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Systems Research and Behavioral Science

Syst Res. 16, 203-219 (1999)

Research Paper

Systemics and Cybernetics


in a Historical Perspective
Charles François*
Argentine Association for General Systems Theory and Cybernetics, Libertad 742, 164 Martinez, Argentina

Systemics and cybernetics can be viewed as a metalanguage of concepts and models


for transdisciplinarian use, still now evolving and far from being stabilized. This is the
result of a slow process of accretion through inclusion and interconnection of many
notions, which came and are still coming from very different disciplines. The process
started more than a century ago, but has gathered momentum since 1948 through the
pioneering work of Wiener, von Neumann, von Bertalanffy, von Förster and Ashby,
among many others. This paper tries to retrace the history of the accretion process and
to show that our systemic and cybernetic language is an evolving conceptual network.
This is of course only a first and quite incomplete attempt, merely destined to give the
'feel' of the process. Systemic concepts and models are underlined in order to enhance
the perception of the process, as well as its systemic significance. Copyright © 1999
John Wiley & Sons, Ltd.

Keywords general systems history; systemic epistemology; systemic and cybernetic language;
semantic network

PRECURSORS (BEFORE 1948) The Greek word 'sustema' stood for reunion,
conjunction or assembly. 'Kubernetes' (helms-
Prehistory of Systemic-Cybernetic Language man) was used by Plato, already in the abstract
sense of 'pilot' of a political entity.
Some systemic-cybernetic terms have remote The concept of system resurfaced during the
origins. Hereafter they are traced back in time, seventeenth century, meaning a collection of
but connections with more recent developments organized concepts, e.g. principally in a philo-
are signalled. sophical sense. Descartes' 'Discours de la Méthode'
introduced a coordinated set of rules to be used to
reach coherent certainty, i.e. an epistemic
methodology of systematic and even possibly in
* Correspondence to: C. François, Argentine Association for General some sense systemic character. After Descartes,
Systems Theory and Cybernetics, Libertad 742, 1640 Martinez,
Argentina. practically all important philosophers did

CCC 1092-7026/99/030203-17 $17.50 Received 11 August 1997


Copyright © 1999 John Wiley & Sons, Ltd Accepted 24 November 1997
RESEARCH PAPER Syst. Res.

construct their philosophical system, starting from From 1854-1878, the French physiologist
some basic interrelated postulates. Leibnitz, for Bernard (see 1952) in a series of works estab-
example, stated his 'principle of pre- established lished the existence of the 'internal milieu' in the
harmony' between substances, according to which living being, thus making clear the difference
any change in one substance is necessarily between what happens 'inside' and what is now
correlated with every other. This is coherence in called the 'environment' Vendryes, 1942). In his
complexity through reciprocal con- straints. It Introduction a la Médecine Expérimentale (1865),
would already be a kind of conceptual homeostat, Bernard states: 'In the living being's organism, an
in Ashby's twentieth century terms! harmonic set of phenomena must be considered.'
Moreover these Leibnitzian correlations could be 'Harmonic' obviously implies the notion of
eventually formulated in scientific laws. Thus are balanced interrelations, in this case
scientific theories heralded, as conceptual physicochemical ones related to 'water, tempera-
systems. ture, air, pressure and chemical composition' in
At the end of the eighteenth century, the the internal milieu. Obviously, the general
philosophical notion of system was firmly concepts of 'living system' and 'regulation' are
established as a constructed set of practices and already latent at that time.
methods usable to study the real world. Indeed, in 1866 the brothers de Cyon dis-
Much later, the unavoidable necessity of covered in France the first example of a biological
correlations and mutual interdependence, associ- regulator: the countervailing action of the
ated with a complex causality, and leading accelerator and the moderator nerves of the heart,
naturally to the concept of system, reappeared in a discovery which elicited the following comment
N. Hartmann's reconsideration of ontology (1912). by Bernard on 'the marvellous mechanism,
Hartmann also developed a theory of hitherto without precedent in physiology, of a
stratification, i.e. hierarchy of levels of reality nervous self-regulator, able to determine the
through his theory of categories. His ideas were heart's work and the strength of the resistances
quoted more than once by Bertalanffy (1949, that it must overcome' (French Academy of
1950) and seem to have filtered, directly or Sciences, 1867).
indirectly, for example, into the works of Miller While some previous technical devices, as for
on living systems (1978), those of Mesarovic et example Watt's regulator, were already well
al. (1970) and other authors on hierarchies, and known, this seems to have been the first time that
possibly van Gigch's concept of metasystems the concept of regulation was formulated in an
(1987b). implicit systemic context. It also heralds Cannon's
Again the concept of correlation is a very basic Wisdom of the Body (1932). Shortly before, at the
one. Indeed, as natural entities undoubtedly end of the nineteenth century, systemics and
show numerous interrelations between their parts, cybernetics were already potentially rooted in
the notion of 'system' also starts to make biology.
sense as descriptive of these natural entities. This At the same time, and in a completely
meaning of 'system' seems to have slowly seeped independent way, a first inkling of the concept of
into the English and French languages during the chaos emerged, even if not under that name at the
eighteenth century, and became more time. The French mathematician Poincaré
frequent throughout the next one, as shown enounced the three-bodies problem concerning the
hereafter. dynamics of the interactions of three celestial
As to 'cybernetics', the term appeared in 1843 in bodies and proved that no precise solution could
French with Ampère, 'to represent the art of be calculated if no arbitrary simplification was
government' in his classification of sciences introduced (1892-99). He produced a mathemat-
(Essai sur la Philosophie des Sciences, 1843) ical method, the so-called Poincaré section,
(Vallée, 1993). Vallée also notes that this very showing the vagaries of any specific trajectory.
same year 'Trentowski used the word 'kibernetiki' He thus opened the whole field of instability
in a book on management written in Polish'. studies. And, of course, systems can be, and

