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19
In other words, without practice (bhavana), no one can
accomplish his ultimate aim. I think this "practice" may be con-
sidered the first key to the problem mentioned above. Anyway,
the meaning of the "bhiivikata" is diversification; when the pre-
fix yavad or yathiivad combines with it, its meaning or character
will vary somewhat.
III. The characteristics of yavad-bh. and yathiivad-bh.
Secondly, one should investigate the characteristics of ya-
vad-bh. and yathiivad-bh. As mentioned above, yavad-bh., signify-
ing the five skandhas, eighteen dhiitus and twelve ayatanas,
known collectively as the Three Dharmas (dh.), occupies the
first large part (Lakyar;,a-samuccaya) of the AS; the yathiivad-bh.,
signifying the four A-S, tathata, etc., occupies the last large part
(ViniScaya-samuccaya) of AS. Therefore, the theories of these
terms can be said to be the theories of the whole AS.20 It is well
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 189
known that the Three Dharmas and Four A-S, which have
various meanings, categories and characteristics, have been dis-
cussed in early Buddhism, Abhidharma and Mahayana Bud-
dhism. Asanga's selection of the two for the two main sections
of the AS is appropriate. Also important in Buddhism is the
theory of anatman, which opposes the theory of atman, the
absolute, eternal core of the personality. These Three Dh. and
Four A-S have, of course, the same purpose, that is, to maintain
the theory of anatman.
l. As Regards the Skandhas: The positing of the five skand-
has is a way to show that there is neither an absolute personality
nor an eternal soul in any person, but Asanga, in the AS, men-
tions that the five skandhas manifest the five aspects of the
atma-vastu.
21
Among them, the first atma-vastu is the rupa-s.,
which contains the body (deha, the six internal organs) and
property22 (parigraha, the six external objects). The second
atma-vastu is the vedana-s., which has the character of enjoy-
ment. The third atma-vastu is the sainjyna-s, which has the char-
acter of expressing or putting in words. The fourth atma-vastu
is the sainskara-s., which has the character of performing rightly
and wrongly. The fifth, atma-sva-vastu, is the vijnana-s., which
has the character of supporting the body, property, etc. There-
fore, the ASbh explains that the first four aspects are vastus of
atman, but the fifth is its own vastu, the character of the atman
itself.
The fifth is the principal atma-vastu; the other four are the
subordinate atma-vastus. But this principal atman is not the abso-
lute, eternal atman. It is the vijnana-s., which contains the quali-
ties of citta, manas and These three are synonymous, 23
and have the characteristic of being dependently originated
(pratztya-samutpada). In the AS, Asanga explains that citta is the
alaya-vijnana that possesses all seeds, because it is completely
saturated by the impressions of the skandhas, dhatus and aya-
tanas. This alaya-vijnana
24
also is called the mature-conscious-
ness (vipaka-vijnana) and the appropriative-consciousness (ada-
na-vijnana) by which one can collect impressions.
As regards the manas, Asanga explains that it has two as-
pects. The one, the always depends on the alaya-
vijnana, for it grasps it and thinks of it as Self (atman, aham)
with the four impure mentals. The other is the mind of imme-
190 JIABS VOL. 7 NO.2
diate-disappearance-consciousness, which will be the supporter
of the appearances of the consciousnesses. These two are also
mentioned in YCbh, MSS and AbK.25 As regards the Vijiiana,
Asanga explains the six consciousnesses, whicn individually de-
pend on their own sense-9rgans to recognize their own objects.
Therefore, variousknowledges and activities occur in the
world. Thus, this world is not created by the absolute, the At-
man or Brahman.
2. As Regards the Ayatanas
26
and Dhatus: According to the
Vijiianavadin, all representations or enjoyments of the six COll-
sciousnesses are the income (aya) through the six sense-organs
and their contact with the six objects. For this reason, these six
sense-organs and six objects are called the twelve ayatanas. In
addition, these twelve function in holding (dhararJa) the past
and present enjoyments of the six consciousnesses by serving as
the asraya (basis, or support) and alambana (object) of these six.
At the same time, as the Kuei-chi
aa27
says, the six consciousnesses
also can hold themselves, thus showing that their characteristics
are not lost. Thus, these eighteen together are called the eigh-
teen dhatus, because "holding" (dhararJa) is the meaning of
dhatu. However, dhatu has other meanings, such as gotra, bija,
hetu, etc., mentioned in the MSS and MAV.28 Asanga, in the
AS, enumerates four meanings: 1. sarva-dharma-bijartha, 2. sva-
lak:;arJa-dhararJartha, 3. karya-kararJa-bhava-dhararJartha, 4. sarva-
prakara-dharma-samgraha-dhararJartha.
29
Among them, the first
represents the meaning of bija, and the other three are the
meanings of dhararJa, which applies not only to adana-vijiiana,
but also to eighteen dhatus.
3. The Relations o/Three Dharmas and Tathatiis: Although the
five skandhas, eighteen dhatus, or twelve ayatanas individually
have their special characteristics, they have very close relations,
which are mentioned
30
in the
(AMBS, a-pi-ti-mo ta-pipo-sa-lun
bb
), AbK, PSP and AS. They are
as follows:
(1) The rupa-skandha(s.) contains ten ayatanas, ten dhatus
and one part of the dharma-dhatu;
(2) The vedana-s.;
(3) samfiia-s.;
(4) samskara-s. and avijnapti-[rupaJ (u-piao-seCC)"d belong to
the dharma-dhatu;
(5) The vijiiana-s. contains six vijniina-dhatus, and the
THEORIES IN THEABHIDHARMA-SAMUCCAYA 191
mano-dhatu (seven citta-dhatus) and the mana-ayatana.
Therefore, in these texts, only rupa-s., dharma-dhiitu and
mana-ayatana are classified as the Three Dharmas, which repre-
sent all dharmas by the relations among the five skandhas,
eighteen dhatus and twelve ayatanas. All the dharmas mentioned
above are classified into two groups: (1) samskrta-dharmas, which
are included in the skandhas only, and (2) asamskrtacdharmas
are included only in the dharma-dhatu. Therefore, it can be said
that all dharmas, samskrta or asamskrta, are included in these
Three Dharmas. Asanga in the AS enumerates the eight kinds
of asamskrta-dharmas. They are:
(1) kusala-dharma-tathata (shanla-chen-ju
dd
) ,
(2) akusala-dharma-tathata (pu-shanla-shen-juee),
(3) avyakrta-dharma-tathata (wu-chila chen-juff),
(4) akiiSa (hsii-k'unggg),
(5) apratisamkhya-nirodha (fei-tse-me-[chen-ju]hh),
(6) pratisamkhya-nirodha (tse-me[ -chenj'u ]ii),
(7) aniiijya (pu-tunJi),
(8) samjiia-vedayita-nirodha (hsiang-so-me
kk
).
The MahiSasaka (hua-ti-pu
ll
) enumerates the nine
32
kinds of
asamskrta. The difference between them is that Asanga, I be-
lieve, adds the samjiia-vedayita-nirodha instead of the marganga-
tathata and pratitya-samutpada-tathata. About the meanings of
the tathatas, he especially explains that the kusala-dharma-tathata
is the anatman, the synonym of sunyata, animitta, bhilta-koti, par-
amartha and dharma-dhiitu, which are also mentioned
33
in the
MA V, MSS, etc.
Now, this is the second key to the problem, because from
the above statements, we find that yavad-bh. has both samskrta
and asamskrta characteristics, which contain the three tathatas.
Thus, tathata is related to both characteristics, and if some
entity has the characteristics of tathata, it can belong to either
category. In YCbh voL 26, the four A-S are included in yavad-
bh.; in AS they are included in yathavad-bh. Thus, the four A-S
may be considered to have some connection with the character-
istic of tathata.
Further, Asanga moves the four A-S from yavad-bh. to yath-
avad-bh., and he removes marganga-tathata, one of the four A-S,
from the group of tathatas which belong to dharma-dhiitu, the
side of yavad-bh. Therefore, it can be said that Asanga pays
special attention to the practical marga (path, tau
mm
) on the side
192
JIABS VOL 7 NO.2
of yathiivad-bh., because without practicing the marga of a
bodhisattva, one cannot attain tathata, the pure consciousness,
etc. I think this is the main reason why Asanga included the
four A-S under yathiivad-bh.
4. The Relation of Tathata and the Four A-S. The last large
part of the AS is theViniscaya-samuccaya (VS), in which the first
chapter, the Satya-viniscaya, details the four A-S, i.e.,dulJhka-s.,
samudaya-s., nirodha-s., and marga-s., in many ways. My concern
here, though, is only to study which tathatas appear in what
satya and with what meanings.
As regards the nirodha-satya, Asanga explains it from dif-
ferent aspects, such as lalu;arJa, gambhirya, samv'!ti, paramartha,
etc. Among them, we can find "tathata"34 twice in the explana-
tion of the lalu;arJa aspect:
(1) "[The characteristic of nirodha] which is the support of
nirodha, or the destroying (nirodhaka), or the nature of nirodha,
is the non-production of the troubles in the noble path in tath-
ata."
(2) "Higher than object, the elements of the evil depravities
are destroyed in tathata."
In the ASbh, we find spelled out some meanings of tathata
that are implied in the AS.
(1) In marga-s., for the explanation of darsana-marga: "This
wisdom of the similarity of supported and supporting
(samasamalambyalambana-.Jru'ina), means that by it the
tathata of the non-existence of the grasped and grasp-
ing is penetrated (tena grahya-grahakabhiiva-tathata-prati-
vedhat)." (TTP 31 p. 735a, ASbh, p. 76/20-21)
(2) For the explanation of the dharmajnana-lu;anti of
dulJkha, one of the sixteen .Jnana-ks.$anti: "Tathata is dis-
tinctly perceiving in the continuation of dulJkha-s.
Transcendental wisdom, the nature of right view (sam
is produced; when the opinion of suffering
is destroyed, the 28 evil propensities in the triple uni-
verse are destroyed." (TTP 31, p. 735a, ASbh, p. 77/3-
5)
(3) For the explanation of the grasped, known as the
dharma-lu;anti1'nana, and the grasper, known as anvaya-
lu;antijnana: The ASbh explains that the path of the
transcendental world has two objects: tathata and
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 193
samyag-jiu'ina. The explanation of tathata is: "Tathatais
the object of the path of dharma-jiiana-pak!;a." (AS p.
671 1-2, ASbh. p. 77/12, TTP 31 pp. 682c, 735b)
(4) For the explanation of vyapin, a synonym of vajropama-
samadhi: "Pervading means supporting tathata as the
general character of all known things." (TTP 31, p.
742c, ASbh p. 93112)
(5) The nirantarasraya-pravrtti contains three kinds: l. cittas-
raya-pravrtti (p.), 2. margasraya-p., 3. dauJtulyasraya-p.
The explanation of the first is: "The mind-basis in revo-
lution (cittasraya-parivrtti) is dharmata; because of taking
away the all accidental impurities (agantukopaklefa) from
the pure innate mind (cittasya prakrtiprabhasvara), it is
called evolution, and this is the meaning of tathata in
revolution (tathata-parivrtti)." (TTP 31 p. 742c, ASbh p.
93115-17)
From the above statements, we find that Asanga puts tath-
ata in nirodha-s. only twice, and without defining its meanings,
whereas in the ASbh several of tathata's meanings and charac-
teristics are discussed. Asanga does not hold that duMha-s. is the
samnivefa-tathata (ta.) (i-chi-chen-ju
nn
), samudaya-s. the mithyaprati-
patti-tao (hsieh-hsing-chen-ju
oo
) , nirodha-s. the vifuddhi-ta. (ch'ing-
ching-chen-juPP) , marga-so the samyak-pratipatti-ta. (cheng-hsing-
chen-ju
qq
). These are the four tathatas of the famous Seven
Tathatas which are mentioned in the SNS, YCbh, MA V,
MSA,35 etc. Anyway, the reasons Asanga does not do that, I
believe, are:
(1) In the chapter on the Three Dharmas, he has already
expounded the meanings of the kufala-tathata.
36
(2) In the chapter on the dul],kha-s., he has explained tatha-
ta's synonyms, anatman and funyata, as meanings of the
general characteristics of dul],kha.
37
(3) He has included the four A-S under yatMvad-bh., using
detailed explanations that can replace the explanations
of samnivefa-tathata, etc.
(4) At the end of the Satya-samuccaya, he contends that the
sixteen akaras of the four satyas can belong to the ordi-
nary world or the transcendental world.
38
However, Asanga asserts the value of tathata and the four
A-S as being closely related for the person who does his best to
194 JIABS VOL. 7 NO.2
study rightly the Vaipulya-Dharma and practice the path of the
bodhisattva, finally attaining the asraya-p. The explanations of
tathata and the asraya-p., given in the ASbh, are similar to those
in the MA V and MSA;39 all three texts expound theories of the
Pure Innate Mind and the accidental defilement. In any case,
Asariga also insists in the AS that there are three kinds of as-
raya-p. The ASbh comments that the first, cittasraya-p.,4o means
the tathatasraya-p., and the third, means the alaya-
vijiiana's revolution. The second, margasraya-p., connects the
first and third, and is related to the right practice of samatha
and vipasyana without which one can neither destroy the im-
pure defilements, nor arrive at the transcendental world. In
other words, without the margasraya-p., the cittasraya-p. and
cannot succeed. Therefore, it can be said that
the meaning of the margasraya-p. is related to the first key to the
problem mentioned above.
