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ITIL has become the most widely adopted Best Practice framework
for ITSM. The recent ITIL V3 refresh has sparked renewed interest but,
although many are aware of the new version, the majority are
unsure as to how, or even if, it will affect them. V3 has prompted IT
organizations to look at existing processes, ITIL maturity and future
strategic plans, including ISO/IEC 20000 accreditation. This White
Paper uses the IT Maturity Model to compare each ITIL version and
identify which approach is best suited to individual IT organizations.
Findings of this report indicate that V3 is not suited to every
organization, but provides elements that can be used to drive
improvements and can act as a benchmark. The level of IT maturity
within an organization can be linked to its predominant focus,
whether process or service-driven. Thus, V3 should be seen as
evolving from V2, as opposed to replacing it. The basic V2 processes
must be in place to a sufficient IT maturity level before the V3
Service Lifecycle Approach can be considered. The decision to
embrace V3 is also dependent on the overall business strategy,
which may not necessarily tie in with the V3 mindset.
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ITIL® V2 to V3 – Is it worth it?
Executive Summary
This White Pape r aims to give yo u a fe w things t o po nder, but will ho pef ully answe r mo re
questions t han it c reates.
With t he launch o f t he t hird inc arnatio n of ITIL, c o mmo nly calle d V3 , we no w have an indust ry
standard roadmap to take ITSM Best Practic e to the ne xt lev el. V3 shows a signific ant c hange
in e mphasis; f ro m IT as a se ries of inte rlinked proc esse s, t o IT being co nside re d as a value-
adding se rv ice, whether t o int ernal o r ex te rnal business custo mers.
This White Pape r argue s that the V3 appro ach will not be right f or many organizations, no w or
possibly e ver. It s suitability is c lose ly linked t o t he direction o f t he busine ss and IT’s ro le wit hin
this to ac hie ve the org anization’s st rategic goals. Its adoption is also c ruc ia lly re late d to the
curre nt IT mat urit y of the org anization, thus if a business has not mature d its processes
suff icie nt ly and atte mpt s t o imple ment a V3 se rvice appro ach, it will find it co mple x and
proble matic . Furt he rmo re , it may co nflict with the c urre nt o rganizational cult ure and work ing
pract ices, re sulting in much o f the v alue of the Best Pract ice appro ac h being lost . Inde ed, it
may beco me a value- destroying ex erc ise rathe r t han t he intende d, v alue-c re ating exe rcise .
Importantly, ITSM prac tit io ners should co nside r if this is an eithe r/ or sit uat io n, o r a ro admap t o
move throug h a V2 proc ess-f ocused appro ach wit h the ult imate go al of achiev ing a V 3
serv ice and v alue- based f ocus. If IT f unc tio ns are cle ar on t he end objec tive , mindful o f t he
busine ss st rateg y, o rg anizat io nal be nefits will be realize d faste r and at lo we r cost, while
minimizing t he o rganizational c halle nge f ro m t he re quired cult ural mind-shift .
ITIL is no t an e nd in it self but a means to an end. If t he key business drive r is cost and process
effic ienc y, t he n it may be adv isable to fo cus o n improving inte rnal IT process e ffect ive ness
and st ay wit h t he mo re t raditional approac h (V2 ). Ho weve r, if se rv ice qualit y and agilit y are
the primary drive rs, businesses should perhaps be more f ocused o n a V3 mode l.
So , is V 3 rig ht fo r you?
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ITIL V2 to V3 – Is it worth it?
Table of Contents
EXECUTIVE SUMMARY..............................................................................................................2
TABLE OF CONTENTS.................................................................................................................3
INTRODUCTION .........................................................................................................................4
HISTORY OF ITIL® .......................................................................................................................4
ITIL V1 .............................................................................................................................................................................4
ITIL V2 .............................................................................................................................................................................4
ITIL V3 .............................................................................................................................................................................6
BENEFITS OF ADOPTING ITIL ...............................................................................................................................................6
V3 SERVICE LIFECYCLE APPROACH ....................................................................................................................................6
CONCLUSION .........................................................................................................................13
FURTHER READING ......................................................................................................................................................... 14
ABOUT THE AUTHOR ....................................................................................................................................................... 14
Copyright Notice
© Copyright Axios Systems 2007. The information, which is contained in this document, is the property of
Axios Systems. The contents of the document must not be reproduced or disclosed wholly or in part or used
for purposes other than that for which it is supplied without the prior written permission of Axios Systems.
