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SECTION 01 79 00 Page 1
***************************************************************************** DRAFT UFGS-01 79 00 (AUG 2013) -----------------------Drafting Activity: USACE UNIFIED FACILITIES GUIDE SPECIFICATION ***************************************************************************** SECTION TABLE OF CONTENTS DIVISION 01 GENERAL REQUIREMENTS SECTION 01 79 00 Construction-Operations Building information exchange (COBie) 08/2013 ***************************************************************************** 1 GENERAL ................................................................. 4 1.1 1.2 REFERENCES .......................................................... 4 SUBMITTALS .......................................................... 4 COBie Information Delivery Plan.................................. 5 COBie-Specific Submittals........................................ 5 COBie-Formatted Submittals....................................... 5 Installed Equipment Photographs.................................. 5 COBie Tool Kit................................................... 5 COBie Design File................................................ 6 COBie-Specific Submittals........................................ 6 COBie-Formatted Submittals....................................... 7 COBie Data File and Photographs.................................. 7 Delivery Method COBie-Specific Submittals...................... 8 Electronic Media................................................. 8 Transmission of Physical Media................................... 8 Encryption....................................................... 8 Architectural Design Phase(30% Design)........................... 9 Coordinated Design Phase (60% Design)............................ 9 Construction Documents Phase (100% Design)....................... 9 Construction Mobilization Phase.................................. 9 Construction 60% Complete........................................ 9 SECTION 01 79 00 Page 2
1.2.1 1.2.2 1.2.3 1.2.4 1.3 1.3.1 1.3.2 1.4 1.4.1 1.4.2 1.4.3 1.5 1.5.1 1.5.2 1.5.3 1.5.4 1.6 1.6.1 1.6.2 1.6.3 1.6.4 1.6.5
RETAINAGE ........................................................... 8
PRODUCTS ................................................................ 9 COMMERCIAL OFF-THE SHELF (COTS) SOFTWARE ............................ 9 COBIE TOOL KIT ...................................................... 9 APPLICATION ........................................................ 10 COBie Information Delivery Plan................................. 10 COBie-Specific Submittal Set.................................... 11 COBie-Specific Submittals....................................... 11 COBie-Formatted Submittals...................................... 12 Installed Equipment Photograph.................................. 15
EXECUTION .............................................................. 15
SECTION 01 79 00 Page 3
***************************************************************************** DRAFT UFGS-01 79 00 (AUG 2013) -----------------------Drafting Activity: USACE UNIFIED FACILITIES GUIDE SPECIFICATION ***************************************************************************** DIVISION 01 GENERAL REQUIREMENTS SECTION 01 79 00 Construction-Operations Building information exchange (COBie) 08/2013 ***************************************************************************** NOTE: This specification section is intended for inclusion in designbuild and construction contracts. For construction-only contracts, design deliverables shall be removed from this specification before inclusion in the contract. ****************************************************************************
1 GENERAL
1.1 REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications are referred to within the text by the basic designation only. UNITED STATES NATIONAL BUILDING INFORMATION MODEL STANDARD (NBIMS-US) COBie, (v 2.4) Construction-Operations Building information exchange COBie Guide, (2013) buildingSMART alliance INDUSTRY FOUNDATION CLASS MODEL ISO 16739:2013, Industry Foundation Classes (IFC) for data sharing in the construction and facility management industries OMNICLASS OmniClass Tables (2013), OCCS Development Committee Secretariat, Construction Specification Institute, omniclass.org.
1.2 SUBMITTALS
Government approval is required for all submittals provided in this section. The Contractor shall submit the following in accordance with Section 01 33 00 SUBMITTAL PROCEDURES:
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1.2.1 COBie Information Delivery Plan The Contractor shall provide a COBie Information Delivery Plan to document their plan to complete the work described in this specification. 1.2.2 COBie-Specific Submittals The Contractor shall provide COBie-Specific submittals at the major project milestones listed below: ***************************************************************************** NOTE: Remove project phases not included in this Design-Build or Construction contract. ***************************************************************************** Concept Design Phase (30% Design) COBie File Coordinated Design Phase (60% Design) COBie File Construction Documents Phase (100% Design) COBie File Construction Mobilization Phase COBie File Construction 60% Fiscally Complete COBie File Beneficial Occupancy Phase COBie File Fiscal Completion Phase COBie File 1.2.3 COBie-Formatted Submittals The Contractor shall provide the following submittals, required elsewhere in this contract, in COBie-compatible format: ***************************************************************************** NOTE: Remove submittals not included in this Design-Build or Construction contract. ***************************************************************************** As-Installed Equipment Schedule As-Installed Warranty Tags Approved Submittals Door Schedule Hardware Schedule Key Biting Schedule Signage Schedule Spare Parts Schedule Warranty Certificates and Data Preventative Maintenance Plans Diagnostic Testing Plans Repair and Replacement Plans Real Property Equipment Transfer Report 1.2.4 Installed Equipment Photographs The Contractor shall provide a minimum of two (2) photographs for each piece of individually scheduled equipment identified on the Construction Documents stage design drawings. The Contractor shall provide one (1) photograph of the installed equipment prior to covering by insulation, walls, or ceilings. The Contractor shall provide one (1) photograph clearly showing that equipments nameplate. The Contractor shall submit a complete set of all photographs in digital format, cumulative of all photos to date.