IV. Theories of Anatman
1. The Definition of Sunyata. For attaining the asraya-p. and
enjoying a peaceful life, it is important that we remember the
theories of anatman, which is synonymous with sunyata. A fa-
mous definition of sunyata, which is given in the YCbh,41
MAV,42 and RGV,43 also is quoted in ASH for the explanation
of the characteristics of sunyata, one of the four akaras of the
dul],kha-s.
tasya abhaval]" anena nayena samanupasyana sunyata,
. punal], anyasya bhiival]" anena nayena yathiibhuta-jiiana-
bhaval]" etad avatiira-sunyatocyate, yathiibhuta-jiianam aviparito
'rthah.
(It is' non-existent in them-by this reason sunyata is rightly
observed. Again, another thing is the existent in them-
by this reason, in accordance with truth, one knows it is
existent. It is called "the entrance into sunyata"; the yathiibh-
uta-jiiana (knowing in accordance with truth) means non-
inversion).
In this definition, (yatra),45 "tasya" (yat) and "anyasya"
are the important pronouns. According to the expla-
nation of Asariga, the means the skandhas, dhatus and
ayatanas: the "tasya" means the atman or atmiya of dharmas: the
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 195
"anyasya" means anatman. Therefore, in short, the eternal, per-
manent atman or atmiya of dharmas is the non-existence in the
Three Dharmas, i.e., all dharmas: Through this reason, one
rightly observes that there is sunyata. Anatman is the mode of
existence of the Three Dharmas.
However, "atmano nastita anatmano'stita sati sunyata"46 (Sun-
yata means the existence of the atman's non-existence and the
anatman's existence.) This concludes the definition of sunyata.
In other words, the negative of the atman and the positive of
the anatman are considered the characteristics of sunyata.
When we compare this theory with MAV, YCbh and RGV, we
find some differences: "avasi0ta" in the MA V implies the "abhu-
taparikalpa"47 hsu-wangjen-pei
rr
), the unreal imagination or the
Creator of the phenomenal world. The YCbh
48
indicates the
prajiiapti-vadasraya (chia-yen-shuo-so-i
ss
). In the RGV,49 it repre-
sents the Buddha-dharma. In this AS, however, the "anya" repre-
sents anatman, the synonym of sunyata. Therefore, the "exis-
tence of the anatman" is similar to the "abhavasya bhava"
(existence of the non-existent) in Maitreya's MA V.50
2. The Abandonment of AtmabhiniveSea. Anatman is also syn-
onymous with tathata. It is not only the non-existence of atman,
but also the existence of anatman. This is the peculiar theory of
the AS, especially in the second part of the Three Dharmas
chapter, where we find a long series of topics (60 prakaras)
examined with reference to what (katham), how many (kati) and
what for (kimartham ... p a r i ~ a ) . We find that the aim of this
section is nothing but the insistence of the applicability of the
theory of anatman throughout all the universe-this second
part is treated under the title of Skandha-dhatu-ayatana-prakara-
bheda
51
(the division of the aspects in the Three Dharmas),
discussing the 60 topics (prakaras, from dravyamat to anuttara)
that cover the whole universe. In other words, every kind of
matter or non-matter, truth or untruth, etc., is contained in the
60 prakaras, but there is no eternal, permanent atman in any of
them. Therefore, the purpose of discussing these prakaras is
abandonment (tyajanartha) of the atmabhiniveSa (strong attach-
ment to or false opinion about atman). But how many and what
kinds of atmabhiniveSa should be abandoned? Of course, there
are innumerable atmabhiniveSas to be abandoned; but, accord-
ing to the theory of Asariga, we can divide all dharmas or the
Three Dharmas into 60 pairs, in which we find 58 atmabhinive-
196 JIABS VOL. 7 NO.2
sas to be abandoned. (Three pairs, no. 34, atita, no. 35, anagata,
no. 36, pratyutpanna, have the same purpose: to abandon the
pravartakatman. )
The names of the 60 pairs (the 60 prakaras and 58 atmabhin-
ivesa-tyajanas) are given in the table at the end of the paper.
3. The Anatman of theJneya, All Dharmas. Among these 60
prakaras, jneya and vijneya have important meanings. Although
YCbh vol. 65 omits these two from the list of prakaras, Kui-chei
puts these two between the asainskrta and alambana; altogether,
he enumerates 60 prakaras from YCbh vol. 65 and 66.
52
It
seems that Kui-chei is interested in these two prakaras when he
finds the list of 60 prakaras which are enumerated at the end of
YCbh vol. 66. I am interested in these two prakaras, especially
the ''jneya'' prakara. The jneya means an object or thing to be
known. Its categories are wide and various. YCbh vol. 26 ex-
plains that the jneya-vastu (so-chih-shih
tt
) contains all from the
asubha or maitri up to the marga-s.
53
In ASbh, the jneya some-
times represents the three dharmas,54 but there Asanga says
"sarvain jneyam,"55 because, he explains, jneya has five categor-
ies, i.e., rupa, citta, caitaska, cittaviprayukta and asainskrta. All but
the asainskrta are sainskrta. Thus, the sainskrta and asainskrta are
contained in these five categories, which are also called the five
dharmas or five vastus in the texts of Abhidarma and Vijiiana-
vada.
56
These texts mention that these five dharmas represent
all dharmas. Therefore, Asanga discusses the relation of these
five dharmas with the Three Dharmas to show that, altogether,
they represent all dharmas, since he already has shown that the
Three Dharmas contain all dharmas, in the chapter on the
Three Dharmas. Their relations are:
(1) Rupa belongs to rupa-s., contains ten rupa-dhatus, ten
rupayatanas and another rupa (avijnapti-rupa) which be-
longs to the dharma-dhatu and dharmayatana.
(2) Citta belongs to vijnana-s., contains the seven vijnana-
dhatus and the mana-ayatana.
(3) Caitasikas belong to the vedana-s., sainjna-s., and sain-
skara-s.; also, together they belong to the dharma-dhatu
and dharmayatana.
(4) Citta-viprayuktas belong to sainskara-s.; also, one'part be-
longs to the dharma-dhatu and dharmayatana.
(5) The asainskrta belongs to the dharma-dhatu and dhar-
mayatana.
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 197
AU dharmas can be pure or impure,57 when the citta or
caitasika is impressed by pure faith or impure passion. There-
fore, Asanga explains the jiieya-dharmas by 13 jiiiinas (from adhi-
to mahiirthajiiiina), because the jiieya-dharmas are the
objects (gocaras) of the 13 jiiiinas. Furthermore, Asanga, in the
Prativiniscayachapter, details the six kinds of jiieya (from bhriinti
to Among them, the bhriintyiisraya is the na-
ture of the abhuta-parikalpa, and abhriintyasraya is tathata. 58.
Thus, the jiieya means all dharmas which contain pure and
impure, etc. Asanga, in showing that there is no atman in any
dharma, claims that the purpose of explainingjiieya is for aban-
doning adherence to jiiaka and pasyaka as the atman. However,
when the 58 kinds of iitmiibhinivesa are destroyed, there is noth-
ing but pure aniitman, tathata, appearing in the whole dharma-
dhiitu.
V. Conclusion.
As regards the problem of why Asanga includes the four
Arya-satya (A-S) under yathiivad-bhiivikata (bh.), there are two
keys: (1) the meaning of bhiivanii (practice) and miirgasraya-par-
ivrtti, and (2) the relation of tathata to the Three Dharmas and
Four A-S. I also respect Asanga's significant and scientific re-
composition of the categories of yiivad-bh. and yathiivad-bh. Yii-
vad-bh. signifies the Three Dharmas (rupa-s., dharma-dhiitu and
mana-iiyatana) , which contain all dharmas (sainskrta and
asainskrta). Also, Asanga explains that the five skandhas have
the five kinds of iitma-vastus. Among them, the iitma-sva-vastu,
the vijiiiina-s., which has the characteristics of the alaya-vijfiana,
iidiina-vijiiiina, manas and six vijiiiinas, proves that there is no
eternal atman in any person. Yathiivad-bh. signifies the Four A-
S, tathata etc. In the chapter on duly,kha-s., we find the theory of
aniitmanand sunyata, the synonyms of tathata; in the nirodha-s.
chapter, we find the tathata which belongs to the dharma-dhiitu,
on the side of yiivad-bh. Thus, tathata is related to both yiivad-bh.
and yathiivad-bh. only by means of the practice and abandon-
ment of the iitmiibhinivesa.
The theory of aniitman, the synonym of tathata and sun-
yata, is here different from that of the Madhyamika. Behind
198 JIABS VOL. 7 NO.2
this Vijiianavadin theory,' as always, is the notion that yavad-bh.
and yathavad-bh. are to be realized so that one can practice the
Vaipulya-Dharma and the bodhisattva's marga, for the sake of
the peace of the world.
The Table of the .60 Prakaras and 58 AtmabhiniveSa-tyajanas
Prakaras AtmabhiniveSa-tyajanas.
I. Dravyamat Atma-clravya
2. Prajnaptimat Prajnaptimad-atma
3. Sarnvrtimat SamkleSa-nimittatma
4. Paramarthasat Vyavadana-nimittatma
5.
Jneya J naka-pasyakatma
6. Vijneya
7. Abhijneya Sanubhavatma
8. Rupin Rupyatma
9. Arftpin Arftpyatma
10. Sa-niclarsana
II. A-niclarsana
12. Sapratigha Asarvagatatma
13. A-pratigha Sarvagatatma
14. Sasrava Asravayuktatma
IS. Anasrava Asrava-viyuktatma
16. Sarana RaJ?ayuktatma
17. AraJ?a RaJ?a-viyukatma
18.
19.
20. Gredhasrita Greclhayuktatma
2-1. Greclha-viyuktatma
22. Sari1skrta Anityatma
23. Asamskrta Nityatma
24. Laukika Atmani loka
25. Lokottara Kevalatma
26. Utpanna Asasvatatma
27. An-utpanna Sasvatatma
28. Grahaka Bhoktratma
29. Grahya
30. Bahir-mukha A vttaragatma
31. Antar-mukha Vitaragatma
32. KleSa yu tatma
33. KleSa-viyuktatma
34. Atlta Pravartakatma
35. Anagata Pravartakatma
36. Pratyutpanna Pravartakatma
THEORIES IN THE ABHIDHARiVIA-SAMUCCAYA 199
37. Kusala
Dharma-yukUitma
38. Akusala
Adharma-yuktatma
39. Avyakrta Dharmadharma-vimuktatma
40. Kama-pratisamyukta Kamavita-ragatma
41. Riipa-pratisamyukta Kamavita-ragatma
42. Ariipya-prati-samyukta Riipavita-ragatma
43. Saikp
44. Muktatma
45. Amuktatma
46. Darsana-prahaiavya Darsana-sampannatma
47. Bhavana-prahatavya Bhavana-sampannatma
48. Aprahatavya Siddhatina
49. Pratftya-samutpanna
50. Pratya Atma-hetuka-dharma
51. Sabhaga-tatsabhaga Vijnana-yuktayuktatma
52. Upattam Deha-vasa-vartyatma
53.lndriya Atmadhipati
54. DuJ:lkhaduJ:lkhata DuJ:lkhitatma
55. Sukhitatma
56. Samskara-duJ:lkhata
AduJ:lkhasukhatma
57. Savipaka
58. Ahara Ahara-sthitikatma
59. Sottara Atma-dravya-hlna
60. An-uttara Atma-dravyagra
5 Dharmas 3 Dharmas
1 !
riipa----...
kusala-dharma
akusala-dharma
avyakrta-dharma
akasa
prati-samkhya-nir.
aprati-sam khya-nir.
anifijya
The Table of All Dharmas
12 Ayatanas 18 Dhatus
rlipa-a.
sabda-a.
gandha-a.
rasa-a.
\
srotra-a.
jihva-a.
kaya-a.
mana-a.
/\.
.--------------------"
riIpa-dh.
sabda-dh.
gandha-dh.
rasa-dh.
srotra-dh.
jihva-dh.
kaya-dh.
u r-vij fiana-dh.
srou-a-vijllana-dh.
llana-dh.
jihva-vijfiana-dh.
kaya-vijllana-dh.
mano-vijllana-dh.
flipa-s. vedana-s. samjfia-s. sall1skara-s.
, I I I
Five Skandhas
o
o
'--
tJ:i
Cfl
(3
t-
-:r
Z
o
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 201
NOTES
1. V.V. Gokhale, "Fragments from the Abhidharma-samuccaya of
Asanga" (AS[G]) Royal Asiatic Society, N.S. 23, 1947. Pralhad Pradhan,
(AS[p]), Santiniketan, 1950. Nathnal Tatia, Abhidharma-
samuccaya-bhi14ya (ASbh), K.P.J.R. Institute, Patna, 1976. Ta-shen-a-pi-ta-mo-
chi-lun
uu
and Ta-shen-a-pi-ta-mo-tsa-chi-lun
vv
both are translated by Hsuan-
tsangWW-Taisho Tripitaka (TTPXX), vol. 31, no. 1605, 1606. .
2. Ashok Kumar Chatterjee, The Yogacara Idealism (Motilal Banarsidass,
India, 1975), p. 31.
