SEC Fed Pay Docs 10/25/2011: Part1

Standard Form 50-B
Rev. 7/91
U.S. Office of Personnel Management
FPM Supp. 296-33, Subch. 4
1 . Name (Last, First, Middle)
5-A. Code 5-6. Nature Of Action
894 GEN ADJ
5-C. Code 5-0. Legal Authority
ZLM P.L. 107-123
5-E. Code 5-F. Legal Authority
7. FROM: Position Title and Number
REGIONAL DIRECTOR
02000000 OB00257
NOTIFICATION OF PERSONNEL ACTION
3. Date of Binh
(b)(6)
6-A. Code 6-6. Nature of Action
6-C Code 6-0. Legal Authority
15. TO: Position Title and Number
REGIONAL DIRECTOR
02000000 OB00257
8. 19. 11 O. 1 ;tep/Rate 11 0
113. ;;:asis 16;; Plan Step/Rate 121. ;;:asis
12A. Basic Pay

11 20. Other Pay
20A. Basic Pay
12;.
12;. Other Pay
$179259 $ . 0 0
14. Name and Location of Position's Organization 22. Name and Location of Position's Organization
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION
DIVISION OF ENFORCEMENT DIVISION OF ENFORCEMENT
OFFICE OF REGIONAL DIRECTOR (BRO) OFFICE OF REGIONAL DIRECTOR (BRO)
...... .. .............. ............ .. ..
.
.. :::M ..:..::....n ..: ..:.::: ..1 ..:.,::,:.,::n ...:::.:..::,u.:.: ...:.:.::E .. ...... ::':,.:':,:,ti\.:: ... ...:.:.. ..: .. ::'."::.: .. ':.':::::':::::'::=':.':::':::':':::':::':::::::':::::::::::'::.':: :.:.:. ::::::::.,. .............. : ...... ....... ::::........ :.::.:: '.:: ..... ,:{, :.,\ :::;.:.:.:.:.: ,:.:.. :::::.::::,:,:,::::::.,.:........
""';
27. FEGLI l(b)(6) I 28. Annuitant Indicator Rate Determinant
l(b)(6) ,. i(b)(6) I U I
34. Position Occupied
2
1 - Competitive Service
2 - Excepted Service
3.8. Duty Station Code
25-0120-025
40. Agency D
CLS
45. Remarks
35. FLSA Category 36. Appropriation Code
3 - SES General
4 - SES Career Reserved
(b)(6)
E - Exempt
N - Nonexempt
39. Duty Station (City - County - State or Overseas Location)
SALARY INCLUDES A LOCALITY PAYMENT (OR OTHER GEOGRAPHIC ADJUSTMENT)
APPLICABLE IN THIS AREA.
46. Employing Depanment or Agency 50. Signature/Authentication and Title of Approving Official
SE - SECURITIES AND EXCHANGE
47. Agency Code 48. Personnel Office 10
SEOO 1057
AUTHORIZING OFFICIAL
100062857
y opy
37. Bargaining Unit Status
8888
Obtained by Judicial Watch October 3, 2011 through FOIA
Standard Form 50-B
Rev. 7/91
FPM Supp. 296-33, Subch. 4 NOTIFICATION OF PERSONNEL ACTION
1 . Name (Last, First, Middle) 3. Date of Birth
............ . .... .......... ... ........... ................................. ................................ ................... . ........................................... . ............ ..... ............................. ...........................
5-A. Code 5-B. Nature Of Action 6-A. Code 6-B. Nature of Action
894 GBN ADJ
5-C. Code 5-0. Legal Authority 6-C Code 6-0. Legal Authority
ZLM P.L. 107-123
5-E. Code 5-F. Legal Authority 6-E. Code 6-F. Legal Authority
7_ FROM: Position Title and Number 15_ TO: Position Title and Number
ASSOCIATB RBGIONAL DIR (BXAM) ASSOCIATB RBGIONAL DIR (BXAM)
02100000 OB00322 02100000 OB00322
8. 1
10
. 0
113. ;;:asis 16;; Plan 121. ;;:asis
12A. Basic Pay
r;'
1 1;. Other Pay 0
20A. Basic Pay
12;.
12;. Other Pay 0
$176997 ?179652
SBCURITIBS AND BXCHANGB COMMISSION SBCURITIBS AND BXCHANGB COMMISSION
DIVISION OF ENFORCBMBNT DIVISION OF ENFORCBMENT
OFFICB OF REGIONAL DIRBCTOR (BRO) OFFICB OF RBGIONAL DIRECTOR (BRO)
OFFICB OF ASSOC RBG DIR (BXAM) OFFICB OF ASSOC RBG DIR (BXAM)
..
.............. . ............................... ......... ,.,
:';';':'E'M' 9L:'O" .:.:.:.:.:.:.:.:.:.:.: :::.'::.'::.':::.'.:.:.'::.'::.'::.'::.'::.'::.'::.':: .'::.:::.'::.'::.'::.':: .:::.':::':::':'::":':::::.:'::.:.::.:.::.:.::.:.::.:.::.:.::.:.::.:.::.: ..:.: ..:.,:.:.:.':.:.':.:.':.:.':.... :: .. : ... : .. :.: ....... ::.:.::,:.,:,:.::,:.,:,:.,:,:.,:,:.,:,:.,:,:.,:,:.,:,:.,:,:.':.:.':.:.':.:.::.:.':.:.':.:.':.: .':.... ::.:.':.:.':.:.:::::: .:.':.:.':.:.': .... ::.:.::.:.::.:.':::::.: ..': .: .:.:.',:: :::.:::::::::::::::::::::::::::::::::::::::::............................ :.:.:.:::.. ... .. ::::::::>. :::::;:;.::.::.:::: :::::::::::::::::::::::::.::::::::::::::::: ::::::::::::::::::::::::::::::::::::::;::::::::::::: :.:.:.:....... .
.
,'..,:... ,:... :.,........ : .................. : ... :.:....:.::.....'.:: . ....,:.:: ..1 ....:,., :., .... ...,..... ..:.:.'.'.'. U! ...:.:.....M. ..... : .....'.,.'.. '.',.M ...... : .'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'." .'." .. . ................... ,,""" ........ .
23. Veterans Preference ..
rthiffiI ] 1 - None 3 - 10-Point/Disability 5 - 10-Point Other l ' I 0 - None 2 - Conditional I I i
l
(b)(6)
2 - 5-Point 4 - 10-Point Compensable 6 - 10-PointiCompensable/30% 1 - Permanent 3 -Indefinite I
I
I (b)(6) .
30. Retirement Plan
1 - Competitive Service 3 - SES Genera)
2 - Excepted Service 4 - SES Career Reserved
38. Duty Station Code
25-0120-025
40. Agency 0
CLS
45. Remarks
28. Annuitant Indicator 29. Pay Rate Determinant
1 '---_+:-:--:0:---':--1 __ _
33. Part-Time Hours Per
(b)(6)
Biweekly
.. . ....... . .. J .............. ..... y ......p ..... ..r . .I..od ................. . .............................. ................... :.:.:... .
:::::::::::::::::::::::::::::::::::.:::::::::::::::::::::::::::::::::.:::::.:::::::.:.:.:.:.:.;.:.:.:.:.:.;.:.:.:.:.:.:.:.:.:.:.;.;.:.:.:.:.:::.:.:.:.:.:.:.:.:.:
35. FLSA Category 36. Appropriation Code 37. Bargaining Unit Status
(b)(6) I E- Exempt
N - Nonexempt 8888
BOSTON,SUFFOLK,MASSACHUSBTTS
SALARY INCLUDES A LOCALITY PAYMBNT (OR OTHER GBOGRAPHIC ADJUSTMBNT)
APPLICABLB IN THIS ARBA.
46. Employing Department or Agency 50. Signature/Authentication and Title of Approving Official
SB - SBCURITIBS AND BXCHANGB
SBOO 1057
100061915
y opy
Standard Form 50-B
Rev. 7/91
1. Name (Last, First, Middlel
2. Social Security Number 3. Date of Birth
.. I(b)(6)
co::::: ::::::::::::::::::::::::::::::: ::::::::: :::::::::::::::::::: co:: :::::::::::::::::::::::::::::::::::-: :-:-:-:-:::.:-:-:-: .::.::.::.::.::.::: .. : ::.::.::.:: . : .::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.::.:::.:.::.::.::.ii!.,,:.E.:.j!!iI.. ::,.A ............ :.': ti ..: ..:.:'.:::'.::. :::ii; ,.::::j!!iI :.:.:!!!'t!.: .. : .:.:.I.::.Q:.:. :N:.-: ::.:.::.:.: :.::.: ::.: ::.: ::-:'.::.: '.::.: '.::.: '.::.: ' .:: . :'.::.: '.::.: '.::.: ' .:: . :'.::.: '.:'.:'.::.: '::.:'::.:' :.:' :.:' ::.- :"' ' :'.' .' ' .' ' :.' ''''::' +'!'O'! ............+f.!: ..... : .. : .. : .. .. .. :.:
,t': n: : .Y/}:::::: ::::\/::::::::/::(::',)}:::::::":'::}}\\i).??:::: ii:I: U. :u.
790 REALIGNMENT
UNM MOU DATED 03/05/10
ASSOCIATE REGIONAL DIR (ENF)
02200000 OB00298
14. Name and Location of Position's Organization
SECURITIES AND EXCHANGE COMMISSION
DIVISION OF ENFORCEMENT
OFFICE OF REGIONAL DIRECTOR (BRO)
OFFICE OF ASSOC REG DIR (ENF)
ASSOCIATE REGIONAL DIR (ENF)
02200100 OB00298
OFFICE OF REGIONAL DIRECTOR (BRO)
OFFICE OF ASSOC REG DIR (ENF)
BOSTON , .... ..................................................... ...
1 - None 3 - 10-Point/Disability 5 - 10-Point Other I 0 - None 2 - Conditional I I (b)(6) I