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Submittals) the COBie Tool Kit provides the Design and Construction Quality Control Reports. For submittals that rely on the use and re-use of COBie information (1.2.2 COBie-Formatted Submittals, 1.2.3 Installed Equipment Photographs) the COBie Tool Kit provides partially completed templates through which COBie data may be correctly captured in the field. ***************************************************************************** NOTE: Remove the section below if (1) this is a Design-Build contract or (2) the Government -DOES NOT HAVE- a Design COBie file to provide to the Contractor. ***************************************************************************** 1.3.2 COBie Design File The Government shall provide one (1) electronic copy of the COBie Design File to the Contractor. This file is provided for information only. If the Contractor chooses to utilize the COBie Design File provided by the Government, then the Contractor shall be fully responsibility for any corrections and changes needed to bring the format or content of that COBie Design File up to the quality standards identified in this specification.
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***************************************************************************** NOTE: Remove the section below if (1) this is a Design-Build contract or (2) the Government HAS- a Design COBie file to provide to the Contractor. ***************************************************************************** 1.4.1.8 COBie Data File Construction Phase The Contractor shall be responsible to provide a Mobilization Phase COBie-Specific submittal that reflects the spatial and equipment schedules in contraction contract drawings and all subsequent amendments. 1.4.2 COBie-Formatted Submittals The Contractor shall meet the following minimum quality standards for all COBie-Formatted Submittals: 1.4.2.1 COBie Tool Kit Templates The Contractor shall utilize the COBie Tool Kit to produce templates for all COBie-Formatted Submittals. The Contractor shall identify any substitutions in their COBie Information Delivery Plan. 1.4.2.2 COBie-Formatted Submittal Contents The Contractor shall be responsible to ensure that the information contained in COBie-Formatted Submittals accurately reflects current state of the as-built project at the time of the submission. 1.4.2.3 COBie-Formatted Substitutions The Contractor shall be required to explicitly identify all substitutions in the Contractors Information Delivery Plan. 1.4.3 COBie Data File and Photographs The Contractor shall be responsible to ensure that location of all linked COBie in either COBie-Specific Submittals or COBie-Formatted Submittals confirm to the following standards: 1.4.3.1 File Types Allowed The Contractor shall use the following COBie Document File and Photograph types: PDF, JPEG, and native design or shop drawing file format. 1.4.3.2 File Linking The Contractor shall link COBie Document Files and Photographs to the relevant records in the COBie Data File per COBie specification. 1.4.3.3 File Size The Contractor shall down-size all COBie Document Files and Photographs in a format suitable for on-line viewing. High-Quality (large size) PDF files shall be returned to the contractor for revision. 1.4.3.4 File Protection The Contractor shall not restrict COBie Data Files, Document Files or Photographic Files from being modified or copied. 1.4.3.5 Single Purpose Files The Contractor shall split COBie Document Files to ensure that the files pertaining to products contain information from a single manufacturer. Furthermore, The Contractor shall split single manufacturer files to ensure that the file contains information from on
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a single product type. Furthermore, the Contractor shall split specific manufacturers product type specific files to ensure that the file contains information pertaining to a single submittal type.