3. Abhidharma-mahii-vibhi14a-sastra (MVS, a-pi-ta-mo-ta-pi-po-sa-lunYY), vol.
126, TTP, 27, pp. 659c-660a. Yogacara-bhilmi (YCbh, yu-chia-su-ti-lun
ZZ
) volS.
25, 77, 81, 85, TTP 30, pp. 418b- , 723c, 753b, 773a. Etienne Lamotte,
Saindhinirmocana-sutra (SNS) Paris, 1935, p. 89. Chieh-shen-mi-chinga
aa
- TTP
16, p. 698a. Hien-yang-chen-chiao-lun (HYL bbb) vol. 6, TTP 31, pp. 508e-509a.
cf. Dr. Egaku Mayeda, A History of the Formation of Original Buddhist Texts,
Tokyo, 1964, pp. 389-419.
4. The meaning of vaipulya is mentioned in AS[p] p. 7911-5. The rela-
tion of vaipulya with Bodhisattva-pitaka is dealt with at p. 79 114-15. The
meaning and the relation of vaipulya with Bodhisattva-paramita-Pitaka are dis-
cussed at p. 83 114-18. The many meanings of vaipulya, such as the nilysbhava,
etc., are explained at p. 83119 and p. 85. AS[g]p. 35. TTP 31, pp. 686a-687c,
-688a.
5. ASbh, p. 96. This text notes that vaipulya, vaidalya and vaitulya are
synonyms of Mahayana, and explains the "sapta-vidham mahattvam." Among
them, (2) pratipatti, and (5) upayakallialya have the meanings of the Mahayanis-
tic activities for self and others. "Sainsara-nirvar;a-prat4thanat" is the important
meaning. The other meanings are noted at pp. 102-116. TTP 31, pp. 743c-
744a, 746c-752c.
6. AS[p], p. 80116-20. This part is not in the original Sanskrit text;
therefore, shin-so-yu-hsing"cc is retranslated as Dr. Rahula, per-
haps according to the AS[p], in his book, Le Compendium de la super-doctrine
(Philosophie) (Abhidharma-samuccaya) d'Asanga, (AS[r]), Paris 1971, p. 134,
translates it by "l'etat de destruction naturelle." They are mistakes, because
shin
ddd
means "destruction" or "as far as" !Javat). Here, "as far as" is correct.
TTP 31, pp. 686c, 744c-745a ASbh, p. 98112. On pp. 90 & 91, theyathavad-
bh. means vipaSyana, i.e., "yavad-bhavikataya vicinoti, yathavadcbhavikataya-pravi-
cinoti," two of the four vipaSyanas which are explained in YCbh 30, TTP 30, p.
451b. At YCbh 64 (TTP 30, p. 657c), they are called "yavad-bhavikata-vipa-
syana" and "yathavad-bhavikata-vipaSyana."
7. SNS, pp. 98-99, "yavatta," "yathavatta." TTP 16, p. 699c.
8. Karunesha Shukla, Sravakabhilmi of Acarya Asanga (Sbh[s]) (K.P. Jayas-
wal Research Institute, Patna, 1973), pp. 195-196. Alex Wayman, Analysis of
the Sravaka-bhumi Manuscript (Sbh[w]) University of California, 1961, pp. 86,
110,113. YCbh, vols. 26, 30, 34,36,43,45,64,67,74,77,78,85,93, TTP 30,
pp. 427c, 451b, 452a, 475a, 486b, 529a, 657c, 668c, 709a, 725b, 773b, 775c,
777b, 789c, 833c.
9. Chigeo Kamata, "Ru-so-yu-hsing
eee
yathavad-bhavikata tofff chin-so-
yu-hsing
ggg
yavad-bhavikata." (Journal of Indian and Buddhist Studies-JIBS) In-
202 JIABS VOL. 7 NO.2
dogaku Bukkyogaku Kenkyu
hhh
3-2, 1955, pp. 688-690. Jikido Takasaki, A.
Study on the Ratna-gotra-vibhaga, (RGV[tJl.,. Serie Orientale Roma, 33, 1966, p.
30L Gadjin Nagao, "Amareru mono"lll JIBS, 16-2, pp. 23-27. Josho
Nozawa, Taijo-bukkyo yuga-kiyo no kenkyuili Hozokan, Kyoto,J947, pp. 36,122.
Gadjin Nagao, Chukan to yuishikikkk Yuwanami, Tokyo, 1978, pp. 33-36, 100.
Noriaki Hakamaya: "On a Paragraph in the Dharma-viniscaya" JIBS 21-2,
1972, p. 4l.
10. YCbh vol. 77. (Identical in content to SNS vol. 3.) TTP 30, pp. 723c-
729a. SNS, VIII (Chinese text, vol. 3), pp. 88-121, TTP 16 pp. 697b, 703b.
11. (1) Savikalpa-pratibimba (yujen-peih-ying-hsianglll) is the alambana-vastu
of vipasyana. (2) Nirvikalpa-pratibimba (wu-fen-peih-ying-hsing
mmm
) is the alam-
bana-vastu of samathii. (3) Vastu-paryantata (su-pien-chi
nnn
), and (4) Karya-parini-
spatti (so-tso-cheng-pang
OOO
) are the alambana-vastu of samatha and vipasyana.
These names are also dealt in YCbh vol. 26 and AS. Altogehter, they belong
to the vyapyalambana (pen-man-so-yenPPP), the first of the other four alambanas.
The other three are: Carita-visodhana (ching-hsing-so-yen
qqq
), Kufalyalambana
(shang-ch'iao-so-yen
rrr
), and Klesa-visodhanalambana (sheng-huo-so-yen
SSS
).
12. (1) pravrtti-tathata (ta.), (2) lak:far:a-ta., (3) vijiiapti-ta., (4) sain1Jivesa-ta.,
(5) mithyapratipatti-ta., (6) visuddhi-ta., (7) samyakpratipatti-t. These seven tatha-
tas are also mentioned in the Madhyanta-vibhiiga-bhii1ya (MA VB[n]), ed. by G.
Nagao, Tokyo, 1964, p. 43; Mahayana-sutralankara (MSA) ed. by Sylvain Levi,
Bibliotheque de l'licole des Hautes Etudes, t. 159, Paris, 1907, p. 168, and some
other texts. Cf. my book, A. Study on the Vijiiana-matra Theory from the Standpoint
of the Three Natures as the Mulatattva (SVT) Yuishiki shiso no Kenkyu
ttt
Tokyo,
1975, pp. 594-618. The term tathata is the synonym of tat/va in the MA VB.
13. (1) apek:fa-yukti, (2) kiirya-kiirar:a-y., (3) upapattisadhana-y., (4) dharmata-
y ... The "yukti" means connection, reason, argument, proof, etc. ... Cf.
Monier-Williams, Sanskrit-English Dictionary (SED), Oxford, 1956, p. 853. The
meaning of "reason" is the Chinese tao-li
uuu
.
14. Nalinaksha Dutt, Bodhisattva-bhumi (BSbh), K.P.J.R. Institute, Patna,
1966, p. 25. YCbh 36, TTP 30, p. 486b.
15. HYL, TTP, 31 pp. 502b, 556c.
16. E. Obermiller, in his The Sublime Science of the Great Vehicle to Salva-
tion, Being a Manual of Buddhist Monism, (Acta Orientalia vol. IX, 1931), p. 138,
uses "Absolute and Empirical" for the two terms. But Dr. Takasaki, in his
RGV[t], p. 173, criticizes Obermiller's interpretation. Dr. Wayman, in his
Sbh[w] p. 86, uses "phenomenon" for yavad-bh. and "noumenon" for yathii-
vad-bh.
17. Williams, SED, pp. 755, 843.
18. RGV[t], p. 173. TTP 31, p. 825a.
19. H. Vi, Hoshioron no kenkyu
VVV
, Yuwanami, Tokyo, 1960, pp. 115-116.
20. According to the Chinese version, the two parts of AS (7 volumes)
are: (1) pen-sujen
WWW
, vols. 1-3, (2) chyueh-tshejenxxx, vols. 3-7.
21. AS[p], p. 1113- ASbh, p. 1110- TTP 31, pp. 663a. 695a. The
"vastu" of the "atma-vastu" has many meanings, such as the matter, thing,
place, subject, substance, foundation, etc. Cf. Williams, SED, p. 932; Macdon-
ell: PSD, p. 274. Prof. S. Yoshimoto, "The Characteristics of Skandha-dhatu-
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 203
ayatana in Abhidharma-samuccaya" (JIBS, 27-1, 1978) p. 216, translates it by
"i-ch'u"YYY. Kue-chei in his Cha-chi-lun-shu-chi
zzz
(Wan-hsu-tsang-ching"aaa, 74, p.
317) adds "t'i"bbbb for its meaning.
22. ASbh p. 1/16-17 "deha-parigrahabhyam iti cakiur ca
. ... " TTP 31, p. 695 "Shen-tse-wei-yen-teng-lu-ken, Chi-tse-wei-se-teng-
lu_ching"Cccc. The "parigraha" means property. Edgerton, Buddhist Hybrid San-
skrit Dictionary (BHSD), p. 321. The Chinese "chu"dddd means possession.
23. AS[g], p. 19112 AS[p]. p. 11/25 TTP 31, p. 666a. V. Bhattacharya,
The Yogacara-bhumi of AcaryaAsmiga (YCbh), Calcutta, 1959, p. 11. TTP 30, p.
280b. S.B. Shastri, Paiicaskandha-prakara7Ja of Vasubandhu (PSP), Ceylon,
1969, p. 15. TTP 31, p. 849c. SNS. TTP 16, p. 692c. In my book, SVT, pp.
214-216, I have detailed the alaya-vijfiana's synonymy with the theories of
some important texts.
24. ASbh, p. 11119-p. 13/20, TTP 31, p. 701b-702a explains the charac-
teristics of alaya-vijfiana in detail and proves its existence by the eight aspects
which are explained in YCbh vol. 51. TTP 30, pp. 579a-580. Chyileh-ting-
tsang-lun
eeee
, TTP 30, pp. 1018c-1019a. N. Hakamaya, "Alaya-shiki-zon-zai
no hachi-Ion-shio ni kansuru shio-bunken"ffff, Komazawa-dai Bu-kigggg no. 36,
pp. 1-26.
25. AS[g], p. 19/14-17, TTP 31, p. 666a. YCbh, pp. 4,11. TTP, 30, pp.
279c, 280b. Mahayana-samgraha-sastra (MSS) (She-ta-chen-lun
hhhh
) Sasaki text,
p. 6 cf. SVT, pp. 209-211. P. Pradham, (AbK), Patna,
1967, p. 51, TTP 29, p. 4b.
26. The AS and many Vijfianavadin texts put the "dhatu" before the
"ayatana," but sometimes "ayatana" before "dhatu." cf. Sh. Yoshimoto, ibid, p.
216. Naoya Funahashi, Chio-ki-yuichiki-shiso no kenkyu
iiii
, Tokyo, 1975, pp.
262-272.
27. Cha-chi-lun-shu-chi, ibid. p. 318. Sh. Yoshimoto, ibid., pp. 218-219,
details many comparative meanings of dhatu from AbK, etc.
28. MSS, TPP 31, pp. 156-157, 324a, 406c. S. Yamaguchi, Madhyanta-
vibhaga-?zka (MAVT), Tokyo, 1966, p. 210118.
29. AS[p], p. 15112-13, TTP 31, p. 666c.
30. (AMBS), (A-pi-ta-mo-ta-pi-po-sa-lun)JJJ),
vol. 197, TTP 27, p. 987b, AbKB, pp. 53-54, TTP 29, p. 4b. PSP, pp. 18-19,
TTP 31, p. 850b, AS[p], pp. 12-13, TTP 31, p. 666a-b.
31. AS [p], p. 3117 omits this term, but ASbh, p. 4/4 says "samadanikam
avijiiapti-rupam." This "avijiiapti-[rupaJ" appears in PSP p. 2 and AbK p. 30 in
the explanation of rupa, and Abk, p. 50 and PSP, p. 16 explain that "avijiiapti-
[rupaJ" and asamskrta belong to dharmayatana and dharma-dhatu. TTP 29, pp.
3c-4c "Ju-shih-shau-teng-san, chi-wu-piao, wu-wei-mingfa, chi-fa-chieh
kkkk
." The
meaning and translation of this "avijiiapti-[rupa}" are difficult. Dr. Alex Way-
man, in "A Study of the Vedantic and Buddhist Theory of Nama-rupa,"
Indological and Buddhist Studies, Volume in Honour of Prof. ].W. de Jong on
his Sixtieth Birthday, Canberra, 1982, p. 62, uses "reticence" to render it. Dr.
V.V. Gokhale, in his "What is Avijiiapti-rupa (concealed form of activity),"
Proceedings of All-India Oriental Conference, 1937, pp. 623-629, uses "concealed
form of activity." I have borrowed this in my paper "The Characteristics of
204 JIABS VOL. 7 NO.2
Vijiiana and V\jfi.apti on the Basis ofVasbandhu's Paiicaskandha-prakara9a,"
Annals of B.O.R. Institute; vol. LX, Poona, 1979, p. 178.