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ITIL® V2 to V3 – Is it worth it?
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ITIL V2 to V3 – Is it worth it?
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ITIL V2 to V3 – Is it worth it?
ITIL V3
A key f ailing with V 2 was that , althoug h
– ITIL is o wne d
details as to ho w be st to delive r and by the Office of G ove rnment Co mme rce , a
suppo rt t he se rvice s to the business we re depart me nt of t he U K Gov ernme nt . ITIL
give n, litt le at tentio n was paid to t he are as doe s not require a lice nse t o pract ice and
of desig ning service s suitable f o r t he is inde pe nde nt of any solut ion or platfo rm.
busine ss and c re ating a st rateg y around It is t herefo re sing ularly f ocused o n Best
this. In addit ion, V2 did little in t he way of Practices without a hidde n co mmerc ial
assist ing co mpanies improv e the quality in agenda.
Se rvic e D elive ry. While it g ave t ips on
– ITIL has proven its
managing levels of se rvice, it did not giv e value in re duc ing t he ov erall c ost o f
adv ice o n Continual Service Impro ve me nt . managing se rv ices and c an help IT
Fro m t his we c an se e missing pie ces in the org anizations de mo nstrate their RO I and
full Se rv ice Delive ry lifec ycle; f ro m t he me asurable v alue to the business. This
strateg y to the de liv ery and suppo rt , rig ht helps to establish a case f o r ne w or
throug h to t he re tire me nt of t hat service . cont inuing invest ment in IT. A rece nt
industry study showe d that
ISO/ IEC 200 00 st art ed t o inv est igate the se ‘Best-in- Class’ o rganizations, t he majo rity
are as, but in a very presc ript ive manner. In of who m have adopt ed ITIL, have realize d
2004 , t he ITIL V3 R efresh Prog ram was a hig he r RO I than t hose in t he ‘Av erage ’
conce ive d tak ing int o c onside rat io n bo th an ‘Laggard’ c ateg ories 2.
ITIL and ISO/ IEC 2 0000 , and a ne w lif ecyc le – ITIL he lps impro ve the
approac h was c reated. Three years of
quality of IT service s t hrough so und
wo rk co nclude d in May 2007 wit h the
manage ment pract ices. In t he same
launc h of V3 .
rese arch, 70% o f B est-in- Class businesse s
had the ability to measure end-user
Benefits of Adopting ITIL sat isf action and 60% se rv ice delive ry
Whet her you are a business c ust o me r, a standards against SLA prov isions 3.
serv ice pro vide r, a CIO o r CEO , ITIL Se rv ice
– ITIL is we ll aligne d
Manag e ment Prac tice s offe r be nef its t hat
to the ISO/ IEC 2000 0 standard. A rec ent
de mo nstrate t heir value and Ret urn o n
survey co nduct ed by Axio s Syste ms sho wed
Inv est me nt (RO I). These are applic able
a c onside rable inc rease in c o mpanie s t hat
reg ardless of which v ersio n is being
hav e achieve d ac cre ditatio n and are no w
follo we d. The result s of a rece nt surve y by
reaping the be nefits. In fact 89 % of
Ax ios Syste ms s ho w that o ver o ne-t hird of IT
respo nde nt s said ITIL, with ISO/ IEC 200 00
professio nals hav e alre ady ado pte d the
accredit ation, was a ke y enabling too l 4.
