard campaigning became unpopular with the troops;
and in 602 they murdered Maurice and his whole family. Under Phocas,
things began to unravel. The Persians began the campaign that would net
Sack of Athens by Slavs, 582
them the Asiatic part of the Empire, recreating the Persia of the
Maurice 582-602 Achaeminids, and the Danube frontier collapsed so completely that it
would not be restored for almost four hundred years.
non-dynastic
Phocas 602-610
To most people thinking of the "Roman Empire," we are well into terra incognita here. Yet in 610 the
character and problems of the Roman Empire would not have been unfamiliar to Theodosius the Great. A
Persian invasion was nothing new. How far it got, all the way to Egypt and the Bosporus, was. Meanwhile,
the collapse of the Danube frontier was not now the doing of Germans but of Slavs and Steppe people -- the
latter beginning with the Altaic Avars, whose kin would dominate Central Asia in the Middle Ages. The
Persians were miraculously defeated; but before the Danube could be regained or the Lombards overcome in
Italy, a Bolt from the Blue changed everything. The Arabs, bringing a new religion, Islâm, created an entirely
new world, which both broke the momentum of Roman recovery and divided the Mediterranean world in a
way whose outlines persist until today. Nevertheless, the Empire, restricted to Greece and Anatolia, rode out
the flood. It must have been a hard nut, since the Arab Empire otherwise flowed easily all the way to China
and the Atlantic. It was hard enough, indeed, that by the end of the "Third Empire" it had been in better health
than any Islamic state. The promise of new ascendency, however, was brief.
1. HERACLIANS
Seldom has fortune and ability so blessed a ruler only to turn so
Heraclius 610-641 completely against him in the end. With the Persians in Egypt,
Syria, and Anatolia, and the Avars at the walls of Constantinople,
invasion and conquest of Syria, the Roman Empire seemed doomed to complete collapse. Things
Egypt, & Anatolia by Shâh even got worse after Heraclius arrived from Africa and seized the
Khusro II, 607-616; his defeat, throne. But then in one of the most brilliant, but far more
desperate, campaigns since Alexander, Heraclius audaciously
623-628; Salona destroyed by
invaded Persia itself. Confident that Constantinople was
Avars, residents move to
impregnable, he even wintered with the army in the field, until the
Spalatum, 620; Cartagena falls
Shâh Khusro II's own nobility rose up and overthrew him. The
to Visigoths, 624; Avar Siege
peace restored the status quo ante bellum; and Heraclius began to
of Constantinople, 626;
use the title of the defeated monarch, the
occupation of Armenia, 633;
traditional Persian "Great King." Thus Basileus,
Palestine lost to the Caliph
the Greek word for "King," became the mediaeval Greek word for
'Umar, 636; Syria lost, 640;
"Emperor" -- as Greek now (or hereabouts) replaces Latin as the
Egypt invaded, 640 Court language. But then, barely eight years after this exhausting
victory, the Arabs, united by Islâm, appeared out of the desert and
Constantine III
641 quickly conquered Syria, Palestine, and Mesopotamia. Jerusalem
& Heracleon
would never be recovered, except temporarily by the Crusaders.
641-668, Old and ill, Heraclius had to watch his life's work largely melt
last Emperor away, while people said it was the Judgment of God because he
Constans II Pogonatus to visit had married his niece. But a core for the Empire had been saved.
Rome as a
possession
Constantine IV 668-685
Siege of Constantinople by
the Caliph Mu'âwiya, 674-677;
Council VI, Constantinople III,
Monotheletism condemned,
680-681
685-695,
Justinian II Rhinotmetus
705-711
non-dynastic
Leontius 695-698
Philippicus Bardanes
711-713
(Vardan)
Anastasius II 713-715
Constans II was the last Emperor to campagin in northern Italy and visit Rome as an Imperial possession
(later the Palaeologi went to beg for help). He was also the last to exert real control over the Popes, arresting
Martin I (649-653, d.655) and exiling him to the Crimea. Under either Heraclius or Constans II the Roman
Army was basically restrucured. As the traditional units, largely familiar from the 5th Century, fell back from
the collapsing frontiers, they were settled on the land in Anatolia, to be paid directly from local revenues
instead of from the Treasury, whose tax base from Syria and Egypt had disappeared. The areas set aside for
particular units became the themes, which remained the bedrock of Romania until the end of the 11th
century. After Constantine IV withstood the first Arab siege of Constantinople, burning the Arab fleet with
the famous and mysterious "Greek Fire" (which sounds like nothing so much as napalm), it looked like the
Empire would survive. With the last member of the dynasty, Justinian II, we have a curious experiment in
humanity. When the Emperor was deposed in 695, instead of being killed, his nose was cut off. Hence his
epithet, Rhinotmetus, "Cut Nose." It was expected that this would disqualify him from attempts at restoration.
It didn't, and Justinian returned to power in 705. Henceforth, deposed Emperors, or other politically
threatening persons, would be blinded. This was effective, though now it may not seem particularly more
humane than execution.
3. SYRIANS (ISAURIANS)
While Leo III held off another Arab siege of Constantinople, the position
Leo III 717-741 of Romania in the West deteriorated. With Africa gone, it became harder to
project authority into Italy and harder to resist the Lombards. John Julius
Siege of Constantinople Norwich (A History of Venice, Vintage, 1989) links the election of the first
by the Caliphs Sulaymân & Doge of Venice with Leo's prohibition of images; but the election was in
'Umar II, 717-718 727, during a tax revolt, not in 730, when Leo did prohibit images,
alienating the Western Church.
Tax Revolt in Italy, end of
Imperial authority in
Exarchate, Exarch Paulicius The prohibition of religious images began the Iconoclasm controversy.
assassinated, 727; Edict One way to understand it is to realize that the conflict between Islâm and
establishing Iconoclasm, 730 Christendom was not just a contest of arms but, mutatis mutandis, an
ideological struggle. Christians were not being accused, to be sure, of
Constantine V oppressing the workers, but they were being accused of being polytheists
741-775 (because of the Trinity) and idolaters (for making and venerating images).
Copronymus
Indeed, some Islâmic attitudes are familiar from later religious ideological
Ravenna Falls to Lombards, conflict, since disgust and condemnation of a priesthood and celibacy, not
751; Iconoclast Council, to mention the use of images, could later draw sympathy from
754 Protestantism. The Thousand and One Nights derives great humor from the
notion that the incense burned by Christians (but not, of course, by later
Leo IV the Khazar 775-780 Protestants) was made from the dung of bishops.
Constantine VI 780-797
780-790,
Irene Regent
792-802
The final fall of Ravenna to the Lombards in 751 led to the intervention of the Franks in Italy, at the urging of
the Pope. Romania would never return to Central or Northern Italy. This was on the watch of Constantine V,
who came to be called "Copronymus," "Name of Dung" -- certainly one the harshest, crudest epithets in the
history of royalty. As Frankish power waxed, the Pope took the step of crowning the Frankish King Charles
as Emperor in 800. This was during the reign of Irene, who had taken the throne exclusively for herself, the
only Empress ever to do so, by having her son Constantine VI blinded (he died, too). Although Irene restored
the images and reconciled the Eastern and Western Churches, the Pope decided to arrogate the authority of
crowning a proper, male Emperor to himself (later justified with the fraudulent "Donation of Constantine"
document, by which Constantine I had supposedly given the entire Western Empire to the Pope). While
Charlemagne even offered to marry Irene, who could have regarded him as only the rudest of barbarians, this
all signaled a fundamental parting of the ways between the Latin Europe of Pope and Franks (Francia) and
the Greek Europe of Romania. Note the parallels between the reign of Irene and that of the Empress Wu (685-
705) of T'ang Dynasty China.
Orso
Venice was the "Most Serene
727-738
(Ursus) Ipato
Republic," or the "Queen of the
Teodato Adriatic." The title of Doge derives
742, 744-736 from that of a late Roman commander
(Deusdedit) Ipato
of a military frontier, Dux ("leader").
Galla Gaulo 756 This is cognate to
English "Duke." The
Domenico Monegaurio 756-765 Doges were always elected, from a
variety of families, as their names
Maurizio I Galbaio 765-787 indicate. Over time their powers were
increasingly limited, as Venice
Giovanni and
787-802 evolved into an oligarchic Republic.
Maurizio II Galbaio
The Duke of Venetia at first would
Obelerio Antenorio 802-811 have been like many other Romanian
officials in Italy, but Constantinople
Venetia & Dalmatia submit rarely had occasion or ability to exert
to Franks, 806; Roman fleet direct rule over Venice, so over time
reestablishes authority, 807 the city drifted into independence,
competition, and eventually
Beato 808-811 belligerence.
Pietro II Candiano 932-939 pushed out of the area altogether by the Ottomans.
Pietro Badoer When Alexius Comnenus signed a pact with Venice in 1082, the
939-942
(Partecipazio) Republic became a partner with the now beleaguered
Constantinople. During the honeymoon period we get the
Pietro III Candiano 942-959 completion of St. Mark's Cathedral -- a mature Romania seeding
its culture into the maturing Venice.
Pietro IV Candiano 959-976
Pietro I Orseolo 976-978 The honeymoon didn't last. The pact gave Venice a choke hold
on the trade of Romania and on naval power in Romanian waters
Vitale Candiano 978-979 -- on at least once occasion Venetians burned Roman warships
on the stocks before they could be completed. Although Alexius
Tribuno Menio didn't have much choice at the time, this led to retaliation later.
979-991
(Memmo) Manuel I arrested all Venetians in 1171 and little but hostile
relations followed -- even peaceful exchanges revealed tragic
Pietro II Orseolo 991-1008 inequality, as when the Imperial Crown Jewels were pawned
with Venice in 1343.
1008-1026,
Ottone Orseolo
1030-1032
The fall of Constantinople to the Fourth Crusade in 1204 was
Pietro Centranico largely engineered by the Doge Enrico Dandolo, who was
1026-1030 actually buried in Sancta Sophia. By the settlement with the
(Barbolano)
Crusaders, Venice was ceded 3/8 of the Empire, and the Doge
Domenico Flabianico 1032-1043 henceforth styled himself quartae partis et dimidiae totius
imperii Romaniae Dominator ("Lord of a quarter and a half [of a
Domenico Contarini 1043-1070 quarter] of the whole Empire of Romania"). Norwich
interestingly translates this as "Lord of ... the Roman
Domenico Silvio (Selvo) 1070-1084 Empire" (p.147), but the phrase was imperium Romaniae,
"Empire of Romania," not imperium Romanum, "Roman
Trade concession with Romania,
Empire." Venice was obviously not claiming 3/8 of the Empire
1082; construction of of Trajan, but of the much reduced mediaeval Romania. This
St. Mark's begun
fragmentation of Romania helped Venice maintain her
Vitale Falier 1084-1096 advantages, but it weakened the whole in the face of the
eventual Ottoman threat. Venice could neither hold off the Turks
relics of St. Mark deposited nor support a local state strong enough to do so.
in completed St. Mark's
cathedral, 1094 When the Michael VIII Palaeologus took Constantinople back
from the Crusaders, he conferred commercial advantages, not on
Vitale I Michiel (Michel) 1096-1101 Venice, but on her hated rival, Genoa, which, of course, had
been Roman until lost to the Lombards in 642. This confirmed
Ordelafo Falier 1101-1118
that Italy rather than Romania would be the center of trade and
Domenico Michiel 1118-1129 naval power in the Christian Mediterranean. Genoa was even
granted the city of Galata, just across the Golden Horn from
Pietro Polani 1129-1148 Constantinople itself, in 1267. As the Turks fatally invested
Constantinople in 1453, it was Genoa rather than Venice that
Venetians mint Ducats after Roman What seems extraordinary about Venice now is how a mere city
debasement, 1284 had become a Great Power, contending on terms of equality, if
not superiority, with all of Romania. The tail wagging the dog
Pietro Gradenigo 1289-1311
indeed. And while Venice was never the equal of Turkey, it was
Venetian fleet destroyed by for long one of the major belligerents contesting Ottoman
Genoa at Curzola, Marco Polo advances. What this reveals is the stark difference in wealth
captured, 1298 between the cash economy of a commercial republic (Venice
began minting gold Ducats in 1284) and, on the one hand, the
Marino Zorzi 1311-1312 poverty of subsistent kingdoms, like other Western European
states and, on the other hand, the fractured economy of
Romania, which had peviously perpetuated commercial
Bartolomeo Gradenigo 1339-1342 As commercial life began to grow in the North, the Italians
began to lose their advantage. After Flanders and the
Andrea Dandolo 1343-1354 Netherlands became centers of trade and manufacture, the Dukes
Crown Jewels of Romania pawned, of Burgundy first benefited from this wealth, then the
1343; War with Genoa, Hapsburgs, and finally the Netherlands as an independent
1350-1355 power. The latter eventuality is especially revealing. The
Netherlands was a commercial republic again as Burgundy and
Marino Falier 1354-1355 the Hapsburg domains had not been. What's more, Amsterdam
became the center of European banking, with that preeminence
Giovanni Gradenigo 1355-1356 passing from, as it happened, the cities of Northern Italy
(remembered in "Lombard Street" in the City of London). The
Giovanni Dolfin 1356-1361 next financial centers, of Europe and the World, would be
London and then New York. In the course of all that history, the
Lorenzo Celsi 1361-1365 apparent power of the Italian cities was punctured like a balloon
in 1494, when King Charles VIII of France invaded Italy. This is
Marco Corner 1365-1368
one of the events regarded as marking the end of the Middle
Corfu acquired, 1368 Ages. It certainty revealed the comparative disadvantage into
which the Italian powers had fallen. A nice recent movie about
Andrea Contarini 1368-1382 this period was Dangerous Beauty (1998), about a popular
courtesan who ends up in a tug-of-war between Venetian
Michele Morosini 1382 nobility and the (rather unwelcome in Venice) Holy Inquisition.
We happen to notice in the course of the movie that Venice has
Antonio Venier 1382-1400 been expelled from Cyprus by the Turks (1571).
Michele Steno 1400-1413
Just as bad or worse for Venice's position was the Age of
Tommaso Mocenigo 1414-1423 Discovery. The Italian cities had grown strong on the trade of
the Levant, and the new Atlantic powers wanted very much to
Francesco Foscari 1423-1457 have a way to avoid their mediation, let alone that of Turkey and
Mamlûk Egypt, in the transfer of goods from India and further
Thessalonica ceded by Romania, East to Europe. Columbus, therefore, was out to make an end
1423, captured by Turks, 1430; run. Since he ran into the Americas instead of Asia, this diverted
Constantinople falls to Turks, Spanish energies, but for Portugal Vasco da Gama did the job of
Venetian baillie executed, others getting to India around Africa in 1498. This eliminated Italy or
executed, enslaved, ransomed, 1453 the Turks from any central position in world trade. They could
only fade, in the most literal sense, into back-waters.
Pasquale Malipiero 1457-1462
Francesco Erizzo 1631-1646 On the other hand, the art of Venice, in music -- as with Antonio
Vivaldi (1680-1743) -- painting -- as with Titian, Tiziano
Francesco Molin 1646-1655
Vecilli (1477-1576) -- and architecture, is an enduring and vivid
Carlo Contarini 1655-1656 monument. Part of this is a hint of the lost beauty of
Constantinople, since St. Mark's Cathedral, crowned with four
Francesco Corner 1656 great horses from the Hippodrome and countless other treasures
looted from Constantinople in 1204, is a copy of the vanished
Bertucci Church of the Holy Apostles, the burial place of Constantine and
1656-1658
(Albertuccio) Valier his successors (whose site is now occupied by the Fatih Jamii,
the mosque, institute, and burial place of Meh.med II, the
Giovanni Pesaro 1658-1659 Conqueror [Fâtih.] of Constantinople). Although decorated with
loot, the present church was completed earlier, in 1094 (or
Domenico Contarini 1659-1675
1071), with the help of artisans from the still friendly Emperors.
Conquest of Crete by Turkey, 1669 The Rialto Bridge across the Grand Canal, the Campanile bell
tower (campana, "bell"), the Lido barrier island, and other
Nicolò Sagredo 1675-1676 structures and sites have now contributed their names, if not
their images or functions, in countless modern landscapes.
Francesco Morosini 1688-1694 Poised between Francia and Romania, Venice thus preserves
much of the beauty and atmosphere that was lost and forgotten
Silvestro Valier 1694-1700
after successive catastrophies to Constantinople. The City ended
Alvise II Mocenigo 1700-1709 up itself as something out of its time, a Mediaeval Republic in a
age of nation states, even as now it is rather like a living
Giovanni II Corner 1709-1722 museum, slowly sinking into the lagoon that originally gave it
refuge.
Alvise III Mocenigo 1722-1732
Indeed, the low muddy islands in the lagoon, once a redoubt,
Carlo Ruzzini 1732-1735 now are Venice's greatest peril. With zero elevation, the City is
vulnerable to high seas, high tides, and any significant changes
Alvise Pisani 1735-1741 in sea level. Pumping out ground water under the City, long the
simplest source of fresh water, threatened to leave it
Pietro Grimani 1741-1752
permanently awash. That danger was soon recognized and
Francesco Loredan 1752-1762 attempts have even been made to restore the water, though that
is more difficult. Barriers may soon seal off the lagoon from the
Marco Foscarini 1762-1763 Adriatic, but this raises the problem of discharging the waste
water brought down from inland cities. Any durable solution
Alvise IV Mocenigo 1763-1778 promises to be difficult, expensive, and perilous to the
traditional character of the City.
Paolo Renier 1779-1789
1789-1797,
Lodovico Manin
d. 1802
Venice Falls to
Napoleon Bonaparte, 1797
1. NICEPHORANS
The reigns of Irene and Nicephorus I begin what Warren Threadgold calls
Nicephorus I 802-811 The Byzantine Revival, 780-842 [Stanford U. Press, 1988]. Despite the
loss of most of Europe and continuing Arab raids into Anatolia, the
Nicephorus killed in battle population and the
by Bulgar Khan Krum, 811 economy of the
empire were actually
Stauracius 811 growing, and
Nicephorus was able
Michael I Rhangabé 811-813 to start transplanting
colonies of people
Leo V the Armenian 813-820 from the east back
into Greece. This
Iconoclasm restored, 815 soon led to the
recovery of most of the Greek peninsula. Unfortunately for him, the
"revival" was not without its setbacks. Nicephorus ended up killed in battle against the Bulgars, and his son
Stauracius, proclaimed Emperor, turned out to be paralyzed from a spinal wound. Michael Rhangabe then
turned out to be inactive and indecisive and was overthrown by Leo the Armenian, an in-law of the
subsequent Amorian dynasty. It would be some time before the Bulgars could be seriously defeated, much
less subdued. Until then, it would be impossible to restore the Danube border.
2. AMORIANS
In this period, aptly called the "Second Dark Age," the Arabs took to the sea.
(PHRYGIANS)
With the simultaneous advent of the Vikings, this made both Franks and
Michael II Romans vulnerable in North and South. Crete was lost for over a century, and
820-829 fighting began on Sicily that would last for 50 years and result in the permanent
the Stammerer
loss of the island.
Crete lost, 823
Sicily invaded by
Aghlabids, 827
Theophilus I 829-842
Varangians
(Vikings) arrive at
Constantinople, 839
Final repudiation
of Iconoclasm, 843
The arrival of the Varangians, which meant the Vikings who had come down the rivers of Russia, ended up
providing a source of mercenaries for what became the Emperor's "Varangian Guard," whose ranks would
later even fill with Englishmen who fled the Norman conquest in 1066. We also find the last of Iconoclasm
laid to rest, though one will note even today that the Orthodox Churches prefer Icons rather than sculpture for
sacred images. The resolution of this conflict removed a point of friction between the Western and the
Eastern Churches. It did reveal, however, how easily such conflict could arise. The later (1054) Schism of the
Churches would be over apparently much more trival issues -- the real issue, of course, was simply
authority.
We are approaching
the point in
European history
where the
remaining pagan
peoples of Europe
will be assimilated
to Christian
civilization.
Bulgaria will lead
the way, but it will
soon be following
by Hungary,
Poland, Russia, and
Scandinavia. The
Pechenegs (or
Patzinaks), a Turkic
steppe people, will remain pagans until they are swept from history by the Cumans and Mongols. On the east
edge of the map is the Khanate of the Khazars, also Turkic, who actually converted to Judaism. They would
be Roman allies until disappearing in the 11th century.
3. BULGARIA
Although today the Bulgarians are thought of as simply a Slavic
BEFORE ROMAN CONQUEST
people, like the Russians or Serbs, they were originally a nomadic
Qaghan, Turkic steppe people, more like the Huns or Mongols. The first title
Asparukh of their leaders here, qaghan, is recognizably more Mongolian than
c.681-701
the form more familiar from Turkish, khân. The Slavs, who had
Tervel c.701-c.718 breached the Danube
with the Avars, but who
Sevar c.718-750 had little in the way of
indigenous political
Kormesios 750-762 organization, then came
under the control of the
Vinekh Bulgars, the next
762-763 nomadic group to pop off
Teletz
the end of the steppe. A
Umar 763 related people, the
Khazars, who remained
Baian 763-765 on the Lower Volga,
became long term Roman
Tokt 765 allies against the Bulgars.