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204 C. François
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frequently are, unstable. This work was to lead to used in a language as its 'phonologic system',
a wide-ranging research on the various types of containing a 'determined number of well-
stability and on ergodic systems. differentiated phonemes'. The way any language
Poincaré also introduced a new type of interconnects these phonemes to construct words
mathematical study, christened by him 'Analysis is in effect quite strictly defined through precise
Situs', which was the original form of topology, as rules. These are not initially stated formally in the
the science of forms - and deformations. Among spoken language. However, they become finally
his conceptual heirs we must count Thompson explicated by grammarians. In cybernetic terms
(On Growth and Form, 1916). Laville, with his these rules are phonetic constraints. The same is
dynamics based on whorls (1950), and quite true when the language is used to express
recently McNeil (1993), who considers any meanings. Saussure speaks of 'articulated
system as a torus or toroid resulting from inter- language' and specifies that 'in Latin, articulus
acting fields. Obviously, equivalent concepts and means member, part, subdivision in a series of
models are independently rediscovered gener- things'. He adds that, in this way, 'we observe the
ation after generation by researchers unaware of subdivision of the chain of meanings into
former formulations. This is quite an interesting significative units'. These articulations imply that
feature from an epistemologic viewpoint: dynamic the language is made of permanently constructed
systemic models clearly allow for significant and reconstructed interrelations between words,
descriptions of nature, whatever their ontological whose meaning depends on context, in a sense
value. analogous to the 'meaning' of a hydrogen atom in
As to Poincaré's work, it is one of the very first H2O, HCI or NH3.
steps towards the establishment of a new type of That is, words are elements that can combine in
qualitative mathematics appropriate for the study semantic nets. And, like any elements, once
of complex systems. combined they lose some characteristics or
A second important advance in topology was significance and acquire some other ones.
the publication in 1936 by Konig in Germany of Obviously, this is one of the roots of con-
his Theorie der endlichen und unendlichen Graphen, structivism. It also offers a good preview of all
i.e. theory of graphs, which was in fact the first types of combinatorics in systems.
elaborated mathematical theory of topological As to Saussure's 'articulus', we find it again 30
interrelations - exactly two centuries after Euler's years later in Vendryes' very general concept of
problem of the bridges of Königsberg. It would the articular relation (1942), which allows for the
have been, for example, much more difficult for choice among different possible relationships
Forrester (1973) to develop his 'Systems between elements - until a choice is effectively
Dynamics' without this important tool. made, selecting one and only one of the virtual
From another viewpoint, as shown later on by relationships. It also curiously reminds one of
von Förster (The Second Order Cybernetics of Heisenberg's indeterminacy, of wave collapse in
Observing Systems, in 1981), cybernetics was also microphysics and even of the hapless Schrödin-
in need of a non-contradictory logic of sets. This ger's cat. This again is giving defined signifi-
was provided by Russell and Whitehead who, in cance to a relationship through the introduction of
their Principia Mathematica of 1925, definitively a constraint. Once more, we are led to Ashby.
put paid to the innumerable contradictions and In the realm of physics, another forgotten
paradoxes in the logics related to self-referring precursor was the French physicist Bénard, who
Systems, from Epimenides the liar up to the made in 1908 a curious observation of hexagonal
Cantor set and the Peano curve. convective cells forming in a jar of boiling water.
At the beginning of twentieth century, the These 'dissipative structures' were at the time
concept of system surfaced in linguistics. This considered merely an oddity. However, Prigo-
was mainly the work of Saussure, the Swiss gine was to discover their deep thermodynamic
linguist. Saussure (Cours de Linguistique significance in systems brought far away from
Générale, 1906-1911) describes the set of sounds energetic equilibrium, with an ever-growing

Copyright © 1999 John Wiley & Sons, Ltd. Syst. Res., 16, 203-219 (1999)
Systemics and Cybernetics in a Historical Perspective 205
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number of examples from chemistry of what could however, that series of phenomena or events are
be called 'social physics' (Prigogine, since 1947, always unique and characteristic. Xenopol offered
numerous others more recently). However, much 'a whole system of principles relative to historical
longer ago the German geographer Christaller science' (1899, 1911). The Portuguese historian
(1933, 1937) and Losch in Switzerland (1944) had Salazar introduced (1942) the concept of 'historic
discovered hexagonal structures in land systems' with a surprising grasp of systemic
occupation. Until now such structures - which concepts - before their official appearance:
could still be observed in a somewhat different 'Europe is the first historic system whose area of
form around 1950 in the cyclical moves of semi- influence covers the whole world'. Somewhat later
nomadic Central African groups - have not been on, the French biologist Prat (1964) offered
widely understood as a general feature of the interesting insights into the dynamics of historic
dynamics of systems! systems through the concept of 'aura', i.e. the
This same line also led to an original and deeper traces they leave after their destruction (this
understanding of the interrelations between concept should be definitively incorporated into
structures, energy overload and emergence. As the systemic language, in view of its great
early as 1922, Lotka was investigating in a closely generality).
related sense the 'energetics of evolution' and However, while historians like Toynbee and
proposed (1924) his 'world engine' model, based Braudel, and even Sorokin in his theories about
on the cascade of energy from the sunlight, the growth and decay of cultures, have worked
through the whole of the correlated world of more or less implicitly along systemic lines, it
living systems into final heat sinks. This was of remains that the use of systemic and cybernetic
course creating a firm grounding for global concepts and models in history is still largely
systemic ecology in thermodynamic terms. nowadays a no-man's land.
Psychology also was in want of more global Four other precursors should yet be men-
views. After Brentano's research on the relation of tioned, who are unfortunately quite unknown from
the subject with the object (Psychology from an most systemists.
empirical viewpoint, 1874, 1911), Wertheimer's One is Bogdanov, whose essay on 'Tektology'
research on the principles of perceptual organiz- (in Russian, 1921), which developed clearly
ation (1923) led to the formulation of Gestalt cybernetic concepts, was translated into English
psychology, i.e. psychology of perception of only in 1980.
forms, widely developed by Kohler (1929) and Another early, and quite improbable, systemist
Koffka (1935). was the South African General and statesman
It became obvious that perception must start by Smuts, who published (1926) his book on Holism
picking up static structures and dynamic and Evolution, introducing the term 'holon' and
interrelations between elements, i.e. is systemic. developing the corresponding concept, much later
We have here yet another root of various rediscovered by Koestler and Smythies (1969).
systemic-cybernetic interpretations of reality. In 1932, Cannon introduced into biology the
Again, von Förster's observer, and probably concept of homeostasis, an important extension of
Maturana's autopoiesis (1980), as well as von Bernard's idea of the stability of the 'internal
Glasersfeld's constructivism (1995), Piaget's milieu'. This was in effect the birth of biological
version of structuralism (1967) and possibly cybernetics, but 20 years later the concept of
Gibson's concept of affordance (1986) owe a debt homeostasis was to be considerably generalized
to the Gestalt psychologists. by Ashby, as a feature of all types of systems in
Another early precursor of the systemic view in dynamic equilibrium.
human sciences was the Romanian historian Cannon's work was paralleled from 1942 on by
Xenopol, according to whom history is a science the French biologist Vendryes (to whom the
'which possesses the general elements of a system author of this paper revealed Cannon's ideas in
of classificational truths', while admitting, 1972!). Vendryes made an exhaustive study of

