Process definitions

Purpose

Goal

objective

scope

activities

CSF'S

KPI'S

Process interfaces

implementation considerations

value to business

Process triggers

Information management

Inputs

Outputs

Challenges

Risks

Phases

Service Transition

Plan and manage the capacity and resources required to package, build, test and deploy a release into production and establish the service specified in the customer and stakeholder requirements Provide a consistent and rigorous framework for evaluating the service capability and risk profile before a new or changed service is released or deployed Establish and maintain the integrity of all identified service assets andconfigurations as they evolve through the Service Transition stage Provide good-quality knowledge and information so that change, Release and Deployment Management can expedite effective decisions about promoting a release through the test environments and into production Provide efficient repeatable build and installation mechanisms that can be used to deploy releases to the test and production environments and be rebuilt if required to restore service Ensure that the service can be managed, operated and supported in accordance with the requirements and constraints specified within the Service Design. Set customer expectations on how the performance and use of the new or changed service can be used to enable business change Enable the business change project or customer to integrate a release into their business processes and services Reduce variations in the predicted and actual performance of the transitioned services Reduce the known errors and minimize the risks from transitioning the new or changed services into production Ensure that the service can be used in accordance with the requirements and constraints specified within the service requirements.

 Plan and manage the resources to establish successfully a new or changed service into production within the predicted cost, quality and time estimates Ensure there is minimal unpredicted impact on the production services, operations and support organization. Increase the customer, user and Service Management staff satisfaction with the Service Transition practices including deployment of the new or changed service, communications, release documentation, training and knowledge transfer. Increase proper use of the services and underlying applications and technology solutions Provide clear and comprehensive plans that enable the customer and business change projects to align their activities with the Service Transition plans.

The scope of Service Transition includes the management and coordination of the processes, systems and functions to package, build, test and deploy a release into production and establish the service specified in the customer and stakeholder requirements.

 The number of releases implemented that met the customers agreed requirements in terms of cost, quality, scope, and release schedule (expressed as a percentage of all releases) Reduced variation of actual vs predicted scope, quality, cost and time Increased customer and user satisfaction with plans and communications that enable the business to align their activities with the Service Transition plans Reduction in number of issues, risks and delays caused by inadequate planning.

 Service portfolio Customer portfolio Contract portfolio Service Lifecycle model Policies Strategies Constraints Architectures Service Transition requirements Service Management Plan (as required by ISO/IEC 20000).

 Approved service release package and associated deployment packages Updated Service package or service bundle that defines the end-to-end service(s) offered to customers Updated Service Portfolio and service catalogue Updated contract portfolio Documentation for a transferred or decommissioned service.

Change management

The addition, modification or removal of authorized, planned or supported service or service component & its associated documentation.

To ensure that standardize methods & procedures are used for efficient & prompt handling of all changes. All changes to Service assets & Configuration items are recorded in the Configuration management database. Overall business risk is optimized.

Respond to the customers changing business requirements while maximizing value & reducing incidents, disruptions & rework. Respond to the business & IT requests for change that will align the services & business needs.

To ensure that changes are recorded then Evaluated Authorized Prioritized Planned Tested Implemented Documented Reviewed

The scope of change management covers changes to base lined service assets & configuration items across the whole service lifecycle.

Planning & controlling changes Change & release scheduling Communications Change decision making & change authorization Ensuring there are remediation plans Measurement & control,includes categorization of change Management reporting includes change review reports Understanding the impact of change Continual improvement management activities Create & record request for change Review request for change Assess & evaluate the change Authorize change build & test Authorize change deployment Coordinate change deployment Review & close change record

Major change

 Responding to business & IT requests for changes that will align the services with the business needs while maximizing value. Optimizing overall business risk. Ensuring that all changes to configuration items are well managed and recorded in the CMS.

