Professional Documents
Culture Documents
Charles Darwin
annotated by james t. costa
Introduction ix
Darwin’s Origin of Species is a living document that has, in many century. Yet despite its initial impact, today readers see the Ori-
respects, even greater currency today than when it was first pub- gin as little more than a presentation of Darwin’s ideas of evolu-
lished in 1859. It is at once a founding treatise of a major scien tion and natural selection; in fact, it is probably more misunder-
tific discipline, a philosophical argument for a novel worldview, stood than understood by the general public. Even within the
and a masterly piece of science writing. A close reading throws biological sciences few venture far beneath its cover, and fewer
open a window on a time and place, giving us insight into the still read the book in its entirety. There are several reasons for
cultural context in which its ideas were fermented and debated. this inattention, chief among them the nature of the scientific
That window also reveals much about scientific pursuit in the pursuit. Today the extent and pace of scientific research are un-
nineteenth century, a time when professional science was in its precedented, and the sheer quantity of new knowledge is so
infancy and scholars began refining ideas about science as a way great that, in a discipline that emphasizes the latest cutting-edge
of knowing the natural world. As for the book as science litera- findings, not much room is left in biology curricula for reading
ture, we have the renowned naturalist Alfred Russel Wallace, the old literature. Another problem is the distance between Dar-
co-discoverer of the principle of natural selection, to thank for win’s time and our own. People, places, and many of the ideas
derailing Darwin’s planned mega-tome on the subject and giv- discussed in the Origin mean little to a modern reader, and for
ing us instead this remarkable book, On the Origin of Species many people Darwin’s Victorian prose poses its own stumbling
by Means of Natural Selection. Darwin apologetically called the block.
Origin an “abstract,” which never fails to elicit a chuckle from The annotations presented here aim to remedy this situation.
students braving its 490-odd pages; but indeed it is an abbrevi- It is my hope that by highlighting guideposts along the path of
ated version of the treatise he intended, lacking proper footnotes Darwin’s “one long argument,” as he described the book—trans-
and the many argument-buttressing examples Darwin mar- porting the reader to Darwin’s time and place by fleshing out
shaled in that larger work. As a result, the Origin is written in a such details as biographical references, natural history observa-
style far more accessible than the “big species book” might have tions, and the intent or meaning of arguments that are obscure
been. The Origin has its dense passages, but in places the book is from a modern perspective—a new generation of students will
nothing short of lyrical. Its arguments are backed by case stud- be inspired to read Darwin. This book can also be seen as a guide
ies, data, and observations, yet they are presented in a narrative to the making of the Origin, the behind-the-scenes ferment re-
style that was unusual for serious scientific books at the time, and vealed in Darwin’s correspondence, notebooks, and diaries, and
that had the welcome effect of broadening the book’s audience. the writings of his contemporaries. My aim, finally, is to show
To a greater extent than perhaps any other watershed scien readers the breathtaking sweep of Darwin’s method, in hopes
tific document, the Origin rippled through society: its implica- that more educators and others will take a page from his play-
tions were felt in literature, philosophy, politics, and art; the book in making the case for biological evolution in school cur-
book was midwife to the Modern period to come in the next ricula and beyond. Indeed, it is my hope that the very notion of
ix introduction
having to defend biological evolution and its teaching in a court ing would be the same upon publication of On the Origin of
of law will become a thing of the past, a phenomenon seen Species. He declared that “Mr. Darwin has given the world a new
as a historical peculiarity of twentieth- and early twenty-first– science, and his name should, in my opinion, stand above that
century American society, symptomatic of a particularly perni- of every philosopher of ancient or modern times. The force of
cious brand of scientific illiteracy. admiration can no further go!!!” (Berry 2002). Wallace received
As the late astronomer Carl Sagan pointed out in his book of his copy of the book in early 1860, while still far off in southeast
essays Demon Haunted World, ours is an age of contradictions. Asia. He was not to return from his eight-year adventure in the
American society in particular has been a powerhouse of scien Malay Archipelago for another two years, and so his adulation
tific innovation and advance made possible by the unrivalled marks what was almost certainly the farthest-flung, most re-
collective brainpower of its homegrown and immigrant scien- mote reverberation made by the Origin when it was published.
