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The Office of Inspector General (OIG)to conduct independent inspections, audits and investigations that identify and prevent waste, fraud, abuse and mismanagement. And also offer expert advice in improving operations, provide timely useful information that helps decision-makers and results in measurable gains.
Mission
The Office of Audits is committed to improving the management and conduct of programs and activities by providing its customers with timely, balanced, and credible independent evaluations and financial audits that identify systemic problems and recommend constructive solutions as well as report best practices.
The Office of Audits conducts and coordinates audits and program evaluations of the management and financial operations these audits include performance and financial audits of internal operations as well as financially related audits of external activities funded through contracts or financial assistance, such as loans, grants, and cooperative agreements. The audits are used to evaluate whether established goals and objectives are achieved and resources are used economically and efficiently; assess whether intended and realized results are consistent with laws, regulations, and good business practices; and test financial accountability and the reliability of financial statements.
Contracts and Grants Division (CG) Financial Management Division (FM) Human Capital and Infrastructure Division (HCI) International Programs Division (IP) Security and Intelligence Division (SI) Information Technology Division (IT) Audit Operations Division (AO)
The Information Technology Division conducts audits, reviews, and evaluations of the Department of State and the Broadcasting Board of Governors (BBG) information technology (IT) management and IT security programs and initiatives. The division examines the Departments and BBGs efforts to protect their global IT infrastructures and reviews the effectiveness of IT security management programs at bureaus and overseas posts. The division also reviews issues related to the cost-effective acquisition, development, implementation, and management of major IT systems; telecommunications networks; and other technologies across the Department and BBG. The division assists the Department and BBG in identifying and mitigating IT risk exposure; enhancing the efficiency of critical in-house governance, internal audit, and regulatory compliance functions; and promoting the confidentiality, integrity, and availability of information systems by requiring appropriate corrective actions to address deficient internal controls.
OFFICE OF INVESTIGATIONS
Mission The Office of Investigations is committed to addressing allegations in an independent and objective manner, conducting criminal, civil and administrative investigations affecting programs and operations, encouraging professional development, and assisting the Department and agencies in preventing, as well as detecting, fraud.
The Office of Investigations conducts investigations of criminal, civil, and administrative misconduct related to organizational programs and operations. Investigations examine specific allegations, reports, or other information indicating possible violations of law or regulation.
Administrative violations are referred to the Department's Bureau of Human Resources and to the Bureau of Diplomatic Security, when appropriate, for independent adjudication and action. Individuals and employees suspected of violating Federal statutes are referred to the Department of Justice for prosecution. The office also maintains the OIG Hotline, a confidential channel for complaints about violations of law or regulation, gross waste of funds, abuse of authority, or a substantial and specific danger to public health and safety.
Investigations conducted by OIG criminal investigators usually are the result of allegations received from Department or agency management or employees, other OIG units, Inspectors General of other agencies, the Congress, or the public. As necessary, the assistance of auditors, inspectors, and other experts may be enlisted in investigative operations.
The Inspector General is charged with fraud prevention as well as fraud detection. Toward this objective, the Office of Investigations issues Fraud Alert Bulletins and Management Assistance Reports. Fraud Alert Bulletins are issued to all executive directors when an investigation identifies a systemic weakness that has an impact on all Department or agency bureaus or offices. Management Implication Reports are issued when a systemic weakness is identified in a bureau-specific program or operation. It is sent directly to the affected bureau or office with recommendations for corrective action.
OFFICE OF INSPECTIONS
Mission
The Office of Inspections provides the Secretary of State and Congress with systematic and independent evaluations of the operations of the Department, its posts abroad, and related activities. OIG schedules an inspection of each post and bureau within a 5-year cycle in accordance with the Foreign Service Act of 1980.
Inspections cover three broad areas as set forth in the Foreign Service Act of 1980:
Policy Implementation: whether policy goals and objectives are being effectively achieved; whether post operations are in consonance with the foreign policy of the United States; whether U. S. interests are being accurately and effectively represented; and whether all elements of an office or mission are being adequately coordinated. Resource Management: whether resources are being used and managed with maximum efficiency, effectiveness, and economy and whether financial transactions and accounts are properly conducted, maintained, and reported. Management Controls: whether the administration of activities and operations meets the requirements of applicable laws and regulations; whether internal management controls have been instituted to ensure quality of performance and reduce the likelihood of mismanagement; whether instances of fraud, waste, or abuse exist; and whether adequate steps for detection, correction and prevention have been taken.
The inspections provide an independent evaluation of the performance of each chief of mission, deputy chief of mission, principal officer, Assistant Secretary, and Deputy Assistant Secretary. They also provide an assessment of the adequacy of management and coordination of physical and procedural security as well as law enforcement activities in each mission.
The Office of Inspections conducts follow-up reviews on approximately 15-20 percent of posts, offices, and bureaus inspected. These reviews occur 6months or more after the full inspection and are designed to revisit key issues to ensure implementation of recommendations and provide quality control of the inspection process.
The Consular Evaluation Unit within the Office of Inspections manages and coordinates work related to consular operations.
OIG will use the results of these inspections, in coordination with the work of other OIG offices, to address systemic deficiencies and identify remedies, or to initiate thematic reviews of Department and BBG programs.