Other related peoples, the
Telerig c.765-777 Patzinaks and Cumans,
followed the Bulgars off
Kardam c.777-c.803 the steppe and into the
Balkans, though not
Krum c.803-814
permanently south of the
Kills Emperor Nicephorus in Danube. After the
Cumans, the Mongols
battle, 811; uses his skull
were the last steppe
as a drinking cup
people to come into
Dukum 814-815 Europe. Through the
Middle East, of course,
Ditzveg 814-816 the Turks (and the
Mongols) came off the
Omurtag 814-831 steppe and ultimately,
permanently, into
Malamir/Malomir 831-836 Azerbaijan, Anatolia, and
Thrace.
Presijan 836-852
Peter I 927-969 More recently, readers of Harry Potter and the Goblet of Fire [J.K.
Rowling, Arthur A. Levine Books, Scholastic, Inc., 2000] will
969-972,
Boris II remember that the champion Bulgarian Quidditch player was none
d.986
other than Viktor Krum.
Bulgaria conquered by
John I Tzimisces, 971 What happened to the Bulgars was assimilation. The Patzinaks
pushed them off the steppe, they began to speak the language of
Macedonian Bulgaria; state
organized in western Bulgaria
by the Cometopuli,
"Sons of the Count"
figurehead,
Tsar Romanus 986-997;
captured, 991
Samuel 997-1014
Lists of Bulgarian rulers can be found in various Byzantine histories, but the genealogy here only comes from
the Erzählende genealogische Stammtafeln zur europäischen Geschichte, Volume II, Part 2, Europäiche
Kaiser-, Königs- und Fürstenhäuser II Nord-, Ost- und Südeuropa [Andreas Thiele, R. G. Fischer Verlag,
Part 2, Second Edition, 1997, pp.156-159].
4. MACEDONIANS
The greatest dynasty of Middle Romania begins with the Empire still
Basil I 867-886 losing ground. Raids by the Arabs, Vikings, and now Magyars are
giving all of Europe a very bad time. Only the 10th Century would see a
gradual recovery, as Slavs, Norsemen, and Magyars all became settled
and Christianized, though the Normans remained vigorous and
Romanus II 959-963
Nicephorus II
963-969
Phocas
Zoë The estrangement in religion came at a very bad time. When the Turks
1028-1050
Porphyrogenita invaded and the Crusading forces arrived from Francia, the Schism was
a source of constant irritation and mistrust. It provided some
Romanus III
1028-1034 rationalization for the seizure of Constantinople by the Fourth Crusade;
Argyrus
and later, when the Churches were apparently reconciled by the
Michael IV the Palaeologi, it left most Greeks so disaffected that their support for their
1034-1041
Paphlagonian own government was compromised. Thus, for centuries, Christian
forces were divided and weakened in the continuing confrontation with
beginning of debasement Islâm.
of the solidus
Michael V
1041-1042
Calaphates
Theodora
1042-1056
Porphyrogenita
Constantine IX
1042-1055
Monomachus
The genealogy of the Macedonians is supplemented here with an abbreviated tree showing the major foreign
marriages of the Dynasty. The marriage of Constantine VII to the daughter of Hugh of Arles is shown above,
but there are four other marriages noted here. Two of them are not attested by all sources. Leo VI did have a
because their son, Vladimir II, was the grandfather of Ingeborg of Novgorod, who married (1118) Knut
Lavard Eriksson, the father of King Valdemar the Great of Denmark (1157-1182). Through the
intermarriages of the subsequent royalty of Denmark, we get connections to many of the rulers of Europe.
Thus, it is sometimes said that Queen Elizabeth II of England is a descendant of the Emperor Basil I. But that
would only be true if Irene really was a Macedonian.
Now, however, I have found a new source with a slightly different claim. The Royal Families of Medieval
Scandinavia, Flanders, and Kiev, by Rupert Alen and Anna Marie Dahlquist [Kings River Publications,
Kingsburg, CA, 1997], says that Irene (or Irina) was "a daughter of Constantine IX Monomach" [p.160]. That
is a lot different. Constantine was the Empress Zoë's third husband. She was already 64 when they married,
so there is not much chance that Irene was her child, but Constantine was a widower, and it is not surprising
that he would have previous children. Vladimir II is called "Monomakh," which thus sounds like a tribute to
his Roman grandfather. This gives us a much more reasonable picture, but it does mean that Queen Elizabeth
is not a descendant of Basil I (or Michael III, whatever).
non-dynastic
A very brief non-dynastic interlude. Isaac I was the first of the
Comneni and can be found on the genealogy of the Comneni below. Michael VI Stratioticus 1056-1057
The "Fourth Empire" begins with a blow, from an Islâm reinvigorated by the Turks, which represents not
only a further diminution of the Empire, but a portent of the actual collapse and end of the Empire altogether.
The catastrophic defeat at Manzikert alienated much of what had for long been the heartland of the Empire,
Anatolia. It was a mortal wound, never to be made good; but the Empire nevertheless twice managed to
struggle back up into at least local ascendency, first under the Comneni and then under the Palaeologi. The
Comneni had help, of a very dangerous sort, in the form of the Crusaders. Defeat by the Turks was not the
cruelest cut of the period. That was when the Crusaders, manipulated by Venice, took Constantinople in
1204. With the Latins, the Empire fragmented into multiple Greek and non-Greek contenders: Nicaea,
Epirus, Trebizond, Bulgaria, and Serbia, not to mention the Turks. While the Palaeologi, building on the
success of Nicaea, reestablished Greek rule, only Epirus of the other successor states came back under
Imperial control. The Empire of Michael VIII did seem to have a chance, but a new Turkish state, of the
Ottomans, soon surged into dominance. It took more than a century for the Ottomans to scoop up all the
spoils, but, like a slow motion car crash, the outcome has a horrible inevitablilty.
1. DUCASES
The Ducases had the misfortune of suffering the most
Constantine X Ducas 1059-1067 catastrophic defeat of Roman arms since the Arabs won
Palestine and Syria at Yarmuk in 636: The defeat by the
Loss of Armenia, 1064 Seljuk Turks at Manzikert in 1071, a battle lost more to
treachery than to military superiority. And Romanus IV
Romanus IV Diogenes 1068-1071 Diogenes became the only Roman Emperor besides Valerian
to be captured in battle by an external enemy. What had
Defeated and Captured by Seljuk Great hitherto been the heartland of Romania in Anatolia, now
Sult.ân Alp Arslan, Battle of Manzikert; became a bleeding wound to Turkish conquest, never to be
Bari captured by Normans, 1071 recovered. Simultaneously, the Normans won, for all time, the
last Roman city in Italy. The Ducas genealogy is given below
Michael VII Parapinakes 1071-1078 with the Comneni. They were the first Roman dynasty with a
surname, which shows some of the social changes that took
Nicephorus III Botaniates 1078-1081 place during the long period of the Macedonians.
Kilij Arslan IV 1248-1265 This list is from Clifford Edmund Bosworth's The New
Islamic Dynasties [Edinburgh University Press, 1996].
Kay Qûbâdh II 1249-1257
1282-1284,
1284-1293,
Mas'ûd II
1294-1301,
1303-1307
1284,
Kay Qûbâdh III 1293-1294,
1301-1303
3. COMNENI
With the Turks at Nicaea, the Normans ready to land in the west, the
Alexius I Comnenus 1081-1118 currency debased, the army dispersed, and the treasury empty,
Alexius Comnenus had his job cut out for him. The results were
Trade concession to Venice, 1082; satisfactory enough, but a couple of the desperate measures that the
First Crusade, 1096-1099 desperate times called for would have unfortunate long term
consequences. The trade privileges given to Venice in 1082
John II 1118-1143 eventually made Romanian trade, and even the Navy, the plaything
of Italian city states. Calling on the West for military aid against the
captures Leon I of Armenia, 1137 Turks had the very unexpected result of Pope Urban II calling in
1095 for a "Crusade" to liberate the Holy Land and Jerusalem from
Manuel I 1143-1180 Islâm. The Crusaders passing through Constantinople gave Alexius
Emperor
Curiously, in the days of Alexius I the heart of the Roman Army, the
Isaac Comnenus on Cyprus,
Varangian Guard, had a large element of Saxons, conquerors of
Roman Britain, who now were refugees from the Norman Conquest
1185-1191
of England in 1066. According to Geoffroy de Villehardouin, there
were still "Englishmen and Danes" in the Roman Army when the Fourth Crusade arrived at Constantinople in
1203.
Anna Comnena
(d.1153), daughter
of Alexius I, wrote
a history of her
father's reign, the
Alexiad. Most of it
was written after
she was banished
to a convent by
her brother, John
II, whom she
apparently had
tried to
assassinate. This
particularly
intense form of
sibling rivalry was
in part the result
of Anna's
expectation that
she would be
closer to the seat
of power, i.e. that
the Emperor
would be her
husband. The birth
of John spoiled
this, and Anna,
perhaps a feminist
before her time,
never accepted the
wisdom of his
succession. She blamed him for subsequent disasters but, since the Alexiad doesn't cover his reign, she never
quite says what they were. The real disaster, Myriocephalum, happened after her death to her nephew,
Manuel I. One reference to the Alexiad that I remember from childhood, that Anna says her father didn't trust
the Crusaders because they didn't have beards and smelled of horses, I have been unable to find in the text.
From the few and questionable foreign marriages of the Macedonians, with the Comneni we find a large
number of well attested ones, many with Crusaders but one making connections as distant as Spain. I was
aware of few of these until a correspondent, Ann Ferland, began to point them out. The marriage of Maria of
Montpellier, whose mother was Eudocia Comnena, to King Peter II of Aragon led to all subsequent Kings of
Aragon and of Spain.
1. ANGELI
The worst dynasty in Roman history. Alexius IV brings in the
Isaac II Angelus 1185-1195 Fourth Crusade, with impossible promises, to restore his
incompetent father, and only succeeds in losing Constantinople to
a foreign enemy for the first time ever. This may qualify as the
Bulgaria independent, 1186
true "Fall of Rome." The damage was bad enough, with many
Third Crusade, 1189-1192; Cyprus
treasures and archives destroyed or carted off to Venice. Unlike
seized from Isaac Comnenus
the Goths at Rome in 410, the Crusaders stuck around for 60
by Richard the Lionheart, given
years, with streadily decreasing success.
to Guy of Lusignan, 1191
Alexius IV 1203-1204
The Angeli continue the foreign marriages of the Comneni. One is particularly noteworthy. Irene Angelina,
daughter of the Isaac II, married a son of Frederick Barbarossa, Philip of Swabia, who contended with Otto of
Brunswick for the German Empire. They had no sons; but the marriages of their four daughters are among the
most interesting in European history. In a reconciliation of Philip's feud, the oldest daughter, Beatrice,
married Otto
himself. But
they had no
children. The
younger
daughters,
Kunigunde,
Marie, and
Elizabeth,
married King
Wenceslas I
of Bohemia,
Duke Henry
III of Lower
Lorraine and
Brabant, and
King & St.
Ferdinand III
of Castile and
Leon,
respectively.
All of these marriages produced children with living modern descendants, especially among the Hapsburgs
and the royal family of Spain, as can be traced at the linked genealogies. Since Isaac himself was a great-
grandson of Alexius I Comnenus, this means that a large part of modern European royalty, through this
connection alone, have been descendants of the Angeli and Comneni. My impression is that Roman Imperial
descent for recent royalty has often been claimed through the Macedonians, but the only certain line, as we
have seen, may be from Macedonian in-laws. On the other hand, descent from the Comneni and Angeli
appears to be well attested and with multiple lines. Another fruitful line will be from Maria Lascarina, who
married Bela IV of Hungary. Since the Lascarids themselves derive from Anna Angelina, Maria's daughter,
that connects up to the whole Comneni-Angeli house. Maria's son, Stephen V of Hungary, had a daughter,
Katalin, who married the Serbian King Stephen Dragutin, who had a daughter the married a Bosnian Ban,
with many descendants. This line all the way to the Hapsburgs can be examined on a popup.
2. BULGARIA, ASENS
In 1204, the Pope recognized Kalojan as "King of the Bulgarians and the
John I Asen 1186-1196 Vlachs" (Geoffroy de Villehardouin, calling him "Johanitza," even says
"King of Wallachia and Bulgaria"). Indeed, the Asen brothers, founders
Peter II Asen 1196-1197 of the dynasty, were themselves Vlachs, i.e. modern
Romanians. This is therefore not a purely ethnic
Kalojan Asen, Bulgarian state. It also came close to succeeding to the throne in
1197-1207
the Roman Killer Constantinople, though later overpowered by the Mongols, Serbia and, of
course, the Ottomans.
Boril 1207-1218
Kaloman I 1242-1246
Kaloman II 1257-1258
The principal setback to the Bulgarian state was the Mongol invasion of
1242, which itself was almost an afterthought as the Mongols abandoned
Constantine Tich 1257-1277 the conquests of Poland and Hungary in 1241 and were returning to
Russia. The Chingnizids needed to go to Mongolia to elect a new Great
Ivan Mytzes 1278-c.1264
Khan. What followed for Bulgaria was a period of internal conflict,
1277-1279, between members of the Asen dynasty and outsiders. Two unrelated
Ivalio usurpers, Constantine Tich and Ivaljo, figure in the table above. Another
d.1280
unrelated figure, however, Ivan Mytzes, becomes an Asen in-law and the
1279-1284?, father of the last Asen Emperor, John III. This is a confused period, with
John III Asen
d.<1302 pretenders contending and dates uncertain. John III fled to the Mongols
and then to Constantinople. He was succeeded in Bulgaria by his
Asens replaced by Terters erstwhile minister, George Terter.
3. LATIN
EMPERORS AT
CONSTANTINOPLE
Baldwin I
1204-1205
of Flanders
Captured by
Kalojan Asen, 1205
The conquest of
Henry
1206-1216 Constantinople by the
of Flanders
Fourth Crusade did
not result in the
Peter de
1217 establishment of the
Courtenay
authority of the Latin
Yolanda of Emperors over the
1217-1219 whole of the previous
Flanders
Empire. Greek
Robert I de authority was
1221-1228 maintained in three
Courtenay
major locations, at Nicaea, at Trebizond, and in Epirus, and a couple of minor
John of locations, at Rhodes, later to fall to Venice, and at the fortress of Monembasia
1228-1237 in the Peloponnesus (Morea), which fell in 1248. All three major Greek rulers
Brienne
eventually proclaimed themselves emperors, which means that at one point four
1228-1261 rulers were claiming the Imperial dignity within the old Empire -- not to
mention the Bulgarian and Serbian Tsars who also wanted to
Baldwin II titular inherit it. The Emperor at Nicaea was the one to return to
Emperor Constantinople, but the Emperor at Trebizond was the last to fall to the Turks.
1261-1273
Besides the 3/8 of the whole retained by
titular
Venice, including Adrianople and
Philip II Emperor
1273-1285 Gallipoli, the Latin Empire ended up
included three significant feudal
titular dependencies, all subjugated and
Catherine de organized by the leader of the Fourth
Empress
Courtenay
1285-1307 Crusade, Boniface the Margrave of
Montferrat: the Kingdom of
titular Thessalonica (1204-1224), with
Charles
Emperor Boniface himself as king, the Duchy of
of Valois
1301-1313 Athens (1205-1456), and the
Principality of Achaea (1205-1432).
titular
Catherine Boniface was denied the Imperial throne
Empress
of Valois
1313-1346 by the Venetian votes, apparently because it was thought that he might make
too strong an Emperor.
titular
Philip II Boniface himself was killed in 1207 and the
Emperor Kings of Thessalonica
of Tarento
1313-1331 Kingdom of Thessalonica turned out to be the
most shortlived of the Crusader states in Romania, Boniface of
titular falling to Epirus. In 1311 the Duchy of Athens 1204-1207
Montferrat
Robert II Emperor was seized by the Catalan Company, which had
1346-1364 mutinied against the Palaeologi. The Principality 1207-1224,
of Achaea eventually got mixed up with the Demetrius
d.1230/9
Anjevians and finally was inherited, much too
4. DESPOTS OF EPIRUS
In the scramble for a Greek successor to the Angeli, Epirus was in a good
AND EMPERORS AT
position, from which considerable progress was made. Thessalonica was
THESSALONICA
the second city of the Empire, and its capture reasonably prompted
Michael I Ducas 1204-1215 Theodore Ducas to proclaim himself Emperor. From there, however,
things only went down hill. Theodore was himself defeated and captured
1215-1230 by the Bulgarians, which would add him to the number of Valerian and
Romanus IV if we considered him a proper Emperor of Romania. But the
1227-1230, chance of that dimmed further when Theodore's successors were
Theodore Ducas defeated by Nicaea, reduced to despots, and then Thessalonica itself fell
Emperor in
Thessalonica, to Nicaea.
d.c.1254
1230-1237,
Regent in
Manuel
Thessalonica,
d.1241
1237-1242,
Emperor in
John Thessalonica
Despot,
1242-1244
Defeated by
John III Ducas Vatatzes,
reduced to Despot, 1242
Demetrius 1244-1246
Thessalonica falls to
John III Ducas Vatatzes,
1246
Michael II 1231-1271
Nicephorus I 1271-1296
Thomas 1296-1318
1335-1337,
Nicephorus II 1340, &
1355-1359
Epirus itself proved difficult for either Nicaea or the Palaeologi to
Epirus absorbed subdue and rule, so the despots continued there for a while, continuing
by Andronicus III, 1337, 1340 under some rulers unrelated to the Ducases. By the time Andronicus III
was able to annex the territory, the Empire as a whole was too far gone
for it to have helped very much.
5. EMPERORS AT TREBIZOND
Alexius I Comnenus 1204-1222 A very poor excuse for an "empire," Trebizond spent much of its
existence in vassalage to the Mongols and Turks who ruled the
Andronicus I Gidus 1222-1235 plateau behind it. It started, however, with an heir to the Comneni
and a reasonable ambition of moving on to Constantinople. After
John I Axuch 1235-1238 realistic chances of that past, Trebizond ended up with the
dubious honor of being the last of the Greek states to fall to the
Manuel I 1238-1263 Ottomans, in 1461.
Andronicus II 1263-1266
Lists of the Emperors of Trebizond can be found in various
George 1266-1280 Byzantine histories, but the genealogy here only comes from the
Erzählende genealogische Stammtafeln zur europäischen
John II 1280-1297 Geschichte, Volume III, Europäiche Kaiser-, Königs- und
Fürstenhäuser, Ergänzungsband [Andreas Thiele, R. G. Fischer
Alexius II 1297-1330 Verlag, Second Edition, 2001, pp.235-236].
Manuel II 1332
Basil 1332-1340
Alexius IV 1416-1429
John IV 1429-1459
David 1459-1461
6. LASCARIDS,
EMPERORS AT
NICAEA
Constantine
1204
Lascaris
Theodore I
1206-1222
Lascaris
Theodore II 1254-1258
John IV 1258-1261
The Greeks at Nicaea were perhaps the
best placed to move on Constantinople,
except that they were on the wrong side
of the Bosporus. This was remedied,
mainly by John Ducas Vatatzes, by
defeating the Greek rivals at
Thessalonica and creating a state that
straddled Europe and Asia. This created the kind of stranglehold on Constantinople that the Turks would
duplicate later. Constantinople was regained on a chance betrayal to the Nicaean general and Regent, Michael
Palaeologus. Once in power in Constantinople, Michael disposed of the actual Nicaean heir, John IV. The
Lascarids, who were actually mostly the family of John Ducas Vatatzes, thus only served to obtain the
restoration of Greek Romania for the Palaeologi.
1. SERBIA
The Golden Age of Serbia. Independence
Great Prince, from Romania and then the passing of the
Tichomir most vigorous days of Bulgaria meant an
1168-1169
opportunity for a Serbian bid for the Imperium.
1169-1196,
Stephan I Nemanja
d.1200 This opportunity was seized by Stephan Dushan, who ended up
with most of the western Balkans and was crowned Tsar of the
Stephan Urosh II
1282-1321
Milutin
1331-1345
Stephen Urosh IV
Tsar of the Serbs
Dushan
and the Romans, Then, all too soon, the Ottomans arrived. Defeats in 1371 and
1345-1355 1389 crushed Serbia. The agony of the Battle of Kosovo in 1389,
the "Field of the Blackbirds," still echoes today in the fierceness
Stephen Urosh V of the attachment of modern Serbs for the area, now largely
1355-1371
the Weak populated by Albanians. As it happened, the Sult.ân Murâd I
died at Kosovo, but his son, Bâyezîd the "Thunderbolt," was, if
defeat by Murâd I anything, even more vigorous than his father. In 1396 Bâyezîd
at Crnomen, 1371; destroyed a Crusade, led by the King of Hungary and future
collapse of dynasty Emperor Sigismund, at Nicopolis (Nikopol). Not even Bâyezîd's
& authority
defeat and capture by Tamerlane (1402) revived Serbian
Prince, prospects.