j,UJlVj j 2 - 5-Point 4 -10-Point Compensable 6 -10-Point/Compensable/30% 1 1 - Permanent 3 -Indefinite
29. Pay Rate Determinant
o I
IL
I
(b_)_(6_) _______ -c-____ --'1 Indicator I
1 - Competitive Service 3 - SES General
25-0120-025
40, Agency D
CLS
45. Remarks
46. Employing Department or Agency
1
'(b)(6) IE - Exempt
N - Nonexempt 8888
BOSTON,SUFFOLK,MASSACHUSETTS
50. Signature/Authentication and Title of Approving Official
SE - SECURITIES AND EXCHANGE JEFFREY A RISINGER
SEOO 1057
ASSOCIATE EXECUTIVE DIRECTOR
101090078
y opy
Standard Form 50-B
Rev. 7/91
5-A. Code 5-B. Nature Of Action
890 MISC PAY
ADJ
ZLM P.L. 107-123
ASSOCIATE DIRECTOR
30600000 OCF0876
6-A. Code 6-B. Nature of Action
,
ASSOCIATE DIRECTOR
30600000 OCF0876
8. 1
10
. 0
12A. Basic Pay

11;. Other Pay
20A. Basic Pay
12$.
12;. Other Pay
$183996 0 0
DIVISION OF CORPORATION FINANCE DIVISION OF CORPORATION FINANCE
OFFICE OF DEPUTY DIRECTOR OFFICE OF DEPUTY DIRECTOR
O/ASSOC DIR (DISCL OPTNS) O/ASSOC DIR (DISCL OPTNS)
....................................... ................................. ......... . .............. .. . .. .. ,.,. '" .. " ... , ....' . . ..........',', .....
:.:.:...:.:.:.:...:.:.:.:.:,:.:.:.:.:.:.:.:.:.:.:.:.:::::::::::::::::::::::.:.:....... .
:::::::e.mpc.QMIe.;:IATAH:(;:;:::/:
23. Veterans Preference
3 - 1 O-Point/Disability
4 - 10-Point Compensable
::::::.:...... .. .:-:::::::::::::::::::.:.:::::.:: ::::: :::::::::::::::::::: .:::.:.:;.:... :;.:;.:;.:;.:;.:;.:;.:;..; .. ::::::::::::::::::::::::::::::::::::::::::::::::::::: ::::::::::: :::::::::::::::::::::::::::::::::::::;::::::
::-::::::::: :.:.:.:...:.:.:-:.:...:.:.:.:.:.:.:.:.:::::::::::::.:.:. ::::::2:4::.::Tenure .....................:.:.:-:.:.:.:::::.::::::::::::::::;:;:;:;:::;:;:;:;:::r;:;:;2:;:;:5;:;:.;:;A:;:;:g;:;e:;:;n:;:c;:;y:;:;:;u:;:;s:;:e::;

5 - 10-Point Other I 0 - None 2 - Conditional I I (b)(6)
6 - 10-Point/Compensable/30% 1 1 - Permanent 3 - Indefinite
27. FEGLI l(b)(6) I
l(b)(6) ]
34. Position Occupied 35. FLSA Category
1 - Competitive Service 3 - SES General (b )(6) J E - Exempt
2 - Excepted Service 4 - SES Career Reserved ___ N - Nonexempt
28. Annuitant Indicator
(b)(6)

36. Appropriation Code
o I
8888
38. Duty Station Code 39. Duty Station (City - County - State or Overseas Location)
40. Agency D
CLS
45. Remarks
l(b)(6)
SEOO 1057
WASHINGTON,DISTRICT OF COLUMBIA
JEFFREY A RISINGER
100875529
y opy
RI
Standard Form 50-B
Rev. 7/91
1. Name (Last, First, Middle) 2. Social Security Number 3. Oate of Birth
....
.. ... ..
317 RESIGNATION
RPM REG 715.202
7. FROM: Position Title and Number 15. TO: Position Title and Number
ASSOCIATE DIRECTOR
30200000 OCF0883
8. \1 O. \ ;tePlRate \1 $ 0
\13. ;;:asis
16.Pay Plan 17. Occ. Code r8. Grade/Level \19. Step/Rate \20. Total Salary/Award \21. Pay Basis
12A. Basic Pay
\1 $'
\1 Other Pay
20A. Basic Pay
\20B. Locality Adj. \20C. Adj. Basic Pay \200. Other Pay
$191378 0
DIVISION OF CORPORATION FINANCE
OFFICE OF DEPUTY DIRECTOR
OFFICE OF CHIEF ACCOUNTANT
........ .. ...................................................... ................. ... ... .................. ' ................... ,','.',',', ... ............ ........... ..... .' . . .......... . ........................... .. . ......... ......... ........... ............................, ............. . .. . ...... . .................. ........................................ . ............' ................. ..........
l(b)(6) I ______ ----, 29. Determinant
30 Retirement Plan .1.31 Service Com!! Date 'Leavel 32 Work Schedule 33. Part-Time Hours Per
.J (b)(6) I l( b)(6) ' . Biweekly
.L. ..... _ .. _._._._ .. __ ... _ .. __ .. __ .... __ .... ...................................... .. __ .. ... .. _. __....... ______ . __ .. __... _ ..... ....... . ........................ ".:.:.:.;.,.. .... ; .. ..::.:,:,.:,.:,.:,.:'.:'.:'.:"::.:'.:'.:'.:'.:'.:':.:.:.::.::.:::::::.:.
::;:::,:,:,:,:,,:;:,::ifrb, ...... :.:::.:.::::.: ..
40. Agency 0
CLS
45. Remarks
(b)(6)
35. FLSA Category
(b)(6) J E - Exempt
N - Nonexempt
COLUMBIA
37. Bar9aining Unit Status
8888
SEOO 1057
110942714
y opy
Standard Form 50-B
Rev. 7/91
1. Name (Last, First, Middle)
2. Social Security. Number 3. Date of Birth
H
894 GEN ADJ
ZLM P.L. 107-123
DIRECTOR
30000000 OCF0435
DIRECTOR
30000000 OCF0435
2
11-0010-001
40, Agency D
CLS
45. Remarks
3 - SES General
I (b)(6) E - Exempt
N - Nonexempt
SEOO 1057
100086326
y opy
8888
RI
Standard Form 50-B
Rev. 7/91
l(b)(6) I r
b
)(6)
.:.:.:.:.:.:.:.::::::::::::::::::::: :.:.:.;.:.:.:.:.;.:.;.:.;.:. :.\ ..... ::.. :::. :.::.::: ' :::.::: .. ':::.':::.':::.':::.':: .. ':::.':::.':::.':::.':':.':':.':':)'}} "'.".""}':'::::::':':' ::::: :::::,:::::::,::::., .. :.::::.:,::::::::::.: .:F.:. . . :'E .. ..:j!!iI :: .:: ....:.: .... ...... ... :: .... .. ::::1.:'.,..,.. : . : .. ::1\ ... :.:.'.1. . '.. :::'.::::.: ::':: .::: ::::: .. ..... '+o.! ... .. .... . ..+.+. ... ..
... ;;, ,:,', .rrrr ::::::::::::::;:;:;:::::;:;:;:;:::;:::;:;:;:;:;:::::::;:::::::;::::.... .;.:... :. Q ;1;i;I. UJ:,.
894 GEN ADJ
ZLM P.L. 107-123
5-E. Code 5-F. Lega) Authority
ASSOCIATE DIRECTOR (OPTNS)
30600000 OCF0877
O/ASSOC DIR (DISCL OPTNS)
34. Position Occupied 35. FLSA Category
l(b)(6)
E - Exempt
N - Nonexempt
ASSOCIATE DIRECTOR (OPTNS)
30600000 OCF0877
O/ASSOC DIR (DISCL OPTNS)
Biweekly
.1 ... PayPeri()d
.....:.:
36. Appropriation Code 37. Bargaining Unit Status
8888
11-0010-001
40. Agency 0
CLS
45. Remarks
SEOO 1057
100061837
y opy
Standard Form 50B
Rev. 7/91
FPM Supp. 29633, Subch. 4 NOTIFICATION OF PERSONNEL ACTION
1. Name (last, First, Middle) 2. Social Security Number 3. Date of Birth
............ .... .. .. .................. .. .......
5A. Code 5B. Nature Of Action 6A. Code 6B. Nature of Action
002 CORRECTION
SC. Code S D. legal Authority
5E. Code 5F. legal Authority
7, FROM: Position Title and Number
ASSOCIATE DIRECTOR
30500000 OCF0474
14. Name and location of Position's Organization
OjSR ASSOC DIR (DISC OPERATIONS)
34. Position Occupied 35, FlSA Category
1 Competitive Service 3 - SES General
I E. Exempt
N Nonexempt
(b)(6)
721 REASSIGNMENT
6C Code 60. legal Authority
WDM SCH A 213.3102(D)
6E. Code 6F. legal Authority
15, TO: Position Title and Number
DEPUTY DIRECTOR
30001000 OCF0580
22. Name and location of Position's Organization
36. Appropriation Code 37. Bargaining Unit Status
8888
38, Duty Station Code 39. Duty Station (City County State or Overseas location)
11-0010-001
40, Agencv 0
CLS
45. Remarks