ITIL f rame wo rk, while another o ne-t hird
plan to ro ll-o ut the frame wo rk wit hin a
– ITIL suppo rts t he ITSM
year. Respo ndent s ident ified bette r professio nal wit h a line of acc redite d
busine ss se rv ice fro m IT, process alig nme nt, training c ourse s.
Se rvic e D esk co nso lidation and a highe r
–
leve l of custome r satisfac tion as the key outsourcing , ofte n wit h multiple se rv ice
drive rs fo r the uptake o f ITIL 1. So me of the provide rs is inc re asing ly co mmon t oday.
wide ly publishe d be nef its are : ITIL is wide ly pract iced amo ng se rvice
provide rs and offe rs a c o mmon prac tice
– ITIL can be adapte d f or any base for improve d service c hain
size of o rganizat ion. Since it is a frame work , manage ment .
rat he r than a rigid set of rules, it can be
tailo re d to suit the c ont ext of t he individual
busine ss.
2
ITSM: IT Transforms itself into a Service, page 10
3
ITSM: IT Transforms itself into a Service, page 12
1 4
ISO drives rise in ITIL adoption ISO drives rise in ITIL adoption
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ITIL V2 to V3 – Is it worth it?
As me ntioned e arlie r, the ke y ele ment s on the c ost and e ffic ie ncy of IT Se rv ice
missing in prev io us ve rsions of ITIL we re t he Manag e ment. It trie d t o off er so me of t he
strateg y and design e le me nts of Se rvice missing aspects in late r bo oks but the se
Deliv ery. V 2 det aile d the delive ry o f the we re see n as disjo int ed and no n-co hesive .
process e le me nts around t he suppo rt and The basic pro cesses fro m V2 have ,
delive ry aspects eff ectively but lack ed t he ho weve r, bee n carrie d thro ugh t o V3.
assist anc e in st rateg y, design and quality Figure 2 (page 7) illust rates how t he V2
of service . The pre do minant foc us was t hus processes lie within the V3 approac h.
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ITIL® V2 to V3 – Is it worth it?
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ITIL V2 to V3 – Is it worth it?
5
Gartner Poll Suggests IT Management Processes aren’t Maturing, page 2
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ITIL® V2 to V3 – Is it worth it?
6 7
Gartner Poll Suggests IT Management Processes aren’t Gartner Poll Suggests IT Management Processes aren’t
Maturing, page 3 Maturing, page 3
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ITIL® V2 to V3 – Is it worth it?
ITIL V2 versus V3
Process and Service Approaches
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ITIL V2 to V3 – Is it worth it?
V3 Life cyc le Appro ac h c an be co nside re d. Many o rganizat ions c onside r the mselves to
Many o rganizat ions feel t hat the processes be ITIL expe rt s. Ho weve r, on deeper
already put in plac e with V2 are suff icient inve stigat io n, t hey are still deve loping t he
for current/f uture require me nts and have basic support proce sses in co njunc tio n wit h
no inte ntion of e mbrac ing V 3 at present , if ele me nts o f Se rv ice Lev el and Cont inuit y
at all. Manag e ment. Processes such as Availability
and Financial Manag e me nt have st ill not
been c onsidered o r may no t be applic able .
Ce rt ain principles of the V 3 Life cyc le
V3 is not a co mplete re-write, more of an Approach may be practice d alre ady and
effect ive re- o rganization of t he o ld book s sinc e it is a set of Best Prac tice g uideline s,
wit h the addition of ne w areas t o bring the you are able to pick and c hoo se the
guidelines in line with c urre nt indust ry ele me nts which are applicable t o yo u.
tre nds. If yo u have ac hie ved, o r are
wo rking to wards, ISO /IEC 20000 When ITIL V3 is worth it
accredit ation, the like lihoo d is t hat yo u will Since t he introduct ion of V2 , t he
already be fo llowing many ele ments of V3 , enviro nme nt in general has ev olv ed. When
so the additio nal invest ment to fully V2 was launche d, issues such as
embrace this approach is not so daunting . outsourcing , off-sho ring and the c apability
of t he inte rnet were not co nside rations. V3
takes all of the above into acco unt in what
is no w a more c o mplex e nviro nme nt and
ITIL is a set o f Be st Practic e provides assist anc e on ho w t o inco rporate
reco mmendations t o ado pt and adapt as is these f act ors int o the strateg y.
