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Department of Religion, Muhlenberg College, Allentown, PA, 18104, U.S.A. Version of record first published: 22 Feb 2011.
To cite this article: Alan Mittleman (1999): Leo Strauss and Relativism: The Critique of Max Weber, Religion, 29:1, 15-27 To link to this article: http://dx.doi.org/10.1006/reli.1999.0176
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One of the most penetrating critiques of Max Webers value free sociology came from the political theorist, Leo Strauss. The entire second chapter of Strausss Natural Right and History (hereafter NRH) is devoted to the argument against Weber, whom Strauss called the greatest social scientist of our century (NRH, p. 36). Strauss was obliged to confront Weber not only because of Webers greatness but also because he seems to conict at every point with the substantive position that Strauss apparently wants to defend. Strauss argues that it is at least possible to defend the view that there is a culturally invariant, universally knowable standard of right inherent in nature. Weber seems to argue, in contrast, that nature discloses no such standard; that there is, furthermore, an unbridgeable distinction between facts and values and that values therefore, are essentially without foundation in anything other than human will. If Strauss sets out to defend (or at least to open up some critical doubts about the modern presentiment against) natural right, Weber, on Strausss reading, is the champion of a historicism that, in its acute modern form, most starkly rejects natural right. Strauss sees Weber, then, as the last historicist. A man of the highest probity, Weber is the one who carried German historicism to its logical limit and who, with courage and despair, stared unblinking into the abyss that historicism uncovers (NRH, p. 38)1. Strauss treats this greatest of social scientists as a kind of philosopher. He reads Webers sociological studies as existentialist texts, as records of a solitary confrontation with meaninglessness.2 However, all of these claims are controversial. Strauss, quite arguably, practiced a form of writing no less esoteric than the great thinkers whose presumed esotericism is integral to Strausss own hermeneutic.3 Depending upon how esoteric Strauss is thought to be, his critique might, to some degree, mask a substantial measure of agreement with Weber. Perhaps Strauss criticizes Weber less for his alleged relativism and nihilism than for his unreserved publicity of those sad insights.4 NRH is a convoluted and inconclusive book.5 Perhaps it, in its totality, and Strauss, in the totality of his works, arrive at no more ultimate a foundation than Webers apparent formulation of a radical and unresolved pluralism of ultimate values, of competing gods and demons.6 However this may be, it is at least clear that Strauss does try to undo or, minimally, to criticize historicism from withinno naive return to the ancients is possible. Therefore Strauss perforce shares some common premises with Weber.7 At least on the surface, Strauss rejects Webers putative nihilism in the name of natural right. However, I shall argue that Strauss, who may, after all, share in this nihilism, had a deeper argument with Weber. Strauss sees Weber, albeit in a highly ironic way, as a religious thinker. Strausss problem is not only or primarily that, pace Weber, values lack foundation but that the only source of authentic values is, for Weber, religious
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16 A. Mittleman
consciousness.8 Weber, although personally faithless, stands as a man of faith in the sense of an apologist for faith. It is his longing, no less than the nihilism that accompanies it, which Strauss rejects. On Webers side, one must ask what was the range and point of his commitment to the fact/value distinction, with its implication of the foundationlessness of values. Is it justiable to expand this methodological observation into a comprehensive Weltanschauuing, as Strauss does? Was Weber, in fact, an existentialist in Strausss precise sense of the term (existentialism is a reaction of serious men to their own relativism)?9 Let us rst explore the problem of the fact/value distinction and its implication that values lack foundation. By the fact/value distinction, Strauss refers to the (in his view) futile attempt of modern social science to understand social phenomena in a nonevaluative way (NRH, p. 49). Strauss situates this methodological distinction in an underlying nihilism. His critique of the nihilistic Weber is the culmination of an attack on historicism. Strauss distinguishes two types of historicism: a naive historicism, which he calls conventionalism, and the radical, philosophically informed historicism of modernity.10 Conventionalism claims that there can be no natural, immanent standard of right because history is, if the anachronism may be excused, multicultural. History presents us with innitely diverse and mutable conceptions of justice. Yet Strauss claims that, far from defeating the quest for natural right, this awareness of an open-ended pluralism is the basic condition, the incentive, for the emergence of the quest.11 Conventionalism, which is after all, the classical, sophistic position, is distinguished from modern historicism