1

Basic Principle of Buck-Boost

The buck-boost is a popular non-isolated inverting power stage topology, sometimes
called a step-up/down power stage. Power supply designers choose the buck-boost
power stage because the required output is inverted from the input voltage, and the
output voltage can be either higher or lower than the input voltage. The input current
for a buck-boost power stage is discontinuous, or pulsating, because the power switch
(Q1) current that pulses from zero to I
L
every switching cycle. The output current for
a buck-boost power stage is also discontinuous or pulsating because the output diode
only conducts during a portion of the switching cycle.
Figure 1 shows a simplified schematic of the buck-boost power stage. Inductor L and
capacitor C make up the effective output filter. The capacitor equivalent series
resistance (ESR), R
C
, and the inductor dc resistance, R
L
, are included in the analysis.
Resistor R represents the load seen by the power supply output. The diode D1 is
usually called the catch diode, or freewheeling diode.
Figure 1. Buck Power Stage Schematic
During normal operation of the buck-boost power stage, Q1 is repeatedly switched on
and off with the on- and off-times governed by the control circuit. This switching
action gives rise to a train of pulses at the junction of Q1, D1, and L. Although the
inductor, L, is connected to the output capacitor, C, only when D1 conducts, an
effective L/C output filter is formed. It filters the train of pulses to produce a DC
output voltage.



2
Figure 2. Buck Power Stage States
The inductor current increase during the on state is given by:
The quantity I
L
(+) is the inductor ripple current.
The inductor current decrease during the off state is given by:
The quantity I
L
(-) is also the inductor ripple current.
In steady conditions, the current increase, I
L
(+) and the current decrease I
L
(-) must
be equal. Solving for V
O
:
) 1 ( . . .
) (
) (
ON
L L Q i
L
T
L
R I V V
I
+
= +
) 2 ( . . .
) (
) (
OFF
L L d O
L
T
L
R I V V
I

=
) 3 ( . . . . .
) 1 ( 1
) (
) ( ) (
(

=
(

+
=
D
R I
V
D
D
V V
T
T T
R I V
T
T
V V V
L L
d Q i
OFF
OFF ON
L L d
OFF
ON
Q i O



3
A common simplification is to assume VQ, Vd, and RL are small enough to ignore.
Setting VQ, Vd, and RL to zero, the above equation simplifies considerably to:
Unlike the buck power stage, the average of the inductor current is not equal to the
output current. To relate the inductor current to the output current, referring to Figures
2 and 3, note that the inductor delivers current to the output only during the off state
of the power stage. This current averaged over a complete switching cycle is equal to
the output current because the average current in the output capacitor must be equal to
zero.
Figure 3. CCM Buck Power Stage Waveforms
) 4 ( . . . . .
1 D
D
V V
i O

=



4
Figure 4. Boundary Between Continuous and Discontinuous Mode
Further reduction in output load current puts the power stage into discontinuous
current conduction mode(DCM). The discontinuous mode power stage input-to-output
relationship is quite different from the continuous mode.
Figure 5. Discontinuous Current Mode
The duration of the on state is T
ON
=DT
S
, where D is the duty cycle set by the
control circuit. The duration of the off state is T
OFF
=D2T
S
. The idle time is the
remainder of the switching cycle and is given as T
S
-T
ON
-T
OFF
= D3T
S.
These
times are shown with the waveforms in Figure 5.
The inductor current increase during the on state is given by:
The ripple current magnitude, I
L
(+), is also the peak inductor current, I
pk
, because
in discontinuous mode. The current starts at zero each cycle.
) 5 ( ) 1 (
) ( ) ( O Avg L
S
OFF
Avg L
I D I
T
T
I = =
) 6 ( ) (
PK S
i
ON
i
L
I T D
L
V
T
L
V
I = = = +



5
The inductor current decrease during the off state is given by:
As in the continuous conduction mode case, the current increase, I
L
(+), during the
on time and the current decrease during the off time, I
L
(-), are equal. So,
Figure 6. Discontinuous Mode Buck Power Stage Waveforms
) 7 ( 2 ) (
S
O
OFF
O
L
T D
L
V
T
L
V
I