tists and prosperous economic conditions. Yet this is true even Now, here we are reading the book 150 years later, and the rever-
as a significant proportion of this same society embraces mysti- berations continue still.
cism and the supernatural, and evinces profound scientific illit- Charles Robert Darwin was an unlikely revolutionary. An
eracy (see, e.g., Gross 2006). This national cognitive dissonance indifferent student in youth, a medical school dropout, and a
can only spell disaster if science and the understanding and in- sometime theology student, this mild-mannered, good-
novation it brings become eclipsed by ignorance, fear, supersti- tempered young man really just wanted to ride, hunt, and natu-
tion, and religious zealotry. Scientific knowledge of and by itself ralize. By his own account he had the common child’s penchant
is no panacea, to be sure. But the importance of thoughtfully for collecting—shells, coins, rocks, and minerals—the kind of
considering and debating the implications of scientific pursuits, passionate hobby that “leads a man to be a systematic naturalist,
and the technological innovations stemming from them, cannot a virtuoso, or a miser,” he wrote in his autobiography. He never
be stressed enough. Science as a way of knowing is a potent way really grew out of it. Instead, he just discovered new things to
forward for the understanding of both ourselves and the world collect. Beetle-collecting was nearly a blood sport with Darwin
we live in, as it has been since the time of Francis Bacon. In its and many of his fellow students at Cambridge, and after discov-
modest way, this book seeks to help readers better understand ering the joys of botanizing with his professor John Stevens
Darwin’s Origin of Species, and thereby better understand the Henslow, he threw himself into learning the plants of Cam-
scientific pursuit as a highly successful mode of inquiry into the bridgeshire with zeal.
natural world. Despite initial doubts, he fully intended to take Holy Orders
Before analyzing the Origin itself, however, we must under- after finishing at Cambridge. But not before a taste of adventure:
stand where the book came from. By focusing on Darwin’s per- Darwin and his fellow naturalists planned a jaunt to Tenerife,
sonal intellectual odyssey and how that was incorporated into in the Canary Islands. In preparation for this “Canary scheme,”
the Origin’s very structure, we set the stage for our own odyssey as he put it, Darwin accompanied another Cambridge don, Rev.
through Darwin’s one long argument. Adam Sedgwick, on a three-week geology expedition to Wales in
August 1831. But the Canaries were not to be. Upon returning
home from his field excursion with Sedgwick, Darwin found a
The Road to the Origin letter awaiting him with the offer of a far grander trip—no less
than a multiyear voyage around the world! He could barely con-
Alfred Russel Wallace knew. As the only other person to have tain his excitement.
stood, with Darwin, gazing upon the grand sweep of life’s diver- With the support of his Uncle Josiah, Darwin convinced his
sity with understanding, the brilliant naturalist knew that noth- no-nonsense father to permit him to take the journey, complete
xi introduction
serted difference between the wolf-like Fox of East & West Falk- a massive armadillo, a giant sloth, a tank-like armored sloth rel-
land Isds.— If there is the slightest foundation for these remarks, ative, a rodent with a skull more than two feet long, dwarfing
the Zoology of Archipelagoes will be well worth examining; for all living rodents; and a llama so large that Darwin had tenta-
such facts would undermine the stability of species. (Barlow tively labeled its bones those of a mastodon! (Herbert 2005,
1963) pp. 320–324). Something profound was happening, and Owen
knew it. Darwin’s finds confirmed the “law of succession,” which
The “stability of species” was a matter that struck at the very described the replacement of so-called types by related, though
heart of understanding creation. These remarks, penned some- distinct, forms through geological time. Lyell was so impressed
time between mid-June and August 1836 (Sulloway 1982b), in- by Owen’s conclusions that he devoted his Presidential Ad-
clude reference to the mockingbirds (Nesomimus) of the Galá- dress to the Geological Society to the subject. He pointedly in-
pagos Islands, a group of birds that exhibits three species, each vited Darwin to hear his address, given on February 17, 1837:
endemic to one of the southernmost islands in the archipelago, “These fossils . . . establish the fact that the peculiar type of or
plus one species that is now regarded as a complex of six sub- ganization which is now characteristic of the South American
species, each also confined to one or more of the main islands. mammalia has been developed on that continent for a long pe-
Darwin seemed to see the significance of these birds, but he did riod.” Darwin was impressed, but he was not yet a transmuta-
not yet realize that the finches of those equatorial islands were tionist.