Stephan Lazar I
1371-1389
battle of Kosovo,
"Field of the Blackbirds,"
defeat by Murâd I, 1389
Lists of Serbian rulers can be found in various Byzantine
Stephan Lazar II Despot, histories, but the genealogy here only comes from the
Lazarevich 1389-1427 Erzählende genealogische Stammtafeln zur europäischen
Geschichte, Volume II, Part 2, Europäiche Kaiser-, Königs- und
Turkish vassal, 1396
Fürstenhäuser II Nord-, Ost- und Südeuropa [Andreas Thiele, R.
G. Fischer Verlag, Part 2, Second Edition, 1997, pp.143-149].
Regent,
Helene Palaeologina 1458-1459,
d.1473
3. BULGARIA, TERTERS
The second Bulgarian dynasty of the period was always
George I 1280-1292, at a disadvantage, ground between the Mongols, Serbs,
Terter d.c.1304 Hungary, and the Ottomans.
Ottoman conquest and annexation came in the same year (1396) as the
Mongol vassal, 1285
Smilech 1292-1295/8
Caka/Tshaka 1295/8-1298/9
Theodore
1298/9-1322
Svetoslav
George II 1322-1323
SHISHMANS
Michael III
1323-1330
Shishman
John IV
1330-1331
Stephan
Sult.ân Bâyezîd's
John V
1331-1371 defeat of a Crusade,
Alexander
led by the King of
1355-1371, Hungary and future
John Sracimir Emperor Sigismund,
d.1396
at Nicopolis
John VI 1360-1393, (Nikopol), where
Shishman d.1395 John Sracimir was
killed.
disintegration of state, 1385;
Ottoman vassalage, Over time, the Turks
1387, 1388, Conquest, 1396 clearly regarded
Bulgaria as
stategically more important than Serbia or the
Romanian principalities, and no local autonomy was
allowed at all until the Russo-Turkish War of 1876-
1878 and the Congress of Berlin (1878) forced it. Even
then Bulgaria was divided and full independence did not
come until 1908. Meanwhile, a fair number of
Bulgarians had converted to Islâm. Since they were
regarded as traitors by Christian Bulgarians, many of
them migrated to Turkey, where they still live.
Mûsa 1402-1403
Umur II 1402-1405
Junayd 1405-1426
5. PALAEOLOGI
Michael VIII
1259-1282
Palaeologus
broke the Roman army in Bithynia (1302), they, and other Turks,
reduction of army & navy;
Venetians mint Ducats after quickly reduced Roman possessions in Asia to fragments, never to
Roman debasement, 1284; defeat be recovered. Bithynia (Prusa, Nicaea, and Nicomedia) became the
by Amir 'Osmân at Bapheus near base of Ottoman power, with Prusa, as Bursa, the Ottoman capital.
Nicomedia, Ottoman conquest
begins, 1302; Catalan Company
hired, 1303, revolts, 1305; Ephesus
lost to Beg of Aydïn, 1304; Knights
of the Hospital of St. John of
Jerusalem, the Hospitalers, on
Rhodes, 1308-1523; Prusa [Bursa]
lost, 1326
heir of
Michael IX Andronicus,
1295-1320
1341-1376,
John V
1379-1391
regent,
John VI 1341
Cantacuzenus
1341-1354,
abdicated
In this period flags in the modern sense were just beginning to come
into use; and there were 14th century banners that would have
Manuel II 1391-1425
Theodore II
Palaeologus, 1407-1443
Despot of Morea
The Fall of Constantinople, on May 29, 1453, is one of the most formative, epochal, colorful, and dramatic
episodes in world history. Because of all that it is a little puzzling that there has never been, to my
knowledge, a Hollywood movie about the event. This may have been in great measure because of the scale of
the location. The Theodosian Land Walls of Constantinople are 6.5 kilometers long, almost 4 miles. Since the
ruins of the walls
could not be used, and
the whole length
could not be built (as
the whole Alamo was
build by John Wayne
for The Alamo), it
would have been
necessary to use
models, which, with
the older technology,
would have looked
very cheesy. Models
now, however, can
look much, much
better -- the models
for Lord of the Rings
(2001) even came to
be called "big-atures"
instead of "miniatures" they were so large; and even better than that, shots can be done digitally. This would
also work for the other problem, which would be showing the general situation of the city between the Sea of
Marmara, the Bosporus, and the Golden Horn. A live shot of the modern buildings would not help. Now,
however, the whole thing could be done digitally, or live shots could be digitalized and edited, to remove
modern buildings and render mediaeval ones. This would also help with scenes in Sancta Sophia. The movie
would have to show church services there, but my understanding is that these are not allowed in the modern
building, even though it is now a secularized museum rather than the mosque it became at the Conquest
(there is a small Islamic chapel, but not a Christian one). No problem. All we need is a photograph, and
Industrial Light and Magic can put Constantine XI and the whole gang right into it with all the paraphernalia
of the Greek Orthodox Church. Even so, it is questionable how interested Hollywood will ever be, even after
Gladiator, and even when the legendary material, like the Virgin Mary retrieving her Icon, or the various
versions of the death of Constantine, simply cry out for cinematic representation. With the present conflicts
involving Islâm, some might consider the whole topic inflammatory; and it is very possible that Turkey
would not allow location filming for such a movie.
The surname
Palaeologus survives
today, but it is not
clear that any modern
Palaeologi are
descendants of the
Imperial family. In the
genealogy, we see
considerable
intermarriage outside
the Empire, even to
Tsars of Bulgaria. The
marriage of Zoë-
Sophia to Ivan III of
Moscow is the one
most filled with
portent, but the last
Russian Tsar to be
their descendant was
Theodore I (1584-
1598).
merits, is questionable.
Theodore had a son
Ferdinand, who died
in Barbados in 1678.
Ferdinand had a son
"Theodorious," who
returned to England
and died in 1693,
leaving a daughter,
"Godscall," whose fate
is unknown.
While there may or may not be surviving Imperial Palaeologi, Constantine XI lives on in legend. When the
Turks had manifestly broken through and the Fall of the City imminent, the Emperor reportedly threw off the
Imperial Regalia and disappeared into the thick of the fight. There is no doubt that he died. A body was later
identified and a head displayed, but some doubt remains about the identification. A story arose that
Constantine sleeps under the Golden Gate (like Barbarossa under the Kyffhäuser), or that he would reenter
the City through that Gate. Generations of Turkish government took these stories with sufficient seriousness
that the Golden Gate remains bricked up to this very day.
6. ROMANIANS
"Wallach," as in "Wallachia," is a
1444-1445,
Mircea 1442 Petru II 1447,
1448-1449
Prince of
Transylvania,
1441-1456
Iancu de The most famous person in these
Hunedoara Regent of Ciubar 1448-1449 lines is certainly Prince Vlad the
(János Hunyadi) Hungary, Impaler of Wallachia. In legend
1446-1456 and horror, one might almost say
romance, this cruel man has
1447 grown into the paradigmatic
vampire, Count Dracula, though
1449,
his home has been slightly
Alexandrel 1452-1454,
1447-1448, relocated, from Wallachia to
Vladslav II 1455
1448-1456 Transylvania and the Carpathian
Bogdan II 1449-1451 Mountains (between Transylvania
and Moldavia). Until recently, I
1451-1452, was under the impression that
1448,
Vlad III Tepesh, 1454-1455, Prince Vlad Dracul (1436-1442,
1456-1462, Petru Aron
the Impaler 1455-1457, 1443, 1447) was Vlad the
1476
d.1469 Impaler. However, a Romanian
correspondent has pointed out
Radu I cel Frumos 1462-1475 that Prince Vlad the Impaler was
not Vlad Dracul but instead
1473, Prince Vlad T,epesh (1448, 1456-
Basarab Laiota 1474-1475, 1462, 1476, also "Vlad
1476-1477 Draculea"), his son. This seems to
Stephen III
1457-1504 be the case, and I have corrected
1477-1481, the Great
Basarab Tepelush the table accordingly. This
1481-1482
correspondent also pointed out
1481, the interesting career of Iancu de
Vlad Calugarul Hunedoara (János Hunyadi) as
1482-1495
Prince of Transylvania and
Radu II cel Mare, Regent of Hungary, for which
1495-1508 links have been installed.
the Great
Rome and Romania is continued in The Ottoman Sultans, 1290-1924 AD, Successors of Rome: Germania,
395-774, Successors of Rome: Francia, 447-present, Successors of Rome: The Periphery of Francia, and
Successors of Rome: Russia, 862-present.
Philosophy of History
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Reserved
Bede identifies several Emperors by number. This includes Claudius, #4, Marcus Aurelius, #14, Diocletian,
#33, Gratian, #40, Arcadius, #43, Honorius, #44, Theodosius II, #45, Marcian, #46, and Maurice, #54. This
numbering works if we eliminate three of the four Emperors of 69 AD, the ephemeral Emperors of 193 and
218, a couple of them from the Third Century, most of the Tetrarchy and Constantian coregents, and, most
importantly, all of the Western Emperors after Honorius. The latter is especially striking because Bede
mentions Valentinian III: "In the year of our Lord 449, Marcian became Emperor with Valentinian and
fourty-sixth successor to Augustus" [Bede, A History of the English Church and People, Penguin Classics,
translated by Leo Sherley-Price, 1955, 1964, p.55]. Since Theodosius II was already identified as the 45th
Emperor, there is no number left for Valentinian (Emperor since 425), let alone Constantius III or John, who
had been legitimate Emperors of the West. From Marcian to Maurice, the numbers only work if we then
ignore all the rest of the Western Emperors, out of nine of which four were even recognized by the East. So
Bede doesn't recognize any.
Although writing in the 7th and 8th centuries (673-735), in the days of multiple Anglo-Saxon kingdoms in
Britain, Bede nevertheless had a strong sense of the continued existence of the Roman Empire. He knows that
the Empire is now centered in Christian Constantinople, and his awareness of this is strong enough that it
actually erases the existence of the last Western Emperors. The idea common now that the Roman Empire
fell in 476, wouldn't have made sense to Bede. He didn't even recognize the Emperor who "fell," Romulus
Augustulus, as an successor of Augustus (neither did the East, for that matter). Ephemeral and puppet
Emperors (whether in the 2nd or 5th centuries) don't make the cut in his reckoning. This is of a piece with
most of the rest of Mediaeval opinion and perception, East and West. Since the Schism of 1054 between the
Latin and the Greek Churches had not occurred yet, Bede would have seen the contemporary Emperor (a late
Heraclian, mostly) invested with all the aura and authority of Contantine the Great.
Return to Text
The 2004 movie King Arthur uses some of Littleton and Malcor's information to rework the Arthur legend
into something like real history. However, its use of it, and of other history, although meriting an A for effort,
involves some confusions and anachronisms. In the movie, the Iazyges are called "Sarmatians," which they
were, but the more general name obscures the unique experience of the Iazyges in being settled and
assimilated as Roman soldiers. Indeed, that circumstance is ignored, as the movie shows the Sarmatians
apparently still living out on the steppe (in yurts) and somehow still obliged in the 5th century to furnish
draftees to the Roman army. The Romans, however, were never in any position to send press gangs out onto
the steppe, and such a foray in the 5th century, through Germans and Huns, is unbelievable. Nor is there any
reason why Sarmatians well beyond Roman borders should pay any attention to obligations assumed three
centuries previously. But the plot of the movie requires that the Saramatians feel exiled during their service in
Britain. Instead, the Iazyges, men, women, and children, would have all been settled in Britain; and by the
fourth century they would have felt as Roman and/or British as anyone. The yearning of Arthur's men to go
home is thus a purely fictional device. That Arthur himself still bears the name of Artorius Castus, his
ancestor, is a fictional device also, but actually a rather clever and not impossible one.
The background offered in the movie about Sarmatian service in the Roman army leaves out that this
involved the war fought by Marcus Aurelius featured in the movie Gladiator. A tribute to Gladiator might
have been made but isn't. Instead, we get a gross anachronism, as the shields of what would have been
Marcus's army in 175 AD aleady bear the Chi-Rho symbol of Constantine's Christianity. This may have just
been a matter of economy in the prop department, where all the shields were prepared for the 5th century
army. However, even this was a mistake, since we know from the Notitia Dignitatum that there were a great
many designs used on Roman shields in the Christian Empire, including, remarkably, the first attested
instance of the Chinese swirling Yin-Yang symbol. Shields were unique and distinctive to the units.
Beyond this, almost all the history in the movie is confused. The Western Emperor is not even mentioned,
and the Pope is portrayed as directing political and military events. This is what Mediaeval Popes wanted to
do, but it has nothing to do with the 5th or 6th centuries, when the Popes had no such power and would not
have imagined that they did. Actual Italian Romans are portrayed unpleasantly, which creates a distinction
(and a conflict) that wouldn't have existed in Late Antiquity. In general, Romans were Romans -- the movie
perpetuates the idea that "Rome" meant the City, when this limitation was long gone. More importantly, the
Romans never deliberately withdrew from Britain, and certainly not as late or as callously as shown in the
movie. The usurper Constantine (407-411) stripped Britain of legions in order to invade Gaul and seize the
Throne. When he was defeated, Honorius had to inform the British that, with the Suevi, Vandals, and Alans
raging across Gaul and Spain, the forces simply did not exist to re-garrison Britain. Since the battle of Badon
Hill is supposed to have happened eighty to a hundred years later, there is a fair bit of history that the movie
reduces, in effect, to a couple of days. Finally, we have Saxons so confused or foolish as to land in Britain
north of Hadrian's Wall. This would not have done them much good (as is obvious in the movie) and was
way, way out of their way. The Saxons, Angles, and Jutes all crossed the North Sea and landed well south of
the Wall. Only Vikings from Norway would later show any interest in the future Scotland. Finally, an early
sequence in the movie has Arthur venturing north of the Wall to retrieve a Roman settler. What is this guy
doing there? And how could his estate survive, surrounded by hostile Picts, especially when he treats the
locals with appalling cruelty? This doesn't pass minimal standards of credibility.
The peculiar or anachronistic devices in the movie all serve to create dramatic tension and conflict, which is
well within understandable poet license. In this it is perhaps moderately successful, but some distortions seem
gratuitous, especially the negative impession left of Christianity. Pagans were generally tolerated at the time
(not tortured or starved to death), but the Army and probably the Britons were overwhelming Christian. That
Arthur found himself on the wrong side of one of the obscure contemporary theological disputes is a cute
touch (based on the British monk Pelagius, whose teaching was condemned in 418) but is obviously
introduced merely as a device to alienate him from the Church and from Rome. This fits the plot of the movie
but cannot have had much to do with the substantive problems facing 5th century Britons. The matter in
dispute, free will versus predestination, was never wholly settled to the complete denial of one or the other.
Indeed, Catholic orthdoxy was more favorable to free will than Protestants like John Calvin would be later.
Return to Text
Sancta Sophia is Latin for "Saint Sophia" or, since sophía is Greek for "wisdom," "Sacred Wisdom." This is
not the form of the name usually seen. Justinian spoke Latin, but in time Greek became the
Court language at Constantinople. In Greek the Church was Hágia Sophía,
which locally would have been the name used from the beginning. As Mediaeval Greek
developed, however, the "h" ceased to be pronounced and the "g" softened into a "y." This later pronunciation
is even preserved in the Turkish name of the Church, Aya Sofya. For many years, the version I seem to
remember seeing was Santa Sophia, which would have to be Italian. Because of the later Italian influence in
Romania, this version of the name certainly would have been used. Or, I may have just been seeing "St.
Sophia" and thought of it as Santa because of living amid all the Spanish place names in California, where
sancta has also become santa (e.g. Santa Barbara, Santa Maria, Santa Cruz, etc.).
Return to Text
V. FIFTH
removed Iraq from Iranian possession (the map shows the pre-Safavid Aq
1622-
Ah.med I (restored) Qoyunlu or White Sheep Turks). The conquest of Hungary was the first
1623
penetration of Islâm into Francia since the conquest of Spain.
1623-
Murâd IV
1640
1640-
Ibrâhîm
1648
1648-
Meh.med IV
1687
1730- It is noteworthy at this point that Ottoman Sult.âns ceased to murder their
Mah.mud I
1754 brothers on accession. Henceforth the Throne passes, by Middle Eastern
custom, to brothers and even to cousins before going to the next
War with Austria, Recovery
generation.
of Serbia & Wallachia, 1737-
1739; Peace of Belgrade, 1739
1754-
'Osmân III
1757
1757-
Mus.t.afâ III
1774
1774-
'Abdül-H.amîd I
1789
1789-
Selîm III
1807
Institutional reforms, when they were even tried, still could never go deep
Treaty of Bucharest, Russia
enough, could never actually produce a people striving and inquisitive
ceded Bessarabia, 1812;
beyond their previous habits. Peter the Great faced similar problems with
Serbian autonomy, 1813;
Greek Revolt, 1821-1829; another conservative society about the same time.
Sult.ân massacres
Janissaries, 1826; Russian
invasion, occupation of
Moldavia & Wallachia, 1828-
1829; Treaty of Adrianople,
Greek Independence, Danube
Delta to Russia, autonomy of
Moldavia & Wallachia, 1829
1839-
'Abdül-Mejîd I
1861
Finally, it was the internal forces of Turkey that began to shake things up
after a pattern that would become all too familiar in "underdeveloped"
countries later: A military coup, the "Young Turks," against the detested
Sult.ân 'Abdül-Hamîd II in 1908. This did not help much when the
The main reason that Arabic writing did not work well for Turkish was the Turkish vowel system. Where
Classical Arabic had three short and three long vowels, and Persian could match its six vowels with those,
Turkish has eight vowels, as shown at left (in the official
Romanization). The most intriguing thing about Turkish vowels is
the system of vowel harmony. Related Ural-Altaic languages, like Mongolian and
even Hungarian, also have vowel harmony, but this seems to appear in Turkish in
its most complete, logical, and elegant form. The rules are simply, (1) front vowels
are followed by front vowels (e.g. i by e), back vowels by back vowels (e.g. u by
a), (2) unrounded vowels are followed by unrounded vowels (e.g. i by e), and (3)
rounded vowels are followed by high rounded (e.g. o by u) or low unrounded
vowels (e.g. o by a). There are Turkish grammatical inflections in which the vowel
is supposed to be simply either high or low, with its character otherwise determined
by the preceding vowels in the word. This all was impossible to show in the Arabic alphabet without a special
notation that might have been developed but, evidently, never was. There are many words in Turkish that
violate vowel harmony, but by this they can be identified as foreign loan words -- for example islâm (instead
of *islem), from Arabic, and istanbul (instead of *istenbil), from Greek or Arabic.
In the first book I had about Turkish, Teach Yourself Books, Turkish [St. Paul's House, Warwick Lane,
London, 1953, 1975], the author, G.L. Lewis, specifically ridicules Hagopian's Ottoman-Turkish
Conversation-Grammar of 1907 because, out of 215 pages, it devoted 161 to Arabic and Persian [p.vi]. Well,
I have gone to some trouble to get a copy of Hagopian's Ottoman-Turkish Conversation-
Grammar, and it is a very fine book. The section on Arabic and Persian is very much as
though every English grammar book came along with Donald M. Ayers' English words from
Latin and Greek elements [University of Arizona Press, 1986], which I encountered as the textbook for a
popular class at the University of Texas on the Greek and Latin contributions to English. As it happens, of
course, fewer and fewer American students are even taught English grammar, much less enough Greek or
Latin to understand or appreciate its use of them. This not a virtue. Nor is the nationalistic enthusiasm that
seeks to purge languages of "foreign" words, which has happened in Turkish, German, French, Hungarian,
and elsewhere. This kind of thing is simply an attempt to purge history itself -- along with a ugly attempt to
sharpen ethnic identities and differences.
A discussion of general sources for this material is given under Francia and Islâm. Some additional sources
include The Penguin Historical Atlas of Russia (John Channon with Rob Hudson, 1995), and various prose
histories, such as The Ottoman Centuries (Lord Kinross, Morrow Quill, 1977).
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Not all who deny the existence of the Armenian genocide are Turkish, as I learned from e-mail recently.
Anyone sincerely sceptical or confused about the matter should consult Death by Government (Transaction
Publishers, New Brunswick, New Jersey, 1995, pp.209-239), by R.J. Rummel, one of the greatest living
experts on mass murder. Rummel estimates the number of Armenians murdered in the main organized
genocide program (there were others), from 1915-1918, as 1,404,000 persons. Some of the eyewitness
testimony to this included reports by the American Ambassador to Turkey, Henry Morgenthau, Sr. (whose
son, Henry Morgenthau, Jr., would be Franklin Roosevelt's Secretary of the Treasury), and by other American
consular officials, at a time when the United States was still neutral in World War I. Morgenthau's account
was published in 1919 as Ambassador Morgenthau's Story.
Return to Text
Nor should we disparage the endless pornographic fantasies that revolve around the Harîm of the Sult.ân's
Topkapï Palace. Fascination with this is now often disparaged as "Orientalism," i.e. the projection of
Return to Text
Egypt was abruptly pulled into modern history with the invasion of Napoleon in 1798. Although Egypt had
been conquered by the Turks in 1517, the strange slave dynasty of the Mamlûks had continued and by
Napoleon's time had reestablished de facto authority in the declining Empire. After the French were driven
from Egypt in 1801, Muh.ammad 'Alî arrived, supposedly to reëstablish Turkish authority.