in that conventionalism, like its ancient opponent, Platonism, assumes that, in the face of diversity, the fundamental distinction is still that of nomos and physis. It holds that physis continues to have a higher dignity than human custom but that right cannot be located there. Right belongs only to custom: justice is a matter of sheer human agreements, with no natural, meta-conventional basis. Modern historicism, by contrast, rejects both Platonisms and conventionalisms ascription of normativity to nature. The distinction between nature and custom loses its fundamental status or, at least, its fundamental point: nature is not the source of norms. Human creativity, based on freedom, is itself the source of norms. But insofar as this free, creative, worldconstructing activity takes place within history, it can never rise to a vantage point beyond history; it can never leave the Platonic cave. Philosophy, as the attempt to rise above opinion and ascertain truth, is not possible. The attempt to achieve knowledge of eternal things, of a world beyond the cave, must be viewed as a delusion or myth. There are no eternal things to be grasped, or, minimally, there is no way of grasping them. Strauss tells us that historicism did not emerge full blown in this form. Historicism has, of course, a history. It begins, as is generally acknowledged, in reaction to the natural right teaching of the eighteenth century that informed the revolutionary movements. Against a teaching that elevated the self-evidence of universal individual rights as an endowment of nature, historicism founded norms upon the historical experience, the ancient conventions, of distinct, unique Vlker.12 It was local, parochial customs and practices, not abstract rights, that made human beings at home in the universe. Yet in arguing against absolute, inviolable norms of natural right, eighteenth- and early nineteenth-century historicism did not understand itself in as existentialist or nihilist a way as its radical successor did. Early historicism continued to live under the protecting atmosphere of religious and metaphysical beliefs.13 Thinkers such as Herder held that history was a benevolent process, guided by Providence. The particular values of Englishmen or Germans may dier, but they all come from an ultimate divine source.
By nihilism, Strauss does not mean indierence to values, nor does he mean scepticism about values. Scepticism is co-eval with human thought as such. Scepticism is impressed by our uncertainty, by the irrefragability of our ignorance. Historicism, by contrast, claims that knowledge of history is possible, that we can determine what actually took place and why. Its goal was to understand events wie es eigentlich gewesen ist. Nor is historicism sceptical about the possibility of absolute moral truth or natural right. It is certain that there are no such things. It is certain that philosophy, in a Platonic sense, is impossible.16 The certainties of historicism generate a contradiction which occasions its nihilism. Historicism claims that all knowledge and belief are dependent on and relative to the
18 A. Mittleman
historical situation. Yet historicism exempts its own root conviction from this judgment. Its own conviction of the historical nature of all truth is, it believes, an absolute, metahistorically valid insight. Even though this conviction was produced at a certain point in the historical process, in the history of historicism, it is a nal truth. If a future age were to abandon this trutha possibility no historicist could denyit would not render the truth untrue. It would simply represent the descent back into delusion. Strauss argues that historicism copes with this contradiction by seeing its own nal truth not as an achievement of a self-transcending theoretical reason but as a deliverance of fate, the fortuitous disclosure of an absolute moment:
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The nal and irrevocable insight into the historical character of all thought would transcend history only if that insight were accessible to man as man and hence, in principle, at all times; but it does not transcend history if it essentially belongs to a specic historic situation. (NRH, p. 28)
The decisive insight of historicism was uncovered at a given time as an unforeseeable gift of unfathomable fate (NRH, p. 28). That is, with all clarity, thought has now come to realize its own absolute dependence upon fate. That is the content of the historicist revelation: there is no thought that transcends fate. This is not a theoretical insight that needs to be defended by rational argument, thus embroiling historicism in a logical contradiction. Rather, this is a revelation of Being: the historicist has turned from reason to Being, abandoning a belief in the intelligibility of reality for a radical participation within it. Ultimately, the historicist must show a contempt for reasonableness and [a] praise of resoluteness (Strauss 1989, p. 30).17 Human beings are fated to be born into cognitive and moral frameworks, relative to their historical situation, which they had no part in choosing. We are thrown into this circumstance of framework relativism. We cannot see anything without a framework, yet the very framework by which we see conditions and limits our sight. As history shows us, there are innumerable frameworks, each as legitimate as any other. Yet fatalism, Strauss implies, is not determinism. While fate has xed our circumstance and our options, a thin sliver of choice is left to us. Within the limits of our thrownness, we can, indeed we must, choose a framework and truly make it our own. Yet there is ultimately no rational guidance for this choice:
