S.No.

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

29,2010) ListofnoncompliantFIIsasonSeptember30,2010(Ref.: CirculardatedSeptember FIIName FIIRegistrationNo. ABNAMROBANKN.V.COPENHAGENBRANCH INDNFD104905 ABNAMROINVESTMENTFUNDSS.A. INLUFA047797 ABNAMROMULTIMANAGERFUNDS INLUFD214208 ACADIANASSETMANAGEMENTLLC INUSFD228309 ADVANCEASSETMANAGEMENTLIMITED INAUFA103905 AGIPIMONDEDURABLE INFRFD230109 AIGCAPITALRECOVERY(MAURITIUS)LTD. INMUFD185108 * AlAhliaInsuranceCoSAOC INOMFD122706 ALLIANZGLOBALINVESTORSHONGKONGLIMITED INHKFA023194 ALLIANZGLOBALINVESTORSSINGAPORELIMITED INSGFD160907 AMAGERBANKENAKTIESELSKAB INDNFD088404 ANDORCAPITALMANAGEMENTLLC INUSFD187608 ANIMAS.G.R.P.A. INITFD137806 * ARGONAUTMANAGEMENTLP INUSFD204008 ARLINGTONGROUPASSETMANAGEMENTLIMITED INUKFA124306 ARNINVESTMENTPARTNERSPTELTD INSGFD217909 ASSICURAZIONIGENERALIS.P.A. INITFD203008 ATPINVESTI INDNFD136606 AVIVAINVESTORSIRELANDLTD INIRFD200008 AXAFRAMLINGTONUNITMANAGEMENTLIMITED INUKFD212708 AXAINVESTMENTMANAGERSUKLIMITED INUKFD173507 BAMCO,INC. INUSFD218709 BANCASELLAHOLDINGS.P.A. INITFD227809 BEAUNIONINVESTMENTMANAGEMENTLIMITED INHKFD213108 BLACKRIVERASSETMANAGEMENT(ASIA)PTELTD INSGFD163207 BLUECRESTCAPITALMANAGEMENTLIMITED INUKFD218009 BOYSCOUTSOFAMERICACOMMINGLEDENDOWMENTFUND INUSFD131606 BROADSTREETCAPITALPARTNERS,LP INUSFD202208 BTFUNDSMGTLTDASTRUSTEEOFBTINTLSHAREFUND INAUFD011593 CALVERTASSETMANAGEMENTCOMPANY,INC. INUSFD189708 CANYONCAPITALADVISORSLLC INUSFD190408 CAPITALINCOMEBUILDER,INC INUSFD089504 *

CAPITALINTERNATIONALFUNDJAPANMANAGEMENTCOMPANYS.A INLUFD203608 CENTAURUSCAPITALLIMITED INUKFD197808 CFJ.M.FINNGLOBALOPPORTUNITIESFUND INUKFD224809 CGNULIFEASSURANCELIMITED INUKFD125506 CHESHIREPENSIONFUND INUKFD145807 CHEYNECAPITALMANAGEMENT(UK)LLP INUKFD181108 CITICORPTRUSTEECOMPANYLIMITED INUKFA067700 CITIGROUPPENSIONPLAN INUSFD151407 CITYOFLOSANGELESFIREANDPOLICEPENSIONSYSTEM INUSFD077602 COMMERCIALUNIONLIFEASSURANCECOMPANYLIMITED INUKFD126006 CONSULTINGGROUPCAPITALMARKETSFUNDSINTERNATIONALEQUITY 43 INVESTMENTS INUSFD198108 CONSULTINGGROUPCAPITALMARKETSFUNDSEMERGINGMARKETS 44 EQUITYINVESTMENTS INUSFD198008 45 CONVERSIONCAPITALPARTNERSLTD. INUKFD185708

