Foia Logs Sec Fy2006-07

Description of document:
FOIA CASE LOGS for: the United States Securities and Exchange Commission (SEC) for FY 2006 FY 2007 12-November-2007 11-April-2008 21-May-2008 Requests Report - Received between 10/01/2005 and 09/30/2006, Received between 10/01/2006 and 04/02/2008 29-September-2005 01-April-2008 Securities and Exchange Commission Office of FOIA and Privacy Act Operations 100 F Street, NE Washington, DC 20549-5100 Phone: 202-551-8300 Fax: 202-772-9336 e-mail: foiapa@sec.gov
Requested date: Released date: Posted date: Title of Document
Date/date range of document: Source of document:
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

STATION PLACE 100 F STREET, NE WASHINGTON, DC 20549
Office of Freedom of Information & Privacy Act Operations
Mail Stop 5100
April 11, 2008
Re:
Freedom of Information Act (FOIA), 5 U.S.C. Request No. 08-01838-FOIA
552
This letter responds to your request, dated November 12, 2007, and received in this office on November 19, 2007, for FOIA Case Logs for the time period of FY 2006 and FY 2007 to the present. We have determined to release the FOIA Case Logs for the time period FY 2006 and FY 2007 to the present except for privacy act requesters names and the description of the requests, the release of which could constitute a clearly unwarranted invasion of personal privacy under 5 U.S.C. 552 (b) (6), 17 CFR. 80 (b) (6) . You have the right to appeal our decision, to our General Counsel under 5 U.S.C. 552(a) (6), 17 CFR 200.80 (d) (5) and (6). Your appeal must be in writing, clearly marked "Freedom of Information Act Appeal," and should identify the records at issue. The appeal may include facts and authorities you consider appropriate.
08-01838-FOIA April 11, 2008 Page Two
Send your appeal to the FOrA/Privacy Act Office of the Securities and Exchange Commission located at Station Place, 100 f Street NE, Mail Stop 5100, Wa3hington, D.C. 20549, or deliver it to Room 1120 at that address. Also, send a copy to the SEC Office of the General Counsel, Mail Stop 9612, or deliver it to Room 1120 at the Station Place address. If you have any questions, please contact Aaron Taylor of my staff at (202) 551-8318 Sincerely, FOrA/Privacy Act Officer
by: Brenda L. Fuller FOrA/Privacy Act Branch Chief
Securities and Exchange Commission 100 F Street NE Washington, DC 20549-5100
Requests Report
Received between 10/01/2005 and 09/30/2006
Request ID
06-00001-APPS 06-00001-CHAI 06-00001-CONG 06-00001-FOIA 06-00001-GOVT 06-00001-PA 06-00001-PAAM 06-00002-APPS 06-00002-CHAI 06-00002-FOIA 06-00002-FOPA 06-00002-GOVT 06-00002-PA 06-00003-APPS 06-00003-CHAI 06-00003-FOIA 06-00003-PA 06-00004-APPS 06-00004-CHAI 06-00004-FOIA 06-00004-FOPA 06-00005-APPS 06-00005-CHAI 06-00005-FOIA 06-00005-FOPA 06-00005-PA 06-00006-APPS 06-00006-CHAI 06-00006-FOIA 06-00006-FOPA 06-00007-APPS 06-00007-CHAI
Requester Name
Smith, Randall Trammui, Reginald Martin, Dan Helie, Ide-Marie Edwards, Mark b6 b6 Gavin, J. Patrick Turetsky, Mona Gavin, J. Patrick b6 Romanathan, Karthik b6 Gavin, J. Patrick Hettler, Richard Harrison, Richard b6 Gavin, J. Patrick Turetsky, Mona Harrison, Richard b6 Gavin, J. Patrick Williamson, Pat Harrison, Richard b6 b6 Gavin, J. Patrick Martin, Dan Harrison, Richard b6 Gavin, J. Patrick Hertz, Matthew
Organization
Law Offices of Randall David Smith Attica Correctional Facility Jersey Financial Services Commission Recombinant Capital Inc. CheckFund Manager LLC Larger B2B/MOTO/Internet Accounts SEC Insight SEC Insight Department of the Treasury SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Thomson Financial Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. IT Specialist SEC Insight CNBC
Request Description
Struthers Industries Inc SEC Stock Broker Services Test Elizabeth Goot and Joseph Bruno Mr David Luke Tentinger test b6 b6 BJ Services complaints against Brokerge Houses Ionatron Inc b6 Treasury note futures contracts b6 Bradley Pharmaceuticals Polaroid Holding Company Saflink Corp (File # 333126185) b6 Cablevision Systems Corporation aka CSC Holdings Inc Paine Webber Inc and UBS Financial Services Smart Modular Technologies Inc (File # 333127442) b6 Collins & Aikman Norsk Hydro and Exxon Nanogen Inc (File # 333125975) b6 b6 Excel Maritime Elisabeth Goot and Joseph N Bruno Genomic Health Inc (File # 333126626) b6 CSK Auto Gary Aguirre
Requested Date
9/29/2005 12/9/2005 5/24/2006 9/30/2005 9/6/2006 10/27/2005 9/18/2006 9/29/2005 2/3/2006 9/30/2005 10/10/2005 8/30/2006 2/16/2006 9/29/2005 3/17/2006 10/3/2005 3/10/2006 9/29/2005 3/23/2006 10/3/2005 10/17/2005 9/29/2005 3/29/2006 10/3/2005 10/31/2005 4/22/2006 9/29/2005 5/24/2006 10/3/2005 10/25/2005 9/29/2005 7/3/2006
Closed Date
1/26/2006 4/1/2008 10/4/2005 4/1/2008 3/24/2008 11/3/2005 2/23/2006 11/2/2005 10/3/2006 3/15/2006 11/2/2005 3/31/2006 4/6/2006 11/3/2005 4/13/2006 11/9/2006
Final Disposition
(b)(7)(C) NAR;RTA CAN NIF CAN CAN Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Completely upheld Other Reasons Other Reasons Denied in full Other Reasons Completely upheld Denied in part Other Reasons Completely upheld Other Reasons Other Reasons
Exemption Cited
10/18/2005 Completely upheld
10/28/2005 Other Reasons
5 USC 552a(d)(2) 17 CFR 200.37 (b)(7)(A) MOT WIT NIF (b)(8) NIF (b)(7)(A) (b)(2);(b)(5);(b)(6);(b)(7)(C) ;FEE WIT NIF (b)(7)(A) FEE RTW NIF NIF NIF WIT NIF CAN NIF MOT WIT WIT WIT CAN
10/26/2005 Other Reasons 6/9/2006 4/4/2006 11/3/2005 4/23/2007 12/1/2006 6/19/2006 4/16/2007 12/6/2007 7/20/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
06-00007-FOIA 06-00008-APPS 06-00008-CHAI 06-00008-FOIA 06-00009-APPS 06-00009-FOIA 06-00009-FOPA 06-00010-APPS 06-00010-FOIA 06-00010-FOPA 06-00011-APPS 06-00011-FOIA 06-00011-FOPA 06-00012-APPS 06-00012-FOIA 06-00012-FOPA 06-00013-APPS 06-00013-FOIA 06-00014-APPS 06-00014-FOIA 06-00014-FOPA 06-00015-APPS 06-00015-FOIA 06-00016-APPS 06-00016-FOIA 06-00016-FOPA 06-00017-APPS 06-00017-FOIA 06-00017-FOPA 06-00018-APPS 06-00018-FOIA 06-00019-APPS 06-00019-FOIA 06-00020-APPS 06-00020-FOIA 06-00021-APPS 06-00021-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Martin, Dan Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Gavin, J. Patrick Newman, Alan Harrison, Richard Smock, Virgil Harrison, Richard Duggan, Gerald Harrison, Richard SEC Insight SEC Insight -
Organization
Digitas Inc
Request Description
Excel Technology Town of Babylon Recruitsoft Inc (File # 333114093) Nelnet Odyssey Marine Exploration Inc (File # 33312650) b6 Premcor Clean Harbors Inc (File # 333126193) b6 Systemax Clean Harbors Inc (File # 333126205) b6 MBIA Inc FedEx Corporation b6 Veeco Instruments Inc Abraxas Petroleum Corp (File # 333127480) NBTY Inc Plains All American Pipeline LP (File # 333126447) EEO Complaint Par Pharmaceutical aka Pharmaceutical Resources North Pointe Holdings Corp (File # 33312220) Sara Lee Uranium Resources Inc /DE/ (File # 333127745) b6 Mercury Interactive Corporation Inverness Medical innovations Inc b6 Tidewater Alcoa Inc Overstock com Valueclick Inc /CA Virgil G Smock US Airways Group Inc Xylogics Inc Attunity Ltd (File # 333122937)
Requested Date
9/30/2005 9/29/2005 8/21/2006 10/3/2005 9/29/2005 10/3/2005 11/2/2005 9/29/2005 10/3/2005 12/5/2005 9/29/2005 10/3/2005 12/7/2005 9/29/2005 9/30/2005 12/7/2005 9/29/2005 10/3/2005 9/29/2005 10/3/2005 12/27/2005 9/29/2005 10/3/2005 9/29/2005 10/3/2005 1/5/2006 9/29/2005 10/3/2005 1/11/2006 9/29/2005 10/3/2005 10/6/2005 10/3/2005 10/6/2005 10/3/2005 10/19/2005 10/3/2005
Closed Date
9/20/2007 12/6/2007 9/6/2006 2/11/2008 11/7/2005 11/6/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons NIF WIT MOT WIT (b)(7)(A) RTW NIF NIF WIT NIF (b)(7)(A) WIT (b)(7)(A) (b)(7)(A) WIT FEE NIF RTW
Exemption Cited
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
12/21/2005 Other Reasons 6/14/2006 4/16/2007 12/9/2005 11/3/2005 4/16/2007 3/6/2006 1/17/2008 1/5/2006 9/27/2006 2/28/2006 1/3/2008 9/18/2006 4/16/2007 11/3/2005 4/16/2007 2/17/2006 9/26/2006 1/14/2008 11/7/2007 Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Completely reversed Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Denied in part WIT (b)(7)(A) WIT NIF WIT FEE (b)(7)(A) WIT (b)(6) (b)(7)(A) NIF;WIT WIT (b)(7)(A) (b)(7)(C) RTW
12/12/2005 Completely upheld 11/26/2007 Other Reasons 5/22/2006 4/16/2007 1/18/2008 7/24/2006 Other Reasons Granted in full Completely upheld
Completely reversed -
Request ID
06-00021-FOPA 06-00022-APPS 06-00022-FOIA 06-00022-FOPA 06-00023-APPS 06-00023-FOIA 06-00024-APPS 06-00024-FOIA 06-00024-FOPA 06-00025-APPS 06-00025-FOIA 06-00026-APPS 06-00026-FOIA 06-00027-APPS 06-00027-FOIA 06-00028-APPS 06-00028-FOIA 06-00028-FOPA 06-00029-APPS 06-00029-FOIA 06-00030-APPS 06-00030-FOIA 06-00030-FOPA 06-00031-APPS 06-00031-FOIA 06-00031-FOPA 06-00032-APPS 06-00032-FOIA 06-00032-FOPA 06-00033-APPS 06-00033-FOIA 06-00033-FOPA 06-00034-FOIA 06-00034-FOPA 06-00035-APPS 06-00035-FOIA 06-00035-FOPA 06-00036-APPS 06-00036-FOIA 06-00037-APPS b6
Requester Name
SEC Insight Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Hughes, Siobhan Gavin, J. Patrick Mierzejewski, Mark b6 Gavin, J. Patrick Cannizzaro, Justin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Bigelow, Brandon b6 Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Cannizzaro, Justin b6 Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick DePeau, Andrew b6 Cannizzaro, Justin b6 Gavin, J. Patrick Gavin, J. Patrick b6 Swiantek, Stacey Gavin, J. Patrick Behar, Jonathan
Organization
b6
Request Description
Philadelphia Consolidated Holding Corp Donar Enterprises Inc (File #333126721) b6 Brightpoint Inc Adelphia Communications Corp Elan Corp Parkcentral Capital Management LP b6 The Kroger Co Michael E Block NUI Corp Allied Defense Group Inc Dynacq Community Investors Bancorp Inc Nucor Allocation Plus Asset Management b6 Terayon Communication Systems Inc Steven Blasnik Ballys Total Fitness Holding Sanjay Dasgupta b6 Charles Schwab Genesis Microchip Inc b6 eFunds 4Kids Entertainment Inc b6 Orthodontic Centers of America Nadeem Walji b6 David Aidi b6 Orthodontic Centers Of America Actuant Corporation b6 General Motors Corporation Hayes Lemmerz International Inc ConAgra Foods Inc
Requested Date
1/24/2006 10/27/2005 10/3/2005 1/25/2006 10/27/2005 9/30/2005 11/7/2005 9/30/2005 1/4/2006 11/7/2005 9/30/2005 11/7/2005 9/30/2005 11/7/2005 10/3/2005 11/7/2005 9/30/2005 2/23/2006 11/7/2005 9/30/2005 11/7/2005 9/30/2005 2/23/2006 11/7/2005 9/30/2005 2/23/2006 11/7/2005 9/30/2005 2/23/2006 11/7/2005 9/30/2005 3/11/2006 9/30/2005 3/19/2006 11/9/2005 9/30/2005 3/2/2006 11/3/2005 9/30/2005 11/9/2005
Closed Date
2/6/2006 5/1/2006 5/16/2007 2/8/2006 5/3/2006 12/6/2006 3/1/2006 10/4/2005 2/15/2006 2/28/2006 10/4/2005 3/3/2006 9/28/2007 2/27/2006 9/28/2007 2/22/2006 4/18/2006 6/28/2006 10/6/2005 3/22/2006 10/6/2005 3/8/2006 3/27/2006 12/6/2007 3/6/2006 3/3/2006 3/28/2006 5/8/2006 10/5/2005 1/15/2008 10/5/2005 3/23/2006 5/8/2006 6/18/2007 4/8/2006 2/21/2006 1/2/2008
Final Disposition
Other Reasons Completely upheld Other Reasons Granted in full Completely upheld Denied in full Partially reversed Other Reasons Other Reasons Partially reversed Other Reasons Partially reversed Other Reasons Partially reversed Granted in full Partially reversed Other Reasons Other Reasons Other Reasons Partially reversed Other Reasons Other Reasons Partially reversed Other Reasons Other Reasons Partially reversed Other Reasons Partially reversed Other Reasons Other Reasons Other Reasons Other Reasons Partially reversed Other Reasons Granted in full Completely upheld Other Reasons NPF (b)(7)(A) RTW (b)(7)(A) (b)(7)(A)
Exemption Cited
Global Securities Information, Inc. SEC Insight Dow Jones Newswires SEC Insight Check Fund Manager LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Bingham McCutchen SEC Insight Check Fund Manager LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. EACM Advisors LLC SEC Insight SEC Insight GSO Capital Partners SEC Insight Lerach Coughlini Stoia Geller Rudman & Robbins LLP
(b)(2);(b)(5);(b)(7)(C) NIF NIF (b)(2);(b)(5);(b)(7)(C) NIF (b)(2);(b)(5);(b)(7)(C) NIF (b)(2);(b)(5);(b)(7)(C);(b)(8) (b)(2);(b)(5);(b)(7)(C);(b)(8) (b)(7)(A) NAR NIF NIF (b)(2);(b)(5);(b)(7)(C) NIF NIF (b)(2);(b)(5);(b)(7)(C) WIT NIF (b)(2);(b)(5);(b)(7)(C);NIF NIF;WIT NAR (b)(2);(b)(5);(b)(7)(C);NIF NIF WIT NIF NIF (b)(2);(b)(5);(b)(7)(C) NIF (b)(7)(A) WIT (b)(7)(A)
10/28/2005 Denied in full
Request ID
06-00037-FOIA 06-00037-FOPA 06-00038-APPS 06-00038-FOIA 06-00038-FOPA 06-00039-APPS 06-00039-FOIA 06-00039-FOPA 06-00040-APPS 06-00040-FOIA 06-00040-FOPA 06-00041-APPS 06-00041-FOIA 06-00041-FOPA 06-00042-APPS 06-00042-FOIA 06-00043-APPS 06-00043-FOIA 06-00043-FOPA 06-00044-APPS 06-00044-FOIA 06-00045-APPS 06-00045-FOIA 06-00046-APPS 06-00046-FOIA 06-00046-FOPA 06-00047-APPS 06-00047-FOIA 06-00047-FOPA 06-00048-APPS 06-00048-FOIA 06-00048-FOPA 06-00049-APPS 06-00049-FOIA 06-00049-FOPA 06-00050-APPS 06-00050-FOIA 06-00050-FOPA 06-00051-APPS 06-00051-FOIA b6
Requester Name
Endicott, Robert Gavin, J. Patrick DePeau, Andrew b6 Gavin, J. Patrick Gavin, J. Patrick b6 Ahern, Patrick Harrison, Richard b6 Reilly, Thomas Harrison, Richard b6 Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Bryan Cave LLP SEC Insight
Organization
Stereotaxis b6
Request Description
Requested Date
10/1/2005 4/3/2006 11/17/2005 9/30/2005 2/3/2006 11/17/2005 9/30/2005 3/3/2006 11/18/2005 10/3/2005 3/3/2006 11/15/2005 10/3/2005 12/14/2005 11/17/2005 9/30/2005 11/17/2005 10/3/2005 4/4/2006 11/17/2005
Closed Date
10/4/2005 1/27/2006 10/4/2005 4/11/2006 1/27/2006 2/26/2008 4/6/2006 2/2/2006 2/28/2008 4/13/2006 5/1/2006 8/8/2007 4/19/2006 3/21/2007 1/23/2008 6/20/2006 5/30/2006 5/8/2006 6/9/2006 -
Final Disposition
Granted in full Partially reversed Other Reasons Other Reasons Partially reversed Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Partially reversed Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons -
Exemption Cited
ConaAgra Foods Duma Capital Partners LP b6 ConAgra Foods AEGON NV b6 The Island ECN Inc SSA Global Technologies Inc b6 Aggregate "fail to deliver" data supplied to the SEC by NSCC Concerto Software Inc b6 Utstarcom Inc AFLAC Corporation Utstarcom Inc FASTCLICK INC b6 Utsarcom Inc
(b)(7)(A);MOT NIF NIF (b)(7)(A);MOT WIT NIF (b)(8) NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) WIT (b)(7)(A) RTW NIF MOT WIT NIF (b)(7)(A) NIF NIF (b)(7)(A) 5 USC 552a(d)(2) 17 CFR 200.37 NIF RTW NIF (b)(7)(A) FEE (b)(7)(C) WIT NAR NIF -
Cotal Systems, Inc. SEC Insight SEC Insight Baker & McKenzie Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. HWB Esq PLLC SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc.
America West Airlines Inc Consortium of Strategic 10/3/2005 Investors Cree Inc 11/23/2005 E PIPHANY INC IMS Health Incorporated Aspect Communication Corp b6 Terex Corporation Alcan Inc b6 Amkor Technology Inc CRT Properties Inc b6 USEC Inc Eco Performance Fund 333-128602 b6 Dobson Communication Corporation Trizetto Group Inc b6 Credit Acceptance Corporation Videsh Sanchar Nigam Ltd 10/3/2005 11/29/2005 10/3/2005 4/6/2006 11/23/2005 9/30/2005 4/22/2006 11/23/2005 10/3/2005 4/25/2006 11/23/2005 10/3/2005 4/25/2006 11/23/2005 10/3/2005 4/25/2006 11/23/2005 10/3/2005
11/28/2007 Other Reasons 2/28/2008 3/9/2006 3/6/2008 6/29/2006 6/27/2007 7/28/2006 9/29/2006 5/31/2006 6/30/2006 9/28/2006 1/29/2008 4/16/2007 5/9/2006 1/30/2006 Other Reasons Completely upheld Other Reasons Other Reasons Granted in full Denied in full Other Reasons Other Reasons Granted in full Other Reasons Partially reversed Other Reasons Other Reasons Other Reasons
10/10/2007 Granted in full
Request ID
06-00051-FOPA 06-00052-APPS 06-00052-FOIA 06-00052-FOPA 06-00053-APPS 06-00053-FOIA 06-00054-APPS 06-00054-FOIA 06-00055-APPS 06-00055-FOIA 06-00055-FOPA 06-00056-APPS 06-00056-FOIA 06-00056-FOPA 06-00057-APPS 06-00057-FOIA 06-00057-FOPA 06-00058-APPS 06-00058-FOIA 06-00059-APPS 06-00059-FOIA 06-00059-FOPA 06-00060-APPS 06-00060-FOIA 06-00061-APPS 06-00061-FOIA 06-00062-APPS b6
Requester Name
SEC Insight SEC Insight SEC Insight Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Gross, Phil Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Reilly, Thomas
Organization
b6
Request Description
R G Financial Corporation Alderwoods Group Inc b6 Waters Corporation US Airways Group Inc 333-126226 Wild Oats Markets Valueclick Inc CA 333-127804 Equity One Inc Wild Oats Markets Inc 333-118406 b6 Ford Motor Company TRX Inc GA 333-124741 Phil Gross Adtran Inc Allied Waste Industries Inc b6 Apparel Group Inc Residential Funding Corp 333-126640 W Holding Co Inc Kite Realty Group Trust 333-127586 testing test United Industrial Corporation Massachusetts Health Education Tax Exempt Trust 333-127231 Choicepoint Inc Trident Microsystems Inc 333-126625 aggregate "fail to deliver" share data, including grandfathered fails supplied to the Commissiond by the NSCC Diamondback Capital Management LLC b6 Seagate Technology Inc Acadia Pharmaceuticals Inc b6 FSC Securities Corp Amy B Gray b6 General Motors Corporation Private Advisors Stable Value Fund Ltd b6 Shurgard Storage Centers Inc
Requested Date
4/25/2006 11/23/2005 9/30/2005 5/12/2006 11/22/2005 10/3/2005 11/23/2005 10/3/2005 11/23/2005 10/3/2005 5/25/2006 11/23/2005 10/3/2005 5/31/2006 11/23/2005 9/30/2005 6/1/2006 11/23/2005 10/3/2005 11/23/2005 10/3/2005 6/14/2006 11/23/2005 10/3/2005 11/23/2005 10/3/2005 11/16/2005
Closed Date
5/31/2006
Final Disposition
Other Reasons NIF (b)(7)(A) WIT NIF NIF RTW NIF WIT NIF RTW
Exemption Cited
12/29/2005 Completely upheld 11/29/2007 Other Reasons 6/6/2006 Other Reasons 12/13/2005 Other Reasons 12/12/2006 Granted in full 3/18/2008 7/26/2006 4/3/2006 7/25/2007 6/14/2006 1/10/2007 1/25/2006 5/10/2007 6/22/2006 9/25/2006 2/15/2007 9/28/2007 3/28/2008 2/21/2006 6/30/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Completely upheld Granted in full Other Reasons Completely upheld Granted in full
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. b6 SEC Insight Global Securities Information, Inc. SEC SEC Insight SEC Insight United R Syndications LLC SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. ASSOCIATED PRESS SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. -
10/23/2006 Denied in part
(b)(2);(b)(5);(b)(7)(A);(b)(7) (C);(k)(5) FEE NIF (b)(7)(A) RTW (b)(7)(A) CAN (b)(7)(A) NIF;WIT -
12/20/2007 Other Reasons 10/2/2007 5/1/2006 Granted in full
06-00062-FOIA 06-00062-FOPA 06-00063-APPS 06-00063-FOIA 06-00063-FOPA 06-00064-APPS 06-00064-FOIA 06-00064-FOPA 06-00065-APPS 06-00065-FOIA 06-00065-FOPA 06-00066-APPS
Lynch, Megan b6 Gavin, J. Patrick Gavin, J. Patrick b6 Ziegler, Robert Carpenter, Danielle b6 Gavin, J. Patrick Carpenter, Danielle b6 Gavin, J. Patrick
CheckFund Manager LLC SEC Insight SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight
10/3/2005 7/17/2006 11/29/2005 10/3/2005 6/26/2006 11/17/2005 10/3/2005 7/24/2006 11/23/2005 10/3/2005 7/24/2006 11/23/2005
10/4/2005 8/10/2006 2/28/2006 8/4/2006 10/6/2005 9/20/2006 7/28/2006 5/8/2006
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons
NIF (b)(7)(A) MOT WIT NIF NIF NIF (b)(7)(A) NIF NIF CAN
11/16/2006 Other Reasons 10/11/2005 Other Reasons
Request ID
06-00066-FOIA 06-00066-FOPA 06-00067-APPS 06-00067-FOIA 06-00068-APPS 06-00068-FOIA 06-00068-FOPA 06-00069-APPS 06-00069-FOIA 06-00070-APPS 06-00070-FOIA 06-00070-FOPA 06-00071-APPS 06-00071-FOIA 06-00072-APPS 06-00072-FOIA 06-00073-APPS 06-00073-FOIA 06-00073-FOPA 06-00074-APPS 06-00074-FOIA 06-00074-FOPA 06-00075-APPS 06-00075-FOIA 06-00076-APPS 06-00076-FOIA 06-00076-FOPA 06-00077-APPS 06-00077-FOIA 06-00077-FOPA 06-00078-APPS 06-00078-FOIA 06-00078-FOPA 06-00079-APPS 06-00079-FOIA 06-00080-APPS 06-00080-FOIA 06-00081-APPS 06-00081-FOIA b6
Requester Name
Lynch, Megan Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew b6 Reilly, Thomas DePeau, Andrew Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Carpenter, Danielle b6 Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick Gavin, J. Patrick b6 Gavin, J. Patrick DePeau, Andrew b6 Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Haselton, Alicia Reilly, Thomas Lynch, Megan SEC Insight
Organization
CheckFund Manager LLC b6 XL Capital Ltd
Request Description
Lawerence Joseph Sapanski
Requested Date
10/3/2005 7/27/2006 11/23/2005 10/3/2005 11/23/2005 10/3/2005 7/20/2006 11/23/2005 10/3/2005 11/23/2005 10/3/2005 8/6/2006 11/30/2005 10/3/2005 11/23/2005 10/3/2005 11/23/2005 10/3/2005 7/28/2006 11/23/2005 10/3/2005 7/31/2006 11/23/2005 10/3/2005 11/23/2005 10/3/2005 9/14/2006 11/23/2005 10/3/2005 8/30/2006 11/23/2005 10/3/2005 7/18/2006 11/23/2005 10/3/2005 11/29/2005 10/3/2005 11/28/2005 10/3/2005
Closed Date
10/6/2005 8/25/2006 8/22/2006
Final Disposition
Other Reasons Other Reasons Other Reasons NIF RTO NIF NIF (b)(7)(A) NIF;WIT NIF WIT NIF WIT NIF NIF NIF NIF WIT NIF NIF WIT NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF WIT NIF (b)(7)(A) WIT (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF
Exemption Cited
International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. F.C.I. Elkton Cotal Systems, Inc. SEC Insight Greenwich-Van Advisors LLC SEC Insight SEC Insight SEC Insight Greenwich-Van Advisors LLC HWB Esq PLLC SEC Insight Greenwich-Van Advisors LLC SEC Insight SEC Insight SEC Insight SEC Insight FCI Terminal Island SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight Capital District Information CheckFund Manager LLC
Housing Trust Group of Florida LLC Audible Consolidated Edison Inc b6 eBay Inc Accredo Health Incorporated Crown Castle International Corp KS Capital Partners b6 aggregate granfathered "fail to deliver" data supplied to the SEC by the NSCC Jeffrey L Berkowitz Vulcan Materials Company Private Advisors Alternative Asset Fund (QP) LP Steel Dynamics Inc Illinois Tool Works Inc b6 Duke Energy Corporation Rafael Astruc b6 Antigenics Inc Private Advisors LLC AmeriVest Properties Inc Baker Hughes Incorporated b6 NovaStar Financial Inc Baldor Electric Company b6 Aquila Inc Cramer Berkowitz Partners LP Inc b6 Applied Materials Chatham Asset Management Saks Inc Multicanal SA aggregate fail to deliver data supplied to the SEC by the NSCC Anthony Ralph Melchiorre
10/11/2005 Other Reasons 12/19/2005 Completely upheld 1/15/2008 9/12/2006 Other Reasons Other Reasons
11/28/2007 Other Reasons 10/12/2005 Other Reasons 11/28/2007 Other Reasons 10/5/2005 8/30/2006 5/1/2006 10/6/2005 10/6/2005 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/12/2005 Other Reasons 1/17/2008 9/11/2006 10/5/2005 10/3/2006 11/2/2005 9/14/2006 1/23/2008 9/19/2006 5/5/2006 1/8/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons
10/23/2006 Granted in full 12/16/2005 Completely upheld 10/4/2005 Other Reasons 10/26/2006 Other Reasons 12/13/2005 Completely upheld 10/5/2005 8/22/2006 5/1/2006 10/6/2005 Other Reasons Other Reasons Other Reasons Other Reasons 12/15/2005 Completely upheld
Request ID
06-00082-APPS 06-00082-FOIA 06-00083-APPS 06-00083-FOIA 06-00084-APPS
Requester Name
Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Carpenter, Danielle Reilly, Thomas SEC Insight
Organization
Cotal Systems, Inc. SEC Insight Greenwich-Van Advisors LLC -
Request Description
Microstrategy Incorporated Michael C Kempner Bank of America Corporation Louis W Moelchert daily aggregate mark to market value of fail to delivers supplied to Commission by the NSCC Republic Airways Holdings Inc 333-84092 Aggregate fail to deliver data Charles M Johnson aggregate grandfathered fail to deliver data Zander Capital Management LLC Phoenix Technologies Ltd Ramesh S Akella American Italian Pasta Mark McKelvie Online Resources Corporation Rohit Phansalkar Cendant Corporation (April 2005) Thomas W Coleman Jr Overstock com Inc Shekhar G Wadekar Proposals for transactions in securities Stuart A Quan lack of response from FOIA to segregate data Robert Rosenstock Register.com Inc Raju H Panjwani Shaw Group Inc Barkev G Kibarian Baker Hughes Incorporated Phoenix India Acquisition Corp Delphi Automotive Systems Corporation Mario Pino Assurant Inc RKP Capital Inc Healthsouth Corporation Timothy Dougherty Reliant Energy Ronald Lochoff
Requested Date
11/23/2005 10/3/2005 11/28/2005 10/3/2005 11/28/2005
Closed Date
1/23/2006 10/5/2005 6/20/2006 10/6/2005 5/1/2006
Final Disposition
Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons (b)(7)(A) NIF (b)(7)(A) NIF NIF
Exemption Cited
06-00084-FOIA 06-00085-APPS 06-00085-FOIA 06-00086-APPS 06-00086-FOIA 06-00087-APPS 06-00087-FOIA 06-00088-APPS 06-00088-FOIA 06-00089-APPS 06-00089-FOIA 06-00090-APPS 06-00090-FOIA 06-00091-APPS 06-00091-FOIA 06-00092-APPS 06-00092-FOIA 06-00093-APPS 06-00093-FOIA 06-00094-APPS 06-00094-FOIA 06-00095-APPS 06-00095-FOIA 06-00096-APPS 06-00096-FOIA 06-00097-APPS 06-00097-FOIA 06-00098-APPS 06-00098-FOIA 06-00099-APPS 06-00099-FOIA 06-00100-APPS 06-00100-FOIA
Bond, Bill Reilly, Thomas Carpenter, Danielle Reilly, Thomas Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Motz, Robert Schlick, Jim O'Neill, Patrick Gavin, J. Patrick Motz, Robert Mirmira, Vidya Mierzejewski, Mark Reilly, Thomas Carpenter, Danielle Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Carpenter, Danielle
Greenwich-Van Advisors LLC Check Fund Manager LLC SEC Insight International Business Research SEC Insight Kutak Rock LLP SEC Insight International Business Research EACM Advisors, LLC SEC Insight International Business Research Williams & Connolly LLP Check Fund Manager LLC Greenwich-Van Advisors LLC SEC Insight International Business Research SEC Insight Kutak Rock LLP SEC Insight International Business Research SEC Insight Kutak Rock LLP SEC Insight International Business Research SEC Insight Kutak Rock LLP SEC Insight Greenwich-Van Advisors LLC
10/4/2005 11/29/2005 10/3/2005 12/2/2005 10/4/2005 12/2/2005 10/4/2005 11/30/2005 10/4/2005 12/1/2005 10/4/2005 12/12/2005 9/27/2005 12/12/2005 10/4/2005 11/8/2005 10/4/2005 12/11/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005
10/26/2006 Granted in full 5/1/2006 5/1/2006 10/7/2005 4/27/2006 Other Reasons Other Reasons Other Reasons Partially reversed 10/18/2005 Other Reasons
NIF FEE;NIF NIF NIF (b)(2);(b)(5);(b)(7)(C) NIF (b)(7)(A) (b)(2);(b)(5);(b)(7)(A);(b)(7) (C) NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) (b)(7)(A) NIF (b)(7)(A);WIT (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF
10/11/2005 Other Reasons 12/21/2005 Completely upheld 10/16/2006 Denied in full 8/30/2007 Other Reasons 10/11/2005 Other Reasons 12/28/2005 Other Reasons 11/2/2005 2/7/2006 11/2/2005 10/5/2005 9/25/2006 10/5/2005 1/17/2008 10/5/2005 6/22/2006 1/27/2006 10/7/2005 1/17/2008 1/5/2006 7/24/2007 10/6/2005 1/30/2006 10/5/2005 2/7/2006 10/5/2005 Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Completely upheld Other Reasons Partially reversed Denied in full Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons
Request ID
06-00101-APPS 06-00101-FOIA 06-00102-APPS 06-00102-FOIA 06-00103-APPS 06-00103-FOIA 06-00104-APPS 06-00104-FOIA 06-00105-APPS 06-00105-FOIA 06-00106-APPS 06-00106-FOIA 06-00107-APPS 06-00107-FOIA 06-00108-APPS 06-00108-FOIA 06-00109-APPS 06-00109-FOIA 06-00110-APPS 06-00110-FOIA 06-00111-APPS 06-00111-FOIA 06-00112-APPS 06-00112-FOIA 06-00113-APPS 06-00113-FOIA 06-00114-APPS 06-00114-FOIA 06-00115-APPS 06-00115-FOIA 06-00116-FOIA 06-00117-APPS 06-00117-FOIA 06-00118-APPS 06-00118-FOIA 06-00119-APPS 06-00119-FOIA 06-00120-APPS 06-00120-FOIA 06-00121-APPS
Requester Name
Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Driscoll, Tamara Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Binkley, Clint Reilly, Thomas Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Bond, Bill Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Strojnik, Peter Wyatt, Cullen Wyatt, Cullen Leigh, G Whitney Binkley, Clint Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick SEC Insight
Organization
Greenwich-Van Advisors LLC SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Van Money Manager Research Inc. SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight SEC Insight Van Money Manager Research Inc. Van Money Manager Research, LLC SEC Insight SEC Insight SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight The Law Firm of Peter Strojnik Van Money Manager Research, LLC Van Money Manager Research, LLC Keker & Van Nest LLP Van Money Manager Research Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight
Request Description
El Paso Corporation Daniel Gressel Marathon Oil Lattice Semiconductor Corp Openwave Systems Inc Teleos Fund LP Accenture Ltd Teleos International Fund Ltd American International Group Inc Teleos Management LLC American Electric Power Company Inc Sandalwood Securities Inc InfoSpace Inc Brian Worley Apple Computer Inc Cooper Cameron Corporation Charles Schwab Corporation Sandalwood Debt Fund LP aggregate fail to deliver data Ted Finch Sears Roebuck & Co JDA Software Group Inc American Capital Strategies Ltd Align Technology Inc 333-49932 General Mills Inc PCE Investors Ltd Biolase Technology Inc Actel Corporation YP Net Inc Carnegie Worldwide Bengt Seger James Patrick Tierney Sandalwood Debt Fund B L P Allied Waste Industries Inc Carnival Corporation Carnival Plc Sonus Networks Inc E I du Pont de Nemours and Company Westwood One Inc Philip Kay Alaska Air Group Inc
Requested Date
12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/22/2005 10/4/2005 12/27/2005 10/5/2005 12/22/2005 10/5/2005 12/22/2005 10/5/2005 12/27/2005 10/5/2005 12/30/2005 10/5/2005 1/10/2006 10/5/2005 1/10/2006 10/5/2005 1/10/2006 10/5/2005 1/10/2006 10/5/2005 1/5/2006 10/5/2005 10/5/2005 1/11/2006 10/5/2005 1/13/2006 10/5/2005 1/13/2006 10/5/2005 1/13/2006 10/5/2005 1/13/2006
Closed Date
2/13/2006 10/6/2005 2/15/2006
Final Disposition
Completely upheld Other Reasons Completely upheld (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF WIT NIF NIF NIF WIT (b)(7)(A) NIF CAN NIF
Exemption Cited
12/27/2005 Denied in full 2/14/2006 10/5/2005 2/13/2006 10/6/2005 1/30/2006 10/6/2005 10/6/2005 1/30/2008 10/6/2005 Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons
11/28/2007 Other Reasons 11/28/2007 Other Reasons 7/17/2007 10/7/2005 1/12/2006 10/7/2005 3/29/2006 7/20/2007 2/22/2006 8/25/2006 3/28/2006 2/27/2006 7/30/2007 1/27/2006 10/6/2005 10/6/2005 6/9/2006 10/6/2005 1/11/2008 1/29/2008 10/6/2005 1/12/2007 Partially reversed Other Reasons Other Reasons Other Reasons Partially reversed Other Reasons Partially reversed Granted in full Partially reversed Partially reversed Granted in full Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons
(b)(2);(b)(5);(b)(7)(C) NIF (b)(2);(b)(5);(b)(7)(C) (b)(2);(b)(5);(b)(7)(C) NIF (b)(2);(b)(5);(b)(7)(C) (b)(7)(A) NIF NIF (b)(7)(C) NIF WIT WIT NIF;WIT NIF
Request ID
06-00121-FOIA 06-00122-APPS
Requester Name
Wyatt, Cullen Schwartz, Michelle
Organization
Van Money Manager Research, LLC Williams & Connolly LLP
Request Description
Akamatsu Fund Appealing the adequacy of our search, and the fee charged for processing their request Loomis Sayles Consumer Discretionary Hedge Fund II Ltd Daniel King Warren Jr Loomis Sayles and Company LP Aegon NV Martin J Gross Agrgregate "fail to deliver data" supplied to SEC by NSCC Electronic Arts Inc Kinross Gold Corporation Carnegie Fund III Platinum Underwriters Holdings Ltd Devon Energy Corporation Flagstar Bancorp Inc Andreas Tholstrup Red Hat Inc Sonic Corporation Mercury Interactive Corporation Steven B Schonfeld Biovail Corporation International Schonfeld Securities Inspire Pharmaceuticals Ben Jordan Huntington Bancshares Inc Carnegie Investment Bank AB Wells Fargo & Company Dionex Corporation Central Parking Corporation Stuart Walter Mitchell Brightpoint Inc Carnegie Asset Management BellSouth Corporation Administaff Inc Sun Trust Banks Kellogg Company E I Du Pont De Nemours and Company Bo Knudsen
Requested Date
10/5/2005 1/11/2006
Closed Date
10/7/2005 3/31/2006
Final Disposition
Other Reasons Other Reasons NIF NIF
Exemption Cited
06-00122-FOIA 06-00123-APPS 06-00123-FOIA 06-00124-APPS 06-00124-FOIA 06-00125-APPS 06-00125-FOIA 06-00126-APPS 06-00126-FOIA 06-00127-APPS 06-00127-FOIA 06-00128-APPS 06-00128-FOIA 06-00129-APPS 06-00129-FOIA 06-00130-APPS 06-00130-FOIA 06-00131-APPS 06-00131-FOIA 06-00132-APPS 06-00132-FOIA 06-00133-APPS 06-00133-FOIA 06-00134-APPS 06-00134-FOIA 06-00135-APPS 06-00135-FOIA 06-00136-APPS 06-00136-FOIA 06-00137-APPS 06-00137-FOIA 06-00138-APPS 06-00138-FOIA 06-00139-APPS 06-00139-FOIA
Wyatt, Cullen Warren, Daniel Wyatt, Cullen Gavin, J. Patrick Binkley, Clint Reilly, Thomas Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Wissbroecker, David DePeau, Andrew Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick McGinnis, Mel Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McKnight, Wade Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen
Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight Van Money Manager Research Inc. SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight Lerach, Coughlin, Stoia, Geller, Rudman & Robbins Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight SEC Insight Van Money Manager Research LLC SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Van Money Manager Research, LLC
10/5/2005 12/29/2005 10/5/2005 1/13/2006 10/5/2005 1/16/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 1/24/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 9/30/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005 2/1/2006 10/5/2005
10/12/2005 Other Reasons 1/30/2006 10/7/2005 1/31/2006 5/1/2006 Other Reasons Other Reasons Completely upheld Other Reasons
NIF NIF NIF (b)(7)(A) NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) (b)(7)(A);WIT NIF NIF (b)(7)(A) WIT (b)(7)(A) NIF;WIT (b)(7)(A) NIF;WIT (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF;RTW NIF (b)(7)(A) NIF MOT NIF (b)(7)(A) WIT NIF
10/20/2006 Other Reasons 2/14/2006 10/6/2005 2/21/2006 2/22/2008 10/6/2005 2/21/2006 12/4/2007 3/8/2006 10/7/2005 2/28/2006 3/12/2008 2/14/2006 2/13/2006 10/2/2006 9/25/2006 5/3/2006 8/9/2006 5/23/2007 5/3/2006 1/22/2008 5/8/2006 Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Partially reversed Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons
Request ID
06-00140-APPS 06-00140-FOIA 06-00141-APPS 06-00141-FOIA 06-00142-APPS 06-00142-FOIA 06-00143-APPS 06-00143-FOIA 06-00144-APPS 06-00144-FOIA 06-00145-APPS 06-00145-FOIA 06-00146-APPS 06-00146-FOIA 06-00147-APPS 06-00147-FOIA 06-00148-APPS 06-00148-FOIA 06-00149-APPS 06-00149-FOIA 06-00150-APPS 06-00150-FOIA 06-00151-APPS 06-00151-FOIA 06-00152-APPS 06-00152-FOIA 06-00153-APPS 06-00153-FOIA 06-00154-APPS 06-00154-FOIA 06-00155-APPS 06-00155-FOIA 06-00156-APPS 06-00156-FOIA 06-00157-APPS 06-00157-FOIA 06-00158-APPS 06-00158-FOIA 06-00159-APPS 06-00159-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Azeredo, Ruth Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harwich, Peter Gavin, J. Patrick Boyce, Gilbert Gavin, J. Patrick Gavin, J. Patrick Youssefyeh, Liza Lynch, Megan Youssefyeh, Liza EISNER, ADAM J Youssefyeh, Liza Lynch, Megan Youssefyeh, Liza O'Neill, Patrick SEC Insight SEC Insight SEC Insight
Organization
Request Description
Tribune Company Levitt Corporation Commerce Bancorp Inc Patrick J Moriarty United Dominion Realty Trust Inc Jean Carlos Medina Devon Energy Corporation Advance Auto Parts Inc Hartford Financial Services Group Inc Sameer A Deeb Fox Hollow Technologies Inc Liberty Media Corporation Pathmark Stores Inc NCH Capital Inc Lear Corporation Genzyme Corporation Measurement Specialties Inc George Rohr Core Laboratories NV Wilder Richman Securities Corporation Ionatron Inc Lacken Bay Partners LLC Gabelli Utility Trust Gilead Sciences Inc Monsanto Company Gemstar TV Guide International Inc The St Paul Companies Inc Aegon N V Martek Biosciences Corporation Josh Yudell Chesapeake Corporation FPL Group Inc or Florida Power and Light Company David Todt Lewis G Williams Josh Moorvitch Senator Ron Wyden George Todt Griffon Energy Capital Quality of Life Health Corporation Steve W Shobin
Requested Date
2/1/2006 10/5/2005 2/1/2006 10/6/2005 2/1/2006 10/6/2005 2/1/2006 10/6/2005 2/1/2006 10/6/2005 2/1/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/10/2006 10/6/2005 2/6/2006 10/6/2005 2/6/2006 10/3/2005 2/6/2006 10/6/2005 2/6/2006 10/7/2005
Closed Date
3/8/2006 1/22/2008 5/3/2006 10/7/2005 10/7/2005 3/8/2006 5/3/2006 11/8/2005 5/3/2006 1/22/2008 2/21/2006 2/28/2006 5/7/2007 2/20/2008 10/7/2005 2/16/2006 2/1/2006 1/15/2008 2/16/2006 8/10/2007 3/20/2008 3/20/2008 3/6/2006 10/7/2005 7/5/2006 4/26/2007 5/22/2006 5/22/2006 12/5/2005 5/22/2006 10/7/2005 5/22/2006
Final Disposition
Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Completely upheld Denied in full Other Reasons Other Reasons Completely upheld Completely upheld Denied in part Partially reversed Other Reasons Completely upheld Granted in full Completely upheld Completely upheld Denied in part Partially reversed Partially reversed Completely upheld Other Reasons Other Reasons Granted in full Completely upheld Completely upheld Granted in full Completely upheld Other Reasons Completely upheld (b)(7)(A) WIT NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) NIF WIT (b)(7)(A) NIF (b)(7)(A) (b)(4) (b)(7)(C) NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A)
Exemption Cited
Check Fund Manager LLC SEC Insight Kutak Rock LLP SEC Insight SEC Insight SEC Insight Kutak Rock LLP SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Law Office of Ruth Ann Azeredo LLC SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Allen & Overy LLP SEC Insight Kutak Rock LLP SEC Insight SEC Insight Law Offices of Afshin David Youssefyeh CheckFund Manager LLC Law Offices of Afshin David Youssefyeh Law Offices of Afshin David Youssefyeh CheckFund Manager LLC Law Offices of Afshin David Youssefyeh EACM Advisors, LLC
(b)(7)(A);NIF (b)(7)(A) (b)(7)(A) (b)(7)(A);WIT (b)(7)(A) NIF FEE (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) NIF
12/28/2005 Denied in full 10/31/2005 Granted in full
Request ID
06-00160-APPS 06-00160-FOIA 06-00161-APPS 06-00161-FOIA 06-00162-APPS 06-00162-FOIA 06-00163-APPS 06-00163-FOIA 06-00164-APPS 06-00164-FOIA 06-00165-APPS 06-00165-FOIA 06-00166-APPS 06-00166-FOIA 06-00167-APPS 06-00167-FOIA 06-00168-APPS 06-00168-FOIA 06-00169-APPS 06-00169-FOIA 06-00170-APPS 06-00170-FOIA 06-00171-APPS 06-00171-FOIA 06-00172-APPS 06-00172-FOIA 06-00173-APPS 06-00173-FOIA 06-00174-APPS 06-00174-FOIA 06-00175-APPS 06-00175-FOIA 06-00176-APPS 06-00176-FOIA 06-00177-APPS 06-00177-FOIA 06-00178-APPS 06-00178-FOIA 06-00179-APPS
Requester Name
Youssefyeh, Liza Binkley, Clint Hodes, Scott Mierzejewski, Mark Ahern, Patrick O'Neill, Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Driscoll, Tamara Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reilly, Thomas Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick
Organization
Law Offices of Afshin David Youssefyeh Van Money Manager Research Inc. Scott A. Hodes, Attorney At Law Check Fund Manager LLC Baker & McKenzie EACM Advisors, LLC SEC Insight SEC Insight SEC Insight Van Money Manager Research Inc. SEC Insight UBS Investment Research SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Cotal Systems, Inc. SEC Insight UBS Investment Research SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Van Money Manager Research Inc. SEC Insight Van Money Manager Research Inc. SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Rowan Farber
Request Description
Argo Global Special Situations Fund MobilePro Corp Broadwood Investment Holdings LP The Island ECN Inc Carlos E Mercado Utstarcom Inc Ballard Power Systems Inc Dollar Tree Stores Inc Andreas Rialas Hanover Compressor Career Education Corporation IL Terayon Communications Systems Inc Medifast Inc Chevron Texaco Corporation Gillette Co Palm Inc NextCard Inc Transaction Systems Architects Inc Gary Rosenbach Symbol Technologies Inc Sanford Brown Institute NYFIX Inc Henry T Nicholas III Avaya Inc Cognex Corporation Avaya Inc aggregate fail to deliver data supplied to the SEC by the NSCC Westwood One Inc Nick Corby Akami Technologies Inc Argo Capital Management Limited Coca Cola Enterprises Inc Galleon Group Symantec Corporation PLX Technology Inc Occidental Petroleum Corporation Founding Partners Capital Management Co Inc iMergent Inc
Requested Date
2/6/2006 10/7/2005 2/8/2006 10/10/2005 2/10/2006 10/7/2005 2/21/2006 10/10/2005 2/21/2006 10/7/2005 2/21/2006 10/10/2005 2/21/2006 10/10/2005 2/21/2006 10/11/2005 2/21/2006 10/7/2005 2/21/2006 10/10/2005 2/21/2006 10/10/2005 2/21/2006 10/10/2005 2/1/2006 10/10/2005 2/1/2006 10/9/2005 2/27/2006 10/7/2005 2/27/2006 10/7/2005 2/27/2006 10/10/2005 2/27/2006 10/10/2005 2/27/2006 10/10/2005 2/27/2006
Closed Date
5/22/2006 3/16/2006 5/26/2006 3/8/2006 3/8/2006
Final Disposition
Completely upheld Completely upheld Partially reversed Completely upheld Completely upheld (b)(7)(A) NIF
Exemption Cited
10/18/2005 Other Reasons 10/18/2005 Other Reasons 10/12/2005 Other Reasons 10/18/2005 Other Reasons 10/12/2005 Other Reasons 11/28/2007 Other Reasons 2/9/2006 12/6/2007 9/27/2007 3/8/2006 9/27/2007 5/3/2006 11/8/2005 7/13/2006 5/22/2006 3/8/2006 2/23/2006 5/10/2007 5/3/2006 Denied in part Other Reasons Granted in full Completely upheld Granted in full Other Reasons Denied in full Partially reversed Completely upheld Completely upheld Other Reasons Other Reasons Completely upheld
(b)(4);(b)(8) NIF (b)(7)(A);(b)(8);NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF WIT (b)(7)(A);NIF WIT (b)(7)(A) NIF (b)(7)(A) (b)(7)(C) NIF (b)(7)(A) NIF (b)(7)(A) NIF CAN NIF (b)(7)(A) NIF NIF NIF CAN NIF (b)(7)(A);NIF (b)(7)(A) WIT NIF (b)(7)(A);NIF (b)(7)(A)
10/19/2005 Other Reasons 10/12/2005 Other Reasons 10/18/2005 Other Reasons
10/28/2005 Other Reasons 9/13/2006 8/2/2006 3/17/2008 5/3/2006 1/2/2008 5/3/2006 Other Reasons Other Reasons
10/18/2005 Other Reasons 10/13/2005 Other Reasons 11/17/2005 Denied in part Completely upheld Other Reasons Other Reasons
11/15/2005 Denied in part 5/3/2006 Completely upheld
Request ID
06-00179-FOIA 06-00180-APPS 06-00180-FOIA 06-00181-APPS 06-00181-FOIA 06-00182-APPS 06-00182-FOIA 06-00183-APPS 06-00183-FOIA 06-00184-APPS 06-00184-FOIA 06-00185-APPS 06-00185-FOIA 06-00186-APPS 06-00186-FOIA 06-00187-APPS 06-00187-FOIA 06-00188-APPS 06-00188-FOIA 06-00189-APPS 06-00189-FOIA 06-00190-APPS 06-00190-FOIA 06-00191-APPS 06-00191-FOIA 06-00192-APPS 06-00192-FOIA 06-00193-APPS 06-00193-FOIA 06-00194-APPS 06-00194-FOIA 06-00195-APPS 06-00195-FOIA 06-00196-APPS 06-00196-FOIA 06-00197-APPS 06-00197-FOIA 06-00198-APPS
Requester Name
Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Reilly, Thomas Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Flynn, Kelly Patch, David Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Bender, Daniel Harrison, Richard Bender, Daniel Flynn, Kelly Gavin, J. Patrick O'Neill, Patrick Gouss, Alec Binkley, Clint Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick SEC Insight SEC Insight SEC Insight
Organization
Global Securities Information, Inc.
Request Description
Argosy Gaming Co Open Text Corporation Extended Systems Incorporated Jones Apparel Group Inc Ricex Co Currative Health Services Inc American InterContinental University Inverness Medical Innovations Harrington College of Design LTX Corporation Aggregate "fail to deliver" data supplied to the SEC by NSCC Coca Cola Enterprises Inc Kevin Charleston Riggs National Corporation Americap Advisers LLC Childrens Place Rental Store Inc Michael Albert Gayed Open Text Corporation William Gunlicks Manulife Financial Corporation Argonaftis Capital Management Overseas Limited Caremark Rx Inc Le Cordon Bleu College of Culinary Arts Aggregate Continuous Net Settlement CNS Failure Data for the NASDAQ UFJ Holdings Inc /FI General Mills Inc The Hartford Financial Services Group Inc Michael Khourie Temasek Holdings Ltd OSIM International JW Childs Bank of California International Academy of Design and Technology First Bancorp Michael E S Gayed Ramp Corporation Argo Capital Investors Fund SPC eFunds Corporation HNI Corporation Electronic Data Systems Corporation
Requested Date
10/11/2005 2/27/2006 10/10/2005 2/27/2006 10/11/2005 2/27/2006 10/10/2005 2/27/2006 10/10/2005 2/27/2006 10/9/2005 2/27/2006 10/7/2005 2/27/2006 10/7/2005 2/27/2006 10/7/2005 2/27/2006 10/10/2005 2/27/2006 10/7/2005 2/27/2006 10/10/2005 2/27/2006 10/11/2005 2/27/2006 10/7/2005 2/10/2006 10/11/2005 2/10/2006 10/10/2005 3/8/2006 10/7/2005 2/15/2006 10/7/2005 2/27/2006 10/7/2005 2/27/2006
Closed Date
2/28/2008 12/6/2007 1/10/2008 5/22/2006 4/16/2007 1/3/2008 11/9/2005 3/13/2006 2/5/2008 11/9/2005 7/3/2006 10/4/2006 5/3/2006 12/6/2007 4/13/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Completely upheld Other Reasons Other Reasons Completely upheld WIT WIT WIT NIF NIF (b)(7)(A) NIF WIT NIF (b)(4) NIF (b)(7)(A) NIF NIF NIF WIT
Exemption Cited
Global Securities Information, Inc. SEC Insight UBS Investment Research SEC Insight UBS Investment Research SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight EACM Advisors, LLC SEC Insight EACM Advisors, LLC SEC Insight Check Fund Manager LLC SEC Insight Van Money Manager Research Inc. SEC Insight UBS Investment Research Global Securities Information, Inc. SEC Insight SEC Insight The Law Offices of Daniel J. Bender, PLLC Global Securities Information, Inc. The Law Offices of Daniel J. Bender, PLLC UBS Investment Research SEC Insight EACM Advisors, LLC Murray, Frank & Sailer LLP Van Money Manager Research Inc. SEC Insight SEC Insight SEC Insight
10/11/2005 Other Reasons 10/13/2005 Other Reasons 10/12/2005 Other Reasons 10/14/2005 Denied in part 10/12/2005 Other Reasons 3/7/2006 3/23/2006 5/17/2007 3/17/2008 6/14/2006 Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF RTW WIT (b)(7)(A);WIT NIF NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF;WIT WIT
11/29/2007 Denied in part 10/12/2005 Other Reasons 6/14/2006 Other Reasons
10/12/2005 Other Reasons 6/13/2007 4/13/2006 9/22/2007 1/29/2008 2/22/2008 Partially reversed Completely upheld Other Reasons Other Reasons Other Reasons
Request ID
06-00198-FOIA 06-00199-APPS 06-00199-FOIA 06-00200-APPS 06-00200-FOIA 06-00201-APPS 06-00201-FOIA 06-00202-APPS 06-00202-FOIA 06-00203-APPS 06-00203-FOIA 06-00204-APPS 06-00204-FOIA 06-00205-APPS 06-00205-FOIA 06-00206-APPS 06-00206-FOIA 06-00207-APPS 06-00207-FOIA 06-00208-APPS 06-00208-FOIA 06-00209-APPS 06-00209-FOIA 06-00210-APPS 06-00210-FOIA 06-00211-APPS 06-00211-FOIA 06-00212-APPS 06-00212-FOIA 06-00213-APPS 06-00213-FOIA 06-00214-APPS 06-00214-FOIA 06-00215-APPS 06-00215-FOIA 06-00216-APPS 06-00216-FOIA 06-00217-APPS 06-00217-FOIA
Requester Name
Harrison, Richard Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Gavin, J. Patrick Dickerson, Brian Harrison, Richard Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Flynn, Kelly Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Groff, Alex Vallarino, Thomas Paulin, Christopher Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Gavin, J. Patrick SEC Insight
Organization
Global Securities Information, Inc. UBS Investment Research SEC Insight EACM Advisors, LLC SEC Insight Van Money Manager Research Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight UBS Investment Research SEC Insight Cotal Systems, Inc. SEC Insight Van Money Manager Research Inc. SEC Insight SEC Insight Maguire & Schneider LLP Global Securities Information, Inc. SEC Insight UBS Investment Research SEC Insight UBS Investment Research SEC Insight Van Money Manager Research Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Input Cotal Systems, Inc. SEC Insight Van Money Manager Research Inc. SEC Insight SEC Insight Escala Group
Request Description
Clinical Data Inc The Cooking andHospitality Institute of Chicago Google Inc Nadia Albert Gayed WebMethods Inc David John Whitten CSG Systems International Inc HCA Inc Sierra Wireless Inc MGI Pharma Inc Lexar Media Inc Katherine Gibbs School Cooper Cameron Corporation Loch General Partners LLC Advanced Micro Devices Inc First State Investments Cayman Limited Gemstar TV Guide International Inc H R Block Inc National Century Financial Enterprises Inc News Corp Magna Entertainment Corp Orlando Culinary Academy Genta Incorporated Western School of Health and Business Vulcan Materials Company First State Investments Global Resources Long Short Master Fund Limited Magna Entertainment Corp Guidant Corporation Genta Incorporated Allied Healthcare International Inc 1 800 flowers com Incorporated EDGAR22001 awarded to Northrop Grumman Corporation Novastar Financial Timothy J McSweeney Nike Inc Colonial First State Investments Limited Hewitt Associates Inc ADVO Inc
Requested Date
10/11/2005 2/27/2006 10/10/2005 2/20/2006 10/7/2005 2/27/2006 10/10/2005 2/27/2006 10/7/2005 2/27/2006 10/11/2005 2/27/2006 10/10/2005 2/27/2006 10/10/2005 2/27/2006 10/10/2005 3/9/2006 10/7/2005 3/8/2006 10/11/2005 3/9/2006 10/10/2005 3/9/2006 10/10/2005 3/9/2006 10/10/2005 3/9/2006 10/7/2005 3/9/2006 10/10/2005 3/9/2006 10/11/2005 3/9/2006 10/10/2005 3/17/2006 10/10/2005 3/17/2006 10/7/2005
Closed Date
3/7/2008 3/12/2008 6/13/2006 3/17/2006 5/3/2006 3/17/2006 4/16/2007 7/26/2007
Final Disposition
Granted in full Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons WIT NIF;WIT NIF NIF (b)(7)(A) NIF NIF NIF NIF WIT NIF WIT NIF WIT NIF WIT (b)(7)(A) RTW NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF
Exemption Cited
10/13/2005 Other Reasons 11/28/2007 Other Reasons 10/12/2005 Other Reasons 11/28/2007 Other Reasons 10/12/2005 Other Reasons 8/29/2006 12/3/2007 6/25/2007 7/25/2007 5/3/2006 9/7/2007 Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons -
10/12/2005 Other Reasons 10/28/2005 Other Reasons 10/12/2005 Other Reasons 5/3/2006 10/2/2007 12/1/2006 9/28/2007 5/3/2006 Other Reasons Denied in part Other Reasons Granted in full Other Reasons
10/28/2005 Denied in part 3/23/2006 4/13/2006 3/28/2006 1/17/2008 Partially reversed Other Reasons Completely upheld Denied in part
(b)(2);(b)(4);(b)(6) (b)(8) FEE;NIF NIF NIF (b)(7)(A) (b)(7)(A);WIT
Request ID
06-00218-APPS 06-00218-FOIA 06-00219-APPS 06-00219-FOIA 06-00220-APPS 06-00220-FOIA 06-00221-APPS 06-00221-FOIA 06-00222-APPS 06-00222-FOIA 06-00223-APPS 06-00223-FOIA 06-00224-APPS 06-00224-FOIA 06-00225-APPS 06-00225-FOIA 06-00226-APPS 06-00226-FOIA 06-00227-APPS
Requester Name
Gavin, J. Patrick Flynn, Kelly Dentice, Robert Mierzejewski, Mark Gavin, J. Patrick Boyce, Gilbert Costello, Maureen Gavin, J. Patrick Wissbroecker, David Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Kobyra, Keith Aguirre, Gary Boyce, Gilbert Aguirre, Gary SEC Insight
Organization
UBS Investment Research Check Fund Manager LLC SEC Insight Kutak Rock LLP International Business Research SEC Insight Lerach, Coughlin, Stoia, Geller, Rudman & Robbins Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Check Fund Manager LLC SEC Insight Lehman Brothers Kutak Rock LLP -
Request Description
Omnivision Technologies Inc Pennsylvania Culinary Institute CIBC World Markets Paul H Wick AmerisourceBergen Corporation Intelligent Message Distributors Inc fdfdsasd First Bancorp Brocade Communication Systems Inc Washington Mutual Inc SanDisk Corporation American Technology Corp (File # 333127534) Juniper Networks Inc Seligman Tech Spectrum Fund MBIA Inc Summit Financial Partners Trading in Certain Securities for HO-9818 Zero Zero One Investments Inc 17 CFR 200 735-3 and SEC rules and regulations applicable to department employees Calypte Biomedical Corp SPX Corporation Avaya Inc Abercrombie & Fitch Co Salix Pharmaceuticals Ltd Andrx Corporation NDCHealthh Corporation Gateway Inc Genaissance Pharmaceuticals Inc Gateway Inc Cytec Industries Inc /DE/ (File # 333127507) Source Interlink Companies Inc Peoples Republic of China (File # 333127652) Source Interlink Companies Inc State National Bancshares Inc 99 Cents Only Stores Solicitation SECHQ105R0079 the Program Manager Support Services
Requested Date
3/17/2006 10/10/2005 3/15/2006 10/11/2005 3/17/2006 10/7/2005 3/22/2006 10/11/2005 3/21/2006 10/11/2005 3/31/2006 10/11/2005 3/31/2006 10/11/2005 3/31/2006 10/6/2005 4/5/2006 10/7/2005 4/5/2006
Closed Date
7/18/2006 2/27/2007 5/3/2006 11/8/2005 3/22/2006 4/12/2006
Final Disposition
Other Reasons Other Reasons Completely upheld Granted in full Other Reasons Completely upheld FEE NIF WIT NIF (b)(7)(A) CAN (b)(7)(A) (b)(7)(A) WIT NIF WIT NIF NIF (b)(7)(A) FEE (b)(7)(A) NIF (b)(5)
Exemption Cited
12/10/2007 Other Reasons 6/20/2006 Other Reasons 12/10/2007 Other Reasons 5/3/2006 4/12/2006 11/8/2005 5/23/2006 5/23/2006 Other Reasons Completely upheld Other Reasons Completely upheld Completely upheld
06-00227-FOIA 06-00228-APPS 06-00228-FOIA 06-00229-APPS 06-00229-FOIA 06-00230-APPS 06-00230-FOIA 06-00231-APPS 06-00231-FOIA 06-00232-APPS 06-00232-FOIA 06-00233-APPS 06-00233-FOIA 06-00234-APPS 06-00234-FOIA 06-00235-APPS 06-00235-FOIA
Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Kaplafka, Melissa Gavin, J. Patrick Connelly, Kaitlynn
Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Input
10/3/2005 4/10/2006 10/11/2005 4/10/2006 10/11/2005 4/20/2006 10/11/2005 4/20/2006 10/11/2005 4/20/2006 10/11/2005 4/20/2006 10/11/2005 4/20/2006 10/7/2005 4/20/2006 10/11/2005
11/6/2007 9/27/2007 5/3/2006 9/27/2007 1/18/2008 4/20/2006 4/16/2007 9/25/2006 11/6/2006 5/17/2006 3/12/2007 5/17/2006 9/18/2006 12/6/2007
Denied in part Completely upheld Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
DUP (b)(7)(A) (b)(7)(A);NIF (b)(7)(A) WIT CAN WIT RTW NIF NIF NIF RTW WIT -
Request ID
06-00236-APPS 06-00236-FOIA 06-00237-APPS 06-00237-FOIA 06-00238-APPS 06-00238-FOIA 06-00239-APPS 06-00239-FOIA 06-00240-APPS 06-00240-FOIA 06-00241-APPS 06-00241-FOIA 06-00242-APPS 06-00242-FOIA 06-00243-APPS 06-00243-FOIA 06-00244-APPS 06-00244-FOIA 06-00245-APPS 06-00245-FOIA 06-00246-APPS 06-00246-FOIA 06-00247-APPS 06-00247-FOIA 06-00248-APPS 06-00248-FOIA 06-00249-APPS 06-00249-FOIA 06-00250-APPS 06-00250-FOIA 06-00251-APPS 06-00251-FOIA 06-00252-APPS 06-00252-FOIA 06-00253-APPS 06-00253-FOIA 06-00254-APPS 06-00254-FOIA
Requester Name
Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Theimer, Sharon Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Harrison, Richard Pugh, Mary Harrison, Richard Pugh, Mary Skelley, Lynne Gavin, J. Patrick Edwards, Mark Vacura, Richard Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Saccone, Michael SEC Insight
Organization
Textron Inc Igen Inc Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC Insight The Associated Press SEC Insight Recombinant Capital Inc. SEC Insight Global Securities Information, Inc. Barrasso, Usdin, Kupperman, Freeman & Sarver L.L.C Global Securities Information, Inc. Barrasso, Usdin, Kupperman, Freeman & Sarver L.L.C Federal Source, Inc. SEC Insight Recombinant Capital Inc. Morrison & Foerster LLP SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Cox Newspapers
Request Description
Requested Date
4/20/2006 10/3/2005 4/20/2006 10/3/2005 4/20/2006 10/11/2005 4/20/2006 10/11/2005 4/20/2006 10/11/2005 4/20/2006 10/11/2005 4/21/2006 10/11/2005 4/21/2006 10/11/2005 4/21/2006 10/11/2005 4/21/2006 10/11/2005 4/21/2006 10/3/2005 4/21/2006 10/11/2005 4/14/2006 10/11/2005 4/14/2006 10/11/2005 4/20/2006 10/3/2005 4/25/2006 10/11/2005 4/28/2006 10/11/2005 4/28/2006 10/11/2005 4/28/2006 10/7/2005
Closed Date
5/25/2006 10/2/2006 6/7/2006 7/13/2006 1/22/2008 1/2/2008 5/22/2006 9/7/2006 7/18/2006 4/16/2007 1/29/2008 5/12/2006 5/10/2006 2/28/2008 9/13/2006 9/18/2006 5/25/2006 9/26/2006 6/29/2006 9/26/2006 6/29/2006 3/6/2008 7/12/2007 6/14/2006 9/26/2006 6/14/2006 1/10/2008 5/10/2006 9/8/2007 7/31/2006
Final Disposition
Completely upheld Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Denied in part Completely upheld Other Reasons Other Reasons Completely upheld Completely upheld Granted in full Other Reasons Completely upheld Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Completely upheld Denied in part Completely upheld Other Reasons Completely upheld Granted in full Completely upheld (b)(7)(A) NIF MOT;NIF WIT WIT (b)(7)(A) (b)(7)(A) (b)(7)(A) WIT WIT WIT (b)(7)(A) NIF (b)(7)(A) NIF NIF (b)(7)(A) (b)(7)(A) RTW WIT RTW WIT NIF WIT (b)(7)(A)
Exemption Cited
Contrywide Financial Corp Myriad Genetics Inc Comcast Corporation Odyssey Healthcare Inc Sirius Satellite Radio inc Biodelivery Sciences International Inc (File # 333127157) Audiovox Corporation Greg Manning Auctions Inc Exxon Mobil Corporation Vistaprint Ltd (File # 333125470) The Walt Disney Company TGC Industries Inc 333-128018 Molex Incorporated Dale A Darrough The Pantry Ituran Location and Control Ltd 333-128028 CNET Networks Inc Harriet Miers Omnicare Inc ChemTrack Inc TXU Corp Kahiki Foods Inc (File # 333126268) RTIN Holdings Inc currently known as Safescript Pharmacies Inc Mills Corp (File # 333127338) RTIN Holdings Inc currently known as Safescript Pharmacies Inc SECHQ1 05 RFI IM01 Zoltek Companies Inc Univax Biologics Apex Silver Mines Ltd Huntington Bancshares Incorporated Freeport McMoran Copper & Gold Inc Nexity Financial Corp 333-127295 Motorola Inc Detroit Edison Co 333-124159 OptionsXpress Holdings Inc Harriet Miers
(b)(7)(A);RTW (b)(7)(A) WIT (b)(7)(A) (b)(7)(A) NIF
Request ID
06-00255-APPS 06-00255-FOIA 06-00256-APPS 06-00256-FOIA 06-00257-APPS 06-00257-FOIA 06-00258-APPS 06-00258-FOIA 06-00259-APPS 06-00259-FOIA 06-00260-APPS
Requester Name
Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Williamson, Pat Reilly, Thomas Patch, David SEC Insight
Organization
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Thomson Financial -
Request Description
Red Robin Gourmet Burgers Inc Globix Corp 333-125185 New York Times Co Impac Mortgage Holdings Inc 333-121562 Asyst Technologies Inc Galaxy Energy Corp 333-126310 Gannett Co Speed Merchant Inc 333-124878 Exxon Mobil aggregate grandfathered fail to deliver data supplied to the SEC by the NSCC Continuous Net Settlement (CNS) "fails to deliver" for NASDAQ Cal-Maine Corporation Inverness Medical Innovations Inc 333-124461 Intuit Inc Coast Financial Holdings Inc 333-127511 OfficeMax Inc MGIC Investment Corp 333-126631 Lawson Software Inc Allied Waste Industries Inc 333-126239 NCR Corporation Southwest Royalties Inc 333-128065 Lexar Media Inc Appalachian Bancshares Inc 333-127898 Vail Resorts Inc V I Technologies Inc 333-124894 Hyperion Solutions Corp German American Bancorp Integral Systems Inc Firstbank Corp Charter Communications Inc Centennial Bank Holdings Inc Wal-Mart Stores Inc Boston Private Financial Holdings Inc Glimcher Realty Trust Coastal Banking Co Inc Reynolds and Reynolds Company Nutracea Wells Fargo & Company Mitsubishi Tokyo Financial Group Inc
Requested Date
4/28/2006 10/11/2005 4/28/2006 10/11/2005 4/28/2006 10/11/2005 4/28/2006 10/11/2005 4/27/2006 10/11/2005 5/2/2006
Closed Date
6/14/2006 1/24/2008 10/4/2006 9/18/2006 11/9/2006 3/6/2008 7/25/2006 11/3/2005 5/23/2006
Final Disposition
Partially reversed Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Completely upheld WIT WIT RTW
Exemption Cited
(b)(7)(A);MOT
(b)(4);(b)(7)(C) RTW NIF NIF (b)(8)
06-00260-FOIA 06-00261-APPS 06-00261-FOIA 06-00262-APPS 06-00262-FOIA 06-00263-APPS 06-00263-FOIA 06-00264-APPS 06-00264-FOIA 06-00265-APPS 06-00265-FOIA 06-00266-APPS 06-00266-FOIA 06-00267-APPS 06-00267-FOIA 06-00268-APPS 06-00268-FOIA 06-00269-APPS 06-00269-FOIA 06-00270-APPS 06-00270-FOIA 06-00271-APPS 06-00271-FOIA 06-00272-APPS 06-00272-FOIA 06-00273-APPS 06-00273-FOIA
Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc.
10/11/2005 4/28/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/8/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005
1/10/2007 6/20/2006 1/10/2007 5/22/2006 1/10/2007 8/8/2007 2/16/2006 12/6/2006 6/14/2006 8/8/2007 6/14/2006 8/8/2007 8/8/2006 2/11/2008 1/10/2008 12/6/2007 8/27/2007 6/14/2006 9/25/2006 6/26/2007
Granted in full Other Reasons Granted in full Completely upheld Granted in full Other Reasons Granted in full Granted in full Completely upheld Granted in full Completely upheld Granted in full Completely upheld
NIF (b)(7)(A) WIT RTW WIT NIF WIT (b)(7)(A) (b)(7)(A) (b)(7)(A) WIT WIT WIT (b)(7)(A) RTW (b)(7)(A) RTW
12/12/2007 Other Reasons Other Reasons Other Reasons Granted in full Completely upheld Other Reasons Completely upheld
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Schultz, David Harrison, Richard Hughes, Siobhan Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gutmanstein, Scott Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Place, Randall Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick DePeau, Andrew SEC Insight
Organization
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Dow Jones Newswires Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Bingham McCutchen LLP SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Blum & Silver LLP SEC Insight Global Securities Information, Inc. SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Check Fund Manager LLC SEC Insight Cotal Systems, Inc.