Brilliant, ruthless, farsighted, and probably the most important Albanian in world history, Muh.ammad 'Alî
very quickly established his own authority instead. The final Mamlûks were massacred in 1811, and Muh.
ammad 'Alî moved to create a modern state, and especially a modern army, for Egypt. In this he was as
successful as any non-European power at the time. By the time the Greeks revolted against Turkey in 1821, it
was Muh.ammad 'Alî who turned out to have the best resources to put down the revolution and was called on
by the Sult.ân in 1824 to do so. He very nearly did, until Britain intervened and sank the Egyptian fleet at the
Battle of Navarino in 1827. Frustrated in that direction, Muh.ammad 'Alî was successful in his conquest of
the Sudan (1820-1822), probably advancing further up the Nile than any power since Ancient Egypt, though
at a terrible cost to the Sudanese in massacre, mutilations, and slaving (of which the American boxer Cassius
Clay was probably unaware when he adoped the name "Muhammad Ali" upon his conversion to Islâm).
Egyptian interventions in Arabia in 1818-1822 and 1838-1843 very nearly exterminated the House of Sa'ûd
and its fundamentalist Wahhâbî movement, which much later would create a united and independent Sa'ûdî
Arabia.
Suez Canal Opened, 1869 This made Egypt a de facto part of the British Empire, indeed one
Britain buys Khedive's
of the most important parts, with the Suez Canal an essential
share in Canal, 1875
strategic link between Britain and India. Some of the most colorful
Muh.ammad Tawfîq 1879-1892 episodes in British Imperial history occured because of this. In
1881 a revolt had started in the Sudan, led by a man claiming to be
British Occupation, 1882 the Apocalyptic Mahdî of Islâmic tradition. Gladstone was not
going to spend British money, or Egyptian, in trying to suppress the
1892-1914, rebellion. Consequently, Charles Gordon, known as "Chinese
'Abbâs H.ilmî II
d. 1944 Gordon" for his part in putting down the Taiping Rebellion in
China (1860-1864), and who had already been governor-general of
British Protectorate, the Sudan from 1877-1880, was sent back in order to evacuate the
1914-1922 Egyptian garrison. Once there, he decided to stay and resist the
Mahdî. By 1885 this insubordination stirred up public opinion back
Sult.ân, home and forced Gladstone to send a relief expedition; but it
H.usayn Kâmil
1914-1917 missed rescuing Gordon by two days, as the Mahdî's forces overran
Khartoum and killed Gordon. This made Gordon one of the great
1917-1922
heroes of the day, humiliated Britain, and resulted in the fall of
Ah.mad Fu'âd I King, Gladstone's government. However, the Sudan was, for the time
1922-1936 being, abandoned. When the British returned in 1898, in the heyday
of imperial jingoism, Lord Kitchener, with a young Winston
1936-1952, Churchill along, calmly massacred the mediaeval army of the
Fârûq Mahdî's successor at the Battle of Omdurman, avenged Gordon,
d. 1965
and made himself one of the immortal heroes of the British Empire
Ah.mad Fu'âd II 1952-1953 too. Although formally in Egyptian service, Kitchener reconquered
The end of Muh.ammad 'Alî's dynasty resulted from the humiliation of continuing British occupation, the
mortification of Egyptian failure in the war against Israeli independence in 1948, and from the failure of King
Fârûq, who was rather more successful as a playboy than as a leader, to deal with any of it. The army, soon
led by Gamal Abdel Nasser, swept away the monarchy, got British forces to leave Egypt, and then won a
great political victory when Britain and France (74 years late) reoccupied the Canal, Israel invaded the Sinai,
and both the United States and the Soviet Union told them all to leave in no uncertain terms, in the Suez
Crisis of 1956 (just as Soviet tanks were rolling into Hungary!). Thus, Egypt became a player in the Cold
War, and the heritage of Muh.ammad 'Alî, the Ottoman Empire, and British imperialism faded rapidly.
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After the War, Libya formally became independent in 1951, under the Sasûnî Amîr of Cyrenaica. The long
lived King Idrîs was eventually overthrown in 1969. This was under the leadership of the eratic and
megalomanaical Muammar Qaddafi. Along with armed clashes with Egypt and Chad, Libya became a
sponsor of terrorism. Blamed for a bombing in Berlin in 1986, Libya was bombed by
Ronald Reagan in retaliation. Later blamed for a bomb that brought down Pam Am Flight
103 over Lockerbie, Scotland in 1988, sanctions were imposed on Libya until accused
operatives were surrendered. This eventually happened, Qaddafi may have thought better
of his ways, and sanctions were lifted in 2003. Meanwhile, Qaddafi had dressed up his
dictatorship with an idiosyncratic political theory. Libya became the "Great Socialist
People's Libyan Arab Jamahiriya." Jamahiriya, similar to the Arabic word for "republic,"
jumhûrîya, was a term coined by Qaddafi for his politcal system, which was supposed to
be a kind of direct, mass democracy, but is probably no more democratic that similar arrangements in the
Soviet Union. Like Mao's little red book, Qaddafi produced a little green book. Qaddafi seems secure enough,
like many other dictators (one thinks of Castro), but increasingly anachronistic (Castro, again).
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MODERN ROMANIA
Ottoman Successor States in the Balkans
"Romania" means the area in the Balkans and Middle East with successor states to the Mediaeval Roman
Empire that was neither part of historic "Francia" (the land of the "Franks" to those in Islâm), which means
Western, Central, and Northern Europe originally subject to the Latin, Roman Catholic Church in Rome, nor
part of historic Russia in Eastern Europe, subject to the Russian Orthodox Church.
This will be an unfamiliar use of the name "Romania" for most, and the reason for it is explained in
"Decadence, Rome and Romania, the Emperors Who Weren't, and Other Reflections on Roman History,"
"The Vlach Connection and Further Reflections on Roman History," and the "Guide and Index to Lists of
Rulers." The double headed eagle of the Palaeologi symbolized the European and Asian sides of the Empire.
This now represents a significant historical and cultural divide. The Asian side, and the center of the Empire
at Adrianople and Constantinople, is still largely Turkish. This is a rather different Turkey from the Ottoman
Empire, however, secularized and Westernized by Kemal Atatürk, with things like the Arabic alphabet
actually outlawed, now hoping to join the European Union. On the European side, the successor states to
Rome in the 12th and 13th centuries have reemerged. This is also the case to the east, where Georgia and
Armenia, kept from the Ottomans by Russia, are now independent.
Entirely new states are Montenegro and Greece itself. Montenegro, the "Black Mountain" (Qara Dagh in
Turkish and Crna Gora in Serbo-Croatian), like many remote areas of the Ottoman Empire, began to drift
out of central control as Turkish power went into its long decline. "Greece" itself was something that, in a
sense, didn't exist in the Middle Ages. What the Ancient Greeks had called themselves, "Hellenes," came to
be used in Late Roman times to mean Greek pagans. Greek Christians were "Romans," Rhômaioi in Greek.
This distinction was maintained through the Middle Ages, and was remembered well into the 19th, if not the
20th, century (a Greek can still be Rum in Turkish). A modern Greece, Hellas, that was not an heir to Rome,
was an entirely new phenomenon.
The politically, religiously, and culturally dominant language of Mediaeval Romania was Greek, whose
alphabet today, however, is only used in Greece. For the same period the Armenian alphabet
was in use by Armenians both in Romania and in the often separate
kingdoms of Armenia. Under the Ottomans,
distinctive styles. The conversion of the Slavs resulted in the introduction of a new alphabet, the Cyrillic,
which has remained the alphabet of choice for Slavs who belong to
Orthodox Churches, like the Serbs, Bulgarians, and Russians. When
modern Romanian (Vlach) first began to be written, it also used the Cyrillic alphabet, but eventually both
Romanian and Albanian (also for many centuries unwritten) were rendered in the Latin alphabet, which thus
came to be used for spoken languages in the Balkans for the first time since Latin speaking
Roman colonists, and the Imperial Court in Constantinople, would have used it many
centuries earlier. Since one's alphabet usually went with one's religion in the Middle Ages, the Turks, and
other local converts to Islâm, used the Arabic alphabet; and Jews, especially Jews arriving after Spain
expelled them in 1492, used the Hebrew alphabet. We have already seen some exceptions to
the religion rule, however. Orthodox Christian Churches could be found
using different alphabets, Greek, Armenian, and Cyrillic (as well as, more
distantly, Coptic, Syriac, and Ethiopic), which already had introduced an ethnic or national
dimension to the issue. This is also evident when the Orthodox Romanians and the largely Moslem Albanians
turn to the Latin alphabet, neither with the slightest intention of entering
into religious communion with Papal Roman (i.e. Frankish)
Catholicism. The Turks themselves, directed by Kemal Atatürk, followed suit. The Jews
of Turkey also fell into this, and it became possible to find Ladino, the language of the 15th century Jewish
refugees from Spain, being written in 20th century Istanbul synagogues using the Turkish version of the Latin
alphabet. Thus the ancient prestige of Latin Rome, and the modern dominance of Latinate Francia, has
exerted itself in modern Romania over Orthodox Christianity, Islâm, and Judaism --
even while the old Hebrew alphabet is now used for Hebrew revived as a spoken
language in modern Israel.
Philosophy of History
Index
● Introduction
❍ 1817, Serbian Autonomy
● România, 1611-present
❍ 1875
● Montenegro, 1697-1918
❍ 1908
● Greece, 1821-present
❍ 1912, before the Balkan Wars
● Bulgaria, 1879-present
❍ 1925, after World War I
● Albania, 1914-present
❍ 1943, Axis Occupation in World War II
● Macedonia, 1991-present
❍ 1999, Ethnic Cleansing
Philosophy of History
The two maps, just above and to the right, show the
situation (1) after the War of Greek Independence (1821-
1829) and (2) after the Crimean War (1853-1856). To
save Greece, all the Great Powers were drawn in against
Turkey.
1. ROMÂNIA
The Principalities of Wallachia and
Continued from "Rome and Romania," "Romanians" Moldavia have a continuous institutional
history back to the 14th Century, which
WALLACHIA means that this table simply continues
the table begun on the Rome and
Voivode, Romania page. Turkish rule, however,
Prince, MOLDAVIA led to the practice of
Radu Mihnea Governor, the appointment of
1611-1616, Greek tax farmers, the Phanariots (from
1623-1626 the Phanar section of Istanbul), as
Princes. Their job was simply to get as
Voivode, much money out of the land as possible,
Miron Prince, both for the Sublime Porte (the Ottoman
Leon Tomsa 1629-1632 Barnovschi Governor, government) and for themselves (the
Movila 1626-1629, reason to be a tax farmer). This was not
1633 good, or popular, for the Principalities,
but not much could be done about it until
Matei Basarab 1632-1654 Vasie Lupu 1634-1653
Russian power began to be felt in the
Constantine region. The Russian wars against Turkey
1654-1658 in the 19th Century led several times to
Serban
the occupation of Wallachia and
Grigore Ghica 1660-1664 Moldavia. After the Crimean War
(18453-1856) and, for a change,
Serban Austrian occupation (1854-1857), and a
1678-1688
Cantacuzino bad experience with a local candidate for
rule of the unified country, a European
Ferdinand 1914-1927
1927-1930,
Michael
1940-1947
Carol II 1930-1940
The marriages of
the Romanian
Royal Family
quickly connected
it to major
European,
especially British
and Greek, royalty.
Thus King
Ferdinand was the
grandson of a first
cousin of Queen
Victoria and Prince
Albert (Ferdinand
of Portugal, the
brother of
Augustus, Prince of
Coburg, who was
the father of
Ferdinand of
Bulgaria), and he
married one of their
own
granddaughters,
Marie of Saxe-
Coburg-Gotha.
King Carol II then
married Helen of Greece, who was a great-granddaughter of Queen Victoria, through her mother Sophia, the
sister of Kaiser Wilhlem II of Germany. All these connections, of course, profited the monarchy little in the
conflicts of fascism and communism that had the country under one form of dictatorship or another from
1940 to 1989.
Mediaeval România
The two maps above show the situation before and after the Russo-Turkish War of 1877-1878. Note that by
then Britain had ceded the Ionians Islands to Greece (1864). In 1875 rebellions started in Bosnia and then
Bulgaria. The brutality with which these were suppressed aroused European opinion, and after some delay
Russia declared war. With some hard fighting, the Russians ended up capturing Adrianople and arriving at the
outskirts of Constantinople. The Treaty of San Stephano which ended the war mostly freed the Balkans, but
the Great Powers didn't like it. The Congress of Berlin rolled things back a bit. Serbia, România, and
Montenegro all became independent, with increases in territory, but Bulgaria was divided and merely allowed
autonomy. Bosnia, Herzegovina, and Novipazar were made protectorates of Austria. The map looked much
the same for many years, with Bulgaria annexing East Rumelia in 1885.
2. MONTENEGRO
The title of the
Prince-Bishop, orignal "Prince-
Danilo I Petrovic Bishops" of
1697-1737
Montenegro, vladika,
means "lord,
sovereign" or
"archbishop."
1737-1756
Sava Possessing one of the
d.1782
oldest traditions of
Coadjutor, local autonomy
Vasili under the Turks, and
1756-1766
a charming Italian
Stephen Coadjutor, version of its name
the Little 1766-1774 (for the "Black
Mountain," Qara
Coadjutor, Dagh in Turkish and
Sava
1774-1782 Crna Gora in Serbo-
Croatian), in the 20th
Peter I 1782-1830 century Montenegro
was nevertheless
Peter II 1830-1851 overshadowed by its
ethnic big brother,
Danilo II 1851-1860
Serbia. After World
1860-1910 War I, King Nicholas
was thrown out so
Nicholas King, that Montenegro could join Yugoslavia. And when Yugoslavia
1910-1918, collapsed, Montenegro was the only former Yugoslav republic to stick
d.1921 with Serbia. Religiously and lingustically this is understandable, but
the Montenegrans are ambivalent about the present Serbian
Union with Yugoslavia, 1918; government, neither entirely sympathetic nor entirely unsympathetic.
Independent, 3 June 3 2006 Since Montenegro represents Serbia's only access to the sea, through
the historic port of Kotor (Cattaro in Italian,
President, obtained from Austria after World War I), the fear
Filip Vujanovic
2006 is that, should the Montenegrans decide to go their own way, the Serbs
would use force, with enough local support to make resistance
abortive.
Nevertheless, Montenegro voted for independence in 2006 and seems to have successfully made the
transition, recognized by many governments and admitted as a member of the UN. This leaves Serbia as the
last state in Yugoslavia.
3. GREECE
The revolt of Greece against the Turks was one of the
Greek War of sensations of the 19th century, drawing partisans, like Lord
Independence, 1821-1829 Byron, from far and wide. Against the
Ottomans alone, the Greeks could well
leads revolt, have been successful, but the Sultan called
Alexander Ypsilanti in Muh.ammad 'Alî, who had modernized
1821-1828
the Eyptian army enough that the rebellion
Treaty of London, Britain, was being suppressed. This was too much,
France, & Russia support however, for "civilized" opinion. Not only
Greek independence, the Russians, the traditional protectors of
Battle of Navarino, Orthodox Christians in Turkey, but Britain
Egyptian fleet sunk, 1827 and France, inspired by all that Classical
Oxbridge learning, moved to help the
regent, Greeks, sinking Muh.ammad 'Alî's fleet at
Count Kapodistrias
1827-1830 Navarino in 1827. They say that the ships
are still visible at the bottom of the bay,
Russian War on Turkey, right by the island of Sphacteria, where the
1828-1829; Athenians defeated the Spartans early in
Peace of Adrianople, 1829, the Peloponnesian War, and just south of
London Conference, 1830, "Sandy Pylos," where a great Mycenaean
recognition of city supplied wise Nestor to the Greek
Greek Independence forces at Troy.
King,
Otto of Bavaria The house of Denmark supplied most the kings of modern
1832-1862
Greece. The kingship itself contained an interesting
ambiguity, since the Greek word basileus only meant "king"
Republic, 1924-1935
Politically, Greece has swung back and forth in the 20th
President, century. Whether the monarchy was a good
Pavlos Konduriotis 1924-1926, thing was often in doubt, as it was briefly
1926-1929 abolished in the 20's and almost not reinstituted after World
War II. Then the Army took over in 1967, creating a
Theodoros Pangalos 1926 dictatorship that lasted until 1974. King Constantine II tried to
organize a counter-coup against the dictatorship, but then fled
Alexandros Zaimis 1929-1935 the country when he failed. Eventually the dictators abolished
the monarchy. When democracy was restored, after a stupid
German Occupation, 1941-1944 attempt to overthrow the government of Cyprus (provoking a
Turkish invasion), the Greeks nevertheless seemed to think
Paul 1947-1964 that Constantine had not been sufficiently vigorous in
opposing the dictatorship, so the monarchy was not restored.
1964-1973,
Constantine II Since then, Greece seems to have made a speciality of
exile 1967
electing anti-American, socialist governments, long after that
Military Dictatorship, 1967-1974 made any sense either geo-politically or economically. A
good example of recent foolishness was a nationwide strike
Giorgios Zoitakis 1967-1972 on May 17, 2001, with 10,000 protesters marching on the
Parliament in Athens. Protesting what? Well, the Greek state
1972-1973, pension system is nearly bankrupt, and the Government is
Giorgios Papadopoulos President, considering reforms, like cutting benefits and increasing the
1973 retirement age (to 65). Even the socialist government,
however, might have anticipated the offense to the Greek
Phaidon Gizikis 1973-1974 sense of entitlement that this would cause.
Republic, 1974 This kind of thing was all bad enough, but then 60 Minutes
reported (6 January 2002) that the Greek government, and
Michael Stasinopoulos 1974-1975
especially the dominant Socialist Party, appeared to be
Konstantin Tsatsos 1975-1980 tolerating a radical leftist terrorist organization, "17
November," that had been responsible for bombings and
1980-1985, murders for years. Not a single member of this organization
Konstantin Karamanlis had been arrested or even identified by the government, even
1990-1995
though unmasked members raided a police station for
weapons and could easily have been described. When
Although the Greek monarchy is now gone, the Greek Royal family remains impressively connected to two
of the most important centers of contemporary European royalty. The heirs of the British monarchy are now
all descendants,
through Prince
Philip, of King
George I of
Greece; and all
the Greek Royal
Family itself is
descended from
both Queen
Victoria and the
Emperor
Frederick III of
Germany. Then
Constantine II's
sister Sophia
married Juan
Carlos of Spain,
who was able to
do in Spain what
Constantine
wasn't able to in
Greece -- restore
democracy. Now
the heir of Spain,
Philip (Filipe), is
a descendant of
Kings George,
Constantine I,
and Paul of
Greece. One
might gather
from this
diagram that the
throne of Britain
is due to pass the
House of
Denmark and
Greece, or, more
precisely, the
House of Schleswig- Holstein- Sonderburg- Glucksburg; but on marrying Elizabeth, Prince Philip renounced
his rights to the Greek throne and his connection to the Greek Royal family, taking the name of his mother's
family, Battenberg/Mountbatten, so this connection is obscured. Now that royalty is more a matter of
international celebrity than of political power, Greece, by blaming Constantine for a bunch of military
dictators, is really missing out on its share of space in People magazine. This may seem like an absurdly
trivial consideration, but Greece depends heavily on foreign tourism; and foreign tourism depends heavily on
international perception and publicity. Space, free space, in People magazine means millions of dollars in
business for Greece. Instead, Greeks still have these ridiculous demonstrations for socialism (not to mention
the frightening terrorist activity) and nurse their historic grievance against Turkey.
A real basis for the latter concerns Cyprus. In 1974 the Greek generals tried to annex Cyprus to Greece. This
provoked a Turkish invasion and the de facto partition of the Island (and, happily for Greece, the overthrow
of the generals). The Turks even set up a separate Turkish Cypriot Republic, which is recognized by no one in
the world but Turkey. What this all really meant was that the effort to maintain Cyprus as a bi-national
Republic, since independence from Britain in 1960, had failed utterly. The obvious solution would seem to be
a real partition of the island with the Greek and Turkish parts annexed, respectively, by Greece and Turkey.
Since the Turks took rather more of the island than was warranted by the Turkish percentage of the
population (with Turkish settlers now introduced to fill the space), Greece could expect a territorial
adjustment in exchange for international recognition of Turkish separation. For some reason, however, the
international community still seems to expect a restoration of the bi-national Republic. With no real pressure
on Turkey, however, and no prospect of it, the bi-national Republic is certainly dead and buried, and the
realistic solution is not even being addressed.
Conspicuous Americans of Greek origin in recent days have been the stunning actress Melina Kanakaredes,
of the late NBC drama Providence, and the comedienne, actress, writer, and producer Nia Vardalos, whose
2002 movie, My Big Fat Greek Wedding, was an unexpected and astonishing success, with over $200 million
in domestic boxoffice. The movie good naturedly pokes fun at the father's old world paternalism and
exaggerated nationalistic claims (e.g. that the Japanese word kimono is actually of Greek origin), a familiar
phenomenon in Greek nationalism.