=
) 8 (
2 D
D
V
T
T
V V
i
OFF
ON
i O
= =



6
Now calculate the output current. It is the average over one switching cycle of the
inductor current during the time when D1 conducts(D2*Ts).
Now solve two equations, I
O
and V
O
(equation 8 and 10), the discontinuous
conduction mode buck voltage conversion relationship is given by:
Where K is defined as:
) 9 ( 2
2
1
) (
(

= = =
S
PK
S
O
avg L O
T D
I
T R
V
I I
) 10 (
2
2
2 ) ( ) 1 (
2
1 1
L
T D D V
T D T D
L
V
T R
V
I
S i
S S
i
S
O
O

=
(

= =
K
D
V V
i O
=
S
T R
L
K

=
2
) 11 ( K M D =
) 12 (
i
O
V
V
M =



7
Critical Inductance
The previous analyses for the buck-boost power stage have been for continuous and
discontinuous conduction modes of steady-state operation. The conduction mode of a
power stage is a function of input voltage, output voltage, output current, and the
value of the inductor. A buck-boost power stage can be designed to operate in
continuous mode for load currents above a certain level usually 5 to 10% of full load.
Usually, the input voltage range, output voltage, and load current are defined by the
power stage specification. This leaves the inductor value as the design parameter to
maintain continuous conduction mode.
The minimum value of inductor to maintain continuous conduction mode can be
determined by the following procedure.
First, define I
OB
as the minimum output current to maintain continuous conduction
mode, normally referred to as the critical current. This value is shown in Figure 4. In
boundary between CCM and DCM,
On Boundary:
CCM:
) 1 ( 2 D
I I
I
OB L
LB

=
) 15 (
2
) (
2
OFF
L L d O
ON
L L O i
LB
T
L
R I V V
T
L
R I V V
I

=
) 16 (
) ( 2 2
) (
2
(max)
2
(max)
(min)
(max)
min
i o
i
OB
S O
ON
LB
L L Q i
V V
V
I
T V
T
I
R I V V
L

) 13 (
ON
L L Q i
L
T
L
R I V V
I

=
) 14 (
1 D
D
V Vo
i

=



8
Output Capacitor
In switching power supply power stages, the function of output capacitor is to store
energy. The output capacitance for a boost power stage is generally selected to limit
output voltage ripple to the level required by the specification. The series impedance
of the capacitor and the power stage output current determine the output voltage ripple.
The three elements of the capacitor that contribute to its impedance (and output
voltage ripple) are equivalent series resistance (ESR), equivalent series inductance
(ESL), and capacitance (C). The voltage variation due to the inductor current flow in
the output capacitor is approximately:
For CCM Mode:
For DCM Mode
) ( 2
2
IN d O
PK
O
V V V C
L I
V
+

=
O S
O
V f
D I
C

max max
o s
s
O
V f
T R
L
I
C

|
|
.
|

\
|

2
1
(max)



9
The above equation is based on the assumption that all inductor ripple current flows
through the capacitor and the ESR is zero. Now, assuming that the capacitor is very
large, the ESR needed to Limit the ripple to V
Omax
is:
For CCM Mode:
For DCM Mode:
*The output filter capacitor should be rated at least 10~20 times the calculated
capacitance and 30 to 50 percent lower than the calculated ESR.
The RMS value of the ripple current flowing in the output capacitance(CCM) is given
by:

PK
O
O
Max
O
O
I
V
I
D
I
V
ESR
max
(max)
max
)
2 1
(

PK
O
O
O
I
V
I
V
ESR
max max

=

D
D
I I
O CRMS

=
1



10
Buck-Boost DC/DC Converter Small Signal Model (Transfer Function):
)
1
) (
( ) ( )
1
) (
( ) ( )
1
(
1
) ( ) (
T
s Z
s i
T
s GV
s V
T
T
H
s V s V
OUT
load
g
g ref O
+