Request Description
Aon Corporation Proctor Gamble Co NeoPharm Inc Penn National Gaming Inc Cumulus Media Inc Guilford Pharmaceuticals Inc Fails to deliver for security BGII Intermix Media Inc SEC civil and administrative enforcement actions dating back to 1990 Inkine Pharmaceuticals Co Inc Research In Motion Ltd Providian Financial Corp CKE Restaurants Inc SEC Telephone Directory Dean Foods Company Keystone Financial Corp Zale Corporation CDW Corporation Amylin Pharmaceuticals Inc Trafelet & Company Gencorp Inc Career Education Corporation Oracle Corporation Joseph C Kane Jr Walter Industries Inc Gibraltar Financial Corp Steve Madden Ltd Sheppard H Davis Pier 1 Imports Inc Canadian Natural Resources Limited Yum Brands Inc Brookstone Inc Faro Technologies Inc Caremark Rx Inc Belo Corporation First Capital Bank Holding Corp Goodyear Tire & Rubber Company Heckler Capital Inc Travelzoo Inc Remy W Trafelet
Requested Date
5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/5/2006 10/11/2005 5/6/2006 10/11/2005 5/10/2006 10/11/2005 5/24/2006 10/11/2005 5/24/2006 10/5/2005 5/24/2006 10/11/2005 5/24/2006 10/12/2005 5/24/2006 10/12/2005 5/24/2006 10/12/2005 5/24/2006 10/12/2005 5/30/2006 10/11/2005 5/30/2006 10/12/2005 5/30/2006 10/12/2005 5/30/2006 10/11/2005 5/30/2006 10/12/2005 5/30/2006 10/11/2005 5/30/2006 10/12/2005 5/30/2006 10/12/2005
Closed Date
6/13/2006 2/7/2008 2/25/2008 2/11/2008 2/11/2008 5/17/2006 2/11/2008
Final Disposition
Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons (b)(7)(A) WIT WIT WIT WIT NIF WIT
Exemption Cited
10/16/2006 Completely upheld 2/11/2008 2/11/2008 6/7/2006 12/6/2007 9/27/2007 6/14/2006 6/14/2006 6/7/2006 9/18/2006 6/14/2006 9/8/2007 6/12/2006 3/29/2006 9/18/2006 10/8/2007 2/11/2008 3/29/2007 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Denied in part Other Reasons
(b)(2);(b)(5);(b)(6);(b)(7)(C) WIT WIT NIF RPR WIT (b)(7)(A) WIT (b)(7)(A) (b)(7)(A);NIF NIF WIT (b)(7)(A) (b)(7)(A) NIF WIT NIF NIF NIF NIF RTW (b)(7)(A) (b)(7)(A);NIF WIT NIF WIT NIF
11/29/2007 Other Reasons 10/20/2005 Denied in part 11/29/2007 Other Reasons 10/20/2005 Denied in full 10/14/2005 Other Reasons 10/17/2005 Other Reasons
Completely reversed Completely reversed -
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Fuzesi, Stephen Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Eck, Amber Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Bohol, James Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick SEC Insight
Organization
Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight International Business Research Law Offices of Williams & Connolly LLP Check Fund Manager LLC SEC Insight International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight Check Fund Manager LLC SEC Insight
Request Description
AMR Corporation PCB Holdings Co Dollar Genereal Corporation A C Moore Arts & Crafts Inc Foot Locker Inc The Wave Management Company LLC ACE Limited Agnico-Eagle Mines Limited Cummins Inc George Heckler Energy Conversion Devices Inc U.S. Real Estate Investment Trust Maurice Greenberg Miller & Jacobs Capital LLC Navistar International Corporation William E Sullivan Navarre Corporation Equity Residential Bed Bath & Beyond Inc SiteStuff.com Inc Mercury Interactive Corporation Digital Realty Trust Inc Abaxis Bioscience fka American Pharmaceuticals Partners Inc Ceradyne Inc Dow Jones & Company Inc Pan American Management Inc Abaxis Bioscience fka American Pharmaceuticals Partners Inc Mark E Rose Medtronic Inc Shelby E Sherard James Hiapo Bohol Metropolitan Realty Advisors Inc Mellon Financial Corporation Greenwood Advisors Inc Northern Trust Company Jones Lang LaSalle Ceridian Corporation Jeffrey A Miller Lennox International Inc
Requested Date
5/30/2006 10/11/2005 5/30/2006 10/12/2005 5/30/2006 10/12/2005 5/25/2006 10/12/2005 5/25/2006 10/12/2005 5/25/2006 10/13/2005 6/5/2006 10/13/2005 5/25/2006 10/14/2005 6/1/2006 10/13/2005 5/5/2006 10/13/2005 5/31/2006 10/13/2005 5/31/2006 10/13/2005 5/31/2006 10/13/2005 5/31/2006 10/13/2005 5/31/2006 10/13/2005 6/2/2006 10/13/2005 5/31/2006 10/13/2005 6/6/2006 10/13/2005 6/6/2006 10/13/2005 6/8/2006
Closed Date
10/4/2006 2/11/2008 7/19/2006 9/13/2007 11/9/2005 6/14/2006 1/17/2008 3/28/2008 1/18/2007 6/14/2006 7/3/2006 1/11/2008 7/21/2006 6/13/2007 12/6/2007 12/5/2007
Final Disposition
Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Partially reversed (b)(7)(A) WIT (b)(7)(A) NIF WIT NIF (b)(7)(A) WIT NIF (b)(7)(A) NIF NIF (b)(7)(A) WIT (b)(7)(A) WIT NIF NIF (b)(7)(A) WIT WIT WIT FEE NIF WIT NIF (b)(7)(A) NIF NIF NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A)
Exemption Cited
10/13/2005 Other Reasons 11/14/2005 Other Reasons 11/14/2005 Other Reasons Completely upheld Completely upheld Other Reasons Other Reasons Partially reversed Other Reasons Other Reasons 11/15/2007 Other Reasons
10/17/2005 Other Reasons 7/10/2006 6/20/2006 7/19/2006 7/10/2006 7/3/2006 7/10/2006 Completely upheld Other Reasons Other Reasons Completely upheld Completely upheld Completely upheld 10/17/2005 Other Reasons 10/14/2005 Other Reasons 10/14/2005 Other Reasons 10/17/2005 Other Reasons 10/17/2005 Other Reasons
Request ID
06-00313-FOIA 06-00314-FOIA 06-00315-APPS 06-00315-FOIA 06-00316-APPS 06-00316-FOIA 06-00317-APPS 06-00317-FOIA 06-00318-APPS 06-00318-FOIA 06-00319-APPS 06-00319-FOIA 06-00320-APPS 06-00320-FOIA 06-00321-APPS 06-00321-FOIA 06-00322-APPS 06-00322-FOIA 06-00323-APPS 06-00323-FOIA 06-00324-APPS 06-00324-FOIA 06-00325-APPS 06-00325-FOIA 06-00326-APPS 06-00326-FOIA 06-00327-APPS 06-00327-FOIA 06-00328-APPS 06-00328-FOIA 06-00329-APPS 06-00329-FOIA 06-00330-APPS 06-00330-FOIA 06-00331-APPS 06-00331-FOIA 06-00332-APPS 06-00332-FOIA
Requester Name
Motz, Robert Gavin, J. Patrick Garcia, Michel Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Wolf, Scott Gavin, J. Patrick Padjen, Ann Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Whorl, Eric SEC Insight -
Organization
International Business Research Kojaian
Request Description
Navarre Corporation Michel Eugene Garcia The Kojaian Companies Inc Manhattan Associates Inc Take Two Interactive Software Inc Mylan Laboratories Inc Pan American Properties Inc Frozen Food Express Industries Inc Cognos Incorporated Proquest Co Charles Michael Kojaian aka C Michael Kojaian China Life Insurance Company Limited John Duffell Highwoods Properties Inc Request No. 04-7743 Allied Capital Corporation SiteStuff Inc BioMarin Pharmaceutical Inc HEC Energy Corporation Kraft Foods Inc Jack J DiMaio Cardinal Health Inc Health Net Inc Amerada Hess Corporation West Corp (File # 333127965) Per Se Technologies Inc Virtgame Com Corp Hutchinson Technology Inc Barry G Haimes Brocade Communication Systems Inc Daniel A Zeff Genetch Inc FNB Corp FL Commerce Bancorp Inc Gamestop Corp Metlife Inc Wells Submission filed by Bryan Cave LLP on behalf of defendants Empower Telecommunications Corp Chan Co William Chan Eric Chan and Donald Whorl
Requested Date
10/13/2005 10/13/2005 5/31/2006 10/13/2005 6/12/2006 10/13/2005 6/12/2006 10/13/2005 6/12/2006 10/13/2005 6/12/2006 10/13/2005 6/16/2006 10/13/2005 6/16/2006 10/13/2005 6/16/2006 10/13/2005 6/15/2006 10/14/2005 6/16/2006 10/14/2005 6/16/2006 10/14/2005 6/22/2006 10/17/2005 6/22/2006 10/17/2005 6/22/2006 10/14/2005 6/22/2006 10/14/2005 6/22/2006 10/17/2005 6/22/2006 10/17/2005 6/22/2006 10/14/2005
Closed Date
Final Disposition
NIF NIF NIF NIF NIF
Exemption Cited
10/14/2005 Other Reasons 10/10/2007 Other Reasons 7/10/2006 7/19/2006 8/10/2007 7/11/2006 12/4/2007 7/3/2006 Other Reasons Other Reasons Denied in part Completely upheld Other Reasons Completely upheld 10/18/2005 Other Reasons
International Business Research SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight International Business Research SEC Insight Blanchard, Walker, O'Quin & Roberts SEC Insight Products Air and Chemicals, Inc. SEC Insight International Business Research SEC Insight International Business Research SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight -
(b)(7)(A);NIF (b)(7)(A) NIF NIF;WIT (b)(7)(A) NIF WIT WIT (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) WIT (b)(7)(A) RTW (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) RTW NIF RTW (b)(7)(A) FEE
10/14/2005 Other Reasons 8/31/2006 12/6/2007 7/11/2006 7/20/2006 7/19/2006 7/3/2006 1/22/2008 7/13/2006 9/27/2006 7/11/2006 2/8/2008 7/11/2006 7/11/2006 9/18/2006 2/8/2008 7/18/2006 2/12/2008 7/11/2006 1/24/2006 Other Reasons Other Reasons Completely upheld
10/14/2005 Granted in full 10/14/2005 Other Reasons 10/17/2005 Other Reasons Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Completely upheld Completely upheld Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons 11/14/2005 Other Reasons
Request ID
06-00333-APPS
Requester Name
Ravnitzky, Michael -
Organization
Request Description
printout of the list of internal forms listed at the forms tab on the SEC Insider home page AXP Fixed Income Series Inc (File # 333128985) Heilig Meyers Company or MacSaver Financial Services Global Industries Ltd Merck & Co Inc Farallon Capital Management LLC Rite Aid Corporation HSBC USA Inc MD 333-127603 Robert J Bradbury Dolphin & Bradbury Inc First Financial Bank and Hummelstown General Authority List of Public Companies Filing Chapter 11 Aegon N V Mikohn Gaming Corp Tidewater Inc Electronics Boutique Holdings Corp USEC Inc Pioneer Series Trust (File # 333129005) Mastec Inc Flowserve Corporation ConAgra Foods Inc Thomas Steyer Rule 30bl-4 and vote proxies relating to portfolio securities (SEC Release Nos. IC-25739 and IC25922) Sage Asset Management LLC SPX Corporation Federated Managed Pool Series (File # 33312884) AFC Enterprises Goldspring (File # 333124506) Johnson v. SEC (D.C. Cir. 1996) White Paper on the issue of market fragmentation USA Talks com Inc CapitalSource Holdings LLC 333-127044 Teva Pharmaceuticals Industries Ltd. Tower Group Inc 333-127730 The Great Atlantic Pacific Tea Co
Requested Date
6/24/2006
Closed Date
7/19/2006
Final Disposition
Exemption Cited
06-00333-FOIA 06-00334-APPS 06-00334-FOIA 06-00335-APPS 06-00335-FOIA 06-00336-APPS 06-00336-FOIA 06-00337-APPS
Harrison, Richard Porter, Erin Gavin, J. Patrick Eck, Amber Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Staudt, David
Global Securities Information, Inc. Richards Spears Kibbe & Orbe LLP SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Rhoads & Sinon LLP
10/17/2005 7/5/2006 10/14/2005 7/14/2006 10/14/2005 7/11/2006 10/17/2005 6/29/2006
7/3/2006 7/26/2006 12/4/2007 8/10/2006
Granted in full Other Reasons Other Reasons Completely upheld
NIF NIF;WIT (b)(7)(A) NIF NIF WIT (b)(7)(A)
10/18/2005 Other Reasons 12/1/2006 1/10/2008 8/1/2006 Other Reasons Other Reasons Completely upheld
06-00337-FOIA 06-00338-APPS 06-00338-FOIA 06-00339-APPS 06-00339-FOIA 06-00340-APPS 06-00340-FOIA 06-00341-APPS 06-00341-FOIA 06-00342-APPS 06-00342-FOIA 06-00343-APPS
Leppke, Ron Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Kilberg, William
SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Gibson, Dunn & Crutcher LLP
10/14/2005 7/11/2006 10/17/2005 7/11/2006 10/17/2005 7/17/2006 10/17/2005 7/17/2006 10/14/2005 7/11/2006 10/14/2005 7/21/2006
11/10/2005 Granted in full 9/28/2006 2/20/2007 2/8/2008 8/8/2006 8/8/2006 1/29/2008 9/28/2006 3/4/2008 1/17/2007 Completely upheld Completely upheld Granted in full Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld 12/10/2007 Other Reasons
(b)(7)(A) WIT (b)(7)(A) (b)(7)(A) (b)(7)(A) NIF;WIT (b)(7)(A) NIF (b)(5);(b)(6)
06-00343-FOIA 06-00344-APPS 06-00344-FOIA 06-00345-APPS 06-00345-FOIA 06-00346-APPS 06-00346-FOIA 06-00347-APPS 06-00347-FOIA 06-00348-APPS 06-00348-FOIA 06-00349-APPS
Lichtcsien, Susan Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Callcott, W. Hardy Poser, Norman Lawrence, J. Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick
CheckFund Manager LLC SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Bingham McCutchen LLP Brooklyn L Munger Tolles & Olson LLP Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight
10/14/2005 10/24/2005 10/17/2005 10/24/2005 10/17/2005 7/21/2006 9/27/2005 7/21/2006 10/17/2005 7/24/2006 10/17/2005 7/24/2006
10/20/2005 Other Reasons 10/4/2007 9/6/2006 Other Reasons Granted in full
NIF FEE WIT WIT (b)(5) MOT NIF (b)(7)(A) WIT WIT
11/28/2007 Other Reasons 2/7/2008 8/14/2006 1/9/2007 9/21/2006 8/1/2007 9/18/2006 1/22/2008 Other Reasons Completely upheld Granted in full Other Reasons Other Reasons Completely upheld Other Reasons
Request ID
06-00349-FOIA 06-00350-APPS 06-00350-FOIA 06-00351-APPS 06-00351-FOIA 06-00352-APPS 06-00352-FOIA 06-00353-APPS 06-00353-FOIA 06-00354-APPS 06-00354-FOIA 06-00355-APPS 06-00355-FOIA 06-00356-APPS 06-00356-FOIA 06-00357-APPS 06-00357-FOIA 06-00358-APPS 06-00358-FOIA 06-00359-APPS 06-00359-FOIA 06-00360-APPS 06-00360-FOIA 06-00361-APPS 06-00361-FOIA
Requester Name
Costello, Maureen Gavin, J. Patrick Pollack, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Harrison, Richard Acevedo, Elizabeth Harrison, Richard Gavin, J. Patrick Leppke, Ron Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Reilly, Thomas
Organization
International Business Research SEC Insight Sullivan & Cromwell LLP SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. Lerach, Coughlin, Stoia, Geller Rudman & Robbins Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight -
Request Description
American Science and Enginerring Incorporated Core Mark Holdings Company Inc Repsol YPF S A Asbury Automotive Group Inc Regency Centers Corp 333-125913 Tekelec Shells Seafood Restaurants Inc 333-126487 Nabi Pharmaceuticals Fisher Scientific Intenational Inc Max Re Captial Ltd Edward R Finch Carrier Access Corporation Intelli Check Inc 333-127663 China Life Insurance Company Limited Century Casinos Inc Co 333-126519 Invitrogen Corporation List of Closed Appearance Cases from Inception to Present Sun Microsystems Inc Esterline Technologies Corporatioin Altera Corporation Dynavax Technologies Corp 333-127930 Investors Financial Services Corp Columbus Southern Power Co 333-127174 Sempra Energy aggregate number of loaned shares of common stock reported to the SEC under Section 13 f Axis Capital Holdings Ltd Escala Group Inc fka Greg Manning Auctions Inc First Marblehead Corporation Allergan Inc Wal Mart Stores Inc Bookham Technology Plc 333-127546 Ionatron Inc Zeff Capital Partners I LP Eton Park Capital Management Imaging3 Inc 333-117309
Requested Date
10/14/2005 7/24/2006 10/14/2005 7/24/2006 10/17/2005 7/24/2006 10/17/2005 7/24/2006 10/14/2005 7/24/2006 10/14/2005 7/24/2006 10/17/2005 7/19/2006 10/17/2005 8/2/2006 10/14/2005 8/2/2006 10/14/2005 8/2/2006 10/17/2005 8/2/2006 10/17/2005 8/2/2006 10/14/2005
Closed Date
Final Disposition
NIF NIF (b)(7)(A) (b)(7)(A) NIF WIT (b)(7)(A) NIF WIT RTW FEE (b)(7)(A) (b)(7)(A) NIF WIT NIF NIF
Exemption Cited
10/18/2005 Other Reasons 9/18/2006 2/28/2008 8/21/2006 1/10/2007 2/20/2007 Other Reasons Granted in full Completely upheld Granted in full Completely upheld
10/10/2007 Granted in full 2/15/2008 1/11/2008 2/16/2007 7/26/2006 Other Reasons Other Reasons Completely upheld Other Reasons
11/13/2006 Other Reasons 2/16/2006 Granted in full
11/14/2006 Partially reversed 11/15/2005 Granted in full 12/26/2006 Completely upheld 9/28/2007 8/27/2007 2/15/2008 10/2/2007 9/13/2006 Other Reasons Granted in full Other Reasons Granted in full Other Reasons
06-00362-APPS 06-00362-FOIA 06-00363-APPS 06-00363-FOIA 06-00364-APPS 06-00364-FOIA 06-00365-APPS 06-00365-FOIA 06-00366-APPS 06-00366-FOIA
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Lynch, Megan Baldwin, Elizabeth Harrison, Richard
SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight CheckFund Manager LLC VerdisWealth Management Global Securities Information, Inc.
8/2/2006 10/14/2005 8/2/2006 10/17/2005 8/2/2006 10/17/2005 8/2/2006 10/14/2005 8/11/2006 10/17/2005
11/15/2006 Other Reasons 1/10/2007 8/21/2006 2/7/2008 2/11/2008 9/28/2006 8/29/2006 9/27/2007 Other Reasons Completely upheld Other Reasons
NIF NIF;RTW (b)(7)(A) WIT (b)(7)(A) NIF (b)(7)(A) -
Completely reversed Completely upheld Completely upheld Granted in full
10/31/2007 Granted in full 10/19/2005 Other Reasons
Request ID
06-00367-APPS 06-00367-FOIA 06-00368-APPS 06-00368-FOIA 06-00369-APPS 06-00369-FOIA 06-00370-APPS 06-00370-FOIA 06-00371-APPS 06-00371-FOIA 06-00372-APPS 06-00372-FOIA 06-00373-APPS 06-00373-FOIA 06-00374-APPS 06-00374-FOIA 06-00375-APPS 06-00375-FOIA 06-00376-APPS 06-00376-FOIA 06-00377-APPS 06-00377-FOIA 06-00378-APPS 06-00378-FOIA 06-00379-APPS 06-00379-FOIA 06-00380-APPS 06-00380-FOIA 06-00381-APPS 06-00381-FOIA 06-00382-APPS 06-00382-FOIA 06-00383-APPS 06-00383-FOIA 06-00384-APPS 06-00384-FOIA 06-00385-APPS 06-00385-FOIA
Requester Name
Downs, Travis Harrison, Richard Downs, Travis Harrison, Richard Downs, Travis Lynch, Megan Downs, Travis Harrison, Richard Aguirre, Gary Harrison, Richard Salky, Steven Harrison, Richard Gavin, J. Patrick Coutts, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Lambeth, Joyce Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Lambeth, Joyce Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP Global Securities Information, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP Global Securities Information, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP CheckFund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Global Securities Information, Inc. Global Securities Information, Inc. Zuckerman Spaeder LLP Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight SEC Insight CheckFund Manager LLC SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Maxim Integrated Product Inc K Sea Transportation Partners LP 333-122668 Vitesse Semiconductor Corporation GTX Inc DE 333-127715 Zoran Corporation Zeff Holding Company LLC Semtech Corporation Ares Capital Corp 333-127767 Gary J Aguirre UnitedHealth Group Inc 333-127610 Fannie Mae or Freddie Mac Interdent Inc 333-124080 Fiserv Inc American Mortgage Corporation Earthlink Inc Murphy Oil Corporation McDonald Corporation Steven Robert Becker Fiserv Inc Alexion Pharmaceuticals Inc Zoran Corporation Fremont Investment & Loan Monsanto Company SRB Management LP aka BC Advisors LLC Rambus Inc Newfield Exploration Company Taro Pharmaceutical Industries Ltd 3 Dimensional Pharmaceuticals Inc Stamps com Inc Humana Inc Verint Systems Inc Aclera Biosciences Inc Martek Biosciences Corporation Litton Loan Servicing LP Chevron Corporation Kinross Gold Corporation Wesbanco Inc L 3 Communications Holdings Inc
Requested Date
8/10/2006 10/17/2005 8/10/2006 10/17/2005 8/10/2006 10/14/2005 8/10/2006 10/17/2005 8/22/2006 10/17/2005 8/24/2006 10/17/2005 8/18/2006 9/26/2005 8/18/2006 10/17/2005 8/18/2006 10/17/2005 8/18/2006 10/10/2005 8/25/2006 10/10/2005 8/25/2006 10/17/2005 8/25/2006 10/17/2005 8/25/2006 10/10/2005 8/25/2006 10/17/2005 8/25/2006 10/10/2005 8/25/2006 10/10/2005 8/25/2006 10/17/2005 8/25/2006 10/17/2005
Closed Date
8/21/2006 1/17/2007 9/18/2006 1/17/2007 9/28/2006
Final Disposition
Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) -
Exemption Cited
10/17/2005 Other Reasons 9/6/2006 2/28/2008 9/19/2006 1/29/2008 9/12/2006 4/16/2007 9/28/2006 1/22/2008 9/28/2006 2/28/2008 9/28/2006 5/1/2007 12/6/2007 11/2/2005 Completely upheld Granted in full Completely upheld Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
5 USC 552a(d)(2) 17 CFR 200.37 WIT NIF WIT NIF RPR WIT (b)(7)(A) NIF NIF WIT NIF (b)(7)(A) NIF (b)(7)(A) WIT (b)(7)(A) NIF;RTW NIF;WIT (b)(7)(A) NIF NIF;RPR (b)(7)(A) (b)(7)(A) WIT NIF
11/15/2006 Completely upheld 10/28/2005 Other Reasons 10/16/2006 Completely upheld 12/3/2007 9/25/2006 6/13/2007 1/29/2008 9/28/2006 4/19/2007 1/28/2008 6/26/2007 8/8/2007 Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Granted in full Other Reasons Completely upheld Other Reasons
10/18/2005 Other Reasons 10/10/2007 Denied in part
Request ID
06-00386-APPS 06-00386-FOIA 06-00387-APPS 06-00387-FOIA 06-00388-APPS 06-00388-FOIA 06-00389-APPS 06-00389-FOIA 06-00390-APPS 06-00390-FOIA 06-00391-APPS 06-00391-FOIA 06-00392-APPS 06-00392-FOIA 06-00393-APPS 06-00393-FOIA 06-00394-APPS 06-00394-FOIA 06-00395-APPS 06-00395-FOIA 06-00396-APPS 06-00396-FOIA 06-00397-APPS 06-00397-FOIA 06-00398-APPS 06-00398-FOIA 06-00399-APPS 06-00399-FOIA 06-00400-APPS 06-00400-FOIA 06-00401-APPS 06-00401-FOIA 06-00402-APPS 06-00402-FOIA 06-00403-APPS 06-00403-FOIA 06-00404-APPS
Requester Name
Yuzary, Haim House, Ronald Schramm, Richard Lambeth, Joyce Schramm, Richard Gavin, J. Patrick Kleidman, Paul Edwards, Mark Mack, Todd Cook, Whit Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Hughes, Siobhan Gavin, J. Patrick Reilly, Thomas Gavin, J. Patrick Murray, Dennis Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Bryan, Christopher Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick -
Organization
Haim Yuzary Benesch Friedlander Coplan & Aronoff LLP SEC Insight Zwerling Schachter & Zwerling LLP Recombinant Capital Inc. WDS Inc SEC Insight Recombinant Capital Inc. SEC Insight Dow Jones Newswires SEC Insight SEC Insight Murray & Murray SEC Insight CheckFund Manager LLC SEC Insight International Business Research SEC Insight International Business Research SEC Insight CheckFund Manager LLC SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight International Business Research SEC Insight
Request Description
September 26 2005 FOIA Request 05-08606 Oath of Office of certain Commission employees Mortgage Electronic Resignation Systems Inc Oath of Office of certain Commission employees Monsanto Company Deog Kyoon Jeong Affymetrix Inc Fairfax Financial Holdings Royal Alliance Associates Inc Wyeth Aerogen Inc LSI Logic Corporation Refco S1 filing from 2005 Unisys Corporation daily aggregate dollar volume of fail to delivers supplied to the SEC by the NSCC InterMune Inc ABS Industries Dow Chemical Company GS Gamma Investments LLC NVIDIA Corporation Ralph O Esmerian AmerisourceBergin Corporation Fred Leighton Ltd Supervalu Inc Ranger Advisors LP/Ranger Capital Group Fiserv Inc Fred Leighton Imports Ltd Sprint Nextel Corporation Fred Leighton Madison Ltd fka M & M Imports Inc Textron Inc Fred Leighton at Trump Tower Inc Career Education Corporation NovaStar Financial Inc Palm Inc Fred Leighton aka Murray Mondschein Avaya Inc
Requested Date
8/18/2006 10/7/2005 8/29/2006 10/10/2005 8/29/2006 10/17/2005 8/29/2006 10/10/2005 9/5/2006 10/17/2005 8/29/2006 10/10/2005 8/29/2006 10/17/2005 8/29/2006 10/17/2005 8/29/2006 10/18/2005 8/31/2006 10/18/2005 8/31/2006 10/18/2005 8/31/2006 10/18/2005 8/30/2006 10/18/2005 9/1/2006 10/18/2005 8/30/2006 10/18/2005 8/31/2006 10/18/2005 9/7/2006 10/18/2005 9/7/2006 10/18/2005 8/30/2006
Closed Date
2/27/2007 11/2/2005 9/18/2006
Final Disposition
Other Reasons Other Reasons NIF FEE
Exemption Cited
Completely reversed RPR
10/19/2005 Other Reasons 9/18/2006 1/16/2008 9/18/2006 3/12/2008 8/28/2006 9/13/2006 4/17/2007 12/6/2007
Completely reversed Denied in part Completely upheld (b)(7)(A);WIT (b)(7)(A) FEE NIF CAN;RTW WIT NIF (b)(7)(A) WIT NIF WIT NIF (b)(7)(A);FEE NIF NIF WIT NIF (b)(7)(A) NIF (b)(7)(A) NIF WIT (b)(4);(b)(8) NIF NIF (b)(7)(A)
10/19/2005 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
10/28/2005 Other Reasons 2/8/2006 Denied in full
11/28/2007 Other Reasons 10/19/2005 Other Reasons 12/6/2007 11/7/2006 12/6/2007 2/20/2007 11/8/2005 Other Reasons Partially reversed Other Reasons Completely upheld Other Reasons 10/19/2005 Other Reasons 11/15/2005 Other Reasons 10/24/2005 Other Reasons 10/21/2005 Other Reasons
12/11/2007 Completely upheld 10/26/2005 Other Reasons 11/29/2007 Other Reasons 10/20/2005 Denied in full 9/28/2006 11/2/2006 Other Reasons Completely upheld 10/19/2005 Other Reasons
Request ID
06-00404-FOIA 06-00405-APPS 06-00405-FOIA 06-00406-APPS 06-00406-FOIA 06-00407-APPS 06-00407-FOIA 06-00408-APPS 06-00408-FOIA 06-00409-APPS 06-00409-FOIA 06-00410-APPS 06-00410-FOIA 06-00411-APPS 06-00411-FOIA
Requester Name
Youngerman, Stephen Hodes, Scott Sengstack, Michele Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Bryan, Christopher Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Reilly, Thomas -
Organization
Request Description
ProCentury Corporation Mobile Pro Corp Museum of American Folk Art Motorola Inc Goerge Sykes Jr American Express Company R Esmerian Inc MBIA Inc General Electric Pfizer Inc Carrow Doyle Associates LLP Ingersoil-Rand Co Ltd Mark S Carrow Company Aetna aggregate common stock short interest in the NYSE and NASDAQ including positions that meet the requirements of Subsections e1 6 7 8 and 10 of SEC Rule 10a 1 PMC Sierra Inc Fred Leighton LLC Parametric Technology Corporation aggregate dollar value under Section 13f Schering Plough Corporation Diversa Corp Invitrogen Corporation Gemstar Inc and CEO Henry Yuen H&R Block Inc Deltagen Inc Oracle Systems Western Gas Resources Inc Allegheny Energy Inc Newmont Mining Corporation Marathon Oil Corporation Sonoco Products Company Versign Inc Depomed Inc Serono SA HO1060005 Time Warner Inc Energizer Holdings Inc
Requested Date
10/14/2005 9/21/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/18/2005
Closed Date
Final Disposition
NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(C) NIF
Exemption Cited
10/20/2005 Other Reasons 2/20/2007 6/26/2007 6/26/2007 2/20/2007 11/1/2006 6/26/2007 11/2/2005 2/16/2007 Other Reasons Completely upheld Completely upheld Completely upheld Granted in full Completely upheld Other Reasons Completely upheld
Scott A. Hodes, Attorney At Law International Business Research SEC Insight CheckFund Manager LLC SEC Insight International Business Research SEC Insight SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight -
10/20/2005 Other Reasons 10/10/2006 Partially reversed 11/1/2005 Other Reasons
06-00412-APPS 06-00412-FOIA 06-00413-APPS 06-00413-FOIA 06-00414-APPS 06-00414-FOIA 06-00415-APPS 06-00415-FOIA 06-00416-APPS 06-00416-FOIA 06-00417-APPS 06-00417-FOIA 06-00418-APPS 06-00418-FOIA 06-00419-APPS 06-00419-FOIA 06-00420-APPS 06-00420-FOIA 06-00421-APPS 06-00421-FOIA 06-00422-APPS 06-00422-FOIA
Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Reilly, Thomas Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Star, Jesse Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Rokeach, Louis Gavin, J. Patrick Gavin, J. Patrick
SEC Insight International Business Research SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight Berstein Litowitz Berger & Grossmann LLP SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight
9/19/2006 10/18/2005 9/19/2006 10/19/2005 9/19/2006 10/17/2005 9/20/2006 10/19/2005 9/19/2006 10/17/2005 9/20/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/18/2005 9/19/2006 10/17/2005 9/19/2006 10/19/2005 9/19/2006 10/18/2005
10/4/2006 11/8/2005 4/3/2007 5/15/2007 11/6/2006 1/23/2006 2/16/2007 4/6/2007 2/26/2007 1/23/2008 1/9/2008 3/1/2007 10/2/2007
Completely upheld Other Reasons Other Reasons Other Reasons Completely upheld Denied in full Completely upheld Granted in full Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons
(b)(7)(A) NIF NIF FEE MOT (b)(7)(A) (b)(7)(A) (b)(7)(A) NIF WIT WIT (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) WIT
10/27/2006 Completely upheld 10/31/2005 Granted in full 10/4/2006 6/26/2007 12/3/2007 Completely upheld Completely upheld Other Reasons 10/27/2005 Other Reasons
Request ID
06-00423-FOIA 06-00424-FOIA 06-00425-FOIA 06-00426-FOIA 06-00427-FOIA 06-00428-FOIA 06-00429-FOIA 06-00430-FOIA 06-00431-FOIA 06-00432-FOIA 06-00433-FOIA 06-00434-FOIA 06-00435-FOIA 06-00436-FOIA 06-00437-FOIA 06-00438-FOIA 06-00439-FOIA 06-00440-FOIA 06-00441-FOIA 06-00442-FOIA 06-00443-FOIA 06-00444-FOIA 06-00445-FOIA 06-00446-FOIA 06-00447-FOIA 06-00448-FOIA 06-00449-FOIA 06-00450-FOIA 06-00451-FOIA 06-00452-FOIA 06-00453-FOIA 06-00454-FOIA 06-00455-FOIA 06-00456-FOIA 06-00457-FOIA 06-00458-FOIA
Requester Name
Gavin, J. Patrick Czynszak, Michelle Siciliano, Ralph Edwards, Mark Hodes, Scott Edwards, Mark Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Lynn, Jeffrey Gavin, J. Patrick Moore, Caroline Gavin, J. Patrick Smith, Louis Gavin, J. Patrick Gavin, J. Patrick Radcliffe, Willow Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Mierzejewski, Mark SEC Insight
Organization
Van Money Manager Research, LLC Tannenbaum Helpern Syracuse & Hirschtritt LLP Recombinant Capital Inc. Scott A. Hodes, Attorney At Law Recombinant Capital Inc. SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight SEC Insight Sullivan & Cromwell LLP SEC Insight International Energy & Infrastructure Group SEC Insight Greenberg Traurig LLP SEC Insight SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Global Securities Information, Inc. Check Fund Manager LLC
Request Description
The TriZetto Group Inc Landry Morin Long and Short Mementum Fund FOIA Request #2005-0248 Decode Genetics Inc Appian Dendreon Corp Noble Corporation Robert R Madden Quicksilver Inc GLB Capital Management Incorporated AirGate PCS Inc Madden Fund Management LLC American Eagle Outfitters Inc Superior Energy Services Inc Gas Natural SDG SA American Financial Group Inc Wilmington Trust Corporation Lexar Media Inc MasterCard Incorporated Omnicom Group Inc RealNetworks Inc Oracle Corporation SanDisk Corporation Renee C Hartman Smith International Inc Thermo Electron Corporation NVIDIA Corporation BJs Wholesale Club Inc aka BJS Wholesale Club Inc Conceptus Inc (File # 333128146) Uranium Power Corp (File # 333127777) BSI2000 Inc Immunomedica Inc (File # 333128310) Transocean Inc Cognizant Technology Solutions Corporation Avanir Pharmaceuticals (File # 333125979) Ore Hill Partners LLC
Requested Date
10/18/2005 10/19/2005 10/19/2005 10/17/2005 10/19/2005 10/17/2005 10/18/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/20/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/21/2005 10/24/2005 10/21/2005
Closed Date
12/6/2007
Final Disposition
Other Reasons WIT NIF NIF
Exemption Cited
10/24/2005 Other Reasons 10/21/2005 Granted in full 11/20/2006 Granted in full 11/15/2005 Granted in full 10/10/2006 Granted in full 9/5/2007 11/8/2005 1/2/2008 1/9/2008 Other Reasons Denied in part Other Reasons Other Reasons
(b)(7)(A);NIF WIT NIF WIT NIF WIT NIF WIT NIF (b)(7)(A);RTW RTW WIT WIT NIF NIF;WIT WIT WIT WIT WIT WIT RTW WIT WIT RTW NIF
10/21/2005 Other Reasons 10/25/2005 Other Reasons 11/29/2007 Other Reasons 10/17/2007 Granted in full 12/22/2005 Other Reasons 1/9/2008 5/12/2006 7/26/2007 12/3/2007 9/6/2006 Other Reasons Other Reasons Denied in part Other Reasons Granted in full
12/21/2005 Granted in full 1/23/2008 1/11/2008 11/2/2005 12/3/2007 Other Reasons Other Reasons Granted in full Other Reasons
12/12/2007 Other Reasons 12/10/2007 Other Reasons 12/10/2007 Other Reasons 1/17/2008 9/15/2006 12/3/2007 Other Reasons Other Reasons Other Reasons
Request ID
06-00459-FOIA 06-00460-FOIA 06-00461-FOIA 06-00462-FOIA 06-00463-FOIA 06-00464-FOIA 06-00465-FOIA 06-00466-FOIA 06-00467-FOIA 06-00468-FOIA 06-00469-FOIA 06-00470-FOIA 06-00471-FOIA 06-00472-FOIA 06-00473-FOIA 06-00474-FOIA 06-00475-FOIA 06-00476-FOIA 06-00477-FOIA 06-00478-FOIA 06-00479-FOIA 06-00480-FOIA 06-00481-FOIA 06-00482-FOIA 06-00483-FOIA 06-00484-FOIA 06-00485-FOIA 06-00486-FOIA 06-00487-FOIA 06-00488-FOIA 06-00489-FOIA 06-00490-FOIA 06-00491-FOIA 06-00492-FOIA 06-00493-FOIA 06-00494-FOIA 06-00495-FOIA 06-00496-FOIA
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Kraut, Richard Mierzejewski, Mark Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Dilworth Paxson LLP Check Fund Manager LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Metrogas Inc
Request Description
Futuremedia Plc (File # 333127173) Parker Drilling Co /DE/ (File # 33312669) Pioneer Small Cap Value Fund (File # 333129163) Constellation Energy Group Nicholas Applegate Institutional Funds (File # 333129114) Retirement Readiness Funds (File # 333129081) USBAM Securities Lending Trust Nektar Therapeutics Express Scripts Inc Pegasus Communications Corporation Frederick J Wahl Plumtree Software Inc Biokey International Inc IWO Holdings Inc SBS Broadcasting SA Priority Healthcare Corp Aerogen Inc Central Parking Corp Biovail Corporation International aka Biovail Corp aka Biovail Corporation bea Systems Inc Sprint Nextel Corp China Granite Corp Rockbay Capital Advisors Inc Peregrine Systesms Inc AHPC Holdings Inc Central Parking Corp Atul Khanna Captiva Software Corp Trico Marine Services Inc 333-128237 VOIP Inc 333-127522 Charter Communications Inc Cimarex Energy Co 333-125235 Old Line Bancshares Inc 333-127792 Continental Airlines Inc 333-128289 CBOT Holdings Inc Boulder Growth and Income Fund 333-126503 Symantec Corp 333-127959
Requested Date
10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/21/2005 10/24/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/21/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005
Closed Date
4/16/2007 9/22/2006 9/26/2006
Final Disposition
Other Reasons Other Reasons Other Reasons WIT RTW RTW WIT NIF NIF NIF (b)(5) NIF NIF FEE NIF NIF WIT DUP
Exemption Cited
11/21/2006 Granted in full 1/17/2008 8/11/2006 Other Reasons Granted in full
12/26/2006 Granted in full 12/12/2006 Other Reasons 8/2/2007 8/2/2007 11/3/2005 2/7/2008 11/3/2005 2/6/2008 2/12/2008 3/4/2008 1/29/2008 Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
11/16/2005 Other Reasons 11/29/2007 Denied in part 1/10/2008 1/10/2008 4/16/2007 3/6/2008 1/24/2008 1/10/2007 1/10/2007 1/10/2007 2/10/2006 2/16/2006 12/6/2006 9/28/2007 9/14/2006 4/16/2007 Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Denied in full Granted in full Granted in full Granted in full Granted in full Other Reasons
(b)(7)(A);WIT WIT WIT NIF WIT WIT NIF RTW NIF (b)(7)(A) NIF WIT
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Gavin, J. Patrick Behar, Jonathan Gavin, J. Patrick Reilly, Thomas Lallemand, Sienky Gavin, J. Patrick Gavin, J. Patrick Pryke, Andy Gavin, J. Patrick Barton, Justin Intelisano, Ross Gavin, J. Patrick Lichtcsien, Susan Lallemand, Sienky Cook, Whit Lynch, Megan Spence, Michael Mierzejewski, Mark Gavin, J. Patrick Genecin, Victor Genecin, Victor Spence, Michael Spence, Michael Mierzejewski, Mark Spence, Michael Gavin, J. Patrick Lynch, Megan Spence, Michael Gavin, J. Patrick O-Driscoll, Kay Remond, Carol Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight Lerach Coughlini Stoia Geller Rudman & Robbins LLP SEC Insight SEC Insight SEC Insight Jersey Financial Services Commission SEC Insight Brown University Investment Office Rich & Intelisano LLP SEC Insight CheckFund Manager LLC CheckFund Manager LLC International Business Research Check Fund Manager LLC SEC Insight Pavia & Harcourt LLP Pavia & Harcourt LLP International Business Research International Business Research Check Fund Manager LLC International Business Research SEC Insight CheckFund Manager LLC International Business Research SEC Insight Deutsche Asset Management Dow Jones Newswires SEC Insight
Request Description
Enterprise Technologies Inc 333-127650 8x8 Inc 333-126350 Capital Lease Funding Inc Leap Wireless International Inc 333-126246 Adstar Inc 333-126338 Bruce F Prevost Akamai Technologies Inc ConAgra Foods Inc Viisage Technology Inc Aggregate fail to deliver supplied to SEC by the NSCC Chicago Tribune Newspaper Red Hat Inc The Interpublic Group of Companies Inc Stephen James Toy International Rectifier Corporation Greylock Partners Focus Report and Forms for Bayou Securities LLC Intertape Polymer Group Inc Palm Beach Capital Management LLC Hollinger International Royal Alliance Associates Affidavit Gates Capital Management Inc Medical Care America Inc STG Capital Management LP Expedia Inc SuperDirectories Inc 333-51533 First China Redevelopment Corp 333-120007 Naples Community Hospital System Inc Sacred Heart Acedemy Inc Peter J Uddo Angel Care America Inc The Interpublic Group of Companies Inc Jeffrey L Gates New Englad Critical Care Stericycle Inc SEC Staff for the years 2002 and 2005 HiEnergy Technologies Inc Shire Pharmaceuticals Group PLC
Requested Date
10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/17/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/24/2005 10/17/2005 10/24/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005
Closed Date
10/3/2007 2/7/2008 2/7/2008 2/7/2008 4/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons RTW WIT WIT WIT WIT
Exemption Cited
10/31/2005 Denied in part 12/28/2007 Other Reasons 10/31/2005 Denied in full 9/26/2006 Other Reasons
(b)(7)(A);NIF WIT (b)(7)(A) NIF;RTW NIF NIF (b)(7)(A) CAN;DUP NIF WIT NIF (b)(4);(b)(8) WIT NIF (b)(7)(A);NIF NIF WIT NIF WIT NIF NIF NIF NIF NIF (b)(7)(C) NIF NIF NIF;WIT (b)(7)(A) NIF
11/14/2005 Other Reasons 10/25/2005 Other Reasons 10/17/2007 Denied in part 11/2/2005 12/3/2007 Other Reasons Other Reasons 10/26/2005 Other Reasons 10/26/2005 Other Reasons 11/29/2005 Denied in full 1/22/2008 11/1/2005 2/9/2006 9/18/2007 Other Reasons Other Reasons Denied in part Granted in full
11/29/2005 Other Reasons 12/14/2005 Other Reasons 10/26/2005 Other Reasons 1/11/2008 11/1/2005 9/18/2006 11/2/2005 11/2/2005 11/8/2005 11/8/2005 8/16/2007 11/2/2007 12/4/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
10/28/2005 Other Reasons 10/28/2005 Granted in full 12/27/2005 Denied in full 8/21/2007 Other Reasons
Request ID
06-00535-FOIA 06-00536-FOIA 06-00537-FOIA 06-00538-FOIA 06-00539-FOIA 06-00540-FOIA 06-00541-FOIA 06-00542-FOIA 06-00543-FOIA 06-00544-FOIA 06-00545-FOIA 06-00546-FOIA 06-00547-FOIA 06-00548-FOIA
Requester Name
Spence, Michael Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Genecin, Victor Mierzejewski, Mark Spence, Michael Gavin, J. Patrick Mierzejewski, Mark Spence, Michael Spence, Michael Genecin, Victor Spence, Michael Howard, Scott
Organization
International Business Research Check Fund Manager LLC Check Fund Manager LLC SEC Insight Pavia & Harcourt LLP Check Fund Manager LLC International Business Research SEC Insight Check Fund Manager LLC International Business Research International Business Research Pavia & Harcourt LLP International Business Research -
Request Description
Integrated Care Systems Treaty Oak Capital Management John J Myers Jr Schering Aktiengesellschaft aka Schering AG Alviero Martini Worldwide Ltd Steven T Glass Cardio-Care America Exelon Corporation Praesidium Investment Management Company LLC Pediatricare America Infusion Centers America Hosp-Italia Industries Inc Surgicare Americare Inc Correctional Corporation of America Adecco Administaff U S Xpress Dominos Papa Johns Covenant Transportation J B Hunt Wendys Best Buy UAL Corporation Daniel Seth Lewis Adam Gordon termination notice of an SEC investigation into a stock trade by George W Bush Robert W Butts Michael John Gibbons Rhino Advisors Inc Southpoint Capital Advisors LP Robert N Stein Astor Financial Orange Capital LLC The Island ECN Inc Wilbur Louis Ross Salomon Smith Barney Shannon River Capital Management LLC Pre-Paid Legal Services Inc aka Pre Paid Legal Services Inc Park West Partners LLC Warwick Valley Telephone Company Genesis Capital Management Palm Inc Spencer Marshall Waxman Enterasys Networks Inc Peter S Park
Requested Date
10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/25/2005 10/18/2005
Closed Date
Final Disposition
NIF NIF NIF NIF;RTW NIF NIF NIF;RTW NIF NIF NIF NIF RPR
Exemption Cited
10/27/2005 Other Reasons 10/27/2005 Other Reasons 11/2/2005 8/8/2007 8/15/2006 Other Reasons Other Reasons Granted in full
10/27/2005 Other Reasons 10/27/2005 Other Reasons 7/23/2007 Other Reasons 10/26/2005 Other Reasons 10/26/2005 Other Reasons 10/26/2005 Other Reasons 10/13/2006 Granted in full 10/27/2005 Other Reasons 10/27/2005 Other Reasons
06-00549-FOIA 06-00550-FOIA 06-00551-FOIA 06-00552-FOIA 06-00553-FOIA 06-00554-FOIA 06-00555-FOIA 06-00556-FOIA 06-00557-FOIA 06-00558-FOIA 06-00559-FOIA 06-00560-FOIA 06-00561-FOIA 06-00562-FOIA 06-00563-FOIA 06-00564-FOIA 06-00565-FOIA 06-00566-FOIA 06-00567-FOIA 06-00568-FOIA 06-00569-FOIA 06-00570-FOIA
DePeau, Andrew Lazar, Jillian Craine, Phyllis Mierzejewski, Mark Pryke, Andy EMSHWILLER, JOHN R Mierzejewski, Mark DePeau, Andrew DePeau, Andrew DePeau, Andrew Ahern, Patrick Pryke, Andy Edwards, Stanley Lynch, Megan Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick DePeau, Andrew
Cotal Systems, Inc. Paduano & Weintraub LLP Suffolk University Check Fund Manager LLC Jersey Financial Services Commission Check Fund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Baker & McKenzie Jersey Financial Services Commission CheckFund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight Cotal Systems, Inc.