As noted above, it is now largely forgotten in Greece, and entirely outside of it, that in the Middle Ages the
Greeks called themselves "Romans" (Rhômaioi), because, as it happens, they were. For many centuries
Hellênes, which the Ancient Greeks had called themselves, and now the modern Greeks again, meant pagan
Greeks. The history of Mediaeval Greece is thus found with that of Rome and Byzantium.
The map for 1912 gives us the situation right before the
Balkan Wars. Turkish holdings in Europe still extend all
the way to the Adriatic, including Albania which,
although largely Moslem, has already been restless for
independence.
leads revolt,
1815-1817;
Milos Obrenovic Prince,
1817-1839,
1858-1860
Milan I 1839
1839-1842,
Michael
1860-1868
Alexander Karadjordjevic
1842-1858
(Karageorgevich)
1868-1882
Milan II Obrenovic
King,
1882-1889
1889-1903,
Alexander I
murdered
1903-1921
Peter I
Karadjordjevic King of Yugoslavia,
1919-1921
Regent,
1918-1921
Alexander II
1921-1934
Peter II 1934-1945
Regent,
Paul
1934-1941
German & Italian Occupation, 1941-1943 In the shadow of the Napoleonic Wars and a Russian
war with Turkey, Serbia began the Balkan independence
German Occupation, 1943-1945
movement against Turkey with a long revolt that led to
Communist takeover, 1945 an Ottoman grant of autonomy. The rivalry of the two
leaders of the revolt, Milosh Obrenovic and "Black"
Ivan Ribar 1945-1953 George Petrovic, however, led to a century of
sometimes bloodly conflict between their two families,
Josip Broz Tito 1953-1980 culminating in a coup in 1903 when King Alexander I
was murdered. The Congress of Vienna in 1878 granted
Lazar Kolisevski 1980 Serbia full independence, and the status of a Kingdom
followed shortly. The Serbian dream was not just to
Cvijetin Mijatovic 1980-1981 unite all Serbian speakers remaining
in Bosnia, Montenegro, Hungary,
Sergej Kraiger 1981-1982
and Turkey, but all of the "Southern
Petar Stambolic 1982-1983 Slavs," including the Croatians,
Slovenians, and perhaps even
Mika Spiljak 1983-1984 Bulgarians. In the aftermath of
World War I, which began with the
Veselin Ðuranovic 1984-1985 Serbian inspired assassination of the
Archduke Francis Ferdinand of
Radovan Vlaikovic 1985-1986 Austria in Sarajevo, this dream was
realized in the establishment of
Sinan Hasani 1986-1987 Yugoslavia, which contained all the
Southern Slavs except for Bulgaria,
Lazar Mojsov 1987-1988
which had its own fiercely separate
Raif Dizdarevic 1988-1989 traditions and ambitions. Macedonia, however, had been
wrested from Bulgaria in the Second Balkan War
Janez Drnovsek 1989-1990 (1913). These benefits were substantially due to the
Russians, to whom the Serbs looked as the protectors
Borisav Jovic 1990-1991 and patrons of the Orthodox Slavs. World War I
formally began when Russia declared war on Austria to
Stjepan Mesic 1991 protect the Serbs. The flags of both Serbia and
Yugoslavia are like the tricolor flag of Russia, with just
Branko Kostic 1991 a different arrangement of the stripes. The ethnic
Although all the groups have been guilty of offenses, the consenus of international
Former Yugoslav
observers and investigators, not to mention the War Crimes Tribunal in the Hague,
Republics
seems to be that the Serbs, seeking to maintain a dominant position and initially with
a military advantage, are more guilty than others, especially in Bosnia and Kosovo. Slovenia
The future remains uncertain, as NATO/UN peacekeeping forces are the only thing
that seems to restrain the violence from breaking out again in Bosnia, and the status Croatia
of Kosovo is open, as Serbs flee the retaliation of the Albanians, which has extended
to vandalizing churches and monasteries, and the Albanians have no interest in being Bosnia Herzegovina
returned to Serbia. All the now stands between "Yugoslavia" being just Serbia is the
continued adherence of Montenegro. The two countries are no different ethnically, Macedonia
linguistically, or religiously. All that is different is history, which is enough to fuel a
Montenegran independence movement. Be that as it may, the combined state has essentially become Serbia
again.
Mediaeval Serbia
6. ALBANIA
Just about the poorest and least educated people in Europe,
Ismail Kemal Bey 1912-1914 the Albanians had unexpected
independence thrust upon them after the
King, First Balkan War (1912-1913) and then
Wilhelm of Wied 1914, found themselves locked into paranoid
d.1945 and pauperized isolation by a particularly
nasty and megalomanaical
Essad Pasha Toptani 1914-1916 Communist regime after
World War II, under longtime Communist Party Chief
Austrian Occupation, 1916-1918 Enver Hoxha. After the schism between Comminist China
and the Soviet Union, for many years Albania was China's
Turchan Pasha 1919-1920 only international ally and supporter, regularly submitting
the PRC for membership in the United Nations. But
Regency Council, 1920-1924
eventually, after membership, China began allowing
Bishop Fan Noli 1924 Capitalism, and Albania had to retreat into its own paranoid
isolation as the last surviving Stalinist dictatorship. Since
1925-1928 Hoxha expected the Capitalists to invade at any time, the
Albanian landscape became covered with small bunkers, to
Ahmet Zogu, defend every inch. The country, which had always been poor
King,
Zog I anyway, became even poorer in Hoxha's grip, and it is
1928-1939
d.1961 nowhere near even recovering, much less developing to the
level of its European neighbors. The Fall of Communism
Italian & German Occupation, 1939-1943 even witnessed large numbers of Albanians attempting to
flee to Italy by boat. Among the mysterious, autochthonous
King, peoples of the Balkans, the Albanians were strongly
Victor Emanuel (III)
1939-1943 Latinized under Rome, Islamicized under Turkey, coveted
by Italy and Serbia, and include substantial communities in
German Occupation, 1943-1945
Greece (denied by Greece, which officially has no ethnic
Communist takeover, minorities). Like a number of peoples in the Balkans, they
Enver Hoxha Dictatorship, 1945-1985 may not know just what to make of themselves in the
modern world, much less how their society is supposed to
Omer Nishani 1946-1953 function. Recent conspicuous Americans of Albanian
heritage have been the Belushis, John and his brother Jim,
Haji Leschi 1953-1982 and Sandra Bullock (whose mother is German and father,
reportedly, of Albanian derivation). One of John Belushi's
Ramiz Alia 1982-1992 memorable roles on Saturday Night Live was in the ongoing
"Greek Diner" skits. The Belushis, indeed, had run such a
Sali Berisha 1992-1997 diner in Chicago.
Rexhep Kemal Mejdani 1997-present
As the Ottoman Empire declined in strength, and Christians
7. MACEDONIA
Claimed by Bulgaria and seized by Serbia in the Balkan Wars,
Nikola Kljusev 1991-1999 Macedonia was nevertheless allowed to leave Yugoslavia in 1991 with a
minimum of hassle. Much more hassle came from Greece, which felt
threatened by this tiny state using the name "Macedonia" and,
As it happened, Greece initially blocked admission of Macedonia to the United Nations. The flag was
modified and the country is now usually referred to as the "Former Yugoslav Republic of
Macedonia" (FYRM). Bulgaria seems to have given up claims to Macedonia, but I am still not clear whether
Macedonian is or is not a dialect of Bulgaria. There are ways to determine this. Otherwise, the region has
simply never been anything but "Macedonia."
I have received correspondence from a couple of Greeks disputing this, contending that the territory of the
FYRM was never in historic Macedonia. Well, there is going to be considerable uncertainty about all ancient
boundaries, and there is no telling how far Philip II's Macedonia extended north. Chances are it was well into
FYRM territory (probably the whole valley of the Vardar/Axios River). Nevertheless, for Roman Macedonia
the boundaries are better known. The capital of the FYRM, Skopje (Roman Scupi), was definitely in the early
Roman province of Moesia Superior (later Dacia Mediterranea). However, the boundary of Moesia was
immediately south of Skopje, which itself is quite close to the northern boundary of the FYRM. One map in
the Atlas of the Roman World (Tim Cornell & John Matthews, Facts on File Publications, 1982, 1988, p.75)
shows the bend of the Axius (Axios/Vardar) River, with Scupi on the north bank, as the actual northern
boundary of Macedonia. Other maps (pp.141, 146) show some of the bend itself in Moesia, but this still
leaves most of the territory of the FYRM in Roman Macedonia. The Roman cities of Stobi (near modern
Stip), Lychnidus (modern Ohrid), and Heraclea Lyncestis (near modern Bitola) were all in Roman Macedonia
and in the present FYRM. There is agreement on this in the Atlas of Classical History (Richard J.A. Talbert,
Routledge, 1985, 1989, p.143).
For some, Macedonian claims to Greek Macedonia may be based on the territorial integrity of the Macedonia
of Philip II and on the presumed ethnic identity of the modern Macedonians with the ancient. This kind of
claim cannot now be taken seriously, both because ancient boundaries are going to mean nothing in modern
international law and because the modern Macedonians speak a Slavic language which certainly has nothing
to do with the (albeit poorly attested) language of the ancient Macedonians. The other
basis of Macedonian claims, however, is more serious, and that concerns Macedonians
living in Greece. The Greeks deny that there is any such presence; but then Greece officially denies that there
are any ethnic minorities in Greece. Linguistic maps of Greece in the 19th century show areas of speakers of
Albanian, Vlach, Macedonian, and even Turkish. The Anchor Atlas of World History, Volume II (Hermann
Kinder, Werner Hilgemann, Ernest A. Menze, and Harald and Ruth Bukor, 1978) shows Macedonian
speakers extending from south of Skopje (Üsküp in Turkish, in a partially Albanian speaking area,
continguous with Kosovo) all the way down to Thessalonica (p.120). If there are no longer Macedonian
speakers in the modern Greek part of this area (only acquired in 1913), then there is some explaining to do. If
Greece expelled the Macedonians, suppressed their language, or got them to leave through harassment or
oppressive policies, none of these are going to be admissions to the credit of Greece, or admissions likely to
be made, for just such a reason. At the very least, the FYRM can reasonably ask for an accounting on this
issue.
I am informed that Greeks would be happy with the FYRM simply being called "Northern Macedonia." This
is a little silly and is not going to make any difference in any Macedonian claims or
possible threat against Greece. A parallel situation in Europe is actually the relationship of
Luxembourg to Belgium. When Belgium became independent of the Netherlands in 1830,
it took with it a very large part of Luxembourg. This area of Belgium is still called
"Luxembourg." I have never heard that Luxembourg, which itself became independent of
the Netherlands in 1890, today makes any claims against Belgium. But even if it did, tiny
Luxembourg, although with the highest per capita income in the world, would not
constitute any kind of real threat. Poor and tiny Macedonia is not going to constitute any more of a threat to
Greece. If Macedonian guerrillas were crossing over into Greece, this would be a matter of real concern and
complaint, but I do not understand that anything of the sort has happened; and even if it did, Greece would
have no difficulty knowing where to direct counter-action.
As it has happened, the problem of guerrillas has troubled the FYRM itself. Albanian refugees inundated
northern Macedonia in 1999, where there was already, as noted, an Albanian community. With them came
armed Albanians who, having lost in battle with the Serbs, were interested in "liberating" northern
Macedonia. They succeeded no better there, but for a while there was considerable danger of a wider conflict.
Meanwhile, Macedonia is the poorest of the former Yugoslav Republics, with a lower per capita income even
than Albania. This puts it perilously close to being the poorest country in Europe -- though it is probably safe
from that, since Moldova has a per capita income of not much over $300, while Macedonia's is more than
$1500. "Room for improvement" hardly begins to tell the tale. The dispute over Macedonia's name and claims
doesn't even begin to address the real problem economic development in the FYRM and elsewhere in the
Balkans.
In June 1999, the Serbs finally gave in, after heavy bombing of Serbia itself, and the Kosovars, driving out
the remaining Serbs of Kosovo and attempting to provoke an Albanian rising in Macedonia, have behaved
more or less the way the Serbs did. But Kosovo now seems headed for long term autonomy or even
independence.
Ottoman Sult.âns
Philosophy of History
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Copyright (c) 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006 Kelley L. Ross, Ph.D. All Rights
Reserved
SUCCESSORS OF ROME:
GERMANIA, 395-774
At first I wanted to erase the Roman name and convert all Roman territory into a
Gothic Empire: I longed for Romania to become Gothia, and Athaulf to be what
Caesar Augustus had been. But long experience has taught me that the
ungoverned wildness of the Goths will never submit to laws, and that without
law, a state is not a state. Therefore I have more prudently chosen the different
glory of reviving the Roman name with Gothic vigour, and I hope to be
acknowledged by posterity as the initiator of a Roman restoration, since it is
impossible for me to alter the character of this Empire.
Athaulf, King of the Visigoths [Orosius, Adversum Paganos, translated in Stephen Williams,
Diocletian and the Roman Recovery, Routledge, 1985, 2000, p.218]
Introduction
Six major German tribes, the Visigoths, the Ostrogoths, the Vandals, the Burgundians, the Lombards,
and the Franks participated in the fragmentation and the collapse of the Western Roman Empire. The
Vandals were actually two tribes, the Asding and the Siling Vandals. Several other tribes were also
involved, the Alans
and the Suevi in
particular, though the
Alans were an Iranian
steppe people, not
Germans. The six
major tribes, however,
founded significant
kingdoms. All of them
disappeared except one,
the Franks, who gave
their name to Western Europe in languages like Arabic. The diagram illustrates the fate of the kingdoms,
two overthrown by the Franks, two by Romania, and one by Islâm. The parts of Italy preserved from the
Lombards by the Romans later, of course, fell to the Franks too (if then ceded to the Pope); and North
Africa, retrieved by the Romans from the Vandals, then went to Islâm. The Frankish kingdom breaks up
into the elements of Mediaeval European history. Although Burgundy and Lorraine are now gone as such,
Switzerland and Monaco are Modern pieces of the former, and the Netherlands, Belgium, and Luxembourg
are Modern pieces of the latter.
Besides the German tribes that entered and conquered or damaged the Western Roman Empire, there were
the tribes that remained back in Germany proper. These were the Saxons, the Alemanni, the Thuringians,
and the Rugians. When the Rugians were destroyed by Odoacer in 487, a new confederation of Germans
formed in their place, the Bavarians. All these tribes in Germany were eventually subjugated by the
Franks, the Alemanni in 496 and 505, the Thuringians in 531, the Bavarians at some point after 553, and
then finally the Saxons by 804. When Germany eventually separated as East Francia, the old tribal areas
assumed new identities as the Stem Duchies.
Index
● Visigoths
❍ Suevi
● Burgundians
● Vandals
● Ostrogoths
● Lombards
❍ Dukes of Benevento
● Thuringians
❍ Dukes of Thuringia
● Bavarians
● Alemanni
● Saxons
● Franks
● Anglo-Saxon England
❍ Kings of Kent
■ Archbishops of Canterbury
❍ Kings of Sussex
❍ Kings of Northumbria
❍ Kings of Essex
❍ Kings of Mercia
❍ Kings of Wessex
❍ Earls of Orkney
My sources for all these tables and maps can be found on the page for Francia and in "Decadence, Rome
and Romania, the Emperors Who Weren't, and Other Reflections on Roman History." In particular,
genealogies for the German kingdoms can be found in the Erzählende genealogische Stammtafeln zur
europäischen Geschichte, Volume III, Europäiche Kaiser-, Königs- und Fürstenhäuser, Ergänzungsband
[Andreas Thiele, R. G. Fischer Verlag, Second Edition, 2001].
This page continues and supplements the material in "Rome and Romania, 27 BC-1453 AD".
None of six main German tribes, save one, survived the early part of the Middle Ages. Only the Franks
created an enduring state. The principal immediate damage to the Empire was done by the Visigoths, who,
instead of being assimilated like earlier barbarians settled on Roman
Theodoric I 417-451
Gundemar 610-612
Reccared II 621
Sisenand(o) 631-636
Chintila 636-640
Tulga 640-642
Chindaswind(/suinto) 642-653
Recdeswinth 653-672
Wamba 672-680
E(r)gica 687-702
Witiza 702-709
Agila II 711-714
Overthrown by Omayyads,
711; Christian Kingdom of
Asturias, 718
❍ Murcia
❍ Aft.asids of Badajoz
❍ Valencia
❍ Murcia
While the Visigoths are gone before we get the classic form of Mediaeval history, with the presence of
Islam, Visigothic Spain nevertheless contributed substantially to the form that Mediaeval Western
European (Frankish/Latin) culture would take. It did this in great measure through the work of St. Isidore
of Seville (c.560-636). Isidore's massive 20 volume encyclopedia, the Etymologies or Orîginês, drew on all
sources available to him, many now lost (and while Spain was still in easy and regular contact with
Constantinople), to provide the basis for education for centuries, perhaps 800 years, to come. Thus we start
off with the seven "liberal arts," in the form of the trivium (hence "trival"), grammar, rhetoric, and logic,
and the quadrivium, arithmetic, geometry, astronomy, and music. We end up with something like the first
Mediaeval summa, one not confined to any particular subject, but to all subjects. As Paul Johnson says, it
"founded a civilization" [A History of Christianity, Touchstone, 1976, p.154]. Seville itself, however,
would soon belong to another civilization.
Slightly different lists of Visigothic Kings are given by the sources. The Oxford Dynasties of the World, by
John E. Morby [Oxford University Press, 1989, 2002, p.59] looks good. The original version here was
based on the Kingdoms of Europe, by Gene Gurney [Crown Publishers, New York, 1982] and Bruce R.
Gordon's Regnal Chronologies. I've tried to combine and reconcile the lists to an extent, but I have no way
Many Visigothic names survive into modern Spanish. Of the Kings, the name of Rodrigo seems the most
obvious example. Later names like Ferdinand (Ferdinando, Fernando) are also examples.
The origin and history of the Goths is a matter of great interest, dispute, and speculation. The island of
Gotland off the coast of Sweden seems to testify to the location and antiquity of the name, but there is no
real historical evidence linking the Goths to it, apart from much later, and legendary, accounts, like the
history of the Goths completed in 551 by Jordanes, a Goth himself -- although it seems to be based on a
larger history by Cassiodorus. What is better known is that in the first centuries A.D.
German tribes expanded from the Baltic & North Sea coasts of Germany south and
east along the frontier of the Roman Empire. In so doing they interacted with Roman
culture, even developing their own writing system, the Runes. By the third century,
the Goths were in the forefront of this expansion, passing around the Roman salient of Dacia, shown on the
following map.
From this
position, in
251 the
Goths raided
into the
Balkans,
killing the
Emperors
Decius and
Herennius.
In 267 the
Goths even
sailed down
into Roman
territory, in a
kind of
anticipation
of the
Viking (or
Varangian)
raids of later
centuries,
sacking
Athens -- though, not really being seafaring themselves, they used ships from Greek colonials in the Crimea
(the Cimmerian Bosporus) and nearby. The Emperor Gallienus inflicted some setbacks on them, before he
was murdered, but they were finally defeated in 269 at the battle of Naissus by Claudius II, henceforth
known as "Gothicus." Nevertheless, Aurelian then withdrew Roman legions and settlers from Dacia in 271.
By then some of the Goths were moving on, and soon different Gothic communities can be distinguished.
Previously, it was thought that Visigoths and Ostrogoths familiar from later history were already
discernable. However, this now looks anachronistic, as discussed elsewhere. Gothic power did expand
through the Ukraine. Eventually, it may have extended all the way to the Don, and then spread north, by
some (questionable) reckonings all the way back to the Baltic. The Gothic "empire" of King Ermanaric (i.
e. "King [riks] Herman," where "Herman" itself is from [h]er[i], "army," and man, "man") collapsed
abruptly when the Huns arrived in about 370 -- Ermanaric is even supposed to have committed suicide.
This pushed the Goths back into Roman territory, which began all the troubles for Rome.
But after some centuries in the area, the Goths had left a treasure hoard behind in what later would be
modern Romania. A Runic inscription on one item in the hoard contains the words Gutani, which was the
Goths' own name for themselves (it turns up in Latin as Gutones) and hailag, the Gothic word for "holy"
and recogniably cognate to modern German heilig. The Ostrogoths left behind something else: a small
community in the Crimea. This survived and was still speaking Gothic as late as the 16th century. The
Imperial Ambassador to Constantinople, Bubecq, 1560-1562, took down sixty words from informants from
the Crimea, confirming the Gothic identity of their language. But then the community vanished at some
later period. The long episode of Germans in the East would later evoke dreadful ambitions. There is little
doubt that Hitler saw himself as revenging Ermanaric with his invasion of Russia.
BURGUNDIANS
The Burgundians, like the Franks, did not play a great role in
established at undermining the Western Empire. They moved into the
Gebicca d.407 vacuum of Roman power, and were conveniently ceded
Worms
Roman lands (443 & 458). King Gundobad briefly was a
Gundahar/ player in the last stages of Western politics, holding power as
407- killed by Huns the commander of the Roman Army from 472 to 473. By 534,
Gondikar/
434 & Aëtius however, Frankish power could no longer be resisted, and
Gunther
Burgundy became another piece in the Frankish kingdom.
