Faculty of Management Studies Mody Institute of Technology & Science Financial Markets and Institutions: Course Plan Credits:

3 Course Coordinator: Priyanka Jain

Objectives: 1. To help students understand the organization, operation and growth of financial
system. 2. To update students with information and knowledge of all the major changes developments and innovations which have occurred in the Indian financial system Session Session 1 Session 2 Session 3 Topic Participants and Instruments, Financial Institutions Roles of Financial Institutions, Corporate Purpose, Mission and Objectives of Financial Institutions in India. Financial Services, Financial Markets, Introduction to Financial System, Brief introduction to the classification of financial markets, what are financial Services, Types of financial Services. Classification of Financial Markets:-Primary market, Secondary Market, Money Market, Capital Market, Types of Financial Instruments:- t-bills, Commercial bills, Financial bills, Components of Indian corporate Securities Markets. General characteristics of Money Market, Definition of Money Market, Introduction to classification of Money Market. Objectives of Money Market, Classification of Money market into Call Money market, Govt.Securities Market, Types of Govt. Securities:- t- bills, Types of t- bills into Regular t- bills, Adhoc tbills. Money Market Instruments:-Introduction, Commercial Bills market Bills of Exchange, Various types of bills of exchange such as A demand bill, usance. or time bill, Documentary bills, Inland bills, Foreign bills. Different types of money market instruments, Commercial Paper, Features of Commercial paper, Mechanism of Issue, maturity, What is certificate of deposits, Mechanism of their issuing, Features of Certificates of Deposits, Recent Money Market Initiatives. Role as intermediaries What is Primary Market, Features of Primary market. Who are underwriters. Different Methods of Issuing Securities in the Primary Market, Introduction to initial Public offering , Reasons of Listing, procedure, Introduction to Dutch auction. What is bought deal, Process of pricing of initial public offerings. Activities: Different activities in primary market organization, what is issue price. Introduction to quiet period.

Session 4 Session 5

Session 6

Session 7 Session 8 Session 9 Session 10 Session 11 Session 12

Session 13 Session 14 Session 15 Session 16 Session 17 Session 18 Session 19 Session 20 Session 21 Session 22 Session 23 Session 24 Session 25 Session 26 Session 27 Session 28 Session 29 Session 30 Session 31 Session 32 Session 33 Session 34 Session 35 Session 36 Session 37

Introduction to Right Issues, its definition, process of their issuing. Organization of Secondary Market: What is secondary market. Introduction to stock exchange. Features of stock exchange, Introduction to SEBI its activities and functions, Similarities between NYSE and BSE. Trading: Introduction to different types of dealers in the secondary market. Types of orders: - Market order, Limit order, Fill or Kill order, All or None order. Introduction to Badla transaction, its types and features. Process of trading. Financial institutions in India an overview, Introduction to various industrial corporations. Brief introduction to Development banks. Definition of investment institutions, their features, missions and corporate vision. Definition of venture capital funds, their features and their utility. Definition of commercial bank, their scenario in India. NBFCS: What is NBFC, its features, different types of NBFCS and their regulatory authorities. Commercial Banks: Commercial banking its classification into scheduled and non- scheduled banks, Evolution of commercial banking. Different functions and characteristics of commercial banks. Recent trends and activities in commercial banks. Meaning of developmental banking, its definition, functions of development Banks, meaning of appraisal of term loans proposals. Cost of project: Meaning of cost of project, Process of project evaluation by development banks in India. Means of Financing, Evolution of IDBI, its corporate vision, mission and objectives. Various policies on their different kinds of activities and services. Evolution of ICICI, its corporate vision, mission and objectives. Various policies on their different kinds of activities and services. Evolution of IFCI, its corporate vision, mission and objectives. Various policies on their different kinds of activities and services. Mutual Funds in India: What is Mutual Fund, its definition, Registration procedure, what is Assets management company and its features. Benefits of Mutual Fund, Types of schemes on the basis of different characteristics. Recent trends in Mutual Funds, Case study Insurance Regulatory & Development Authority:-Introduction to Insurance Company. Role and features of Insurance Regulatory and Development Authority. LIC & GIC :- Features and functions Recent Trends in Insurance Sector and new innovations. Reserve Bank of India: Constitution

Session 38 Session 39

Management Central Banking Function of Reserve Bank of India: -such as bank of bank, issuing of currency notes, controlling the flow of money in country and other related functions

References 1. Bhole L.M, Financial Institutions and Markets, 2001, Tata McGraw Hill 2. Mathur Reeta, Indian Financial System, 2002, Sublime Publications 3. Machiraju H.R, Indian Financial System, 2002, Vikas Publishing House 4. Khan M.Y, Indian Financial System, 2000, Tata McGraw Hill 5. Khan M.Y, Financial Services, 2001, Tata McGraw Hill 6. Clifford Gomez, Financial Markets, Institutions and Financial Services, 2008, PHI 7. Bharati V. Pathak, The Indian Financial System,III edition, Pearson 8. Shashi K. Gupta, Nisha Aggarwal, Neeti Gupta, Financial Institutions and Markets, Kalyani Publishers Evaluation 1Assignments (10 marks) 1 Quiz (5 marks) 2 Quiz (5 marks) 1 Test (5 marks) 2 Test (5 marks) Mid Semester Exams End Semester Exams 10% 5% 5% 5% 5% 20% 50%