46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82

COURAGECAPITALMANAGEMENTLLC CREDITSUISSEASSETMANAGEMENTLLC CROSBYASSETMANAGEMENT(HONGKONG)LIMITED D.B.ZWIRNASIAPARTNERSLIMITED DAWNAY,DAYBROKERSLTD. DESERETMUTUALMASTERRETIREMENTPLAN DEUTSCHEBANK(PAM)UCITSIII DEUTSCHEINTERNATIONALTRUSTCORPORATIONC.I.LTD DEXIACREDITLOCAL Dresdnerbank(Switzerland)Ltd DubaiInternationalCapitalLLC DUNHAMINTERNATIONALSTOCKFUND DynamicIndiaFundII EFUNDMANAGEMENTCO.,LTD EDINBURGHPACIFICFUND EMERGINGSOVEREIGNGROUP,LLC EUROMOBILIAREASSETMANAGEMENTSGRSPA EVERESTCAPITALLIMITED EVERETTHARRIS&COMPANY EVERGREENINVESTMENTMANAGEMENTCOMPANY FAMANDSFORENINGENNORDEAINVEST FILINVESTMENTMANAGEMENT(SINGAPORE)LIMITED FINANCIAL&INVESTMENTMANAGEMENTGROUPLTD FORSYTHPARTNERSLTD FORTISBANK(NEDERLAND)N.V FreedomCapitalManagementGroupTrust FRONTIERSINTERNATIONALEQUITYPOOL GANDHARAADVISORSEUROPELLP GARD&MARINEENERGYLIMITED GAVEKALUCITSFUND GIMINDIA GLOBALMININGVALUEFUND GLOBALSELECTSICAV GlobalvestManagementCompanyL.P GreaterVisionAssetManagementLimited HAWKESBURYADVISORSPTYLTD HENDERSONGLOBALINVESTORSLIMITED

INUSFD172407 INUSFA056299 INHKFD164907 INHKFD182608 INUKFA110405 INUSFD149507 INLUFD197008 INGBFA022494 INFRFD202708 INCHFD120305 INUEFD207908 INUSFD114405 INMUFD217509 INCNFD205208 INGBFD003193 INUSFD197508 INITFA090604 INBRFD220009 INUSFA035696 INUSFA032195 INDNFD233309 INSGFD124006 INUSFD186608 INUKFA119205 INNLFA077202 INUSFD132006 INCAFD215709 INUKFD192408 INBRFD121606 INIRFD197408 INMUFD185208 INLUFD232609 INLUFD127106 INUSFA096904 INAUFD207508 INAUFD186308 INUKFD234009 INUKFD129206 INUKFD134906 INAUFD165607 INUKFA117005 INLUFD167607 INUKFD098204 INUSFD174107 INUSFD179508 INUKFA118605 INUSFD131706 INUKFD192008

83 HSBCBANKPLCASDEPOSITARYOFHISCOXGLOBALFINANCIALSFUND HSBCBANKPLCASTRUSTEESOFTHELINCOLNEMERGINGMARKETS 84 FUND 85 INGLIFELIMITED 86 INSIGHTINVESTMENTMANAGEMENT(GLOBAL)LTD 87 INTERNATIONALFUNDMANAGEMENTS.A. 88 INVESCOASIATRUSTPLC 89 IVORYINVESTMENTMANAGEMENT,L.P. 90 IZARACAPITALMANAGEMENT,LLC 91 J.P.MORGANSECURITIESLTD. 92 KANSASPUBLICEMPLOYEESRETIREMENTSYSTEM 93 KBCAlternativeInvestmnetManagementLimites