Gundioc/Gunderic 434-473
Chilperic I 443-c.480
son of Gundioc,
473-
Chilperic II killed by
493
Gundobad
Gundomar 473-
son of Gundioc?
I? 486
son of Gundioc,
473-
Godegisel killed by
501
Gundobad
son of Gundioc,
473- West Roman
Gundobad
516 Generalissimo,
472-473
516-
Sigismund killed by Franks
524
Gudomar II 524-532
Overthrown by Franks
VANDALS
Establishing themselves in North Africa and then taking to the sea, the
Gunderic c.406-428 Vandals probably did the most damage in the long run to the structure of
Roman power. This was the doing of one Vandal genius, Gaiseric, whose
Gaiseric 428-477 name
significantly
Invasion of Africa, 428; means "Caesar
Capture of Carthage, 439; King." The sea
Sack of Rome, 455; Joint E/ power by which
W expedition against; the Romans had
Vandals fails, 468 defeated the
Carthaginians
Huneric 477-484 and then tied
together the
Gunthamund 484-496 Empire of the
Mare Nostrum
Thrasamund 496-523
now disappeared
Hilderic 523-530 for the first time.
There was really
Gelimer 530-534 no hope of
restoring the
Overthrown by Romans Western Empire
until the Vandals
were swept from the sea and their base recovered.
In 468 the last unified Eastern and Western military
expedition was organized against the Vandals. That
it failed was mainly due to incompetence and
treachery. The Western military commanders,
mainly Germans, who were jealous of their own power, were never interested in such combined action
again. In the end, however, the plan was revived, after the Western Empire was gone; and in 534 Justinian's
great general Belisarius ended the Vandal kingdom and restored Roman authority.
OSTROGOTHS
Theodoric/
Thiudareiks 493-526
the Great
Animal killing ended Rather than 476, the "fall" of the Western Empire might be pegged instead
in Colosseum, 523 to 493, when the last bona fide Roman officer, Odoacer, is overthrown by a
German tribal king -- and the late Roman capital of Ravenna falls for the
Athalaric 526-534 first time to an invader. The kingdom of Theodoric the Great then becomes
the high water mark of German power in the
Theodatus/
534-536 Mediterranean West. Holding off the Franks, propping
Theodahad up the Visigoths, and enlarging the Italian Kingdom,
Theodoric also presides over a good measure of prosperity and literary
Vitiges 536-540 activity.
Theodebald 540
Theodoric's name, although it looks like an adjective from "Theodore" in
Eraric 540-541 Greek, "Gift of God," actually is a rendering of Thiudareiks or "King of the
People" in Gothic. Thiuda or "people" is a cognate of theoda in Old
Tortila (Baduila) 541-552 English and of deutsch in modern German (or "Teuton" by way of Latin).
Reiks is a cognate of rex in Latin and raja in Sanskrit. "Thiudareiks" itself
Teias 552-553 has many modern descendants: Dietrich in German, Derek in English from
German, Dirk in Dutch, Thierry in French, and Terry in English by way of
Overthrown by Romans French. "Terry" is now usually seen as an abbreviation of "Terence," but
the Oxford Dictionary of First Names [Patrick Hanks and Flavia Hodges,
1990] says otherwise.
Like Visigothic Spain, Ostrogothic Italy would contribute towards the civilization of Mediaeval Europe.
Cassiodorus (c.490-c.583) and Boethius (476-524) both were distinguished writers. Although himself
executed by Theodoric for treason, Boethius produced a number of enduring philosophical classics that
were essential Latin reading in the Middle Ages. These included his commentary on Porphyry's Isagoge --
the Introduction to Aristotle's logical works that was the starting point for Mediaeval philosophy -- and then
his On the Consolation of Philosophy, written in prison before his execution. In the commentary-upon-
commentary style of Medieval learning, Boethius would be followed much later by Peter Abelard (1079-
In the genealogy below, we can see some Kings of the Ostrogoths before Theodoric's descent into Italy.
The actual dynasty ends in 540, when Belisarius conquered the country for the Emperor Justinian. When
Ostrogothic resistance revived, the Kings were unrelated to the old dynasty. The heiress of the dynasty,
Matasuntha, actually then married into the house of Justinian. Her son, Germanus, would form the only
actual link between the Justinian Emperors and their successors Tiberius II and Maurice. The last days of
the Ostrogoths were an exhausting campaign against the Romans that may have damaged Italy far more
then any previous event in the protracted "Fall" of Rome. Tortila was the principal King and most effective
leader in this period. He fell in battle against the Roman general Narses.
LOMBARDS
Not until the 19th century would Italy ever again be the unified center of an
Alboin 568-573 important independent power. When the Lombards descended in 568,
neither were they strong enough to secure the whole country nor were the
Celph 573-575 Romans strong enough to throw them out. The peninsula was fragmented
into the main Lombard kingdom in the north (Lombardy), a Roman salient
Autharis 584-590 from Rome to Ravenna and Venice, a couple of semi-independent Lombard
duchies in the south (Spoleto and Benevento), and Roman footholds in the
Theodelinda 590-591 south at Naples, Sicily, and other points. The Rome-Ravenna corridor is
later "donated" to the Pope by the Franks and becomes the Papal States,
Agilulf 591-615
enduring as such, in whole or in part, until 1870, when the unified Kingdom
Adaloald 615-625 of Italy finally occupies Rome. The Lombards themselves slowly waxed in
power as the Romans suffered the devastating blows dealt by the rise of
Arioald 625-636 Islâm. Finding himself at the mercy of the advancing Lombards, the Pope
began to appeal to the Franks. The Lombard kingdom was finally wholly
Rotharis 636-652 defeated and annexed by Charlemagne in 774. The "Iron Crown of
Lombardy" then was mostly at the mercy of political events beyond the
Aribert I 652-661 Alps.
Grimoald 662-671
Other German Tribes, 508-806
Garibald 671-674
The list of the
Kings of Thuringia Kings of the
Bertharit 674-688 Kings of the
Bavarians, Bavarii
Thuringians is Widephus 4th century
Cunibert 688-700 something I Theodo I 508-512
have only seen occupied by the
Aribert II 701-712 at one source, a Huns, c.450-c.455 Theodo II 512-537
historical
Liutprand 712-744
website. The Bisin 5th century Theodo III 537-565
Rachis of Friuli 744-749 dates are pretty
early. The line Baderich 5th century control by Franks,
Aistulf of Friuli 749-756 ends with after 553
Berthachar 5th century
Frankish
Desiderius 756-774 Theodobald I 537-567
conquest, but a c.500-
Duchy of Hermenefried
Overthrown by Franks 531 Garibald I 550-590
Thuringia is
later briefly annexed by Grimwald I 590-595
revived, as seen below. the Franks
Tassilo I 591-609
The confederation of the Bavarii was a relatively late creation. The original
tribe in the area, the Rugians, were destroyed when they attempted to invade Garibald II 609-640
Italy against Odoacer in 487. The Bavarians formed in their place. Later,
Agilolf 609-630
when Justinian succeeded in destroying the Ostrogoths (552), the Bavarians
moved south of the Danube, but about the same time they also came under the
Theodo IV 640-680
control of the Franks. Thus, the line of Kings, or perhaps Dukes, after
Frankish suzerainty, continues until formal annexation by Charlemagne in Theodo V 680-702
788.
Theodobert 702-725
The Alemanni were a confederation of
Kings of the Alemanni;
German tribes, an old adversary of Rome, Grimwald II 702-723
control by Franks,
from the 3rd century. While they occupied the
496, 505 Theodobald II 702-715
left bank of the Rhine during the collapse of
Leuthari c.536-554 the Western Empire, they otherwise were not
particularly active in the "fall" of Rome. Then Tassilo II 702-730
Butilin c.536-554 they became targets of Clovis, first Christian
Hubert 725-737
King of the Franks, who defeated them in 496
Haming d.c.539 and 505. Henceforth, until annexation by Odilo 737-748
Charlemagne in 806, they were dependents of
Leutfred I c.570-587 the Franks. Tassilo III 748-788
Uncilen 588-613 annexed by Franks
Their domain, revived as the Duchy of
Gunzo d.613 Swabia, lost its name in Germany, but the
word nevertheless surives as the name for Germany itself in the Romance
Chrodebert c.615-639 languages, like Allemagne in French. The left bank of the Rhine, taken by
the Alemanni and passed to Swabia, became Alsace. Alsace and Lorraine
Leutfred II c.640-673/95 were gradually conquered by France, substantially beginning with the
settlement of the Thirty Years War in 1648 (the Treaty of Westphalia).
Godefred c.700-709 Although annexed by Germany in 1871, Alsace has been back with France
since 1918. It retains, however, many Germanic place names (Strasbourg,
Huocin d.c.712
Ensisheim, Haguenau, Hochfelden, Altkirch, etc.) and, at least until the
Willehari d.c.712 post-World War I era, many native German speakers. Neither Germans nor
French bothered with any plebiscite to see which country the locals
Lanfred I c.720-730 preferred.
Germania Index
Philosophy of History
Home Page
Copyright (c) 1996, 1997, 1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006 Kelley L. Ross, Ph.D.
All Rights Reserved
Anglo-Saxon England
Kings of Sussex, Bernicia, Deira,
Northumbria, Essex, Mercia, and East Anglia
organized into several Kingdoms. In the south the Jutes, who would Edwin 616-633
soon disappear from their homeland with Danish conquest, established
themselves in Kent and the Isle of Wright. In the north, Angles, who Deira,
would similarly disappear from the southern part of Jutland but then Osric
633-634
would give their name to the whole of England (Anglia), established
Mercia, East Anglia, Bernicia and Deira, which united to form Bernicia,
Eanfrith
Northumbria, and several smaller, subsidiary Kingdoms. Finally, in the 633-634
south the Saxons, who would remain an important power on the
continent, established the Kingdoms of the South Saxon, Sussex, of the St. Oswald 634-642
East Saxons, Essex, and of the West Saxons, Wessex. Since Wessex
Oswiu 642-670
eventually absorbs all the others and creates the united Kingdom of
England, its Kings are given with Kent on the Periphery of Francia Deira,
page. St. Oswine
644-651
Deira,
Kings of Essex Aethciwaid
651-655
Saxons
Ecgfrith 670-685
580's-
Sledda
c.600 Aldfrith 686-705
c.600- Eadwulf I 705-706
Saebert
c.616
Osred I 706-716
Sexred, Saeward,
c.616-623
& Saexbald Cenred 716-718
killed in battle against Osric 718-729
Wessex, 623
720-737,
Sigebert I Parvus 623-c.650 Ceotwulf
d.760
c.650- 737-758,
Sigebert II Sanctus Actually, Wessex was not able to Eadberht
c.653 d.768
absorb all of England, for as it
Swithhelm c.653-663 began to do this, the Vikings Oswulf 758-759
arrived. This started with the
663-688 sacking of the Monastery at Aethelwald 759-765
Lindisfarne, in Bernicia, in 793.
Sigehere
Kent, 687- Eventually, Northumbria, East Alhred 765-774
688 Anglia, Essex, and about the north-
eastern half of Mercia were 774-779,
Sebbi 663-c.693 overrun and became part of the Aethelred I
790-796
Danelaw. At first the Vikings
Sigeheard 693-c.707 raided, sacked, and carried off Aelfwald I 779-788
slaves, or were bought off with
848-866,
Osbert
Kings of Mercia Kings of East Anglia d.867
Angles Angles
Aelle 866-867
Creoda or Crida c.585-c.593 Uffa 571-c.578
Danish conquest of Deira, 867
Pybba c.593-c.606 Tytila c.578-c.599
Egbert I 867-873
Ceorl c.606-c.626 Redwald c.599-c.625
Ricsige 873-876
Penda 633-655 Eorpwald c.625-c.632
Egbert II 876-878
Northumbrian rule, 655-658 Ricbert c.632-c.634
Eadwulf II 878-913
Wulfliere 658-675 c.634-c.638,
Sigebert Aldred 913-927
d.c.641
675-704,
Aetheired I Wessex annexes Bernicia, 927
d.716 Egric c.638-c.641
If Offa begins to represent the European political coming of age of England, we could say this had already
happened intellectually earlier in the century. With Bede (673-735) we have, according to Thomas Fuller,
"the profoundest scholar of his age for Latin, Greek, musick and what not" [cf. Bede, Historical Works, on
the title page and spine, Ecclesiastical History on the dust jacket, Books I-III, Loeb Classical Library,
Harvard U. Press, 1930, 1999, p.xiii]. Bede is the first historian of Britain, perhaps since Tactitus, and the
beginning of English history with his A History of the English Church and People [op.cit.]. It is noteworthy
that this is included in the Loeb Classical Library, when few would think of Anglo-Saxon England as part
of the Classical World. It is probably included just because it is a classic in Latin -- though the absence of
Anna Comnena from the series, as a classic in Greek (or of many of Mediaeval works in Latin, like Isidore
of Seville, St. Thomas Aquinas, etc.), is then awkward. Although perhaps not often appreciated, Bede does
provide some interesting perspectives on Roman history. Bede is also the earliest source with which to
begin trying to make sense of the King Arthur legends.
Today, some of the names of the early Kingdoms survive as Counties, like Kent and Essex. The County of
Middlesex, occupied by the City of London, tended to be part of Essex, but this was the area where three
Kingdoms came together and the border moved around a good bit. Some of the names have even passed to
the New World, as with Middlesex County, New Jersey.
These tables are mainly based on The Mammoth Book of British Kings and Queens, by Mike Ashley
[Carroll & Graf Publishers, Inc., New York, 1998, 1999, pp.208-321] but with the lists for Bernicia, Deira,
Northumbria, and Mercia intially drawn up from the Oxford Dynasties of the World, by John E. Morby
[Oxford University Press, 1989, 2002, pp.64-66].
Germania Index
Perifrancia Index
Philosophy of History
Home Page
This page supplements The Kings of Denmark, Norway, and Sweden, 588 AD-Present with diagrams of the
earliest kings, with some of their legendary and mythic progenitors. When that link is used, a new browser
window will open for the page. If one of the windows is reduced in size and positioned conveniently, the
diagrams here can be compared with the table there.
The information here is derived from the Royal Families of Medieval Scandinavia, Flanders, and Kiev by
Rupert Alen and Anna Marie Dahlquist [Kings River Publications, Kingsburg, California, 1997], The
Mammoth Book of British Kings and Queens by Mike Ashley [Carroll & Graf Publishers, Inc., New York,
1998, 1999], the large genealogical chart, Kings & Queens of Europe, compiled by Anne Tauté [University
of North Carolina Press, 1989], and Kingdoms of Europe, by Gene Gurney [Crown Publishers, New York,
1982]. These sources are not consistent, and choices and compromises have been made, especially to
simply get a coherent picture of some things, which is actually not always possible. Thus, neither of the two
sets of dates for Ragnar Lodbrok (750-794 or 860-865), King of Denmark and Sweden, works if he is the
Viking chief who sacked Paris in 845 and treated with Charles the Bald. If he was, then, actually, all we
have to do is split the difference, more or less!
While writing exists in the Scandinavian countries for the entire period covered below
(and eventually across a broad swath of Europe from Britain all the way to the
Ukraine), namely the system of Runes, as shown at left, it ends up being of limited
value for historical information. Objects and small monuments are inscribed with
names and some references to events and transactions, but we do not find great monumental historical
inscriptions like that of Ramesses II about the battle of Qadesh or like that of Darius at Behistun about his
rise to power, much less texts on practical media that tell us much about ongoing developments. As
Christianity crept into the region, bringing the Latin alphabet with it, full texts began to be
written, preserving Sagas and instituting chronicles. One gets the impression that Runes
were regarded as somewhat more magical than utilitarian, which is pretty much the way they were later
remembered. Or the more practical media of utilitarian inscriptions may simply have decayed in the damp
climates. Nevertheless, Runic inscriptions continue throughout the Middle Ages in Scandinavia for the
traditional epigraphic and magical purposes.
The descent of the earlist kings is reckoned all the way back to Odin (Wotan, Woden -- hence
"Wednesday"). This may be a dimly remembered historical person, but the fact that other Germans, like the
Saxons who invaded Britain, also reckoned their descent from Odin may indicate that this is a mythic
device and that Odin
indeed is understood
as the Odin, the king
of the gods. That full
genealogy is not
shown here (it is in
Ashley, p.209).
Instead, I pick it up
where the Danish line
divides, with one
branch picking up
kings of Sweden,
who otherwise seem
to have a separate
descent from Odin
for earlier kings.
These early, mythic
kings are the
Ynglings, which end
in Sweden with
Ingjald Illrade.
Ingjald is succeeded
either by Ivar
Vidfamne or Olaf
Tretelgia (or
Tretelia), who is also
said to have fled
Sweden and founded
the royal line of
Norway. Ivar is also
reckoned as a king of
Denmark, but the
coordination between
the two lines is not
always clear. Much
the same can be said
for subsequent kings
down to Ragnar
Lodbrok. Fortunately,
the sons of Ragnar
are supposed to have
divided his
inheritance, and this
begins to get us on
more secure
historical ground
(which means that the
9th century rather
than the 8th century
dates for Ragnar are
probably more like
it). Especially
noteworthy is the line
of descent that
involves rulers of
York (Northumbria),
the Isle of Man, and
Dublin. Thus we are
well into the period
when Viking raiders are spread all over Western Europe, and Eastern as well (Randver Radbartsson is
supposed to have been fathered by a Russian, i.e. a Norseman in Russia, a Varangian). This diagram
continues with the Swedish kings, who, however, as described by Alen and Dahlquist, do not necessarily
continue the same line of descent. This is a little more organized than we get with Denmark, but it may well
indicate that kings are ruling simultaneously and that the legendary genealogy is in fact a mythic
construction. Erik I thus may indeed precede Erik II, even though the dates here have him later in the 9th
century. With Erik VI, however, we get into more historically secured material, which is where Tauté
begins her diagram.
The diagram
for the kings of
Denmark
begins with
some of the
same figures
given for
Sweden above.
Here we get
another
phenomenon.
From various
sources we
known of
several kings
who do not fit
into the
legendary
succession or
genealogy.
While these
figures can be
found given
authentic
looking dates
and listed in
succession, the
impression
persists that
most of them
were in fact
ruling
simultaneously.
If sufficient
time had
elapsed, they
all either would
have been
dropped from
memory or
worked up into
a seamless
legendary
picture. As it
happened,
history was fast
approaching
and a jumble is
what we get.
Denmark was
not a unified
kingdom, much
as we get that
sense from the
earlier
legendary
material. It was
probably much
like
contempory
and adjacent
Saxony, which
consisted of
three major
tribes
(Westphalians,
Angarii, and
Eastphalians)
and two minor
ones
(Wihmuodi and
Nordalbingi).
The chief of
the
Westphalians,
Widukind,
surrendered to
Charlemagne
in 785.
Widukind is
supposed to have been related some some Danish kings and spent some time there in refuge. The first
properly historical king of Denmark was Gorm the Old, who is said to have been a son of Hardeknut
(Canute I), but is shown by Ashley descended through Canute, Frodo, and Harald II. Harald is completely
ignored by Alen and Dahlquist. This confusion gives us a fitting end to the legendary period -- though
Gorm is more than a little legendary himself. We are then quickly into the fully history period, for which
there don't seem to be major uncertainties, except for some overlapping reigns that result in some kings
being dropped from some accounts. Again, from here, the genealogy of Denmark is continued on The
Kings of Denmark, Norway, and Sweden page.
Norway may have begun as a colony of Sweden, represented by the legendary founder, Olaf Tretelgia. This
simplifies things, since there may have not been the large number of rival kingdoms as may actually have
existed in Sweden and Denmark, and which serve to confuse the account. As with Sweden above, branch
lines lead to
interesting
colonial
acquisitions
of the
Vikings. For
instance, the
line of
Thorstein the
Red
intermarries
with the
Earls of
Orkney --
the Orkneys
are the group
of islands off
the north end
of Scotland.
Similarly,
the line of
Olaf
Geirstade
leads directly
(according to
Ashley) to
Rolf (or
Rollo) who
became the
first Duke of
Normandy.
For
subsequent
Norman
influence on
European
history, this
was one of
the most
fateful
events.
An
interesting
career is that
of Harald III
Hårdråde.
When his
brother St.
Olof II died
in battle
against
Canute II the
Great of
Denmark in
1030, Harald
flees into
exile in
Kiev. He
makes his
way as a
mercenary
After the succession jumps around a bit, we get a couple of major uncertainties. Harald IV may not really
have been a son of Magnus III. And then Sverre almost certainly was not a son of Sigurd II, but he claimed
to be -- probably just a convenient pretext upon which a usurper could fight for the Throne. Since his fight
was successful, subsequent kings of Norway were descended from him. After this, as above, the genealogy
of Norway is continued on The Kings of Denmark, Norway, and Sweden page.
Germania Index
Earls of Orkney
Philosophy of History
Home Page
Copyright (c) 2002, 2004 Kelley L. Ross, Ph.D. All Rights Reserved
Earls of Orkney
Ragnald II 1038-1046 The list and genealogy here is entirely from The Mammoth
Book of British Kings and Queens by Mike Ashley [Carroll
Paul I c.1060-1098
& Graf Publishers, Inc., New York, 1998, 1999].