+
+
+
=

gain loop
V
s GV s G s H
s T
M
d C
= =
) ( ) ( ) (
) (



11
For CCM Mode:
*Two Pole f
LC
, One Zero f
ESR
for GVd(s) and One Right-Half-Plane zero
z From a practical view, at RHP zero frequency, the loop gain starts increasing at a
20dB/decade rate but the loop phase decreases by 45 degrees (in a normal, LHP
zero, the loop phase will increase by +45 degrees). This imposes the restriction
that the gain be rolled off to 0dB before encountering the RHP zero.
z The output inductor, capacitor and the capacitors ESR must be selected so that
the double pole occurs first and then the output capacitor zero and then the RHP
zero. This assures that the loop gain crosses 0dB at a slope that is first order
(20dB/decade) and that the instability inherently associated with the RHP zero is
circumvented by crossing 0dB before the RHP zero frequency occurs.
( )
(
(
(
(
(

|
|
.
|

\
|
+ +
|
|
.
|

\
|

|
|
.
|

\
|
+

=
2
0 0
2 1
2
1
1 1
1
) (
w
s
Q w
s
w
s
w
s
D
V
s GV
Z Z g
d
C
L
R D
Q

) 1 (
LC
D
R
R D R
LC
w
L
) 1 ( ) 1 ( 1
2
0

+
=
C R
w
C
Z
1
1
=
( )
DL
R D
L
R R D
w
L
Z
2
2
2
) 1 ( 1

=
Compensate rule:
4. Decrease the double pole influence.
LC r compensato Z
f f
4
3
) (

5. Crossover frequency f
C

S C ESR C
f f f f )
6
1
~
10
1
( <
6. Decrease the RHP zero influence
) (
6
1
RHP Z C
f f <<



12
For DCM Mode:
|
|
|
|
.
|

\
|
+

=
P
S
g d
w
s
L
T R
V s GV
1
1
2
) (
C R
w
P

=
2



13
Application Example of Buck-Boost Circuit
2
(max)
2
(max)
(min)
(max)
min
) ( 2 2
) (
i o
i
OB
S O
ON
LB
L L Q i
V V
V
I
T V
T
I
R I V V
L

14
VIN=5V, Vo=-8V,Io=100mA, fosc=500kHz
1. Inductor L1:
The condition of L because of a continuous current in the range of the use voltage
Select L=22H, Load current value which becomes continous current condition.
If I
O
I
OB,
the peak value of the inductor I
L(peak)

2. P-MOSFET Drain Current: Peak value
The peak value of the drain current of P-MOSFET should be in the rated current
value of P-MOSFET. The peak current of P-MOSFET is assumed to be I
D
, I
D
is
obtained by the following formula.
L
t V
D
I I
D
I
I
ON i O L O
peak L

=
2 1 2 1
) (
A I I
peak L L
399 . 0
10 22 2
10 2 615 . 0 0 . 5
615 . 0 1
1 . 0
6
6
) (
=


+

H
V V
V
I
T V
L
i o
i
OB
S O
83 . 11
) 5 8 (
5
1 . 0 2
10 2 8
) ( 2
2
2 6
2
(max)
2
(max)
min
=

mA
V V
V
L
T V
I
i o
i
S O
OB
79 . 53
) 5 8 (
5
10 22 2
10 2 8
) ( 2
2
2
6
6
2
(max)
2
(max)
min
=

% 5 . 61
5 8
8
=


=

=
i O
O
V V
V
D
A I I
peak L D
399 . 0
10 22 2
10 2 615 . 0 0 . 5
615 . 0 1
1 . 0
6
6
) (
=


+

15
Where t
r
and t
f
are the MOSFET turn-on and turn-off switching times
Q
Gate
is the MOSFET gate-to-source capacitance
3.Diode D1:
The peak value of diode current I
FSM

The Average Current I
F

The repetition peak reverse voltage of the diode V
RRM

A I I
O F
1 . 0
V V V V
O i RRM
11
s GS Gate s f r
O
o i ON DS
O
Q D
f V Q f t t
D
I
V V D R
D
I
P + + |
.
|

\
|

+ |
.
|

\
|

= ) (
1
) (
2
1
1
) (
2
) 1 (
A I I
peak L FSM
399 . 0
10 22 2
10 2 615 . 0 0 . 5
615 . 0 1
1 . 0
6
6
) (
=


+

16
Basic Principle of Flyback
The flyback converter is based on the buck-boost converter. Its derivation is illustrated
in Fig.7. Figure 7(a) depicts the basic buck-boost converter, with the switch realized
using a MOSFET and Diode. In Fig. 7(b), the inductor winding is constructed using
two wires, with a 1:1 turns ratio. The basic function of the inductor is unchanged, and
the parallel windings are equivalent to a single winding constructed of larger wire.