1.6 RETAINAGE
Failure of the Contractor to provide to the Government approved COBieSpecific Submittals (1.2.2 COBie-Specific Submittals) shall result in the following retainages. The retainage shall be released following the
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Contractors compliance with the specifications and Government approval of the required COBie data set. These retainages reflect the cost to the Government to independently recreate the required COBie Data File (1.2.2.a COBie-Specific Submittals COBie Data File) and COBie Document Files ( 1.2.2.b COBie-Specific Submittals COBie Document Files). ***************************************************************************** NOTE: Remove project phases not included in this Design-Build or Construction contract. ***************************************************************************** ***************************************************************************** NOTE: Update retainage to reflect the cost to contract out replacement COBie deliverables. ***************************************************************************** 1.6.1 Architectural Design Phase(30% Design) An additional $5,000 retainage shall be held from the Contractor if COBie data is not provided upon delivery of the Architectural Design Set. 1.6.2 Coordinated Design Phase (60% Design) An additional $10,000 retainage shall be held from the Contractor if COBie data is not provided upon delivery of the Coordinated Design Set. 1.6.3 Construction Documents Phase (100% Design) An additional $15,000 retainage shall be held from the Contractor if COBie data is not provided upon delivery of the Construction Documents Set. 1.6.4 Construction Mobilization Phase An additional $15,000 retainage shall be held from the Contractor if COBie data is not provided upon delivery of the Construction Documents Set. 1.6.5 Construction 60% Complete An additional $20,000 retainage shall be held from the Contractor if COBie data is not provided at the earlier of 70% fiscal completion or four (4) months prior to the date of beneficial occupancy. 1.6.6 Beneficial Occupancy Phase An additional $25,000 retainage shall be held from the Contractor if COBie data is not provided on the date of beneficial occupancy. 1.6.7 Fiscal Completion An additional $30,000 retainage shall be held from the Contractor if COBie data is not provided with the as-built drawings at fiscal completion of the project.
2 PRODUCTS
2.1 COMMERCIAL OFF-THE SHELF (COTS) SOFTWARE
A variety of COTS software systems have been tested against the COBie requirements. The Contractor is responsible for the selection and use of any and all software used in the production of COBie deliverables.
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Specific Submittals), (2) templates and merging routines for COBie-Formatted Submittals (1.2.3 COBie-Formatted Submittals), (3) reports such as the DD1354 Transfer of Real Property Report, and (4) a consolidated project eBook that may be generated in support (or in lieu) separate Operations and Maintenance Documentation.
2.3 APPLICATION
2.3.1 COBie Information Delivery Plan Within 90 days following Notice to Proceed the Contractor shall provide an Information Delivery Plan describing the roles and responsibilities, software and services that the Contractor plans to use to capture COBie data that shall include, but not be limited to, the topics below: 2.3.1.1 COBie Quality Control Responsibility The Contractor shall designate one (1) individual and one (2) alternate party responsible for the production of COBie submittals in accordance with this specification. 2.3.1.2 COBie Creation and Capture Responsibility The Contractor shall prepare a table that identifies any party responsible for the creation and/or capture of each specific COBie data elements. 2.3.1.3 COTS Software Selection The Contractor shall identify each COTS software product used in the production of COBie submittals. 2.3.1.4 COBie Tool Kit The contractors shall identify their expected use of the COBie Tool Kit for purposes of Quality Control, production of submittal templates, production of contractually required reports, and production of electronic O&M manuals. 2.3.1.5 Authoritative Sources The Contractor shall describe the way in which the selected COTS Software and/or COBie Tool Kit shall be used to collect COBie data and provide that data in the appropriate COBie-Specific Submittals (1.2.2 COBie-Specific Submittals) or COBie-Formatted Submittals (1.2.3 COBieFormatted Submittals). 2.3.1.6 Multiple Data Source Merging The Contractor shall explicitly identify how the COTS Software and/or COBie Tool Kit shall be used to merge electronic information provided by multiple design consultants and/or subcontractors. 2.3.1.7 Manual Transcription Elimination The Contractor shall explicitly identify how the COTS Software and/or COBie Tool Kit shall be used to capture COBie data without intermediate paper documents, manual data transcription, or manual copying of COBie data. Contractors COBie Implementation Plans that fail to directly address reductions in cost to collect COBie data shall be returned to the Contractor for revision. 2.3.1.8 Site Survey Elimination The Contractor shall explicitly identify how the Manual Transcription Elimination described in the COBie Information Delivery Plan have been used to eliminate site survey data collection. Contractors COBie