SE - SECURITIES
47, Agency Code 48. Personnel Office 10
SEOO 1057
JEFFREY A RISINGER
102321171
y opy
Standard Form 50-B
Rev. 7/91
1 Name (Last, First, Middle) 2. Social Security Number 3. Date of Birth
:
,:.:.:,:,... ::.:.I$ .:::::..t.iiJ: :M .. ...... . !r.::::::.:::.:.:.: $. , ..... fI ... .... :.O.:.... .. :: MA .. . :.' Ii :.:,:.:.: J:.:,:.:,:.:.: . :-:.:-:.:.: :.:.:.:.:.:.:.:::....... .
.. ::
...... ................................. ..........................
890 MISC PAY ADJ
ZLM P.L. 107-123
ASSOCIATE DIRECTOR (CHIEF COUNSEL) ASSOCIATE DIRECTOR (CHIEF
30530000 OCF0954 30530000 OCF0954
................................. .............
COUNSEL)
8. 110.
113. ;;:asis Plan Step/Rate 1
21
. ;;:asis
12A. Basic Pay
11;. I;
11;. Other Pay
20A. Basic Pay
1
2
$'

12;. Other Pay 0
$179879 0
OjSR ASSOC DIR (DISC OPERATIONS) OjSR ASSOC DIR (DISC OPERATIONS)
OFFICE OF CHIEF COUNSEL OFFICE OF CHIEF COUNSEL
WASHINGTON, DC
............................. .. '.":.'," .................... ................................................................................................................................... . ............... ............. ........................................................ ................. ' ........ ,','.' . . ' ,',',
.
' . . ... , .. E ....:..:. M ...... : .......P ........ :.L .... , .. ...:.,:...::..,.: .. ..:. ,.,. E .... : .. : ... Et .. :.:.::.:.:: ... ,N ... ,.:......::.,A. ... : ...:.,.T .. , ..,.'.).: ...''' ...... :".. '.:.. : .: .....: .: .: .:.:.((/('}::':':':' ':':':':':""""""" """""""""",:",:: /:.:\::::.:::::.::.:.: ... , ., .....:.:.. :.:.:.:.:.....,.:.,.:.,.:.,.:.,.. ,:.. . , .,.'.,.'.,.'.,.:.,.:.. :":' ..: ..' ..: ..: ..: ..: .... ::.....: ..: ..: .................................. : .. : ........:.<.:.:.:.:.:.:.:.:::::::::::::::::::::::::::::::::::::::::::::::::::::-::: :':':':':':':::'::::::::::::::::::::::,::,::::::: :':-:':-:-:::::'::::::::::,:,:,:,:,:,:,:,:,:,:::::,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:::,:,:" ":."",,:,:,, \"">
23. Veterans P" 24. Tenure
f(b)(6fl 1 None 3 - 10-Point/Disability 5 10-Point Other 1 I O None 2 Conditional I I i(b)(6) I
L "---"--1 2 : 5Point 4 - 10-Point Compensable 6 10-Point/Compensable/30% 1 Permanent 3 Indefinite L
. 27. FEGLI l(b)(6) I
- - i(b)(6)
o I
__ -L __________________________ ________________
.. m _ _ d"",;;&1
2
1 - Competiti ve Service
11-0010-001
40. Agency D
CLS
45. Remarks
[(b)(6)
3 - SES General
'(b)(6) I E - Exempt
N - Nonexempt 8888
39. Duty Station (City County - State or Overseas Location)
RI
SEOO 1057
100875567
y opy
Standard Form 50-B
Rev. 7/91
002 CORRECTION
3. Date of Birth
170 EXC APPT
WDM SCH A, 213.3102(D)
DEPUTY DIRECTOR
30001000 OCF9999
8. Pay Planl9. Occ. Code 110. Grade/Levell 11. Step/Rate 112. Total Salary 113. Pay Basis
16;; Plan Step/Rate 121. ;;:asis
12A. Basic Pay I 12B. Locality Adj. I 12C. Adj. Basic Pay 1120. Other Pay
20A. Basic Pay
12;.
Other Pay
0
WASHINGTON,DC
......... .......... ..........................................................................................

................................. ........................................ .......................................................................................' ... ' .............' ..... ' ...........................' .., ..............., ......., .......
30-RetirementJ>lan J 31 . Service Compo Date (Leave) 32. Work Schedule 33. Part-Time H'ours Per
[(b)(6) I ....... l(b)(6) .=::::J Fp'!ULL-TIME
34. Position Occupied 35. FLSA Category 36. Appropriation Code 37. Bargaining Unit Status
11-0010-001
40. Agency D
CLS
45. Remarks
1")(6)
k- I ("b-;C)("'6") ---, E - Exempt
N - Nonexempt
SEOO 1057
110796848
y opy
8888
RI
Standard Form 50B
Rev. 7/91
FPM Supp. 29633, Subch. 4
5A. Code 5B. Nature Of Action
894 GEN ADJ
5C. Code 5-0. Legal Authority
ZLM P.L. 107-123
5E. Code 5-F. Legal Authority
6A. Code 6B. Nature of Action
6C Code 60. Legal Authority
15_ TO: Position Title and Number
ASSOC DIRECTOR (REGULATORY POLICY) ASSOC DIRECTOR (REGULATORY POLICY)
30300000 OCF0585
O/DISCLOSURE SUPPORT
TIilll :
27. FEGLI
l(b)(6) ------
30300000 OCF0585
O/DISCLOSURE SUPPORT
(b)(6)
o I
Plan j 33.
:.:.::.::.:P..:.:.0..:. ..8.'. ..J..m . ...: .N.:.' .. .. . . / . .,,:::... .. . . .. :.:.'.;:.:. : . , ..............:.:::::::...: : .......:.:: :: : :; : ;:: : ':::::::: ..:\: :::.:...: :::::::::)(:::::::::::::::::':::::::::::::::::::::::::::::::::::::.:.:.:.:.:::::: ::::
................. :':':':':':':':':':';':'.<-:':':':':-:';';':-:';':-:':-:-:-:':-:-:.:.:-:.:-:.:.:-:-:-:.:.:.:.:.:.:.;.:.:.:.:.:.: ... :,:,:",:",:.:->:-:.;.;.;.:.:.:.:.;.:.:.:.;.:.:.:,',:.:.:.;.;.;.;.'';':-:-:-:-:-:-:-:-:':':':':':-:-:-:-:-:-:-:';':':':
11-0010-001
40. Agency D
CLS
45. Remarks
hc(;;- b)C-;C (6"')---' E - Exempt
N - Nonexempt
47. Agency Code 48. Personnel Office I D
SEOO 1057
100066296
y opy
8888
Standard Form 50-B
Rev. 7/91
2. Social Security _ _ 3. Date of Birth