17
In Fig. 7(c), the connections between the two windings are broken. One winding is
used while the Q1 conducts, while the other winding is used when diode D1 conducts.
The total current in the two windings is unchanged from circuit of Fig. 7(b); the
current is now distributed between the windings differently. The magnetic fields
inside the inductor in both cases are identical. Although the two-winding magnetic
device is represented using the same symbol as the transformer, a more descriptive
name is two-winding inductor. This device is sometimes also called a flyback
transformer. Fig. 7(d) illustrates the usual configuration of the flyback converter.
Figure 7. Derivation of the flyback converter



18
Figure 8. Flyback converter with transformer equivalent circuit model
The behavior of most transformer-isolated converters can be adequately understood
by modeling the physical transformer with a simple equivalent circuit consisting of an
ideal transformer in parallel with the magnetizing inductance. The magnetizing
inductance must then follow all of the usual rules for inductor; in particular, volt-
second balance must hold when the circuit operates in steady-state. This implies that
the average voltage applied across every winding of the transformer must be zero.



19
The magnetizing inductance L
M
functions in the same manner as inductor L of the
original buck-boost converter of Fig. 7(a). When Q1 conducts, energy from the Vi is
stored in L
M
. When the diode D1 conducts, this stored energy is transferred to the load,
with the inductor voltage and current scaled according to the 1:n turns ratio.
During on state, while Q1 conducts, the converter circuit model reduces to Fig. 8(a).
The inductor voltage V
L
, capacitor current i
C
, and the DC source current i
i
, are given
by
With the assumption that the converter operates with small inductor current ripple and
small capacitor voltage ripple, the magnetizing current I and the output capacitor
voltage v can be approximated by their dc components, I and V, respectively. Equation
(17) then becomes
During off state, the equivalent circuit of Fig. 8(b) is obtained. The primary-side
magnetizing inductance voltage v
L
, capacitor current i
C
, and the DC source current i
i
,
are given by
Upon making the small-ripple approximation, one obtains
) 17 ( i i
R
v
i
V v
g
C
i L
=
=
=
) 18 ( I i
R
V
i
V v
g
C
i L
=
=
=
) 19 ( 0 =
=
=
g
C
L
i
R
v
n
i
i
n
v
v



20
The v
L
(t), i
C
(t), and i
i
(t) waveforms are sketched in Fig. 9.
Figure 9. Flyback converter waveforms, CCM mode
Application of the principle of volt-second balance to the primary-side magnetizing
inductance yields
) 20 ( 0 =
=
=
g
C
L
i
R
V
n
I
i
n
v
v
) 21 ( ) ( ) 1 (
n
V
D v D v
i L
+ =



21
Solution for the conversion ratio then leads to
So the conversion ratio of the flyback converter is similar to that of the buck-boost
converter, but contains an added factor of n.
Application of the principle of charge balance to the output capacitor C leads to
Solution for I yields
This is the dc component of the magnetizing current, referred to yhe primay. The dc
component of the source current i
i
is
Figure 10. Flyback converter equivalent circuit model
) 22 (
1
) (
D
D
n
V
V
D M
i

= =
) 23 ( ) ( ) 1 ( ) (
R
V
n
I
D
R
V
D i
C
+ =
) 24 (
) 1 ( R D
nV
I

=
) 25 ( ) (I D i I
i i
= =



22
An equivalent circuit which models the dc components of the flyback converter
waveforms can be constructed. The resulting dc equivalent circuit of the flyback
converter is given in Fig. 10. It contains a 1:D buck-type conversion ratio, followed
by a (1-D):1 boost-type conversion ratio, and an added factor of 1:n, arising from
the flyback transformer turns ratio.



