HISTORY OF THE ORGANISATION Swastika Investmart was incorporated as a Public Limited Company in 1992 with a small capital and

a long-term vision to grow. Their objective is to become a full service brokerage house and to provide comprehensive advisory services to their clients under one umbrella. They have expertise in advisory services in the capital markets and are also distributors of savings investment instruments, mutual fund Schemes, insurances and IPO etc. The services are offered under total confidentiality and integrity with the sole purpose of maximizing returns to clients. The understanding of competitive landscape and the strategies employed by others is critical to the success of our firms entrepreneurial growth plans. The company's operations include broking of equities and derivatives on the BSE, NSE, NCDEX and MCX, distribution of mutual funds, personal investment products, portfolio management and depository services through CDSL. The current operations are centered in the western and central states of India and their Company has few offices in south zone of India . It operates with the network of more than 250 trading Ids in NSE and BSE, through out India and all these activities are coordinated from corporate office located at Indore. Services offered by the company: Swastika Investmart Limited is committed to high standards of corporate governance in all its activities.

Stock broking NSE & BSE Equities & Derivatives Commodities trading NCDEX & MCX Depository services CDSL Portfolio Management & Investment Advisory Services Mutual Funds And Fixed Deposits Investments Initial Public Offering ( IPO) and IPO financing Technical Analysis and Research based advice Internet Based Trading

Milestones:

1992 : Incorporation with registered office at Mumbai. 1993 : Actively involved in financing. hire-purchase and leasing business. 1995 : Came out with an initial public issue, listed on the Bombay Stock Exchange. 1998 : RBI Registered NBFC 2000 : Membership of NSE 2001 : Surrender of RBI License for NBFC. 2002 : Membership of NSE Future & Option Segment. 2003 : Setting up Research Desk 2004 : Membership of BSE 2005 : Company declared Dividend of 10 % for the first time, Centralized Back Office Software successfully implemented. 2006 : Membership of CDSL, launched of Internet trading platform. Membership of NCDEX membership of MCX set up of Mutual Fund Desk

FINANCIAL PERFORMANCE Balance sheet Mar ' 11 Mar ' 10 Mar ' 09 Mar ' 08 Mar ' 07 Sources of funds Owner's fund Equity share capital Share application money Preference share capital Reserves & surplus Loan funds Secured loans Unsecured loans Total Uses of funds Fixed assets Gross block Less : revaluation reserve Less : accumulated depreciation Net block Capital work-in-progress Investments Net current assets Current assets, loans & advances 39.59 41.93 28.15 27.41 12.47 6.58 3.54 3.05 3.91 5.83 2.83 3.00 1.72 5.22 2.23 2.99 1.19 4.78 1.68 3.09 1.66 3.78 1.10 2.68 1.44 1.55 13.53 10.68 8.85 0.51 9.25 5.25 2.98 8.99 2.98 7.70 2.97 5.89 2.97 5.77 2.97 2.28

Less : current liabilities & provisions Total net current assets Miscellaneous expenses not written Total Notes: Book value of unquoted investments Market value of quoted investments Contingent liabilities Number of equity sharesoutstanding (Lacs)

33.02 6.57 13.53

35.97 5.96 10.68

23.48 4.68 8.85

22.92 4.48 0.01 9.25

11.36 1.11 0.01 5.25

2.66 3.48 29.60

0.56 1.41 29.60

0.50 0.47 0.05 30.05

0.50 0.90 30.05

0.50 0.85 30.05

Profit loss account Mar ' 11 Income Operating income Expenses Material consumed Manufacturing expenses Personnel expenses Selling expenses Adminstrative expenses Expenses capitalised Cost of sales Operating profit Other recurring income Adjusted PBDIT Financial expenses Depreciation Other write offs Adjusted PBT Tax charges 4.78 3.49 0.22 3.52 12.01 -0.35 3.41 3.06 0.62 0.72 1.72 0.63 3.35 1.95 7.04 12.34 1.48 2.41 3.88 0.08 0.64 3.16 1.10 2.86 1.00 4.56 8.41 0.45 1.21 1.66 0.17 0.59 0.90 0.29 2.73 5.53 8.26 2.72 3.25 5.98 0.04 0.58 5.35 1.52 0.76 1.74 0.28 1.31 4.10 1.96 0.09 2.05 0.09 0.43 1.54 0.95 11.66 13.82 8.87 10.98 6.06 Mar ' 10 Mar ' 09 Mar ' 08 Mar ' 07