32. Yenya Teramoto & Tomotsuki Hiramatsu, Sokanwa-sanyak-taiko Ibu-
shiu-rin-ran
llll
, Kokushio-kankokai, Tokyo, 1974, pp. 72-73. TTP, 49, p. 17a.
Pu-tsu-i-lunmmmm, TTP, 49, p. 22a. This text has "nairatmya" instead of "aniii-
jya." Kue-Chei, in the vol. 2, TTP 43, p. 292a
says that "nairatmya" (wu_WO
OOOO
), is mistaken. Mahasamghika has nine kinds
of asarhskrta, which are different from those of the MahISasaka. Pu-chiPPPP:
Ch'eng-wei-shih-lun-lueh-shu
qqqq
, TTP 68, p. 25a puts a table of the compara-
live asainskrta of Mahayana and Hlnayana. Wan-hsui-tsang-chin
rrrr
, vol. 83, p.
231. Sh. Yoshimoto, Abidaruma-shiso
ssss
, pp. 243-244.
33. ASbh, p. 14/9-15/4, MAV[n], p. 23, MAV[p], pp. 38-39, MSS, TTP
31, p. 406b. P. Ghosa, Satasahasrika-prajiiaparamita (SSP), Bibliotheca Indica
3, p. 1412. TTP 6, p. 413c, TTP 7, pp. 73c-74a, cf. SVT p. 269.
34. AS[p], p. 62/8-9 and p. 62/13-14, TTP 31 p. 681c.
35. SNS, p. 99, TTP 16, p. 699c, YCbh, TTP 30, p. 725b, MA VT, pp.
133-135, MSV[n], p. 43. TTP 31, p. 456c. In MAV "tattva" is a synonym of
"tathata." MSA, p. 168. TTP 31, p. 653a-b. HYL. TTP 31, p. 493b. Fo-ti-ching-
lun
tttt
, TTP 26, p. 323a. cf. SVT, pp. 594-612.
36. AS[p], pp. 12/20-13/5. TTP 31, p. 666a-b. ASbh, pp. 14/9-16, TTP
31, p. 702b. .
37. AS[p], pp. 40/10-4117. TTP 31, p. 67.5a-b. ASbh, pp. 81120-82.
TTP 31, p. 720b-c.
38. Ibid., p. 77114-21. TTP 31, p. 686a.
39. MSA, p. 88, TTP 31, pp. 622c-623a. MAV[n], p. 29. MAVT, p. 61.
TTP 31, p. 453a-b, p. 466b.
40. "cittasraya-parivrtti," ASbh, p. 93. "cittasaraya-pravrtti" etc. AS[p], p.
77. The difference between them is the "parivrtti" and "pravrtti." Triinsika and
MAV use "parivrtti." MSA uses both of them, cf. SVT, pp. 226-231. Dr.
Takasaki, "Ten_e
uuuu
asraya-parivrtti to asraya-paravrtti .... " (Niho-bukkyo-
gakkai-nenpovvvv, no. 25), pp. 89-90.
41. "yad yatra na bhavati, tat tena sunyam iti samanupa.syati, yat punar atrava-
s4ta bhavati, tat sad ihast'iti yathabhiltam prajanati." YCbh, vol. 36. BSbh[w], p.
47. BSbh[d], p. 32/11-13, TTP, 30, pp. 488-489a.
42. MAV[n], p. 18. MAV[p], p. 9, TTP 31, pp. 451a, 464b.
43. RGV Oohnston text), p. 76. Dr. Vi, Hoshioron-kenkyu
WWWW
, p. 589.
Takasaki: RGV, pp. 301-302, not 59.
44. AS[p], p. 40110-12, TTP 31, p. 675a "he-teng-k'unh-hsianf!xxx ... pu-
tien-tao-i."YYYY This "K'unh-hsiang"ZZZZ, is one of the
four common which belong to the duJ:kha-satya.
45. "yatra," ''Jat'' and "ava.s4ta" are mentioned in the texts of YCbh, etc.
46. AS[p], p. 40115, TTP 31, p. 675a, "Tz'u-wo-wu-hsing, wu-wo-yu-hsing
shih-wei-k'ung-hsing". aaaaa
47. MAV[n], p. 17 "hsu-wangjeu-pieh".bbbbb Nagao: "Amarerumono"ccccci-
bid., p. 27, cf. SVT, pp. 383,424,426.
THEORIES IN THE ABHIDHARMA-SAMUCCAYA 205
48. YCbh[d], p. 32115-16, TTP 30,p. 489a.
49. RGV, p. 76, TTP 31, p. 840a.
50. MAV[n], p. 22/23 [p], p. 36/15.
51. AS[p], p. 15/18 uses "vikalpa" (Chinese, kuang1en-peiddddd) , but
AS[r], p. 22, not 16, according to the AS[g], p. 29 uses "prakiirabheda" lfen-pei-
chd_peieeeee). TTP 31, p. 672c. I agree with this.
52. YCbh, vol. 65. TTP 30, pp. 659a-662c, YCbh, vol. 66. TTP 30,
pp.666a-668a. The other texts are: YCbh, vol. 56. TTP 30, pp.()08a-
609b.HYL. TTP 31, pp. 506a-507 a. Tsa-chi-lun-shu-chi,fffff Wan-hsu-tsang-
chingggggg vol. 74, p. 386.
53. YCbh, vol. 26. TTP 30, p. 427b. Sbh[s], pp. 193-194.
54. ASbh, p. 6114 ''jJanca-skandhatmake jneye atmatmtya-svabhava ... "
TTP31 p. 698b.
55. AS[p], p. 16/15. TTP 31, p. 667b. "l-ch'ieh-chieh"shih-so-chih."hhhhh
56. AMVS, vol. 197. TTP 27, p. 987b. Sa-po-to-tsung-wu-shih-lun
iiiii
TTP28, p. 995c. A-pi-ta-mo-pin-lei-tsu-lunjilii TTP 26, pp.712c, 719c. A-pi-t'an-
wu1a-hsing-ching.kkkkk TTP 28, p. 998c. YCbh vol. 100. TTP 30, p. 878c.
HYL, TTP 31, p. 480 b. Chu-she-lun-shih-i-shu,llI11 TTP 29, p.325b. Nimitta,
naman, vikalpa, samyag-jnana, and tathata are also called the five dharmas or
the five vastus. cf. SVT, pp. 576-589.
57. AS[p], p. 16. ASbh, p. 20. TTP 31, p. 667b, p. 705a.
58. AS[p], pp. 101122-102/2. TTP 31, p. 692c. ASbh, p. 136/17-19.TTP
31, p. 764a.
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Book Reviews
Alone with Others: An Existential Approach to Buddhism, by Stephen
Batchelor: Foreword by John Blofeld. New York: Grove 'Press,
1985. 143 pages. Bibliography, Glossary.
The Way of Siddhartha: A Life of the Buddha, by David J. and
Indrani Kalupahana. Boulder & London: Shambhala, 1982.238
pages.
Like the inheritors of other religious traditions, contempo-
rary Buddhists have been forced to rethink deeply-rooted meta-
physical and mythological assumptions in the light of the natu-
ralistic conclusions that seem to emerge from the investigations
of the dominant world-view of the modern world, that of sci-
ence. Buddhist metaphysical assumptions, such as the reality of
past and future lives, the existence of a universal moral principle
such as karma and the possibility of a human being's eliminating
all negative mental states, are at considerable variance with the
conclusions of many modern people, who---for reasons well or
ill-considered-tend to be skeptical or agnostic on such matters
(not to mention on the very viability of metaphysics). Buddhist
mythology, with Its largely hagiographical approach to human
lives and its cosmological vision of countless and variously popu-
lated worlds and realms, tends-to generations raised on form-
and redaction-criticism, psychobiography and the cold eye of
the telescope-to seem, quite often, like an exercise in science
fiction.
Faced with their tradition's incongruence with "modernity"
at a number of (though not all) crucial points, Buddhists, both
Asian and Western, have adopted a variety of different strate-
gies. These have ranged from a reassertion of tradition, meta-
physics and mythology intact, on the grounds that Buddhism
actually has a subtler and more penettating view of reality than
science ever can provide; to claims that Buddhism-especially in
its "original" form-actually is the scientific world-view and
method (or democracy, or humanistic psychology, or any other
modern shibboleth) in religious disguise. It is between the claim
that Buddhism utterly transcends the problems posed by mo-
dernity and the claim that it is simply pre-modern modernity
that most thoughtful contemporary Buddhists try to find their
208
REVIEWS
209
ground. The ground, however, is a difficult one to locate, for
the quesion of how to view traditional religious metaphysics and
mythology in the light of modernity is not easily answered: the
extremes of dogmatic assertion or "explicit or implicit rejection
are hard to avoid. (The last century of Christian theology, I
think, bears the most eloquent witness to this fact, and Buddhists
thinking through their own faith would do well to consider the
various strategies adopted by Christians, who have been facing
the problems posed by modernity longer, and with greater col-
lective seriousness, than have Buddhists.)
The two books under review, one an "existential approach
to Buddhism" and the other a "de-mythologized" novelization of
the Buddha's life, are written by eminently "modern" Bud-
dhists: the former by an Englishman who has become a b h i k ~ u
in the Tibetan tradition, the latter by a Sri Lankan scholar (col-
laborating with his wife) who is conversant with Western
thought and teaches at an American University. Both works are
re-presentations of aspects of the Buddhist tradition at least par-
tially in the light of "modern" perspectives, and each points up
both the promise and some of the problems inherent in such an
enterprise.
Stephen Batchelor is not the first to apply to Buddhism the
language and concepts of existentialism-he explicitly acknowl-
edges Herbert V. Guenther as a forerunner-but he is the first,
to my mind, to have done so in a really clear and compelling
manner. The basic premise of Alone with Others is that "The
survival of Buddhism depends upon the experiential redisco-
very of its inmost spark, and the articulation of that experience
in a language that speaks directly to the hopes and fears of
present-day man" (p. 129). For Batchelor, the language that
must be used is not that of one or the other of the Buddhist
traditions, nor that of the detached s"cholar, but that derived
from existentialism: "Today religious answers need to be freshly
formulated from below, i.e., in the light of the present existential
situation; they can no longer be imposed jTom above as though
they were self-sufficient universal truths in themselves" (p. 43).
Existentialism, for Batchelor, is not simply one among many
Western philosophies, but a way of analyzing the human condi-
tion that goes to the very foundations of that condition, and
thereby cuts across cultural boundaries. It is not just another
theory about existence, but, rather, the analysis of existence that
helps to formulate the categories in which theories about exis-
tence must be couched.
210 JIABS VOL. 7 NO.2
In his application of existentialism to Buddhism, Batchelor
draws freely from Marcel and Heidegger, as well as from such
existentially-oriented theologians as Tillich and Macquarrie. He
begins his analysis by delineating "the two most fundamental
dimensions of our existence: those of having and being: .. In
terms of having, life is experienced as a horizontal expanse pre-
cipitating towards ever receding horizons; in terms of being; life
is felt in its vertical depths as awesome, foreboding and silently
mysterious" (p. 25). Nowadays, Batchelor claims, secular and
material values are dominant, so "the urge to have creates an
ever widening gulf from the awareness of who and what we are"
(ibid.). Therefore, "The primary purpose of Dharma is to re-
establish a consciousness of being" (ibid.). Batchelor reviews the
legend of the Buddha's life and finds in it a paradigm of the
necessary human shift from the having-mode to the being-
mode, "a direct challenge to each one of us to respond to the
deepest questions of our existence in fully actualizing the poten-
tials of our innermost being" (p. 38).
After discussing the historically conditioned nature of Bud-
dhism, the inadequacy of anyone Buddhist school to the task of
"rediscovering" the essential Buddhist message, and the likeli-
hood that existentialism provides perhaps the only "point of
encounter where Buddhism and modern man can authentically
encounter one another ~ h i l e still retaining their individual dis-
tinctness" (p. 53). Batchelor resumes his existential analysis, pre-
senting the two basic categories that guide his main discussion,
being-alone and being-with: "These fundamental elements are
revealed in the paradoxical characteristic of existence of always
finding ourselves inescapably alone and at the same time inescap-
ably together in a world with others" (p. 58). Being-alone and
being-with simply describe the way we, as human beings, are; the
way in which we respond to our individual and social natures
will vary, but two basic options are open, inauthenticity and
authenticity: "In inauthentic being-alone we flee from facing the
totality of our existence [and from the facts of impermanence
and death] through absorption in the particular entities of the
world; in inauthentic being-with we ignore our essential related-
ness to others through indulging in self-concern" (p. 91).
"In both these cases," Batchelor says, "the turning point
from inauthenticity to authenticity is comprised of an experien-
tial recognition and acceptance of the funamental character of
our being which we have been evading and distorting" (ibid.),
i.e., impermanence and death, our responsibility to others and,
REVIEWS
most broadly, our potential authentically to "be" fully human. In
the realm of being-alone, the turning point comes when one
recognizes one's own evasions and distortions of one's actual
individual situation and takes upon oneself responsibility for
achieving the "optimum mode of being." In Buddhism, especial-
ly in the Mahayana idiom out of which Batchelor is working, the
optimum mode is Buddhahood, and the turn toward Buddha-
hood and the responsibilities it entails is, or course, . taking
refuge. In the realm of being-with, the turning point comes
when one rejects selfishness and takes upon oneself responsibil-
ity for assisting others in their conscious or unconscious quests
for authenticity. In Buddhist terms, one develops equanimity,
active concern (love and compassion) and active commitment
(bodhicitta) toward others, based on the abandonment of self-
concern. (Sanskrit iitmagraha, Tibetan bdag 'dzin.)