Our choice has no support but itself, it is not supported by any objective or theoretical certainty; it is separated from nothingness, the complete absence of meaning by nothing but our choice of it. Strictly speaking, we cannot choose among dierent views. A single comprehensive view is imposed on us by fate: the horizon within which all our understanding and orientation take place is produced by the fate of the individual or of his society . . . . Yet the support of the horizon produced by fate is ultimately the choice of the individual, since that fate has to be accepted by the individual. We are free in the sense that we are free either to choose in anguish the world view and the standards imposed on us by fate or else to lose ourselves in illusory security or in despair. (NRH, p. 27)
Having to choose on the basis of nothing constitutes nihilism, in Strausss terms. Nihilism signies, therefore, the impossibility of philosophy; the impossibility of the quest, on the basis of reason alone, for a rightly guided life. If reason alone cannot guide us, then a serious life requires a meta-rational form of guidance. For centuries, this has been provided by revelation. Revelation, like
Reason attains only to clarity about the ultimate, insoluble conict among values which are themselves created by assertions of human will. Yet our ideals are nonetheless sacred to us. They have their source in the experience of the sacred known to demagogues and mystagogues. In the West, these experiences have been formalized as prophecy and revelation. Prophetic charisma channels experience into socially usable ideas and ideals. Weber is studiously agnostic toward whether such experiences are genuine, but, his nonreductionist stance notwithstanding, he clearly believes that revelation and prophecy have become, as a consequence of our disenchanted modernity, unavailable to us. Their light reaches us, in the night of modernity, like the light of long dead stars. Webers Protestant upbringing and sociological research led him to the belief that all values and ideals originate in religious consciousness. Yet, it is precisely this that modern men and women of science recognize as foundationless, i.e., as products of mere consciousness, rather than as the authentic communication of a god.19 Having excluded the possibility of reason as the source of norms, and having emptied faith of its substance (but not its social function), Weber is left with nothing but the hollow, self-destroying rationality of nihilism. Weber thus becomes a (most ironic) protagonist of revelation for Strauss. Strausss critique of Weber is a philosophical critique of the claims of revelation, formulated, surprisingly, by an opponent who has no
20 A. Mittleman
faith in the revelation he despairingly thinks is necessary. Strauss attacks Weber, therefore, not only for his nihilist modernism but also for his ostensibly traditional advocacy of the necessity of orthodoxy! Strausss view that Weber is a religious thinker emerges in his consideration of Webers conviction that there is an ultimate, insoluble conict between values. We have already seen that Weber thinks we cannot rise above our foundationless value commitments. How does he reach this view? Weber was convinced that individuals alone make history and confer signicance on facts and actions. Weber belongs to the crisis of historicism. His insistence on value-free inquiry derives from his realization that the German Historical School indulged a number of metaphysical, value-charged assumptions that are, from a scientic point of view, illicit. In addition to providence and its secularization, historicism believed in the integral character of nations, the existence of Volk-minds and the general intelligibility of history. Weber reacted to these grandiose but gratuitous assumptions sharply, contending that the historically real is always the individual.20 Historicism erred in deriving the individual from an alleged whole, a Volksgeist, for example. However, if only individuals are real, then there are no mysterious forces moving them. The only meaning history has is the meaning individuals ascribe to it. Individuals are evidently motivated by irreducibly plural and conicting ideals. Yet Weber, no less than Strauss, rejects naive conventionalism. Weber does not think that the dierence of views among individuals or cultures proves the subjectivism of views.21 Strauss advances two interpretations of Webers insolubility thesis. The rst is that Webers position is entailed by his tragic view of life. Weber is impressed by the constant tension between ethics and politics: an eective political actor must often incur moral guilt. The insolubility thesis is a part, or a consequence of the comprehensive view, according to which human life is essentially an inescapable conict (NRH, p. 65). If the conict were avoidable, guilt need not be incurred. However, the conict is unavoidable, and so even the