Erlend II c.1060-1098
1099-1105,
d.1130
Sigurd III,
I of Norway
King of Norway,
1103-1130
Haakon 1105-1126
Magnus I 1108-1117
David 1206-1214
John I 1206-1231
Gilbert 1239-1256
Magnus IV 1276-1284
John II 1284-1311
Magnus V 1311-c.1329
Malise c.1329-1353?
1353-1357/60,
Erengisl
d.1392
Henry II 1400-1420
1420-1471,
William
d.1480
Germania Index
Philosophy of History
Home Page
Consuls of the
Roman Republic
● Corn. = Cornelius
450 Decemviri ● D. = Decimus
● Fl. = Flavius
L. Valerius P.f. Potitus ● K. = Kaeso
449
M. Horatius Barbatus ● L. = Lucius
● M. = Marcus
Lars (or Sp.) Herminius Coritinesanus M'. = Manius
448 ●
T. Verginius Tricostus Caeliomontanus ● N. = Natus
● P. = Publius
M. Geganius M.f. Macerinus
447 ● Q. = Quintus
C. Iulius (Iullus?)
● Ser. = Servius
T. Quinctius L.f. Capitolinus Barbatus IV ● Sex. = Sextus
446 ● Sp. = Spurius
Agrippa Furius Fusus
● T. = Titus
M. Genucius Augurinius ● Ti. = Tiberius
445
C. (or Agripp.) Curtius Philo
Thus, Caesar's name is actually
Trib. Mil. Cons. Pot. listed as C. Iulius C.f. Caesar.
444 suff.: L. Papirius Mugillanus Augustus, a nephew of Caesar, and
L. Sempronius A.f. Atratinus originally C. Octavius, but as a son
by adoption, assumed exactly the
M. Geganius M.f. Macerinus II same name, with the agnômen
443
T. Quinctius L.f. Capitolinus Barbatus V Octavianus. This is how he is
listed as a Consul for the year 43.
M. Porcius M.f. Cato (the Elder) By 145 two major changes had
195
L. Valerius P.f. Flaccus occured. The Third Punic War (149-
146) had ended with the
P. Cornelius P.f. Scipio Africanus II annihilation of Carthage. This had
194
Ti. Sempronius Ti.f. Longus been urged on by M. Porcius M.f.
Cato, better known as Cato the
L. Cornelius L.f. Merula Elder, who always ended his
193
A. Minucius Q.f. Thermus speeches with a ringing, Delenda
est Carthago, "Carthage must be
L. Quinctius T.f. Flamininus
192 destroyed." It was, under the
Cn. Domitius L.f. Ahenobarbus
direction of P. Cornelius P.f.
Syrian War, 192-188 Scipio Africanus Aemilianus,
adopted as a grandson of Scipio
M'. Acilius C.f. Glabrio Africanus, accompanied by the
191 Greek historian Polybius. At the
P. Cornelius Cn.f. Scipio Nasica
same time, Greece was conquered
by L. Mummius L.f. (Fourth
L. Opimius Q.f.
121
Q. Fabius Q. Aemiliani f. Maximus
P. Manilius P.?f.
120
C. Papirius Carbo
The cause of the Republican
L. Caecilius L.f. Metellus (Delmaticus) assassins of Caesar ended at the
119 battle of Philippi in 42. Most
L. Aurelius Cotta
notable among the assassins was
M. Porcius M.f. Cato Brutus, Marcus Iunius Brutus, "the
118 noblest Roman of them all."
Q. Marcius Q.f. Rex
Although Brutus's name meant
L. Caecilius Q.f. Metellus Diadematus "heavy" or "immovable," and was
117
Q. Mucius Q.f. Scaevola used to mean dull or stupid, and is
now used to mean brutal ("You
C. Licinius P.f. Geta brute!" -- indeed, "brutal" is just the
116
Q. Fabius Q. Serviliani f. (Augur) Maximus Eburnus adj. brutalis from brutus), it was a
cognômen of the gens Iunius and
M. Aemilius M.f. Scaurus recalls the name of the first Consul
115
M. Caecilius Q.f. Metellus of the Republic, L. Iunius M.f.
Brutus. Brutus was widely
M'. Acilius M'.f. Balbus
114 respected for his conscientiousness,
C. Porcius M.f. Cato
integrity, and patriotism -- though
C. Caecilius Q.f. Metellus Caprarius Cicero thought him guilty of
113 extortion. He joined Pompey but
Cn. Papirius C.f. Carbo
was pardoned by Caesar after
M. Livius C.F. Drusus Pharsalus. His adherence to the plot
112 against Caesar gave it most of its
L. Calpurnius L.f. Piso Caesoninus
moral weight. When Caesar saw
War against Jugurtha, 112-106 that Brutus was among his
attackers on the Ides of March, he
P. Cornelius P.f. Scipio Nasica Serapio reportedly lost heart. Suetonius, C.
111
L. Calpurnius Bestia Suetonius Tranquillus ["The
Deified Julius," Lives of the
M. Minucius Q.f. Rufus Caesars], reports that Caesar said
110
Sp. Postumius Albinus nothing during the attack, "though
some have written" that he said to
Brutus, Kaì sù téknon? "And you,
M. Antonius M.f.
99
A. Postumius Albinus
Cn. Pompeius Sex.f. Strabo Since, for at least the last century,
89
L. Porcius M.f. Cato most trendy political opinion has
despised the principles of limited
L. Cornelius L.f. Sulla (Felix) government and naively imagined
88
Q. Pompeius Q.f. Rufus that the more democracy the better,
most recent judgment about the
First Mithridatic War, 88-85 Roman Republic would be that it
was insufficiently democratic.
Cn. Octavius Cn.f.
Indeed, a great deal of the political
87 L. Cornelius L.f. Cinna
conflict through the whole history
Suff.: L. Cornelius Merula
of the Republic was in the direction
Marius seizes Rome, 87 of greater democracy, of greater
power for the Plebs; and for the last
L. Cornelius L.f. Cinna II century, from Marius to Caesar,
86 C. Marius C.f. VII there was a virtual, and sometimes
Suff.: L. Valerius C.?f. Flaccus very real, civil war between
Senatorial and Popular factions.
Marius dies, 86 That was perhaps initiated by the
two Gracchi brothers, Ti.
L. Cornelius L.f. Cinna III Sempronius Gracchus (Tribune
85
Cn. Papirius Cn.f. Carbo 133) and C. Sempronius
precedent
L. Marcius L.f. Censorinus
(literally
C. Calvisius C.f. Sabinus
39 becoming
Suff.: C. Cocceius (Balbus)
President for
P. Alfenus P.f. Varus
Life), and the
Ap. Claudius C.f. Pulcher one who turned
C. Norbanus C.f. Flaccus government into
38 a promise of ever
Suff.: L. Cornelius
L. Marcius L.f. Philippus increasing benefits, rations, and
subsidies. This was Franklin D.
M. Vipsanius L.f Agrippa Roosevelt, and the damage done to
37 L. Caninus L.f. Gallus American government is still
Suff.: T. Statilius T.f. Taurus evident, not just in the rent-seeking
practices that now overwhelm
L. Gellius L.f Poplicola political life, but in the respect paid
M. Cocceius Nerva to Roosevelt by both Democrats and
36
Suff.: L. Nonius (L.f Asprenas) Republicans. Neither Party intends
Marcius to reverse the principle, ennunciated
in their day and rejected by
L. Cornificius L.f. Jefferson and Madison, but
Sex. Pompeius Sex.f. embraced by Roosevelt, that the
35
Suff.: P. Cornelius (P.f. Scipio) United States Government can tax
T. Peducaeus and spend money for any purpose,
as long as this can be construed as
M. Antonius M.f. II
promoting the "general welfare."
L. Scribonius L.f. Libo
Free benefits for everyone would
34 Suff.: L. Sempronius L.f. Atratinus
certainly produce a kind of "general
Paullus Aemilius L.f. Lepidus
welfare," except for the effects
C. Memmius C.f. M. Herennius
produced similar to the Panem et
Imp. Caesar Divi f. II Circenses. Again the damage to
L. Volcacius L.f. Tullus productivity, creativity, and
Suff.: L. Autronius P.f. Paetus enterprise can only be vaguely
33 L. Flavius estimated, though the decline in all
C. Fonteius C.f. Capito of these in countries, like France,
M. Acilius (M'. f.?) Glabrio where taxation and welfare
L. Vinicius M.f. Q. Laronius provisions are much greater than in
the United States, is obvious to
Cn. Domitius L.f. Ahenobarbus anyone who cares to look. While
C. Sosius C.f. dictatorship is not an immediate
32
Suff.: L. Cornelius threat, we already see one
M. Valerius Messalla interesting effect, where aggitation
for more democracy and honest
elections has led to a law, passed by
This was followed by a series of 138 letters under the pseudonym "Cato," published by John Trenchard
and Thomas Gordon, between 1720 and 1723. These Cato's Letter were reprinted many times, in Britain
and in America, and played a large part, after the pattern of John Locke's natural law and natural rights
justification of the Glorious Revolution (1688), in the formulation of the ideology of the American
Revolution. Trenchard died in 1723; and Gordon, who did not die until 1750, threw his lot, a bit like
Cato himself, with a particular political faction. The Whig Party of Sir Robert Walpole (considered the
first Prime Minister of England), however, was rather more suitable than the faction of Pompey the
Great. Today, both Cato himself and the Cato's Letters are remembered in the work of the Cato
Institute, whose efforts on behalf of limited, Jeffersonian, and Constitutional government are
occasionally even noticed in Washington.
Decadence, Rome and Romania, the Emperors Who Weren't, and Other Reflections on Roman History
Philosophy of History
Home Page
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Philosophy of History
Essays
● The Fragility of Thalassocracy, Pericles to Heinlein [29.3K]
● Decadence, Rome and Romania, and the Emperors Who Weren't [53.8K]
● The Great Republic: Presidents and States of the United States, and Comments on American History
[172.6K]
❍ Justices of the Supreme Court of the United States
■ California [67.4K]
■ Sequoia
■ Elisabet Ney
■ John Brown's Body and The Battle Hymn of the Republic [40.1K]
■ The Hearsts
■ The Fords
■ American Dollars
● British Coins before the Florin, Compared to French Coins of the Ancien Régime [72.3K]
❍ The Bank of England
Hence arises the fact that everything better struggles through only with
http://www.friesian.com/philhist.htm (2 of 27)8/25/2006 5:36:36 AM
Philosophy of History
● Military History
❍ The Battleship Kongô [55.9K]
■ Japanese Battleships
■ A Guadalcanal Chronology & Order of Battle, 7 August 1942 - 6 March 1943 [38.7K]
■ U.S. Army Air Corps, Air Force, and Navy-Airforce Aircraft Designations
❍ Zen and the Art of Divebombing, or The Dark Side of the Tao [77.3K]
❍ Dreadnought [87.0K]
■ Russian Battleships
■ Japanese Battleships
■ Feudal Hierarchy
...and thus we can understand how the work of War, although so plain
and simple in its effects, can never be conducted with distinguished
success by people without distinguished powers of the understanding.
● Calendars
❍ Groundhog Day and Chinese Astronomy [15.8K]
❍ Julian Day Numbers for dates on the Gregorian and Julian Calendars [14.8K]
❍ Chronology and Julian Day Numbers for the Egyptian XII Dynasty [35.4K]
❍ Iranian Calendars
Book Reviews
● American Sphinx, The Character of Thomas Jefferson, Joseph J. Ellis, Alfred A. Knopf, 1997 [18.8K]
● Emancipating Slaves, Enslaving Free Men, A History of the American Civil War, Jeffrey Rogers Hummel,
Open Court, 1996 [27.2K]
❍ I am a Union man [52.3K]
David Hume, An Enquiry Concerning Human Understanding, Sect. VIII, Part I, p. 65 [Oxford at the
Clarendon Press, 1972, L.A. Selby-Bigge edition, p. 84]
Reference Resources
● Guide and Index to Lists of Rulers [59.5K]
❍ Feudal Hierarchy
Most of the following reference items are perhaps not, strictly speaking,
philosophy of history. The editorial intention originally was to provide some
material of more general interest than the purely philosophical content of The
Proceedings of the Friesian School to attract attention to the website. However,
history provides countless examples for the application
of ideas from both ethics and political economy. If
philosophy is to be historically practical in the Socratic or Platonic sense,
then it helps to know history. Political commitment is also an important
characrteristic of the Friesian School. Therefore, there has been increasing use of the historical files
for these purposes. Not all of history may be covered here, but a very extensive fragment of it
certainly is.
❍ The Spread of Indo-European and Turkish Peoples off the Steppe [36.1K]
❍ II Dynasty
❍ IV Dynasty
❍ V Dynasty
❍ VI Dynasty
❍ VIII Dynasty
❍ IX Dynasty
❍ X Dynasty
❍ Chronology and Julian Day Numbers for the Egyptian XII Dynasty
❍ XIV Dynasty
❍ XV Dynasty
❍ XVI Dynasty
❍ XVII Dynasty
❍ XIX Dynasty
❍ XX Dynasty
● Kings of Babylonia
❍ The Canon of Kings
● Kings of Assyria
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● Arabia Felix, Yemen [226.5K]
❍ at-Tababi'a
❍ Saba/Sheba
❍ XXII Dynasty
❍ XXIII Dynasty
❍ XXIV Dynasty
● Historical Background to Greek Philosophy, Middle Eastern Political Events During the Course of Greek
Philosophy [109.9K]
❍ Kings of Assyria
❍ Kings of Lydia
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■ XXVI Dynasty
■ XXVIII Dynasty
■ XXIX Dynasty
XXX Dynasty
■
❍ Kings of Macedonia
❍ Eponymous Archons of Athens [13.2K]
❍ Dialects of Greek
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● Rome and Romania, 27 BC-1453 AD, Maps and List of Emperors [264.3K]
❍ Index
■ Sources
■ 1. JULIO-CLAUDIANS
■ Roman Coinage
■ 4. Numidia
■ 5. Judaea
■ 6. Nabataeans
■ 8. SEVERANS
■ 1. TETRARCHS
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■ 1. THEODOSIANS
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■ 1. LEONINES
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■ 1. JUSTINIANS
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■ 1. HERACLIANS
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■ 1. NICEPHORANS
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■ Macedonian Bulgaria
■ 4. MACEDONIANS
■ Mt. Athôs
■ 1. DUCASES
■ 3. COMNENI
■ County of Edessa
■ Principality of Antioch
County of Tripoli
■
■ Order of the Knights of the Hospital of St. Mary of the Teutons in Jerusalem
■ 1. ANGELI
■ 2. Bulgaria, Asens
■ 3. LATINS
■ Kings of Thessalonica
■ Dukes of Athens
■ Princes of Achaea
■ 4. Eprius
■ 5. Trebizond
■ 6. LASCARIDS
■ 1. Serbia
■ 2. Bosnia [246.4K]
■ 3. Bulgaria, Terters
■ Aydïn Oghullarï
■ Sarukhân Oghullarï
■ Menteshe Oghullarï
■ Germiyân Oghullarï
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■ Tekke Oghullarï
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■ Eretna Oghullarï
■ Dulghadïr Oghullarï
■ Osmanli Oghullarï
■ 5. PALAEOLOGI
■ 6. Romanians
❍ Patriarchs of Ethiopia
● Rivals to Rome:
❍ Irân [28.2K]
■ The Parthian Arsacids, 248 BC-227 AD
■ Romania, 1611-present
■ 1875
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■ 1908
■ Greece, 1821-present
■ Bulgaria, 1879-present
■ Albania, 1914-present
■ Macedonia, 1991-present
■ Georgia, 1991-present
■ Culmen Europae
■ Index
■ Introduction
■ Visigoths
■ Suevi
■ Burgundians
■ Vandals
■ Ostrogoths
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■ Sources
■ Introduction
■ Feudal Hierarchy
■ Merovingian Franks
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■ Early
■ Middle
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■ Lorraine
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■ VALOIS KINGS
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■ BONAPARTE EMPERORS
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■ DUKES OF LORRAINE
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■ FRANCONIAN KING
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■ FRANCONIAN EMPERORS
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■ HOHENSTAUFEN EMPERORS
■ The Welfs
■ Kings of Bavaria
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■ NON-DYNASTIC EMPERORS
■ Switzerland
■ HAPSBURG EMPERORS
■ Margraves & Electors of Brandenburg & Kings of Prussia
■ The Descent of the Hohenzollern
■ Kings of Prussia
■ Landgraves of Hesse-Homburg
■ Republic of Slovenia
■ Index
■ Counts of Aragón
■ Counts of Castile
■ Aztec Tlatoani
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■ The Incas
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■ Presidents of Portugal
■ Anglo-Saxon England
■ Kings of Kent
■ Kings of Sussex
■ Kings of Northumbria
■ Kings of Essex
■ Kings of Mercia
■ Kings of Wessex
■ Archbishops of Canterbury
■ British Coins before the Florin, Compared to French Coins of the Ancien Régime
[57.1K]
■ The Bank of England
■ Earls of Orkney
■ The Vanderbilts
■ The Sun Never Set on the British Empire [64.2K; contains a 81.9K animated GIF file]
■ Gibraltar [86.7K]
■ Hong Kong
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Sicily [91.0K]
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■ Counts of Edessa
■ Counts of Tripoli
■ Order of the Knights of the Hospital of St. Mary of the Teutons in Jerusalem
■ Kings of Thessalonica
■ Dukes of Athens
■ Princes of Achaea
■ Sources
■ Introduction
■ Romanov Emperors
■ Russian Battleships
■ Provisional Government
■ Presidents of Russia
■ Presidents of Belarus
■ Presidents of Georgia
■ Culmen Europae
● Rivals to Rome:
■ Murcia
■ Aft.asids of Badajoz
■ Cordova
■ Valencia
■ Murcia
■ Aydïn Oghullarï
■ Sarukhân Oghullarï
■ Menteshe Oghullarï
■ Germiyân Oghullarï
■ H.amîd Oghullarï
■ Tekke Oghullarï
■ Jândâr Oghullarï
■ Qaramân Oghullarï
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■ The Ottoman Sultâns, 1290-1924 AD, Maps and List of Emperors [122.3K]
■ The Shihâbî Amîrs of Lebanon, 1697-1842 AD
■ Khaljîs, 1290-1320
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■ Lôdîs, 1451-1526
■ Sûrîs, 1540-1555
■ Rassids, 860-1226
■ Ayyûbids, 1173-1229
■ Rasûlids, 1229-1454
■ T.âhirids, 1454-1517
■ Qâsimids, 1597-1962
■ Modern Islâm
■ The Shihâbî Amîrs of Lebanon, 1697-1842 AD
● Emperors of the Sangoku, the "Three Kingdoms," of India, China, & Japan [356.3K]
❍ Index
❍ Emperors of India
■ Thanesar, c.500-647 AD
■ Khaljîs, 1290-1320
■ Tughluqids, 1320-1414
■ Sayyids, 1414-1451
■ Lôdîs, 1451-1526
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■ Culmen Mundi
❍ Emperors of China
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■ A Guadalcanal Chronology & Order of Battle, 7 August 1942 - 6 March 1943 [38.7K]
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[114.3K]
■ Kings of Korea
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■ Kings of Lan Na
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■ Mongol Regents
■ The Il Khâns
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Copyright (c) 1996, 1997, 1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006 Kelley L. Ross, Ph.D. All
Rights Reserved
Thalassocracy means the rule (krateîn, to rule) of the sea (thálassa, thálatta in Attic). This does not
mean rule by the sea, as "aristocracy" means the rule by the "best," which wouldn't make much sense,
but rule by those who control the sea. The first systematic discussion of this, although not the use of the
term, may have been by Alfred Thayer Mahan in his classic The Influence of Sea Power Upon History,
1660-1783 [1890, Little Brown and Company]. Mahan, however, does not discuss what is usually
considered the first thalassocracy, that of Athens in the 5th Century BC.
A thalassocracy is a state that uses its navy to project its power and to unite various possessions that are
separated by water. Not all naval powers are thalassocracies. Indeed, the key to a state being a
thalassocracy is if its power, even its political existence, would
collapse completely with the annihilation of its navy. This is the
noteworthy fragility of a thalassocracy -- a navy can be crippled
or destroyed, sometimes even in a day, leaving the state
dismembered and helpless. Mahan's book, by highlighting the
importance of sea power, set off a tremendous naval arms race
that lasted through World War I, but the competing Powers paid no more attention than Mahan to the
fragility of the power they were seeking -- Mahan may have avoided analysis of the Athenian experience
just because it ended in failure. Britain, Mahan's own prime exemplar of naval power, managed to lose
its "Empire" despite victories in both World War I and World War II. They were Pyrrhic victories; and
Britain, as the principal modern thalassocracy, proved to wield a power so fragile that even victory could
not preserve it.
The first nation whose power depended principally on its ships may have been Crete, about which we
known little, and then Phoenicia, about which we know a great deal. Phoenicia, however, was never
politically unified, was often under foreign rule, did not effectively retain control of its colonies, and
never used colonies as footholds of conquest. The greatest Phoenician colony, Carthage, itself came
rather closer to a thalassocracy, retaining control of colonies in the Western Mediterranean and then,
under Hamilcar Barca, undertaking the conquest and development of Spain as a Carthaginian imperial
possession.