10/26/2005 10/18/2005 10/15/2005 10/26/2005 10/26/2005 10/26/2005 10/26/2005 10/26/2005 10/26/2005 10/26/2005 10/26/2005 10/26/2005 10/25/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005
3/4/2008 11/3/2005 1/17/2008
Other Reasons Denied in full Other Reasons
NIF (b)(7)(A) WIT NIF NIF (b)(7)(A);NIF NIF NIF NIF NIF (b)(8) (b)(7)(A) NIF WIT NIF NIF;WIT NIF WIT NIF (b)(7)(A);NIF NIF
10/27/2005 Other Reasons 10/27/2005 Other Reasons 11/8/2005 7/18/2007 Denied in part Other Reasons 10/28/2005 Other Reasons 10/31/2005 Other Reasons 10/27/2005 Other Reasons 11/17/2005 Denied in full 12/27/2005 Denied in part 11/30/2005 Granted in full 11/29/2005 Other Reasons 1/22/2008 11/1/2005 1/11/2008 Other Reasons Other Reasons Other Reasons
11/16/2005 Other Reasons 12/12/2007 Other Reasons 11/8/2005 8/31/2007 Other Reasons Denied in part
Request ID
06-00571-FOIA 06-00572-FOIA 06-00573-FOIA 06-00574-FOIA 06-00575-FOIA 06-00576-FOIA 06-00577-FOIA 06-00578-FOIA 06-00579-FOIA 06-00580-FOIA 06-00581-FOIA 06-00582-FOIA 06-00583-FOIA 06-00584-FOIA 06-00585-FOIA 06-00586-FOIA 06-00587-FOIA 06-00588-FOIA 06-00589-FOIA 06-00590-FOIA 06-00591-FOIA 06-00592-FOIA 06-00593-FOIA 06-00594-FOIA 06-00595-FOIA 06-00596-FOIA 06-00597-FOIA 06-00598-FOIA 06-00599-FOIA 06-00600-FOIA 06-00601-FOIA 06-00602-FOIA 06-00603-FOIA 06-00604-FOIA 06-00605-FOIA 06-00606-FOIA 06-00607-FOIA 06-00608-FOIA 06-00609-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Ferrigno, Thomas Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Swiantek, Stacey Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Valerio, Chad Gavin, J. Patrick Gavin, J. Patrick Sengstack, Michele Coutts, Mark Edwards, Mark Wyatt, Cullen Sengstack, Michele Gavin, J. Patrick Bakouris, Donna Edwards, Mark Harrison, Richard Harrison, Richard Wyatt, Cullen Gavin, J. Patrick Harrison, Richard Motz, Robert Talmage, Greg Glasgal, David Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard SEC Insight SEC Insight
Organization
Request Description
W W Grainger Inc The Timken Company Stratix Asset Management LP ICOS Corporation Cygne Designs Inc (FL 03170) National Commerce Financial Corporation Richard Grodin Network Applicance Inc General Motors Orient Express Hotels Ltd Ascend Capital LLC The St Paul Travelers Companies Inc aka The St Paul Companies Inc Malcolm Fairbairn The Titan Corporation Weight Watchers International Inc Techne Corporation Refco LLC Dollar Tree Stores Inc Reebok International Ltd Bernard Benjamin Zucker GreenPoint Mortgage Funding Inc Digene Corp Mark R Gordon Precious Stones Company Allied Capital Corporation Howard M Appel Discovery Partners International Inc PPL Energy Supply LLC 333-128219 Calamos Global Total Fund (File # 333114111) Berstein Global Opportunities Hedge Fund CGMI Inc Worldspan LP (File # 333124508) Robert G Shaw Ed Bryant Daniel Keith Ludwig Homecom Communications Inc (File # 333126526) US Precious Metals Inc (File # 333127865) General Maritime Corp El Paso Corp 333-127797
Requested Date
10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/27/2005 10/28/2005 10/28/2005 10/28/2005 10/28/2005 10/18/2005 10/24/2005 10/28/2005 10/28/2005 10/28/2005 10/28/2005 10/24/2005 10/31/2005 10/31/2005 10/28/2005 10/28/2005 10/31/2005 10/28/2005 10/20/2005 10/31/2005 10/31/2005 10/31/2005 10/28/2005 10/31/2005
Closed Date
12/4/2007 1/29/2008 11/1/2005 11/4/2005 8/8/2007 9/28/2007
Final Disposition
NIF NIF;WIT NIF NIF;WIT CAN NIF NIF NIF (b)(7)(A) NIF FEE;NIF WIT Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Check Fund Manager LLC SEC Insight Fulbright & Jaworski LLP SEC Insight Check Fund Manager LLC SEC Insight GSO Capital Partners SEC Insight Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight Deutsche Bank SEC Insight SEC Insight International Business Research Recombinant Capital Inc. Van Money Manager Research, LLC International Business Research SEC Insight Max M Wayman & Associates Inc Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. International Business Research Ford For Tennessee 7ate9 Entertainment Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc.
12/28/2005 Denied in full 11/15/2005 Other Reasons 11/29/2007 Other Reasons 11/29/2005 Denied in part 12/6/2007 12/6/2007 Other Reasons Other Reasons
(b)(7)(A);NIF WIT WIT WIT NIF WIT WIT NIF NIF;RPR NIF NIF WIT NIF CAN NIF NIF RTW NIF CAN NIF WIT NIF NIF -
12/10/2007 Other Reasons 11/29/2005 Other Reasons 1/29/2008 1/23/2008 Other Reasons Other Reasons
11/30/2005 Other Reasons 11/30/2005 Other Reasons 7/6/2006 11/1/2005 1/29/2008 2/28/2008 3/5/2008 9/14/2006 Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full
10/31/2005 Other Reasons 10/17/2007 Other Reasons 9/26/2006 11/2/2005 9/18/2007 1/4/2008 2/28/2008 1/11/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
06-00610-FOIA 06-00611-FOIA 06-00612-FOIA 06-00613-FOIA 06-00614-FOIA 06-00615-FOIA 06-00616-FOIA 06-00617-FOIA 06-00618-FOIA 06-00619-FOIA 06-00620-FOIA 06-00621-FOIA 06-00622-FOIA 06-00623-FOIA 06-00624-FOIA 06-00625-FOIA 06-00626-FOIA 06-00627-FOIA 06-00628-FOIA 06-00629-FOIA 06-00630-FOIA 06-00631-FOIA 06-00632-FOIA 06-00633-FOIA 06-00634-FOIA 06-00635-FOIA 06-00636-FOIA 06-00637-FOIA 06-00638-FOIA 06-00639-FOIA 06-00640-FOIA 06-00641-FOIA 06-00642-FOIA 06-00643-FOIA 06-00644-FOIA 06-00645-FOIA 06-00646-FOIA 06-00647-FOIA 06-00648-FOIA 06-00649-FOIA
Requester Name
Valerio, Chad Edwards, Mark DePeau, Andrew Motz, Robert Gavin, J. Patrick Harrison, Richard Harrison, Richard Motz, Robert Valerio, Chad Edwards, Mark Harrison, Richard Talmage, Greg Wyatt, Cullen Gavin, J. Patrick Harrison, Richard Motz, Robert Talmage, Greg Wyatt, Cullen Harrison, Richard Motz, Robert Valerio, Chad Einhorn, David Harrison, Richard Wyatt, Cullen Harrison, Richard Motz, Robert Harrison, Richard Edwards, Mark DePeau, Andrew Mierzejewski, Mark Wyatt, Cullen Harrison, Richard Motz, Robert Wyatt, Cullen Mierzejewski, Mark Motz, Robert Motz, Robert Harrison, Richard Dyson, Sarah DePeau, Andrew Deutsche Bank
Organization
Recombinant Capital Inc. Cotal Systems, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Deutsche Bank Recombinant Capital Inc. Global Securities Information, Inc. Ford For Tennessee Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. International Business Research Ford For Tennessee Van Money Manager Research, LLC Global Securities Information, Inc. International Business Research Deutsche Bank Greenlight Capital Global Securities Information, Inc. Van Money Manager Research, LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Recombinant Capital Inc. Cotal Systems, Inc. Check Fund Manager LLC Van Money Manager Research, LLC Global Securities Information, Inc. International Business Research Van Money Manager Research, LLC Check Fund Manager LLC International Business Research International Business Research Global Securities Information, Inc. Cambridge Associates Cotal Systems, Inc. Durect Corp
Request Description
Refco Clearing LLC Stuart Peterson Allan L. Shaw AMR Corporation Partnerre Ltd (File # 333124713) Potomac Edison Co (File # 333127909) Rex W Harrington Lind Waldock Securities LLC Discovery Laboratories Inc Inter Parfums Inc 333-128170 Van Hilleary Berstein Investment Research Varian Medical Systems Inc SouthCoast Financial Corp 333-128247 Navios Corporation Harold Ford Jr Berstein Global Diversified Plus Hedge Fund Mathstar Inc 333-127164 Navios Maritime Holdings Inc Refco Securities LLC Allied Capital Idenix Pharmaceuticals Inc 333-127710 Berstein Global Diversified Hedge Fund Trend Mining Co 333-124144 Serono International S A Roanoke Electric Steel Corp Dura Pharmaceuticals Inc ARtis Capital Management LLC Basswood Management Inc Alliance Capital Global Dervivatives Corporation Jupitermedia Corp 333-128148 Viatel Inc Alliance Capital Management LP Matthew Lindenbaum Econophone Services Inc Destia Communication Services Inc Northwest Natural Gas Co 333-123898 Daniel Och Cantillon Capital Management LLC
Requested Date
10/28/2005 10/24/2005 10/28/2005 10/28/2005 10/28/2005 10/31/2005 10/31/2005 10/28/2005 10/28/2005 10/24/2005 10/31/2005 10/20/2005 10/28/2005 10/28/2005 10/31/2005 10/28/2005 10/20/2005 10/28/2005 10/31/2005 10/28/2005 10/28/2005 10/28/2005 10/31/2005 10/28/2005 10/31/2005 10/28/2005 10/31/2005 10/24/2005 10/28/2005 10/28/2005 10/28/2005 10/31/2005 10/28/2005 10/28/2005 10/28/2005 10/28/2005 10/28/2005 10/31/2005 11/1/2005 10/31/2005
Closed Date
11/2/2005 -
Final Disposition
NIF NIF -
Exemption Cited
11/25/2005 Other Reasons Other Reasons
11/10/2005 Granted in full 11/14/2007 Denied in part 2/7/2008 2/7/2008 11/3/2005 4/13/2007 12/6/2006 2/27/2006 11/3/2005 6/6/2007 10/2/2007 11/1/2005 2/22/2006 11/1/2005 Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons
(b)(7)(A);WIT WIT WIT NIF (b)(4);(b)(8) (b)(6) NIF NIF NIF NIF RTW NIF (b)(4);(b)(8) RTW NIF RTW NIF RTW NIF NIF NIF WIT NIF (b)(7)(A);FEE NIF NIF NIF WIT NIF
10/17/2006 Other Reasons 11/2/2005 11/1/2005 9/26/2006 11/1/2005 9/20/2006 11/1/2005 9/21/2006 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 10/31/2005 Denied in part
11/10/2005 Granted in full 10/31/2005 Other Reasons 10/31/2005 Other Reasons 10/31/2005 Other Reasons 4/16/2007 Other Reasons
10/31/2005 Other Reasons 12/13/2005 Denied in part 11/14/2005 Other Reasons 11/14/2005 Other Reasons 11/14/2005 Other Reasons 3/12/2008 12/1/2005 Granted in full Other Reasons 12/19/2005 Other Reasons
Request ID
Requester Name
Harrison, Richard Dyson, Sarah Gavin, J. Patrick Harrison, Richard Dyson, Sarah Gavin, J. Patrick Harrison, Richard Lichtcsien, Susan Ramanna, Karthik Gavin, J. Patrick Harrison, Richard Reilly, Thomas Harrison, Richard Dyson, Sarah Harrison, Richard Weiss, Miles Lichtcsien, Susan Harrison, Richard Harrison, Richard Goff, James DePeau, Andrew Swiantek, Stacey Dabah, Elliot Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Gavin, J. Patrick Pfleging, Jennifer Gavin, J. Patrick Dyson, Sarah Gavin, J. Patrick Dyson, Sarah Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Dyson, Sarah
Organization
Global Securities Information, Inc. Cambridge Associates SEC Insight Global Securities Information, Inc. Cambridge Associates SEC Insight Global Securities Information, Inc. CheckFund Manager LLC Simon School of Business SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cambridge Associates Global Securities Information, Inc. Bloomberg L.P. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. GSO Capital Partners SEC Insight SEC Insight Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Cambridge Associates SEC Insight Cambridge Associates SEC Insight Check Fund Manager LLC SEC Insight Cambridge Associates
Request Description
Healthaxis Inc Michael Sollott Flowers Food Inc Sybase Inc Simon Mikhailovich Allergan Inc Extended Systems Inc Copper Arch Capital LLC Financial Accounting Standards Boards (FASB) AmerisourceBergen Corporation Tiger Petroleum Inc Aggregate grandfathered "fail to deliver" data supplied to the SEC by NSCC Resolve Staffing Inc Ralph Cioffi Northwest Bancorp Inc Refco Inc Scott Sipprelle Brooks Automation Inc Helix Technology Corp David Corkins and Lance Newcomb Good Hope Advisers LLC GMAC Joshua Yaffa Comcast Corporation California Micro Devices Corporation Nagle Funds (File # 333129281) Jay Genzer Brookfield Properties Corp TB Woods Corp Red Robin Gourmet Burgers Inc SEC registered investment advisers Simon Property Group Inc Steven Tananbaum Central Parking Corporation Eric Pagel Avista Corporation Navigare Partners LLC Outback Steakhouse Inc Michael Cohen
Requested Date
10/31/2005 11/1/2005 10/31/2005 10/31/2005 11/1/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 11/1/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/27/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 10/31/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005
Closed Date
1/3/2008 11/2/2005 1/11/2008 4/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF WIT WIT NIF NIF WIT NIF CAN
Exemption Cited
11/16/2005 Other Reasons 11/22/2005 Other Reasons 1/10/2008 9/13/2007 Other Reasons Other Reasons 11/15/2005 Other Reasons
12/13/2006 Denied in part 2/11/2008 Other Reasons 11/14/2005 Other Reasons 1/22/2008 11/2/2005 8/14/2007 9/28/2007 11/2/2005 11/2/2005 11/2/2005 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full Other Reasons
(b)(7)(A);RTW WIT NIF WIT NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF WIT WIT NIF NIF RTW (b)(7)(A);NIF RTA;RTW NIF;WIT NIF WIT NIF NIF WIT FEE
12/12/2007 Other Reasons 11/29/2007 Other Reasons 6/22/2006 11/3/2005 10/3/2007 9/26/2006 8/11/2006 11/3/2005 12/4/2007 11/3/2005 1/29/2008 11/2/2005 6/8/2007 12/1/2005 2/11/2008 Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
Request ID
06-00689-FOIA
Requester Name
Abshire, R. -
Organization
Request Description
The Mutual Life Insurance Company of New York aka MONY PricewaterhouseCoopers LLP Fisco LLC Red Robin Gourmet Burgers Inc Global Crossing Ltd Hugh Steven Wilson Asyst Technologies Inc Computer Associates James E Kennedy Jr James Dinan Bernstein Institutional Global Diversified Hedge Fund Ltd. Passport Capital LLC aka Passport Management LLC Aggregate grandfathered "fail to deliver" data supplied to the SEC by NSCC John Howard Burbank III Institutional Global Diversified Hedge Fund Ltd Cerberus Captial Management Texas Meridian Resources Corp Medco Health Solutions Glenn August Scott Krase William Bohnsack Jr Ahmet Okumus Brett Barakett Jerry Eicke Cornell Capital Partners Offshore Ltd Carmike Cinemas Inc Manulife Financial Corporation Curtis Macnguyen Southeastern Asset Management Yorkville Advisors Offshore Ltd AT&T Corp America Apartment Communities Inc Matthew J Backman Elm Ridge Capital Partners LP Coca Cola Enterprises Inc Yorkville Advisors LLC Mark A Angelo
Requested Date
10/31/2005
Closed Date
4/21/2006
Final Disposition
Granted in full -
Exemption Cited
06-00690-FOIA 06-00691-FOIA 06-00692-FOIA 06-00693-FOIA 06-00694-FOIA 06-00695-FOIA 06-00696-FOIA 06-00697-FOIA 06-00698-FOIA 06-00699-FOIA 06-00700-FOIA 06-00701-FOIA 06-00702-FOIA 06-00703-FOIA 06-00704-FOIA 06-00705-FOIA 06-00706-FOIA 06-00707-FOIA 06-00708-FOIA 06-00709-FOIA 06-00710-FOIA 06-00711-FOIA 06-00712-FOIA 06-00713-FOIA 06-00714-FOIA 06-00715-FOIA 06-00716-FOIA 06-00717-FOIA 06-00718-FOIA 06-00719-FOIA 06-00720-FOIA 06-00721-FOIA 06-00722-FOIA 06-00723-FOIA 06-00724-FOIA
DePeau, Andrew Ghozland, Michael Gavin, J. Patrick Dyson, Sarah Gavin, J. Patrick Stuart, Alix Mierzejewski, Mark Dyson, Sarah Wyatt, Cullen Lynch, Megan Reilly, Thomas Lynch, Megan Wyatt, Cullen DePeau, Andrew Giarrusso, Joseph Ramadan, Basem Dyson, Sarah Dyson, Sarah Dyson, Sarah Dyson, Sarah Dyson, Sarah Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick Dyson, Sarah Mignonc, Roberto Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick Carpenter, Danielle Mierzejewski, Mark Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle
Cotal Systems, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Cambridge Associates SEC Insight CFO Magazine Check Fund Manager LLC Cambridge Associates Van Money Manager Research, LLC CheckFund Manager LLC CheckFund Manager LLC Van Money Manager Research, LLC Cotal Systems, Inc. Liskow & Lewis Eric S. Pennington PC Cambridge Associates Cambridge Associates Cambridge Associates Cambridge Associates Cambridge Associates Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight SEC Insight Cambridge Associates Bridger Capital LLC Greenwich-Van Advisors LLC SEC Insight SEC Insight Greenwich-Van Advisors LLC Check Fund Manager LLC SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC
11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/1/2005 11/3/2005 11/2/2005 11/2/2005 11/2/2005 11/2/2005 11/2/2005 11/2/2005 11/2/2005 11/2/2005 11/3/2005 11/3/2005 11/3/2005 11/4/2005 11/4/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/4/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005
11/3/2005
Other Reasons
NIF (b)(7)(A) WIT NIF WIT (b)(7)(A) NIF FEE;NIF NIF NIF NIF NIF NIF NIF FEE (b)(2);(b)(5);(b)(7)(C) NIF NIF NIF NIF NIF NIF NIF WIT (b)(7)(A);WIT NIF NIF (b)(7)(A) WIT NIF NIF WIT NIF (b)(7)(A);NIF
11/15/2005 Denied in full 12/12/2007 Other Reasons 11/16/2005 Other Reasons 11/29/2007 Other Reasons 3/10/2006 11/3/2005 11/3/2005 11/9/2005 Denied in full Other Reasons Other Reasons Other Reasons
12/22/2005 Other Reasons 11/4/2005 11/3/2005 11/3/2005 4/3/2007 4/4/2006 Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
11/16/2005 Other Reasons 11/17/2005 Other Reasons 12/2/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 12/7/2007 1/8/2008 8/1/2007 11/7/2005 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in part Other Reasons
11/17/2005 Other Reasons 11/16/2005 Other Reasons 12/12/2007 Other Reasons 11/17/2005 Other Reasons 12/12/2007 Other Reasons 11/17/2005 Other Reasons 11/8/2005 Denied in part
Request ID
06-00725-FOIA 06-00726-FOIA 06-00727-FOIA 06-00728-FOIA 06-00729-FOIA 06-00730-FOIA 06-00731-FOIA 06-00732-FOIA 06-00733-FOIA 06-00734-FOIA 06-00735-FOIA 06-00736-FOIA 06-00737-FOIA 06-00738-FOIA 06-00739-FOIA 06-00740-FOIA 06-00741-FOIA 06-00742-FOIA 06-00743-FOIA 06-00744-FOIA 06-00745-FOIA 06-00746-FOIA 06-00747-FOIA 06-00748-FOIA 06-00749-FOIA 06-00750-FOIA 06-00751-FOIA 06-00752-FOIA 06-00753-FOIA 06-00754-FOIA 06-00755-FOIA 06-00756-FOIA 06-00757-FOIA 06-00758-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Dyson, Sarah Gavin, J. Patrick Molenda, David Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Furgal, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Reilly, Thomas Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Edwards, Robert SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
Pediatrix Medical Group Inc Steiner Leisure Limited Gen Probe Incorporated Barnes & Noble Inc Ronald Gutfleish Wright Medical Group Inc Cornell Capital Partners LP Clear Channel Communications Inc Ibrahim Okumus Digital River Inc Cleveland Cliffs Inc Exchange Traded Trust (File # 333129337) Novavax Inc Andrew Corp CabelTel International Corp Telatinos Inc Corning Inc NY (File # 333127065) Website Pros Inc (File # 333124349) Insignia Solutions PLC (File # 333128346) Cbeyond Communications Inc (File # 333124971) chart prepared by The Depository and Clearing Corporation Myriad Genetics Inc (File # 333123914) Qwest Capital Funding Inc (File # 333127160) Symantec Corporation Microtel International Inc (File # 333122394) Fiberstars Inc CA (File # 333128421) Endo Pharmaceutical Holding Inc Endocare Inc (File # 333123866) General Mills Inc Integrated Security Systems Inc (File # 333127886) Tipperary Corp Isis Pharmaceuticals Inc (File # 333128156) Walt Disney Co Credit Suisse First Boston Mortgage Securities Corp Commercial Mortgage Pass Through Certificates The Valspar Corporation
Requested Date
11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/3/2005 11/4/2005 11/3/2005 11/4/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/5/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/4/2005 11/7/2005 11/7/2005 11/4/2005 11/7/2005 11/7/2005 10/31/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/4/2005
Closed Date
1/17/2008 1/23/2008 12/4/2007 1/17/2008 11/4/2005 1/29/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT WIT NIF;WIT WIT NIF NIF;WIT
Exemption Cited
Check Fund Manager LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Cambridge Associates SEC Insight Wolters Kluwer Law & Business Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Wilkes & McHugh
11/16/2005 Denied in part 11/30/2007 Other Reasons 11/18/2005 Other Reasons 1/17/2008 11/9/2007 2/1/2008 1/3/2008 1/2/2008 4/16/2007 4/16/2007 9/26/2006 Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF WIT NIF WIT WIT WIT WIT (b)(7)(A) WIT WIT RTW RTW RPR WIT NIF WIT WIT RTW WIT WIT RTW RTW WIT RPR
12/10/2007 Other Reasons 3/14/2008 12/6/2007 Other Reasons Other Reasons
12/10/2007 Other Reasons 10/9/2007 8/28/2006 2/7/2008 6/23/2007 9/26/2006 4/16/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
06-00759-FOIA
Gavin, J. Patrick
SEC Insight
11/4/2005
WIT
Request ID
06-00760-FOIA 06-00761-FOIA 06-00762-FOIA 06-00763-FOIA 06-00764-FOIA 06-00765-FOIA 06-00766-FOIA 06-00767-FOIA 06-00768-FOIA
Requester Name
Edwards, Mark Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Reilly, Thomas
Organization
Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Endorex Corp
Request Description
Concentra Operating Corp OCE N V Sempra Energy Emisphere Technologies Inc Quest Diagnostics Inc Popular Inc Santos Ltd FI daily aggregate mark to market value of all fail to delivers including grandfathered fails supplied to the SEC by the NSCC list of registered deposit brokers Occupational Health Rehabilitation Inc Kensington Resources Ltd Imagistics International Inc Polaris Industries Inc Dynax Corp Haggar Corp Daou Systems Inc Labone Inc Neurocrine Biosciences Inc Endogen Inc E Loan Inc Thompson Falls Holding Co aggregate fail to deliver data including grandfathered fails supplied to the SEC by the NSCC Berkshire Hathaway Inc BBH U S Money Market Portfolio BBH Trust Talon Asset Management Sarbanes Oxley non accelerated and foreign filers The Tuscan Group LP Charles Paquelet Aggregate "fail to deliver data" supplied to SEC by NSCC CMKX Diamonds 3CI Complete Compliance Corporation Bernstein Global Diversified Hedge Funds Lesley Kaye LeCroy Corporation
Requested Date
10/31/2005 11/7/2005 11/7/2005 11/4/2005 10/31/2005 11/7/2005 11/7/2005 11/7/2005 11/5/2005
Closed Date
2/7/2008 1/29/2008 3/17/2006 1/10/2008 1/10/2008 11/8/2005 12/9/2005
Final Disposition
NIF WIT Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
(b)(7)(A);WIT WIT WIT NIF NIF
Turkewitz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Harrison, Richard Harrison, Richard Reilly, Thomas
Richardson Patrick Westbrook & Brickman LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. -
10/4/2005 11/7/2005 11/7/2005 11/7/2005 11/4/2005 10/31/2005 11/7/2005 11/7/2005 11/7/2005 11/4/2005 10/31/2005 11/7/2005 11/7/2005 11/4/2005
6/14/2006 3/12/2008 3/5/2008 4/16/2007 5/22/2007
Other Reasons Other Reasons Granted in full Other Reasons Granted in full
NIF NIF WIT NIF NIF WIT NIF NIF -
10/17/2007 Granted in full 10/17/2007 Other Reasons 10/17/2007 Granted in full 10/17/2007 Other Reasons 12/3/2007 3/28/2007 8/13/2007 8/13/2007 12/6/2005 Other Reasons Granted in full Other Reasons Other Reasons Granted in full
06-00783-FOIA 06-00784-FOIA 06-00785-FOIA 06-00786-FOIA 06-00787-FOIA 06-00788-FOIA 06-00789-FOIA 06-00790-FOIA 06-00791-FOIA 06-00792-FOIA 06-00793-FOIA 06-00794-FOIA 06-00795-FOIA
Gavin, J. Patrick Harrison, Richard Harrison, Richard Simonian, Guy Scott, James DePeau, Andrew Dyson, Sarah Reilly, Thomas Detrick, Jon O'Neill, Sean Wyatt, Cullen Czynszak, Michelle Gavin, J. Patrick
SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Cambridge Associates Law Offices of Sean F O'Neill Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight
11/4/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/7/2005 11/4/2005 11/7/2005 11/7/2005 11/1/2005 11/8/2005 11/8/2005 11/8/2005
6/15/2007 8/10/2006 9/28/2006 4/16/2007 11/9/2005 11/9/2005 1/10/2006
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons
NIF;RTW NIF (b)(4) NIF NIF NIF NIF NIF NIF RPR NIF NIF WIT
11/16/2005 Other Reasons 11/9/2005 11/9/2005 11/9/2005 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Wyatt, Cullen Gavin, J. Patrick Czynszak, Michelle Slavens, Vincent Czynszak, Michelle Gavin, J. Patrick Czynszak, Michelle Wyatt, Cullen Gavin, J. Patrick Czynszak, Michelle Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Czynszak, Michelle Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Tully, Matthew Gavin, J. Patrick Anderson, Carolyn DePeau, Andrew Gavin, J. Patrick Binkley, Clint Gavin, J. Patrick Schwellenbach, Nick Binkley, Clint Schirrmacher, Axel Binkley, Clint
Organization
Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC Krause Kalfayan Benink & Slavens Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC SEC Insight SEC Insight International Business Research SEC Insight SEC Insight Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC SEC Insight Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight Van Money Manager Research Inc. SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight Zimmerman Reed Cotal Systems, Inc. SEC Insight Van Money Manager Research Inc. SEC Insight Project On Government Oversight Van Money Manager Research Inc. Van Money Manager Research Inc.
