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dxdy e y x t y x E f f T
y f x f i
m y x m
y x
) ( 2
) , ( ) , ( ) , (
+
} }
=
t
z
ny
f
z
nx
f
f f
f f T
where
y x
y x
y x m
'
,
'
pattern n diffractio of s frequencie Spatial : ,
pattern n diffractio the of field Electric : ) , (
= =
Fourier Optics
The diffraction pattern is
just the fourier transform
of the mask pattern
transmittance!
)) , ( ) , ( ( ) , ( y x t y x E F f f T
m y x m
=
Diffraction Examples
Chris A. Mack, Fundamental Principles of
Optical Lithography, (c) 2007
12
f
x
0
0
mask
0
1
T
m
(f
x
)
t
m
(x)
Two typical mask patterns, an isolated space and an array of equal lines and spaces, and
the resulting Fraunhofer diffraction patterns assuming normally incident plane wave
illumination. Both t
m
and T
m
represent electric fields.
x
x
x m
f
wf
f T
t
t ) sin(
) ( =
=
=
j
x
x
x
x m
p
j
f
f
wf
p
f T ) (
) sin( 1
) ( o
t
t
Chris A. Mack, Fundamental
Principles of Optical
Lithography, (c) 2007
13
0.0
0.2
0.4
0.6
0.8
1.0
-3 -2 -1 0 1 2 3
w f
x
I
n
t
e
n
s
i
t
y
Magnitude of the diffraction pattern squared (intensity) for a single space (thick solid
line), two spaces (thin solid line), and three spaces (dashed lines) of width w. For the
multiple-feature cases, the linewidth is also equal to w.
Image Formation: Imaging Lens
Chris A. Mack, Fundamental Principles of
Optical Lithography, (c) 2007
14
Light Source
Condenser Lens
Mask
Objective Lens
Wafer
Illumination System
Objective lens
Picks up a portion of the diffraction pattern
Projects the image onto the photoresist
Image Formation
Imaging Lens
The diffraction pattern extends throughout
the x-y plane
The objective lens (finite size) can only capture
a part of this pattern
Higher spatial frequencies lost
16
Aperture
(x, y)-plane
Object
Plane
u
max
Objective
Lens
Entrance
Pupil
max
sinu n NA=
NA
p
n
z
ny
f
n
z
nx
f
y
y
x
x
=
= =
= =
min
1
sin
'
sin '
NA/ : The maximum spatial frequency that can enter the lens
Large NA => larger portion of diffraction pattern is captured => better image
NA
K R
1
=
Formation of the Image
Lens Pupil Function
Mathematical description of the amount of the
light entering the lens
Lens performs the inverse fourier transform of
the transmitted diffracted pattern
NA
f f
NA
f f f f P
y x
y x y x
< + =
< + =
2 2
2 2
, 0
, 1 ) , (
{ } { }
{ } ) , ( ) , ( ) , (
) , ( ) , (
1
y x y x M
f f P f f T F y x E
y x g y x g F F
=
=
18
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
-w -w/2 0 w/2 w
Horizontal Position
R
e
l
a
t
i
v
e
I
n
t
e
n
s
i
t
y
N = 1
N = 3
N = 9
Aerial images for a pattern of equal lines and spaces of width w as a function of the
number of diffraction orders captured by the objective lens (coherent illumination). N is
the maximum diffraction order number captured by the lens.
PSF: Point Spread Function
Means of characterizing the resolving
capability of an imaging system
Normalized image of an infinitely small
contact hole
{ }
NA NA
R
J
PSF
rNA
J
f f P F y x E
f f T y x t
ideal
y x
y x m m
t
t
t
t
o
7 . 0 to 66 . 0
) 2 (
) 2 (
) , ( ) , (
1 ) , ( ) 0 , 0 ( ) , (
2
1
1
1
=
=
=
= =
= => =
0.0
-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5
Normalized Radius = rNA/
0.2
0.4
0.6
0.8
1.0
N
o
r
m
a
l
i
z
e
d
I
n
t
e
n
s
i
t
y
Oblique Illumination
Plane wave strikes at an angle
Phase differs for different points on mask
Shift in the position of the diffraction pattern
NA
k
R
f f P f f f f T F f f y x E
f
e y x E
y x y y x x m y x
x
x i
u
u t
2
)} , ( ) ' , ' ( { ) ' , ' , , (
' sin
'
) , (
1
1
' sin 2
=
=
=
=
Diffraction Pattern
Lens Aperture
Mask Pattern
(equal lines and spaces)