l(b)(6) I l(b)(6) I
.... : ... ::.::: .. .. :: ..... : .. ::::::::.:: : :::::::::::-::......... , ..... ""?.,.,.,.,.,.,.,.,.,.,.,.,.,.,.,.,.. ........ ..
... .. ;. ......... ::::::::::::::::::::::.: ...... .
894 GEN ADJ
ZLM P.L. 107-123
DEPUTY DIRECTOR (DISC OPS) DEPUTY DIRECTOR (DISC OPS)
30600000 OCF0940 30600000 OCF0940
.................... ..... .... ................... ......... .. ... .. .............. .... . .
:.:.::.::.E .. :.:ft ... :ft.: .... ...A:.. .. : .. ..:.T.: .... :.:.:.A.: ........ :.:.:.:.:.:.:.:.::..::.:.:.:.::.:.:.:.:.: : .. :.:: ..::.':: ..::.'::.::.::.,:::::::::: :::::: :::::::::::::::::: .( ::.:=.:=.:=.'::.:=.:=.:=..: ... :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:./.: ::::::::::::::::::::::::::}::}::::::)::)} ::::-:::::::::::::::::::::::;:::::.:. )((}(:/::: ..:.:.:.:.:.:.:.:::::::-:.:.... :::::::::::::::: :::::::::::::::::::.:.: .............. :.:,.: . :.::.:.:'.:.:'.:.:'.:.:'.:.:'.:'.:.:.=".:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:'.:.:.:.:' .:.:'.:.:'.:.:'.:.:'.:.:.:.:.:.:.:.:........ ".".""".:.:.:.:.:.:::::::::".: ....... .
1(b)(6) I 1 .- None
:::::::::::::::::::::::::::::::: 26. Veterans Preference for RIF
3 - 10-Point/Disability 5 - 10-Point Other 1 I 0 - None 2 - Conditional I I 1'(b)(6)
4 - 1 O-Point Comp_ensable 6 - 10-Point/Compensable/30% 1 - Permanent 3 - Indefinite I
27. FEGLI (b)(6)
l (b)(6) J ------

29. Pay RateDeterminant
o I

2 - Excepted Service 2: l(b)(6) 8888
11-0010-001
40. Agency D
CLS
45. Remarks
WASHINGTON, DISTRICT OF COLUMBIA
SEOO 1057
100062873
y opy
Standard Form 50B
Rev. 7/91
890 MISC PAY
ADJ
ZLM P.L. 107-123
ASSOCIATE DIRECTOR
-
(DISCL OPS) ASSOCIATE DIRECTOR (DISCL
-
30600000 OCF0916 30600000 OCF0916
OPS)

12A. Basic Pay

11;. Other Pay
20A. Basic Pay
12;.
Other Pay
$185469 0 $185719 0
.. .. . ,', .................................... .. ..
23. Veterans Preference 24. Tenure L 25. Agency Use 26. Veterans Preference for RIF
I 1 None 3 -10Point/Disability 5 -1 0 Point Other O None 2.conditionall I i(b)(6) I

I' -" -, 2 : 5-Point 4 . 1 OPoint Compensable .J..=---L --.:3::..,:.:,I:,::nd:,::ef:,::in:,:: it::::., e -L __ ...L ___
27. FEGLI I (b)(6) I 28. Annuitant Indicator
j(b)(6)1 L. ---------. (b)(6)
30. Retirement Plan ... J ' 32. Work Schedule
j(b)(6) I I
o I
33. Part Time Hours Per
Biweekly
. .. ..:. :.: J: .. ..
... '."pmSIm.lm.N ..... ........ :.:.::,:,:,:: .... :.:.:.:.:.:.:..:.:.:'\/:':"".:.:.":.:.::::::::::':,:,:,:,:,:,:,:::::::,:":,,,,::::::':::':':':':':':':" F ...... ,:,:':'.:............... : ::::: :::::::::: ::::.:.:.:.:.:.: ...... .
. ::,: ,ii.:.::' ) :::. ,*: .. : .. :<A.'i'n: ,:,:,:,:,:,:,:::,:,:,:,:,:,:,:,:,:,:,:::::,:,:,.,..".,.::,.,:, :.:.:.:.. :.:.'. ':,)}}:' ,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:':':::':':""::::::::::::" ((((((((((((,} :.:.:.:.:.:.:.:.:...:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.....:.: .:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.. :.:.:.. :.:.:.:...:.:.:.....:.: .......:.:.... : ................; ..
2
1 Competitive Service
2 Excepted Service
l(b)(6)
38. Duty Station Code 39. Duty Station (City County' State or Overseas Location)
40. Agency 0
CLS
45 ..Bemarks
I (b)(6)
SEOO 1057
COLUMBIA
JEFFREY A RISINGER
100875514
y opy
8888
Standard Form 50-B
Rev. 7/91
5-A. Code 5-B. Nature Of Action 6-A_ Code 6-B_ Nature of Action
790 REALIGNMENT
5-C. Code 5-0 _ Legal Authority 6-C Code 6-0. Legal Authority
UNM MOU DATED 03L05/10
ASSOC REGIONAL DIRECTOR (ENFORCEMENT) ASSOC REGIONAL DIRECTOR (ENFORCEMENT)
05300000 OCH0379 05300100 OCH0379
Plan Step/Rate 121.
12A. Basic Pay