best of politicians outrages ethics and incurs guilt. No hierarchy, synthesis or harmonization of values is possible. Values are all at the same rank. We are unable to rank values because no point of view external to our situation, that is, no perspective on the whole, is available which would allow us to adjudicate among ultimate values. It is possible to say, for example, within our current situation that sexual love within marriage occupies a higher rank than prostitution. However, from the point of view of radical asceticism, sexuality per se must be rejected. Perhaps prostitution is even to be preferred because it makes no moralistic apology for what it is. From Webers point of view, there is no way of adjudicating between the ideals of sexual love and those of asceticism.22 A conict of gods and demons prevails. Human dignity is dened by the probity with which we confront the irresolvability of our situation. A shallow life is one where probity is evaded and conict avoided. However, the man of dignity accepts this conict as his own. The war of value against value in the world cannot be denied its place within the microcosm of ones own soul. Strausss second interpretation considers the insuperable conict for Weber within ethics as such. As all students of Weber know, he distinguished between the ethic of absolute ends (Gesinnungsethik) and the ethic of responsibility (Verantwortungsethik).23 That Kant would have us speak the truth to a would-be murderer in hot pursuit of his victim, demanding that we tell him where the victim is hiding rather than lie, is an example of the former. The Gesinnungsethiker understands himself to be possessed of a truth close to its source in revelation. It is a truth that resists rationalization and
22 A. Mittleman
incoherent. The second is that the fact/value distinction must not be so fundamental for Weber as it rst seems:
The true reason why Weber insisted on the ethically neutral character of social science as well as of social philosophy was, then, not his belief in the fundamental opposition of the is and the Ought but his belief that there cannot be any genuine knowledge of the Ought. He denied to man any science, empirical or rational, any knowledge, scientic or philosophic, of the true value system: the true value system does not exist; there is a variety of values which are of the same rank, whose demands conict with one another and whose conict cannot be solved by human reason. Social science or social philosophy can do no more than clarify that conict and all its implications; the solution has to be left to the free, non-rational decision of each individual. (NRH, pp. 412)
Strauss claims that Weber rejects a logical or categorical opposition between fact and value in favour of an agnosticism toward knowledge of true value. Strauss therefore tells us to disregard the signicance of the fact/value distinction for Weber. But rather than following his own advice and leaving the distinction alone, he continues to write as if it were crucial for Weber. Much of Strausss critique is devoted to showing how extensively Weber engages in evaluation, thus contradicting his own rule. Is Weber really so naive or confused? Perhaps the incoherence is more on Strausss side than Webers. I would argue that Strauss misrepresents, to a degree, the point of Webers distinction in the rst place. Weber never considered the opposition between fact and value to be so categorical. While interpreters such as Rickert refer to the deep gap (immer eine tiefe Kluft) (Rickert, p. 230) between understanding and evaluation, fact and value, Weber himself spoke of the distinction as a hair-line (Weber 1949, p. 110). Weber is less interested in facts and values per se, than in the processes by which they are discerned, evoked and measured. That is, fact and value indicate for Weber the practices of scientic understanding (Verstehen) and evaluative judgment. Weber therefore saw the distinction in normative, pragmatic terms rather than logical, categorical ones. As one active in both politics and science, Weber was concerned to bring the fruits of social science to politicians and policy makers. He was equally concerned to keep science free of partisan pressures. He neither wanted universities to discriminate in hiring, for example, against candidates of politically unpopular personal views, nor wanted any professor to play the prophet or demagogue from the lectern. These positions, powerfully expressed in his Science as a Vocation, reveal the normative context for the fact/value distinction: that distinction arises not from an abstract consideration of concepts or linguistic usage but from participation in the worlds of science and politics, of theoretical knowing and practical judging as distinct yet related activities. The act of distinguishing between fact and value is a value-oriented action. There is therefore a normative dimension inherent in the distinction. Weber treats the distinction not as an ethically neutral observation about the nature of reality but as indicative of a task, a duty. If we understand the fact/value distinction in purely logical terms, it suggests that we can simply bracket out our own values and attend to the facts qua facts. Our value-laden starting point is an embarrassment to the pure knowledge of the facts and the causal relationships which we hope to achieve. Strauss returns again and again to the value-ladenness of Weberian method in order to embarrass him. However, far from seeing our own value-laden presuppositions as an embarrassment, Weber embraces them gladly. There is no presuppositionless knowing for him. Our value-orientation allows us to understand culturethe human conferral of meaning and signicance on