By then a major thalassocracy had already come and gone. In general Greece exhibited the same
characteristics as Phoenicia. Greek city states founded colonies but then retained little or no control over
them. With Athens, we got something different. The power of Athens began with the League of Delos, a
defensive confederation formed to oppose the Persian invasion of Greece in 480. All members made
proportional contributions to the common defense, which were kept at the Temple of Apollo on the
Island of Delos. Hence the name. With the Persians defeated, the League continued. But the status of
Athens as the predominant member began to tell. Pericles wanted to move the Treasury of the League
from Delos to Athens. He did this even though no other members of the League agreed. Athens then
began spending the money for its own purposes, and the contributions of League members became in
effect Tribute paid to Athens. The League became what historians now like to call the "Athenian
Empire," although such terminology is pretty anachronistic. Nor is it apt. The "Empire" of Athens, with
more or less unwilling participants, depended wholly on the ability of Athens to maintain naval
supremacy in the Aegean Sea. If that were lost or disrupted, Athens would be powerless.
This is exactly what happened in the war with Sparta, the Peloponnesian War (430-404). Sparta had an
invincible army, so the best that Athens could do was avoid it -- relatively easy in a land of peninsulas
and islands. If some Spartans could be trapped on an island, as did happen, then they could even be
defeated and captured. This all worked fine until the
Spartans began building their own navy. Now Athenian
"allies" had an easier time defecting, since they were no
longer entirely at the mercy of Athens. The Spartans could
now support even island friends. And, if Sparta could wipe
out the Athenian fleet in a great battle, it would win the war
in one day. The great battle came in 405 at Aegospotami.
Destroying the Athenian fleet, the Spartans proceeded at
once to the siege of Athens, which surrendered in 404. The
Athenian thalassocracy burst like a bubble.
The Romans turned the Mediterranean into their own lake, the Mare Nostrum, "Our Sea." This control,
except for some periods of piracy, endured until the Vandals captured Carthage in 439. They then, with
exquisite irony, built a fleet that swept the Romans from the Western Mediterranean. When the
Visigoths sacked Rome in 410, they came by land, but when the Vandals sacked Rome in 455, they
arrived, and left, by boat. This supremacy survived until Belisarius arrived in 534. Their base was
abruptly yanked from under the Vandals by the Roman fleet and army from Constantinople. This
reestablished Roman maritime control until the 9th century.
At that point two things went wrong. The Arabs, who had conquered the Mediterranean coast from Syria
to Spain, and who had already arrived twice by boat to besiege Constantinople (674-677 & 717-718),
began asserting naval dominance, resulting in the loss of Roman island possessions, like Crete (823) and
Sicily (827-878). Islamic states never organized on the basis of naval supremacy or detached
possessions, so there was no real Islamic thalassocracy. The closest may have been by Oman in the
Arabian Sea, which projected naval and colonial power all the way to Zanzibar. Otherwise, it is
noteworthy that the first possession over which that Caliphate lost control (in 756) was Spain -- the only
large conquest separated from the others by water. For the Romans, meanwhile, the other naval
challenge was the Vikings, or, as they were called in the East, the Varangians. They arrived at
Constantinople, having come down the rivers of Russia, in 839. Several attacks and wars followed, until
a Treaty in 988 and the subsequent conversion of Russia to Christianity. Things were improving a bit.
Crete was recovered in 961 and Cyprus in 964. The real end of Roman sea power, however, can be
precisely dated. It happened in 1082 when the Emperor Alexius Comnenus signed a commercial
agreement with Venice. In short order, the Italian cities, Venice, Pisa, and Genoa in particular, became
the great commercial and naval powers of the Mediterranean. Venice countenanced no revival of Roman
naval power.
Looking back on the Roman experience, what it looks like is that Rome had a great deal of power apart
from its maritime possessions and navy. The Roman Empire, however, was wrapped around the
Mediterranean Sea -- as Socrates said, like frogs around a pond. This meant that naval power was
necessary for complete mastery of the area. Loss of naval predominance might not be fatal, as it was for
Athens, but it would be a serious blow to Roman power. Where naval supremacy was lost, as to the
Vandals, or in the 9th century, the state was doomed to retreat to a continental redoubt. The Chinese
experience is interesting in comparison. The contemporary of the early Roman Empire, the Han
Dynasty, broke up (220 AD) and was partially conquered by barbarians, just like Rome. China,
however, recovered and was reunited by the Sui Dynasty (590), not long after Justinian partially
retrieved the Western Empire. China, however, was not wrapped around an empty Sea. China was also
culturally, ethnically, and religiously rather more homogeneous. In the Mediterranean world, every little
peninsula had a different nationality, different language, and, before Christianity, a different religion.
The sort of separatism, manifesting itself in religious dissent, that made Egypt and Syria welcoming of
the Arab Conquest, was much more of a danger for Rome than for China. The Roman Empire, even in
its Mediaeval incarnation, thus shrank and ultimately collapsed, while China was reconstituted time after
time. The disunity of Europe and the Mediterranean world may actually have made for greater cultural
and technological innovation. China was historically more conservative. The disunity, however, looks
dictated by the geography, and especially by the seas that both separated and connected the lands.
The Italian cities were thalassocracies, but their power remained very limited and could not effectively
project itself in continental struggles. They had no effective continental redoubts to speak of. Venice
retreated before the Ottomans, and Genoa was successively occupied by France. The rising Great
Powers had resources beyond what any Italian city could ever claim. The new Great Powers, however,
became tied to naval power with the acquisition of colonial empires. Spain derived much of its power
from the silver mines of Mexico and Peru. Every year, Spanish finances hung on the treasure fleet
sailing from Vera Cruz to Cadiz. Spain itself, however, did not put its own revenues to use in the
development of modern commercial culture and banking. The Netherlands, revolting against Spain
(1568-1648), was able to do that. In the 17th century, the new Maritime Powers -- the Netherlands,
Britain, and France -- surpassed Spain and Portugal in wealth and power. This had little to do with
colonial possessions or even sea power. The European Balance of Power was determined on land, and
even all the American silver of Spain could not keep it competitive with the cultural and institutional
advantages of its rivals. Britain, as an island, realized how important its navy was, but a purely naval
strategy did not begin to tell until well into the 18th century.
British predominance at sea was definitely established in the Seven Years War (1756-1763), when
France lost the principal assents of its colonial empire, particularly Canada. This quickly gives us the
picture of Britain as the paradigmatic modern thalassocracy. There are already features of this picture,
however, that are singularly revealing of both its power and its fragility. The particular power of the
British colonial empire was the degree to which British possessions were settled by immigrants and
grew into powers in their own right. America was the first in this direction, but then the fate of America
reveals a fundamental flaw in the tendency. The American colonies, the originally British ones (not, as it
happened, Canada), revolted against Britain. With the help of France and other enemies of Britain, the
American Revolution (1776-1783) was successful. This is usually regarded as the end of the "First"
British Empire. Just as importantly, it was a grave shock to a British thalassocracy. America ended up,
although settled and created from Britain itself, more like the unwilling "allies" of Athens in the League
of Delos.
As it happened, British naval dominance was retrieved at the end of the war by victory at the Battle of
the Saints in 1782, with which Mahan's original book ends. It did not restore the American colonies. The
subsequent French Revolutionary and Napoleonic Eras repeated the experience of the Seven Years War.
At the Congress of Vienna, Britain had its pick of strategic colonial possessions, like Malta and South
Africa. Subsequently, British dominion rapidly emerged in what were to be the principal classic
possessions of the British Empire in the 19th century: India, Canada, South Africa, Australia, and New
Both Imperialist and Marxist opinion was that, since India was a very large and rich place, this is what
made Britain rich. There are more and less sophisticated versions of this view. One would be that Britain
simply took the wealth of India and transferred it to Britain. Since there weren't exactly cotton mills and
battleships in India, this view doesn't hold up too well. Such things were created in Britain, not in India.
Nevertheless, even today such a perspective, a sort of Cargo Cult version of economics, is the subtext of
many political debates about "natural resources." Marxism itself (as opposed to what Robert Hughes
calls recent "lumpen" Marxism, which is of the Cargo Cult sort, what I would call "English Department
Marxism") was more sophisticated: Lenin said that Britain needed India as a place to sell production
that the British proletariat was too poor to buy, and as an outlet for the "excess capital" that had to be
invested somewhere but for which no use could be found in Britain. Unfortunately, as a theory of how
the British proletariat became unnaturally content with capitalism, this wasn't very good, since it did not
mean, with overproduction sent to India, that the wealth of the British proletariat would increase. The
British proletariat would be just as impoverished as before. Also, if British production was being sold to
India rather than to domestic consumers, where did Indians get the money to buy it? India, after all, was
being "exploited," which should mean that it would become poorer, not richer. Soaking up production
from Britain would make it richer. If Lenin's theory of imperialism is going to make any sense, it would
have to be that wealth from India is used to enrich and so pacify the proletariat -- but that would not
have been consistent with Marxist principles about overproduction and excess capital. There is also the
little problem of the matter of fact about where British production and investment actually went. As
examined elsewhere, it happens that most British production and investment was either absorbed
domestically or exported to (1) other capitalist countries or (2) British immigrant consumers in places
like Australia. The largest British trade and investment partner was thus the United States, which had
nothing to do with the British Empire and, before World War I, conducted a foreign policy that was
often hostile to Britain (strongly encouraged by Anglophobe Irish immigrants).
Britain, therefore, was not rich because of India; and this became painfully evident after Indian
independence in 1947, when India failed to develop much economically (with Nehru applying Stalinist
economic planning) all the way up through the 1980's and Britain, after the folly of Labour post-war
nationalizations and regulation, went on to become richer than ever (although eventually falling behind
its own exploited Chinese colony, Hong Kong, in per capita income). More importantly, however,
Britain had by then long fallen behind the United States, which covered a continental sized state with
immigrant settlement, grew into the largest economy in the world, and saved Britain (and France) from
European enemies (i.e. Germany) in World War I and World War II. The American paradigm was, of
course, derived from Britain herself. The American colonies of 1776 had simply continued doing, on a
larger and larger scale, what they were already doing then. The "Second" British Empire, of the 19th
century, continued this kind of thing itself, and also had other continental sized areas, Canada and
Australia, to do it in. Why was Britain then not able to keep up?
One problem was simply that other British immigrant colonies never got anywhere near as big as the
United States. Even as recently as 2000, the population of the United States was 283 million, the United
Kingdom, 59 million, Canada, 31 million, Australia, 19 million, and New Zealand, 4 million. Much of
Canada and Australia was simply not as inviting as most of the United States. The other British self-
governing "Dominion," South Africa (43 million in 2000), largely consisted of culturally and
economically unassimilated Africans. The successful immigrant states, from the United States on, were
areas of predominantly thin paleolithic or neolithic tribal settlement. Where British settlement was
attempted in areas of larger, more organized, and more advanced (usually iron age) populations, as in
South Africa or Rhodesia, a demographic and cultural predominance of immigrants was not achieved.
Nothing of the sort could even be attempted in India, where the entire population of Britain could have
been lost among the natives -- whose own memories were easily of the firearms and Empire of the
Moghuls.
A large population, of course, does not translate directly into wealth or power, or India and China never
would have been poor or weak. What counts is a population that is culturally entrepreneurial and
industrious. Immigrants to the United States were preferentially of such populations. With such people,
production increases, which means that 283 million Americans are going to vastly outproduce 113
million Britons, Canadians, Australians, and New Zealanders. Indeed, the Gross Domestic Product of
the United States in 2000, adjusted for purchasing power, was 9.8 trillion dollars, while that of the others
combined was 2.5 trillion -- 25.8% (with China just at a trillion and India less than half that). The day of
reckoning for the difference came in World War I, when Britain simply ran out of money for the war --
something that had been unthinkable at least since the War of the Spanish Succession (1701-1713).
[note]
More than just relative size, however, was the problem peculiar to a thalassocracy. British possessions
were never politically integrated into the home country and saw themselves increasingly as distinct --
politically, economically, and culturally -- from the Mother Country. The lesson that Britain took from
the American Revolution was not that colonies should be given political power commensurate with their
importance in a central government, but that they should be allowed enough self-rule to keep them
happy. This gradually became complete self-rule for the Dominions, and finally virtual independence,
confirmed with the Statute of Westminster in 1931. This division not only sometimes created conflicting
political purposes but also introduced commercial diseconomies, since territories with self-rule began
even in the 19th century to prefer protective tariffs. With the Depression, even Britain abandoned free
trade. Since protective tariffs are a negative sum game, i.e. total value decreases rather than increases,
the British Commonwealth ended up as an economic organization much worse off than the United
States, which contained within itself what was in effect a colossal free trade zone.
The physical detachment of British possessions from Britain created a centrifugal tendency towards
distinct identity and interest that was fatal to British thalassocracy all the way from the American
Revolution to World War II. Unlike Athens, Britain did not need to rely on "allies" forcefully
incorporated into its system. Unlike Rome, Britain did not need to create a super-identity overlaying
older historically and culturally distinct communities that it had conquered (though something of the sort
was tried in India and other purely imperial acquisitions). No, in America and elsewhere, it had its worst
problems with English speaking immigrants who became divided in identity and interest from the
Mother Country. When Britain lost its predominance at sea, in World War I and World War II, albeit to
a fraternal ally, the United States, the British "Empire" was a bubble that burst as decisively as did that
of Athens -- although leaving a symbolic and sentimental structure, the British Commonwealth, behind.
The symbolic and sentimental, however, does not translate into geopolitical force, and Britain lapsed
into the second rank of Powers. A key year in that respect was 1967, when Britain withdrew from all its
traditional strategic commitments East of Suez. It was on the verge of retiring the aircraft carriers that
gave the Royal Navy any remote strike capability when Argentina invaded the Falklands in 1982. If the
Argentines had just waited a couple of years, Britain would have had grave difficulty mounting an
effective naval response.
Meanwhile, the Age of the Superpowers had arrived, initially meaning the United States and the Soviet
Union. The power of the Soviet Union, although credibly based on a continental mass and a large
population, turned out to be largely founded on bluff. The regime actively suppressed the commercial
culture and economic institutions that could have made it a real competitor with the United States and
the European democracies. While the Soviet Union collapsed in 1991, the European Community was
trying, through economic integration, to achieve equality with the United States -- a project extended in
the 90's into an actual "European Union." But it is handicapped by a controlling and bureaucratic
mentality, with socialist purposes, that sometimes rises nearly to Sovietizing levels. China, although
allowing hardly a spark of democracy, nevertheless seems rather more aware of what it needs to do
economically.
Ideological objections to the United States, as a "neo-colonialist" or "neo-imperialist" power, still rest on
the Cargo Cult or Marxist misconceptions already mentioned. The United States uses its sea power in
one of the ways that Britain did, to secure the seas for shipping and to promote the political stability that
is favorable to trade. Objections to this, if not mere envy, will usually dismiss trade as either
unnecessary or a positive evil. The poverty of the countries presumptively "exploited" by the United
States is attributed, if not by standard Marxist analysis to alienated labor, etc., then most commonly by
the Cargo Cult explanation to the notion that in international trade countries are denied the true value
(the Mediaeval "just price") of their own "natural resources." Hence, African countries are poor because
they don't get paid enough for the materials they mine and export.
Unfortunately for these views, there has been an international oil cartel for many years now, OPEC (the
Organization of Petroleum Exporting Countries), whose entire purpose is to drive up oil prices through
price fixing and other monopoly practices that are usually regarded as diabolical when used by private
businesses in any country. OPEC has been relatively ineffective for two reasons: (1) The natural
working of supply and demand, which determines free market prices, tends to overcome price fixing,
since OPEC members are tempted to cheat on each other, and OPEC has no enforcement powers to
prevent this. (2) Even the monopoly rents sought by OPEC members, like Spanish silver, do not
translate into genuine economic development in their countries, something that requires the
entrepreneurial population and legal and financial institutions that those with oil wealth tend to regard as
unnecessary or undesirable. Thus, even the wealthiest of the oil states, like Saudi Arabia, have high
unemployment [note] and the sort of restless and ideologized malcontents, with not much to do, who
figure that they are just not getting paid "enough" for what is rightfully theirs. Even worse, we find the
phenomenon of someone like the millionaire Osama ben Laden, who apparently would like to force
everyone to live in Mediaeval ascetic poverty, while using his wealth to destroy, with some of its own
weapons, the religious enemy manifest in the power of the West.
The dynamic of world history, consequently, has left behind the last thalassocracy. But this may not be
the end of the phenomenon. It is hard to imagine that human colonization will not someday extend out
into the solar system, although so far it is has been surprisingly delayed well beyond the introduction of
space travel. When such colonization does develop, the conditions characteristic of thalassocracy will
return. Communication, indeed, will be no problem between extraterrestrial human colonies, but travel
will be another matter. Getting to Mars by spaceship for some time to come will be not unlike getting to
Australia by sailing ship. It took Columbus a month to get across the Atlantic, but that is not enough to
get anywhere in the solar system beyond the Moon. Indeed, technological innovations can make such
travel easier. Mars may be weeks rather than months away with ion engines. But all this does is move
outward the boundary of what is conveniently accessible. Even communication will become problematic
in one sense, because the limitation of the velocity of light will render convenient dialogue impossible.
Out at Jupiter or Saturn, the round trip for a message to Earth will be measured, not in seconds or even
minutes, but in hours. Distance and awkwardness, at least, of communication will render remote
colonies, once they become populous and self-sustaining, liable to the same dynamic of distinct identity
and interest, not to mention the same limitations of military control, that inevitably fragmented the
British thalassocracy. An exploration of this theme in science fiction, with a human colony as close as
the Moon, can be found in Robert Heinlein's The Moon is a Harsh Mistress [1966], where the Moon in
2076 successfully revolts against the Earth. As the Earth itself seems to be moving towards ever more
centralized political control, even in the democracies, with devices of police state control expanding, it
may prove to be the greatest hope for human freedom and flourishing that there will be Americas and
Australias of the future beyond effective political control on all the thousands of hunks of rock in the
Solar System, if not beyond. Light speed or instantaneous transportation might overcome that barrier,
but, again, all it will do is push out the boundary. The stars, if not the asteroids, will always be there,
with refuge for any future Mayflower. The fragility of a thalassocracy thus, as it happens, may be the
very best thing about it.
Philosophy of History
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World War I also revealed the fragility of thalassocracy in another way. The British Navy was fully
aware that while Germany would not lose the war even with a devastating naval defeat, it could win the
war with a devastating victory. The Battle of Jutland in 1916 was something that could easily have been
the British Aegospotami. If the British Grand Fleet were crippled or destroyed, the German Navy could
have cut off Britian from food and arms imports, stranded the British Army in France, and devastated
British cities. This being the case, German actions show extreme ignorance and foolishness. It it is as
though the Germans hadn't quite thought through what their Navy was for, or what the strategic situation
was. Except for Jutland, from which the German fleet only tried to escape, there was no other general
fleet action in the War, even though the Germans had nothing to lose (except face, and a few thousand
men -- no more lives than were thrown away every few days in the trenches) and everything to gain.
After Jutland, the Germans even knew from direct experience that their ships were very well built,
tough, and could take tremendous punishment (British 15-inch shells) without sinking -- while three
British battlecruisers had simply blown up and sunk with all hands. This didn't make any difference.
When the War was obviously lost in 1918, the Kaiser finally instructed the High Seas Fleet to sail out in
a final, desperate attack. It was way too late. The British fleet by then was not only larger by its own
construction, but was reinforced with American battleships. But the attack never happened because the
German sailors mutinied. They were not going to throw away their lives in a lost cause.
By the way, although the British thought they had a pretty good idea why their ships had sunk so
catastrophically, there is no certainty that they had found all the problems. A new class of battlecruisers
was designed with the "lessons of Jutland" in mind. Of the new ships, only the great Hood was
completed. As it happened, the Hood, like its Jutland predecessors, blew up and sank with all hands
when hit by the German battleship Bismarck in 1941. Exactly why the Hood sank is still a mystery,
though now it has become possible to locate sunken ships in the deep ocean (like the Bismarck itself)
and minutely examine the wrecks.
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I notice that The Economist Pocket World in Figures 2003 doesn't even give an unemployment figure
for Saudi Arabia [p.194]. It does, however, list Saudi Arabia with one of the lowest "labor force
participation" figures in the world. Only 32.9% of the Saudi population is even in the labor force. This
contrasts with 50.1% in the United Kingdom, 51.4% in the United States, 53.8% in Japan, and 60.0% in
China.
The Los Angeles Times of 16 May 2003 [p.A11] does give unemployment figures for the Kingdom:
Officially, unemployment is about 8%. Private economists put the figure closer to 13%,
and some Saudi political scientists have said it may be about 25%, if one considers the
large number of young adults still living at home with their parents.
The last figure may include "discouraged" workers, who have dropped out of the workforce, since they
can't find work. This contributes to the low labor force participation number. The 8% unemployment
figure would be better than France and Germany, but 13% is really a Depression level -- 25% would be
a Great Depression level of unemployment.
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