* *

94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141

KRAFTFOODSMASTERRETIREMENTTRUST LANSFORSAKRINGARFONDFORVALTNINGAKTIEBOLAG LIFESPANCORPORATION LOCALINVESTMENTFUND LUCROSCAPITALADVISORSLTD. MALAYSIANCOMMUNITY&EDUCATIONFOUNDATION MANEKINVESTMENTMANAGEMENTLIMITED MARATHONASSETMANAGEMENTL.P. MatterhornAdvisorySingaporePteLimited MAVRIXFUNDMANAGEMENTINC MCDERMOTTINCORPORATEDMASTERTRUST MDFUNDSMANAGEMENTINC MELLONASSETMANAGEMENTLIMITED METZLERGLOBALFUNDSPUBLICLIMITEDCOMPANY MIDDLEEASTINVESTMENTLLC MIRQUALITYGROWTHSICAV MIRAEASSETINVESTMENTTRUSTMANAGEMENTCOLTD NaissanceJapiurFund NEICOMMONINVESTMENTFUND NEWSMITHCAPITALPARTNERS(HONGKONG)LIMITED NEWSQUESTPENSIONSCHEME NEZUASIALIMITED NICHOLASAPPLEGATECAPITALMANAGEMENT OLDMUTUALLIFEASSURANCECOMPANY(SOUTHAFRICA)LIMITED P.SCHOENFELDASSETMANAGEMENTLLC PANAGORAASSETMANAGEMENT,INC. PANGEACAPITALLIMITED PARAMETRICPORTFOLIOASSOCIATES PARKCENTRALCAPITALMANAGEMENT,L.P. PARTNERADVISORYSERVICESL.P. PARTNERFUNDMANAGEMENTL.P. PCEINVESTORSLIMITED PENSIONPLANOFHERCULESINCORPORATED PILKINGTONBROTHERSSUPERANNUATIONTRUSTEELIMITED PINERIVERCAPITALMANAGEMENTL.P. PORTLANDINVESTMENTCOUNSELINC PREMIUMINVESTORSLIMITED QUANTITATIVEGROUPOFFUNDSD/B/AQUANTFUNDS QUESTMANAGEMENTINC. RBCREGENTSTRATEGYFUNDLIMITED REGIMEDERETRAITEDELACORPORATIONDEL'ECOLEPOLYTECNIQUE RIVERANDMERCANTILEASSETMANAGEMENTLLP RMBMULTIMANAGERSICAV ROBECOINSTITUTIONALASSETMANAGEMENTUSINC RP&CINTERNATIONALLIMITED SBBASSETMANAGEMENTSDNBHD SCHRODERINVESTMENTMANAGEMENTAUSTRALIALTD SECURITYINVESTORS,LLC

INUSFD130106 INSEFA124806 INUSFD108705 INAUFD113905 INUEFD193908 INMYFD200408 INUKFD155107 INUSFD211808 INSGFA099204 INCAFD180708 INUSFD129906 INCAFD184308 INCAFD176408 INIRFD200108 INOMFA131806 INLUFD111005 INSKFA120505 INMUFD187908 INUKFD115305 INHKFD190908 INUKFD181508 INHKFD170907 INUSFA040296 INSAFD126906 INUSFD202608 INUSFD223709 INBRFD172507 INUSFD160607 INUSFD198708 INUSFD216809 INUSFD219509 INUKFD171707 INUSFD109605 INUKFD122206 INUSFD181008 INCAFA090204 INAUFD128406 INUSFD233009 INVIFD192608 INUKFD162707 INCAFD209008 INUKFD224609 INLUFD185808 INUSFD147407 INUKFA052998 INMYFA130906 INAUFA119705 INUSFA073902