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Implementation Plans that fail to directly address the elimination of a minimum of one (1) job site survey shall be returned to the Contractor for revision. 2.3.2 COBie-Specific Submittal Set The Contractor shall provide a complete set of files in each COBie-Specific Submittal Set as described below: 2.3.2.1 COBie Data File One (1) COBie Data File shall be provided with each COBie-Specific Submittal Set. 2.3.2.2 COBie Data File Quality Control Report One (1) COBie Quality Control Report shall be provided with each COBieSpecific Submittal Set. The Contractor shall select the COBie Tool Kit software (1.3 GOVERNMENT FURNISHED INFORMATION) Quality Control report for Design or Construction depending on the phase of the COBie Data File. 2.3.2.3 COBie Document Files Individual Portable Document Format (PDF) files shall be created for each approved submittal and linked in the COBie Data File to the related facility information. 2.3.2.4 COBie Equipment Photographs Photographs of installed equipment as of the date of submission of the COBie-Specific Submittal Set shall be provided as specified by the COBie format. 2.3.3 COBie-Specific Submittals The Contractor shall provide COBie-Specific Submittal Sets as described below, as documented in the Contractors COBie Information Delivery Plan: ***************************************************************************** NOTE: Remove project phases not included in this Design-Build or Construction contract. ***************************************************************************** 2.3.3.1 Architectural Design Phase (30% Design) The Contractor shall provide an Architectural Design Phase COBie file that contains the same information found on the design drawings submitted at this stage of the project. COBie contents at this stage are focused on room, room types, and finish schedules; and equipment such as plumbing and lighting fixtures found in the associated design drawings. 2.3.3.2 Coordinated Design Phase (60% Design) The Contractor shall provide a Coordinated Design Phase COBie file that contains the same information found on the design drawings submitted at this stage of the project. COBie contents at this stage update the Architectural Design Phase (30% Design) COBie file and emphasize the inclusion of equipment schedules provided by design and engineering consultants. 2.3.3.3 Construction Documents Phase (100% Design) The Contractor shall provide a Construction Documents Phase COBie file that contains the same information found on the design drawings submitted at this stage of the project. COBie contents at this stage
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update the Coordinated Design Phase (60% Design) COBie file and emphasize the completion of room finish and equipment schedules. The basis of design for all scheduled equipment types shall be provided. ***************************************************************************** NOTE: Remove the section below if (1) this is a Design-Build contract or (2) the Government HAS- a Design COBie file to provide to the Contractor. ***************************************************************************** 2.3.3.4 Construction Mobilization Phase Within 90 days following construction Notice to Precede the Contractor shall provide a Construction Mobilization COBie file that contains the same information found on the Construction Documents (100% Design) COBie file as updated to include all contract amendments. The Contractors Information Delivery Plan shall discuss the re-use and updating of this COBie file as the basis for the delivery of subsequent COBie deliverables. 2.3.3.5 Construction 60% Fiscal Complete Phase The Contractor shall provide a Construction 60% Fiscal Complete COBie file updated to reflect the current state of the project at this milestone. This COBie deliverable shall reflect all changes to COBie data resulting from executed modifications at the time of the submission of this file. The Contractors Information Delivery Plan shall discuss the re-use and updating of this COBie file as the basis for the delivery of subsequent COBie deliverables. 2.3.3.6 Beneficial Occupancy Phase The Contractor shall provide a Beneficial Occupancy Phase COBie file updated to reflect the current state of the project at the time of Beneficial Occupancy. This COBie deliverable shall reflect all changes to COBie data resulting from executed modifications at the time of the submission of this file. The Contractor shall include COBie data needed to inform the facility manager of the maintenance activity conducted by the Contractor prior to Beneficial Occupancy. The Contractors Information Delivery Plan shall discuss the re-use and updating of this COBie file as the basis for the delivery of subsequent COBie deliverables. 2.3.3.7 Fiscal Completion Phase The Contractor shall provide a Fiscal Completion Phase COBie file updated to reflect the current state of the project at the time of Fiscal Completion. The Contractor shall include COBie data needed to inform the facility manager of the maintenance activity conducted by the Contractor between the previous COBie deliverable and this final COBie deliverable. This file shall fully reflect the as-built conditions and include changes required to COBie data resulting from all contract amendments and modifications. 2.3.4 COBie-Formatted Submittals The Contractor shall provide COBie-Formatted Submittal Sets as described below, as documented in the Contractors COBie Information Delivery Plan: ***************************************************************************** NOTE: Remove if UFGS 01 33 00 is not in this Design-Build or Construction contract.