11;. Other Pay
20A. Basic Pay
12;. ;ia
12;. Other Pay 0
$191202 0
OFFICE OF REGIONAL DIRECTOR (CHRO) OFFICE OF REGIONAL DIRECTOR (CHRO)
OFF OF SR ASSOC REG DIR (ENF) OFF OF ASSOC REGIONAL DIR (ENF)
.... .. . .... ........................................' .. .... ...
26. Veterans Preference for RIF
i(b)(6)
----0]
2
3 - SES General
(b)(6) E - Exempt
N - Nonexempt 8888
38. Duty Station Code 39. Duty Station (City - County - State or Overseas Locationl
17-1670-031
40. Agency 0
CLS
45. Remarks
SEOO 1057
CHICAGO, COOK, ILLINOIS
JEFFREY A RISINGER
101461942
y opy
Standard Form 50-B
Rev. 7/91
/: ::::::::::::
894 GEN ADJ
5-C. Code 5-D. Legal Authority
ZLM P.L. 107-123
REGIONAL DIRECTOR
05000000 OCH0464
6-C Code 6-D. Legal Authority
REGIONAL DIRECTOR
05000000 OCH0464
... . ............ ............................................ .. ILLINO! .. .. .
:::::::::::::::::: :::::: (:::': .. :.:.:.. /::::::\ .. :.:.;:::: .. :}::::>' :::::::::::::\: ::; ::;::':::::::::::::::::::::::::1::////::::::'::::\ ::::: ::::::::::::::::::::: :::::::}:::: ......... .
23. Veterans Preference .... .......................................................... :: :::.:: ...... .. .............. ..... ......................... 24. Tenure 25. Agency Use
r(b)(6f'1 1 None 3 - 10-PointlDisability 5 - 10-Point Other I 0 - None 2 - Conditional I I (b)(6) I
'1' -"-' I 2: 5-Point 4 - 10-Point Compensable 6 - 10-Point/Compensable/30% 1 1 - Permanent 3 -Indefinite
I
l
(b)(6) I Indicator 29. iate Determinant
17-1670-031
40. Agency D
CLS
45. Remarks
I (b)(6) J E - Exempt
N - Nonexempt
CHICAGO,COOK,ILLINOIS
47. Agency Code 48. Personnel Office ID
SEOO 1057
100063684
y opy
8888
Standard Form 50-6
Rev_ 7/91
894 GEN ADJ
ZLM P.L. 107-123
3. Oate of Birth
ASSOC REG DIRECTOR (REG) ASSOC REG DIRECTOR (REG)
05400000 OCH0466 05400000 OCH0466
OFFICE OF REGIONAL DIRECTOR (CHRO)
OFFICE OF ASSOC REG DIR (EXAMS)
........ ................................................. ........ . .. . .................. ......... .
..........:-....... -:.:....................................................... :.:.::::::::::::::::::::::::: ................ :::::::::::::::::::::::::::::::::::::.::.::.::.::.::.::.::.::.::.::.::.::.::::::: :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:::::::............ :.:.:...... ............. . -:.: ............................ : .................... . ........ .:.:.:....... .
... '.':' ", . ... :: ................. :::. :':': .: :: :.:.:.:.;.; :.:.' :':':':':':':'.. . ........... :':. :.:.:.:.:. . .................... .... " .. , ............ , ......... . 'N ',',',' '.'.;.:.:.:.;.:.:-: .:.;.:::::.:. ::::. :.:.:::::.:-:- . . ...
27. FEGLI __ 28. Annuitant Indicator
'(b)(6)
o I
.. . ,.: ' :' .. : .......:::.:. c ...:.: ... .... .... :M.:.:.:.:.:.:.:. E.:.:.:.:.:.: ........:.:.:.:.:.:.:.:.:.:.:.:...... :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.::.::.:.:.:.:.::.:.:.:.:.:.:.:.:.:. :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.':.' ..
U ::1::: V: UM::I::M ., ........................................... "';;; ';';';::::::( ...:::::::::::::::::::::::::::::::::::::::::::::... ':';':':-:::::-::::::::::::::::::::::::;:;:;:;:;==f::'::'...........
34. Position Occupied 35. FLSA Category 36. Appropriation Code 37. 8argaining Unit Status
2 -Excepted Service
3 -SES General
4 -SES Career Reserved
17-1670-031
40. Agency D
CLS
45. Remarks
41 -
[(b)(6)
(b)(6) E -Exempt
N -Nonexempt
39. Duty Station (City -County -State or Overseas Location)
SEOO 1057
100063740
y opy
8888
Standard Form 50-B
Rev_ 7/91
U_S_ Office of Personnel Management
FPM Supp_ 296-33, Subch. 4 NOTIFICATION OF PERSONNEL ACTION
1. Name (Last, First, Middle) 2. Social Security Number 3. Date of Birth
:
::,:::,:::,:::,f; .:.. .. .... :;s :: N:}ill :,:::,:::::, ... :.:::,:::,:,B:,:,:,:,:,:::!illA :,:,:,:::,:, .. ::.::.::::.:.:.::.:,:,:,:,.:,:, .:,:,.:,:,.:,::.:,::.:,:,.::::.: $:,.:,:,.:,:, .. :: .:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:-: .......... ....
f:!: :W: : =: .. .. ......
,' , ........................................ ................................. ; ...................... .
890 MISC PAY ADJ
ZLM P.L. 107-123
7 _ FROM: Position Title and Number
ASSOCIATE REGIONAL DIRECTOR (EXAMS)
05200000 OCH0466
6-E. Code 6-F. Legal Aut horit y
15, TO: Position Title and Number
ASSOCIATE REGIONAL DIRECTOR (EXAMS)
05200000 OCH0466
22. Name and Location of Posit ion' s Organization
.... ... . .............. .......... ... .......... .
........ }}::: //::::.... .. ::::::..::
23. Veterans Preference 24. Tenure
f(bj(6)l1 1 - None
l' ... I 2 - 5-Point
3 - 10-Point/Disability
4 - 1 O-Point Compensable
5 - 1 O-Point Other
6 - 10-Point/Compensable/30%
0- None
1 - Permanent
2 - Conditional 1----.
3 - Indef init e
I (b)(6)
1 (b)(6) -------------
29. Pay Rate Determi nant
l
32. Work Schedule
Pion . _ _ Pay' Peri
od
.
::' . ::.::'.::' P: ..: ...:iI'lIi . :.::..:S' ...... J.'T .,::. ::,.:: I .iI'lIi . .. :.::...'.:.ft: ....F:' ... ::,.:," .. ::.:...:.'N: ..: .....:.;.r.::l:: :.,::;1('.'.:.: .':.'.: : :.::: ::' :'''':'';.:':':::i::::: ;.;.;.;.:-:-:-;.::::::::::..::}::)/:::::: .. .... ..:.:....................\::: ... :"" ,:,:,:,:,:,:,:::,:,:,:,:,:,:,:::,:,:,', ,,:,,:,::,}};:::::;::::::::.;....... :::::::::::::::: ':,}(}}},(},,",::::.:.: ...... .
Biweekl y
ULL-TIME
U ::1::: V:t.::::W:"::I ::M :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.........;' .. :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:. ::::::':', ;:::;:::::::::::::::::::;:;::::::::::::::::::::::::::::::.:.:::::::::::::::.:::::::.:.:.:.::::::::;::::::::::::::::::::::::::::::::::::::::::::::.:::....: ..... .
34. Posit ion Occupied 35. FLSA Category 36. Appropri ation Code 37. Bargai ning Unit Status
38. Dut y Station Code
17-1670-031
40, Agency D
CLS
45. Remarks
I (b)(6)
I (b)(6) E - Exempt
N - Nonexempt
SEOO 1057
:;L00365024
y opy
8888
Standard Form 50-B
Rev. 7/91
:.":".,::::.:::,,.,: .... ..ARRI . b.:.:. b.. :. ... ....:.,'::h.!. .:::.: .. .. ..i .: M ... I..t: .. .: OI . ... ... , .... :.:.:.":".":: . : .. :'.::'.::'.::'.::'.::'.::'.::'.::'.:::.::'.:.' .. '.:.':.':.::.':.(}(\:::::: :') ..:.'::.'::""':""':""'::".,:""':""'::""::""::""::""::""::""::".,::""::""::' ': ... ': .. ': .. ': ... ': ... ':., .. ': ... ': ..': ... ... XX ...'ii;. .... ::I..:n ...; .....:.,:I, .. .., .. ...j ) ..;::. ( n. 6.:).:.!!r.:.:.:: ... :.: ... I.' .. ""..,: .. . ..L: .... :.i.,: ... , ..... :, .. ::""" :::' .... ..........
r::;: yl:V Q: ::::::::::::::::::::.:::::::;::::::::::::::::::::::::::;:;:;:;:;:;:;:;:;:;:;:;:;:::::;:::::::;:;:;:;:;:;:;:::;:;:;:::;:;:::;:;:;:;:::;:::::;:;:;:;:;:;:;:;:;:;:;:;::::::-:-:...... .
790 REALIGNMENT
UNM MOU DATED 03/05/10
ASSOC REGIONAL DIRECTOR (ENF) ASSOC REGIONAL DIRECTOR (ENF)
05100000 OCH0467 05100100 OCH0467

113. ;;:asis Plan Step/Rate 121. ;;:asis
12A. Basic Pay
11;.
1 1;. Other Pay 0
20A. Basic Pay

12;. Other Pay
$184718 $184718 0
OFFICE OF ASSOC REG DIR (ENF) OFF OF ASSOC REGIONAL DIR (ENF)
......... .. f . ILL
........................................................... ............. ................. ......, .................,' ............. ......,',' . ..................... '.' ...'.' .......' ..
.
.: ....:' ... e ..: .. ,.ft ..:.:.: . : ....D ..:::..: ..:.i .. ',.: .',:n ...:.:: ...:.U::.:.. .. ::.E, . ' . .,.::'it .. .:,.:"A .. ::': .: ..: ,.",.",.",.",.",." .......... ' .. , .. '.:.'.::'.::'.::' ..:.:.::' ... :.' .. ::' .. ::: .. : ..:.: .' .... ,:::::::::.:,.',.::.::.::..:.::......: ... :.:.:.. ::.::.::.: .:.::..::..::..::..::..:.::':':':':':'.".:.;.:.;.:.;.:.;.:.:. :.'.:.'.:.'.:.'.:.:.:.':: .':'.:: '.:: .::.: .. ': .'.:' ...' ... ::.:::: .. ::: .. ::.: .. ::. "::::::::.".".".".".".".".::::}':': ':-:':-:::':::':'::::::::::::':':"::::)' "" ,:,: ...........:.:.:.:.:.:.:.:.:.............. -:.....:.:-:.:.:.:.:.:.:-:.:.:.:-:.:-:::::::::::::-: :.:.:.:.:.::,:,:::,:,:,:,::.:.:....... .
UM:,:I:,M ::::::::::::::::::::::::::::::::.:::.:.:::.:-:.:.:.:.:h':'::::::::::::::::::::::::::::;::::::::::::::::::: """"""':::::::::::::::::::::::::':':::::""":'::""""':':""'"""""":",:""::",:",,:,,,,,:,