The number of changes implemented that met with the customers agreed expectations. The benefits of change expressed as value of improvements made + negative impacts prevented or terminated compared with the costs of the change process. Reduction in number of service disruptions, defects & rework caused by inaccurate specification, poor or incomplete impact assessments. Reduction in number of unauthorized changes Reduction in the backlogs of change requests. Reduction in the number & percentage of unplanned & emergency fixes. Change success rate (percentage of changes deemed successful at review / number of RFCs approved). Reduction in number of changes where remediation is invoked. Reduction in number of failed changes. Average time to implement based on urgency/priority/change type Incidents attributable to changes. Percentage accuracy in change estimates.

 Asset & Configuration management Security management Capacity & Demand management Problem management IT Service continuity Programme & project management Sourcing & partnering Integration with business change processes Organizational & stakeholder management

Organizing for Service Transition

 Prioritizing and responding to business & customer change proposals. Implementing changes that will meet customers agreed service levels while optimizing costs. Contributing to meet governance, legal, contractual & regulatory requirements. Reducing failed changes & therefore service disruption, defects & rework. Delivering changes promptly to meet business timescales. Tracking changes through the service life cycle & to the assets of its customers. Contributing to the better estimations of the quality, time & cost of changes. Assessing the risks associated with Service transition. Aiding productivity of staff through minimizing disruption due to high levels of unplanned or emergency changes & hence maximizing service availability. Reducing the Mean Time to Restore Service ( MTRS), via quicker & more successful implementations of corrective changes. Liaising with business change process to identify opportunities for business improvement.

Strategic changes Operational changes Change to one or more services Change to deliver continual improvement

 Policy and strategies for change & release Request for Change Change proposal Plans change, transition, release, deployment, test, evaluation & remediation Current change schedule and PSO Current assets or configuration items, e.g. baseline, service package, release package As-planned configuration baseline Test results, test report and evaluation report.

 Rejected RFCs Approved RFCs Change to the services, service or infrastructure resulting from approved RFCs New, changed or disposed assets or configuration items, e.g. baseline service package, release package Change schedule Revised PSO Authorized change plans Change decisions and actions Change documents and records Change Management reports

ces

SACM
Configuration Model A model of services, assets, & the infrastructure by recording the relationship between configuration item. Configuration Item A configuration item is a service asset that needs to be managed in order to deliver a IT service. Configuration Management System (CMS) A set of tools & databases that are used to manage an IT service providers configuration data.

Identify, control, record, report, audit & verify Service assets & Configuration items, including versions, baselines, constituent components, their attributes, & relationships. Account for, manage & protect the integrity of Service assets & configuration items (& where appropriate, those of its customers) through the service lifecycle by ensuring that only the authorized components are used & only authorized changes are made. Protect the integrity of Service assets & configuration items (and, where appropriate those of its customers) through the entire service lifecycle. Ensure the integrity of assets & configuration required to control the services & IT infrastructure by establishing & maintaining an accurate & complete Configuration Management System.

Support the business & customers control objectives & requirements. Support efficient & effective Service Management process by providing accurate configuration information to enable people to make decisions at the right time. e.g. to authorize change & releases, resolve incidents & problems faster. Minimize the number of Quality & compliance issues caused by improper configuration of service & assets. Optimize the service assets, IT configurations, capabilities & resources.

The objective is to define and control the components of services and infrastructure and maintain accurate configuration information on the historical, planned and current state of the services and infrastructure

Asset management covers service assets across the whole service lifecycle. It provides a complete inventory of assets & who is responsible for their control. It includes: Full lifecycle management of IT & service assets, from the point of acquisition through to disposal. Maintenance of asset inventory.

Management & Planning Configuration Identification Configuration Control Status accounting & reporting Verification & audit

Focusing on establishing valid justification for collecting and maintaining data at the agreed level of detail Demonstrating a top-down approach focused on identifying service CIs and subsequently the CIs that support those services, thereby allowing a rapid and clear demonstration of potential points of failure for any given service Setting a justified level of accuracy, i.e. the correlation between the logical model within SACM and the real world Making use of enabling technology to automate the CMS practices and enforce SACM policies.