Request Description
Bernstein Global Diversified Plus Hedge Fund Lesco Incorporated GAM Japan Euity Hedge Inc Fisher Investments Inc GAM London Limited NetRatings Inc GAM Japan Equity Hedge Inc Bernstein Global Opportunities Hedge Fund PMI Group Inc GAM Fund Management Limited Regeneron Pharmaceuticals Inc Fox Hollow Technologies Inc Bio-Key International Inc Hudson Highland Group Inc 1-800-Flowers.com Incorporated Bernstein Investment Research NYFIX Inc GAM Limited Trans World Entertainment Corporation Och Ziff Capital Management Group Hypercom Corporation Daniel S Och ChevronTexaco Corporation Stephen Brian Pearson PolyMedica Corporation Highfields Capital Management Comcast Corporation Copy of OPM Claim Form 2004-19 CryptoLogic Inc Rudolph Technologies Inc and/or August Technology Corporation Jonathon S Jacobson Hanover Compressor Company Jupiter Asset Management Limited Polycom Inc SEC OIG Closed Investigations since January 1, 2003 Jupiter Asset Management (Bermuda) Limited Lasalle Bank National Association Jupiter Europa Hedge Fund Limited
Requested Date
11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/8/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/2/2005 11/9/2005 11/1/2005 11/9/2005
Closed Date
11/9/2005 12/4/2007 11/9/2005 5/15/2006 12/9/2005 1/22/2008 11/9/2005 11/9/2005 1/9/2008 11/9/2005 1/29/2008 1/19/2007 12/3/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons NIF NIF;WIT NIF (b)(7)(C) NIF WIT NIF NIF WIT NIF WIT
Exemption Cited
(b)(7)(A);WIT WIT NIF (b)(7)(A) NIF NIF NIF NIF FEE;NIF WIT NIF WIT FEE WIT NIF WIT NIF WIT NIF WIT NIF NIF NIF
10/17/2007 Granted in full 11/10/2005 Other Reasons 11/25/2005 Denied in full 11/18/2005 Other Reasons 8/30/2007 10/2/2007 11/9/2005 Other Reasons Other Reasons Other Reasons 11/10/2005 Other Reasons
11/28/2007 Other Reasons 11/10/2005 Other Reasons 1/9/2008 12/5/2005 3/1/2006 12/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons
11/20/2007 Granted in full 11/10/2005 Other Reasons 11/28/2007 Other Reasons 11/15/2005 Other Reasons 8/13/2007 9/28/2007 Granted in full Other Reasons
Request ID
Requester Name
Seidman, Peter Reilly, Thomas Reilly, Thomas Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard Lichtcsien, Susan Ahern, Patrick Harrison, Richard Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Lichtcsien, Susan Harrison, Richard Doerr, Deborah Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Gavin, J. Patrick Reilly, Thomas Wyatt, Cullen Harrison, Richard Harrison, Richard Davies, James Wyatt, Cullen Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Paulin, Christopher Harrison, Richard Collins, Brett Harrison, Richard Harrison, Richard Mierzejewski, Mark Lynn, Jeffrey Harrison, Richard Wyatt, Cullen Gavin, J. Patrick SEC Insight
Organization
Milberg Weiss Bershad & Schulman LLP
Request Description
General Motors Corp Aggregate fail to deliver data Aggregate mark to market value of fail to delivers supplied to SEC by NSCC Daktronics Inc Richard D Buchan III United Financial Inc FrontPoint Partners The Island ECN Inc Seven Eleven Japan Co Ltd Childrens Place Rental Store Inc Clareville Capital Partners LLP George Case William Gillespie Caffray aka Gil Caffray FNB Corp Inc Bills Asset Management Correctional Services Corp GEO Group Inc 7 Eleven Inc Redwood Growth Partners LP Mohawk Industries Inc aggregate monetary value of failing to deliver assessed by the SEC The AlphaGen Altai Fund Limited American Standard Inc 333-124857 Register Com Inc Peter Paul Smetek Liam Pagiaro Getty Realty Corp MD Bunge Ltd 333-128720 Affilliated Computer Services Inc Combinatorx Inc 333-121173 Curtis Gia Macnguyen International Securities Exchange Inc ESG Re Limited Holly Energy Partners LP 333-128101 DHB Industries Inc Akana Capital Management LP Gas Natural SDG S A New Century Energy Corp Clareville Capital Temple Fund Limited Converium Holding AG
Requested Date
11/9/2005 11/9/2005 11/9/2005 11/9/2005 11/10/2005 11/14/2005 11/11/2005 11/11/2005 11/14/2005 11/10/2005 11/10/2005 11/10/2005 11/11/2005 11/14/2005 11/10/2005 11/14/2005 11/14/2005 11/14/2005 11/11/2005 11/10/2005 11/11/2005 11/11/2005 11/14/2005 11/14/2005 11/10/2005 11/11/2005 11/14/2005 11/14/2005 11/10/2005 11/14/2005 11/10/2005 11/14/2005 11/10/2005 11/14/2005 11/14/2005 11/11/2005 11/8/2005 11/14/2005 11/10/2005 11/10/2005
Closed Date
3/25/2008
Final Disposition
Other Reasons WIT NIF NIF NIF;WIT NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF WIT NIF WIT RTW RTW NIF NIF NIF RTW RTW NIF WIT WIT NIF RTW NIF NIF WIT NIF WIT
Exemption Cited
Check Fund Manager LLC Global Securities Information, Inc. CheckFund Manager LLC Baker & McKenzie Global Securities Information, Inc. SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. Smith & Carson Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Latham & Watkins LLP Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Sullivan & Cromwell LLP Global Securities Information, Inc. Van Money Manager Research, LLC SEC Insight
12/12/2005 Other Reasons 11/15/2005 Other Reasons 12/21/2005 Denied in full 11/15/2005 Other Reasons 7/24/2006 12/7/2005 Granted in full Other Reasons
11/14/2005 Other Reasons 11/14/2005 Other Reasons 1/3/2008 4/16/2007 10/4/2006 Other Reasons Other Reasons Other Reasons 11/14/2005 Other Reasons
10/20/2006 Other Reasons 11/15/2005 Other Reasons 10/17/2007 Granted in full 12/20/2005 Other Reasons 11/15/2005 Other Reasons 10/24/2006 Other Reasons 9/29/2006 3/24/2008 Other Reasons Granted in full
11/15/2005 Other Reasons 12/10/2007 Other Reasons 11/29/2007 Other Reasons 8/13/2007 2/22/2008 9/25/2006 6/1/2007 Granted in full Granted in full Other Reasons Granted in full 11/15/2005 Other Reasons
11/15/2005 Other Reasons 10/10/2006 Other Reasons 12/11/2007 Other Reasons 11/15/2005 Other Reasons 11/29/2007 Other Reasons
Request ID
Requester Name
Paulin, Christopher Breitenwischer, Scott Czynszak, Michelle Lichtcsien, Susan Harrison, Richard Wyatt, Cullen Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Breitenwischer, Scott Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard Harrison, Richard Breitenwischer, Scott Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Hibbard, Justin Wright, Krista Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Harrison, Richard Taylor, Austin Gavin, J. Patrick Edwards, Mark Mierzejewski, Mark Taylor, Austin
Organization
Cotal Systems, Inc. Royston Rayzor Vickery & Williams LLP Van Money Manager Research, LLC CheckFund Manager LLC Global Securities Information, Inc. Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Royston Rayzor Vickery & Williams LLP SEC Insight Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Royston Rayzor Vickery & Williams LLP SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. Business Week Cornerstone Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. SEC Insight Global Securities Information, Inc. Brown University Investment Office SEC Insight Recombinant Capital Inc. Check Fund Manager LLC Brown University Investment Office
Request Description
Ivory Investment Management LLC ABB Inc Power Technologies GAM Japan Hedge Edwin M Dixon Tevecap S A 333-128660 Gartmore Investment Limited Nordic American Tanker Shipping Ltd 333128606 Natco Group Inc Hunter Global Investors LP Bull Run Corp ABB Ltd Old National Bancorp John Jangbae Bo Loews Corp 333-123104 Cherokee Banking CO ABB Network Manager NIKE Inc Voxware Inc Cal Dive International Inc Rediff Com India Ltd (File # 333122536) Sierra Wireless Inc Esperion Therapeutics Inc FOIA Log from 2005 Cisco Systems regarding Revenue Recognition Software Velocity Express Corp (File # 333126196) Flower Valet (File # 333128285) Generex Biotechnology Corp (File # 333128328) Network USA (File # 333125300) CB Richard Ellis Group Inc (File # 333127118) The Walt Disney Company Epix Medical Inc webMethods Inc IRobot Corp 333-126907 Bear Stearns Merchant Banking PFF Bancorp Inc Exelixis Inc Kensico Capital Management Corp The Carlyle Group
Requested Date
11/10/2005 11/10/2005 11/11/2005 11/11/2005 11/14/2005 11/11/2005 11/14/2005 11/14/2005 11/10/2005 11/14/2005 11/10/2005 11/10/2005 11/14/2005 11/14/2005 11/14/2005 11/10/2005 11/10/2005 11/14/2005 11/14/2005 11/14/2005 11/11/2005 11/6/2005 11/14/2005 11/11/2005 11/14/2005 11/14/2005 11/14/2005 11/14/2005 11/14/2005 11/11/2005 11/6/2005 11/11/2005 11/14/2005 11/14/2005 11/11/2005 11/6/2005 11/14/2005 11/14/2005
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF WIT NIF RTW (b)(7)(A) NIF;WIT NIF WIT NIF WIT WIT WIT NIF NIF WIT WIT WIT (b)(7)(A) -
Exemption Cited
11/15/2005 Other Reasons 11/15/2005 Other Reasons 11/15/2005 Other Reasons 11/15/2005 Other Reasons 6/23/2007 6/23/2007 4/16/2007 5/23/2006 Granted in full Other Reasons Other Reasons Other Reasons 11/15/2005 Other Reasons
11/15/2005 Other Reasons 11/30/2005 Denied in full 12/11/2007 Other Reasons 11/21/2005 Other Reasons 9/5/2006 4/16/2007 1/17/2008 4/16/2007 7/30/2007 2/8/2008 1/23/2008 1/6/2006 8/21/2006 Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons
12/31/2007 Other Reasons 12/10/2007 Other Reasons 11/16/2005 Granted in full 12/10/2007 Other Reasons 7/6/2007 1/19/2006 9/26/2006 9/22/2006 1/29/2008 Granted in full Denied in full Denied in part Other Reasons Other Reasons
(b)(7)(A);RTW RTW NIF NIF;WIT NIF (b)(7)(A);NIF
11/15/2005 Other Reasons 11/14/2006 Granted in full 11/15/2005 Other Reasons 3/30/2006 Denied in part
Request ID
06-00912-FOIA 06-00913-FOIA
Requester Name
Edwards, Mark Miller, Ellen -
Organization
Recombinant Capital Inc. Entremed Inc
Request Description
Representative Robert Ney OH 18 between January 1 1995 and October 31 2005 Riverstone Holdings LLC Michael Lowenstein Exact Corp Business Objects SA 333-119662 Novamerican Steel Inc Neoforma Inc aka NEOF Fieldpoint Petroleum Corp 333-128447 MBIA Inc E COM Technologies Corp 333-128649 Trinity Funds LLC Jeffrey Robert Gural Juniper Networks Inc MobilePro Corp Genta Incorporated Nevada Gold Casinos Inc Trinity Funds Diversified Allocation LP Capital Gaming International Inc Capital Gaming Management Inc Oracle Corporation Nissim Maschiach Intuitive Surgical Inc Hollinger International Inc Chiquita Brands International Inc Edward Mathew Tracy Trinity Funds Advisors LLC Jerry Moyes former President and CEO of Swift Transportation Co Inc Computer Horizons Corporation Jonathan Andrew Arnesen Trinity Funds Diversified Allocation Ltd Thomas E McAuley Entergy Corporation TrackPower Inc David L Kallus North Sound Capital LLC Bed Bath Beyond Southern Tier Acquisitions Inc Cheng Hock Lau
Requested Date
11/6/2005 10/31/2005
Closed Date
1/8/2007 4/27/2006
Final Disposition
Granted in full Denied in part (b)(6)
Exemption Cited
06-00914-FOIA 06-00915-FOIA 06-00916-FOIA 06-00917-FOIA 06-00918-FOIA 06-00919-FOIA 06-00920-FOIA 06-00921-FOIA 06-00922-FOIA 06-00923-FOIA 06-00924-FOIA 06-00925-FOIA 06-00926-FOIA 06-00927-FOIA 06-00928-FOIA 06-00929-FOIA 06-00930-FOIA 06-00931-FOIA 06-00932-FOIA 06-00933-FOIA 06-00934-FOIA 06-00935-FOIA 06-00936-FOIA 06-00937-FOIA 06-00938-FOIA 06-00939-FOIA 06-00940-FOIA 06-00941-FOIA 06-00942-FOIA 06-00943-FOIA 06-00944-FOIA 06-00945-FOIA 06-00946-FOIA 06-00947-FOIA 06-00948-FOIA 06-00949-FOIA 06-00950-FOIA
Taylor, Austin Mierzejewski, Mark Edwards, Mark Harrison, Richard Gavin, J. Patrick Bond, Bill Harrison, Richard Gavin, J. Patrick Harrison, Richard Carpenter, Danielle Spence, Michael Gavin, J. Patrick Hodes, Scott Gavin, J. Patrick Spence, Michael Carpenter, Danielle Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Carpenter, Danielle Howell, Lembhard Gavin, J. Patrick Spence, Michael Carpenter, Danielle DePeau, Andrew Gavin, J. Patrick Spence, Michael Carpenter, Danielle DePeau, Andrew Gavin, J. Patrick Spence, Michael Carpenter, Danielle
Brown University Investment Office Check Fund Manager LLC Recombinant Capital Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research SEC Insight Scott A. Hodes, Attorney At Law SEC Insight International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight International Business Research Greenwich-Van Advisors LLC Law Offices of Lembhard G Howell SEC Insight International Business Research Greenwich-Van Advisors LLC Cotal Systems, Inc. SEC Insight International Business Research Greenwich-Van Advisors LLC Cotal Systems, Inc. SEC Insight International Business Research Greenwich-Van Advisors LLC
11/14/2005 11/14/2005 11/6/2005 11/14/2005 11/11/2005 11/15/2005 11/14/2005 11/11/2005 11/14/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/14/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005
11/21/2005 Other Reasons 11/21/2005 Other Reasons 6/12/2007 9/25/2006 1/17/2008 9/22/2006 10/9/2007 12/5/2005 12/5/2005 12/3/2007 2/3/2006 4/4/2006 Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Denied in part
NIF NIF RTW NIF;RTW RTW WIT NIF NIF WIT (b)(4);(b)(8) (b)(7)(A);NIF NIF NIF CAN NIF WIT NIF NIF WIT WIT NIF NIF (b)(7)(A) WIT NIF NIF (b)(7)(A);NIF WIT NIF NIF NIF WIT NIF NIF
12/19/2005 Other Reasons 12/15/2005 Other Reasons 11/5/2007 1/11/2008 Other Reasons Other Reasons 11/18/2005 Other Reasons 11/17/2005 Other Reasons 11/17/2005 Other Reasons 12/12/2007 Other Reasons 11/29/2007 Other Reasons 11/23/2005 Other Reasons 11/23/2005 Other Reasons 12/28/2005 Denied in full 11/29/2007 Other Reasons 11/16/2005 Other Reasons 11/16/2005 Other Reasons 7/6/2006 Denied in part 11/29/2007 Other Reasons 11/18/2005 Other Reasons 11/25/2005 Other Reasons 11/25/2005 Other Reasons 1/17/2008 Other Reasons 11/16/2005 Other Reasons 11/16/2005 Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Spence, Michael Carpenter, Danielle Spence, Michael Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Spence, Michael DePeau, Andrew Mierzejewski, Mark Fuehrmeyer, Matthew Paulin, Christopher Mierzejewski, Mark Mierzejewski, Mark Fuehrmeyer, Matthew Lichtcsien, Susan Fuehrmeyer, Matthew Paulin, Christopher Fuehrmeyer, Matthew Fuehrmeyer, Matthew Flynn, Rory Mierzejewski, Mark Fuehrmeyer, Matthew Fuehrmeyer, Matthew DePeau, Andrew Fuehrmeyer, Matthew Dodge, Jennifer Fuehrmeyer, Matthew Lichtcsien, Susan Fuehrmeyer, Matthew Cox, Larry Fuehrmeyer, Matthew Sengstack, Michele Sengstack, Michele Sengstack, Michele Jones, Tom Inglese, Tara Sengstack, Michele Sengstack, Michele SEC Insight
Organization
International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research Cotal Systems, Inc. Check Fund Manager LLC Democratic Senatorial Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Democratic Senatorial CheckFund Manager LLC Democratic Senatorial Cotal Systems, Inc. Democratic Senatorial Democratic Senatorial NASD Check Fund Manager LLC Democratic Senatorial Democratic Senatorial Cotal Systems, Inc. Democratic Senatorial The Heritage Law Group Democratic Senatorial CheckFund Manager LLC Democratic Senatorial Democratic Senatorial International Business Research International Business Research International Business Research Nyes Ledge Capital Management, LLC International Business Research International Business Research Tracy Group
Request Description
Magna Entertainment Corp Paul H O Reilly Hyland Newmark Company Real Estate Inc OMRIX Biopharmaceuticals Ltd Sovereign Bancorp Inc Starwood Hotels Resorts Worldwide Inc Robert Taub Michael Burshtine Mark A Broach Coastal Partners Ltd Safeco Insurance Teena L. Lerner Robert J Henrich Jr Greywolf Capital General Insurance Company of IL Gracie Capital LP Michael McGavick Rx Capital Management LP American Insurance Association American Economy Insurance SEC v Charles Brumfield James R Gillespie American States Insurance Superfund Improvement Project Pequot Capital Management Inc First National Insurance Borland Software Corporation Insurance Information Institute Daniel Nir American Institute of Chartered Discover Financial Services Property Casualty Underwriters Comedy Hill Racing Stable & Track Inc Avanza Marine Corp The Sci-Fi Megaplex Inc Whirpool acquisition of Maytag James Pallota Raymond J Talarico Debra L Towsley
Requested Date
11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/15/2005 11/16/2005 11/16/2005 11/9/2005 11/16/2005 11/16/2005 11/16/2005 11/9/2005 11/16/2005 11/9/2005 11/16/2005 11/9/2005 11/9/2005 11/10/2005 11/16/2005 11/9/2005 11/9/2005 11/16/2005 11/9/2005 11/10/2005 11/9/2005 11/16/2005 11/9/2005 11/8/2005 11/9/2005 11/17/2005 11/17/2005 11/17/2005 11/17/2005 11/17/2005 11/17/2005 11/17/2005
Closed Date
Final Disposition
NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE;NIF NIF NIF NIF CAN RTC NIF NIF NIF
Exemption Cited
10/17/2007 Granted in full 11/16/2005 Other Reasons 11/16/2005 Other Reasons 11/21/2005 Other Reasons 11/21/2005 Other Reasons 11/30/2007 Other Reasons 8/21/2007 Other Reasons 11/17/2005 Other Reasons 11/17/2005 Other Reasons 11/30/2005 Other Reasons 11/18/2005 Other Reasons 12/15/2005 Other Reasons 11/17/2005 Other Reasons 12/15/2005 Other Reasons 11/21/2005 Other Reasons 11/27/2006 Other Reasons 12/15/2005 Other Reasons 11/18/2005 Other Reasons 11/29/2005 Other Reasons 3/14/2008 4/28/2006 Other Reasons -
11/21/2005 Other Reasons 11/29/2005 Other Reasons 11/23/2005 Other Reasons 2/3/2006 12/7/2005 Denied in part Other Reasons -
(b)(7)(A);NIF NIF NIF NIF NIF NIF;RPR;RTA NIF NIF NIF NIF NIF NIF NIF NIF
11/25/2005 Other Reasons 11/22/2005 Other Reasons 11/22/2005 Other Reasons 11/17/2005 Other Reasons 11/18/2005 Other Reasons 11/21/2005 Other Reasons 11/21/2005 Other Reasons 12/5/2005 12/9/2005 Other Reasons Other Reasons
Request ID
06-00991-FOIA 06-00992-FOIA 06-00993-FOIA 06-00994-FOIA 06-00995-FOIA 06-00996-FOIA 06-00997-FOIA 06-00998-FOIA 06-00999-FOIA 06-01000-FOIA 06-01001-FOIA 06-01002-FOIA
Requester Name
Sengstack, Michele Sengstack, Michele O'Neill, Patrick Harrison, Richard Sengstack, Michele Gavin, J. Patrick Edwards, Mark Harrison, Richard O'Neill, Patrick Sengstack, Michele Edwards, Mark Gavin, J. Patrick
Organization
International Business Research International Business Research EACM Advisors, LLC Global Securities Information, Inc. International Business Research SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. EACM Advisors, LLC International Business Research Recombinant Capital Inc. SEC Insight
Request Description
Medirect Latino Inc fka Latino RX Direct Inc MDL Diagnostic Labs Inc William X Young Synnex Corp 333-128947 Explorium Inc The Great Atlantic Pacific Tea Co Inc Gene Logic Inc Visual Networks Inc 333-128145 Thomas M Fitzgerald III Explorium at Arbor Place Inc Flamel Technologies S A Mittal Steel Company NY fka Ispat International NV fka International Steel Group WPS Resources Corp 333-124446 Celine Fung The Explorium at Las Americas Inc Genencor International Inc OfficeMax Inc Imageware Systems Inc 333-127829 Ohio Power Co 333-127913 Indiana Gas Co Inc 333-128286 Longbow Capital Partners Spear Jackson Inc Pride International Inc SPX Corporation Computer Systems Management Inc Tasker Capital Corp 333-128287 Compex Technologies Inc Steven S Strassberg First Horizon Pharmaceutical Corp Providian Financial Corporation Weintraub Capital Management LLC Jerald M Weintraub Cars Information Systems Corporation akd CIS Corp Lighten Up Enterprises International Inc 333126399 Barron Partners LP Andrew Barron Worden Metaldyne Corp 333-126949
Requested Date
11/17/2005 11/17/2005 11/18/2005 11/21/2005 11/20/2005 11/18/2005 11/14/2005 11/21/2005 11/18/2005 11/20/2005 11/14/2005 11/18/2005
Closed Date
Final Disposition
NIF NIF (b)(6);NIF NIF WIT WIT NIF NIF WIT
Exemption Cited
11/22/2005 Other Reasons 11/23/2005 Other Reasons 6/19/2007 3/28/2007 2/26/2008 4/16/2007 Denied in part Granted in full Other Reasons Other Reasons
11/29/2005 Other Reasons 11/17/2006 Granted in full 11/22/2005 Other Reasons 11/22/2005 Other Reasons 11/27/2006 Granted in full 1/29/2008 Other Reasons
06-01003-FOIA 06-01004-FOIA 06-01005-FOIA 06-01006-FOIA 06-01007-FOIA 06-01008-FOIA 06-01009-FOIA 06-01010-FOIA 06-01011-FOIA 06-01012-FOIA 06-01013-FOIA 06-01014-FOIA 06-01015-FOIA 06-01016-FOIA 06-01017-FOIA 06-01018-FOIA 06-01019-FOIA 06-01020-FOIA 06-01021-FOIA 06-01022-FOIA 06-01023-FOIA 06-01024-FOIA 06-01025-FOIA 06-01026-FOIA 06-01027-FOIA
Harrison, Richard O'Neill, Patrick Sengstack, Michele Edwards, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard O'Neill, Patrick McKenna, Thomas Gavin, J. Patrick Gavin, J. Patrick Miller, Kelly Harrison, Richard Harrison, Richard O'Neill, Patrick Edwards, Mark Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Costello, Maureen Harrison, Richard Mierzejewski, Mark Mierzejewski, Mark Harrison, Richard
Global Securities Information, Inc. EACM Advisors, LLC International Business Research Recombinant Capital Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors, LLC Gainey & McKenna SEC Insight SEC Insight Federal Sources Inc Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors, LLC Recombinant Capital Inc. SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. International Business Research Global Securities Information, Inc. Check Fund Manager LLC Check Fund Manager LLC Global Securities Information, Inc.
11/21/2005 11/18/2005 11/20/2005 11/14/2005 11/18/2005 11/21/2005 11/21/2005 11/21/2005 11/18/2005 11/15/2005 11/18/2005 11/18/2005 11/18/2005 11/21/2005 11/21/2005 11/18/2005 11/14/2005 11/18/2005 11/18/2005 11/18/2005 10/11/2005 11/21/2005 11/21/2005 11/21/2005 11/21/2005
1/10/2007
Granted in full
NIF NIF NIF RTW NIF (b)(7)(A) NIF;RTW (b)(7)(A) WIT RTW NIF WIT NIF NIF NIF WIT NIF NIF WIT
11/21/2005 Other Reasons 11/21/2005 Other Reasons 1/4/2006 8/31/2006 2/3/2006 10/2/2007 12/6/2005 Other Reasons Other Reasons Granted in full Granted in full Other Reasons 10/17/2007 Granted in full
12/27/2005 Denied in full 10/11/2007 Other Reasons 1/31/2006 3/23/2006 9/20/2006 7/26/2007 6/7/2007 12/6/2007 Denied in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons
12/22/2005 Other Reasons 12/27/2005 Other Reasons 12/20/2005 Other Reasons 1/29/2008 Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Sengstack, Michele Harrison, Richard Harrison, Richard Harrison, Richard Paulin, Christopher Harrison, Richard Gavin, J. Patrick Harrison, Richard Sengstack, Michele Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard O'Neill, Patrick Edwards, Mark Sengstack, Michele Gavin, J. Patrick Harrison, Richard Harrison, Richard DePeau, Andrew Gavin, J. Patrick Paulin, Christopher O'Neill, Patrick Harrison, Richard DePeau, Andrew Gavin, J. Patrick O'Neill, Patrick Jones, Carmen Sengstack, Michele Sengstack, Michele Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Weil, Jonathan SEC Insight
Organization
International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors, LLC Recombinant Capital Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. EACM Advisors, LLC Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight EACM Advisors, LLC Towers Productions International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Cotal Systems, Inc. The Wall Street Journal
Request Description
Dana Corporation Explorium at Desert Passage Inc Global High Income Dollar Fund Inc 333-127896 Neon Systems Inc Retalix Ltd 333-125440 Shumway Capital Management LLC Quepasa Corp 333-128078 Crescent Real Estate Equities Company Datameg Corp 333-128060 The Science Fiction Cafe Inc Onsource Corp 333-125967 Computer Associates International Inc Wells Real Estate Investment Trust II Inc 333125643 Consolidated Edison Co of New York Inc 333123780 Capital Title Group Inc 333-128609 Steven M. Gambuzza Forbes Medi Tech Inc Explorium at Boca Twon Center Inc Pacificare Health Systems Inc Axis Capital Holdings Ltd 333-128786 Sunpower Corp 333-127854 Jonathan A Baron RadioShack Corporation Chris William Shumway Eric H Selmon Amerisafe Inc 333-127133 Rockbay Capital Management LLC Hubbell Inc Douglas C Synder Ronco Ronco Teleproducts The Science Fiction Cafe Fort Lauderdale Inc The Science Fiction Cafe Miami Inc Companhia De Saneamento Basico Do Estado De Sao Paulo Sabesp Palmetto Real Estate Trust Colgate-Palmolive Company Avon Products Inc Taconic Capital Partners LLC Van Greenfield and Blue River Capital LLC
Requested Date
11/18/2005 11/20/2005 11/21/2005 11/21/2005 11/21/2005 11/18/2005 11/21/2005 11/18/2005 11/21/2005 11/20/2005 11/21/2005 11/18/2005 11/21/2005 11/21/2005 11/21/2005 11/18/2005 11/14/2005 11/20/2005 11/18/2005 11/21/2005 11/21/2005 11/18/2005 11/18/2005 11/18/2005 11/18/2005 11/21/2005 11/18/2005 11/18/2005 11/18/2005 11/18/2005 11/20/2005 11/20/2005 11/21/2005 11/21/2005 11/18/2005 11/18/2005 11/21/2005 11/21/2005
Closed Date
1/17/2008 3/24/2008 4/16/2007 4/16/2007 9/18/2007 9/22/2006 1/10/2008 1/17/2008 1/8/2008 10/9/2007
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full WIT NIF WIT WIT NIF RTW NIF WIT NIF WIT WIT WIT WIT
Exemption Cited
12/13/2007 Other Reasons 12/31/2007 Other Reasons 12/2/2005 Denied in part 12/22/2005 Other Reasons 11/22/2005 Other Reasons 1/11/2008 9/25/2006 12/5/2005 Other Reasons Other Reasons Denied in part 12/10/2007 Other Reasons 11/29/2005 Other Reasons 11/29/2005 Other Reasons 11/29/2005 Other Reasons 10/24/2006 Other Reasons 1/23/2006 12/5/2007 12/8/2005 Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF NIF WIT WIT RTW NIF (b)(7)(A);NIF NIF NIF RTW NIF WIT NIF RPR NIF NIF WIT WIT NIF WIT NIF -
12/28/2007 Other Reasons 12/20/2005 Other Reasons -
Request ID
Requester Name
Harrison, Richard Harrison, Richard Sengstack, Michele LeBlanc, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Sengstack, Michele Gavin, J. Patrick Harrison, Richard Sengstack, Michele Harrison, Richard Phillabaum, Lacey Sengstack, Michele LeBlanc, Andrew Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Harrison, Richard Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Harrison, Richard Harrison, Richard Sengstack, Michele Sengstack, Michele Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Sengstack, Michele Sengstack, Michele
Organization
Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Mlbank, Tweed, Hadley & McCloy LLP Cotal Systems, Inc. SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Coalition of Journalists for Open Government International Business Research Mlbank, Tweed, Hadley & McCloy LLP Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. SEC Insight International Business Research SEC Insight International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. SEC Insight SEC Insight International Business Research International Business Research
Request Description
Encore Medical Corp Windswept Environmental Group Inc The Science Fiction Cafe Philadelphia Inc Qwest Communications File No D 02455 A Frank P Brosens Ann Taylor Stores Corporation Macrovision Corporation Thomas Equipment Inc Transgenomic Inc The Science Fiction Cafe Explorium Inc American Standard Companies Inc LBS Industries Inc The Science Fiction Cafe Las Americas Inc Widepoint Corp FOIA logs for the SEC and sub agencies from August 31 to October 1 2005 The Madison Capital Inc Global Crossing Ltd File # LA-2653 Capital One Financial Corp Landrys Restaurants Inc Eyetech Pharmaceuticals Inc Skyline Corporation Paincare Holdings Inc Spectranetics Corporation Aegean Investments Inc Enterprise Ambassador Program Inc Hibernia Corp Terremark Worldwide Inc The Science Fiction Cafe Explorium Orlando Inc Texas United Bancshares Inc CHRS Holdings Inc Ryder System Inc OSI Pharmaceuticals Inc Palmsource Inc Hispanic Research & Marketing Group Inc USA Team 2000 Inc AIM Equity Funds (File # 333129760) Transmeridian Exploration Inc j2 Global Communications Inc Waverly Inc Softnet Inc
Requested Date
11/21/2005 11/21/2005 11/20/2005 10/25/2005 11/21/2005 11/18/2005 11/18/2005 11/21/2005 11/21/2005 11/20/2005 11/18/2005 11/21/2005 11/20/2005 11/21/2005 11/21/2005 11/20/2005 10/25/2005 11/21/2005 11/18/2005 11/21/2005 11/21/2005 11/21/2005 11/21/2005 11/20/2005 11/20/2005 11/21/2005 11/21/2005 11/20/2005 11/21/2005 11/20/2005 11/21/2005 11/21/2005 11/21/2005 11/20/2005 11/20/2005 11/21/2005 11/21/2005 11/21/2005 11/20/2005 11/20/2005
Closed Date
1/10/2008 4/16/2007 12/9/2005 12/2/2005 2/23/2006 1/8/2008 1/9/2008 1/22/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons WIT WIT NIF (b)(7)(A) FEE;NIF WIT WIT WIT WIT NIF WIT WIT NIF NIF FEE WIT NIF WIT NIF NIF WIT WIT NIF NIF NIF NIF WIT NIF NIF WIT WIT NIF NIF
Exemption Cited
12/31/2007 Other Reasons 11/28/2005 Other Reasons 1/23/2008 Other Reasons 12/31/2007 Other Reasons 11/22/2005 Other Reasons 11/14/2007 Granted in full 12/15/2005 Granted in full 11/29/2005 Other Reasons 2/22/2006 Other Reasons 11/28/2005 Granted in full 11/28/2007 Other Reasons 11/28/2005 Granted in full 11/29/2005 Other Reasons 10/17/2007 Granted in full 12/12/2007 Other Reasons 12/9/2005 12/9/2005 2/11/2008 12/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons
11/22/2005 Other Reasons 12/12/2007 Other Reasons 11/22/2005 Other Reasons 11/7/2007 4/16/2007 Other Reasons Other Reasons 10/11/2007 Granted in full 11/28/2005 Other Reasons 11/28/2005 Other Reasons 12/14/2006 Granted in full 12/6/2007 12/6/2007 Other Reasons Other Reasons
Request ID
06-01106-FOIA 06-01107-FOIA 06-01108-FOIA 06-01109-FOIA 06-01110-FOIA 06-01111-FOIA 06-01112-FOIA 06-01113-FOIA 06-01114-FOIA 06-01115-FOIA
Requester Name
Harrison, Richard Gavin, J. Patrick Harrison, Richard Sengstack, Michele Sengstack, Michele Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Lichtcsien, Susan SEC Insight
Organization
Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight CheckFund Manager LLC Pantry Inc Rio Tinto PLC
Request Description
Requested Date
11/21/2005 11/21/2005 11/21/2005 11/20/2005 11/20/2005 11/21/2005 11/21/2005 11/21/2005 11/21/2005 11/22/2005
Closed Date
1/29/2008 1/2/2008 4/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons WIT WIT WIT NIF NIF WIT WIT RTW RTW NIF
Exemption Cited
Polymer Group Inc Fort Lauderdale Celebration Inc Contract Construction Services Inc Intellisync Corp The South Financial Group Inc Veridien Corp BNP Residential Properties Inc Portolan Capital Management aka Portolan Pilot Fund LP / Portolan Pilot Offshore Fund Ltd Pharmacopeia Inc George F McCabe Michael Corcell Bank of the Ozarks Inc Threadneedle American Crescendo Fund Ltd Longs Drug Stores Corporation Bills Asset Management Renasant Corporation Genaera Corp Stephen Moore August Technology Corporation Sciens Capital Management Threadneedle American Crescendo Fund LLC JDS Uniphase Corporation Hansen Natural Corporation GelTex Pharmaceuticals Inc Threadneedle Asset Management Ltd Genaissance Pharmaceuticals Inc Majestic Casino Clean Harbors Inc John P Rigas Gemini Genomics plc Roy Hay Campbell Soup Company Morgan Stanley Institutional Fund Inc 333129824 SCBT Financial Corp SBC COMMUNICATONS INC
06-01116-FOIA 06-01117-FOIA 06-01118-FOIA 06-01119-FOIA 06-01120-FOIA 06-01121-FOIA 06-01122-FOIA 06-01123-FOIA 06-01124-FOIA 06-01125-FOIA 06-01126-FOIA 06-01127-FOIA 06-01128-FOIA 06-01129-FOIA 06-01130-FOIA 06-01131-FOIA 06-01132-FOIA 06-01133-FOIA 06-01134-FOIA 06-01135-FOIA 06-01136-FOIA 06-01137-FOIA 06-01138-FOIA 06-01139-FOIA 06-01140-FOIA 06-01141-FOIA 06-01142-FOIA
Edwards, Mark Lichtcsien, Susan Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Doerr, Deborah Gavin, J. Patrick Edwards, Mark Carpenter, Danielle Gavin, J. Patrick Lichtcsien, Susan Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Carpenter, Danielle Edwards, Mark Charlesworth, David Gavin, J. Patrick Lichtcsien, Susan Edwards, Mark Wyatt, Cullen Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard
Recombinant Capital Inc. CheckFund Manager LLC Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight SEC Insight Recombinant Capital Inc. Greenwich-Van Advisors LLC SEC Insight CheckFund Manager LLC Greenwich-Van Advisors LLC SEC Insight SEC Insight Recombinant Capital Inc. Greenwich-Van Advisors LLC Recombinant Capital Inc. Indiana Gaming Commission SEC Insight CheckFund Manager LLC Recombinant Capital Inc. Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
11/21/2005 11/22/2005 11/22/2005 11/21/2005 11/22/2005 11/21/2005 11/22/2005 11/21/2005 11/21/2005 11/22/2005 11/21/2005 11/22/2005 11/22/2005 11/21/2005 11/21/2005 11/21/2005 11/22/2005 11/21/2005 11/23/2005 11/21/2005 11/22/2005 11/21/2005 11/22/2005 11/21/2005 11/25/2005 11/25/2005 11/25/2005
1/26/2006
Other Reasons
NIF NIF NIF WIT NIF WIT NIF WIT NIF WIT NIF NIF WIT NIF;RTW NIF CAN WIT NIF NIF NIF WIT RTW
11/28/2005 Other Reasons 11/28/2005 Other Reasons 1/9/2008 Other Reasons 11/29/2005 Other Reasons 12/12/2007 Other Reasons 12/13/2005 Other Reasons 12/5/2007 5/4/2006 6/21/2006 1/9/2008 Other Reasons Granted in full Other Reasons Other Reasons
11/23/2005 Other Reasons 11/23/2005 Other Reasons 11/28/2007 Other Reasons 10/11/2007 Other Reasons 4/2/2007 12/4/2006 1/7/2008 Granted in full Granted in full Other Reasons 11/28/2005 Other Reasons 12/19/2005 Other Reasons 11/23/2005 Other Reasons 11/29/2005 Other Reasons 10/10/2007 Other Reasons 8/23/2006 2/7/2008 6/23/2007 Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Lynch, Megan Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Harrison, Richard Harrison, Richard Lynch, Megan Harrison, Richard Harrison, Richard Taldone, Nicholas Harrison, Richard Harrison, Richard Reilly, Thomas DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Boltz, Kevin Boltz, Kevin
Organization
Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Nicholas J. Taldone Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC AT&T Corp
Request Description
Flag Financial Corp Weston Atlas Partners Health Care Reit Inc Sun Bancshares Inc First Capital Bancorp Inc Albert D. Hallac Newport International Group Inc Voyager Management LLC / Voyager Partners HCA Inc TN Dover Saddlery Inc 333127888 Gasco Energy Inc 333-128547 Christopher W. Knight Jonathan M. Lubert Health Care Reit Inc DE 333-120917 Chesapeake Energy Corp 333-128453 Revlon Consumer Products Corp 333-128217 Circuit Research Labs Inc 333126233 Pacific Biometrics Inc 333-123302 Cotelligent Inc 333-128161 IL Hedge Investments Gaming Venture Corp USA 333-128240 Environmental Power Corp 333-123363 Household International Inc 333-128369 Whitehorse Capital Partners LP Chesapeake Energy Corp 333-128453 Aames Investment Corp Thomas C. Piersanti Jr. Fleetwood Enterprised Inc DE 333-128123 Graham Corp 333-128636 Mutual Benefits Corp Atlas Pipeline Partners LP American Express Financial Corp 333-128834 the aggregate"fail to deliver" data Andrew Y Kunta Mellon Capital Management Corporation Charles Jacklin Bank Of America Bank Of America
Requested Date
11/25/2005 11/25/2005 11/23/2005 11/25/2005 11/25/2005 11/25/2005 11/23/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/23/2005 11/23/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/23/2005 11/25/2005 11/25/2005 11/25/2005 11/23/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/25/2005 11/11/2005 11/25/2005 11/25/2005 11/26/2005 11/28/2005 11/28/2005 11/28/2005 11/22/2005 11/22/2005
Closed Date
7/31/2007 6/23/2007 6/23/2007
Final Disposition
Granted in full Granted in full Granted in full NIF NIF RTW NIF WIT RTW RTW NIF NIF DUP RTW WIT WIT NIF WIT RTW WIT NIF RTW NIF (b)(7)(A) WIT NIF NIF NIF RPR NIF
Exemption Cited
11/29/2005 Other Reasons 11/28/2005 Granted in full 11/28/2005 Granted in full 11/28/2005 Other Reasons 9/25/2006 Other Reasons 11/28/2005 Other Reasons 4/16/2007 11/7/2006 9/26/2006 12/9/2005 1/10/2007 11/9/2006 1/2/2008 11/7/2007 1/2/2008 1/24/2008 10/4/2006 1/24/2008 12/6/2006 9/25/2006 3/12/2008 3/12/2008 1/28/2008 9/19/2007 12/8/2005 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Granted in full Granted in full
Request ID
Requester Name
Williamson, Pat DePeau, Andrew DePeau, Andrew Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick O'Neill, Patrick Binkley, Clint O'Neill, Patrick Dobie, Cynthia DePeau, Andrew O'Neill, Patrick Gavin, J. Patrick O'Neill, Patrick Allbritten, Debbie O'Neill, Patrick Binkley, Clint O'Neill, Patrick Gavin, J. Patrick Gavin, J. Patrick Baskin, William DePeau, Andrew Schooley, Sarah DePeau, Andrew Schooley, Sarah Schooley, Sarah Schooley, Sarah Lynch, Megan Somerville, John Binkley, Clint Burke, David Lynch, Megan Schooley, Sarah Mierzejewski, Mark Schooley, Sarah Mierzejewski, Mark Simpson, Brad Czynszak, Michelle
Organization
Thomson Financial Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight EACM Advisors, LLC SEC Insight EACM Advisors, LLC SEC Insight EACM Advisors, LLC Van Money Manager Research Inc. EACM Advisors, LLC Cotal Systems, Inc. EACM Advisors, LLC SEC Insight EACM Advisors, LLC 1st West Financial Corporation EACM Advisors, LLC Van Money Manager Research Inc. EACM Advisors, LLC SEC Insight SEC Insight Aetna Inc Cotal Systems, Inc. Rodriguez, Aronson & Essington P.A. Cotal Systems, Inc. Rodriguez, Aronson & Essington P.A. Rodriguez, Aronson & Essington P.A. Rodriguez, Aronson & Essington P.A. CheckFund Manager LLC Galloway Somerville LLC Van Money Manager Research Inc. CheckFund Manager LLC Rodriguez, Aronson & Essington P.A. Check Fund Manager LLC Rodriguez, Aronson & Essington P.A. Check Fund Manager LLC The National Security Archive Van Money Manager Research, LLC
Request Description
Norsk Hydro ASA Kettle Hill Capital Managment Christopher L Kelley Rogal Hobbs Co Caryn M Omara Metal Management Inc Peter E Treadway Reynolds and Reynolds Company Tracer Capital Management TG Capital Management LLC Ranjit Joseph Thomas Tucker Designs Ltd Weston Capital Management LLC Seth A Wunder Markwest Hydrocarbon Inc Matthew B Hastings Wyatt Gene Ross Riley Y Mccormack TG Captial Fund LP Thomas Perrone Andrx Corporation Rayonier Inc FOIA Request 05 1125 Robert H Lynch Jr DTI Financial Inc Aristeia Capital LLC Telecommunication Security Associates Inc Consolidated American Corp Digitech Telecommunications Inc Highland Capital Management LP American International Group Inc Thomas Joseph Gardner Joseph Kavanagh James David Dondero D Gulati Associates Inc Omega ADvisors Inc Deppak Gulati Leon Cooperman Ford Motor Company Atlantis Capital Management
Requested Date
11/25/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/23/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/28/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/23/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005 11/29/2005
Closed Date
6/3/2006 1/26/2006 1/23/2008 1/9/2008