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206 C. François
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regulation first in living systems and, later on in impressive to find in the glossary of his main book
history, in social systems and in psychology. He (1956, 1976) entries on adaptation energy,
also extensively developed the concept of developmental adaptation, heterostasis, homeo-
autonomy (nearly 20 years before Maturana and stasis, involution, metabolism, internal milieu and
Varela - while in a different, but compatible resistance, whose meaning has been or could be
meaning). It was unfortunately impossible to generalized to many kinds of systems. Moreover,
organize a debate between them all before stress and the GAS are related to the general
Vendryes' death in 1989. Vendryes was undoubt- conditions of stability and instability.
edly an early cybernetician, even if he himself Still another biologist, McCulloch, concerned
became aware of it only in the 1970's. himself in his outstanding paper 'Recollections of
In 1938, the Romanian Odobleja published in the many sources of cybernetics' (1969, published
Paris his Psychologie Consonantiste, a first step in 1974) with how the study of nervous nets, and
leading to the birth of the lively Romanian school particularly of the brain, from Ramon y Cajal on,
of cybernetics. led himself and Pitts to the discovery of 'A logical
Biology, on the other hand, was still to calculus of the ideas immanent in nervous
contribute more to systemics. activity'. This 1943 paper is as much a root of
Driesch's famous experiences with embryos of cybernetics as Wiener's and von Neumann's
sea urchins (see Bertalanffy, 1949) brought him to works. Moreover it neatly covers the logical as
the conclusion that 'physical laws of nature were well as epistemological aspects of cybernetics.
transgressed' in living systems and led develop- This is part of the conceptual thread which runs
mental biology astray into a fierce controversy from Fibonacci's numbers to Russell and White-
between mechanistic and vitalistic views for more head's Principia, through Leibnitz's 'parts which
than 40 years. However, in Bertalanffy's terms work one upon another, Boole's binary logic and
'The strange result of his sea urchin experiment is Peirce's notion that 'given a stochastic world,
indicated by the notion of equifinality', i.e. 'the order will evolve'. Moreover, McCulloch and
same goal is reached from different starting points Pitts' (1943) work also introduced the basics of
and in different ways'. Until Woodger (1929) and neurophysiological cybernetics, which started von
Bertalanffy, it appeared practically impossible to Förster on his road to 'observing systems' and
escape from some more or less metaphysical Maturana towards autopoiesis.
explanation. A substantial synthesis on biology in its
However, it dawned on these authors that the relations to knowledge was published in 1967 by
basic difference between non-living and living Piaget.
systems was dynamic and adaptive organization Going back to logics, semiotics and semantics,
of the latter as wholes - a concept also developed it is obvious that Peirce's work on symbols,
by the Belgian physiologist Dalcq (1941). signals and the basic conditions of communi-
So, finally, vitalism gave way to organismic cation (of meanings) (see Peirce, 1961), the
biology, and led Bertalanffy to the formulation of beginning of this century, has been widely
his original systemic views (1950). In his paper he influential on later systemists, as for example
significantly signals the then very recent works of Churchman, Ackoff, Warfield and their fol-
Hartmann (1942), Korzybski (1933, 1950), lowers.
Wiener (1948) and Prigogine (1947), which shows After more than 60 years, any conceptual
that he was already keenly aware of the close construction, including of course cybernetics and
connections between his systems concept and systemics, still remains under the pall of Gödel's
general semantics, cybernetics and incompleteness theorem (1931), whose most
thermodynamics, in the light of a renovated very General implication is that any formal system
general epistemological perspective. contains statements that cannot be proved within
Another important work was Selye's on stress that formal system. The lesson for systemics is
and the 'general adaptation syndrome' (GAS) in that models can be constructed and used, but that
strained biological systems (from 1950 on). It is they never offer an absolute value

Copyright © 1999 John Wiley & Sons, Ltd. Syst. Res., 16, 203-219 (1999)
Systemics and Cybernetics in a Historical Perspective 207
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of truth. This seems in accordance with Russell basic problem of control was 'centered not
and Whitehead's reformulation of logics and around the technique of electrical engineering
could be seen as an interesting fundament for but around the much more fundamental notion
Poppers's falsifiability. It can also be considered of the message' (1948) –– and thus of infor-
as the bedrock for van Gigch's concept of meta- mation to be transmitted. He adds that 'the
system. However, it leads to what the author of amount of information in a system is a measure of
this paper calls ontological skepticism – which, its degree of organization, so the entropy of a
while in any case is not too dramatic for practical system is a measure of its degree of disorgan-
purposes, should always be remembered as a ization'. Wiener already had knowledge of
psychological and conceptual background. Shannon's work on communication, coding and
Another very important precursor was the disturbances by noise.
Polish logician, psychologist and semanticist Thus the whole of the original cybernetics
Korzybski, who published in 1933 (in the United notions was to become neatly organized in a
States) his seminal work on Science and Sanity, coordinated bundle of concepts – something
wherein he developed a 'Non-Aristotelian' logic, that is still not always perceived nowadays.
with very significant implications in psychology Indeed, Wiener also at the time, informed about
and psychiatry. While his work is frequently McCulloch and Pitts' work on nervous connec-
ignored by systemic psychologists, he explained tions, clearly understood – and stated – that
psycho-semantic pathologies in an obvious the new cybernetic viewpoint was to be useful in
systemic way. Bateson and probably most of his many different disciplines, from physiology to
direct intellectual heirs have had knowledge of social sciences.
Korzybski's work. It is obvious that no satis- He also saw the necessary connections with
factory conversation nor consensus can be mathematics, logics and thermodynamics. In
reached if psycho-semantic pathologies are not short, this encyclopaedic mind opened avenues
understood. and horizons so wide that they will possibly never
The following section of this historical research be totally explored.
will consider the specific role of the pioneers or In 1949, Shannon and Weaver published their
'founding fathers' and some significant sidelines seminal Mathematical Theory of Communication,
(1947-1960). The final one will cover as much as frequently referred to as Theory of Information,
possible the basic advances after 1960 due to the which is at least partly a confusing misnomer, as
most prominent recent innovators. their concept of information is not related to
meanings, but merely with quantitative and
entropic aspects. Here, in their own words:
FROM PRECURSORS TO PIONEERS 'information should not be confused with
(1948-1960) significance', - a warning still widely ignored,
even after MacKay's research and the distinction
It would be quite redundant to insist on the he introduced between 'metron' and 'logon' in
fundamental role of Wiener (1948) as the creator information (1969).
of cybernetics (he himself duly acknowledged the The authors clarified the concept of communi-
role of his co-workers, among them Bigelow cation by introducing the sequential concepts of
and Rosenblueth). Let us only briefly take stock of source, code, message, transmitter, signal,
the basic concepts he introduced, once and for channel and receptor (necessarily a decoder).
all. Shannon, as a Bell Telephone engineer, was
His original goal was to address the problems interested in solving the technical problem of the
of prediction and control (in anti-aircraft artil- satisfactory transmission of messages. Accord-
lery) and, more generally, of steering. He found ingly, he researched the noise problem, i.e. the
that the basic condition for correct steering and distortions of messages by external disturbances
control was regulation by corrective feedback, a in channels. This led him to quantify the limits of
term already used by control engineers. But the a channel's capacity and the use of redundancy.