The ideal type is a product of the researchers will and imagination. It captures not only, to continue the example, what some subjects thought Christianity was, but also what the researcher isolates as enduringly interesting and valuable in Christianity. Thus, the user of ideal types runs a calculated risk. He must do his homework and try to grasp what and how his subjects thought, but he cannot altogether exclude how he thinks.30 The line between fact and value, understanding and evaluation, is a hair-line. Presuppositions are therefore not an embarrassment. Our presuppositions accompany us every step of the way. Our task is to become acutely aware of our own inevitable tendency toward evaluation. We can neither indulge it nor banish it. Webers approach is to try to channel our propensity toward evaluative judgment into judgment of a certain sort: the researcher must determine whether the researchers subjects acted in a manner consistent with their own values. Did the subjects live up to the ideal implicit
24 A. Mittleman
in the ideal type? This sort of judgment, Weber believed, minimized the importation of our contemporary, foreign values into the world of our subjects. At the same time, it does judge the data by a criterion of rational consistency. Weber did not believe that we can avoid judgment altogether, nor did he believe that we can only judge on the basis of standards which emerge from the subject matter itself (Weber 1949, p 98).31 The sort of judgment he was after, aimed at a balance of understanding and critique. To achieve such judgment, the researcher must practice the elementary duty of scientic self-control (Weber 1949, p. 98). The fact/value distinction, in my view, derives its signicance from the duty of scientic self-control. Comprehensive understanding requires a rened kind of evaluation. We must forbear from imposing some but not all of our judgment on the data. The attainment of such understanding is a normative ideal. This ideal is not unattainable or illusory, but it does require agon; and the agon is driven by desire: the desire to achieve clarity. Rational, that is, communicable clarity, shared with the community of researchers, is the product of the struggle. When clarity is achieved, objectivity is achieved. The thin edge of objectivity obtrudes from the thick wedge of desire, interest and private judgment which supports it. This observation does not undermine Strausss contention that values ultimately lack ontological foundation for Weber. However, it does suggest why Weber did not view the problem of his own thought in as dire a manner as Strauss. Weber saw the opposition of fact and value, and therefore the non-factual basis of value, under the aegis of a normative program, suused by a value orientation. He was able to reject the charge of relativism because the point of his fact/value distinction was not to claim that values lack foundation, but that certain values ought to prevail in the conduct of science and that we have a duty to orient our scientic conduct toward those values. It is of course true that Weber is unwilling to embed this conviction in an argument that the life of science is the highest form of life, the life authorized by nature, that is, the life that is naturally right. If the foregoing observations are correct, then it makes more sense to view Weber as a moral thinker than as a religious one. This casts some doubt on Webers alleged existentialism or nihilism. Since Weber did not view himself as a relativist, his work was not a reaction of serious man to his own relativism. Webers work was, rather, the response of a serious man to the relativism of his times. Verantwortungsethik, the centrepiece of Webers essays on politics and science as vocations, is presented as the most reasonable moral orientation for an age in which reasonable persons ought to be wary of political and religious certainties. For all of Webers theoretical interest in extreme, sectarian positions, politically and morally he eschewed extremes. He found the religious and romantic absolutism of Gesinnungsethik subversive of civil society. Civil society requires the moderation of righteous passion and the promotion of a sober consequentialism. On the other hand, Weber recognized that politics is made with both the head and the heart. He saw some integration of the two types of ethic as the human ideal.32 Strausss depiction of Weber as both a religious and a nihilistic thinker surely captures important dimensions of Webers work. However, it just as surely distorts the vibrant and activist moralism that underlies that work.
Notes
1 For Strausss concept of intellectual probity, see Strauss 1987: This new bravery, understood as the readiness to hold rm while gazing upon the abandonment of man, as the courage to endure fearful truth, as hardness against the inclination of man to deceive himself about his situation, is called probity (p. 18).