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons NIF WIT WIT NIF WIT NIF WIT NIF NIF NIF NIF NIF NIF;WIT NIF FEE NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/29/2005 Other Reasons 11/30/2005 Other Reasons 12/12/2007 Other Reasons 12/13/2005 Other Reasons 12/14/2005 Other Reasons 11/29/2005 Other Reasons 12/8/2005 12/8/2005 1/25/2008 1/4/2006 Other Reasons Other Reasons Other Reasons Other Reasons
12/28/2005 Other Reasons 11/29/2005 Other Reasons 11/30/2005 Other Reasons 11/30/2005 Other Reasons 1/23/2008 12/6/2007 1/6/2006 Other Reasons Other Reasons Other Reasons
11/29/2005 Granted in full 12/23/2005 Other Reasons 11/30/2005 Other Reasons 12/1/2005 Other Reasons
11/30/2005 Other Reasons 12/14/2005 Other Reasons 3/20/2008 12/5/2005 12/5/2005 12/1/2005 12/1/2005 1/11/2006 1/10/2006 1/24/2006 10/2/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in full Other Reasons Other Reasons 12/28/2005 Denied in part
(b)(7)(A);DES;FEE NIF NIF NIF NIF (b)(7)(A);NIF (b)(7)(A) FEE;NIF NIF NIF
Request ID
Requester Name
Minahan, Ted Czynszak, Michelle Pilotte, David Harrison, Richard Motz, Robert Reilly, Thomas Motz, Robert Mierzejewski, Mark Motz, Robert Reilly, Thomas Motz, Robert Mierzejewski, Mark Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Lynch, Megan Landy, Charles Lynch, Megan Landy, Charles Coutts, Mark DePeau, Andrew DePeau, Andrew Landy, Charles Lichtcsien, Susan Landy, Charles Lichtcsien, Susan Coutts, Mark Gavin, J. Patrick Gavin, J. Patrick
Organization
Lerach Couglin Stoia Geller Rudman & Robbins, LLP Van Money Manager Research, LLC Digital Recorders Inc Global Securities Information, Inc. International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC Pillsbury Winthorop Shaw Pittman CheckFund Manager LLC Pillsbury Winthorop Shaw Pittman Cotal Systems, Inc. Cotal Systems, Inc. Pillsbury Winthorop Shaw Pittman CheckFund Manager LLC Pillsbury Winthorop Shaw Pittman CheckFund Manager LLC SEC Insight SEC Insight
Request Description
Petco Animal Supplies Inc Roman Lyniuk FOIA Request NYFIX Thomas J Schrade Aggregate fail to deliver data supplied to the SEC by NSCC Roberts H Pace Jr Courage Capital Management LLC Thomas J Patin Aggregate fail to deliver data older than 90 trading days supplied to SEC by NSCC Haywood E Whichard Donald M Farris Angela T Whichard Grand Sierra Resort Corp Schrade Entertainment Development Inc Gaming Corporation of America T F Consultants Inc Unlimited Adventure Inc Sky High Thrill Rides Inc Central Group Companies The Nectary Inc Lightning Rod Software Inc Destron Fearing Corp Whichard Real Estate Whichard Properties Cura Capital Management Raymond Molina Thomas Eric Schnepp Ernesto Lara Compass Bank James S Regan WSK Partners LLC Jim K Choate Howard Alan Kurz George H Malina Lily Pond Capital Management LLC Wells Fargo Mortgage Hewitt Associates Inc Arkansas Best Corporation
Requested Date
11/29/2005 11/29/2005 11/2/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 11/30/2005 12/1/2005 12/1/2005 12/1/2005 12/1/2005 11/27/2005 12/1/2005 12/1/2005 12/1/2005 12/1/2005 12/1/2005 12/1/2005 11/27/2005 12/2/2005 12/2/2005
Closed Date
3/21/2006 12/6/2005 12/2/2005 12/8/2005 5/4/2006
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons FEE NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF
Exemption Cited
12/14/2005 Other Reasons 12/23/2005 Other Reasons 12/27/2005 Other Reasons 12/21/2005 Granted in full 12/1/2005 12/5/2005 12/5/2005 12/2/2005 12/2/2005 12/5/2005 12/1/2005 12/1/2005 12/8/2005 12/8/2005 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/30/2005 Other Reasons 12/31/2007 Other Reasons 12/1/2005 12/1/2005 12/5/2005 12/2/2005 12/5/2005 12/2/2005 12/5/2005 12/8/2005 1/26/2006 12/2/2005 12/8/2005 3/2/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
(b)(7)(A);RTW WIT
Request ID
Requester Name
Harrison, Richard Harrison, Richard Coutts, Mark Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Rummell, Nicholas Harrison, Richard Carpenter, Danielle Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. IA Week a publication of UCG Global Securities Information, Inc. Greenwich-Van Advisors LLC Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC SEC Insight SEC Insight
Request Description
IC Isaacs & Co Inc (File # 333125396) Lexington Resources Inc (File # 333129068) Wilshire Credit Corporation Cost Plus Inc Foot Locker Inc Retail Ventures Inc (File # 333125032) Vista Medical Technologies Inc (File # 333128216) EMF Financial Products LLC Calpine Corporation Amerigroup Corp Schawk Inc (File # 33312944) Petro Stopping Centers (File # 333129211) Texas Industries Inc (File # 333128736) Atari Inc (File # 333129099) Invitrogen Corp (File # 333128387) Strategic Hotel Capital Inc (File # 333126573) Tefron Ltd (File # 333128847) First Franklin Financial Corp (File 333126589) Edward Platt Ambac Financial Group Inc (File # 333104758) Charter Communications Inc /MO/ (File # 333128838) Commercial Capital Bancorp Inc On/Off Valve Business Federal National Mortgage Association Fannie Mae Kinder Morgan Inc All FOIA Letters filed with SEC from 1/1/05 through 11/31/05 Lifespan EPTFE Vascular Graft Business Weavering Fixed Income Fund Ltd Eric Flanagan Winnebago Industires Inc Metris Companies Inc MGI Pharma Inc Weavering Capital UK Ltd Trump Entertainment Resorts Inc Acuity Brands Inc
Requested Date
12/5/2005 12/5/2005 11/27/2005 12/2/2005 12/2/2005 12/5/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/2/2005 12/5/2005 12/5/2005 12/2/2005 12/5/2005 12/2/2005 12/5/2005 12/2/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005 12/5/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005
Closed Date
11/9/2006 9/25/2006
Final Disposition
Other Reasons Other Reasons RTW RTW RPR NIF WIT RTW WIT NIF WIT WIT RTW RTW NIF WIT RTW NIF NIF NIF NIF
Exemption Cited
12/14/2005 Other Reasons 11/16/2006 Other Reasons 12/3/2007 11/7/2006 2/7/2008 1/4/2006 1/17/2008 1/8/2008 2/8/2008 2/8/2008 4/3/2006 1/20/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full
10/24/2006 Other Reasons 12/21/2005 Other Reasons 1/17/2008 11/7/2006 12/5/2005 6/29/2007 12/6/2005 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
10/11/2007 Other Reasons 5/23/2007 Other Reasons 10/11/2007 Denied in part 10/23/2007 Granted in full 1/4/2006 Granted in full
(b)(7)(A);NIF NIF NIF NIF NIF RTW RTW NIF WIT WIT
10/11/2007 Other Reasons 12/5/2005 12/5/2005 12/6/2007 6/23/2007 9/21/2006 12/6/2005 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Lichtcsien, Susan Schaibley, Edward Gavin, J. Patrick Harrison, Richard Harrison, Richard Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Carpenter, Danielle Harrison, Richard Monte, Michael Harrison, Richard Cunningham, Craig Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Macom, Robert DePeau, Andrew Harrison, Richard DePeau, Andrew Harrison, Richard Dickens, Paul Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Douglas Network Enterprises SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. CheckFund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Elscint Ltd
Request Description
SS C Technologies Inc Edgar W Barksdale Jr Douglas Network Enterprises Southwest Water Co Cooper Cameron Corp Angiotech Pharmaceuticals Inc Federal Street Partners LLC Federal Street Advisors Phizer Inc American Woodmark Corporation Nissan Co Ltd Nicholas Matthew Maounis Lowrance Electronics Inc Ameritrade Holding Corp Valley of the Rio Doce Co Elbit Medical Imaging LTD Amaranth Advisors LLC Johnson Outdoors Inc Agere Systems Inc Giant 5 Funds 333-129930 Vimicro International CORP 333-129217 Simtek Corp 333-126041 Magnus Peterson HSBC Holdings PLC State Bancorp DRIP Metals USA Inc Novastar Nortia Capital Partners Inc Sports Club Co NUR Macroprinters LTD St Jude Medical Inc Rhett Howard Kirchhoff Sr Proprietary Capital LLC Advanced Neuromodulation System Inc Craig Alan Cohen Trikon Technologies Inc Airem Capital Group LLC Saifun Semiconductors Ltd 333-129167 M Systems Flash Disk Pioneers Ltd 333-126774 Imedia International Inc
Requested Date
12/5/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005 12/5/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005 12/5/2005 12/5/2005 12/2/2005 12/2/2005 12/2/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/5/2005
Closed Date
1/29/2008 12/6/2005 4/13/2006 12/4/2007 10/3/2007 8/8/2007 12/8/2005
Final Disposition
(b)(7)(A) WIT NIF (b)(7)(A) NIF;WIT NIF NIF NIF WIT NIF NIF WIT NIF;WIT WIT WIT Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons
Exemption Cited
10/10/2007 Other Reasons 1/9/2008 10/3/2007 1/23/2008 1/29/2008 1/22/2008 1/24/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/13/2005 Denied in part 11/28/2007 Other Reasons 1/22/2008 10/2/2006 11/7/2007 2/7/2006 12/9/2005 12/1/2006 9/26/2006 2/29/2008 3/12/2008 Other Reasons Granted in full Granted in full Granted in full Other Reasons Granted in full Other Reasons Granted in full Granted in full
(b)(7)(A);NIF WIT WIT NIF WIT RTW NIF WIT NIF NIF NIF WIT NIF RTW NIF RTW -
12/31/2007 Other Reasons 10/11/2007 Other Reasons 1/20/2006 Other Reasons 12/12/2005 Other Reasons 12/12/2007 Other Reasons 12/7/2005 12/7/2005 3/28/2008 Other Reasons Other Reasons Granted in full 10/20/2006 Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert O'Neill, Patrick Strojnik, Peter Mierzejewski, Mark O'Neill, Patrick O'Neill, Patrick Mierzejewski, Mark O'Neill, Patrick Mierzejewski, Mark O'Neill, Patrick Mierzejewski, Mark O'Neill, Patrick O'Neill, Patrick Paulin, Christopher Wissbroecker, David Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Garbo, Bernard Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Ciarlone, Thomas Kerrigan, Dennis Wilson, David
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research EACM Advisors, LLC The Law Firm of Peter Strojnik Check Fund Manager LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager LLC EACM Advisors, LLC Check Fund Manager LLC EACM Advisors, LLC Check Fund Manager LLC EACM Advisors, LLC EACM Advisors, LLC Cotal Systems, Inc. Lerach, Coughlin, Stoia, Geller, Rudman & Robbins SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Trust Regulatory News SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight Shalov Stone & Bonner LLP LeBoeuf Lamb Greene & MacRae LLP A&W Builders of California, Inc
Request Description
Limelight Media Group Inc Johnson Controls Inc Innova Holdings FEM ONE Inc Mitchel K May Thomas K Purdy YPNet Inc Glenn Krevlin Robert J Johnson Holland Ward Glenhill Capital LP David B Haimson Francis X Gallagher Noah R Freeman Catalyst Investment Management Co LLC Stephen R Dubois Thomas K Purdy Fraser Sullivan Investment Management LLC Mercury Interactive Corporation Cumulus Media Incorporated Tighe Peter Sullivan SFBC International Inc Photon Dynamics Inc Chordiant Software Inc Dryers Grand Ice Cream Hl Inc 3M Company Merrill Lynch Building Materials Holding Corporation Art Technology Group Amber Fund Limited Abercrombie & Fitch CO Alliance Semiconductor Corporation Ambassadors Group Inc Amber Capital First Data Corporation Comerica Inc IDACORP Inc Ref to request 05-08695-FOIA Edward R DeLorme
Requested Date
12/5/2005 12/5/2005 12/5/2005 12/5/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/6/2005 12/7/2005 12/7/2005 12/7/2005 12/7/2005 12/7/2005 12/7/2005 12/7/2005 12/7/2005 12/7/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/5/2005 12/8/2005 11/30/2005
Closed Date
1/24/2008 4/16/2007 11/7/2007
Final Disposition
Other Reasons Other Reasons Granted in full WIT WIT NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A)
Exemption Cited
11/14/2007 Granted in full 12/13/2005 Other Reasons 12/13/2005 Other Reasons 12/27/2005 Denied in full 12/7/2005 12/8/2005 Other Reasons Other Reasons
12/21/2005 Other Reasons 12/30/2005 Other Reasons 12/7/2005 12/9/2005 12/9/2005 1/4/2006 12/7/2005 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/14/2005 Other Reasons 1/11/2006 1/7/2008 12/4/2007 9/27/2006 12/3/2007 1/23/2008 1/9/2008 1/4/2006 1/17/2008 1/9/2008 Denied in full Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
(b)(7)(A);WIT NIF WIT (b)(2);RTW WIT WIT WIT (b)(7)(A) WIT WIT NIF (b)(7)(A);WIT WIT WIT NIF WIT FEE NIF
12/12/2005 Other Reasons 12/12/2007 Denied in part 1/17/2008 1/9/2008 1/10/2008 12/9/2005 12/9/2005 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Request ID
06-01374-FOIA 06-01375-FOIA 06-01376-FOIA 06-01377-FOIA 06-01378-FOIA 06-01379-FOIA 06-01380-FOIA 06-01381-FOIA 06-01382-FOIA 06-01383-FOIA 06-01384-FOIA 06-01385-FOIA 06-01386-FOIA 06-01387-FOIA 06-01388-FOIA 06-01389-FOIA 06-01390-FOIA 06-01391-FOIA 06-01392-FOIA
Requester Name
Graf, Michael Gizzi, Joseph Paskowitz, Laurence DePeau, Andrew Lichtcsien, Susan Lynch, Megan Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McKnight, Wade Lichtcsien, Susan Trimble, William
Organization
Michael Graf, Jr. CPA Northeast Claim Service Paskowitz & Associates Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Van Money Manager Research LLC CheckFund Manager LLC -
Request Description
The Chinese Government 5% Reorganisation Gold Loan of 1913 Lincoln Investment Planning Inc Marsh & McLennan Companies Inc Joseph M Oughourlian George A Hambrecht Dominic H Moross Teidemann Investment Group Marek Fludzinski Thales Fund Management LLC United Online Inc Starbucks Barlow Partners Inc Paxar Corporation Patriot Capital Funding Inc CNET Networks Inc NVR Inc Donald F Textor James Leatherberry unusual trading in US futures and options markets immediately preceding September 11 2001 Steve C Salonitis aka Stefan aka Stefanos PCAOB Santa Fe Partners LLC Pharo Management LLC Guillame Fonkenell Medi Hut Company Inc Fleet Boston Financial Corporation James A Coyne Stoneleigh Partners Acquisition Corp Accessity Corp (File # 333127714) MTB Group of Funds (File # 333130096) URS Corp NEW (File # 333129266) Northeast Utilities System (File # 333128811) Sirius Satellite Radio Inc (File # 333128230)
Requested Date
12/1/2005 12/9/2005 12/6/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/8/2005 12/9/2005 12/9/2005 12/9/2005
Closed Date
Final Disposition
NIF WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF RTW;WIT WIT NIF WIT WIT WIT WIT NIF NIF NIF
Exemption Cited
12/12/2005 Other Reasons 7/26/2007 1/25/2006 Other Reasons Denied in full
12/12/2005 Other Reasons 12/13/2005 Other Reasons 12/12/2005 Other Reasons 12/9/2005 Other Reasons 12/12/2005 Other Reasons 12/21/2005 Other Reasons 1/23/2008 Other Reasons 11/29/2007 Other Reasons 12/13/2005 Other Reasons 12/6/2007 1/2/2008 1/17/2008 1/5/2006 3/3/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
06-01393-FOIA 06-01394-FOIA 06-01395-FOIA 06-01396-FOIA 06-01397-FOIA 06-01398-FOIA 06-01399-FOIA 06-01400-FOIA 06-01401-FOIA 06-01402-FOIA 06-01403-FOIA 06-01404-FOIA 06-01405-FOIA 06-01406-FOIA 06-01407-FOIA 06-01408-FOIA 06-01409-FOIA 06-01410-FOIA
Paulin, Christopher Solieri, Steven Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Lambiras, Jon Good, Patricia Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Good, Patricia Spence, Michael Spence, Michael
Cotal Systems, Inc. University of Scranton CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Berger & Montague P C Counsel to the Commissioner of Revenue International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Counsel to the Commissioner of Revenue International Business Research International Business Research
12/9/2005 12/10/2005 12/9/2005 12/9/2005 12/9/2005 8/30/2005 12/7/2005 12/12/2005 12/12/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005
NIF NIF NIF NIF FEE;NIF NIF RPR NIF NIF WIT WIT WIT RPR NIF NIF
12/13/2005 Other Reasons 12/19/2005 Other Reasons 12/21/2005 Other Reasons 1/5/2006 1/9/2006 1/9/2006 1/2/2008 8/11/2006 4/16/2007 9/18/2007 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
U S Restaurant Properties Inc (File # 333125803) 12/13/2005 Fleet National Bank Gary Douglas Engle Milton J Walters 12/7/2005 12/12/2005 12/12/2005
Request ID
06-01411-FOIA 06-01412-FOIA 06-01413-FOIA 06-01414-FOIA 06-01415-FOIA 06-01416-FOIA 06-01417-FOIA 06-01418-FOIA 06-01419-FOIA 06-01420-FOIA 06-01421-FOIA 06-01422-FOIA 06-01423-FOIA 06-01424-FOIA 06-01425-FOIA 06-01426-FOIA 06-01427-FOIA 06-01428-FOIA 06-01429-FOIA 06-01430-FOIA 06-01431-FOIA 06-01432-FOIA 06-01433-FOIA 06-01434-FOIA 06-01435-FOIA 06-01436-FOIA 06-01437-FOIA 06-01438-FOIA 06-01439-FOIA 06-01440-FOIA 06-01441-FOIA 06-01442-FOIA 06-01443-FOIA 06-01444-FOIA 06-01445-FOIA 06-01446-FOIA 06-01447-FOIA 06-01448-FOIA 06-01449-FOIA 06-01450-FOIA 06-01451-FOIA
Requester Name
Harrison, Richard Harrison, Richard Good, Patricia Paulin, Christopher Spence, Michael Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Paulin, Christopher Spence, Michael Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Counsel to the Commissioner of Revenue Cotal Systems, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
HPL Technologies Inc ID Biomedical Corp Fleet Bank NA Alec Neill Litowitz Tommy Lee Terrell Leo Dixon Carney LXU Healthcare Inc Kim M Mesenbrink Device Relationship Management Business Magnetar Capital LLC Anne Westlake James Douglas Burton Kim Merle Amegy Bancoporation Inc Glaxosmithkline PLC LXU Healthcare Inc Commercial Federal Corp Anne W Elsberry Westlake Hardware Instinet Group Inc Macromedia Inc James Dawson Crumpler Synopsys Inc JMI Equity Fund VIP Zions Bancorporation UT Farmers Capital Bank Corp George William Smith BNP Paribas Nasdaq Stock Market Inc Adobe Systems Inc Vector Group LTD 333-128146 Howard Wayne Elsberry Delta Petroleum Corp CO 333-129071 Frontier Airlines Inc Co 333-128407 American Real Estate Partners LP Morgan Stanley 333-129243 Symetricom Inc Othnet Inc 333-124084 Advanced Medical Optics Inc 333-127245 US Bancorp DE 333-128390 Union Electric Co 333-128917
Requested Date
12/13/2005 12/13/2005 12/7/2005 12/12/2005 12/12/2005 12/12/2005 12/13/2005 12/12/2005 12/13/2005 12/12/2005 12/12/2005 12/12/2005 12/12/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/12/2005 12/12/2005 12/13/2005 12/13/2005 12/12/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/12/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/12/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005
Closed Date
9/26/2006 4/16/2007
Final Disposition
Other Reasons Other Reasons RTW WIT NIF NIF NIF NIF RTW NIF NIF;WIT NIF NIF NIF NIF NIF WIT DUP RTW NIF NIF RTW NIF WIT NIF NIF RTW RTW RTW NIF WIT WIT WIT WIT RTW WIT WIT
Exemption Cited
12/13/2005 Other Reasons 12/14/2005 Other Reasons 12/14/2005 Other Reasons 12/14/2005 Other Reasons 11/28/2006 Other Reasons 12/14/2005 Other Reasons 12/10/2007 Other Reasons 12/19/2005 Other Reasons 12/14/2005 Other Reasons 12/19/2005 Other Reasons 12/19/2005 Other Reasons 3/12/2008 2/7/2008 Other Reasons Other Reasons
12/20/2005 Other Reasons 11/29/2006 Other Reasons 12/21/2005 Other Reasons 12/21/2005 Other Reasons 9/25/2006 10/3/2007 1/5/2006 1/22/2008 3/18/2008 1/19/2006 1/10/2007 1/11/2007 1/11/2007 11/7/2007 4/16/2007 8/6/2007 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
12/14/2005 Other Reasons 10/11/2007 Granted in full 12/11/2007 Other Reasons 12/12/2007 Other Reasons 12/12/2007 Other Reasons 9/22/2006 Other Reasons 12/12/2007 Other Reasons 12/12/2007 Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Thiebes, Rebecca Harrison, Richard Schooley, Sarah Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Spence, Michael Conover, Becky Whitley, Teddie Spence, Michael Conover, Becky Spence, Michael Conover, Becky Lichtcsien, Susan Conover, Becky
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Rodriguez, Aronson & Essington P.A. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC International Business Research EACM Advisors LLC Cisco Systems International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC
Request Description
Oppenheimer Integrity Funds 333-130105 BHP Billiton Ltd 333-128770 Reinsurance Group Of America Inc 333-123161 Compucredit Corp 333-127418 Traid Financial Corp 333-126538 PNM Resources Inc 333-128607 Northstar Realty 333-128962 CMS Energy Corp Maritrans Inc 333-128108 Nice Systems Ltd 333-127883 Cynosure Inc 333-127463 Basic Energy Services Inc 333-127517 Interchange Corp Brillian Corp 333-129501 Hastings Entertainment Inc form FOCUSN Dendreon Corp file number 333127521 D Gulati & Associates Inc Forestal Terranova S A file number 333128694 Aspen Insurance Holdings Ltd file number 333129214 Clean Harbors Inc file number 333129346 American Medical Response Inc file number 333128925 GTC Biotherapeutics Inc file number 333129166 Istar Financial Inc file number 333124795 Technology Investment Capital Corp file number 333127974 Ripple Lake Diamonds Inc Jeffrey Wallace Priest Peter Schwartz Edwin Barton All Financial Institutions within 6 ZIP Codes in New York New York Jay A Woffington James Jim Basham John A Woffington Rachel Day White Amajac Capital Management LLC Joshua R Trantum
Requested Date
12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/13/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005
Closed Date
8/30/2006 2/12/2008 11/7/2006 2/12/2008 9/26/2006 2/11/2008 1/2/2008 4/16/2007 4/16/2007 11/7/2006 1/4/2006 4/16/2007 9/7/2007 1/10/2006
Final Disposition
Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Denied in full NIF RTW RTW RTW WIT WIT WIT WIT WIT RTW RTW WIT
Exemption Cited
(b)(4);(b)(8) (b)(7)(A) RTW WIT WIT NIF WIT NIF FEE NIF NIF NIF NIF NIF NIF NIF
12/12/2006 Other Reasons 1/24/2008 1/28/2008 11/7/2007 3/7/2008 Other Reasons Other Reasons Other Reasons Granted in full
11/21/2007 Granted in full 8/25/2006 4/16/2007 7/10/2006 2/1/2006 1/4/2006 1/4/2006 1/5/2006 1/11/2006 1/11/2006 Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
DePeau, Andrew Paulin, Christopher Conover, Becky Paulin, Christopher Conover, Becky Sirianni, Stephen Conover, Becky Nichols, Michael Conover, Becky Caverly, Lauren Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Lynch, Megan Daly, Shauna Edwards, Mark Zabriskie, Linda Lynch, Megan Daly, Shauna Edwards, Mark Gouss, Alec Daly, Shauna Edwards, Mark Kunzler, Larry Reilly, Thomas Daly, Shauna Mierzejewski, Mark Paulin, Christopher Daly, Shauna Edwards, Mark O'Neill, Patrick Daly, Shauna Edwards, Mark Paulin, Christopher Daly, Shauna Edwards, Mark O'Neill, Patrick Daly, Shauna
Organization
Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC Sirianni Youtz Meier & Spoonemore EACM Advisors LLC Morrison & Foerster EACM Advisors LLC Fidelity Investments EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC Recombinant Capital Inc. Proskauer Rose LLP CheckFund Manager LLC Recombinant Capital Inc. Murray, Frank & Sailer LLP Recombinant Capital Inc. Hagens Berman Sobol Shapiro Check Fund Manager LLC Cotal Systems, Inc. Recombinant Capital Inc. EACM Advisors, LLC Recombinant Capital Inc. Cotal Systems, Inc. Recombinant Capital Inc. EACM Advisors, LLC -
Request Description
Balyasny Asset Management LP Joseph Ellwood Towle aka J Ellwood Towle Neal A Graziano Towle & Company Miles T Kirkland AOL InfoSpace Nicole D Crump aka Nicole Donoho Crump FOIA request number 06-00694 Nancy G Acosta Martinez SEC telephone directory Mauro M Mastrapasqua Thomas Tad A Trantum Frank Mastrapasqua Mastrapasqua Admin LLC Mastrapasqua Asset Management Inc Nephila Capital Ltd Michael Huckabee Human Genome Sciences Inc George Kundrat William Franklin Majors aka Frank Majors John Sidney McCain Heartport Inc Ramp Corporation George Elmer Patrick Genetics Institute Inc SEC Letter dated November 30 2005 Aggregate fail to deliver data supplied to SEC by NSCC Willard Mitt Romney Sapphire Management LLC Maymin Capital Management LLC George Felix Allen Genvec Inc Ralf Laier Haley Reeves Barbour Guilford Pharmaceuticals Inc Philip Z Maymin Samuel Dale Brownback Generex Biotechnology Corp Christopher Beauvilain William Harrison Frist
Requested Date
12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/14/2005 12/15/2005 12/1/2005 12/5/2005 12/15/2005 12/15/2005 12/1/2005 12/5/2005 12/15/2005 12/1/2005 11/28/2005 12/15/2005 12/15/2005 12/15/2005 12/15/2005 12/15/2005 12/1/2005 11/28/2005 12/15/2005 12/1/2005 11/28/2005 12/15/2005 12/1/2005 11/28/2005 12/15/2005 12/1/2005
Closed Date
Final Disposition
NIF NIF NIF FEE;NIF NIF (b)(7)(A) NIF NIF RPR NIF NIF NIF NIF FEE;NIF NIF NIF (b)(7)(A) NIF FEE NIF (b)(7)(A) FEE NIF FEE NIF NIF FEE NIF NIF NIF NIF NIF NIF (b)(7)(A)
Exemption Cited
12/20/2005 Other Reasons 12/20/2005 Other Reasons 12/20/2005 Other Reasons 2/27/2006 1/11/2006 Other Reasons Denied in full 12/19/2005 Other Reasons 12/19/2005 Other Reasons 12/19/2005 Granted in full 12/16/2005 Other Reasons 1/4/2006 Other Reasons 12/19/2005 Other Reasons 12/16/2005 Other Reasons 12/16/2005 Other Reasons 1/6/2006 2/1/2006 1/4/2006 1/5/2006 1/23/2006 1/6/2006 2/28/2006 2/24/2006 1/25/2006 3/10/2006 10/4/2006 9/11/2006 Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Granted in full
12/19/2005 Other Reasons 12/19/2005 Other Reasons 2/14/2006 Other Reasons 12/12/2006 Granted in full 12/19/2005 Other Reasons 12/19/2005 Other Reasons 12/4/2006 Granted in full 12/19/2005 Other Reasons 12/19/2005 Other Reasons 1/5/2006 2/10/2006 Other Reasons Denied in part 12/19/2005 Other Reasons
Request ID
Requester Name
Edwards, Mark O'Neill, Patrick Daly, Shauna Edwards, Mark O'Neill, Patrick Daly, Shauna Edwards, Mark Mierzejewski, Mark Daly, Shauna Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Zilka, Diane Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Recombinant Capital Inc. EACM Advisors, LLC Recombinant Capital Inc. EACM Advisors, LLC Recombinant Capital Inc. Check Fund Manager LLC Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Grant & Eisenhofer P.A. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Genta Incorporated Janet Coleman Newton (Newt) Leroy Gingrich Glycomed Incorporated Ali Homayoun Charles (Chuck) Timothy Hagel Geron Corporation Shelton Y Swei Rudolph (Rudy) William Louis Giuliani III Heska Corporation Medivation Inc (File # 333128855) Dril-Quip Inc (File # 333128989) Argonaut Group Inc (File # 333130359) Jeffries Group Inc /DE/ (File # 333130325) St Paul Travelers Companies Inc (File # 333130323) Eaton Corp (File # 333130318) Landamerica Financial Group Inc (File # 333130312) Dean Holding Co (File # 33313030972) Parmalat Finanziaria S p a Alberich LLP (File # 333130308) Frontier Oil Corp /NEW (File # 333130292) Alaska Air Group Inc (File # 333130272) Temple Inland Inc 333-130034 E Trade Financial Corp (File # 333130258) Flextronics International Ltd (File # 333130253) Packaging Corp of America (File # 333130224) New Valley Corp Burlington Northern Santa Fe Corp (File # 333130214) AmNet Mortgage Inc Action Performance Companies Inc Marriott International Inc /MD (File # 333130212) Omnicare Inc (File # 333130211) Chesapeake Energy Corp (File # 333130196) Vertex Pharmaceuticals Inc /MA (File # 333130179)
Requested Date
11/28/2005 12/15/2005 12/1/2005 12/5/2005 12/15/2005 12/1/2005 12/5/2005 12/15/2005 12/1/2005 12/5/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/14/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005
Closed Date
Final Disposition
NIF NIF FEE NIF FEE NIF FEE NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF RTW
Exemption Cited
12/30/2005 Other Reasons 12/21/2005 Other Reasons 3/10/2006 12/1/2006 1/6/2006 3/10/2006 4/16/2007 3/1/2006 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 3/13/2008 3/19/2008 9/18/2007 1/14/2008 Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/27/2005 Denied in full 10/10/2007 Other Reasons 11/13/2007 Other Reasons 3/18/2008 Other Reasons 10/10/2007 Other Reasons 10/10/2007 Other Reasons 3/14/2008 4/16/2007 9/11/2007 3/10/2008 3/10/2008 3/14/2008 3/14/2008 3/12/2008 5/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Transeth, Norman Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Bullivant Houser Bailey Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Craig Berkman Associates Inc and or Craig L Berkman Denbury Resources Inc (File # 333130160) Laboratory Corp of America Holdings (File # 333130141) St Jude Medical Inc (File # 333130138) Public Storage Inc /CA (File # 333130137) York International Corp Aetna Inc /PA (File # 333130126) Crew Gold Corp General Electric Co (File # 333130117) Vector Group LTD Pilgrims Pride Corp (File # 333130113) Kansas City Southern (File # 333130112) Wachovia Corp New Transatlantic Holdings Inc (File # 333130111) Warren Resources Inc (File # 333130109) International Speedway Corp Speedway Motorsports Inc Johnson Controls Inc Pioneer Series Trust V 811-21823 Light Green Investment Trust 333-130268 Starberrys Corp 333-127100 Asia Payment Systems 333-129089 Oil States International Inc 333-126485 Advanced Medical Optics Inc 333-127245 US Bancorp DE 333-128390 BioMed Property Trust Inc 333-129025 Conolog Corp 333-128089 Universal Compression Holdings Inc 333-121937 Defense Industries International Inc 333-128011 Gryphon Gold Corp 333-127635 Omnicare Inc 333-127616 Sensytech Inc 333-128211 Halozyme Therapeutics Inc 333-125731 Ceradyne Inc 333-129197 XL Capital LTD 333-130036 General Cable Corp DE Cyber Digital Inc 333-129524
Requested Date
12/16/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005
Closed Date
Final Disposition
NIF NIF NIF NIF NIF RTW NIF NIF WIT WIT WIT NIF RTW WIT WIT WIT RTW NIF DUP DUP RTW WIT RTW RTW RTW RTW NIF
Exemption Cited
12/19/2005 Other Reasons 1/4/2006 1/4/2006 1/4/2006 1/4/2006 1/4/2006 2/12/2008 2/11/2008 1/29/2008 2/11/2008 3/28/2008 2/11/2008 4/16/2007 1/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/29/2006 Other Reasons 11/27/2006 Granted in full 7/22/2006 12/6/2006 10/3/2007 10/3/2007 Granted in full Granted in full Other Reasons Granted in full
12/21/2005 Other Reasons 12/21/2005 Other Reasons 3/14/2008 10/4/2006 3/17/2008 4/16/2007 3/18/2008 1/10/2007 1/10/2007 1/10/2007 1/10/2007 9/18/2007 1/12/2007 3/4/2008 Granted in full Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Mahoney, Dan Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Armand, Cory Lichtcsien, Susan Wyatt, Cullen Wyatt, Cullen Rummell, Nicholas Gavin, J. Patrick Sinwell, Andrew Spence, Michael Carpenter, Danielle Nantambu, Nkosi Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Rummell, Nicholas Wyatt, Cullen Bishop, Keith Gavin, J. Patrick Carpenter, Danielle Keaveney, Sally Gavin, J. Patrick Carpenter, Danielle
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Center for Financial Research & Analysis International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Rice Voelker LLC CheckFund Manager LLC Van Money Manager Research, LLC Van Money Manager Research, LLC IA Week a publication of UCG SEC Insight Highside Capital Management International Business Research Greenwich-Van Advisors LLC Thompson Financial SEC Insight Greenwich-Van Advisors LLC SEC Insight IA Week a publication of UCG Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC State Senate of Pennsylvania SEC Insight Greenwich-Van Advisors LLC
Request Description
Discovery Laboratories Inc 333-128929 BCB Bancorp Inc 333-128214 Oxigene Inc 333-128528 GlobalSantaFe Corp 333-127168 Hartford Life Insurance Co 333-128617 American Science and Engineering Inc Walter Industries Insight Management Consulting Group Universal Corp VA 333-130061 MGI Pharma Inc 333-130052 J P Morgan Chase CO 333-130051 Ebay Inc 333-130045 Everest Reinsurance Holdings Inc 333-13004402 Openwave Systems Inc 333-130042 ING Groep NV 333-130040 Golden West Financial Corp DE 333-130037 Lone Star Hardware Inc Asta Funding Corporation Grantham Mayo Van Otterloo Co OCCO Eastern European Fund Charlemagne Capital Limited CCOutreach National Seminar Marlin Business Services Corp UTStarcom, Inc Crumpler Associates NWI Management LP Warrentech Corp Pulaski Financial Corporation NWI Explorer Global Macro Fund LP Middlesex Water Company SEC expenses for FY 2004 and FY 2005 Andy Wiles Letter addressed to SEC regarding several pension funds Datascope Corp Hari Hariharan Native American Environmental Technologies (NAMTEC) Adobe Software Incorporated Explorer Global Fund Ltd
Requested Date
12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/20/2005 12/19/2005 12/19/2005 12/20/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/14/2005 12/19/2005 12/19/2005
Closed Date
Final Disposition
WIT WIT
Exemption Cited
11/21/2007 Granted in full 11/21/2007 Granted in full 11/21/2007 Granted in full 11/21/2007 Granted in full 4/16/2007 1/17/2008 2/3/2006 1/18/2006 3/14/2008 3/24/2008 1/15/2008 10/3/2007 3/18/2008 3/24/2008 Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(6);(b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6) WIT (b)(7)(A) NIF NIF NIF WIT NIF WIT NIF WIT NIF NIF NIF;WIT NIF
10/11/2007 Granted in full 10/10/2007 Other Reasons 12/21/2005 Other Reasons 12/21/2005 Other Reasons 1/4/2006 1/5/2006 1/10/2006 2/24/2006 12/6/2007 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons
12/14/2006 Denied in full 12/27/2005 Other Reasons 12/21/2005 Other Reasons 8/31/2006 1/2/2008 12/4/2007 1/31/2006 1/8/2008 1/17/2008 1/9/2006 1/9/2006 Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Wyatt, Cullen Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Hamburger, Robert Harrison, Richard Gavin, J. Patrick Wyatt, Cullen Amtower, Mary Harvey, Tom Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Hamburger, Robert Harrison, Richard Clark, Glenn Wyatt, Cullen Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Hamburger, Robert Harrison, Richard Giguere, Jeffrey Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick SEC Insight
Organization
Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC SEC Insight Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. SEC Insight Van Money Manager Research, LLC Amtower and Company TeleChem International Inc SEC Insight Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. Riker Danzig Scherer Hyland Perretti LLP Van Money Manager Research, LLC SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. American Power Conversion Corporation SEC Insight Cotal Systems, Inc. SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight
Request Description
American Communities Property Trust Stefan Bottcher Goldman Sachs Group Inc (File # 333130074) Holdings Inc (File # 333130069) Evergreen Solar Inc NWI Associates LLC HJ Heinz Company Greylock Capital Management LLC Impco Technologies Inc JP Morgan Chase SEC and HealthSouth Corp from 1999 to the present Time Warner Inc Greylock Emerging Markets Equity Fund Ltd all governmental entities or individuals who receive MarkeTips all active Centralized Mailing List Services CMLS database contacts Newell Rubbermaid Inc Lucia Skwarek PowerDsine Ltd Aurora Loan Services SEC and Tidel Technologies Inc from 1999 to the present Loftis v Key Energy Service Inc P Michael Malcolmson Tier Technologies Inc Wolverine Tube Inc SEC and Medicsight Inc from 1999 to the present LECG Corporation Washington Mutual SEC and Zond Panaero Windsystems Partners I from 1999 to the present Copy of FOIA Request 05-1016 Vulcan Materials Company Matthew Brian Hastings United Natural Foods Inc Steven Cherok NTN Communications Inc Kosan Biosciences Inc Deswell Industries
Requested Date
12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/19/2005 12/20/2005 12/20/2005 12/20/2005 12/13/2005 12/20/2005 12/20/2005 12/20/2005 12/15/2005 12/13/2005 12/20/2005 12/20/2005 12/20/2005 12/13/2005 12/20/2005 12/13/2005 12/20/2005 12/20/2005 12/20/2005 12/20/2005 12/20/2005 12/13/2005 12/20/2005 12/20/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005
Closed Date
Final Disposition
WIT NIF NIF NIF WIT NIF WIT -
Exemption Cited
11/30/2007 Other Reasons 12/21/2005 Other Reasons 12/12/2007 Other Reasons 1/21/2006 11/7/2006 12/1/2006 1/23/2008 Granted in full Denied in part Denied in part Other Reasons
(b)(2);(b)(5);(b)(7)(C);RTW RPR (b)(7)(A) WIT NIF WIT NIF WIT NIF (b)(7)(A) NIF WIT RTW;WIT WIT NIF (b)(6) (b)(7)(A);WIT NIF WIT NIF NIF;RTW WIT NIF;WIT
12/23/2005 Other Reasons 2/28/2006 2/28/2006 12/6/2007 1/2/2008 3/12/2008 1/11/2006 12/3/2007 1/23/2008 3/18/2008 Granted in full Granted in full Other Reasons Other Reasons Granted in full Denied in full Other Reasons Other Reasons Granted in full
11/28/2007 Other Reasons 12/21/2005 Other Reasons 1/4/2006 1/17/2008 12/6/2007 9/26/2006 1/23/2008 Denied in part Denied in part Other Reasons Other Reasons Other Reasons
Request ID
06-01672-FOIA
Requester Name
Wierzbowski, Adam
Organization
Milberg Weiss Bershad & Schulman LLP
Request Description
United States v Martha Stewart and Peter Bacanovic 03-CR-717 and SEC v Martha Stewart and Peter Bacanovic 03-CIV-4070 Steiner Leisure Limited Tracer Capital Management ICON PLC Standard Pacific Capital LLC Pilgrims Pride Corporation Trion Group Inc current number of failed to deliver shares in Novastar Financial Corp Registration Statement Effective Orders for listed companies Island Girl SSI LLC Alliance One International Inc H&B Developers Inc Qualcomm Inc Clover Capital Reliance Investors Inc Robert J McCreary The Herrington Club LLC Kelusa Capital LLC Harrington Real Estate Partners LLC Cashiers Mountain Properties Inc Remote Dynamics Inc Foundation Capital Resources Inc New York Times Co Arthur J Braswell aka A J Braswell Prestige Brands Holdings Inc Schoettle Developers, LLC Marvell Technology Group Ltd SSI-RE, Inc GSI Commerce, Inc Braz-G, LLC Calgon Carbon Corporation Settlements from SEC prosecutions Archer Daniels Midland Company Rowan Farber Bobby Dale Ray Lee Ray Inc IDEC Pharmaceuticals Corp aka Biogen IDEC
Requested Date
12/21/2005
Closed Date
1/19/2006
Final Disposition
Denied in full (b)(7)(A)
Exemption Cited
Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Mierzejewski, Mark York, Robert Siebott, Christian Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Graeff, William Costello, Maureen Paulin, Christopher Costello, Maureen Paulin, Christopher Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Samson, Howard Gavin, J. Patrick Youssefyeh, Liza Costello, Maureen Costello, Maureen Edwards, Mark
SEC Insight Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. SEC Insight Check Fund Manager LLC Milberg Weiss Bershad & Schulman LLP International Business Research SEC Insight International Business Research SEC Insight International Business Research Cotal Systems, Inc. International Business Research Cotal Systems, Inc. International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight Law Offices of Afshin David Youssefyeh International Business Research International Business Research Recombinant Capital Inc.