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208 C. François
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All these notions are of utmost importance for Later on, he brought few significant contri-
any class of systems, since all are made of butions and his role seems to have been more of a
elements that must communicate in an efficient communicator and a leader.
manner. This branch of cybernetics thus also Boulding, an economist who remained all his
became by necessity an indispensable part of life somewhat sceptical about the ways in which
systemics. economics were theorized and practised, pro-
Weaver, on the other side, emphasized the posed some interesting principles about the
connections of the theory with stochastic pro- phenomenon of growth in general (1956). He
cesses, Markoff chains and ergodic Markovian was interested in topics that are generally
processes. This feature was shortly to be recon- ignored by economists as, for example, nuclea-
sidered and developed by Ashby (1956). tion (confirmed in a different way by Prigogine),
Shannon and Weaver also established a relation form as related to size, self-closure in growth
between the probability of a message and a new (a subject also explored by Maruyama and later
interpretation of entropy, as related to informa- on, in a different perspective, by the Club of
tion content. This subject was widely researched Rome) and different types of growth rates,
by Brillouin during the late 1950s (e.g. 1959, particularly in relation to scale. All these aspects
1962). can be translated into economics but correspond in
Obviously, Wiener's control, regulation and fact to basic principles applicable to the
feedbacks could never take place without dynamics of any evolving system. Unfortunately
messages and efficient channels. Shannon and Boulding's Programme has never been translated
Weaver's work is thus directly complementary to into a systematic research, leaving a gaping hole
Wiener's. in systemics.
And again, systemics would not have been Boulding was also one of the first to under-
possible without those very basic conceptual stand the nature of man's global relation with his
tools. planet: he christened our man-planet system the
Von Bertalanffy's main contribution was 'Spaceship Earth' and was acutely conscious that
neatly stated in his 1950 paper, in the British the whole planet is the commons of mankind as
Journal for the Philosophy of Science. However, a whole, and in danger of being promptly
equally important was his role as a catalyst of the destroyed by human universal and unrestrained
systems view. This is so in at least two different greed and spendthrift. More than 40 years later,
senses. the lesson seems farther than ever from having
In the first place he clearly stated the central been learned.
concept of systems. The same could be said of Another very original line was developed in
him that is said about Christopher Colombus the early 1950s by von Neumann, i.e. his theory
and America: after him there was never anymore of automata, resumed in his 1956 and posthu-
need to discover systems. On the other hand, he mous 1966 works. The root of the modern idea of
strongly insisted on the existence of 'isomorphic automaton seems to be in Turing's theoretical
laws in science', giving convincing examples. model for a computer (1950). Von Neumann's
From this fact he deduced the possibility of a ideas spawned a considerable number of models
new multidisciplinary approach and proposed a of sets of potentially interactive elements, dis-
'general system theory', by generalizing some tributed in configurations that should be dynam-
widely significant principles. ized by appropriate rules of transformation.
He presented the so-called theory as 'an Von Neumann's automata, even if made of
important regulative device in science' which unreliable components, may offer a coherent and
should lead to the 'unity of science'. However, reliable behaviour. Automata are somehow on
he merely discussed some specific subjects the border (and crossing the border) between
as competition between parts, finality and collections of unorganized elements and true
equifinality, closed and open systems, and complex systems, thus helping to bridge one of
anamorphosis and catamorphosis. the most gaping conceptual chiasms in systemics.