even more remarkable, nor that the tortoises told a similar story. Even while Lyell enthused and Darwin marveled over the
Nonetheless, crucial data came to Darwin almost as a revelation South American fossils, Darwin’s bird collection was being scru-
when, in London and Cambridge, specialists impressed upon tinized by the respected ornithologist John Gould at the Zoo-
him the curious nature of his collections from South America logical Society. Gould received the birds on January 4, 1837, and
and the Galápagos. began analyzing them soon after. He reported his results at suc-
Winter and spring of 1837 was a watershed period in Dar- cessive meetings of the society: the curious Galápagos finches
win’s thinking. The Beagle arrived home on October 2, 1836, on January 10 (finding some dozen unique Geospiza species in
and Darwin wasted no time seeing family and friends and mak- three subgenera); the raptorial birds on January 24 (including
ing arrangements to distribute his biological collections for the remarkable Galápagos hawk, which he cited as a “beautiful
study. He took up residence in Cambridge in mid-December, on intervening link” between the genus Buteo and the mainland ca-
Fitzwilliam Street, where he stayed through March. He twice racara genus Polyborus); the distinctive mockingbirds of the Ga-
trekked back to London during this time to attend scientific lápagos on February 28 (three island-specific species yet so like
meetings and confer with friends and colleagues. Much hap- mainland ones); and the South American rheas, a large species
pened in those heady months, particularly in connection with and a smaller relative, on March 14. Gould’s analysis appears to
his fossil discoveries from South America and the Galápagos have been the final catalyst precipitating Darwin’s conversion to
avifauna. transmutation. Darwin met with Gould between March 7 and
Darwin delivered his fossil mammal specimens to Richard 12, 1837 (Sulloway 1982b), and was given a summary of the or-
Owen in late December or early January, and within a month nithologist’s findings: more than two-thirds of Darwin’s Galá-
the great anatomist knew that they were remarkable. Owen said pagos birds were new species! His finds on the continent were
as much in a letter to Charles Lyell dated January 23, in which no less interesting. Gould named the small or “petisse” rhea in
he revealed that Darwin had discovered no fewer than five Darwin’s honor (though the name does not stand today, as dis-
extinct relatives of mammals found in South America today— cussed on p. 349). Darwin found it curious that the common
and moreover, that these extinct species were gigantic forms: large rhea should be geographically replaced by its diminu-
xiii introduction
of species: first a tentative branching “coral of life,” then, a few on side projects relevant to it. The Essay and the Sketch were
pages later, a bold ramifying tree-like sketch with species or spe- later published by his son Francis as The Foundations of the Ori-
cies groups branching from a common trunk; this beautiful dia- gin of Species (1909).
gram is prefaced with the words “I think”—a vision that clearly Why Darwin did not publish his theory as early as the mid-
set Darwin’s conception of transmutation apart from all earlier 1840s has long been a matter of speculation. The time between
attempts. more or less complete formulation of the theory and its pub
In October 1838 Darwin gained insight from re-reading the lication is sometimes called the “delay years,” but this period
Rev. Thomas Malthus’s Essay on Population. Malthus taught him probably did not represent a delay at all. Darwin was determined
that the continual “struggle for existence” would lead to differ- to make a thoroughly researched and documented case for his
ential survival, and that those individuals with constitutions theory, knowing full well the scientific world’s extreme skepti-
best suited to the demands of the struggle would be the most cism to transmutationist ideas. The very year his Essay was
likely to make it through. Malthus was writing about people, but penned also saw the pillorying of the then-anonymous au-
the applicability of his ideas to the natural world immediately thor of the sensational book Vestiges of the Natural History of
struck Darwin, giving him “a theory by which to work,” as he Creation, a long transmutationist reverie that embraced an evo-
wrote in his diary. That same year Darwin apparently realized lutionary vision of the universe, humanity, and everything in
that domesticated varieties provide a case study, a natural ex- between (Secord 2000). Darwin was no metaphysical transmu-
periment on species and varieties. What is the extent of variabil- tationist; he aimed to present a scientific case so well argued and
ity? How are variants propagated and not lost by crossing? His supported that it would at least have to be given a fair hearing.