12/21/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005 12/21/2005 11/8/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 11/14/2005 12/23/2005 12/16/2005 12/22/2005 12/22/2005 12/12/2005
12/12/2007 Other Reasons 12/28/2005 Other Reasons 12/12/2007 Other Reasons 1/9/2006 12/5/2007 1/11/2006 1/26/2006 Other Reasons Other Reasons Other Reasons Denied in full
WIT NIF WIT NIF WIT NIF (b)(4) RPR NIF WIT NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF WIT NIF WIT WIT NIF WIT RTW WIT (b)(7)(A) NIF NIF -
12/22/2005 Other Reasons 12/27/2005 Other Reasons 11/29/2007 Other Reasons 12/23/2005 Other Reasons 1/2/2008 1/21/2006 Other Reasons Granted in full
11/29/2007 Other Reasons 12/27/2005 Other Reasons 11/28/2007 Other Reasons 1/24/2006 1/22/2008 Other Reasons Other Reasons
12/28/2005 Other Reasons 12/12/2007 Other Reasons 1/4/2006 1/11/2008 1/11/2006 12/5/2007 1/19/2006 1/25/2006 1/24/2006 1/24/2006 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
Request ID
Requester Name
Edwards, Mark Edwards, Mark Edwards, Mark Rosen, Rachel Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reilly, Thomas DePeau, Andrew Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Reilly, Thomas
Organization
Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Ramsey & DeVore P A SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research SEC Insight SEC Insight -
Request Description
Paradigm Genetics aka Icoria Inc Hybridon Inc aka Idera Pharmaceuticals IGEN International Inc Thomson Financial contract aggreement with the SEC Nutri Systems Inc Ranells Gift & Flower Shop Ltd Bruheman & Ray Corporation We Sew Inc Board of Battlefield Park Childrens Foundation Circle R Industries Inc Dart Productions Inc aggregate fail to deliver data supplied to the SEC by the NSCC Jacob J Gottlieb Dillon Steel Inc Ray Industries Inc Forward Industries Inc Autozone Inc the daily aggregate number of fail to delivers contained in the data supplied to the SEC by the NSCC Reliance Credit Union San Bernadino County Medical Center Education Foundation Quality of Life Health Corporation Skytel Communications Websidestory Inc Reliance Capital Resources Inc Visium Asset Managment David Todt Rite Aid Corporation Reliance Corporation of Georgia Balyasny Asset Management George Todt Lodgian Inc NPG Associates Inc Josh Moorvitch BFK Capical Group Inc AID Atlanta Incorporated Reliance Bank Holding Company ICOS Corp
Requested Date
12/12/2005 12/12/2005 12/12/2005 12/22/2005 12/23/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/23/2005 12/23/2005 12/22/2005 12/22/2005 12/23/2005 12/23/2005 12/26/2005
Closed Date
9/8/2006 6/7/2007 1/23/2006 9/26/2006
Final Disposition
Granted in full Other Reasons Granted in full Other Reasons RLD NIF;RTW NIF NIF NIF NIF NIF NIF
Exemption Cited
12/28/2005 Other Reasons 12/28/2005 Other Reasons 12/28/2005 Other Reasons 1/12/2006 1/4/2006 1/4/2006 2/21/2006 1/6/2006 1/4/2006 1/4/2006 1/22/2008 3/1/2006 2/7/2006 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
(b)(4);(b)(8) NIF NIF NIF WIT NIF -
Costello, Maureen Costello, Maureen Youssefyeh, Liza Costello, Maureen Gavin, J. Patrick Costello, Maureen DePeau, Andrew Youssefyeh, Liza Gavin, J. Patrick Costello, Maureen DePeau, Andrew Youssefyeh, Liza Gavin, J. Patrick Costello, Maureen Youssefyeh, Liza Gavin, J. Patrick Costello, Maureen Costello, Maureen Edwards, Mark
International Business Research International Business Research Law Offices of Afshin David Youssefyeh International Business Research SEC Insight International Business Research Cotal Systems, Inc. Law Offices of Afshin David Youssefyeh SEC Insight International Business Research Cotal Systems, Inc. Law Offices of Afshin David Youssefyeh SEC Insight International Business Research Law Offices of Afshin David Youssefyeh SEC Insight International Business Research International Business Research Recombinant Capital Inc.
12/22/2005 12/22/2005 12/16/2005 12/22/2005 12/23/2005 12/22/2005 12/23/2005 12/16/2005 12/23/2005 12/22/2005 12/23/2005 12/16/2005 12/23/2005 12/22/2005 12/16/2005 12/23/2005 12/22/2005 12/22/2005 12/12/2005
1/11/2006 1/11/2006 1/24/2006 1/11/2006 12/4/2007
Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
NIF NIF (b)(7)(A);NIF NIF NIF;WIT NIF NIF (b)(7)(A);NIF WIT NIF NIF (b)(7)(A);NIF WIT NIF (b)(7)(A) WIT NIF NIF NIF
12/29/2005 Other Reasons 12/29/2005 Other Reasons 2/2/2006 12/3/2007 1/9/2006 1/25/2006 1/29/2008 1/10/2006 1/26/2006 1/5/2006 1/5/2006 Denied in part Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Gavin, J. Patrick Paulin, Christopher Mierzejewski, Mark Gavin, J. Patrick Dickerson, Brian Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Glotzbach, Ross Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Ernst, David Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick McKnight, Wade Carpenter, Danielle Gavin, J. Patrick DePeau, Andrew Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Larimer, Don Carpenter, Danielle
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight Cotal Systems, Inc. Check Fund Manager LLC SEC Insight Maguire & Schneider LLP SEC Insight Check Fund Manager LLC SEC Insight Southeastern Asset Management SEC Insight CheckFund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight Saunders & Walker P.A. SEC Insight Check Fund Manager LLC SEC Insight Van Money Manager Research LLC Greenwich-Van Advisors LLC SEC Insight Cotal Systems, Inc. Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Thresholds Rehabilitation Industries Greenwich-Van Advisors LLC
Request Description
Reliance Trust Company Christian Stewardship Association World Serve International National Association of Church Institutional Financing Organization Barry S Winford Capital Advisors of Mississippi Inc Brian W Kelly Urban Outfitters John R Annicelli Karsch Capital Management LP Corning Inc National Century Financial Enterprises Inc NCFE Novelis Inc Taylor Investment Advisors LP Magma Design Automation SEC File No HO-784 Blue Chip Stamps Accelrys Inc Asian Century Quest Hot Topic Inc Thomas M Taylor Gamestop Xplor Capital Management LLC Sirius Satellite Radio Inc Taser International Exxon Mobil Corporation Michael A Karsch CBOT Holdings Inc GAM Japan Equity Hedge Inc Third Wave Global Macro Fund LP Hospira Tiedemann Investment Group Third Wave Global Macro Offshore Fund Ltd Nice Systems Ltd Laurence Smith Horton D R Inc Third Wave Global Investors LLC Vernado Reality Trust GSA MarkeTips Robert Delio
Requested Date
12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/22/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/27/2005 12/28/2005 12/8/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/20/2005 12/28/2005
Closed Date
8/14/2006
Final Disposition
Denied in full (b)(7)(A) NIF NIF NIF NIF NIF WIT NIF NIF NIF;RTW (b)(7)(A) WIT NIF WIT WIT NIF WIT WIT NIF WIT (b)(7)(A) WIT NIF WIT NIF NIF WIT NIF NIF NIF;RTW DES NIF;RTW NIF WIT NIF
Exemption Cited
12/28/2005 Other Reasons 12/28/2005 Other Reasons 12/27/2005 Other Reasons 12/28/2005 Other Reasons 12/28/2005 Other Reasons 1/23/2008 1/4/2006 9/25/2006 2/21/2006 12/6/2007 12/6/2007 1/30/2008 1/8/2008 2/6/2008 1/10/2006 1/25/2008 1/30/2006 3/1/2006 1/10/2008 1/25/2006 1/25/2006 1/22/2008 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/29/2005 Other Reasons 12/29/2005 Other Reasons 10/18/2006 Other Reasons 1/6/2006 9/25/2006 1/11/2006 12/5/2007 2/10/2006 1/4/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Wyatt, Cullen Carpenter, Danielle Gavin, J. Patrick Wyatt, Cullen Carpenter, Danielle Gavin, J. Patrick Klipowicz, Karen Carpenter, Danielle Gavin, J. Patrick Wyatt, Cullen Carpenter, Danielle Gavin, J. Patrick Lichtcsien, Susan Wyatt, Cullen Gavin, J. Patrick Lichtcsien, Susan Carpenter, Danielle Rozwood, Benjamin Gavin, J. Patrick Reilly, Thomas Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Costello, Maureen Conover, Becky Gavin, J. Patrick Gavin, J. Patrick SEC Insight
Organization
Van Money Manager Research, LLC Greenwich-Van Advisors LLC SEC Insight Van Money Manager Research, LLC Greenwich-Van Advisors LLC SEC Insight SEIU Local 1 Greenwich-Van Advisors LLC SEC Insight Van Money Manager Research, LLC Greenwich-Van Advisors LLC SEC Insight CheckFund Manager LLC Van Money Manager Research, LLC SEC Insight CheckFund Manager LLC Greenwich-Van Advisors LLC Robbins Umeda & Fink LLP SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC International Business Research EACM Advisors LLC SEC Insight SEC Insight
Request Description
Toll Brothers Inc William Bakker Bryan Fiedler Wendys International Inc Thomas R Hudson Jr Valhalla Synergy Fund LLC CINergy Corp A copy of lease of for SEC Midwest Regional Office Valhalla Synergy Ltd Schlumberger Limited aka Schlumberger NV Pirate Capital LLC Valhalla Capital Advisors LLC Apollo Group Inc Nimrod Hacker Jolly Roger Offshore Fund Ltd Novellus Systems Inc Ranger Capital Group aka Ranger Advisors LP Robert Birnbaum King Pharmaceuticals Supervalu Inc Aggregate number of fail to delivers aged older than 120 trading days St Jude Medical Inc Lumen Advisors LLC Steelcase P2 Management LLC Tempur Pedic International Inc fka TWI Holdings Inc St Joe Company Brett Fialkoff TXU Corporation TECO Energy Inc Synovus Financial Corporation Sysco Corporation Cerner Corporation TT International Advisors Inc Internet Cafe Avi Friedman Research In Motion Ltd Alamosa Holdings Inc
Requested Date
12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/28/2005 12/16/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 12/29/2005 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006
Closed Date
12/6/2007 1/9/2006 1/9/2006 12/6/2007 1/19/2006 1/5/2006 1/15/2008 1/23/2006 1/9/2006 12/4/2007 1/10/2006 1/10/2006 1/8/2008 1/5/2006 1/5/2006 1/5/2006 1/4/2006 1/17/2006 12/6/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons WIT NIF NIF WIT NIF NIF NIF;WIT NIF WIT NIF NIF WIT NIF NIF WIT NIF FEE;NIF (b)(7)(A) WIT NIF NIF NIF;WIT NIF NIF;WIT NIF;WIT NIF WIT (b)(7)(A) NIF;RTW (b)(7)(A)
Exemption Cited
10/23/2006 Other Reasons 1/4/2006 1/5/2006 Other Reasons Other Reasons 12/18/2007 Other Reasons 11/30/2007 Other Reasons 1/23/2008 1/5/2006 1/17/2008 1/31/2006 1/11/2006 6/18/2007 1/25/2006 1/25/2006 1/25/2006 1/18/2008 Other Reasons Other Reasons Other Reasons Denied in full Denied in part Denied in part Other Reasons Other Reasons Other Reasons Denied in part
(b)(7)(A);NIF NIF NIF NIF (b)(7)(A);WIT -
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Costello, Maureen Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Phelan, Rich Saunders, Joseph Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Bolster, Kenneth Hurst, Joel Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Elijah, Ronald Simonian, Guy Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Simonian, Guy Henneke, Jamie Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC International Business Research EACM Advisors LLC SEC Insight SEC Insight Global Securities Information, Inc. Saunders & Walker PA EACM Advisors LLC SEC Insight SEC Insight FirstPlus Financial Group Inc EACM Advisors LLC SEC Insight SEC Insight Cotal Systems, Inc. EACM Advisors LLC SEC Insight SEC Insight Cotal Systems, Inc. Vertical Screen EACM Advisors LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Rural Metro Corp (File # 333129324) Quadriga Superfund (File # 333122229) Goodyear Tire & Rubber Co / OH (File # 333128941) Biocryst Pharmaceuticals Inc (File # 333128087) Quanta Capital Holdings Ltd (File # 333129255) Cohen & Steers Select Utility Fund Inc (File # 333128080) Chiquita Brands International Inc (File # 333128162) Beacon Roofing Supply Inc (File # 333128919) Timothy Tacchi Rives Leavell & Co Inc Shulamit Leviant Target Corporation Wal Mart Stores Inc Carolina National Corp (File # 333128744) Computer Assoc & Ernst & Young Taser International Anthony A Yoseloff Microsoft Corporation Southwestern Energy Co FirstPlus Financial Group Inc Administrative Proceeding File # 3-9440 Eric P Epstein PNC Financial Services Group Inc Tektronix Inc Elijah Asset Managment LLC 801-56227 Craig F Colberg Timothy I Levart Tellabs Inc Cutera Inc Rivanna Capital LLC Mark Malatesta Robert J Brivio Jr Headwaters Inc Primedia Inc Rural Metro Corp DE 333-129323 MTI Technology Corp
Requested Date
1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 12/30/2005 1/3/2006 1/3/2006 12/23/2005 12/27/2005 1/3/2006 1/3/2006 1/3/2006 12/31/2005 12/8/2005 1/3/2006 1/3/2006 1/3/2006 1/3/2006 12/30/2005 1/3/2006 12/30/2005 12/30/2005 12/30/2005 12/30/2005 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006
Closed Date
3/18/2008 1/20/2006 1/9/2008 4/1/2008 3/30/2007
Final Disposition
Granted in full Granted in full Granted in full Granted in full Granted in full WIT WIT RTW NIF NIF NIF WIT
Exemption Cited
12/12/2007 Other Reasons 9/26/2006 1/6/2006 1/6/2006 1/6/2006 12/6/2007 11/6/2006 1/30/2006 1/6/2006 1/31/2006 1/6/2006 3/23/2007 1/23/2006 1/17/2006 12/5/2007 12/5/2007 1/10/2006 1/11/2006 1/23/2008 1/23/2008 1/5/2006 1/5/2006 9/5/2007 2/3/2006 1/15/2008 Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full Granted in full Other Reasons
(b)(7)(A);WIT RTW NIF NIF (b)(2);(b)(5);(b)(7)(C);NIF NIF (b)(7)(A) NIF WIT WIT NIF NIF;RPR NIF;WIT (b)(7)(A);WIT NIF CAN NIF WIT WIT
Request ID
Requester Name
Reilly, Thomas Peshkin, Kenneth Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Lardner, George Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Miller, Kara Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard -
Organization
Request Description
aggregate number of fail to deliver aged older than 30 trading days SEC v Sam M Antar Michael J Leffell Skyworks Solutions Viacom Inc Aniello Dellacroce Stephen M Dowicz Scott E Davidson Citadel Broadcasting Corporation Mosaic Company Marvin H Davidson Thomas L Kempner Jr Applied Micro Circuits Corporation Dolby Laboratories Inc Websense Inc MHD Mangement Co Davidson Kempner BEA Systems Inc Kerr McGee Corporation Alliant Techsystems Inc Touchstone Applied Science Associates Inc NY 333-129261 Health Care Retirement Corp of America 333129107 Paccar Inc FTD Group Inc PortalPlayer Inc Romulus Holdings Inc James A Coyne Radvision Ltd SLS International Inc (File # 333128701) New Frontier Energy Inc (File # 333128603) MRI Associates LP (File # 333129318) Fisher Scientific International Inc (File # 333129654) Englobal Corp (File # 333129336) Evergreen Solar Inc (File # 333128074) Marvell Technology Group Ltd (File # 333129834) Whittier Energy Corp (File # 333127321) Georgia Pacific Corp
Requested Date
1/3/2006 12/28/2005 1/3/2006 1/3/2006 1/3/2006 1/4/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 12/28/2005 1/4/2006 1/4/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006
Closed Date
1/31/2006 3/1/2006 1/5/2006 1/10/2008 1/11/2006 1/6/2006 1/9/2006 12/6/2007 1/9/2006 4/5/2006 9/7/2006 12/6/2007 1/5/2006 1/5/2006 2/22/2008 5/17/2006 4/16/2007 10/3/2007 12/3/2007
Final Disposition
Granted in full Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF;WIT (b)(7)(C) NIF FEE;NIF WIT WIT NIF NIF NIF;RTW NIF WIT NIF NIF NIF;WIT NIF;WIT NIF;RTW WIT NIF WIT NIF;RTW NIF RTC NIF WIT WIT RTW WIT RTW RTW RTW
Exemption Cited
Yerushalmi & Associates LLP EACM Advisors LLC SEC Insight SEC Insight The Washington Post EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Slade & Newman LLP International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
10/17/2007 Other Reasons 10/17/2007 Other Reasons 1/26/2006 1/26/2006 1/22/2008 1/3/2008 11/9/2006 1/8/2007 1/17/2008 9/1/2006 1/12/2006 3/17/2008 11/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Miller, Kara Miller, Kara Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Harrison, Richard Gavin, J. Patrick Miller, Kara Harrison, Richard Spence, Michael Harrison, Richard Gavin, J. Patrick Miller, Kara Gavin, J. Patrick Spence, Michael Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Slade & Newman LLP Slade & Newman LLP International Business Research SEC Insight SEC Insight International Business Research Global Securities Information, Inc. SEC Insight Slade & Newman LLP Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight Slade & Newman LLP SEC Insight International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC International Business Research SEC Insight SEC Insight Global Securities Information, Inc.
Request Description
Goodys Family Clothing Inc / TN Marlin Business Services Corp (File # 333128329) Venturi Partners inc (File # 333123818) Equis Financial Group Wynn Resorts Ltd Golden Star Resources Ltd (File # 333118956) Sun Healthcare Group Inc (File # 333123335) Shopko Stores Inc Wellchoice Inc Brandes and Singer Steven Gregg Singer Cobb Partners Development Inc Petmed Express Inc Viasys Healthcare Inc Tri River Capital Medis Technologies Ltd file number 333-129426 Norfolk Southern Corporation Norma Singer Brandes Collagenex Pharmaceuticals Inc (File # 333128334) M W Partners Inc Power Efficiency Corp (File # 333129233) Pep Boys Manny Moe & Jack Gary Alan Singer Sigmatel Inc Semele Group Inc Valuevision Media Inc Silicon Image Inc Catuity Inc file number 333-128600 E Trade Financial Corp (File # 333129833) Humphrey Hospitality Trust Inc File #333-129736 Network 1 Security Solutions inc (File # 333126013) Thomas H Lee Walters & Co Inc Omnicare Inc Qlogic Corporation Spatialight Inc
Requested Date
1/3/2006 1/3/2006 1/3/2006 1/4/2006 1/4/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 12/28/2005 12/28/2005 1/4/2006 1/4/2006 1/4/2006 1/4/2006 1/3/2006 1/4/2006 12/28/2005 1/3/2006 1/4/2006 1/3/2006 1/4/2006 12/28/2005 1/4/2006 1/4/2006 1/3/2006 1/4/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/4/2006 1/4/2006 1/4/2006 1/4/2006 1/3/2006
Closed Date
9/26/2006
Final Disposition
RTW RTW NIF WIT WIT WIT RPR RTC NIF NIF;WIT NIF;WIT NIF WIT NIF;RTW RTC NIF RTW WIT RPR WIT (b)(7)(A) RTW WIT RTW RTW FEE;NIF NIF Other Reasons
Exemption Cited
10/10/2007 Granted in full 1/6/2006 Other Reasons 12/12/2007 Other Reasons 12/10/2007 Other Reasons 12/10/2007 Other Reasons 5/25/2007 5/25/2007 1/10/2006 1/23/2006 1/18/2006 1/23/2008 1/23/2008 1/6/2006 1/24/2008 9/26/2006 3/28/2006 1/6/2006 1/5/2006 Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
10/18/2006 Other Reasons 11/29/2007 Other Reasons 1/18/2006 1/26/2006 11/9/2006 12/3/2007 8/31/2006 Other Reasons Denied in full Other Reasons Other Reasons Other Reasons 11/29/2007 Other Reasons
10/12/2007 Granted in full 12/20/2006 Granted in full 9/26/2006 1/26/2006 1/11/2006 Other Reasons Other Reasons Other Reasons
12/28/2007 Denied in part 12/28/2007 Other Reasons 12/11/2007 Other Reasons
(b)(7)(A);WIT NIF;WIT WIT
Request ID
Requester Name
Lichtcsien, Susan Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Abshire, R. Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard DePeau, Andrew Gerlach, C. Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Mierzejewski, Mark Jones, Tom Gavin, J. Patrick Harrison, Richard Harrison, Richard Wyatt, Cullen Harrison, Richard Harrison, Richard Harrison, Richard Wyatt, Cullen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Raymi, Anna
Organization
CheckFund Manager LLC International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Sullivan & Cromwell LLP SEC Insight SEC Insight Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Altera Partners
Request Description
Thomas H Lee Capital LLC PLM International Burlington Northern Santa Fe Corporation Zen Property Equipment Inc File #333-129191 Lipid Sciences Inc File #333-129280 FOIA request filed with the USDOJ Cobb Partners Financial VistaCare Inc Occam Networks Inc DE File #333-125061 Timberline Resources Corp Kayne Anderson Capital Relational Investors LLC Deckers Outdoor Corporation Pixar Environmental Solutions Worldwide Inc BlueMountain Capital Management LP Whirpool acquisition of Maytag Wireless Facilities Inc Saba Software Inc File #333-125778 Whittier Energy Corp File #333-127320 Gartmore Investment Limited Ballistic Recovery Systems Inc Wellpoint Inc Cyop Systems International Inc AlphaGen Pictor Fund Limited Amscan Holdings Inc Avani International Group Inc Leslies Poolmart Inc Koch Industries Inc Golden Star Resources Ltd Reach Capital Management LLC Sentinel Group Funds Inc (File # 333130393) Steinroe Variable Investment Trust (File # 333130595) Forward Funds Pieter Taselaar Corning Natural Gas Corp John Hancock Investment Trust II (File # 333130618) Jay Charles Goodgal
Requested Date
1/4/2006 1/4/2006 1/4/2006 1/3/2006 1/3/2006 1/4/2006 1/4/2006 1/4/2006 1/3/2006 1/3/2006 1/4/2006 1/5/2006 1/3/2006 1/4/2006 1/3/2006 1/4/2006 1/4/2006 1/4/2006 1/3/2006 1/3/2006 1/5/2006 1/3/2006 1/3/2006 1/3/2006 1/5/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/5/2006 1/3/2006 1/3/2006 1/3/2006 1/5/2006 1/3/2006 1/3/2006 1/5/2006
Closed Date
1/9/2006 1/9/2006 7/2/2007 9/21/2006 1/26/2006 1/9/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT RTW RTW NIF NIF
Exemption Cited
12/29/2006 Denied in part 10/23/2006 Other Reasons 1/29/2008 1/13/2006 2/1/2006 1/8/2008 1/10/2008 1/9/2006 2/3/2006 12/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);RTW RTW WIT NIF NIF NIF;WIT WIT WIT NIF NIF WIT RTW RTW NIF WIT WIT NIF RTW RTW WIT NIF NIF NIF NIF NIF
12/12/2006 Other Reasons 10/25/2006 Other Reasons 1/18/2006 1/24/2008 1/22/2008 1/17/2006 9/29/2006 11/7/2007 11/7/2007 3/4/2008 1/11/2006 8/28/2006 6/30/2006 8/10/2006 3/31/2006 7/6/2006 1/9/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Wyatt, Cullen Lichtcsien, Susan Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Wyatt, Cullen Harrison, Richard Goodmurphy, Fraser Wyatt, Cullen Harrison, Richard Harrison, Richard Raymi, Anna Lichtcsien, Susan Harrison, Richard Motz, Robert Harrison, Richard Carpenter, Danielle Lynch, Megan Lee, Chia-Yu Motz, Robert Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC Global Securities Information, Inc. Seek A Miracle/ MDA Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. Altera Partners CheckFund Manager LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC CheckFund Manager LLC National Chung Cheng University International Business Research Global Securities Information, Inc.