Percentage improvement in maintenance scheduling over the life of an asset (not too much, not too late) Degree of alignment between provided maintenance and business support Assets identified as the cause of service failures Improved speed for incident management to identify faulty CIs and restore service Impact of incidents and errors affecting particular CI types, e.g. from particular suppliers or development groups, for use in improving the IT services Percentage re-use and redistribution of under-utilized resources and assets Degree of alignment of insurance premiums with business needs Ratio of used licences against paid for licences (should be close to 100%) Average cost per user for licences (i.e. more effective charging options achieved) Achieved accuracy in budgets and charges for the assets utilized by each customer or business unit Percentage reduction in business impact of outages and incidents caused by poor Asset and Configuration Management Improved audit compliance.

 Change Management Financial management ITSCM Incident/Problem/Error Availability management Release management Configuration management

SACM provides visibility of accurate representation of a service, release of environment that enables: Better forecasting & planning of changes. Changes & releases to be assessed, planned, & delivered successfully. Incidents & Problems to be resolved within the service level targets. Better adherence to standards, legal & regulatory obligations ( less nonconformances) More business opportunities as able to demonstrate control of assets & services. Changes to traceable from requirements. The ability to identify the costs for a service.

Updates to asset and configuration information are triggered by change requests,purchase orders, acquisitions and service requests.

Backup copies of the CMS should be taken regularly and securely stored The CMS contains information on backup copies of CIs. It will also contain historical records of CIs and CI versions that are archived, and possibly also of deleted CIs or CI versions.

Persuading technical support staff to adopt a checking in/out policy this can be perceived as being a hindrance to a fast and responsive support service; if the positives of such a system are not conveyed adequately then staff may be inclined to try and circumvent it; even then, resistance can still occur; placing this as an objective within their annual appraisal is one way to help enforce the policy Attracting and justifying funding for SACM, since it is typically out of sight to the customer units empowered with funding control; in practice it is typically funded as an invisible element of Change Management and other ITSM process with more business visibility An attitude of just collecting data because it is possible to do; this leads SACM into a data overload which is impossible, or at least disproportionately expensive, to maintain Lack of commitment and support from management who do not understand the key role it must play supporting other processes.

The temptation to consider it technically focused, rather than service and business focused, since technical competence is essential to its successful delivery Degradation of the accuracy of configuration information over time that can cause errors and be difficult and costly to correct The CMS becomes out of date due to the movement of hardware assets by non-authorized staff; half-yearly physical audits should be conducted with discrepancies highlighted and investigated; managers should be informed of inconsistencies in their areas.

R&D
Release and Deployment Management aims to build, test and deliver the capability to provide the services specified by Service Design and that will accomplish the stakeholders requirements and deliver the intended objectives . A release unit describes the portion of a service or IT Infrastructure that normally released together according to the organizations release policy.

Define & agree release & deployment plans with customers & stakeholders. Ensure that each release package consists of a set of related assets & service components that are compatible with each other. Ensure that the integrity of a release package & its constituent components is maintained throughout the transition activities & recorded accurately in the CMS. Ensure that all release & deployment packages can be tracked, installed, tested, verified, and/or uninstalled or backed out if appropriate. Ensure that organization & stakeholder change is managed during the release & deployment activities. Record & manage deviations, risks, issues related to the new or changed service & take necessary corrective action. Ensure that there is knowledge transfer to enable the customers& users to optimize their use of the service to support their business activities. Ensure that skils & knowledge are transferred to operations & support staff to enable them to effectively& efficiently deliver, support & maintain the service according to required warranties & service levels.

The goal of Release and Deployment Management is to deploy releases into production and establish effective use of the service in order to deliver value to the customer and be able to handover to service operations

 There are clear & comprehensive release & deployment plans that enable the customer & business change projects to align their activities with these plans A release package can be built, installed, tested & deployed efficiently to a deployment group or target environment successfully & on schedule. A new or changed service & its enabling systems, technology & organization are capable of delivering the agreed service requirements, i.e. utilities, warranties & service levels. There is minimal unpredicted impact on the production services, operations & support organization. Customers, users & Service Management staff are satisfied with the Service Transition practices & outputs, e.g. user documentation & training

The scope of Release & Deployment Management includes the processes, systems & functions to package, build, & test & deploy a release into production & establish the service specified in the Service Design package before final handover to service operations.