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Construction rules were proposed by Maruyama its own behaviour and organization. This idea
(1963) and by Conway in his Game of Life, led to enormous developments in systemics. It
popularized by Gardner since 1972 in his column has been at the root of von Förster's own second-
in Scientific American, even before the appearance order cybernetics (how systems observe and
of the book. what implies the deliberately ambiguous expres-
These models have been used, for example, in sion observing systems), of Maturana's auto-
genetics (Kauffman, 1969 on) and for models of poiesis through organizational closure, of the
the brain (Dubois, 1986 on). The latter may be systemic psychology school, and of any systemic
considered an extension of the McCulloch and epistemology. His work influenced numerous
Pitts models. They are also related to properties other fields, and still undoubtedly will influence
of composite (or quasi) systems, i.e. not strongly them in the future.
integrated ones. Such properties are, for instance The next great cybernetist was Ashby, whose
avalanches, percolation, power laws and run- basic works appeared from 1951 to 1960.
away processes, all of which are now integrated in However, he was also a great systemist and
the more general theory of self-criticality. probably the one who did most to connect the
The field of automata is presently undergoing two sets of concepts. His friendship with von
an explosive development related to self- Förster may have been a crucial factor in this
organizing automata and so-called artificial life, sense. One of his most significant contributions
whose future could be awesome. was the understanding that a system should be
Von Neurnann was also seeking the grail of the 'richly joined', but not overly so. He clearly
self-reproducing automation, in fact a kind of explained that no system could operate, nor even
cyclical cybernetics. He may thus be considered exist, without 'constraints', but altogether that
as one of the forefathers of autopoiesis sufficient leeway was an absolute necessity for the
(Maturana and Varela, 1980) and hypercycles system to be adaptive. His homeostat model
(Eigen and Winkler, 1975; Eigen and Schuster, showed how a system made of interacting
1979). components may oscillate and settle within
Automata research is now a whole field in progressively self-defined limits of stability,
itself. Interesting classifications of the various throwing a new light on the nature of ergodicity.
types of automata have been proposed by Klir Another of his basic contributions was the
(1965) and Bunge (1979). famous 'law of requisite variety', which defined
Von Förster is yet another of that peculiar the general conditions of adaptiveness of a
brand of humanist scientists (among them system to the range of variability of its environ-
Wiener, Bertalanffy, McCulloch, Pask, Miller, ment. The law is one of the most general
etc.) who have illustrated systemics and cyber- systemic-cybernetic principles, as it is useful
netics. The key to his contribution is in the for the understanding of any type of system. An
following comment: 'the cybernetician must important corollary was the Conant-Ashby
apply his competence to himself lest he will lose principle according to which 'every good reg-
all scientific credibility'. This was his ulator of a system must be a model of that
programme at the Biological Computer Laborat- system'. This is a kind of original side glance on
ory at the University of Illinois (Urbana) from the independently developed concept of autop-
1957-1976, with collaborators like Ashby, oiesis. Ashby also expanded the meaning of
Löfgren, Pask and Maturana. The basic password redundancy, in relation to variety.
for his work is probably the German word Eigen, One of the most notable polymaths in cyber-
i.e. self-, now incorporated into the systenüc netics and systemics was Pask. He had that very
language as in eigenbehaviour, eigenelement, rare blend of talents which allowed him (apart
eigenfunction, eigenprocess, eigenvalue, and the from his interest in architecture, theatre and art in
like, not to mention the numerous expressions general) to create a number of practical devices,
beginning with 'self-'. No system could survive to be a successful consultant and, at the same
without the capacity to maintain and reproduce time, an outstanding theorist, who investigated

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210 C. François
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the implications of cybernetics for a wide range energy. He showed that such a process produced
of subjects. He explored the general self- increasingly wide oscillations in the dynamics of
organization conditions for learning, the mean- the system until a critical threshold of instability
ing of recursivity, the conditions of conversation was crossed. At such a point, bifurcations
and its relation to cognition - and much more. became possible towards higher complexity
He was one of those who 'humanized' cyber- through stabilized dissipative structures and a
netics (Pask, 1975, 1993). correspondingly higher level of minimum
It is not possible to situate the long-lasting entropy production. He also introduced the
influence of Prigogine on systemics at a specific concept of nucleation, showing that, at the
moment. His first works on the thermodynamics bifurcation point, any random event can become
of irreversible systems appeared in 1940 and 1947 decisive in the selection of the type of higher
and at the time did not escape the watchful mind level of organization. These are ponderous
of Bertalanffy. Prigogine was one of the first contributions to the general understanding of
(after De Donder) to try to escape from the yoke evolution, applicable to any class of evolving
of the initial thermodynamic models inspired systems, at least from chemistry and bio-
from Clausius and Boltzmann – in fact, models chemistry to biological and social evolution.
of ideally isolated systems, i.e. purely conceptual In synthesis, Prigogine reinstated irreversible
ones. These views precluded any satisfactory time in science and described understandable
explanation of life and evolution in the general dynamics in systems. His work is exerting a
direction of complexity and seemed to justify the powerful influence on the wider understanding
vitalist argument in biology – and the need for of systems (as shown by the great variety of his
Maxwell's demons (already 'exorcized', however, collaborators and students works).
by Szilard in 1929, who showed the practical A lonely voice during the 1950s was Rosen-
inapplicability of the 'isolated system' model). blatt's, the developer of the perceptron (1962), an
The pieces of the thermodynamic puzzle were electromechanical device able to recognize some
to be collected by Prigogine (and his co-workers patterns among a number of stimuli it is able to
in Brussels Free University and in Texas Univers- register. Truly, such a device could not be
ity at Austin) all along from the 1950s on, in a satisfactorily programmed, as observed by Min-
constant flow of papers and books. sky, whose preference went to top-down pro-
He was the first to understand clearly the grammed artificial intelligence based on the
compensation of energy degradation in terms of manipulation through algorithmic transforma-
structuration. He thus recuperated Bénard's tion rules of symbols representing knowledge. It
structuration through dissipation of energy, has now become clear, however, that parallel
which proved to be the key to the emergence of self-transforming natural systems do exist.
more complex systems. Minsky's own Society of the Mind (1986) (would
Moreover, he understood that energized it not be better called The Social Brain?) seems to
systems are practically at the same time accel- be an example. Moreover Hillis's connection
erators of entropy since they can construct their machine, Langton et al.'s Artificial Life and
structures and maintain them only by extracting a Rumelhart and McClelland's work on parallel
more important energy allowance from their distributed processing show that Rosenblatt's
environment and by increasing their production proposal, after all, did not lead into a dead
of entropy until they reach a stable level of end. Of course, so-called artificial life (AL) is in
energy dissipation, close to equilibrium, and in no way exclusive of our classical artificial
accordance with their acquired degree of struc- intelligence. AL is, however, a much more
tural organization. This was Prigogine's theorem difficult proposal because it is much less strictly
of minimum entropy production (1945). deterministic: ergodicity, chaos, sensibility to
Later on, Prigogine came to explain what initial conditions, stability conditions, stability
happened when a system was pushed far from margins and many other topics will have to be
equilibrium due to a massive absorption of considered.