reading of the great agricultural breeders of his day—among Books like Vestiges and even his own grandfather’s Zoonomia,
them Robert Baker, John Sebright (who used the term “selec- with its unique brand of fanciful transmutationist speculations,
tion” in describing agricultural breeding), and William Youatt— were criticized by Darwin and his circle for their unsubstanti-
underscored how methodical “picking and choosing” gradually ated notions of transmutation, but owing to their popularity
bends plant and animal breeds to human whims. Darwin coined with a wide audience, these books paved the way for the broader
the phrase “natural selection” to contrast with this process; the acceptance of the later idea of organic change. At the time,
earliest appearance of the phrase is in a marginal note he made though, with transmutationism represented by speculative phi-
in Youatt’s book on horses in March 1840 (Evans 1984). losophers on the one hand and the more sober but perhaps
The essential elements of the theory were worked out by 1842, equally unsubstantiated theories of the brilliant French natural-
when Darwin sat down to write a “pencil sketch.” Here we see ist Jean-Baptiste Lamarck on the other, the elite English natural
the domestication analogy, the mechanism of natural selection philosophers of the mid-nineteenth century would have noth-
based upon the postulates of heritable variation and struggle for ing to do with such radical ideas.
existence, and comments on the wide applicability of the theory During this time, Darwin tentatively reached out to a few
in explaining patterns in diverse departments of natural history. friends and other correspondents with a view to sharing his
The Sketch, as it is now called, was greatly expanded in 1844 to ideas. He tested the waters for a certain openness of mind to cast
an Essay of some 230 pages. Darwin sealed a copy in an envelope an unprejudiced eye on his theory. Lyell passed the test. So did
with a letter to his wife, Emma, asking that she have it published the botanists Asa Gray and Joseph Dalton Hooker. These natu-
immediately in the event of his sudden death. He knew that the ralists became friendly critics and sounding boards as well as
naturalists of the world would wish to know about this theory. sources of invaluable experience and information as Darwin
But of course Darwin did not die prematurely; despite chronic continued to develop his theory and struggle with its diffic ulties.
ill health he continued steadily to work on the theory as well as In the mid-1840s Hooker commented to Darwin that anyone
xv introduction
erto unexplained facts.” This statement veritably screams trans- word count of about 375,000. It pained Darwin to have to cut it
mutation to a modern reader with the benefit of hindsight, but down, in part because an abstract deviated from standard pre-
Darwin was unfazed. The law did not mention natural selection sentation in scientific books: “My work is now nearly finished,”
nor expound a principle of divergence. Without a mechanism, he wrote in the Introduction to the Origin, “but as it will take
Darwin felt that Wallace had little to nothing to share. But he me two or three more years to complete it, and as my health is
had seriously underestimated Wallace’s curiosity and creativity. far from strong, I have been urged to publish this Abstract.” He
Darwin was deep into his species book (initiated at last in continues: “I can here give only the general conclusions at which
1856 at Lyell’s urging) when in June 1858 he opened a fateful I have arrived, with a few facts in illustration, but which, I hope,
package from Wallace with a letter and a manuscript entitled in most cases will suffice. No one can feel more sensible than I
“On the tendency of varieties to depart indefinitely from the pa- do of the necessity of hereafter publishing in detail all the facts,
rental type.” Posted from the tropical southeast Asian island Ter- with references, on which my conclusions have been grounded;
nate in the Moluccas some months before, the manuscript had and I hope in a future work to do this.”
slowly wended its way to Darwin’s study, where the previously Darwin wanted to make it abundantly clear to readers that he
unfazed Darwin was very fazed indeed. “Your words have come was presenting a mere abstract, and in fact his first title for the
true with a vengeance that I [should] be forestalled,” he wrote work was An Abstract of an Essay on the Origin of Species and
Lyell in a restrained but anguished letter. “So all my originality, Varieties Through Natural Selection. John Murray, his publisher,
whatever it may amount to, will be smashed.” These events and voiced concerns to Lyell about this reluctant-sounding title.