require d fo r yo ur spec ific co mpany. Thus ,
org anizat io ns can st ill f ocus on t he areas Inc re asingly in many businesses, IT is no
which are of main co nce rn t o t he m. This is longer seen as just a co st center, but an
what diffe re nt iat es the g uidelines fro m an inte gral co mpone nt of t he business and is
inte rnat io nal st andard suc h as ISO/ IEC moving fro m back off ice to f ro nt of house .
20000 whe re eve rything must be Whe re V2 foc use d o n separate process
imple me nte d in orde r to be reco gnized. If silos, V3 lo oks at the bigge r picture and
the re is a re quire ment in your spec if ic inc reasing the quality o f service provide d.
org anizat io n to mo ve to a se rv ice-ce nt ric , Since IT plays such a vital role within the
lifec ycle appro ach and t he rele vant basic org anization, a better unde rstanding of the
processes are suffic ie ntly est ablishe d, t he n busine ss is re quire d to suppo rt the c hang ing
V3 will provide you wit h the g uidelines and needs from the sta rt. V3 p rovides g uidance
example s of ho w best to align your IT on current IT pract ices such as to how t o
org anization with the business. For othe r inc rease integ ration and alignment
org anizat io ns, V3 will prov ide e le me nt s bet wee n IT and busine ss st rat egie s so t hat IT
which c an help drive improve me nts in yo ur supports the direction the business is
ITSM de liv ery. heading .
With an increased f ocus on attaining t he
ITSM indust ry st andard ISO /IEC 20000 , V3
Tec hnically no t ool is ITIL V3 , V2 o r indee d can p ro vide the t oo ls to ach ieve
V1 ‘co mpliant ’. A product cannot be accredit ation as the mindset re quire d fo r
co mpliant to a set of B est Practice bot h are clo sely alig ne d.
reco mmendations. G ood to ols are built
around what these reco mmendations ask Recent research has sho wn that ‘B est- in-
for and what the ir customer base desires. Class’ org anizations, whic h tend to be at
To ols built aro und ITIL principles enable the high e nd o f t he IT maturity sc ale ,
org anizat io ns to e stablish t he ir se lect ed achieve 86 % of their SLA g oals, whic h is
processes as and whe n re quire d. 139% be tte r than t he ot he r org anizatio ns
questione d. In additio n, t he y expe rienc e
83% eff icie ncy f or IT processes, 1 12% bette r
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ITIL V2 to V3 – Is it worth it?
than the othe rs 8. The V 3 Se rv ice Lifecyc le org anizat io ns that are in IT maturit y le vels 0-
Appro ach provides t he guidelines f ro m 2 are pre do minat ely f ocused on
which t hese stat ist ics c an be wo rke d establishing the basic proce sse s. It is o nly
towards. It also he lps the IT o rg anizat io n to for t he fe w who have manage d to ac hieve
establish itse lf as a value- adding e ntity, leve ls 3 and 4 that are perhaps ready to
rat he r than a c ost ce nte r. embrace V 3. V 3 is an evo lut io n of V2 , rat he r
than a replace ment and both v ersio ns can
Currently, o ne of t he key pre ssure s f or IT happily c o-exist . V3 may no t ho wev er be
org anizations is satisf ying cust ome r suit ed t o e ve ry o rganization and the
expect at io ns and t hus achiev ing bette r decision as t o whet he r to ado pt this
busine ss se rv ice fro m IT. In o rde r t o ac hie ve approac h will be depe ndent on t he ove rall
this, many IT organizations ide nt ify busine ss st rateg y, which may not
inc reasing alig nme nt be twe en IT and the necessarily tie-in with the V3 mindset.
busine ss as the pre dominant means to Regardle ss of t his, V3 c an ac t as a
inc rease custome r satisfaction. This ag ain benc hmark and prov ides ele ments to help
ties in with t he V3 se rv ice mindset . drive ITSM impro ve me nts in all
org anizat io ns.