27. FEGLI l(b)(6)
24. Tenure 25. Agency Use 26. Veterans Preference for RIF
3 -10-Point/Disability 5 - 10-Point Other I 0 - None 2 - Conditional i
l
(b)(6)
4 - 1 O-Point _-':::.nd:.:e.:...fin.:...it..:..e--'-__ ...L. __ I
l(b)(6) J ------------
---.J
(b)(6)
0
1
PIOn! 3J <; )(6)ce Como. Date (LeaIVe) _ TIME 33. Per
.
:.:.f ..-.. ,.:P ... .:.. r.t ..:.::.... .. .. I .. .... ,.,.,I.A ..:.:: .....N ........." .. ::. .. .' . A' . : .... ,.i.:A .....-.: ': .: .. : . ... :.'.f.. : .. : .. : .. ... -.:' .. :.'.:.. :' .. :' .. : ........ ,.:-.,:.:.... : ... :' .. :'.,::., ..,:,\::::,:,:,: ...............................:::.::::::::::::::,:::,:::,:,))):':::::,: ::::,:::::,:,:,:: .. .. .. .. .::.::.::.:::.:::.:::.::'.t . ...,..,..,..,..,..,..,..::.::'.:.i.:.:.:.:.:.:.::.:::.:.:.. .:.:.. .i..i...::.i.i.t.i.t.i.i.. ,./.::=.::=.::=J.:.:.:.:.: ..
::1::: :U WM::I ::Mi :.:.:.:.:.:.:.:.:.:.:.:,:-:.:.'.:-:,:,:,:,:.:.:.:.:.:::::::::::::::::::::::::::::::::::::::::':::':':':'.'.',',':' . ::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: :::::::::::::::::.:,:::::.:.:.:::::.;":':::':':::';'.'.'.
2
17-1670-031
40, Agency 0
CLS
45. Remarks
(b)(6) E - Exempt
N - Nonexempt
3 - SES General
SEOO 1057
101460339
y opy
8888
Standard Form 50-6
Rev. 7/91
1. Name (Last, First , Middle) 2. Social Security Number 3. Date of Binh
:
:.:,::.:,::.:,::.:,u. .: ... ..L.: y':: .: O.:.::.:.::.:':'.:P."., iIi .... .=:', : ... t'ii ... ... .. .. .....::.. . .. : .. ..:: . :::: . ::. E .:::,::.:, . :::,.::R:,.:::,.:::,.:,:,Y.:,:,.:,:,.:':'.:' : ..::.: ..::.:.L::.:::.:.... :':':':':::'.::::'::.::':::':::'::::":::': .:'::.:'::.:':::";::";::;';:';""'.:" ;::; .. : . ::'::;:. ;,:.;;'.:.'.:., .. ' .;.;.:.;.;:;::::::: :::.:::.:.:........ ;::::::::;;;;:;::::::::::::;;;:::::::::::.:::;;;:XXX
S
.... ;.;.:.;.:.;.;.;:;; .. ;.;.;.;.;.. :.:.:.:.;.;
nQ::t::; :-:-:-:.:-:-:.:.:-:-:.:.:.:.:.:.....,.,;.:-:<.:::;:::::::::: ',; .. .. ,:; ..
721 REASSIGNMENT
N2M REG 335.102
CHIEF OPERATING OFFICER
20000000 OES0920
CHIEF OPERATING OFFICER
31000000 OES0920
22. Name and Location of Position's Organizaiion
OFFICE OF EXECUTIVE STAFF
OFFICE OF THE CHIEF OPERATING OFICER
. .t...Dc::....... ................... ...... ..... ............... ............ .. .............................. .... . ............ .
.
::.:.::.::.E .. :.M .... : .... I ....;:.L. :.',.O'. :.;;.. .,: ..:.. ;,.8 .. :.E ... :.::.:lI ... I.: ..:.'$ ... ,.*.: ........:,.::.::.::.::.::.::.::.::.::.::.::.::.::.r.:-. : . :.i.:.i.:'.:.i.i.::.:.:.:.t.:.':.: .::.::.::.::.::.::.::.::.::.:::.::.::.::.::.:,.:,.:,.:,.::.:....::.::.::.::. ':.::.::.::.::.::.C.:;.:;.:..:.././././././..: ... :.:i.:. ::./.i.:.:.i.i.i.:;.,:. ::.:.:.;... ::\,i,, ..:.:.:.:.:.:.;.:.:::):;:-; ,:,:, ,:,: :::::::::::::::,:,:,:,:,:",: ::::::::::::::::::::::.:.;........ .
23. Veterans Preference 24. Tenure 26_Veteraos E'reference for RIF
1(b)(6) h 1 - None 3 -10-Point/Disability 5 - 10-Point Other r--::;----,3 . 0 - None 2 - Conditional I I 1
1
(b)(6) l
_ _ __ ... 1...:.1_-_p.:::.er"'m.:::.an.:.:e"'nt'--...:.3_-...:.ln.:.:d.:::.ef...:.in;.;;ite:.......J'--_---' ___
27. FEGLI l(b)(6) j 28 .. AnouitaotJodicator_____ 29. Pay Rate Determinant
. (b)(6) I
o I
34. Position Occupied 36. Appropriation Code 37. Bargai ning Unit Status
40. Agency 0
CLS
45. Remarks
46. Employing Depanment or Agency
SEOO 1057
JEFFREY A RISINGER
101550441
y opy
8888
RI
Standard Form 50-B
Rev. 7/91
2. Socia) Security Number 3. Date of Birth
I (b)(6) ij(b)(6)
,,;,.,.,.,.',.,.,.,.,.,.,.,.,.,.,.,.:.,.:.,.:.,.:.,.::,.:.,.:.,.:.,.:. :;:;:;:;:;:::;:;:::;:;:;:;:::;:;:;:;:;:;:;:;:;:;:;:;: -:,:-:-:-:-:-:,:-:-:::.'.:",','" :;:.:.:.:.:.:.:.XXXs ,':;e ",,:j.!!iI, '::-,'.:-,n,":,::XX ,' Ai :':. :::' 1::""' ,:::- ,'11; .. -'=,' ,;:', .:',.:.,.:.,.:.,.:.,.:.,. , .,',., ' ,:, . ,: .. ,: .... ,:::::::::,:,: ...... ,'".', . .............. ,.,',',',' ... '.' ........................ ................. '.' ... ',',','.'.',',',',',",
::::::::::::::;:;:;:;:::;:;:::::::::::::;::;:::;::::: :.:.:.:.:.:.:.:::.:::::::::::.:::.::::.,' MI:':: :':':':':':':':':':".:.:.:.:.:.:.::::::::::::::::::::::::::::::::;:::;::::::::::::::;:;:;::::::;:;::::::.:.: ....... .
721 REASSIGNMENT
5-C. Code 5-0. Legal Authority 6-C Code 6-0 . Legal Authority
N2M REG 335.102
SENIOR ADVISOR SENIOR ADVISOR
26000000 OED0305 31000000 OED0305

113. ;;:asis 16;; Plan 17 1
18
. b Step/Rate 1
21
. ;;:asis
12A. Basic Pay

11;. Other Pay
20A. Basic Pay
1'2;.
12;. Other Pay 0
$190615 0 $190615
14. Name and Location at Position's Organization 22. Name and Location of Position's Organization
SECURITIES AND EXCHANGE COMMISSION OFFICE OF THE CHIEF OPERATING OFICER
OFFICE OF THE EXECUTIVE DIRECTOR
WASHINGTON,DC
..................... ,.,...... : .... : ... " .... , ........... ..... , .. " ........ ' ...' ........... .............................................., ...........................................; .....................................
1 - 3 - 10-Point/Disability 5 -10-Point Other r--:.------,1 0 - None 2 - Conditional I I I (b)(6) I
2 - 5-Pomt 4 - 10-Point Compensable 6 - 10-PointiCompensable/30% I.L I 1 - Permanent 3 ' Indefinite '-
27. FEGLI l(b)(6) Indicator 29. Pay Rate Determinant
[<ill (6) j l(b)(6) 0 I
30. Retirement Plan ,1, 31 . Service Compo Date (Leave) 32. Work Schedule 33. Part-Time Hours Per
..
34. Positi on Occupied
51-0040-510
40. Agency D
CLS
45. Remarks
[(b)(6)
b
E - Exempt
N - Nonexempt 8888
ALEXANDRIA,ALEXANDRIA,VIRGINIA
SEOO 1057
102018154
y opy
Standard Form 50-B
Rev. 7/91
894 GEN ADJ
ZLM P.L. 107-123
SUPV STAFF ACCOUNTANT
3. Date of Birth
15_ TO: Position Title and Number
(SI) SUPV STAFF ACCOUNTANT (SI)
ASSOCIATE REGIONAL DIRECTOR (EXAM) ASSOCIATE REGIONAL DIRECTOR
07005000 ODR0319 07005000 ODR0319
(EXAM)
8. 1
10
. 0
113. ;;:asis 16;; Plan 17 118. Step/Rate 121. ;;:asis
12A. Basic Pay
11;.

