WHATS NEW 24 T H NOVEMBER 2012

1) SMART ORDER ROUTING (SOR) A newly introduced feature in order form while placing order(s) called Smart Order Routing (SOR). When a client places an order and mark the order as SOR, the best rates in both the exchanges for the scrip is searched for and order(s) is placed accordingly. Smart Order Routing (SOR) allows the trading engine to systematically choose the execution destination based on factors viz. price, costs, speed, likelihood of execution and settlement, size, nature or any other consideration relevant to the execution of the order.

Smart order would be allowed only in cash segment If scrip is listed only in one exchange, system will place order in that exchange only The order placed by the client will be splitted & sent to the exchange where there is best rate available for a particular quantity Smart order facility will not be available for AFTER MARKET ORDERS PRE- Open session

Kotak Securities

Right click option on the Order report to view Smart Order history.

Example of SOR Order Execution: Order: BUY 1000 Qty: Post risk & margin validation, system will check the market Depth of both exchanges (NSE/BSE)

NSE Qty 100 300 500 300 100 Price 75.5 76.5 77 78 79 Qty 200 100 400 200 200

BSE Price 74 75 76 77 78

System calculation for Order placement No. Exchange Qty 1 2 3 4 5 BSE BSE NSE BSE NSE 200 100 100 400 200

Orders sent to exchange will be as:

Order 1 Order 2 NSE BSE 300 700

Kotak Securities

2) TODAYS POSITION TAB Initially, the tabs available in Risk reports were Limits, Positions & Sell from existing tabs. The newly added tabs are Unbilled Positions & Todays Positions. Many a times, its crucial to know current position as compared to overall Positions. The Current Trading Day Trades and their position are beneficial to know exact status during trading hours. The Todays position tab is available on Risk Position - Net Position report in reports tab. Columns under the Todays Position tab is further divided into headers i.e. Current Trading Days Trades with Buy & sell Traded Quantity, value, Average rate columns, Net Incl. all with Net Traded Quantity, value columns, Average rate, Current Open orders with Buy Open Quantity, value Average Rate and other columns. The Positions is only for current trading day. If carried forward position is squared off the Todays Position would reflect only todays transactions.

3) PREVIOUS POSITION/UNBILLED POSITIONS TAB Displays unbilled positions detailed with security-wise pay-in date, margin details & BNSTG details. 4) MULTITASKING WITH ACTIVE BUY/SELL ORDER FORM When Buy/Sell Order form (modeless window) is active, the other components of the application (Watch list, Reports etc.) were not accessible. Now it is possible to access menus, tabs, watchlist, reports of the application while order form is active i.e. while placing order(s). 5) CHARTS WITH STUDY OPTIONS Charts can now be saved, for future references or analysis using the & Save the EOD/Intraday Charts.

Save

Trend Analysis

Full Chart icon available on the chart tool bar on

The Charts pane is newly introduced pane which can be combined with the left pane as tab with already present tabs i.e. Watchlists, Market Status, Active Clients tab or can be placed as an independent pane. Before this, charts were saved only as image (Charts as Bitmap) The EOD & Intraday charts for particular scrip is not only referred as it is, but also with additional marking/trends by the clients like Adding Indicators eg. Simple Moving Average for particular scrip.

Kotak Securities

9 Save Trend Analysis: - Saving the scrip with indicators, lines and referring it the next time will display the current status on the saved trends. It is dynamic analysis for the already saved trends.

Facilitates to save as template, if saved and then selected, the current live rate trends would be displayed in the saved template. Available scrip-wise, as per selection done and saved. Available for EOD,INTRADAY and INDEX charts

o o

9 Save Full Chart: - It would be static, but a full chart for selected scrip. Saved and selected later would not change but can be viewed to compare. o Facilitates to save full chart, saved and then selected would display only the same saved chart with trend if any added. Available for EOD,INTRADAY and INDEX charts

For pane on the left side - Three category-wise folders (EOD, Intraday, Index) are available and the chart will be automatically saved into respective folder.

6) PROFILE SAVE OPTION IN ORDER & TRADE REPORTS Any columns removed temporarily from the Order & Trade book and thus closed, the same view (profile) with the wanted columns would be available whenever you open it for the next time. It helps in customization as per user requirements. Now, if you want to view all the columns again, right-click to activate the select columns option using the field chooser dialog. With the field chooser, you can drag column(s) of your choice to be added. 7) MY HOLDINGS LIST IN THE WATCHLIST TAB ALONG WITH CHARTS AND MARKET STATUS TAB IN THE LEFT PANE Under the My Holdings, two new headers are added o My Investments:- Displays all scrips from DP in a new watchlist called My Investments o My Positions:- Displays currents positions.

Kotak Securities

8) LIMITS TAB Three classifications:- CASH, DERIVATIVES, BSE DERIVATIVES. The rows are similar as previous version.

9) TRADE SMART The Trade Smart column is introduced in the Watchlist to know suggested trading pattern for scrips (Bearish, bullish, others). The icon reflecting the suggested option would be updated in the watchlist, thus the client can take their trading decision.

Kotak Securities

On click, it is redirected to the weblink for that scrip with company details. It is handy trading tool to have idea of the selected companys scrip performance from the watchlist itself. 10) 52 WEEK HIGH / LOW COLUMNS INTRODUCED

In Watchlist two new columns called 52 Week High & 52 Week Low are added.

In market depth two new columns called 52 Week High & 52 Week Low are added.

Kotak Securities

11)

KEATPROX ORDER/TRADE CONFIRMATION

In the Messages pane located in the bottom of the main screen, the confirmation would be display in Trading tab. 12) AMO TRADE CONFIRMATION SMS confirmation for AMOs would be sent to clients.

Kotak Securities