the subsequent “delicate arrangement” that Lyell and Hooker Darwin acquiesced: “I am sorry about Murray objecting to term
orchestrated—a joint presentation to the Linnean Society of abstract as I look at it as only possible apology for not giving
some of Darwin’s priority-establishing writings together with References & facts in full.—but I will defer to him & you” (Cor-
Wallace’s Ternate essay—all unfolded while Wallace remained in respondence 7: 272). The manuscript was completed in nine
blissful (or tortured?) ignorance in the field. Their papers were months. One year and four months later, this “abstract” of 490
read on July 1, 1858; Wallace received word much later and was pages finally appeared, bearing the full title On the Origin of Spe-
elated to find himself held in high esteem by the eminent scien cies by Means of Natural Selection, or the Preservation of Favoured
tific men of London (Berry 2002). Races in the Struggle for Life. Darwin was more anxious than an
Darwin’s work was cut out for him. He could not possibly expectant father, and he dreaded the coming attention and no-
quickly complete the encyclopedic work over which he had been toriety. As Janet Browne so compellingly describes in The Power
laboring, so he decided to abstract much of what he had written of Place (2002), he had retreated to a hydropathic spa in York-
already and treat the remaining topics in an abbreviated man- shire, as much to escape the public eye as to seek treatment for
ner. This was no simple task; by the time Wallace’s package ar- his frazzled nerves, skin rashes, and churning stomach. He fired
rived Darwin had written a hefty manuscript of ten and a half off letter after disarming letter to friends, colleagues, and would-
chapters, a proper scientific treatise brimming with example af- be critics, hoping to soften the blow, blunt their resistance: “I
ter example supporting his arguments, backed by tables of data fear . . . that you will not approve of your pupil . . . If you are in
and numerous citations. In his Introduction to the draft “big ever so slight a degree staggered (which I hardly expect) on the
species book,” published as Charles Darwin’s Natural Selection, immutability of species, then I am convinced with further re-
Stauffer (1975) estimated that, on the basis of the word count of flexion you will become more & more staggered, for this has
the surviving manuscript of eight and a half chapters (some of been the process through which my mind has gone,” he wrote to
the original was later cannibalized for Variation of Animals and his old Cambridge mentor Henslow. “I know there will be much
Plants Under Domestication), the final book would have had a in it, which you object to . . . I am very far from expecting to
xvii introduction
The Origin is not the first place Darwin pursued this logical ment and clearly reflects how Darwin thought about his the-
structure. Scholars are essentially agreed that he did so from the ory from the earliest days. It is supported by an early outline,
earliest formulations of his theory. If we read Darwin’s Sketch of thought to be written about 1842, found later by his son Francis
1842, Essay of 1844, and the Origin with an eye toward discern- (see F. Darwin 1909, p. xviii):
ing the layout and presentation of these ideas, a general bipartite
I. The Principles of Var. in domestic organisms.
structure is evident in all these works. Francis Darwin divided
II. The possible and probable application of these same principles
his edition of the Sketch into Parts I and II, following his father’s
to wild animals and consequently the possible and probable pro-
mention of two divisions: the domestication analogy is immedi-
duction of wild races, analogous to the domestic ones of plants
ately followed by a case for natural variability, struggle, and nat-
and animals.
ural selection. The remainder is largely devoted to applying the
III. The reasons for and against believing that such races really have
idea of transmutation mediated by natural selection to diverse
been produced, forming what are called species.
observations. This structure parallels the two overarching argu-
ments Darwin makes: natural selection as agent of change and This outline may have been intended as the layout for the
the reality of transmutation in general. 1842 Sketch. Comparing it with the three-part structure Darwin
If we delve a bit deeper, it becomes clear that a tripartite struc- described in Variation some twenty-five years later, it is clear
ture reflects even better the way Darwin conceptualized his ar- that the basic logical structure of his argument did not change
gument. He describes a three-part layout in the Introduction to appreciably over time. In some respects it had to change, of
his 1868 book Variation of Animals and Plants Under Domestica- course, as Darwin’s understanding of the process became more
tion. Significantly, that work was intended as the first of three nuanced. What is remarkable, though, is the clarity of Darwin’s
books Darwin planned post-Origin, each of which represents a earliest insight into the evolutionary process, and the fact that
component of the logical argument. To be clear: having been the conceptual structure he formulated soon after his return
forestalled in completing his big species book and publishing from the Beagle voyage has stood the test of time.
instead an abstracted form of this work as the Origin, Darwin It is unfortunate, though, that Darwin did not expressly stick
was determined to publish more lengthy and thoroughly docu- to this three-part scheme in all major presentations of his work.