142 143 144 145 146 147 148 149

SENTINELGROUPFUNDS,INC. SINOPIAMULTIINDEXFUND SIRIUSFINANCELIMITED SJASSETMANAGEMENTSDNBHD SKANDIAINVESTMENTFUNDS SKANDIASPECIALISTFUNDS SOCIETEGENERALEINVESTMENTFUNDSLIMITED SOUTHASIAREGIONALFUND SOUTHERNCALIFORNIAEDISONCOMPANYNUCLEARFACILITIES QUALIFIEDCPUCDECOMMISSIONINGMASTERTRUSTFORSANONOFRE 150 &PALOVERDENUCLEARGENERATINGSTATIONS SOUTHERNCALIFORNIAEDISONCOMPANYRETIREMENTPLANTRUST SPARXINVESTMENT&RESEARCH,USA,INC. ST.JAMES'SPLACEUKPLC STANDARDCHARTEREDTRUSTEES(UK)LIMITED STATEBOSTONRETIREMENTSYSTEM STATEOFNEWJERSEYCOMMONPENSIONFUNDD STATESTREETCUSTODIALSERVICES(JERSEY)LIMITED STATESTREETGLOBALADVISORSFRANCE STATESTREETTRUSTEESLIMITEDASDEPOSITARYOFHSBCSPECIALIST 159 INVESTMENTFUNDSICVC,ASIAFREESTYLEFUND 160 STENALINE(UK)PENSIONSCHEME STICHTINGBEDRIJFSTAKPENSIOENFONDSVOORHETHORECABEDRIJF STICHTINGMMEMERGINGMARKETSFUND STICHTINGPENSIOENFONDSZORGENWELZIJN STIFTELSENFORSTRATEGISKFORSKNING STONEWATERCAPITALLLC STRATEGICVALUEPARTNERS(UK)LLP SVGADVISERSLIMITED SWISSCANTO(LU)MANAGEMENTCOMPANYS.A TELSTRASUPERPTYLTDASTRUSTEEFORTELSTRASUPERANNUATION SCHEME THEBANKOFKOREA THEBANKOFNEWYORKMELLONUIT THECITYOFWESTMINSTERSUPERANNUATIONFUND THEEMERGINGMARKETSINVESTORSFUND THEFINANCIALCORPORATIONCO.SAOG THEGBCINTERNATIONALGROWTHFUND THEHSBCGROUPHONGKONGLOCALSTAFFRETIREMENTBENEFIT SCHEME THEINCOMEFUNDOFAMERICA,INC. THEREGENTSOFTHEUNIVERSITYOFCALIFORNIA THESAUDIBRITISHBANK THESCOTTISHORIENTALSMALLERCOMPANIESTRUSTPLC THETRUSTEESOFTHEMOWLEMSTAFFPENSIONANDLIFEASSURANCE SCHEME THEWINNIPEGFOUNDATION THEWORLDFUNDS,INC

INUSFD142106 INLUFD229309 INMUFD122506 INMYFD201708 INUKFD200808 INUKFD203708 INUKFD189608 INMUFD071001

INUSFD189108 INUSFD184108 INUSFD180508 INUKFD107305 INUKFD235410 INUSFD126406 INUSFD180308 INCIFD103005 INFRFA078202 INUKFD130506 INUKFD119505 INNLFD115505 INNLFD128706 INNHFD033895 INSEFD130406 INUSFD198908 INUKFD196308 INUKFD207208 INLUFD222309 INAUFD100805 INSKFD206108 INUSFA090504 INUKFD165507 INCAFD010393 INOMFD191008 INCAFD131906 INHKFD162407 INUSFD089804 INUSFD209908 INSDFD125806 INGBFD138406 INUKFD131506 INCAFD230709 INUSFD108905

151 152 153 154 155 156 157 158

161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183

184 185 186 187 188 189 190 191 192 193 194 195 196 197

THOMASWEISELPARTNERSLLC TOUCHSTONEFUNDSGROUPTRUST UPMCHEALTHSYSTEMBASICRETIREMENTPLAN UPSPENSIONPLAN UPSRETIREMENTPLAN VAMFUNDS(LUX) VANECKASSOCIATESCORPORATION WIENERPRIVATBANKIMMOBILIENINVESTAG WMTRUSTII WMVARIABLETRUST WorldwideOpportunitiesFundCaymanLimited YORKASSETMANAGEMENTLIMITED ZENITHINSURANCECOMPANY ZEPHYRMANAGEMENTU.K.LIMITED *ApplicationreceivedbySEBIforsurrenderofregistration

INUSFD168207 INUSFD231309 INUSFD188808 INUSFD111805 INUSFD111705 INLUFD186908 INUSFA003293 INASFD214108 INUSFD128206 INUSFD128106 INCYFA097004 INBHFD179908 INUSFD101105 INUKFD226809