Delivering change, faster & at optimum cost & minimized risk Assuring that customers & users can use the new or changed service in a way that supports the business goals. Improving consistency in implementation approach across the business change, service teams, suppliers & customers. Contributing to meeting auditable requirements for traceability through Service Transition.

 The new or changed service capability & resources are built in the target environment or deployment group. The new or changed service has been tested against the Service Design. The service capability has been proved in a pilot deployment. Re-usable test models are developed that can be used for regression testing in future releases.

Business KPIs Variance from service performance required by customers (minimal & reducing) Number of incidents against the service (low & reducing). Increased customer & user satisfaction with the services delivered Decreased customer dissatisfaction service issues resulting from poorly tested or untested services increases the negative perception on the service provider organization as a whole. Service Provider KPIs Reduced resources & costs to diagnose and fix incidents & problems in deployment & production. Increased adoption of the Service Transition common framework of standards, re-usable processes & supporting documentation. Reduced discrepancies in configuration audits compared with the real world

 Delivering change, faster & at optimum cost & minimized risk Assuring that customers & users can use the new or changed service in a way that supports the business goals. Improving consistency in implementation approach across the business change, service teams, suppliers & customers. Contributing to meeting auditable requirements for traceability through Service Transition.

Receipt of an authorized change to plan, build & test a production-ready release package. Receipt of a authorized change to deploy a release package to a target deployment group or environment New or changed configuration items Relationships between requirements and test cases Installation/build plans Logistics and delivery plans Validation and test plans, evidence and reports New or changed locations and users Status updates (e.g. from allocated to live) Change in ownership of assets Licence holding.

 Authorized RFC Service package, SLP SDP, including service model and SAC IT service continuity plan and related business continuity plan Service Management and operations plans and standards Technology and procurement standards and catalogues Acquired service assets and components and their documentation Build models and plans Environment requirements and specifications for build, test, release, training, disaster recovery, pilot and deployment Release policy and release design from Service Design Release and deployment models including template plans Exit and entry criteria for each stage of release and deployment.

 Release and deployment plan Completed RFCs for the release and deployment activities Service notification Updated service catalogue with the relevant information about the new or changed service. New tested service capability and environment including SLA, other agreements and contracts, changed organization, competent and motivated people, established business and Service Management processes, installed applications, converted databases, technology infrastructure, products & facilities New or changed Service Management documentation. Service package that defines the requirements from the business/customer for the service. SLP that defines the service level requirements, e.g. hours of service, business critical services, data and periods, service level targets SLA, underpinning OLAs and contracts Service model that describes the structure and dynamics of how the service is operated and managed New or changed service reports Tested continuity plans Complete and accurate configuration item list with an audit trail for the CIs in the release package and also the new or changed service and infrastructure configurations Service capacity plan that is aligned to the relevant business plans Deployment ready release package (baselined) for future deployments Service Transition Report.

Developing standard performance measures and measurement methods across projects and suppliers Dealing with projects and suppliers where estimated delivery dates are inaccurate and there are delays in scheduling Service Transition activities Understanding the different stakeholder perspectives that underpin effective risk management for the change impact assessment and test activities Building a thorough understanding of risks that have impacted or may impact successful Service Transition of services and releases Encouraging a risk management culture where people share information and take a pragmatic and measured approach to risk.

Developing standard performance measures and measurement methods across projects and suppliers Dealing with projects and suppliers where estimated delivery dates are inaccurate and there are delays in scheduling Service Transition activities Understanding the different stakeholder perspectives that underpin effective risk management for the change impact assessment and test activities Building a thorough understanding of risks that have impacted or may impact successful Service Transition of services and releases Encouraging a risk management culture where people share information and take a pragmatic and measured approach to risk.

Release & deployment planning Release & build test Deployment Release package in the DML is released in the live environment Review & close

SVT
The underlying concept to which Service Testing and Validation contributes is quality assurance establishing that the Service Design and release will deliver a new or changed service or service offering that is fit for purpose and fit for use.

