Locations

COMPLIANCE OFFICER ESSENTIALS

SYDNEY PERTH BRISBANE

About the program

Financial Education Professionals presents a practical workshop specifically designed for financial services compliance professionals in Australia. The workshop places Australian Financial Services Licensing in context, covers the main regulatory guides you need to be familiar with and provides practical tools for you to use in your workplace.

Please refer to our website for updated venues and dates

Duration 1-Day

Fees Who is it for?

The workshop is suitable for compliance professionals, within the context of the Australian financial services industry. As an introductory workshop, we recommend it to anyone with less than two years experience in a compliance-related role.

(incl GST)

$1,402.50 per person

Course fees include workshop handouts, and CPD certification

CPD Benefits
Training conducted by our experienced compliance practitioner Learn through practical workshop exercises Come away with a series of checklists and sample documents you can use to improve the effectiveness of your compliance officer role Benchmark against financial services industry good practice Cost effective Share your experiences with other compliance professionals and network

9 Points/ Hours

Registration Please complete the registration form and return it to us:

enquiries@financialeducation.com.au P +612 9252 7437

www.financialeducation.com.au

REGISTRATION FORM Compliance Officer Essentials

Participant information [Please print]
Participants last name: First name: Mr. Mrs. Email: Miss Ms. Date of birth [dd/mm/yyyy]:

Company name:

Business phone no.: ( ) City:

Mobile:

Company address:

State:

Postcode:

Job Title:

Department/Division:

Date of Enrolment [dd/mm/yyyy]:

Workshop Selection (valid to 30 June 2014)

Please note that all fees are payable to secure a workshop place and are not refundable. Substitutions are not allowed.

Sydney Perth Brisbane

Payment
Please charge my Credit Card: VISA Mastercard

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Please invoice my company (EFT details will be provided on the invoice) If requesting us to invoice your company, please complete the information below Approving Manager First Name: Last Name:

Email: Title/Position: Department/Division:

Approving Managers signature:

www.financialeducation.com.au