Mar ' 11 Adjusted PAT Non recurring items Other non cash adjustments Reported net profit Earnigs before appropriation Equity dividend Preference dividend Dividend tax Retained earnings 1.09 0.50 0.05 1.64 2.39 0.30 0.05 2.05

Mar ' 10 2.06 0.10 2.16 2.60 0.30 0.05 2.25

Mar ' 09 0.61 -0.19 0.03 0.46 1.04 0.29 0.05 0.69

Mar ' 08 3.83 3.83 3.92 0.29 0.05 3.57

Mar ' 07 0.59 -0.01 0.01 0.59 0.63 0.29 0.05 0.29

Ratios Mar ' 11 Per share ratios Adjusted EPS (Rs) Adjusted cash EPS (Rs) Reported EPS (Rs) Reported cash EPS (Rs) Dividend per share Operating profit per share (Rs) Book value (excl rev res) per share (Rs) Book value (incl rev res) per share (Rs.) Net operating income per share (Rs) Free reserves per share (Rs) 3.69 6.13 5.54 7.97 1.00 -1.17 40.46 40.46 39.40 30.38 6.95 9.13 7.29 9.47 1.00 5.00 36.08 36.08 46.69 26.00 2.05 4.01 1.54 3.50 1.00 1.50 29.45 29.45 29.50 19.57 12.74 14.70 12.74 14.70 1.00 9.06 29.05 29.05 36.54 -0.02 1.96 3.39 1.94 3.37 1.00 6.52 17.43 17.43 20.16 7.56 Mar ' 10 Mar ' 09 Mar ' 08 Mar ' 07

Mar ' 11 Profitability ratios Operating margin (%) Gross profit margin (%) Net profit margin (%) Adjusted cash margin (%) Adjusted return on net worth (%) Reported return on net worth (%) Return on long term funds (%) Leverage ratios Long term debt / Equity Total debt/equity Owners fund as % of total source Fixed assets turnover ratio Liquidity ratios Current ratio Current ratio (inc. st loans) Quick ratio Inventory turnover ratio Payout ratios Dividend payout ratio (net profit) Dividend payout ratio (cash profit) Earning retention ratio Cash earnings retention ratio Coverage ratios Adjusted cash flow time total debt Financial charges coverage ratio Fin. charges cov.ratio (post tax) Component ratios Material cost component (% earnings) 0.85 4.97 4.83 21.06 14.62 68.44 80.99 1.20 1.10 1.16 8.16 0.12 88.53 2.39 -2.97 -9.14 10.87 12.04 9.13 13.68 19.52

Mar ' 10

Mar ' 09

Mar ' 08

Mar ' 07

10.70 6.05 13.29 16.65 19.26 20.20 30.33

5.10 -1.54 4.58 11.96 6.94 5.21 12.12

24.78 19.46 26.90 31.02 43.87 43.87 58.30

32.35 25.30 9.46 16.57 11.27 11.11 30.97

99.99 3.31

100.00 2.35

0.05 0.05 94.49 2.30

100.00 2.15

1.17 1.17 1.12 9.11

1.20 1.20 1.18 26.10

1.20 1.20 1.18 26.87

1.10 1.10 1.08 -

16.05 12.35 83.18 87.19

74.27 32.57 44.24 71.57

8.95 7.76 91.05 92.24

58.87 33.88 41.95 66.39

46.92 34.84

9.74 7.16

0.11 161.03 119.99

23.73 12.69

Mar ' 11 Selling cost Component Exports as percent of total sales Import comp. in raw mat. consumed Long term assets / total Assets Bonus component in equity capital (%) 1.88 0.11 -