Plan & implement a structured validation and test process that provides objective evidence that the new or changed service will support the customers business & stakeholder requirements, including the agreed service levels Quality assure a release, its constituent service components, the resultant service & service capability delivered by a release Identify, assess & address issues, errors & risks throughout Service Transition.

The goal of Service Validation & Testing is to assure that a service will provide value to customers and their business.

 Provide confidence that a release will create a new or changed service or service offerings that deliver the expected outcomes and value for the customers within the projected costs, capacity and constraints Validate that a service is fit for purpose it will deliver the required performance with desired constraints removed Assure a service is fit for use it meets certain specifications under the specified terms and conditions of use. Confirm that the customer & stakeholder requirements for the new or changed service are correctly defined & remedy any errors or variances early in the service lifecycle as this is considerably cheaper than fixing errors in production.

The service provider takes responsibility for delivering, operating and/ormaintaining customer or service assets at specified levels of warranty, under aservice agreement. Service Validation and Testing can be applied throughout the service lifecycle to quality assure any aspect of a service and the serviceproviders capability, resources and capacity to deliver a service and/or service release successfully.

Validation & test management Plan & design tests Verify test plans & test designs Perform tests Evaluate exit criteria & report Test clean-up & close

 Understanding the different stakeholder perspectives that underpin effective risk management for the change impact assessment & test activities. Building a thorough understanding of risks that have impacted or may impact successful Service Transition of services and releases Encouraging a risk management culture where people share information & take a pragmatic and measured approach to risk. Quality is built into every stage of the service lifecycle using a structured framework such as the V-model. Issues are identified early in the service lifecycle. Testing provides evidence that the service assets and configurations have been built and implemented correctly in addition to the service delivering what the customer needs. Re-usable test models are developed that can be used for regression testing in future releases

Early validation that the service will deliver the predicted value that enables early correction. Reduction in the impact of incidents and errors in live that are attributable to newly transitioned services More effective use of resource and involvement from the customer/business Reduced delays in testing that impact the business Increased mutual understanding of the new or changed service Clear understanding of roles and responsibilities associated with the new or changed service between the customers, users and service provider Cost and resources required from user and customer involvement (e.g.user acceptance testing).

Working with Service Design to ensure that designs are inherently testable and providing positive support in achieving this; examples range from including self-monitoring within hardware and software, through the re-use of previously tested and known service elements through to ensuring rights of access to third party suppliers to carry out inspection and observation on delivered service elements easily Working closely with CSI to feed failure information and improvement ideas resulting from testing exercises Service Operation will use maintenance tests to ensure the continued efficacy of services; these tests will require maintenance to cope with innovation and change in environmental circumstances Service Strategy should accommodate testing in terms of adequate funding, resource, profile etc.

Evaluation is, by its very nature, concerned with value. Specifically effective evaluation will establish the use made of resources in terms of delivered benefit & this information will allow a more accurate focus on value in future service development & Change Management

The trigger for testing is a scheduled activity on a release plan, test plan or quality assurance plan.

 The service package This comprises a core service package and reusable components, many of which themselves are services, e.g.supporting service. It defines the services utilities and warranties that are delivered through the correct functioning of the particular set of identified service assets. It maps the demand patterns for service and user profiles to SLPs. SLP One or more SLPs that provided a definitive level of utility orwarranty from the perspective of outcomes, assets, patterns of businessactivity of customers (PBA). Service provider interface definitions These define the interfaces to be tested at the boundaries of the service being delivered, e.g. processinterfaces, organizational interfaces. The Service Design package This defines the agreed requirements ofthe service, expressed in terms of the service model and Service Operations plan. It includes: Operation models (including support resources, escalation procedures and critical situation handling procedures) Capacity/resource model and plans combined with performanceand availability aspects Financial/economic/cost models (with TCO, TCU) Service Management model (e.g. integrated process model as in ISO/IEC 20000) Design and interface specifications. Release and deployment plans These define the order that release units will be deployed, built and installed. Acceptance Criteria These exist at all levels at which testing and acceptance are foreseen. RFCs These instigate required changes to the environment within which the service functions or will function

 Configuration baseline of the testing environment Testing carried out (including options chosen and constraints encountered) Results from those tests Analysis of the results, e.g. comparison of actual results with expected results, risks identified during testing activities.