Batchelor next analyzes the primary ways of effecting au-
thentic being-alone and being-with. Authentic being-alone is ef-
fected primarily through wisdom, based on the recognition that
"psychological disturbance increases in direct proportion to con-
ceptual distortion" (p. 100). The three primary conceptual dis-
tortions are three of the traditional viparyiisas: "the apprehen-
sion of what is impermanent to be permanent; the apprehension
of what is unsatisfactory to be satisfactory; and the apprehension
of what is without self-identity to have a self-identity" (p. 101).
The latter is the most fundamental, and it is only when we real-
ize that our instinctive, anxiety-producing view of the world as
divided into enclosed, independent entities is false that we en-
gender wisdom, and thus the beginning of the end of anxiety.
Authentic being-with entails "ethics," what is usually de-
scribed as the upiiya side of the Buddhist path, especially the
perfections of giving, moral discipline, patience and enthusiasm,
which serve, respectively, to alter our attitude from "centripetal"
miserliness to "centrifugal" generosity, to restrain ourselves and
act in an appropriate fashion, to combat anger, and to pursue
zealously what is wholesome. Batchelor emphasizes that, since
being-alone and being-with are absolutely fundamental to our
being, the Mahayana is quite appropriate in its insistence that
both prajna and upiiya be developed, for it is only if we "perfect"
ourselves both individually and in relation to others that we may
be said to have attained the optimum mode of being.
The optimum mode of being for the Buddhist tradition, as
noted above, is Buddhahood, which, in Mahayana formulations,
is considered to represent both the fulfilment of one's own aims
211
212 JIABS VOL. 7 NO.2
(svartha) and the fulfilment of the aims of others (anyartha). The
symbols of this fulfilment are the "bodies" of the Buddha, the
dharma-body and the form-body. When the latter is divided into
sambhogakaya and nirmaQakaya, one can analyse the bodies
existentially as follows: "The silent depths of personal experi-
ence (dharma-body). find progressive expression through ideas
and words (enjoyment-body) and are finally embodied in actions
(emanation-body)" (p.l19). Batchelor is quite emphatic in his
insistence that "The true spirit of Buddhism is that of a human-
ized religion" (p. 124), and, thus, that the Buddha must be seen
not as an ideal being with powers so far beyond the human as to
be unapproachable, but, quite simply, as a man who attained
and expressed the optimal mode of being of which humans are
capable.
Overall, I find Batchelor's analysis clear and compelling,
particularly within the limits he has set to his discussion. His
analysis of the way in which Buddhism both poses and answers
existential questions is convincing, and his plea for a return to
Buddhism's experiential foundations is eloquent. Alone With
Others is, simply, one of the best discussions of the existential
import of Buddhism that I have read; it bears reading by both
Buddhists and interested non-Buddhists alike, expecially those
who grapple with existential problems in existential terms.
I do have some reservations, though. In the first place, Bat-
chelor has-deliberately-Ieft out of his discussion a number of
central Buddhist doctrines, including karma and rebirth, and he
has consistenly downplayed the metaphysical implications of the
doctrines he has discussed. Granted, Buddhism will be utterly
hollow if its existential implications are ignored, but the fact that
it has important existential implications does not mean that its
metaphysics are not vital to it, too. Indeed, its metaphysics, in-
cluding the doctrines of karma and rebirth, as well as the ideal of
a total elimination of all negative mental states, have been cen-
tral to most Buddhists at most times, and have helped to provide
much of the context of Buddhism's "existential" significance.
Articulation or vindication of Buddhist metaphysical and cos-
mological doctrines may be philosophically problematic, but it
need not be seen as a hopeless task, to be abandoned with a
shrug and the contention that the existential aspect is vital and
the rest superfluous. I do not think that Batchelor is claiming
this, but it is an irriplication that might be drawn from his work
by the unwary or the metaphysically weary.
Second, I wonder sometimes why Buddhists so often feel
compelled to frame their discussions primarily in terms derived
REVIEWS 213
from one or the other Western perspective, i.e., by beginning
with the Western perspective and then showing how Buddhism
"fits" with it. The sounder approach, it seems to me, is for Bud-
dhists to explore their own tradition as it has come down to
them, drawing insights and lessons (and criticisms) from the
West where possible. I realize that this often is difficult for those
whose very cultural background is "modernism," but the extra
effort requited to meet traditional Buddhism at least halfway
seems worthwhile, given that (a) Western viewpoints-including
existentialism-entail their own metaphysical presuppositions,
and (b) aspects of the modern worldview are at least as philo-
sophically problematic as those of traditional Buddhism. Again,
I think Batchelor is less guilty on this score than many (indeed,
he actually derives some of his existential categories from Bud-
dhism), but one hopes that he and other Buddhists will continue
seriously to attempt to interpret the world primarily through
Buddhist categories, and only secondarily through non-Bud-
dhist categories that may help them to understand Buddhism.
David]. and Indrani Kalupahana's The Way ofSiddhartha is
an attempt to present in novel form a "demythologized" life of
the Buddha, one derived entirely from the early nikayalagama
literature, without any reliance on such later, more hagiographi-
cal sources as the Jatakas, Mahavastu and Lalitavistara. The schol-
arly pioneer of this sort of approach is Ed ward J. Thomas, in The
Life of the Buddha as Legend and History (followed more recently by
Andre Bareau), but the Kalupahanas make explicit acknowl-
edgement of two more recent influences: Martin Wickrema-
singhe's Sinhala novel, Bavataranaya, and Bhikku NaI)amoIi's
chronological presentation of translations of relevant biographi-
cal material from the nikayas, The Life of the Buddha. Bavatarayana
contained a number of "inaccuracies" and "glaring misinterpre-
tations," however, so the Kalupahanas have attempted to com-
bine Wickremasinghe's imaginative format with NaI)amoli's ac-
curacy.
The result is a book that is both entertaining and informa-
tive. Synthesizing a vast amount of canonical material, the Kalu-
pahanas present a version of the Buddha's life whose chronolo-
gy is at least as convincing as that of any other. The chronology,
of course, is most problematic for the years of the Buddha's
"ministry," and the Kalupahanas frankly admit that no sequence
can ever be established with certainty; they merely have present-
ed a sequence that is plausible and representative of the geo-
graphical area covered by the Buddha.
The Buddha presented by the Kalupahanas is earnest and
214 JIABS VOL. 7 NO.2
thoughtful, growing dissatisfied with the world of his day for a
combination of social and philosophical reasons. He agonizes
over his decision to renounce society, even discussing it with his
wife. Finally, after years of travail, he overcomes ignorance and
various temptations, and gains insight into the nature of reality.
After his enlightenment, he launches a forty-five-year career of
itinerant teaching, proclaiming throughout northeast India a
Dharma that is clear, coherent, comprehensive and-perhaps
most uniquely and importantly-empirically verifiable. The Ka-
lupahanas' Buddha is an attractive figure: reasonable, kind,
skillful, acute. This is not surprising: this is the view of the Bud-
dha we get in virtually all texts that describe him. Since the
outlines of the Buddha's character and life are well known, and
the Kalupahanas generally adhere to them, I will not rehearse
them here, but simply indicate what I think the book's strong
and weak points to be.
The book's single greatest strength is its integration into a
novelistic format of a considerable amount of philosophical ma-
teria!' The Kalupahanas have skillfully woven in with their ac-
count of the Buddha's wanderings and meetings most of the
important philosophical points made in the 5uttas, from such
obvious items as the four noble truths, the three marks of exis-
tence and the twelve links of dependent origination, to more
specialized matters, such as the question of the Buddha's omnis-
cience, the various types of knowledge, and Buddhist theories of
truth, as well as the Buddha's views on social classes, private
property and the proper conduct of government. In their choice
of material for inclusion, the Kalupahanas follow closely in the
tradition inaugurated by the late K.N. Jayatilleke, who por-
trayed the Buddha as a proto-empiricist, as concerned with the
problem of verification as a modern logical positivist, and differ-
ing from the logical positivist only in his admission of ESP. as a
legitimate source of knowledge (which, in turn, revealed the
reality of karma, rebirth and nirvana). This view of the Bud-
dha's philosophical approach is not uncontested, but it is at least
as compelling as alternative explanations, and certainly is a ver-
sion of the Buddha to which Westerners are likely to respond
easily.
My criticisms concern two matters: the Kalupahanas' ver-
sion of the Buddha's attitude toward women and their expurga-
tion from their life of the Buddha of virtually all mythological
references. The Kalupahanas generally are careful in their end-
notes to indicate the textual sources from which they have de-
rived a particular account, yet very little of their version of the
REVIEWS 215
Buddha's encounters with women (especially his wife) is thus
well-documented. Their Buddha, quite simply, is a feminist; af-
fectionate and considerate toward his independent wife, Yasod-
. hara, to the point of discussing with her his wish to 'renounce the
world; motivated, in his renunciation, by a concern for the long-
term benefit of his wife and child; and reluctant to institute a
bhikkun'i sangha only because he fears the social disruption such
a move might entail. That the Buddha had some egalitarian
attitudes can be documented; that he' specifically and self-
consciously extended that attitute toward women is, I think,
questionable. One would like to think that the Buddha saw
through the sexism of his day as acutely as he saw through
philosophical confusions, but there simply is too little evidence:
the best we can probably conclude from the texts is that he
was ambivalent toward women, ambivalence itself marking a
considerable advance over the attitudes of most of his contem-
poraries. I respect the Kalupahanas' concern with excising "lat-
er" Buddhist elements from the Buddha's story; I wish they had
been as careful to keep out of their account 20th-century values
that it would be reassuring to believe the Buddha held, butthat
we have no evidence he actually did hold.
Further, while I do understand and appreciate the Kalupa-
hanas' attempts at demythologization, I am not entirely comfort-
able with them. What is most striking, I think, is the elimination
of virtually all mythological patterns from the Buddha's
thought. No Mara attempts to tempt or terrify the Buddha on
the eve of his enlightenment, no Brahma Sahampati dissuades
him from remaining in the bliss of nirvaI]a. It is true that there is
no canonical evidence for the story of Mara's assault under the
bod hi tree (although Sutta-nipata iii, 2 is suggestive), but Mara is
a factor in many canonical texts, while Brahma Sahampati clear-
ly has a role in canonical accounts of the Buddha's decision to
teach. What is important here is not so much particular incidents
as the more general problem raised by attempts at de-mythologi-
zation: we may live in a religiously de-mythologized world, but
that does not mean the that Buddha-for all his clarity and
rationality--clid. Indeed, to the degree that such beings as Mara
and Brahma were accepted parts of the ancient Indian land-
scape, there is no reason to think that the Buddha might not, in
fact, have experienced his conflicts and resolutions in part
through "encounters" with them. Again, it is one thing to elimi-
nate "mythological" elements added by later traditions of Bud-
dhist hagiography; it is another to eliminate mythological ele-
ments that even the earliest texts indicate may have formed part
216 JIABS VOL. 7 NO.2
of the mental furniture of the Buddha and his contemporaries.
Not only is there nb reason to think that the Buddha had totally
dispensed with the mythology of his day, but there is no reason
why he should have: mythology is an appropriate way of both
experiencing and symbolizing complex human dramas of the
sort undergone by the Buddha.
These objections aside, The Way of Siddhartha is an engaging
and rich exposition of the Buddha's life, one that might, with
a few caveats, profitably be used as an introduction to early
Buddhism. Indeed, though I think that Alone With Others and
The Way of Siddhartha raise-without answering-important
questions about how contemporary Buddhists do or might inter-
pret their metaphysical and mythological assumptions, they are
clear and aticulate works, whose authors deserve our thanks-
both for enriching our understanding of the Buddhist tradition
and for forcing us to think seriously about how the tradition best
can be understood by people living in the midst of that land of
no-land, "Modernity."
Roger Jackson
The Buddha, by Michael Carrithers. Oxford: Oxford University
Press, 1983. pp. x+ 102. Map, Bibliography & Index. Softcover
$3.95.
Michael Carrithers' short study of the Buddha's life and
thought is one of the recent volumes in Oxford University
Press's generally well received Past Masters series. The series
aims to make available to the general reader brief non-technical
introductions to the life and thought of significant individuals in
humanity'S past. It is an important series in two respects: first
because it is less culturally blinkered than other such efforts,
taking some account of the contributions of non-Western think-
ers to the intellectual development of mankind, and second be-
cause it finds a place in the intellectual mainstream for those
who have generally been considered "religious" thinkers and
therefore banished to the intellectual borderlands. The series
already has volumes on Jesus, Muhammad and Confucius and
this volume on the Buddha is a welcome addition.