Mar ' 10 14.10 0.06 -

Mar ' 09 11.27 0.08 -

Mar ' 08 0.14 -

Mar ' 07 4.64 0.20 -

SERVICES IPO, PMS, STOCK MARKET, CURRENCY, DEPOSITORY SERVICES, COMMODITY TRADING

Company Profile Company Profile Swastika Investmart Ltd. (Formerly known as Swastika Fin-Lease Ltd.), a Public Limited Company, was incorporated in 1992 with its Registered Office in Mumbai and Administrative office at Indore (M.P.). It was promoted by Mr. Sunil Nyati belonging to the Swastika group of Rajasthan, engaged in diversified business since 1959. In the year 1995 the company came out with a Public issue of 15 Lac equity shares of Rs.10/each for cash at par, aggregating Rs.150 Lacs. The shares of company are listed on BSE and is one of the few listed companies, engaged in Stock broking and Capital Markets activities. Since incorporation till 1998, the company was actively involved in the field of Hire Purchase and Lease Finance. It started the stock broking business as a sub-broker in the year 1998 and after getting the experience and with the blessings of its satisfied customers, it took the Corporate Membership of NSE in 2000 and BSE in 2004. Later, it got registered with CDSL in 2006 as Depository Participant as well. In the year 2007 the company has acquired membership of two premier Commodity Exchanges of India, NCDEX and MCX through its wholly owned subsidiary company Swastika Commodity Pvt. Ltd. It has also got the corporate membership of Currency Derivatives with NSE and MCX-SX in the year 2008. In 2009 company has started the services of Portfolio Management Services after being Registered with the SEBI for the same. In year 2010, after having more than 20,000 clients in CDSL, NSDL Depository added in the Company Portfolio. Company has also taken Member ship of USE & ICEX. In 2011 company has added Membership of NCDEX Spot Exchange. Over the years, Swastika has followed a consistent growth path and is established as one of the leading broking houses of the country with the support and confidence of its clients, investors, employees and associates. Today the Swastika group is managed by a team of over 250 professional staff members and has got a nationwide network.

Swastika Investmart Limited, corporate member of all the premier stock and commodity exchanges, is providing best value for money through personalised services, committed to high standards of corporate governance, highest levels of transparency, accountability and integrity in all its activities. Current Activities of SWASTIKA : Stock broking NSE & BSE Equities & Derivatives. Commodity Trading NCDEX & MCX, ICEX & NCDEX SPOT Exchange. Currency Broking NSE & MCX-SX & USE - Currency Derivatives. Depository Services NSDL & CDSL. Portfolio Management & Investment Advisory Services. Mutual Funds And Fixed Deposits Investments. Initial Public Offering ( IPO) And IPO Financing. Technical Analysis and Research based advice. Internet Based Trading. STRENGTHS OF SWASTIKA: Corporate Membership of NSE, BSE, NCDEX & MCX-SX, ICEX & USE Internet & Mobile Based Trading Platform. Depository Participants of NSDL & CDSL 24 * 7 Web Base Back Office Software Own Private VSAT Net Work 30 Own Branches Business Partners and Sub Brokers More than 500 CTCL Net Work More than 1000 Odin Licenses More than 40000+ Registered Clients (Individual & Corporate). Company Listed at BSE since 1995. In House Technical Analysis & Research team.

 Strong team for Fundamental Equity Analysis & Research. Team for Derivative strategies trading. Annual turnover in C M & F&O (NSE & BSE): More than Rs. 50,000 Crores. Annual turnover in Commodity (NCDEX & MCX): More than Rs. 60000 Crores. Annual turnover in Currency (NSE & MCX-SX): More than Rs. 12000 Crores. PROPOSED ACTIVITIES OF SWASTIKA: Institutional Broking Empanelment with Banks, Financial Institutions and FIIs. Merchant Banking Services. Registrar & Transfer Agents Services. Equity Placement & Venture Capital Funding. Dealing in Forex. Financing & Loans Syndication Insurance Broking

STRENGTHS OF SWASTIKA: Corporate Membership of NSE, BSE, NCDEX & MCX-SX, ICEX & USE Internet & Mobile Based Trading Platform. Depository Participants of NSDL & CDSL 24 * 7 Web Base Back Office Software Own Private VSAT Net Work 30 Own Branches Business Partners and Sub Brokers More than 500 CTCL Net Work More than 1000 Odin Licenses More than 40000+ Registered Clients (Individual & Corporate). Company Listed at BSE since 1995. In House Technical Analysis & Research team.

 Strong team for Fundamental Equity Analysis & Research. Team for Derivative strategies trading. Annual turnover in C M & F&O (NSE & BSE): More than Rs. 50,000 Crores. Annual turnover in Commodity (NCDEX & MCX): More than Rs. 60000 Crores. Annual turnover in Currency (NSE & MCX-SX): More than Rs. 12000 Crores. PROPOSED ACTIVITIES OF SWASTIKA: Institutional Broking Empanelment with Banks, Financial Institutions and FIIs. Merchant Banking Services. Registrar & Transfer Agents Services. Equity Placement & Venture Capital Funding. Dealing in Forex. Financing & Loans Syndication Insurance Broking