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Some ethologists, not necessarily closely economies in relation to environment factors) are
connected with the systems movement, made still insufficiently researched. Maruyama called
interesting contributions to the pool of trans- this type of process 'second cybernetics', which
disciplinary concepts. Already in 1934, von should not be confused with the very different
Uexkull had developed an understanding of the 'cybernetics of second order' of von Förster.
environment as a percept, different from species In his 1962 paper on 'The architecture of
to species and even from individual to individual. complexity', Simon successfully tried to throw
Other ethologists, as for example Bonner (1955), more light on the concept of complexity, until
investigated the general social aspects of animal then merely a not very clear password. Of
life. Bonner explored, for instance, colonies of course, systems, as made of numerous inter-
cells and microorganisms or, at a higher level of acting components, and more generally identifi-
complexity, coordination and cooperation in able sets of specifically interacting components,
animal societies (ants, termites, beavers, deer, are to be clearly differentiated from simple
monkeys, seals). As these studies widely unorganized collections of elements. Simon
expanded and are still going on nowadays, it gave a variety of examples in his paper, but
seems possible that a very general systemic theory most of all made the difference crystal clear with
of sociality and its ways could finally emerge, his famous Hora and Tempus parable of two
possibly connected to the recent research in AL. watchmakers, one of them working in a systemic
Bonner also studied other systemic topics such as way, and the other merely in a linear sequential
differentiation, morphogenesis, patterns and limits way.
of growth, and symmetry. The discovery of criticality, as a characteristic
of quasi-systems, made clear quite recently that
complexity, i.e. structured organization, gener-
INNOVATORS (AFTER 1960) ally in levels, is a cardinal feature of systems-
complexity and systemicity are near synonyms,
After 1960, it becomes quite difficult to spot both concepts corresponding to a wide embra-
every innovator and to place her or him within cing way to describe many entities as perceived
the general landscape of systemics and cyber- by observers.
netics. Miller started to publish his papers on living
An interesting contribution was that of systems in Behavioral Science in 1965, while his
Maruyama, who introduced in 1963 his book came out in 1978. His descriptive classifi-
'deviation-amplifying mutual causal processes', cation was a milestone for systemics. It covers the
describing the role of positive feedback, part- whole universe of systems from the cell to the
icularly in the structuration of growing and man-planet system, leaving out only physico-
competing systems. The subject is close to von chemical and ecological ones. Moreover it creates
Neumann's automata and Conway's game of at the same time a taxonomy of parts, or sub-
life. However, it highlights another interesting systems (originally 19 of them; 20 in the most
angle, i.e. the antagonism between growth and recent version) and of levels of complexity (now
limiting factors, already considered during the eight of them, from seven originally). He added a
nineteenth century in a different way by Verhulst method for the discovery of cross-level iso-
and his logistic equation and developed by Lotka morphies, thus giving systemics a significant and
and Volterra during the 1920s. workable research tool. While many other
A limitless positive feedback, supposing a interesting systems classifications have been
considerable – but limited – source to feed proposed, none is as satisfactority horizontally and
on, would indeed quickly turn absolutely vertically structured, nor by far, as widely
destructive. So, it is important to study limits to embracing.
such a growth. Even today, it seems that positive Miller's taxonomy largely implies systemics in
feedbacks without any adequate braking process the same sense that Mendeleev's table of
(a characteristic and dangerous feature of our chemical elements implied chemistry and part

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212 C. François
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of physics and became a guideline for future signals or symbols, or conversely. Unfortunately
research. Both contain implicit principles of order this research line, akin to Bateson's second- and
which had never been clearly stated before. third-order learning, seems to have been
Living Systems surely enhanced the rational abandoned.
and scientific status of systemics and led it closer All of the aforementioned German cybernetists
to experimental research by defining much more and systemists very much deserve a wider
clearly the areas that could be covered, in a audience.
transdisciplinary way. Maturana's considerable contribution has been
Haken proposed and developed his 'syner- the discovery and elaboration of the concept of
getics' during the 1970s and 1980s (Haken, 1983). autopoiesis, i.e. self-production, which emerged
It amounts to a different and significant formula- from his research on the neurophysiology of
tion of systemics. Ashby's notion of constraints is perception with Lettvin, McCulloch and Pitts.
given here a considerable extension under the so- Autopoiesis, enounced in 1973 in collaboration
called slaving principle, the final synthesis of with Varela (both Chileans, see Maturana et al.,
multiple constraints between numerous elements 1980), is a multi-connected concept: it is signifi-
(Leibnitz!) in growing confinement. In this way, cant for problems of cognition, but also for the
systemic correlations and cooperation result in an self-reproduction of living systems (von Förster's
order parameter, a very general feature, that can eigenbehaviour, eigenvalue, etc,). Associated with
be observed from laser light, solitons, hexagonal autopoiesis are the significant concepts of self-
dissipation, etc, to territorial occupation and closure, self-reference, self-production process,
fashion fads. these latter also researched by Eigen. Autopoiesis
Synergetics creates conceptual bridges moreover is a cornerstone for autonomy.
between chaos theory and thermodynamics of Autopoiesis is equally significant for systemic
irreversible systems. It also helps to understand epistemology because it shows that which is
the genesis of complex systems, the general observed cannot be neatly abstracted and separ-
conditions of stability and synchronization ated from the observer's own condition. It has
phenomena (as for instance implosion, phase changed the whole perspective of systemics and
locking and stigmergy – see below). cybernetics (von Förster's second-order cyber-
Also in Germany, Eigen together with his netics).
coworkers Winkler (1973, 1975) and Schuster Klir elaborated from 1965 on his 'reconstruct-
(1978) investigated in a very synthetic way the ability analysis', whose aim is the establishment of
cyclical behaviour of many systems processes, a a suitable strategy to reconstruct an ill-under-
subject closely related to autopoiesis. They stood system from fragmentary data, mainly in
developed the important connective concept of order to solve systems problems. Klir situates his
hypercycle, a hierarchy describing the second- reconstructability, analysis as 'an offspring of
level circularity of a series of linked cycles. They Ashby's constraint analysis' (Klir, 1991).
showed its relation to attractors, automata, As many constraints are cross-level, Miller's
boundary conditions, dissipation, catalysis and methodology of creation of cross-level hypo-
self-catalysis, eigenvalues, thermodynamics of thesis could possibly be correlated with Klir's
irreversible systems, morphogenesis (understood methodology. In turn, it would be interesting to
as competitive stabilization), structural stability, apply it, for instance, to the construction of the
constrained growth, thresholds, and of course self- basic models of systems used in Forrester's
reproduction, i.e. autopoiesis. 'systems dynamics'.
Steinbuch introduced in 1961 his matrix We surely need better connections between so
models of learning, in German 'Lernmatrix'. He many interesting systemic and cybernetic con-
proposed a 'Lernhase', in which meanings cepts, models and tools.
become connected with signals or symbols, and The topic of hierarchy was widely explored by
a habilitated 'Kennphase', when the constructed Mesarovic and collaborators during the 1960s
connections are used to retrieve meanings from (Mesarovic et al., 1970). Their work, quite