Dr. Carrithers says that he intends to try and show what the
Buddha has to offer to contemporary Western thought and cul-
REVIEWS 217
ture, and to do this by writing a biography of the man. In taking
this approach Carrithers is following the tradition in which the
life of the Buddha is seen as a dramatic representation of the
central truths of Buddhist doctrine and therefore as a very ap-
propriate method of communicating those truths. He does not,
however, simply retail the legendary accounts of the tradition,
accounts that show little or no interest in distinguishing between
what is historical and what is philosophically interesting. Instead
he uses those legendary accounts and brings them together with
the data the dispassionate historian can gather about the Bud-
dha's life, and in so doing illuminates the historical and cultural
context within which the Buddha lived and thought while still
preserving some tincture of the significance given to the histori-
cal individual by the tradition. This is no easy tightrope to walk
but Carrithers is, for the most part, successful in preserving his
balance.
The Buddha has four major chapters, each relating to a sig-
nificant;, part of the Buddha's life. The first, "Early Life and
Renunciation," locates the Buddha by outlining what we know
of life and thought in the Gangetic plain in the sixth century
B.C., stressing the burgeoning urban civilization of that time.
Carrithers provides an excellent capsule account of the varr.w
system (pp. 14-17) and the Buddha's response to it, and outlines
the importance of ~ h e renouncers, those mendicants who reject-
ed the structures of their society as part of a quest for salvation.
The second chapter, "To the Awakening," decribes the
Buddha's quest for salvation and is used by Carrithers as a
framework for the exposition of basic Buddhist soteriological
praxis. This means, of course, meditative practice. Some ex-
tremely complex issues are passed over rather lightly here (espe-
cially that of the function of the more advanced concentrative
states) but that is inevitable in a book 6f this type and Carrithers
is careful to indicate throughout his text that there are many
probleIl)s with which he does not intend to deal. There is, per-
haps, a little too much stress on the radically empiricist nature of
the Buddha's method (see especially pp. 38-39)-a stress which
is probably the result of excessive exposure to the influential
philosophizing of K.N. Jayatilleke's disciples-and not enough
emphasis on the importance of constructive philosophical analy-
sis at a very early stage of the Buddhist tradition. But, in the
context of the book as a whole, this is not a major problem.
Carrithers' exposition of the basic dynamics of the Buddhist no-
self theory (pp. 41-46)-always the biggest problem for the nov-
ice coming to Buddhism-is especially lucid and useful.
218
JIABS VOL. 7 NO.2
In the third chapter, "The Awakening," Carrithers provides
the reader with expositions of some of the central categories of
Buddhist doctrine structured around the four truths; he in-
cludesdiscussion of the five aggregates, dependent co-origina-
tion and the eightfold path, and the ultimate soteriological goal,
NirvaI.la itself. His expositions have the very unusual (for this
field of scholarship) characteristic of being both accurate and
interesting; above all he stresses the intimate link in Buddhist
thought between dispassionate philosophical description-dis-
cussion of the way things are-and compassionate soteriological
action. He also points out here, as throughout the work, that the
Buddha's analysis of the human condition and the conduct pre-
scribed to deal with that condition can in fact be seen to have a
great deal to offer to Western cultures, both intellectually and
existentially.
In his final chapter, "The Mission and the Death," Car-
rithers outlines the Buddha's post-enlightenment preaching ca-
reer and links some of the elements perceptible in this career to
the future of Buddhism as a world religion, describing the rel-
evance of Buddhism for the ordinary man and showing how
ethics is related to philosophical theory. For this reviewer this is
the weakest part of the book: there are some exceedingly odd
remarks (p. 80) stressing Buddhism's tolerance and contrasting
it with "missionary religions such as Christianity and Islam," and
others (p. 95) suggesting that cultural relativism is now a gener- .
ally accepted theory in the West and was integral to the Buddhist
view of "the varieties of culture." In fact, of course, Buddhism
has historically been and continues to be a major (and very suc-
cessful) missionary religion, and one which has frequently ex-
hibited a degree of intellectual imperialism comparable to any-
thing in Christianity or Islam. Also, Buddhist intellectuals have
not, for the most part espoused relativism in any of its forms,
and it is probably only among anthropologists in the West that
any but the most innocuous forms of cultural relativism are
taken to have intellectual plausibiliy.
But these are minor caveats. For the most part The Buddha is
a lucid, accurate and interesting presentation of the Buddha's
life and thought, one which would be ideal for use as an intro-
ductory text for undergraduates in American universities and
from which even that peculiarly American academic animal, the
professional Buddhologist, can learn something. We have cause
to be grateful to Dr. Carrithers and it is strongly to be hoped that
his work has wide circulation.
Paul Griffiths
REVIEWS 219
Buddhist and Western Psychology, ed. Nathan Katz. Boulder, Colo-
rado: Prajna Press, 1983. xi+271 pp., index, softcover, $15.95.
In his introduction to this volume, a companion to the same
editor's c61.lection Buddhist and Western Philosophy [Delhi: Stirling
1981], Professor Katz claims that the collection of essays he has
brought together is "about psychology, not ab9ut 'Buddhism'"
(p. x) and gives concrete expression to his claim by dedicating
the book to the late Rune E.A. johansson, one of the compara-
tively few Western psychologists with a respectable historical and
philological understanding of Buddhism. Unfortunately, the
collection does not, for the most part, fulfill its promise; the
dangers in using this kind of approach to explore
any discipline are those of superficiality and eclecticism, and the
results, all too often, are methodological and conceptual confu-
sion. Hard questions need to be asked: are the standard psycho-
logical theories of the West really usefully applicable to Buddhist
theory? Do we actually learn anything about either psychology
or Buddhism by juxtaposing, say, jung and Yogacara without
fully exploring their basic conceptual and cultural differences?
This not to say that the cross-cultural method is invalid or use-
less, simply that it needs to be exercised with great care and
methodological sophistication, a care and sophistication that is
not evident in most of the pieces in this collection.
The volume opens with a brief introduction by Chogyam
Trungpa in which we are told that the missing element in West-
ern psychology is "the acknowledgement of the primacy of im-
mediate experience" (p. 7). It is nowhere made conceptually
clear just what "immediate experience" is, much less how, other
than by practising Buddhist meditation, Western psychologists
might acknowledge its primacy. Such language is likely to do no
more than contribute to the prejudice of many Western psycho-
logical theorists that Buddhism is simply a set of esoteric disci-
plines.
The substance of the book is divided into four sections:
"Psychological Implications of Pali Buddhism" (sIx essays); "Psy-
chological Implications of japanese Buddhism" (three essays);
"Psychological Implications of Buddhism" (two essays);
and "Psychological Implications of Tibetan Buddhism" (two es-
says).
The first essay, written by Rune E.A. Johansson shortly be-
fore his death in 1981, uses the Freudian concept of the defense
mechanism to explore and clarify material from the Nikiiyas con-
cerning various types of psychological and behavioural error
(dosa) and to suggest that the central Buddhist idea of iisava-
220 JIABS VOL. 7 NO.2
"inflow"-can be profitably understood using a modified Freud-
ian interpretive framework. He concludes by suggesting arice
again-as previously in his Dynamic Psychology of Early Bud-
dhism-that "inflation" (p. 23) might be an appropriate transla-
tion for ilsava.
George R. Elder's essay entitled "Psychological Observa-
tions on the 'Life of the Buddha'" is actually a neo-Jungian
analysis of one section of the Nidanakathii, a fifth-century Sinha-
lese text. Throughout Elder's analysis cosmology is psycholo-
gised arid dramatic narrative of external events is personalised
and internalised. His hermeneutical method seems to consist in
the presupposition that every event referred to by the text
which, for one reason or another, is judged by Western histori-
ans to be non-historical, must therefore be interpreted as point-
ing to some (more or less) profound psychological meaning. The
rather distressing lack ofa clearly enunciated hermeneutic
means that Elder appears to have no problem with-even to
delight in-offering contradictory interpretations of the same
event, and to use as a hermeneutical framework a philosophy
(that of Jung) which is at many key points simply not compatible
with the doctrines of the tradition which he claims to be treating.
Jan T. Ergardt offers an analysis of the concept of mind
(citta) in the Majjhima Nikaya, and applies Jungian categories to
the results he obtains. Ergardt's analysis of the Pali material is,
on the whole, careful and thorough; it is perhaps a direct result
of the profound obscurity of the Jungian conceptual framework
which Ergardt uses to interpret this material that it is difficult to
say exactly what his thesis is: it remains questionable whether
either a Jungian therapist or a Buddhist scholar can learn any-
thing from this piece.
Peter Masefield's study "Mind/Cosmos Maps in the Pali Ni-
kayas" presents a powerful and persuasive plea for a re-evalua-
tion of the significance of the links between cosmology and psy-
chology in the Pali literature. H ~ stresses that nibbana is
described in cosmological terms-as a place-just as often as in
psychological terms-as a state of mind-and that this is to be
expected given the thought-world of India at the tirr.ie of early
Buddhism. While agreeing with this major thesis, there are
many points of detail upon which this reviewer would take issue
with Masefield. To note just two: it's not at all clear that the
formless jhiinas are consistently viewed in the Nikayas simply as
modifications of the fourth jhiina of form, as Masefield states on
p. 79; there is in fact considerable evidence that they-and the
nirodha-samapatti to which they lead-are represented in some
REVIEWS 221
strata of the Nikiiyas as independent of the meditations of form
and indeed as independently soteriologicaHy valid. Second, it is
almost certainly wrong to sugesst "the existence of an atta equiv-
alent to Atman"; for example, the Alagaddupamasutta
suggests otherwise (see K.R. Norman's paper, "A Note on Atta
in the Alagaddiipamasutta" [in Studies in Indian Philosophy, L.D.
Series 84, Ahmedabad, 1981. pages 19-29] for some discus-
sion). But these are points which cannot be discussed at length in
a review. Masefield's essay is valuable simply because it re-ap-
praises an aspect of the psychology of the Nikiiyas which is too
often undervalued. Work along these lines could be pursued by
a close study of the connotations of the term loka in this litera-
ture, a word whose meaning Masefield takes for granted in this
paper but whose macrocosmiclmicrocosmic bivalence might ac-
tually provide further support for some of the positions he
takes.
Mokusen Miyuki's essay-"The Ideational Content of the
Buddha's Enlightenment as Selbstverwirklichung"-is hard to
make sense of. To interpret him charitably, Miyuki seems to
suggest thatJung's concepts of self-realization and individuation
provide heuristically useful models for understanding the stan-
dard canonical accounts of the Buddha's enlightenment. This
may be so, but it can scarcely be said that Miyuki demonstrates it
in his study; instead; isolated sections of Buddhist texts are fil-
tered by Miyuki through a fine mesh of orthodox Jungian con-
cepts in such a way that the philosophical meaning(s) granted to
the texts by the traditions in which they have their life and
meaning are almost always completely obscured. To take just
one example: Miyuki appears to think that the Buddha's realiza-
tion of the truth of the paticca-samuppiida formula during his
enlightenment is i) a numinous experience (p. 96) and ii) " ...
the innate urge of the Self to realize itself' (p. 105). Such conclu-
sions illustrate the absurdities to which the comparative method
can lead when not balanced by careful historical, philological
and philosophical scholarship.
The concluding piece in the section on Pali Buddhism is
M.W. Padmasiri de Silva's "Emotions and Therapy: Three Para-
digmatic Zones," originally presented as an inaugural lecture at
the University of Peradeniya in 1981. This is a careful and illu-
. minating study of the Theravadin view of the nature of emo-
tions and of the proper therapeutic approaches to them. De
Silva contrasts the Buddhist therapeutic approach, stressing in-
trospective attention, with the two standard "Western" ap-
proaches: the behaviouristic and psychoanalytic. Professor de
222 JIABS VOL. 7 NO.2
Silva handles his materials-Buddhist and Western-with care
and sensitivity, and thus sheds a good deal of light on the prob-
lems inherent in any theory of the emotions, Western or East-
ern.
Akihisa Kondo brings together Y ogadira psychology with
the ideas of Karen Horney in his piece on "Illusion and Human
Suffering"; while both Horney and the Yogacara are interesting
in their own right it is not clear that either is illuminated by this
study. It is also unclear why this piece is included in the section
on Japanese Buddhism since the only Buddhist ideas to which
the author refers are standard Indian ones.
Steven Heine ambitiously contrasts psychoanalysis, Dagen
and existentialism in "The Meaning of Death in Psychoanalysis,
Existential Phenomenology, and Dagen Zen." More specifically,
he analyzes Freud, Heidegger, Sartre and Dagen on death in
fifteen pages. Despite the brevity and necessary superficiality of
his discussion, Heine's piece does benefit from its methodolog-
ical sophistication and does point the way forward for further
work in this area.
The section on Japanese Buddhism concludes with a re-
vised version of Richard J. DeMartino's impressionistic study of
"The Human Situation and Zen Buddhism," a piece which, ac-
cording to its author, (p. 192) was first written in 1957 and
appeared in print in 1960. Even in its revised form DeMartino's
study now has little more than historical interest and it is diffi-
cult to see why it was chosen for inclusion in this volume.
The section on the psychological implications of "Sanskrit
Buddhism" opens with a comparision of the paradigmatically
Madhyamaka prasanga "therapeutic argumentation" (p. 200)
and the Western "double-bind" analysis of schizophrenia. This
study, by Gustavo Benavides, is so condensed that it is difficult to
assess: it remains unclear to this reviewer, for example, that
either Nagarjuna or the Western double-bind theorists offer any
solutions to the logical/psychological problems they discuss, and
still less clear that those who hold the philosophical (non)-views
of the Prasangika Madhyamaka (evidently Benavides is amoung
them) have any business writing about them, since to do so is
merely to intensify the double-bind in which their unfortunate
readers necessarily find themselves.