26 A. Mittleman
minimally, to understand the great thinkers as they understood themselves see Gephardt, pp. 98102. This insistence on a Verstehen-based hermeneutic which exposes the coherent rationality of a unique historical subject as a goal of scholarship is certainly shared by Max Weber. As we shall see, Weber, like Strauss, advocates an understanding that frees us from our own subjective. historically conditioned preoccupations. For a representative citation see Weber 1978, p. 155. See Strauss 1989, p. 36. See Kennington, p. 233. See NRH, p. 10. See NRH, p. 16. For a more conventional history of the historicist movement that parallels Strausss in signicant ways see Iggers, ch. 2. See NRH, p. 26. See Iggers, ch. 2, p. 43. See Iggers, ch. 6. p. 161. See NRH, p. 20. The harvest of historicism, Strauss strongly implies without explicit statement, is Heidegger: see Kennington, p. 235. See Strauss 1965a and Strauss 1987. Revelation does not deny the possibility of philosophy, nor is it obligated to do so. Indeed, revelation qua holy Law in Judaism and Islam can even aord to authorise the pursuit of philosophy as the quest for scientic knowledge of Gods world. Philosophy, far from being a scandal for revelation, is legally grounded by revelation, according to Strauss. But can genuine philosophy accept such authorization? For philosophy to be permitted by revelation assumes the priority of revelation over philosophy, thus robbing philosophy of its own sense of radical suciency. If philosophy cannot refute the possibility of revelation [then it] is fatal to the rationality of the choice of philosophy (Kennington, p. 238). Revelation constitutes a permanent scandal insofar as it robs philosophy of its self-understanding as the one thing necessary for a rightly guided life (NRH, p. 75). While the early Strauss seems still to have been moved by a religious project to revisit the debate, he later shifted ground. The possibility of a return to Socratic philosophizing as a way of overcoming the Enlightenment removed the urgency of overcoming the Enlightenment from the point of view of revelation: see Kennington, p. 238. Strauss contends Weber was convinced that, on the basis of a strictly this-worldly orientation, no objective norms are possible: there cannot be absolutely valid and, at the same time, specic norms except on the basis of revelation (NRH, p. 70). Webers putative belief that religion is the ultimate source of ethical values is evident, for example, in the following: Only positive religionsor more precisely expresseddogmatically bound sects are able to confer on the content of cultural values the status of unconditionally valid ethical imperatives (Weber 1949, p. 57). This still leaves room, it would seem, for a nonrevelatory origin for an ethic of responsibility. This possibility does not concern Strauss. See NRH, p. 37. By subjectivism, Weber seems to mean privacy or inconsequentiality. At any rate, the multiplicity of values is more than a numerical matter of diverse cultures: see Weber 1949, p. 12. See NRH, p. 63. See Weber 1978, pp. 116. In Webers usage, demagogue is not a pejorative term. In his Ancient Judaism and his Sociology of Religion, he routinely refers to the prophets as demagogues. What separates religious demagogues from secular-political ones is the formers willingness to endure the consequences of their absolute commitments, e.g. Jesuss unconcern with the consequences of his renunciation of wealth. The Gesinnungsethiker who brings ultimate concerns into politics, by contrast, inevitably compromises his own absolutism. Salvaging absolutism through rationalization further corrupts the Gesinnungsethiker : see Weber 1978, p. 122. Webers criterion for distinguishing the true prophet from the mere demagogue is thus eminently moral. Whether Weber believed in the possibility of genuine or authentic revelation as a more substantive criterion is hard to determine. He practiced a methodological agnosticism and refused to speculate about the ultimate source of prophetic charisma. See also NRH, p. 48.
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ALAN L. MITTLEMAN is Associate Professor of Religion and Muhlenberg Scholar in Jewish Studies at Muhlenberg College. He is the author of Between Kant and Kabbalah: An Introduction to Isaac Breuers Philosophy of Judaism (State University of New York Press 1990) and The Politics of Torah: The Jewish Political Tradition and the Founding of Agudat Israel (State University of New York Press 1996). Department of Religion, Muhlenberg College, Allentown, PA 18104, U.S.A.