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formalized, included multi-level structures, inter- group in systemics. Fuzzy sets are useful in
actions, conflict resolution, optimization and studies of classes with unsharp boundaries,
generally coordinability and coordination with which are numerous and very difficult to model.
an eye on decision-making. Correlatively fuzzy algorithms, fuzzy categories,
Hierarchies have also been investigated from fuzzy functions, fuzzy structures, fuzzy subsets
an ecological complexity perspective by Allen and fuzzy topological spaces have been intro-
and Starr (1982). A particularly interesting duced.
feature of their book is a critical glossary of The French mathematician Thom described in
many systemic terms. 1972 his models of structural stability, of
Apart from his timely proposals for the morphogenesis and of general morphology,
practical use of systemics in management later to be known as theory of catastrophes,
(1987a), van Gigch introduced into systemics i.e. sudden discontinuous changes. His table of
the very important translevel concept, generic- archetypal morphologies, however, covers prob-
ally characterized by the prefix 'meta-': meta- ably all of the possible changes that may occur in
system, metacontrol, metadecision-making, etc. a process. Among the topics considered we find
He thus translated to systemics - in cybernetic attractors, bifurcations, chreods, epigenesis,
terms of regulation and control – a much forms, gradients, Hamiltonian systems, infor-
clearer understanding of the deeper nature of mation, morphogenetic fields, various types of
hierarchic levels. The parallel with Russell and processes, singularities, symmetry-breaking, to-
Whitehead's reformulation of logics and with pological complexity and waves (see Thom,
Gödel's 'incompleteness' is striking. But he 1975).
translated these high-level abstractions to the Thorn's models have sometimes been put to
practical world of real hierarchical organizations. dubious uses by enthusiasts, but this does not
Curiously enough, some relationship of van detract from their importance for a deeper
Gigch's ideas with Mandelbrot's fractals (1977) understanding of many systemic and cybernetic
could be less far-fetched than supposed at first features.
glance. The basic concept in Mandelbrot's work, Chaos theory as the study of the irregular,
more than the fractal model itself, could be self- unpredictable behaviour of deterministic non-
similarity between levels of complexity. This linear systems is one of the most recent and
feature is obvious in every example of fractals important innovations in systemics. Complex
and this was so even a long time before the systems are by nature non-linear, and accord-
computer produced fractal images. Self-similarity ingly they cannot be perfectly reduced to linear
is already visible for instance in Koch curves, or simplifications. Notwithstanding, a good concept
in Sierpinski's sieves. Moreover, the concept of the complexities of non-linearity was lacking
seems very close to Weierstrass's renormalization until the mid-1970s. Chaos theory, whose
equation (showing self-similarity through a original preview was introduced by Poincaré, is a
superposition of harmonic terms at different collective construction of a number of mainly
scales in a curve – see West and Goldberger American, French and German researchers and
(1987) – and generally to the notion of scaling. mathematicians. It has renewed our views on
And more or less hidden self-similarity can be, determinism and randomness, now closely inter-
observed in graphical representation of also more twined. It is significant for many systemic
or less complex cyclical processes. A deeper processes, for instance irregular periodic beha-
exploration of the concept in different disciplines viour, bifurcations, instabilities and threshold
would possibly bring rich rewards. crossings. It also helps in reconsidering the
Still other new and important mathematical problems of forecasting and predictability in
and formal tools and models appeared between relation to initial conditions.
1960 and 1985. Another void in the formal scaffolding of
Zadeh proposed his fuzzy sets and fuzzy logic systemics has been covered recently by the
in 1965, thus starting a lively special interest theory of self-organized criticality (Bak,

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214 C. François
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Wiesenfeld and Chen, among others, 1988 on, and outstanding exception with Georgescu-Roegen's
in France by de Gennes). This theory studies work (1971). This author showed that economy is
quasi-systems, or composite systems, made of submitted to the thermodynamic laws, and
millions of elements interacting only over a short particularly to the irreversible and irrevocable
range and intermittently, with no discernible global increase of entropy.
organized subsystems. Examples, some of them Other authors - in the United States Odum
quite unexpected, are snow fields, sand heaps, (1971), from the ecological viewpoint, Daly
stock markets, ecosystems, geological faults and (1973) on the conditions of a steady-state
earthquakes, forest fires, traffic on highways and economy, Pimentel (1977) about the energy
panics in crowds. It could seemingly also be balance in agricultural production; in the United
applied to studying social behaviour in animal Kingdom Mishan (1967) about the costs of
societies (locust swarms, lemming mass economic growth; and in France, Passet (1979)
migrations). This listing shows that criticality is about economic sustainability in general – have
obviously a transdisciplinarian tool. It introduces tackled the subject. However, the main currents in
new aspects of the notions of instability, instab- economic thinking still ignore these very basic
ility thresholds, power laws and turbulence, as problems. As a result, as observed by Warfield,
well as new concepts and models as avalanches, economics in systemic terms is still largely a
chain reactions and flicker noise. Self-organized pending subject. This is at the same time a very
criticality is closely related to chaos, fractals, serious failure of systemics and a very dangerous
transition matrices and vortices. situation for mankind in general. Subjects like
Conway's game of life has been used to model global management of energy flows, ecological
critical situations in systems. accounting, specific and general national and
Another outstanding French cybernetician and global patrimonial accounting for sustainability,
systemist, active since 1950, Vallée has con- sources depletion and sinks saturation, waste
structed during the last 40 years under the recycling, etc., should urgently be researched
general name of 'epistemo-praxeology' an elab- through a systemic-cybernetic approach.
orate mathematical and logical theory of cogni- General systemic conditions, as short- and long-
tion as related to systems (1993, 1995). This work, term stability and instability thresholds, chaos,
based on a very wide knowledge of the relevant cycles and trends, dissipative structuration,
authors in the field (as for instance von Förster, criticality and power laws, could lead to a better
Maturana, McCulloch, Pitts and Wiener), intro- understanding of the whole subject and be quite
duces the notions of observation operator, useful in this task.
inverse transfer and epistemo-praxeologic loop De Greene in the United States has contributed
in order to clarify the deeper nature of the since 1988 a series of significant studies in
interrelations between the observer and that systemic terms on long cycles in economic and
which is observed. social systems. This work could lead to a
In 1977, Le Moigne, also French, published his renewed interest in this topic, important for any
first edition of his Théorie du Systeme Général, non-linear forecasting or planning activity.
which is in fact an attempt to establish a General Various social scientists, mainly from the
theory of modelization of complex systems of United States, made use of the concept of system,
any kind, i.e. a General systemography in particular since the periodic conferences
('le systeme, en général' in Le Moigne's own instated by Grinker and Ruesch in Chicago
words). This theory was reworked by the author during the 1950s (see Grinker, 1956). The
in 1983, 1990 and 1994 and is now a very rich participants freely used notions such as adapta-
source of insights into a synthetic understanding tion, autonomy, boundaries, communication
of systemics. nodes, effectors, energy system, environment,
Most theoretical and practical economists after Gestalt, hierarchy, homeostasis, information,
Boulding have consistently ignored systems levels, processes of interaction and communica-
concepts. However, there has been one tion, open systems, organization, circularity of