Stephen Kaplan offers a piece on Yogacara epistemology
and holographic psychology. He analyzes the Yogacarin discus-
sion of the perceptual process-involving the trisvabhava the-
ory-using Karl Pribram's holographic psychology. Perceptual
REVIEWS
223
images are likened to holographic images: fabricated, without
form and without location. This is how Kaplan understands the
notion of parikalpita-svabhava, the nature of existents as con-
structed by the mind. In this study-it seems that the interpretive
framework used to discuss Yogacara actually does illuminate it;
the idea of a hologram is a useful tool for coming to an under-
standing of Yogacarin epistemology of perception. The major
drawback, though, is the author's extremely cavalier treatment
of some extremely problematic philosophical issues: the causal
theory and the identity thesis do not exhaust the philosophical
options where perception is concerned, and they are not in any
case discussed with the rigour that they deserve.
The volume concludes with two pieces on the psychological
implications of Tibetan Buddhism. Herbert Guenther discusses
rdzogs-chen and Daseinsanalyse with his usual unfathomable pro-
fundity; enough has been written by now about Professor
Guenther's translation methods and literary style to make fur-
ther discussion otiose. All that need be said is that this piece, like
most of Guenther's work, will speak ony to the narrow circle of
his aficionados.
The volume's editor, Nathan Katz, concludes the collection
with a study of the "feminine" in tantric hagiography and in
Jungian psychology. Katz is clearly more aware than most of his
fellow cOritributors of the problems involved in applying J ung-
ian categories to Buddhism-or Buddhist categories to Jungian
theory-and claims that he simply wants to develop dialogue
between the systems rather than to undertake the interpretation
of one through the categories of another (pp. 242-3). This
methodological point is well taken, and Katz's careful compari-
son of the Jungian anima with the tantric <;lakin! embodies his
method well. There do indeed appear to be profound and sig-
nificant parallels between these two sets of symbols, and a full
discussion of the reasons for this is one of the more profitable
avenues along which cross-cultural psychological theory could
beneficially proceed.
This collection, then, has its moments: perhaps the best
pieces are those by Masefield, De Silva and Katz himself. But it
remains unclear whether the volume makes any significant con-
tribution to either psychological theory or the history of Bud-
dhism; even the groundwork in this field has not yet been done.
Paul Griffiths
224
JIABS VOL. 7 NO.2
A Lamp for the Path and Commentary, by Atisa, translated and
annotated by Richard Sherburne, S.]. London and Boston: AI-'
len & Unwin, 1983. Foreword by His Holiness the Dalai Lama,
Introduction, Translation of Root Text, Translation of Com-
mentary, Appendices, Glossary, Bibliography, Index xiii + 226
pages.
Dr. Sherburne's translation of Atisa's famous Bodhipatha-
pradipa (BPP) and its autocommentary is certainly a welcome
addition to the field of Buddhist studies in general, and to the
study of Tibet's lam rim literature in particular.
It is obvious from Atisa's own remarks that even by his time
the extent and complexity of Mahayana exegesis was becoming
too vast for the ordinary monk or lay practitioner. That there
was a great need for a short synthetic work like the BPP is
evident from its immediate popularity (both in Tibet and in
India). Its success came from the fact that it presented in a
systematic and concise way the most important and relevant
points of Mahayana doctrine, in a format suitable for practice.
At the same time, it avoided the kind of extensive dialectics that
were all too popular at the time. In fact, Atisa mentions repeat-
edly that the time has come to concentrate, not on logic, but on
the guru's advice:
So throwaway your texts on argumentation
Which make inference supreme
And cultiv.ate the (Guru-) tradition's counsel (p. 145)
Hence, the work can be seen as a practical guide to the Ma-
hayana, and the fact that it was held in very high esteem is
attested by the hundreds of texts for which it served as a model
and inspiration. The BPP spawned one of the largest and most
pervasive genres of native Tibetan literature, the lam rim (Stages
of the Path). It is in fact the inspiration for Tsong kha pa's Lam
rim chen mo (The Great Exposition of the Stages of the Path), an
amazing synthetic work which is itself the source and inspiration
of hundreds of other smaller works, even to this day. Hence, the
appearance of the BPP with its Commentary in Dr. Sherburne's
English translation is a truly important and key step toward the
understanding of the lam rim literature as a whole.
Dr. Sherburrie's translation is on the whole quite accurate
and very readable. There are a few points however with which I
take exception. His translation in verse 5 of the lines:
REVIEWS
Rang rgyud gtogs pa'i sdug bsngal gyis
gang zhig gzhan gyi sdug bsngal kun
yang dag zad par kun nas 'dod
"reads:
One who wholly seeks a complete end
To the suffering of others because .
Their suffering belongs to his own (conscious) stream.
225
The last line of the translation can be misleading. It is not that
the being of highest scope (being described here) actually takes
the suffering of others into his own mind-stream, but that he
empathizes with their suffering (and desires its elimination) "be-
cause of the suffering which he himself experiences," which is to
say that realizing that all beings suffer as he/she does, the bodhi-
sattva seeks an end to all suffering in a way that disregards the
poundary of self and other.
The terminology in the translation might also be more stan-
dardized. For example, on pp. 27-28 we see use of both the
words "worship of" ("worship of body-offerings," "worship of
faith," "worship of praise") and the words "worship with" ("wor-
ship with ordinary things," "worship with pleasing objects"). But
it must be remembered that the particle gyi has more usages
than merely "possession." In this particular case, the translation
"worship of" is misleading; after all it is not body offerings, faith
or praise that are being worshipped. Instead, it is the Buddha
who is being worshipped with these. It seems that Dr. Sherburne
in fact realizes this point (he uses with in a number of cases, as
stated above). One might have wished that the translation consis-
tently read "worship with," however.
Dr. Sherburne's annotations do an excellent job of identify-
ing almost all of the works and passages cited. They however are
almost exclusively just that,providing little elucidation of some-
times obscure passages. Since even the Commentary is quite terse,
however, this might easily have made the annotations more ex-
tensive than the text. Hence, Dr. Sherburne's approach is un-
derstandable.
Finally, let me bring up a few doctrinal points on whose
interpretation I must disagree. Dr. Sherburne states that the
tathagatagarbha ("Buddha-nature") "would be rejected by strict
Madhyamika as holding to a position of reality" (p. 81). Granted
that the Madhyamikas do not accept a Cittamatra interpretation
226 JIABS VOL. 7 NO.2
of the theory of "Buddha-nature." Nonetheless, both Prasangi-
kas and Svatantrikas have a very developed and extensive litera-
ture expounding their own theory of the tathagatagarbha. In
fact, one of the main Indian works on the subject, Asanga's
commentary to the Uttaratantra, is held by many scholars to be a
Prasangika work.
Dr. Sherburne devotes extensive notes to the subject of Nir-
vaI;1a (p. 156 and p. 198) but his explanations do not correlate
with any that I have seen in my own study of the Tibetan com-
mentaries of the Abhisamyalankara and Sputartha (where the topic
of NirvaI)a is discussed at the very outset). For example, Dr.
Sherburne seems to indicate that "NirvaI)a with remainder" be-
longs to the sravaka, that "NirvaI)a without remainder" belongs
to the pratyekabuddha and that "Non-abiding Nirval}.a" (or, in
his terminology, "deferred NirvaI).a") belongs to the bodhisattva.
Instead, texts like Tsong kha pa's gSer phreng and Rong ston pa's
Tzka are quite clear: "Nirvana with remainder" and "Nirvana
without remainder" can both belong either to sravakas or to
pratyekabuddhas. In the former, the Arhant still possesses his
five skandhas, which remain because of karma accumulated pre-
vious to his attainment of Arhantship. In the latter, the Arhant
has exhausted this karma, his body has died. "Non-abiding Nir-
vaI)a," they state, exlusively refers to Buddhahood itself.
Be that as it may, since these doctrinal points do not directly
bear on the text, they do not detract from Dr. Sherburne's chief
task, the translation of this very important work. All in all, sup-
plemented with two very useful appendices on the system of
initiations, and an excellent glossary and bibliography, Dr. Sher-
burne's translation must be recognized both as a rigor-
ous work and, as was the original in eleventh century Tibet, a
superb introduction to the Mahayana for the novice.
Jose 1. Cabez6n
Religious Festivals in South India and Sri Lanka (Studies on Reli-
gion in South India and Sri Lanka, Vol. 1) Edited and prefaced
by Guy R. Welbon and Glenn E. Yocum. New Delhi: Manohar
1982, pp. xi-341, including Index.
Some readers will be disappointed in the treatment given
Hindu festivals by the 12 authors whose papers are contained in
REVIEWS 227
thisvolume. Those who have witnessed South Indian festivals
will catch only occasional glimpses of the grand ritual perfor-
mances and the milling crowds they surely associate with their
experience. A majority of the papers are written by historians of
religion a : ~ d reflect a perspective on religion which is quite dif-
ferent from the exoteric meaning and experience of the crowd.
True to their profession, these'researchers turn to texts and
learned priestly informants whose apprehension and compre-
hension of what is going on at a festival can be remarkably
different than that of the other participants. Another source of
disappointment lies in the fact that the papers were written and
presented over a decade ago, at the 1971 meeting of the work-
shop of the Conference on Religion on South India. Thus, even
the anthropological papers miss the sense of "anti-structure"
that social anthropologist and theorist Victor Turner, writing in
the 1970's, has suggested characterizes such festivities.
The twelve papers in the collection can be roughly divided
into two groups: those which deal with the prescriptive, textual
aspects of a festival, and those which take a more descriptive
stance, viewing the festival as an on-going performance. In the
former group are two papers which concentrate on calendrical
aspects. of festival cycles and three papers on temple conventions
(iigama texts) spt::cifying rituals appropriate for certain dates
and commemorations. In the latter group of more descriptive
papers there are papers which discuss the relationships between
myth (or text) and theatrical and artistic modes of expression as
these combine to create a festival drama. Also in this category
are three papers which explore the relationships of festival and
society.
The papers themselves tend to be rather technical. The one
common theme running through all the papers is the impor-
tance of the chronometric cyclicality of festivals. The first paper,
Karen L. Merrey's "The Hindu Festival Calendar," provides an
excellent introduction, as well as background reference, to this
theme. It is a detailed account of both the solar and lunar calen-
drical systems. Fred Clothey's paper, "Chronometry, Cosmology
and the Festival Calendar in the Murukan Cult," tries to demon-
. strate that the festival calendar integrates cosmic and ecological
time as well as the sequence in a god's career, which he calls
commemorative time. The three papers emphasizing the agamic
conventions of specific groups of temples-H. Daniel Smith's
"Festivals in the Pancaratra Literature," James Martin's "The
Cycle of Festivals at Parthasarathi Temple," (both on Vaiglava
systems) and J. Bruce Long's "Mahasivaratri: The Saiva Festival
228 JIABS VOL. 7 NO.2
of Repentance"-describe how particular rituals are allocated to
the calendrical cycle. The number of such rituals is impressive;
for the Parthasarathi temple there were "festivals" on 345 days
in a year, and in other temples, Martin says, the figure is much
higher. One question raised by such a high figure is what is
meant by "festival" in this context; if all of these are equally
"festivals" for the Brahman officiates, why are only some of
these occasions considered "festivals" by the rest of society?
The more descriptive papers tend also to be more eclectic.
Guy Welbon's paper "The CaJ;.Qala's Song" concentrates on a
ritual enactment of a text in which an untouchable pilgrim is
confronted by a demon (brahmariikshasa) before and after gain-
ing merit from his pilgrimage. The drama, only a small part of
the festival, and not even witnessed by the temple higher-ups, is
nonetheless quintessential of what many temple festivals are all
about, the public reenactment of a ritual drama. Clifford R.
Jones' "Ka!am E!uttu: Art and Ritual in Kerala" is about similar
sorts of drama in which, additionally, elaborate colored powder
drawings are made. His analysis concerns the history of the artis-
tic conventions of the drawing, but also suggests a vast realm of
further study to be done on the dramatic aspects of these rituals.
Glenn E. Yocum's "An-ke!iya: A Literary-Historical Approach"
demonstrates the value of comparative study of the relationship
between mythic narrative and ritual enactment. He brings to
bear a wealth of tradition from around Sri Lanka and through-
out Tamil Nadu on a Sinhalese game played in honor of Pattini,
the goddess of both fertility and smallpox.
Suzanne Hanchett's paper, "The Festive Interlude: Some
Anthropological Observations," Jane M. Christian's paper, "The
End is the Beginning: A Festival Chain in Andhra Pradesh," and
Donald K. Swearer's paper, "The Kataragama and Kandy Asa!a
Peraharas: Juxtaposing Religious Elements in Sri Lanka," all
emphasize that many aspects of festivals belong to the communi-
ty. While Hanchett's paper stresses that festivals are composed
of elements which are continually negotiated by different fac-
tions of the community, Christian's paper emphasizes how the
multiplicity of meanings in festival events represent different
social contingents. Swearer characterizes Sri Lankan festivals as
national religious celebrations wherein both Buddhism and
Hinduism are subsumed in a broader sense of community spirit.