Inability to maintain test environment and test data that matches the live environment Insufficient staff, skills and testing tools to deliver adequate testing coverage Projects overrunning and allocated testing time frames being squeezed to restore project go-live dates but at the cost of quality Developing standard performance measures and measurement methods across projects and suppliers Projects and suppliers estimating delivery dates inaccurately and causing delays in scheduling Service Transition activities.

Unclear expectations/objectives Lack of understanding of the risks means that testing is not targeted at critical elements that need to be well controlled and therefore tested Resource shortages (e.g. users, support staff) introduce delays and have an impact on other Service Transitions

Evaluation

Evaluation is a generic process that considers whether the performance of something is acceptable, value for money etc. and whether it will be proceeded with, accepted into use, paid for, etc.

The purpose of evaluation is to provide a consistent and standardized means of determining the performance of a service change in the context of existing & proposed services and IT infrastructure. The actual performance of a change is assessed against its predicted performance & any deviations between the twoare understood & managed.

The goal of evaluation is to set stakeholder expectations correctly & provide effective & accurate information to Change Management to make sure changes that adversely affect service capability and introduce risk are not transitioned unchecked

Evaluate the intended effects of a service change and as much of the unintended effects as is reasonably practical given capacity, resource and organizational constraints Provide good quality outputs from the evaluation process so that Change Management can expedite an effective decision about whether a service change is to be approved or not.

The importance of evaluating the actual performance of any service change against its anticipated performance is an important source of information to service providers to help ensure that expectations set are realistic & to identify that if there are any reasons that production performance does not meet what was expected.

 Request for Evaluation from Service Transition manager or Change Management Activity on Project Plan.

Service package SDP & SAC Test results and report.

 Evaluation report for change management

Knowledge Management

The purpose of Knowledge Management is to ensure that the right information is delivered to the appropriate place or competent person at the right time to enable informed decision.

The goal of Knowledge Management is to enable organizations to improve the quality of management decision making by ensuring that reliable and secure information and data is available throughout the service lifecycle.

Enabling the service provider to be more efficient and improve quality of service, increase satisfaction and reduce the cost of service Ensuring staff have a clear and common understanding of the value that their services provide to customers and the ways in which benefits are realized from the use of those services Ensuring that, at a given time and location, service provider staff have adequate information on: Who is currently using their services The current states of consumption Service delivery constraints Difficulties faced by the customer in fully realizing the benefits expected from the service.

User, service desk, support staff and supplier understanding of the new or changed service, including knowledge of errors signed off before deployment, to facilitate their roles within that service Awareness of the use of the service, and the discontinuation of previous versions Establishment of the acceptable risk and confidence levels associated with the transition, e.g. measuring, understanding and acting correctly onresults of testing and other assurance results.

 Evaluation is a generic process that considers whether the performance of something is acceptable, value for money etc. & whether it will be proceeded with, accepted into use, paid for, etc. Service Change A change to an existing service or the introduction of a new service; service change arrives into service evaluation and qualification in the form of a Request for Change (RFC) from Change Management. Service Design Package - Defines the service & provides a plan of service changes for the next period (e.g. the next 12 months). Of particular interest to service evaluation is the Acceptance Criteria & the predicted performance of a service with respect to a service change. Performance The Utilities & Warranties of a Service. Risk A function of the likelihood & negative impact of a service not performing as expected Test Plans & Results - The test plan is a response to an impact assessment of the proposed service change. Typically the plan will specify how the change will be tested; what records will result from testing and where they will be stored; who will approve the change; and how it will be ensured that the change & the service(s) it affects will remain stable over time. The test plan may include a qualification plan & a validation plan if the change affects a regulated environment. The results represent the actual performance following implementation of the change. Evaluation Plan The outcome of the evaluation planning exercise. Evaluation Report - A report generated by the evaluation function, which is passed to Change Management & which comprises: A risk profile A deviations report A recommendation A qualification statement.