11;. Other Pay 0
20A. Basic Pay
12;. L;;t;
Other Pay 0
$189110 $191947
OFFICE OF REGIONAL DIRECTOR (DRO) OFFICE OF REGIONAL DIRECTOR (DRO)
OFFICE OF ASSOC REG DIR (EXAMS) OFFICE OF ASSOC REG DIR (EXAMS)
... .. ..
23. Veterans Preference 24. Tenure 26. Veterans Preference for RIF
3 - 10-Point/Disability 5 - 10-Point Other 0 - None 2 - Conditional 1----, 'I (b)(6) I
4 - 1 O-Point ComQ"" en"' sa .... b""' le __ __ ---L ___ JL--_______ L--
1 - None
2 - 5-Point
27. FEGLI (b)(6) 28. Annuitant Indicator 29. Pay Rate Determinant
b)(6)
'(b)(6)
f 0---BetirEmen'-"lan 3 Senlic,,-Cnmn-Dat!LILe . vel 32. Work Schedule
.
".(.,... ... ..( .. : .. ..:):.::T: , .:IIi: ......... ,' ... , .1 ... , .I: ... :::.'l: .,ft .....1.,.." , .1.:'."':: .::.ft ' .. : ... ' ::..,: ..,I,..:' .'8 ........"' ... " ..::..': ..' .. ': ..::..' .. ': ..': ..': ..': ..': ..,:.. , . 1.,: .. ,:.. ::.. ::.. ,:.. ,:.. ::.. ,:.. ::.. :, .. , .. ':.. ::.. : . "'i'): ..
'-:::::Q;U, . ,:.. :W':" l!!!l .............................................................................................. :-:.:.:.:.:.',:,'.;.:-:-:-:-:-:,'.:.:.:.:.:.:.: :.:.:.:.:.:.:.:.:.'.:.:.:.:.:.:.:.:.:-:.:.:.:.:.:-:.:.:.:.:.:.:...... :.:.:.:.:.:.:.:.:.:....... ... .
1
40. Agency D
CLS
45. Remarks
3 - SES General
SEOO 1057
100068573
y opy
8888
RI
Standard Form 50-B
Rev. 7/91
894 GEN ADJ
ZLM P.L. 107-123
REGIONAL DIRECTOR
07000000 ODR0254
REGIONAL DIRECTOR
07000000 ODR0254
8. 19. 11 O. I ;tep/RateI1 ;0;1 0
113. 16;; Plan Step/Rate 1
21
.
12A. Basic Pay
11 $'
.11;. Other Pay
20A. Basic Pay
12;.
12;. Other Pay
$190818 0 0
DENVER, COLORADO
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . ........ . , .. , , .. , ... " ........ , .. ............. . ...............
:
'.::::.:::':::'.::E. .:Wl .. : :il. ft ...:.::.:i.' :::."::"" ...... : .......v::: .:: :1 ..::1. .:::::.:::,N ..::...:,A. ...... .. ::.:.:::,:A : :':::':':':':':': ::':':':':':':':':':':':':':':':':':::':':':':':':':':':':':':':':':':':':::':: :.:.:.:.:.:.:.:.:.:.:.. ::.:::.:::.::'.:::.'::.::.:.:... :::.:.:.:.'.:::.:.'.:.'.:.'.:.'.:.:::.'::.:.:.'.:.'.::.::.: : : : :,::::::.::.:.: ".'.' .'.'.'.'.'.'.':'.'.'.'.: ..".".".".".".".".".'.':'.':' :'.':'.':'.':'. ':'.':' :'.:'.:'.:'.:'.:'.:'.:'.:'.:'.:'.:'.:':':'.' : :'.:'.:':':.::':':':':':':':':'.:'.:'.:'.:;:':':':':,:,:,:,:,:,:,::;:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:::,:,:,:,:,:::,::::::::::::::::,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,:,
23. UM:,IM ....................................... ::.:.:.:.;.:.:.:: ::::::::::
f(b)(6)I 1 None 3 - 10-Point/Disability 5 - 10-Point Other I 0 - None 2 - Conditional I I l(b)(6) I
2 : 5-Point 4 - 1 O-Point ComDensable 6 - 10-Point/ComDensable/30% 1 1 - Permanent 3 - Indefinite
27. FEGLI l(b)(6) I

34. Position Occupied 35. FLSA Category 36. Appropriation Code
2
3 - SES General
l(b)(6) E - Exempt
N - Nonexempt
08-0600-031
40. Agency D
CLS
45. Remarks
SEOO 1057
100070441
y opy
o I
8888
Standard Form 50B
Rev. 7/91
FPM Supp. 29633, Subch. 4
2. Social Security Number 3. Date of Binh 4. Effective Date

l(b)(6) J
. . . :.LF:.::.:IU .b:.T ...S :. Z ... .. :.. .: ...it .. :.: ... . :: L .. ... -:...: .. . .: . .' ... . . . .. .. .. .. .. . .. . . . . :. . . .. ' ... :.: .. :.' ::: . . :: .. .. : . : . . : .. : .. : .. : .. : ..: ..: .. :.::'.::'.:::.:::.:::.::..:.:.'.:.'.:.':': ::.:=.:=.:=.:::.:=.:=.. ::.:=..: ..: ..: ..; ... ; ... ; ..: ..: ....:.::..::.r.r::.:':i. :.=... :.=... :.=... :.: ... :. : ... :. ... ::: ... :. : ... :.: ... :. axx ... .. "::E .:n..:... ... :.-:-. A.:: XX ..N ...:: .. .:. .. .. ...) ....>.!t!i:: ::. :: ( . . 1\\. ' .:::'. :1"' : .... : ..... :.: ... : .. .
n .. :: w.: ;:;:;:;:-:::::;:;:::::;::;:::;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:::::::;:;:;:;:::::;:::;:;:::::::::::;:;:;::::;::::::-:-:.;...: .....
5A. Code 5B. Nature Of Action 6A. Code 6B. Nature of Action
890 MISC PAY ADJ
5C. Code 50. Legal Authority 6C Code 60. Legal Authority
ZLM P.L. 107-123
5E. Code 5F. Legal Authority 6E. Code 6 F. Legal Authority
SUPERVISORY ATTORNEY SUPERVISORY ATTORNEY
07200100 ODR0260 07200100 ODR0260
8. ;t;lan 1
9
. 11 O. 1 oStep/Rate 11 1
113. ;;:asis 16;; Plan Step/Rate r1. ;;:asis
12A. Basic Pay
11;.
11;. Other Pay
20A. Basic Pay

12;. Other Pay
$177401 0 0
OFF OF ASSOC REGIONAL DIR (ENF) OFF OF ASSOC REGIONAL DIR (ENF)
DENVER, COLORADO
........... . ..... .. ......:.' ....... :.:.. ....... :.:.:.:.:.:.:.:.:.:-..... ................... ................. ..',',.,',',',' .... ..,','.',",','.' .... " '
3.QJleJiLe.mertt _____ -----,
J
. 31 . Service Comp. Date (Leave) 32. Work Schedule 33. PanTime Hours Per
l(b)(6) I F Biweekly
.... .... . ...... ..................... ...... ........... . ... .... :-:-. 'J:' ... ::: ................. ... ...... :::::::: .. .
....d::::=:..:......................:::
2
1 . Competitive Service
2 . Excepted Service
08-0600-031
40, Agency D
CLS
3 . SES General
4 . SES Career Reserved
35. FLSA Category 36. Appropriation Code 37. 8argaining Unit Status
[(b)(6) E Exempt
N Nonexempt 8888
39. Duty Station (City County State or Overseas Location)
SE - ' SECURITIES AND EXCHANGE JEFFREY A RISINGER
SEOO 1057
110261340
y opy
Standard Form 50-B
Rev_ 7/91
983 CHANGE ORG CD AND/OR PSN NUMBER
5-E. Code 5F. Legal Authority
7; FROM: Position Title and Number
CHIEF COUNSEL
40000000 OENF534
CHIEF COUNSEL
40301100 OENF534
............... <::::::.:.:......... .
OFFICE OF CHIEF COUNSEL
OFFICE OF CHIEF COUNSEL GROUP
, ............................. ....................... ..I. .. pg .... ... .............. .... ............. . ... .
:.::
23. Veterans Preference 24. Tenure Preference for RIF
j(b)(6) h 1 - None 3 -10-Point/Disability 5 -10-Point Other 0- None 2 - Conditional f-----, (5)(6) _.-
=0 - --. 5-.:c Po""in-". t _____ 4 _- ___ 1 O.., -p,-"o.., in ___ t oo Co""" mpensable 6,...-..;.1,.:..0-_po.:..in...;t:..c/C-,-om....:...pe_ns_a_bl..;.e/_30-,'*_o_+-__ '---1_-_P_er_m_an_e_nt __ 3_-_ln_d_ef_in_ite'--'---_---.J'--__ -+ ________ ---'- I
(b)(6) --J .. - --- 1 '--____ __
30. Retirement Plan
l(b)(6)
F ULL-TIME l(b)(6) . ...... ... L
':':':':pnS' ITI:m:-...:a:.::ft::A::m:a:::;:;:.;;:;::;:;:;:;:;;:;;;:;:;:;:;;::.;.;.; ::::::::::::::::::: ........................:.:.:.:.:.:.:.:.:.:;.. : ... :.: ..... :::,;.:.:,: .. :.:.:.:.:.:.:.:.:.:.: ..............................: ... ;:;:;: .. ........... :.:.:.:.:.:........... .
\\ .. .. .:. :.:..... : .. : . ::::::::::::::::::::::.:.:....... .:. . .. .
2
11-0010-001
40. Agency 0
CLS
45. Remarks
3 - SES General
-""-"-I.sA-Category
(b)(6) J E - Exempt
_ __ N - Nonexempt
3.9. Duty Station (City - County - State or Overseas Location)
SE - SECURITIES AND EXCHANGE JgpFREY A RISINGER
Biweekly
.. . . .
8888
47. Agency Code
SEOO
48. Personnel Office 10
1057
110333340
y opy
Standard Form 50-B
Rev. 7/91
1. Name (Last. First, Middle)
721 REASSIGNMENT
WDM SCH A 213.3102(D)
ASSOCIATE DIRECTOR
40800000 OEN0743
14. Name and Location of Position' s Organization
OFFICE OF ASSOCIATE DIRECTOR
ASSOCIATE DIRECTOR
40800100 OEN0743
OFFICE OF REGIONAL DIRECTOR (ARO)
OFFICE OF ASSOC DIRECTOR
.... ......... .......... .... ..... ................ ... .......................... ........ ..
',}',E:M' ........ :.:.:.::.:::.:.:.:.:.:.:.:.:.;.;.;.;::,\/,: .. .............. :::::::::::::::::::::::::::::::';:::::::::::::::::':':'::,: ,:,:,:,:,:,:,:,:,:,:,:,:,:'.':.::.::.:.:.::::::: ::,:::::::",::: :::::,:,:::,:::::,::::: .........;...:.;.;.;.;:: :::,::::: ,:::::.:::::::::::::,:::::::,:,:,:,:::,:,:,:,:,:,:,:,: :::::,:,:, :.:.:::.::............ ::'.::'.::'.::'.::' .. ':':. :.: .., ..... ::.:':... . :.':'. ::'.::' .. ':'.:.:..... ::.,.::.,.:'.,:.:.:.:.:'.'.:':..:'.'.': :.'::. :'.::'. ::'.::'::'::':.".:: ." .".".".".:'.:'.::.::.::.. : ..: .............
(b)(6) I I 29. Det erminant
.. ):(.R: ..6. 1!\ ... e ...:.' ... .. rs :.e ...m.I .. e.'!r: .:: n.:t.:::IP.m ...la.::.n.::.. N .... .. ::.:.... ;,.,: ;A .. : ...... ... : .. ... ...... .
U ::1::: V: U..M::f.::M ..............................:.:.:-:.:.:.:.:.:.:.;.;.;. ::::: :;::::.:.;:.:.....: . ::::::::::::;:::::; ::::;:::;:; ::::::;:::::::::::::::::::::; :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:-:-:-:-:-:-:-:-:-:-:-:.:.:'....... .
11-0010-001
40. Agency D
CLS
45. Remarks
3 - SES General
[(b)(6) E - Exempt
N - Nonexempt 8888
WASHINGTON,DISTRICT OF
SEOO 1057
101690218
y opy
Standard Form 50-B
Rev. 7/91
721 REASSIGNMENT
WDM SCH A 213.3102 (D)
ASSOCIATE DIRECTOR ASSOCIATE DIRECTOR
40500000 OEN0709 40500100 OEN0709