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***************************************************************************** 2.3.4.1 Approved Submittals The Contractor shall prepare and submit monthly updates of all approved submittal line items. The following minimum information shall be provided in COBie format: product type, specification section, document name, document type, document website location. The Contractor shall also provide a compressed, but legible, PDF of the approved submittal document. If the submittal document contains multiple sub-types of documents, the Contractor shall split the file into documents each of a category (1.4.3.5 Single Purpose Files). ***************************************************************************** NOTE: Remove if UFGS 01 75 00 is not in this Design-Build or Construction contract. ***************************************************************************** 2.3.4.2 Diagnostic Testing Plans The Contractor shall prepare and submit information on preventative maintenance testing requirements. The following minimum information shall be provided in COBie format: product type, manufacturer, model number, test name, expected test values and/or testing limits, actual test value. ***************************************************************************** NOTE: Remove if UFGS 01 78 00 is not in this Design-Build or Construction contract. ***************************************************************************** 2.3.4.3 As-Installed Equipment Schedule The Contractor shall prepare and submit monthly updates of installed equipment. The following minimum information shall be provided in COBie format: component name, installed manufacturer, installed model number, serial number, manufacturers catalog reference number, room number from which equipment is operated, specification section and paragraph, installation date, and start-up date. 2.3.4.4 As-Installed Warranty Tags The contractor shall prepare and submit monthly updates of information provided on installed equipment tags. The following minimum information shall be provided in COBie format: product or material name, product type, manufacturer name, installed model number, serial number, responsible contractor contact information, warranty start date, warranty duration, warranty contact information, warranty response time priority code. 2.3.4.5 Spare Parts Schedule The Contractor shall prepare and submit information on spare parts. The following minimum information shall be provided in COBie format: product type, manufacturer, model number, manufacturers part number, part name, minimum stock level, replacement ordering level, part supplier, supplier part number, and related manufacturer or commissioning agent documents. 2.3.4.6 Warranty Certificates and Data The Contractor shall prepare and submit information on product warranties. The following minimum information shall be provided in
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COBie format: product type, manufacturer contact information, model number, suppliers contact information, warranty guarantors contact information, warranty description, durations, warranty start date, expected warranty response time, and related manufacturer warranty certificate documents. 2.3.4.7 Preventative Maintenance Plans The Contractor shall prepare and submit information on preventative maintenance. The following minimum information shall be provided in COBie format: product type, manufacturer, model number, job name, job description, required tools, materials, and training, and related manufacturer or commissioning agent documentation. 2.3.4.8 Repair and Replacement Plans The Contractor shall prepare and submit information on product and system troubleshooting, repair, and replacement. The following minimum information shall be provided in COBie format: product type, manufacturer, model number, job name, job description, required tools, materials, and training, and related manufacturer or commissioning agent documentation. 2.3.4.9 Real Property Equipment The contractor shall provide all required deliverables of the DD 1354, Transfer and Acceptance of Military Real Property, Form using COBie data as the basis for real property assets. A separate report of personal property installed by the contractor shall also be provided. ***************************************************************************** NOTE: Remove if UFGS 08 11 13 is not in this Design-Build or Construction contract. ***************************************************************************** 2.3.4.10 Door Schedule The Contractor shall prepare and submit information on installed doors. The following minimum information shall be provided in COBie format: door type, door number, door size, frame type, fire rating, door finish, operating room number, connecting room number. ***************************************************************************** NOTE: Remove if UFGS 08 71 00 is not in this Design-Build or Construction contract ***************************************************************************** 2.3.4.11 Hardware Schedule The Contractor shall prepare and submit information on installed hardware. The following minimum information shall be provided in COBie format: hardware set type, installed manufacturer, installed model number, manufacturers catalog reference number, quantity used, size, finish, BHMA finish designation, fire rating, key control number. 2.3.4.12 Key Biting Schedule The Contractor shall prepare and submit information on keyed locks. The following minimum information shall be provided in COBie format: individual keys (identified as COBie Component records), key cuts (identified as COBie Type records), door operated, identification of additional key cuts available.
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***************************************************************************** NOTE: Remove if UFGS 10 14 02 is not in this Design-Build or Construction contract ***************************************************************************** 2.3.4.13 Signage Schedule The Contractor shall prepare and submit information on door/room signage. The following minimum information shall be provided in COBie Format: room number, signage type, signage text, signage inserts, symbol text, remarks. 2.3.5 Installed Equipment Photograph The Contractor shall prepare and submit the minimum specified electronic photographs of installed equipment reported in the AsInstalled Equipment Schedule in COBie Format. Additional photographs maybe provided documenting the as-installed condition of equipment to be covered later by insulation, ceilings, floors, or partitions. The set of all photographs shall be provided as attachments to the monthly As-Installed Equipment Schedule. The following minimum information shall be provided in COBie format: component name, photograph name, date photograph was taken, description/notes regarding the job progress or condition.
3 EXECUTION
Not used. [End of Document]
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