One paper, Dennis Hudson's "Two Citra Festivals in Ma-
durai," stands above the rest in being able to bring all of these
aspects of festival together. Through myth and ritual, esoteric
REVIEWS
229
doctrine and popular lore, textual authority and modern prac-
tice, and Saiva traditions are wedded-literally-in a
grand pageant: the marriage of Siva to sister,
Hudson suggests that this was accomplished historically when
the Telugu king Tirumala Nayaka merged two temple traditions
into a common myth to elicit the loyalty of certain segments of
society after the fall of Vijayanagar. Thus, despite the calendri-
cal cyclicity and a wealth of temple convention-indeed, by cl"ev-
er use of the illusion of these elements-festivals are at once
things in time and out of it, reflective of both past structure,
immediate structure and cosmic structure, as well as "anti-struc-
ture," the structure of rebellion against petrified conventions.
Peter Claus
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III. NOTES AND NEWS
7th Conference of the International
Association of Buddhist Studies
We are pleased to announce that the 7th Conference of the
lABS will be held at Centro San Domenico, Bologna, Italy, July
8-13, 1985, under the auspices of the University of Bologna
and numerous sponsoring Italian Cultural Institutions.
The Honorary President for the Conference is Professor
Oscar Botto (University of Torino, Italy); the President is Pro-
fessor Andre Bareau (College de France, Paris, France); the
Chairperson of the Organizing Committee is Professor Luigi
Heilmann (University of Bologna, Italy); and the Local Secre-
tary for the Conference is Professor Amalia Pezzali (University
of Bologna, Italy).- .
Arrival of the participants will be on the afternoon of Sun-
day, the 7th of July, and departure will be on the morning of
Sunday, the 14th of July. An application form for hotel accom-
modations will be included in the 2nd circular. It will also be
possible to have University College accommodations.
Participants from abroad are requested to pay the regis-
tration fees in US Dollars. Before April 30, 1985 the fee will
be US$150 per person. After May 1, 1985, the fee will be
US$200 per person. Italian participants are requested to pay
the corresponding amount, respecting the same dates, in Ital-
ian Lira. Registration fees cannot be refunded. A fifty percent
discount will be allowed for students who are able to produce
documentation from their professors on their scholarly ability.
The following sessions will be included in the 7th Confer-
ence: Ancient Indian Buddhism, Mahayana Buddhism, Late
Indian Buddhism, Sri Lanka and South-East Asian Buddhism,
Chinese Buddhism, Japanese and Korean Buddhism. There
will be panels on special topics such as: Buddhist Art, Iconogra-
phy, Archaeology, Anthropology, Logic and Epistemology,
Bibliography, Current religious trends, and others according to
th.e proposals of participants. Four morning plenary sessions
are also scheduled.
230
NOTES AND NEWS
231
Anyone who wishes to present a paper is requested to
send an abstract of not more than 300 words to the Local
Secretary by the end of March, 1985.
The Proceedings of the Conference will be published by
the Organizing Committee. The price of the Proceedings is
included in the registration fee.
A visit to Ravenna and Bologna is offered to the 'partici-
pants by the Organizing Committee and all the sponsors.!
The registration form may be obtained from the Local
Secretary, Professor Amalia Pezzali, Via Bertini 4,40127 Bolo-
gna, Italy.
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L.M. Joshi: a Brief Communication
I write this short communication while still reverberating with
the shock and sorrow at the death of our mutual friend, Lalmani
Joshi. His untimely departure is an immeasurable loss to us all,
not only personally but also professionally.
As many of you may know, he had just returned to India after
three years of visiting professorships at Amherst and Haverford
Colleges. He was in a very happy frame of mind in that he was
going to take up a very distinguished newly created Chair Of
Buddhist Studies affiliated with the Central Institute of Higher
Tibetan Studies at Saranath. This chair had been created espe-
cially for him by the Government of India's Ministry of Educa-
tion, in view of the central contribution he could make from that
vantage to Indian scholarship's systematic recovery of many of
its greatest "Shastric" treasures from the great Tibetan language
storehouse, the bsTan-'gyur. This wise and creative move by the
Ministry was tragically frustrated by Lalmani's sudden death.
Lalmani's last work of this life was to return to Patiala in June
to pay his farewells to the University and Center of Religious
Studies where he had spent so many productive years. He also
packed up his extensive Buddhist Studies library, perhaps the
best such library in India. He shipped the many crates of these
books to Saranath, went to Delhi to join his family, and suffered
the intestinal attack that proved fatal before ever reaching Sar-
anath. I would like to know how many of you feel as I do that we
should all join in an effort to establish a fund that could pur-
chase his library from his bereaved family and establish the col-
lection in a memorial building or room at the Central Institute.in
Saranath. I think it would be the best way to fulfill his intention
and carryon his own life's work. It could be connected with our
international effort to support the Gal Ministry of Education in
maintaining the chair they had established, naming it after Lal-
mani, and filling it with another scholar who would continue in
such a direction of research, translation, and publication.
I have not at this stage thought through the mechanics of
collection, negotiation with the Gal Ministry and with the Cen-
tral Institute, and with Mrs. Joshi, so it is too early to begin
contributing just yet. But I would like at this time to know what
support there is for the idea and what suggestions for its execu-
tion.
Robert A. F, Thurman
232
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CURRENT LIABILITIES:3
JIABS, VII, #1
Ries Graphics 3,500.00
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Expenses:
JIABS, VI, #1, 2
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Copyrights 20.00
IUOAS '83 Dues 50.00
VI CIABS
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R. Haggarty3 100.00
Telephones 24.95
233
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524.65
$10,716.56
9,520.85
$20,237.41
14,005.49
10,404.24
2,117.73
$ 6,231.92
$ 6,231.92
$ 6,000.00
$14,005.49
234
JIABS VOL. 7 NO.2
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50.00
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70.16
377.97
30.00
80.00
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. typewriter repairs, etc.)
1,153.13
200.39
EXPLANATIONS AND CLARIFICATIONS
$14,005.49
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sury ($194.80 by BDM, and $71.58 by RH). Dr. Upasak, to whom we had
sent a check for $1100.00 representing UNESCO's grant, returned that
check and was paid, instead, from the funds being collected at the Vlth
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not yet forwarded to the treasurer of the lABS.
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TREASURER'S REPORT
235
TREASURER'S REPORT SUPPLEMENT
MEMBERSHIP PAYMENT DISTRIBUTION
(Excluding Life and Founder Members - 30)
1982 1983
1984 1985 1986 1987
FULL 103** 200** 48** 7
** 1
SUBSID. 11 28 6
2
STUDENT 4 4
2
INST. 12 39 18
SUBS. 3 6 30 1
The treasurer wishes to express the gratitude of the following
recipients of the Japan Society for Promotion of Sciences sub-
vention:
Prof. AL. Basham
Drs. Robert and Beatrice Miller
Prof. A K. N arain
Prof. A Pezzali
and
Rena Haggarty
yen 150,000
250,000
150,000
150,00
100,000
OBITUARY
John Brough (1917-1984) ,I
Friends and colleagues of Dr. John Brough, the late Pro-
fessor of Sanskrit at the Universities of London and Cam-
bridge, mourn the passinK of one of the most eminent scholars
of our generation. Brough's interests were wide-ranging, and
his contributions covered a broad expanse of fields, from San-
skrit literature, Indian linguistics and Nepalese folk tales, to
Central Asian history and Chinese Buddhist texts.
Early in his career, Brough made his mark in Indian and
Sanskrit literature with the publication of such pioneering arti-
cles as "Legends of Khotan and Nepal" (BSOAS 12 [1948]), and
his primer, Selections from Classical Sanskrit Literature (London:
Luzac and Co., 1951). Branching out into still more technical
areas of Sanskrit, Brough examined Indian philosophy of lan-
guage in the light of modern linguistic theory in such pioneer-
ing articles as "Theories of General Linguistics in the Sanskrit
Grammarians" (Transactions of the Philological Society, 1951) and
"Some Indian Theories of Meaning" (TPS, 1953); in recogni-
tion of their status as classics in the field, Fritz Staal reprinted
both in his A Reader on the Sanskrit Grammarians (Cambridge,
Massachusetts: The MIT Press, 1972). Brough also brought
Tibetan and Chinese materials to bear on treatments of ques-
tions in Sanskrit and Buddhist studies. In one of his most well
known articles, "Thus Have I Heard ... " (BSOAS 13 [1950]),
Brough challenged this most sancrosanct translation of the
opening line of Buddhist siitras, proposing instead the transla-
tion, "Thus have I heard at one time," following the Tibetan
punctuation.
Brough also became known as a specialist in Prakrit dialec-
tology, and especially in GandharI Prakrit. In "The Language
of the Buddhist Sanskrit Texts" (BSOAS 16-2 [1954]), his re-
view of Franklin Edgerton's Buddhist Hybrid Sanskrit Grammar
and Dictionary, Brough warned of the danger of treating Nepa-
lese orthographic idiosyncracies as authentic dialectical forms
of Buddhist Sanskrit. Perhaps Brough's singularly most impor-
tant contribution to Buddhist studies and Indology was his
236
OBITUARY 237
monumental The Gandharf Dharmapada (London: Oxford Uni-
versity Press, 1962). His masterful edition of the Central Asian
fragments of this important text, with detailed notes on the Pali
and Prakrit parallels, provided definitive evidence concerning
the phonetic and semantic features of the GandharI language.
In later years, Brough turned to Chinese sources with ever
greater frequency. In his "Comments on Third-Century Shan-
shan and the History of Buddhism" (BSOAS 28 [1965]),
Brough drew upon Chinese and evidence to detail
the importance of Northwest India, and especially Gandhara,
in the transmission of Buddhism to central and east Asia.
Brough's writing frequently displayed the acerbic wit and dry
humor for which he was so well known in person, making his
articles provocative and entertaining, as well as informative. In
his "The Chinese Pseudo-Translation of Arya-siira's Jataka-
mala" (Asia Major 11 [1964-5]), for example, Brough waggishly
examined the ludicrous attempt of two Sung-dynasty Chinese
translators, who knew no Sanskrit grammar and only a few
Sanskrit words, to render Arya-siira's ornate kavya into their
native language, and the disastrous results ensuing therefrom.
Returning to one of his earlier loves, Brough examined refer-
ences in Chinese materials to earlier Sanskrit grammarians in
his "I-ching on the Sanskrit Grammarians" (BSOAS 36 [1973]).
Late in his career, Brough used Chinese renderings of Bud-
dhist texts to ferret out the underlying Prakrit forms as,
for example, in his "Buddhist Chinese Etymological Notes"
(BSOAS 38 [1975]), and "The Arapacana Syllabary in the Old
Lalita-vistara" (BSOAS 40 [1977]).
I had the privilege of being Professor Brough's student
and, later, colleague at the School of Oriental and African
Studies, University of London, and benefitted greatly from his
extraordinary range of knowledge in Sanskrit, Pali, Prakrit,
Tibetan, and Chinese. He was extremely generous in providing
the younger scholars whose work he supervised with copious
notes and comments on their research. In so doing, he offered
them ever-new critical insight into the vast area of Oriental
studies and was himself a paragon of the cross-cultural, multi-
language orientation so necessary for serious work in the field.
The world of Buddhist and Indological scholarship has lost a
238
JIABS VOL. 7 NO.2
truly eminent scholar and conscientious teacher; his contribu-
tions, however, will continue to inspire new generations of stu-
dents long after his passing.
Padmanabh S. J aini
Professor Rod Bucknell
Studies in Religion
The University of Queensland
St. Lucia, Queensland
AUSTRALIA
Mr. Jose 1. Cabez6n
SeraJe Monastery, House 32
P.O. Bylakuppe
Distt. Mysore
Karnataka
INDIA
Professor Peter Claus
Dept. of Anthropology
University of California
Berkeley, CA 94720
Professor Richard Gombrich
The Oriental Institute
The University of Oxford
Pusey Lane
Oxford, OXI 2LE
ENGLAND
Professor Paul J. Griffiths
Dept. of South Asian Languages
and Civilizations
Foster Hall, East 59th St.
University of Chicago
Chicago, IL 60637
Dr. Peter Harvey
Poplar Cottage
Nevilles Cross Bank
Durham City
Durham DHI 4JN
ENGLAND
Professor Jeffrey Hopkins
Dept. of Religious Studies
Cocke Hall
University of Virginia
Charlottesville, VA 22903
CONTRIBUTORS
Professor Roger Jackson
Dept. of Far Eastern Languages
and Literature
3070 Frieze Building
University of Michigan
Ann Arbor, MI 48109
Professor Padmanabh S. Jaini
Dept. of South and Southeast Asian Studies
University of California
Berkeley, CA 94720
Mr. Y. Krishan
C 11155 Dr. Zakir Hussain Marg
Bapa Nagar
New Delhi 110 003
INDIA
Dr. Luciano Petech
Via Corvisieri 4
00162 Roma
ITALY
Professor David Pollack
Dept .. of Foreign Languages, Literatures
and Linguistics
University of Rochester
Rochester, NY 14627 .
Professor Telwatte Rahula
Dept. of Comparative Religion
McGill University
Montreal
CANADA
Professor Robert A.F. Thurman
Dept. of Philosophy and Religion
Amherst College
Amherst, MA 01002
Dr. Ah-Yueh Yeh
62-5, Chang-shing St.
Taipei
TAIWAN
239