mented versions of his views. He decided this would best be He had some tough decisions to make, in particular where and
done by presenting each of the three components of his concep- how to address diffic ulties. From early on (1842) Darwin antici-
tual argument as a book in its own right. Accordingly, the first pated and offered arguments to defuse certain problems that he
two chapters of the big species book were expanded into the two knew would loom large in the minds of his critics. He decided to
Variation volumes. In the Introduction to Variation he states take these on immediately following the case for natural selec-
that in a second work he will expand his case for variation in tion and before moving on to the chapters on applications of his
nature, the struggle for existence, natural selection, and other theory. In the Origin, these “difficulties” treatments correspond
difficulties. “In a third work,” he continues, “I shall try the prin- to chapters VI–VIII.
ciple of natural selection by seeing how far it will give a fair ex- Most authors take Darwin at his word when, in the opening
planation of the several classes of facts just alluded to”: the re- paragraph of chapter VI (“Difficulties on Theory”), he identifies
sponsibility case (Darwin 1868b, pp. 8, 9). Darwin never realized four issues he considered the most important explanatory ob-
his plan for the two additional works—other books seemed to stacles faced by his theory and states that he will address the first
get in the way—so we have no such concise trio reflecting the two in that chapter and the next two in the subsequent chapters,
way he conceptualized his theory and its presentation. Nonethe- VII (“Instinct”) and VIII (“Hybridism”), respectively. In fact he
less, the three-part structure is a useful map to Darwin’s argu- goes beyond this. Chapter IX, “On the Imperfection of the Geo-
xix introduction
contributions to the field, especially his fully independent for-
mulation of the theory, but the fact that Wallace chose to entitle
his own definitive statement on the subject Darwinism (1889)
shows that even he lionized his retiring colleague for his insights
(and, by the way, gives lie to the persistent conspiracy theories
that he was given short shrift by Darwin and his friends). A de
cade earlier Gray had set the precedent for eponymous titles
honoring Darwin, titling his evolutionary book Darwiniana: Es-
says and Reviews Pertaining to Darwinism (1876).
The Origin of Species is epochal. Darwin’s identification of
a naturalistic explanation for species origins—for our origin—
does not mean that his ideas are inherently atheistic, as legions
of spiritually minded biologists from Gray on can attest. Yet
make no mistake: his ideas are fundamentally incompatible with
any literal reading of biblical scripture, and indeed with the cre-
ation narratives of any religion. Nowadays, biblical literalists
(particularly but not exclusively in the United States) constitute
a vocal and politically active minority, but the rest of us must
be vigilant lest young-earth creationists and the neo-creationist
“intelligent design” propagandists manage to legislate their way
into science classrooms. Society should not countenance ped-
dling such ideas under the guise of science—a common tactic
recently and decisively repudiated by U.S. District Judge John E.
Jones III in the Dover, Pennsylvania, intelligent design case.
In the grand journey of self-discovery that started with com-
prehension of the nature of our planet and star in the seven-
teenth century, Darwin’s Origin of Species is one of humanity’s
crowning achievements. This living document opened windows
on grand vistas extending back in Deep Time and sweeping for-
ward to the uncertain future of the ever-ramifying tree of life—
a profound step in self-awareness and self-understanding for a
remarkable little primate. I share Darwin’s exultation that “there
is grandeur in this view of life.” Carl Sagan once described hu-
mans as “star stuff come alive,” the very universe aware of itself.
That awareness underwent a quantum leap on November 24,
1859.
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idea for gradualism, and here he seems to suggest that the idea
of one species springing forth from another, “produced perfect
as we now see them,” as if by fiat, is unacceptable as an explana-
tion or scientific hypothesis. Saltational change had its adher-
ents even in the post-Origin years, particularly in those who felt
there was not time enough for gradualistic evolution to give rise
to the diversity of life. Saltationism’s most prominent exponent
in the twentieth century was the German geneticist Richard
Goldschmidt. He coined the term “hopeful monster” in his book
The Material Basis of Evolution (1940) to describe the first in
dividuals of a new species formed instantaneously, he posited,
by mutations. The modern view holds that most evolutionary u
2
trary to opinion I started with) that species are not (it is like con-
fessing a murder) immutable. (Correspondence 3: 1)
tible than any other part to the action of any change. This line of
thought is pursued over the next couple of pages.
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