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Systemics and Cybernetics in a Historical Perspective 215
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processes, rhythms, structures, steady state, especially in the fourth volume of his Treatise
stability, stress, threshold, etc., showing clearly on Basic Philosophy: Ontology II. A World of
the influence of the then developing cybernetics Systems (Bunge, 1979).
and systems theory. Among the most prominent Finally, Troncale's (1985) widely developed
participants were Deutsch, Parsons, Rapoport paper on systemic thinking and modelling
(one of the founders of the original Society for methodology, unfortunately not sufficiently
General Systems Research), Thompson and known, seems fundamental if systemics and
Weiss. cybernetics are to be practically used specifically
To this list we may add Berrien (1968), Buckley in the future as useful transdisciplinarian tools
(whose compilations of 1967 and 1968 are still in their own right. The fact that Troncale's
useful), Vickers and Easton. However, the observations and proposals still largely remain
systemic movement in sociology never really unheeded reflects a quite frequent and regret-
took off, perhaps because most sociologists only table indifference for practicality in many
got a smattering of notions about systemics and in systemic circles.
many cases confused it with structuralism,
with functionalism or even with applied systems
analysis or with systems dynamics. SOME SIGNIFICANT RECENT
The controversy around Wilson's sociobiology CONTRIBUTIONS (AFTER 1985)
obscured still more the whole subject. Taking
into account the ever growing complexity of our Some other very recent developments should
societies, it would be urgent to reconsider anew still be signalled. One is the Hungarian Csanyi's
the whole field from an all-embracing systemic work on the 'replicative model of self-organiz-
viewpoint. ation' (1989), which should be neatly distin-
One interesting angle in this sense is guished from the autopoiesis model. This is a
Maruyama's concept of 'mindscapes', personal and significant step towards a General systemic
to a point cultural. understanding of systems genesis. Before becom-
In a different perspective von Glasersfeld has ing autopoietic (replicative in Csanyi's terminol-
been developing since 1976 his 'constructivism' as ogy), any system has to get through its own
a general reflection on the conditions of autogenesis, i.e. to' successfully become an
learning and knowing (see von Glasersfeld, identifiable and viable new entity ordered from
1995). He uses the following significant quotation formerly free elements.
of von Förster: 'Objectivity is the delusion that Csanyi describes the conditions - i.e. rules
observations could be made without an for a specific organizational process – needed
observer'. Consequently, von Glasersfeld's aim is for a minimal set of components to be able to
to discover how we perceive and construct start a replicative system and calls such a set the
reality, to retrace the ways we follow to construct autogenetic system precursors. Until such a set
concepts and to elaborate abstractions, and to does not start to develop functions it is a 'zero-
better understand the relation of the self with system'. The initial action of the rules is triggered
others and with the environment in general. by some energy input and leads quite swiftly to a
Such a work amounts to a cybernetic-systemic growingly differentiated organization which
theory of knowledge, which is needed to put the acquires closure through the appearance of
whole of cybernetic-systemic thinking into closed cycles and thus becomes self-replicative,
perspective i.e. autopoietic. This sequence is becoming one of
The Argentinian-Canadian epistemologist the most active fields of biological study and
Bunge developed a very acute critical study of promises to be a very general set of guidelines for
systemics as a scientific methodology, and in a the study of any type of social genesis and
sense philosophy. He debunked some myths sociality. The connection with Eigen's hyper-
concerning abusive holism, but at the same time cycles and the present research on AL is
revindicated the usefulness of systemics, noteworthy.

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216 C. François
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The new field of. AL, opened by various potentially useful. Three of the most significant
investigators - Brooks, Langton (1989) and among these are:
others in the United States (1989); Steels in the 'aura' (Prat), i.e. whatever traces remain of
Belgium; Delhaye and others in France, etc. is the system after its demise (petrified wood, a
leading to the discovery of uncanny similarities ship's wreck, Hammurabi's and Justinian's
between artificial and natural processes of social code, Aristotle's logics);
construction in systems, from cellular automata 'stigmergy' (Grassé), i.e. the alternate and
to social insects and, quite probably, human reciprocal transfer of structural and/or func-
societies. Sociality is obviously one of the most tional information from individuals to the
general topics to be covered in a transdisciplinar- system they are part of, or conversely;
ian way by systemics and cybernetics. 'invisibility' (de Zeeuw), i.e. the non-
Sabelli (an Argentinian physician and psychi- perception of some objects, features or situ-
atrist working in the United States) and collab- ations due to the insufficiency of our observa-
orators have been developing since 1985 a new tional competence.
and quite general systemic theory of processes,
which puts much emphasis on the dynamic I am convinced that there must still be a
aspects of systems and, furthermore, insists on number of other concepts or models of potent-
other characteristics such as symmetry-breaking, ially systemic generality scattered in some
process and structures oppositions, and thermo- (un)fairly unknown works of disappeared or
dynamical aspects mainly related to entropy. living researchers. We should dive for them in
Sabelli uses these concepts widely in biology, the deeps of literature.
physiology, psychology and social sciences, I dearly hope that I did not forget any
revealing some unexpected relations between important innovator in this study. If this should
these disciplines (1991). A better connection of be the case, victims should feel free to protest
Sabelli's work with other systemics theories is and I will be ready to amend!
still to be worked out. Systemics and cybernetics practitioners will be
In 1993, McNeil proposed still another quite considered in another paper: Beer, Checkland,
general systems theory based on a set of con- Warfield, Banathy, Ackoff, Mitroff and Linstone,
cepts reminiscent of the French Laville theory of Flood and Jackson, Johannessen and Hauan
whorls, or vortexes (Laville, 1950). McNeil, who among them.
was unaware of Laville's work, sees any system
as the result of dynamic interactions between
fields. Some of these lead, according to him, to BIBLIOGRAPHY
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