23
Effect of transformer leakage inductance
The peak MOSFET voltage is equal to the dc input voltage V
i
plus the reflected load
voltage V/n; in practice, additional voltage is observed due to ringing associated with
the transformer leakage inductance. A snubber circuit may be required to clamp the
magnitude of this ringing voltage to a safe level that is within the peak voltage rating
of the MOSFET.
z Leakage inductance Le is effectively in series with MOSFET Q1
z Le induces voltage spike according to Ve(t)
z If the peak magnitude of the voltage spike exceeds the voltage rating of the
MOSFET, the Q1 will fail.
dt
t di
L t V
e
e e
) (
) ( =



24
z Snubber provides a path for ie to flow after Q1 has turned off
z Energy stored in Le (W
L
) is transferred to C
S
and then is dissipated by R
S
.
Voltage V
S
rises until power dissipated by R
S
is equal to average power
transferred from Le
choose R
S
such that V
S
is acceptably low.
2 2
2
1
2
1
I L i L W
e e e L
= =
S
S
s L L
R
V
f W P
2
= =



25
z Use large C
S
, so that V
S
(t) has negligible ripple:
z Note that Le depends on winding geometry, and is not known until transformer is
wound.
measure Le on short circuit test, or guess its value ( in a good, carefully wound
transformer, it may be possible to achieve Le=3% of L
M
).
S S
S
S
S
V t V
R
T
C >> ) (



26
Figure 11. Flyback converter CCM waveforms
The simplified voltage conversion relationship for the flyback power stage operating
in CCM is given by:
D
D
n
V
V
i
O

=
1



27
Figure 12. Flyback converter DCM waveforms
The simplified voltage conversion relationship for the flyback power stage operating
in DCM is given by:
S
SEC
i
O
T R
L
K
K
D
n
V
V

= =
2



28
Flyback DC/DC Converter Small Signal Model (Transfer Function):
)
1
) (
( ) ( )
1
) (
( ) ( )
1
(
1
) ( ) (
T
s Z
s i
T
s GV
s V
T
T
H
s V s V
OUT
load
g
g ref O
+

+
+
+
=

gain loop
V
s GV s G s H
s T
M
d C
= =
) ( ) ( ) (
) (



29
For CCM Mode:
*Two Pole f
LC
, One Zero f
ESR
for GVd(s) and One Right-Half-Plane zero
z From a practical view, at RHP zero frequency, the loop gain starts increasing at a
20dB/decade rate but the loop phase decreases by 45 degrees (in a normal, LHP
zero, the loop phase will increase by +45 degrees). This imposes the restriction
that the gain be rolled off to 0dB before encountering the RHP zero.
z The output inductor, capacitor and the capacitors ESR must be selected so that
the double pole occurs first and then the output capacitor zero and then the RHP
zero. This assures that the loop gain crosses 0dB at a slope that is first order
(20dB/decade) and that the instability inherently associated with the RHP zero is
circumvented by crossing 0dB before the RHP zero frequency occurs.
( )
(
(
(
(
(

|
|
.
|

\
|
+ +
|
|
.
|

\
|

|
|
.
|

\
|
+

=
2
0 0
2 1
2
1
1 1
1
) (
w
s
Q w
s
w
s
w
s
D
V n
s GV
Z Z g
d
C
L
R D
Q
SEC

) 1 (
C L
D
R
R D R
C L
w
SEC
L
SEC
) 1 ( ) 1 ( 1
2
0

+
=
C R
w
C
Z
1
1
=
SEC
Z
L D
R D
w

2
2
) 1 (
Compensate rule:
1. Decrease the double pole influence.
LC r compensato Z
f f
4
3
) (

2. Crossover frequency f
C

S C ESR C
f f f f )
6
1
~
10
1
( <
3. Decrease the RHP zero influence
) (
6
1
RHP Z C
f f <<



30
For DCM Mode:
|
|
|
|
.
|

\
|
+

=
P
SEC
S
g d
w
s
L
T R
n V s GV
1
1
2
) (
C R
w
P

=
2