113. ;;:asis 16;; Plan Step/Rate 1
21
. ;;:asis
12A. Basic Pay
r;'

11 $' Other Pay
20A. Basic Pay
12;.
12;. Other Pay
$187417 0 0
OFFICE OF ASSOCIATE DIRECTOR OFFICE OF REGIONAL DIRECTOR (ARO)
... . .. ...... ' .... '.,',.,'.',' ... ....... ... .......... ................................'.', ..... ..
,,,:,,:: :::::::'::::: ::::.' .... ::::::::::::::::: ...: .... : ................................................ .............. ::::::::::::::::: .:'.::.:'.::.:'.::.:'.::.:'.:: ........... .. :.: ..... : .... :.::.::.:: ..::.....: .....: .....: .....: .....: .....: ..... ' ..... ' ....' ..:.' ..:.' ..:.' ..:.' ..:.: ..:.: ..:.' ..:.:.:.' ......:.:.:.:.::.:..:::: ....':.::.'::.'::.'.:.'.:.',:',:',:':':':::::: :-:-:-:-::::::::::,:::,:::,:,:,:::::,:,:,:,:,:,:,:,:,:,:,:':':':':::::':':':'.:':'.:'.:'.:'.:'.:'.:'.:':':'::::::.:.: ....... .
.. ....:.:,.. ':':':':':':':':':':':':-:':-:-:-:-:-:':::'::'.,,:,:,:,:,:,:':::'.,:::.:::::::.::::::::::::::::::::::::::::::::::::})\:.::::::::::::::,{::::::.:.:':- :::::::::;:(
23. Veterans Preference 24. Tenure ---26 .. RIF
I
1(b)(6) 1 1 ! - 3 - 10-Point/Disability 5 - 10-Point Other 1 0 - None 2 - Conditional ,-----,
L __ om....:p,-,e_ns:.:.a__ ble,--__ 6_ - 1...;0_ -p-'o_in__ t/C_'_0__ m..:..pe_n_sa_b_le.;..;/3...:.0.;.; %_-+-__ -'-_I_-_Pe__ rm_a_n_en_t __ 3_- _Ind __ e_fi_nit_e---' __ -'-__ ---l
lib GLI l(b)(6) i 28. Annuitant Indicator 29. Pay Rate Determinant
i(b)(6) 0
D .. ,_. ___ _DI"" 33. Part-Time Hours Per

11-0010-001
40_ Agency D
CLS
45. Remarks
E - Exempt
N - Nonexempt 8888
(b)(6)
SEOO 1057
101690210
y opy
Standard Form 50-B
Rev_ 7/91
U _S_ Office of Personnel Management
FPM Supp_ 296-33, Subch_ 4 NOTIFICATION OF PERSONNEL ACTION
1_ Name (Last, First, Middle)
890 MISC PAY ADJ
5-C_ Code 5-0_ Legal Authority
ZLM P.L. 107-123
5-E_ Code 5-F _ Legal Authority
ASSOC REGIONAL DIRECTOR (LITIGATION)
40700100 OEN0743
14_ Name and Location of Position's Organization
3_ Date of Birth
6-C Code 6-0_ Legal Authority
ASSOC REGIONAL DIRECTOR (LITIGATION)
40700100 OEN0743
27_ FEGLI l(b)(6) I 28 _ Annuita!l1Jrnj'"' ic"" at"" or'-----_____ ~
lOill2J I !fb) (6) -
29_ Pay Rate Determinant
34_ Position Occupied
2
38_ Duty Station Code
11-0010-001
40. Agency D
CLS
45_ Remarks
I (b)(6)
46_ Employing Department or Agency
3 - SES General
o I
35_ FLSA Category 36_ Appropriation Code 37 _ Bargaining Unit Status
(b)(6)
E - Exempt
N - Nonexempt 8888
39_ Duty Station (City - County - State or Overseas Location)
50_ Signature/Authentication and Title of Approving Official
47_ Agency Code 48 _ Personnel Office 10
SEOO 1057
110892518
y opy
Standard Form 50-B
Rev _ 7/91
U_S_ Office of Personnel Management
FPM Supp_ 296-33, Subch_ 4 NOTIFICATION OF PERSONNEL ACTION
1_ Name (Last. First, Middle)
890 MISC PAY ADJ
5-C_ Code 5-0_ Legal Authority
ZLM P.L. 107-123
UNIT CHIEF (ASSET MANAGEMENT)
40530000 OEN1032
OFFICE OF ASSISTANT DIRECTOR #13
6-C Code 6-0_ Legal Authority
UNIT CHIEF (ASSET MANAGEMENT)
40530QOO OEN1032
OFFICE OF ASSISTANT DIRECTOR #13
I DC!................................... ... ..... .................. ...................................... . ............. . .. .. .. .

23. Veterans Preference 24. Tenure
(
b
6
)-..'Jl (6-)Ate(aOS prAferenCJA_tm RIF
1 - None 3 - 10-Point/Disability
4 - 1 O-Point Compensable
34. Position
40. Agency D
CLS
45. Remarks
5 - 1 O-Point Other 0 - None 2 - Conditional 1----,
6 -10-Point/Compensable/30% r-I_1_--1.---.:..1...:-p:..:e::.:rm:.::a::.:n=en::.t_.::.3_-I::.:nd=e::.:fin::.:it=e--1.__ --L. ___
I 29. Rate Determinant
Biweekly
8888
SEOO 1057
110120774
y opy

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1 - None 3 - 10-Point/Disability 5 - 10-Point Other I 0 - None 2 - Conditional I I (b)(6) I

I 1 None 3 -10Point/Disability 5 -1 0 Point Other O None 2.conditionall I i(b)(6) I

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