Finally, in orde r to adopt a V3 approach,
the re is a re quire ment f or buy- in f ro m all
parties co nce rne d, inc luding se nior
manage ment which has histo ric ally been a
recog nize d barrie r t o proce ss maturit y. Thus ,
the re is direct correlation bet wee n the
maturity o f t he o rg an izat io n’s c ult u ra l
maturity and that of t he assoc iat ed
processes. If all parties have fully e mbraced
the co ncept of improv ing se rv ice qualit y,
V3 prov ide s the t ools fro m whic h to ac hieve
this.
Conclusion
During the 20 ye ars of practic e, ITIL has
established itse lf as t he wo rld’s most wide ly
recog nize d and adopte d f rame wo rk fo r IT
Se rvic e Manage me nt . It has g ro wn f ro m a
cott age indust ry in the 1 980s t o no w having
a g lo bal influenc e. Ov er t his t ime , the many
bene fit s of ITIL have be co me wide ly known
and continue t o g ro w as the c o mmunity of
practice matures.
8
ITSM: IT Transforms itself into a Service, page 2, 5, 9
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ITIL V2 to V3 – Is it worth it?
Thro ug hout this White Paper, a numbe r of Dale B ro wn has wo rke d in t he IT indust ry f or
rese arch papers have bee n refe renc ed. the last 16 years, st art ing in t he public
These are detailed below alo ng wit h secto r in a He lp Desk suppo rt e nviro nme nt
co mple me nt ary do cume nt ation o n this and the n o nto delive ring ITIL pro jects. Ove r
topic: the last 9 ye ars, D ale has de liv ere d IT
• V2 versus V 3 W ebinar. Available on the Se rvic e Manage me nt pro ject s ac ross t he
Axios Systems website, November 2007. UK, Euro pe , North Ame ric a and t he M iddle
East, mainly f or large mult inational
• Pock et Guide to V3. Can be requested
org anizat io ns. He is a certif ie d Se rv ice
through the Axios Systems website,
Manag er and ISO/ IEC 20 000 qualif ie d
November 2007.
consultant and heads a te am of ex pe rts
• ITSM : IT Tran sform s Itsel f in to a Servi ce delive ring custo mized ITSM B est Pract ice
Aberdeen Group Research, August 2007. solutions f or o rg anizat io ns of any size .
Available to download, along with a
complementary onDemand Webinar on the
Axios Systems website. (Research surveyed
300 organizations. 29% of respondents were
from large enterprises, 25% from mid-sized
enterprises and 46% from small businesses of
$100 million or less. Of this 20% were
categorized ‘Best-in-Class‘, 50% ‘Industry
Average’ and 30% ‘Laggards’.)
• Gartn er Poll Su ggests IT M an agem en t
Processes Aren’t M aturin g. Garter
Research, April 2005.
• UK leads the way i n ITIL adopti on . Axios
Systems, October 2007. Available on the
Axios Systems website.
• ISO drives rise in ITIL adoption . Axios
Systems, August 2007. Available on the Axios
Systems website. (The research was
conducted by Axios Systems at a leading
ITSM event and was based on the responses
of IT Directors/Coos and Help Desk
Managers at leading European and
International organizations across a variety
of industries including energy and utilities,
healthcare, manufacturing, financials
services, high-tech, retail and government.)
• Report on th e ITSM and Hel p D esk
Chal lenges for 2007 Axios Systems,
December 2006. Available on the Axios
Systems website.
• ITIL V3: Th e Fu ture i s Here Wh ite Paper,
by Sharon Taylor, Chief Architect of ITIL V3.
Axios Systems, May 2007. A Webinar by
Sharon Taylor is also available onDemand.
Both are available for download from the
Axios Systems website.
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ITIL V2 to V3 – Is it worth it?
www.axiossystems.com
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