Request Description
Travelers Fund U for Variable Annuities Liberty Variable Investment Trust (File # 333130592) AARP Portfolios Merrill Lynch New Jersey Municipal Bond Fund (File # 333130530) Merrill Lynch Multi State Municipal Series Trust (File # 333130529) Brazil Fund Inc (File # 333130463) Scudder International Fund Inc (File # 333130413) Clareville Capital Temple Master Fund Limited David F Dahlberg Xenomics Inc Peoples Community Bancorp Inc Party City Corp Massey Energy Co Spectrum Organic Products Inc CP Ships Ltd Pacificare Health Systems Inc / DE Liberate Technologies PFS Bancorp Inc Insight Communications Co Inc FC Banc Corp Jeff Meyer Envirokare Tech Inc Edison Pharmaceuticals Inc Christopher Palmer Valley High Mining Co Hain Celestial Group Inc Castalia Advisors LLC Clipper Trading Associates LLC UnitedHealth Group Inc Arthur R Spector Paincare Holdings Inc Helios Partners LLC Pointe Development Inc aka Pointe Realty LLC financial statements of securities companies from 1999 to 2004 Russell C Ball III First State Bancorporation
Requested Date
1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/5/2006 1/5/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/3/2006 1/5/2006 1/3/2006 1/5/2006 1/5/2006 1/3/2006 1/3/2006 1/5/2006 1/5/2006 1/3/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 12/28/2005 1/6/2006 1/9/2006
Closed Date
6/29/2006 7/28/2006 8/30/2006 7/21/2006 6/29/2006
Final Disposition
Other Reasons Granted in full Other Reasons Granted in full Granted in full NIF NIF NIF NIF NIF WIT WIT NIF WIT WIT NIF WIT NIF RTW NIF WIT RPR NIF WIT NIF NIF WIT NIF WIT NIF NIF RPR NIF -
Exemption Cited
11/27/2006 Granted in full 11/27/2006 Other Reasons 1/27/2006 1/27/2006 1/3/2008 1/3/2008 3/24/2008 4/16/2007 4/1/2008 1/4/2008 3/17/2008 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
10/10/2007 Other Reasons 10/16/2007 Granted in full 11/28/2006 Other Reasons 1/13/2006 4/16/2007 1/18/2006 8/11/2006 4/16/2007 2/22/2008 1/10/2006 1/10/2006 4/16/2007 2/17/2006 1/24/2008 1/19/2006 1/19/2006 4/3/2006 1/17/2006 4/1/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Carpenter, Danielle Lynch, Megan Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard Carpenter, Danielle Lichtcsien, Susan Solieri, Steven Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Carpenter, Danielle Harrison, Richard Harrison, Richard Hallman, Robert Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Carpenter, Danielle Lichtcsien, Susan Motz, Robert Harrison, Richard Kohn, Marilyn Carpenter, Danielle Rincon, Luis Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Rothacker, Rick Harrison, Richard Rincon, Luis Carpenter, Danielle
Organization
Greenwich-Van Advisors LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC CheckFund Manager LLC University of Scranton Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Greenwich-Van Advisors LLC CheckFund Manager LLC International Business Research Global Securities Information, Inc. Zuckerman Spaeder LLP Greenwich-Van Advisors LLC International Business Research International Business Research Global Securities Information, Inc. International Business Research Banking Reporter Global Securities Information, Inc. Greenwich-Van Advisors LLC Mario Covo
Request Description
Roderic Mack Wright Gray Television Inc/ Triple Crown Media New York Community Bancorp Inc Jeffrey P Sangalis 1st State Bancorp Inc Sunbeam Opportunites Offshore SA Robert J Koltai full copies of all five of the IOPA reports Capital Bank Corp Safeguard Scientifics Inc TL Ventures Newalliance Bancshares Inc Security Bank Corp Rurban Financial Corp John Seal Landmark Bancorp Inc Neighbors Bancshares Inc NFI that are currently failed to deliver Captiva Software Corp Maxim Pharmaceuticals Inc Access Anytime Bancorp Inc Ascend Acquisition Corp Cornerstone Bancorp Inc Neoware Systems Helios Advisors LLC Hain Capital Casino Credit Services Inc EMC Corp Matter of Mt Sinai Jeroen Zuurmond IBM Safeguard International CRW Financial Inc Exchange Bancshares Inc CMS CRW Partnership Mangan & McColl Partners and M&M Partners General Electric Co FCPA Act Donald Proctor
Requested Date
1/6/2006 1/6/2006 1/9/2006 1/9/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/3/2006 1/9/2006 1/6/2006 1/6/2006 1/9/2006 1/9/2006 1/9/2006 1/6/2006 1/9/2006 1/9/2006 1/7/2006 1/9/2006 1/9/2006 1/9/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/5/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/6/2006 1/6/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006
Closed Date
1/17/2006 1/17/2006 2/7/2008 1/17/2006 1/17/2006 1/17/2006 2/9/2006 3/25/2008 1/10/2006 1/17/2008 5/22/2007 1/10/2006 5/22/2007 4/1/2008 1/10/2006 1/9/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT WIT NIF NIF NIF NIF NIF WIT NIF WIT NIF NIF NIF NIF NIF WIT NIF RTW NIF NIF NIF NIF NIF NIF WIT (b)(7)(A) NIF NPF FEE NIF RTW -
Exemption Cited
10/16/2007 Other Reasons 10/10/2007 Other Reasons 1/12/2006 1/17/2006 1/10/2006 1/13/2006 1/13/2006 1/10/2006 1/31/2006 1/10/2006 1/19/2006 3/28/2006 3/15/2006 9/26/2006 1/21/2006 2/21/2006 9/22/2006 2/9/2006 1/19/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF RTW NIF
Request ID
Requester Name
Rincon, Luis Ryan, Spencer Motz, Robert Motz, Robert Harrison, Richard Carpenter, Danielle Carpenter, Danielle Harrison, Richard Motz, Robert Carpenter, Danielle Motz, Robert Brame, Myrtis Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard Carpenter, Danielle DePeau, Andrew Bergen, Paula Harrison, Richard Harrison, Richard Williamson, Pat Motz, Robert Reilly, Thomas Motz, Robert Harrison, Richard Wyatt, Cullen Motz, Robert Motz, Robert Monfort, Eleonore Harrison, Richard Harrison, Richard Wyatt, Cullen Wyatt, Cullen Motz, Robert Motz, Robert Harrison, Richard -
Organization
Citibank Wickens Herzer Panza Cook & Batista Law International Business Research International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. International Business Research Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Thomson Financial International Business Research International Business Research Global Securities Information, Inc. Van Money Manager Research, LLC International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC Van Money Manager Research, LLC International Business Research International Business Research Global Securities Information, Inc.
Request Description
Twenty seven preferred mutual fund families A L F Corporation Spector Gadon Cohen and Rosen Epicept Corp NAC European Credit Fund Ltd NAC Management Ltd Security Bank Corp TR Receivables Management Services Inc New Amsterdam Capital Management LLP Abraham Lincoln Federal Savings and Loan Certain Sections of Case No SEC 19-05-05 IDX Systems Corp Rivoli Bancorp Inc Donald K Rice Bull Run Corp Sunbeam Opportunities Fund LLC Irvine Capital Management LLC new cusip numbers Long Island Financial Corp Pixelplus Co Ltd 333-130116 Exxon Mobil Company Bridging Data Technology Inc the aggregate fail to deliver data supplied to the SEC by the NSCC Delancy Place Condominium Association HY Tech Technology Group Inc 333-127368 David Rogers Docucorp International Inc Formmaker Acquisition Corp Clonaid Company XM Satellite Radio Holdings Inc 333-121417 Retail Ventures Inc 333-129004 Mark Deacon Axis Capital Managment Limited Metallurg Holdings Inc Metallurg Inc THL Bedding Holdings Co 333-124138
Requested Date
1/6/2006 1/6/2006 1/6/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/6/2006 1/8/2006 1/9/2006 1/9/2006 1/6/2006 1/9/2006 1/6/2006 1/6/2006 1/4/2006 1/9/2006 1/9/2006 1/9/2006 1/6/2006 1/9/2006 1/6/2006 1/9/2006 1/9/2006 1/6/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006
Closed Date
1/24/2006 2/22/2006 1/11/2006 1/11/2006 8/21/2007 1/27/2006 1/11/2006 1/3/2008 1/30/2006 1/12/2006 1/30/2006 2/9/2006
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons NPF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF RTA FEE;RPR NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF WIT
Exemption Cited
12/29/2007 Other Reasons 12/29/2007 Other Reasons 1/11/2006 1/11/2006 4/10/2006 1/20/2006 5/25/2007 1/20/2006 1/20/2006 2/1/2006 1/25/2006 1/10/2007 1/17/2006 1/17/2006 1/17/2006 1/17/2006 2/3/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full 12/10/2007 Other Reasons
11/21/2007 Granted in full 1/17/2006 1/17/2006 1/17/2006 1/17/2006 Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Carpenter, Danielle Motz, Robert Carpenter, Danielle Motz, Robert Harrison, Richard Carpenter, Danielle Motz, Robert Wyatt, Cullen Motz, Robert Harrison, Richard Wyatt, Cullen Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Wyatt, Cullen Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Wyatt, Cullen Motz, Robert Yahner, Thomas Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Wyatt, Cullen Harrison, Richard Motz, Robert Harrison, Richard Carpenter, Danielle Motz, Robert Carpenter, Danielle Motz, Robert
Organization
Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research Van Money Manager Research, LLC International Business Research Global Securities Information, Inc. Van Money Manager Research, LLC International Business Research International Business Research International Business Research Global Securities Information, Inc. Van Money Manager Research, LLC International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Van Money Manager Research, LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC International Business Research
Request Description
Highview Global Macro Ltd Perpetual Marketing Inc Highview Asset Managment LLC Perpetual Capital Corp Double Hull Tankers Inc 333-128460 Highview Global Capital Management LLC Nutri Management Inc Lewis Schwartz The New Nutri Inc Patni Computer Systems LTD 333-129771 Victoria Khosla MAAJ Corporation Lease A Toy Inc ISAC Acquisition Corp Scopus Video Networks Ltd Strategic Value Partners LLC Information Systems Acquisition Corp HDS Network Systems Inc Human Designed Systems Inc Calamos Global Total Return Fund file #333129102 Flotek Industries Inc CN file #333129308 George Philips USDATA Corp Phoenix Associates Land Syndicate Timminco Ltd Oklahoma Gas & Electric Co File #333127843 Fresenious Medical Care Corp Gastar Exploration Ltd Great Expectations & Associates Inc Isolagen Inc Lincor Inc Lincor Inc North Northwest Fund Tal International Group Inc Becanour Holding Inc Wizzard Software Corp CO 333-123715 Sassan Alizadeh NF Holdings Inc Highview Global Macro LP Niagara Falls Holdings Company Inc
Requested Date
1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/7/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006
Closed Date
1/11/2006 1/12/2006 1/12/2006 1/12/2006 1/28/2008 1/12/2006 1/12/2006 2/26/2008 1/12/2006 3/12/2008 1/10/2006 1/10/2006 1/10/2006 1/12/2006 1/10/2007 1/11/2006 1/11/2006 1/11/2006 1/11/2006 8/25/2006 9/25/2006 1/11/2006 1/11/2006 1/11/2006 3/18/2008 1/4/2008 11/7/2006 5/24/2006 4/1/2008 1/12/2006 1/13/2006 9/26/2006 1/12/2006 9/26/2006 1/27/2006 1/25/2006 1/25/2006 1/25/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF RTW NIF NIF RTW NIF WIT RTW RTW CAN NIF NIF RTW NIF RTW NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Harrison, Richard Wyatt, Cullen Motz, Robert Motz, Robert Motz, Robert Lichtcsien, Susan Motz, Robert Roth, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Roth, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Roth, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Dillard, Craig Motz, Robert Motz, Robert Solomon, John Motz, Robert Motz, Robert Lichtcsien, Susan
Organization
Global Securities Information, Inc. Van Money Manager Research, LLC International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research Roth Forensic Accounting P. C. International Business Research International Business Research International Business Research International Business Research International Business Research Roth Forensic Accounting P. C. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Roth Forensic Accounting P. C. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Schwartz, Junell, Greenberg & Oathout L.L.P International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC
Request Description
WiderThan Co Ltd 333-129806 Strategic Value Restructuring Fund Ltd Millstream Acquisition Corp Wind River Holdings L P The AMC Group L P Havell Capital Management LLC Automatic Timing & Controls Company Inc Benzion Katz Virginia Gear & Machine Corp First Texas Merchant Banking Group International Underwriters Inc LSI Electrical Supply Inc D D Tech LCC Walter Reissman Philadelphia Mixers Corp RSTW Partners Rice Sangalis Toole & Wilson Rice Mezzanine Corp Rice Capital Corp Rice Capital Group L P Rice Candle Corp Rice Mezzanine Lenders L P Steller Event Presentation Resources Inc Don K Rice Investment Company American Event Productions Inc Solomon Pachtinger G B Acquisition Inc Southland Container Packaging Corp Stellgenco Inc South Gulph Corp Tasco Holdings Inc L D Systems Inc Maiden Lane Inc TXU Corp First Texas Merchant Banking Group AMC Helicopters Inc United Parcel Service UPS American Manufacturing Corp New Angle Gear Company Theresa Havell
Requested Date
1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/10/2006 1/9/2006 1/10/2006 1/9/2006 1/10/2006 1/9/2006 1/10/2006 1/10/2006 1/10/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/9/2006 1/10/2006 1/9/2006 1/10/2006 1/9/2006 1/10/2006 1/10/2006 1/10/2006 1/10/2006 1/10/2006 1/9/2006 1/10/2006 1/10/2006 1/10/2006 12/29/2005 1/10/2006 1/10/2006 1/9/2006 1/9/2006 1/9/2006 1/10/2006
Closed Date
11/9/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/11/2006 4/14/2006 1/25/2006 1/11/2006 1/25/2006 1/11/2006 1/25/2006 1/25/2006 1/17/2006 1/12/2006 1/12/2006 1/13/2006 1/25/2006 1/25/2006 1/27/2006 1/17/2006 1/30/2006 1/17/2006 1/30/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/30/2006 1/13/2006 1/13/2006 1/13/2006 3/6/2008 1/11/2006 1/11/2006 2/9/2006 1/12/2006 1/12/2006 1/12/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
06-02164-FOIA 06-02165-FOIA 06-02166-FOIA 06-02167-FOIA 06-02168-FOIA 06-02169-FOIA 06-02170-FOIA 06-02171-FOIA 06-02172-FOIA 06-02173-FOIA 06-02174-FOIA 06-02175-FOIA 06-02176-FOIA 06-02177-FOIA 06-02178-FOIA 06-02179-FOIA
Requester Name
Motz, Robert Gavin, J. Patrick Schultz, Jeffrey Gavin, J. Patrick Hicks, Elbert Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kilberg, William SEC Insight
Organization
International Business Research Katten Muchin Rosenman LLP SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Gibson, Dunn & Crutcher LLP
Request Description
Liquid Dynamics Inc Farmer Brothers Company Telephone and address directory of SEC Employees Safenet Inc PCCW Ltd Common Stock 6-K File Analog Devices Inc Joshua Adam Archer Capital Management LP Christopher and Banks Corporation Cyrus Capital Partners LP Cheesecake Factory Inc Stephen Cyrus Freidheim Buffalo Wild Wings Inc Ameren Corporation FormFactor Inc how certain Sections of Securities and Company Acts may be construed or implemented by the SEC Northrop Grumman Corp Textron Inc Cantor Fitzgerald Securities Equity Office Properties Trust Photronics Inc Cantor Fitzgerald Associates LP Sterling Capital Partners Coach Inc Iroquois Capital LP Cantor Fitzgerald Partners Dow Chemical Company Richard Kenneth Abbe Cantor Fitzgerald L P Beazer Homes USA Inc Mark W Chrisman aka Mark Wayne Chrisman Darden Restaurants Inc Illumina Inc Buckeyes 2002 I LLC Becton Dickinson Company Ilex Oncology Inc Buckeyes 2002 MC LLC Dean Foods Company
Requested Date
1/9/2006 1/10/2006 1/11/2006 1/10/2006 1/11/2006 1/10/2006 1/11/2006 1/11/2006 1/10/2006 1/11/2006 1/10/2006 1/11/2006 1/10/2006 1/10/2006 1/10/2006 1/5/2006
Closed Date
1/12/2006 1/12/2006 1/24/2006 1/12/2006 2/3/2006 1/30/2006 1/13/2006 1/11/2008 1/12/2006 1/7/2008 1/12/2006 1/12/2006 4/12/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part NIF NIF RPR NIF RPR (b)(7)(A) NIF NIF WIT NIF WIT NIF NIF NIF (b)(4);NIF -
Exemption Cited
Gavin, J. Patrick Gavin, J. Patrick Mishaan, Albert Gavin, J. Patrick Gavin, J. Patrick Mishaan, Albert Costello, Maureen Gavin, J. Patrick DePeau, Andrew Mishaan, Albert Gavin, J. Patrick DePeau, Andrew Mishaan, Albert Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Edwards, Mark Costello, Maureen Gavin, J. Patrick Edwards, Mark Costello, Maureen Gavin, J. Patrick
SEC Insight SEC Insight Kasowitz Benson Torres & Friedman LLP SEC Insight SEC Insight Kasowitz Benson Torres & Friedman LLP International Business Research SEC Insight Cotal Systems, Inc. Kasowitz Benson Torres & Friedman LLP SEC Insight Cotal Systems, Inc. Kasowitz Benson Torres & Friedman LLP SEC Insight International Business Research SEC Insight Recombinant Capital Inc. International Business Research SEC Insight Recombinant Capital Inc. International Business Research SEC Insight
1/10/2006 1/10/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 1/12/2006 12/19/2005 1/12/2006 1/12/2006 12/19/2005 1/12/2006 1/12/2006
6/6/2007 1/20/2006 6/7/2007 3/6/2008 2/1/2006 1/17/2008 1/19/2006 1/19/2006 2/16/2006 9/6/2006 12/5/2007 1/26/2006 1/23/2008 5/23/2006 1/17/2006 5/22/2007 3/22/2006 1/17/2006 6/22/2007
Other Reasons Denied in part Granted in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
NIF (b)(7)(A);WIT (b)(7)(A);MOT;NIF WIT (b)(6);NIF NIF WIT NIF NIF NIF NIF NIF NIF;RTW;WIT NIF NIF;RTW RLD NIF (b)(7)(A);NIF
Request ID
Requester Name
Edwards, Mark Costello, Maureen Gavin, J. Patrick Edwards, Mark WATKINS, RON Mishaan, Albert Gavin, J. Patrick Miller, Ken Edwards, Mark Costello, Maureen Crocker, Jeanne Appenzeller, Phil Lynch, Megan Edwards, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Wyatt, Cullen Weissman, Steven McGlamry, Darryl Mierzejewski, Mark Edwards, Mark Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Appenzeller, Phil Reilly, Thomas Dillman, Jason Edwards, Mark Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard
Organization
Recombinant Capital Inc. International Business Research SEC Insight Recombinant Capital Inc. Kasowitz Benson Torres & Friedman LLP SEC Insight Van Hedge Recombinant Capital Inc. International Business Research Layne & Lewis LLP Munsch Hardt Kopt & Harr PC CheckFund Manager LLC Recombinant Capital Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC Law Office of Steven Weissman PA Check Fund Manager LLC Recombinant Capital Inc. CheckFund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Munsch Hardt Kopt & Harr PC Keller Rohrback LLP Recombinant Capital Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. IGI Inc
Request Description
Illini KCB I LLC National Semiconductor Corporation Immunogen Inc Contract No N00014-90-J-1847 awarded by the Department of the Navy Cantor Fitzgerald and Co Biomet Inc Glen Schneider Imclone Systems Inc Trizec Holdings Inc Bally Total Fitness Holding Corporation HLM Design Inc Walter Francis Raquet Inspire Pharmaceuticals Inc OptionsXpress Holdings Inc C CHip Technologies Corp 333-129520 Westlake Chemical Corp 333-124581 Victor Kholsa Steven I Weissman Credit Bancorp Ltd Jonathan D Rosenstein Immunex Corp Omicron Capital LLC Burlington Reources Inc Priceline.com Inc Williams Companies Inc 333-129779 Sagient Research Systems Inc Birch Branch Inc 333-126654 Symantec Corp WR Capital Mangement LP AstroPower Inc daily aggregate mark to market value of all fail to delivers Visteon Corp Incara Pharmaceuticals Corp aka Aeolus Pharmaceuticals HomeField Capital LP United Technologies Corporation World Heart Corp 333-128377 Payless Shoesource Inc First State Bancorporation
Requested Date
12/19/2005 1/12/2006 1/12/2006 12/19/2005 1/2/2006 1/12/2006 1/12/2006 1/12/2006 12/19/2005 1/12/2006 1/13/2006 1/9/2006 1/16/2006 12/26/2005 1/13/2006 1/17/2006 1/17/2006 1/13/2006 1/14/2006 12/27/2005 1/16/2006 12/26/2005 1/13/2006 1/13/2006 1/13/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/16/2006 1/9/2006 1/13/2006 12/22/2005 12/26/2005 1/13/2006 1/13/2006 1/17/2006 1/13/2006 1/17/2006
Closed Date
3/20/2006 1/18/2006 9/1/2006 6/12/2007 1/30/2006 3/11/2008 4/13/2006 1/18/2008 1/17/2006 1/17/2006 9/19/2006 2/24/2006 2/7/2006 3/24/2006 1/18/2006 2/9/2006 2/27/2006 2/1/2006 12/1/2006 2/3/2006 12/3/2007 1/22/2008 3/12/2008 11/6/2006 1/3/2008 1/27/2006 2/17/2006 11/2/2006 1/18/2006 1/25/2008 2/6/2006 4/1/2008
Final Disposition
Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full NIF NIF;RTW NIF
Exemption Cited
CAN;DUP;FEE;NIF WIT NIF (b)(4) RPR FEE;NIF (b)(7)(A);RTW RTW RTW NIF NIF RTC NIF NIF (b)(7)(A);NIF NIF;WIT WIT RTW DUP RTW WIT NIF NIF NIF NIF;WIT NIF;RTW -
Request ID
06-02241-FOIA 06-02242-FOIA 06-02243-FOIA 06-02244-FOIA 06-02245-FOIA 06-02246-FOIA 06-02247-FOIA 06-02248-FOIA 06-02249-FOIA 06-02250-FOIA 06-02251-FOIA 06-02252-FOIA 06-02253-FOIA 06-02254-FOIA 06-02255-FOIA
Requester Name
Harrison, Richard Redburn, Thomas Lynch, Megan Chandra, Pranav Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Paulin, Christopher Paulin, Christopher Pugh, Mary
Organization
Global Securities Information, Inc. Lowenstein Sandler PC CheckFund Manager LLC HSBC Bank CheckFund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Barrasso, Usdin, Kupperman, Freeman & Sarver L.L.C Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Layne & Lewis LLP Check Fund Manager LLC CheckFund Manager LLC SEC Insight Global Securities Information, Inc. Brown University Investment Office Cotal Systems, Inc. -
Request Description
Verizon Communications Inc Deloitte Touche LLP Amber Capital LP David Berkowitz Chilton Investment Company William Feil Quality Systems Inc Sonic Solutions Cyberguard Corp Scarab Systems Inc 333-128593 United Capital Corp / DE Joseph M Oughourlian Altair Navigator Associates LLC Guolu Qiu aka Glen Guolu Qiu Killman Murrel Co on behalf of RTN Holdings Inc aka Safescript Pharmacies Inc Sagient Research Systems Inc Bindview Development Corp Insite Vision New Mexico Financial Corp Material Sciences Corporation Victor Kholsa Bovie Medical Corp 333-120741 Strategic Value Partners LLC MCI Inc Leigh Goehring Applied DNA Sciences Inc Insmed Inc Central Federal Corp (File # 333129315) E Trade Financial Corporation Technology Acquisition Corp 333-126359 Secure Computing Corp Bally Total Fitness Holding Corporation Trilogy Capital LLC Oliver Morali Garmin Ltd United Capital Corp DE Altor Equity Partners Basso Capital Management LLC Castle Securities Incorporation
Requested Date
1/17/2006 1/13/2006 1/13/2006 1/4/2006 1/16/2006 1/13/2006 1/13/2006 1/13/2006 1/17/2006 1/17/2006 1/17/2006 1/13/2006 1/13/2006 1/13/2006 1/13/2006
Closed Date
1/4/2008 1/19/2006 1/17/2006 1/24/2008 4/12/2006 1/19/2006 1/11/2008 3/14/2008 1/10/2007 1/18/2006 1/18/2006 1/18/2006 1/30/2006
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full WIT (b)(7)(A) NIF NIF FEE;NIF NIF WIT WIT NIF RTW WIT NIF NIF NIF (b)(7)(A)
Exemption Cited
06-02256-FOIA 06-02257-FOIA 06-02258-FOIA 06-02259-FOIA 06-02260-FOIA 06-02261-FOIA 06-02262-FOIA 06-02263-FOIA 06-02264-FOIA 06-02265-FOIA 06-02266-FOIA 06-02267-FOIA 06-02268-FOIA 06-02269-FOIA 06-02270-FOIA 06-02271-FOIA 06-02272-FOIA 06-02273-FOIA 06-02274-FOIA 06-02275-FOIA 06-02276-FOIA 06-02277-FOIA 06-02278-FOIA 06-02279-FOIA
Harrison, Richard Harrison, Richard Edwards, Mark Harrison, Richard Gavin, J. Patrick DePeau, Andrew Harrison, Richard DePeau, Andrew Harrison, Richard Lichtcsien, Susan Harrison, Richard Edwards, Mark Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Crocker, Jeanne Mierzejewski, Mark Lichtcsien, Susan Gavin, J. Patrick Harrison, Richard Barton, Justin DePeau, Andrew Zozzaro, Philip
1/17/2006 1/17/2006 12/26/2005 1/17/2006 1/13/2006 1/16/2006 1/17/2006 1/16/2006 1/17/2006 1/16/2006 1/17/2006 12/26/2005 1/17/2006 1/13/2006 1/17/2006 1/17/2006 1/13/2006 1/16/2006 1/13/2006 1/13/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006
1/17/2006 1/16/2008 1/19/2006 1/19/2006 1/18/2006 1/19/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
DUP NIF NIF WIT NIF WIT NIF RTW NIF WIT WIT WIT RTW NIF NIF NIF WIT DUP NIF NIF NIF
12/12/2007 Other Reasons 12/12/2007 Other Reasons 9/21/2006 10/2/2006 1/19/2006 1/19/2006 1/2/2008 1/19/2006 1/27/2006 2/1/2006 1/25/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Antonio, Joseph Gavin, J. Patrick Ashraf, Dawood Gavin, J. Patrick DePeau, Andrew Kern, Matthew Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Paskowitz, Laurence Gavin, J. Patrick Zilka, Diane Harris, Henry Siddiqui, Imtiaz Harris, Henry Siddiqui, Imtiaz Mierzejewski, Mark Siddiqui, Imtiaz Obote, Nkem Siddiqui, Imtiaz Wyatt, Cullen Siddiqui, Imtiaz Siddiqui, Imtiaz Sachs, Hiram Edwards, Mark Pugh, Mary Reilly, Thomas Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Wyatt, Cullen Edwards, Mark Gavin, J. Patrick Edwards, Mark SEC Insight
Organization
Thomson Financial SEC Insight SEC Insight Cotal Systems, Inc. Katten Muchin Roseman LLP SEC Insight Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight Paskowitz & Associates SEC Insight Grant & Eisenhofer P.A. Lovell Stewart Halebian LLP Lovell Stewart Halebian LLP Check Fund Manager LLC Lovell Stewart Halebian LLP Lovell Stewart Halebian LLP Van Money Manager Research, LLC Lovell Stewart Halebian LLP Lovell Stewart Halebian LLP Recombinant Capital Inc. Barrasso, Usdin, Kupperman, Freeman & Sarver L.L.C SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight Van Money Manager Research, LLC Recombinant Capital Inc. SEC Insight Recombinant Capital Inc.
Request Description
Transmeta Corporation Montpelier Re Holdings Ltd Global Signal Inc Percentage of shareholdings by Directors and Officers in each commercial bank Catapult Communications Corporation Howard I Fischer Public Utility Holding Corp aka Public Utility Holding Corp of America Six Flags Inc Zephyr Management LP Synopsys Inc Thomas C Barry Goodrich Corporation PIMCO CommodityRealReturn Strategy Fund Aon Corporation Parmalat Finanziaria S p A Pilot Program under regulation SHO SG Americas Sedona Corporation (SDNA) Deutsche Bank James M McWalters Miller Tabak Home Funds Direct RBC Capital Moore Strategic Value Partners LLC RBC Dain DebtTraders Padden & Company Intercardia Inc RTIN Holdings Inc aka Safescript Pharmacies Inc Aggregate fail to deliver data suppied to SEC by NSCC Innovex Inc IXIA Interneuron Pharmaceuticals Inc LSI Industries Inc Moore Capital Management Inc Intermune Pharmaceuticals Inc Compuware Corporation Intrabiotics Pharmaceuticals
Requested Date
1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/17/2006 1/12/2006 1/17/2006 1/17/2006 1/10/2006 1/13/2006 1/10/2006 1/13/2006 1/18/2006 1/13/2006 1/11/2006 1/13/2006 1/18/2006 1/13/2006 1/13/2006 1/18/2006 1/2/2006 1/17/2006 1/18/2006 1/18/2006 1/18/2006 1/2/2006 1/18/2006 1/18/2006 1/2/2006 1/18/2006 1/2/2006
Closed Date
1/11/2008 1/15/2008 4/27/2007 2/21/2006
Final Disposition
Other Reasons Granted in full Granted in full Granted in full WIT NIF;RTW NIF RPR WIT NIF (b)(7)(A) NIF WIT RPR WIT RPR RTW NIF
Exemption Cited
11/29/2007 Other Reasons 1/18/2006 6/26/2007 1/19/2006 1/2/2008 2/1/2006 12/3/2007 1/25/2006 2/9/2006 1/20/2006 2/6/2006 4/6/2006 1/24/2006 3/15/2006 2/16/2006 3/22/2006 2/6/2006 2/6/2006 1/20/2006 3/29/2006 4/24/2006 1/30/2006 1/26/2006 Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons
(b)(4);(b)(8) FEE NIF RPR NIF NIF FEE;RTA NIF FEE;NIF NIF (b)(7)(A) NIF NIF;WIT NIF;WIT MOT WIT NIF;WIT NIF -
12/20/2007 Other Reasons 1/22/2008 3/10/2006 1/10/2008 9/28/2007 8/16/2007 9/6/2006 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
Request ID
Requester Name
Edwards, Mark Boylan, Nicholas Gavin, J. Patrick Knight, John DePeau, Andrew Siddiqui, Imtiaz DePeau, Andrew Mierzejewski, Mark Siddiqui, Imtiaz Gavin, J. Patrick Gavin, J. Patrick Barton, Justin Gavin, J. Patrick Fesq, Mary Gavin, J. Patrick Fesq, Mary Gouss, Alec Gavin, J. Patrick Gavin, J. Patrick Forlizzi, Jeff Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Lichtcsien, Susan DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Conover, Becky Keefe, Ryan Gavin, J. Patrick Harrison, Richard Harrison, Richard Hibbard, Justin Gavin, J. Patrick Harrison, Richard Harrison, Richard
Organization
Recombinant Capital Inc. Law Office of Nicholas Boylan SEC Insight Cotal Systems, Inc. Lovell Stewart Halebian LLP Cotal Systems, Inc. Check Fund Manager LLC Lovell Stewart Halebian LLP SEC Insight SEC Insight Brown University Investment Office SEC Insight Oriole Research LLC SEC Insight Oriole Research LLC Murray, Frank & Sailer LLP SEC Insight SEC Insight Silver Point Capital SEC Insight SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC Berman DeValerio Pease Tabacco Burt & Pucillo SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Business Week SEC Insight Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Integra Lifesciences Holdings Corp USATalks.com Inc Integrated Silicon Solution Inc Regulation SHO Primarius Capital LLC Goldman Sachs Patrick C Lin Pangaea Holdings LLC Citigroup Bell Microproducts Inc PRA International Beacon Capital Partners Hutchinson Technology Inc Michael Anthony LoRusso Logitech International SA SEC v. Resteiner et al Harley Davidson Inc Washington Mutual Inc First Horizon National Corporation Dana Credit Corp Briggs & Stratton Corporation Spansion Inc Scott E Davidson Mercury Computer Systems Inc Geoffrey L Postel Charlotte Russe Holdings Inc Robert Melnyk Peter L Briger Jr Wayne C Bloch Rock Hill Partners Drawbridge Special Opportunities Advisors LLC Donna Glynn Able Labs filed by Richard P Upham Supertex Inc Versata Inc Kenexa Corp Washington Mutual Inc Hyperion Solutions Corporation Webhire Inc FTI Consulting Inc 333-129718
Requested Date
1/2/2006 1/18/2006 1/18/2006 1/18/2006 1/18/2006 1/13/2006 1/18/2006 1/18/2006 1/13/2006 1/18/2006 1/18/2006 1/19/2006 1/19/2006 1/20/2006 1/19/2006 1/20/2006 1/19/2006 1/19/2006 1/18/2006 1/19/2006 1/18/2006 1/19/2006 1/19/2006 1/19/2006 1/19/2006 1/19/2006 1/19/2006 1/20/2006 1/19/2006 1/19/2006 1/19/2006 1/19/2006 1/20/2006 1/20/2006 1/23/2006 1/23/2006 1/20/2006 1/20/2006 1/23/2006 1/23/2006
Closed Date
2/9/2006 1/8/2007 1/25/2006 1/4/2008 2/1/2006 2/1/2006 2/22/2008 1/11/2008 2/1/2008 2/7/2006 1/25/2008 3/27/2006 2/22/2006 3/14/2006 1/23/2008 1/17/2008 3/3/2006 1/11/2008 1/23/2006 1/9/2008 1/25/2006 1/20/2006 1/27/2006 1/27/2006 2/1/2006 2/1/2006 1/25/2006 12/6/2007 9/20/2006 9/19/2006 1/29/2008 2/12/2008 8/8/2007 -
Final Disposition
Other Reasons NIF NIF;WIT NIF NIF CAN NIF NIF CAN WIT NIF;WIT NIF
Exemption Cited
11/14/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in full Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
(b)(7)(A);WIT (b)(7)(A) WIT (b)(7)(A) WIT WIT NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF WIT RTW WIT FEE (b)(7)(A);WIT NIF -
Request ID
Requester Name
Hibbard, Justin Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Hibbard, Justin Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Eichengreen, William Harrison, Richard Harrison, Richard Barton, Justin Harrison, Richard Harrison, Richard Vinik, Grant Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Business Week
Organization
Global Securities Information, Inc. SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Business Week SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Directors Financial Group Global Securities Information, Inc. Global Securities Information, Inc. Brown University Investment Office Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research
Request Description
Charles Schwab Corp KMG Chemicals Inc 333-129879 Aeropostale Inc Hewlett Packard Co Euronet Worldwide Inc 333-129648 CSK Auto Corp 333-128775 Gastar Exploration Ltd Mexican Petroleum 333-126948 Fleetclean Systems Inc 333-130274 Standard Microsystems Corporation Stonemor Partners LP 333-129916 Eagle Hospitality Properties Trust Inc 333-128799 Donaldson Company Inc First Advantage Corp 333-130238 Gladstone Commercial Corp 333-128783 Wells Fargo Company Synaptics Inc Mexican Petroleum 333-126941 Central European Distribution Corp 333-129073 Maxim Mortgage Corp 333-124217 Alabama Power Co 333-126348 Secured Services Inc 333-127003 Comercial Mexican Holding ADR 333-126940 Monsanto CO NEW Richard E Warren Nationwide Health Properties Inc 333-127366 Jarden Corp 333-129636 HEI Hospitality Investments Western Power and Equipment Corp 333-126854 FTI Consulting Inc 333-129715 Profisys LLC CRD 114256 Symyx Technologies Inc Schmoulik Barashi Yochai Hacohen Radiation Therapy Services Inc Supportscape Inc Aspect Holdings Inc Aspect Ratio Inc
Requested Date
1/20/2006 1/23/2006 1/20/2006 1/20/2006 1/23/2006 1/23/2006 1/20/2006 1/23/2006 1/23/2006 1/20/2006 1/23/2006 1/23/2006 1/20/2006 1/23/2006 1/23/2006 1/20/2006 1/20/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/20/2006 1/23/2006 1/23/2006 1/20/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006
Closed Date
7/19/2007
Final Disposition
Denied in part (b)(4);NIF RTW NIF;WIT NIF;WIT RTW NIF;WIT WIT WIT WIT RTW NIF;WIT WIT RTW (b)(7)(A) WIT WIT RTW WIT WIT WIT WIT NIF RTW NIF RTW NIF WIT NIF NIF NIF;WIT NIF NIF NIF
Exemption Cited
11/22/2006 Other Reasons 12/11/2007 Other Reasons 12/3/2007 10/3/2007 12/6/2006 1/25/2008 1/22/2008 1/24/2008 2/3/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full
11/29/2007 Other Reasons 12/20/2006 Other Reasons 1/16/2008 2/26/2008 9/26/2006 8/14/2006 1/23/2008 1/3/2008 11/9/2006 1/4/2008 1/27/2006 1/17/2008 1/10/2008 Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
12/19/2007 Other Reasons 1/26/2006 Other Reasons 10/19/2007 Granted in full 9/26/2006 1/26/2006 9/25/2006 1/26/2006 2/8/2006 1/23/2008 2/8/2006 2/8/2006 1/25/2006 1/26/2006 1/27/2006 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gelsinger, Eric Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Barg, Jason Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael O'Mara, Brian Vinik, Grant Gavin, J. Patrick Spence, Michael Ahern, Kristen Vinik, Grant Gavin, J. Patrick Spence, Michael Spence, Michael Reilly, Katharine Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Gretz, Colin Spence, Michael Spence, Michael Strawn, Scott DePeau, Andrew Gavin, J. Patrick Sengstack, Michele
Organization
D. E. Shaw & Co., L.P. International Business Research International Business Research International Business Research International Business Research International Business Research Pricewaterhousecoopers LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Lerach Coughlin Stoia Geller Rudman Robbins LLP SEC Insight International Business Research Lincoln Square Legal Services, Inc. SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SBC Global International Business Research International Business Research SCS Financial Services LLC Cotal Systems, Inc. SEC Insight International Business Research
Request Description
Alternative Trading Systems Stratos Advisors The Picture Mill Inc Vox adv Inc PSR Inc PSR Enterprises Inc Treadway Proposal Raza Khan Vishal Garg Silk Road Interactive Corp MyRichUncle MRU Holdings Inc MyRichUncle Foundation Inc NYSE Specialists Securities Litigation 1:03-cv08264-ROWS Talis Advisory Services LLC Bioenvision Inc Marc Lesnick Morgan Stanley Dean Witter Jeffrey Brent Everett InPhonic Inc Yuval Cohen Eliezer Blatt Regulation SHO RadiSys Corporation Fortissimo Acquisition Corp Mark P Trugman 1/0 Capital LLC Stephen E Pollard Robert G Myers Joseph F Chaisson MRU Lending Inc Argonaut Capital Partners LLC MRU Lending Holdco LLC Form 3,4,5 and 144 Iempower Inc Schwendiman Technology Partners Andrew Milder Wilfred Aubrey LLC Resmed Inc Theatrix Interactive Inc
Requested Date
1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/20/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/23/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006
Closed Date
1/26/2006 1/26/2006 1/26/2006 1/27/2006 1/27/2006 1/10/2007 1/27/2006 1/26/2006 1/26/2006 2/1/2006 1/26/2006 2/1/2006 2/10/2006 1/25/2006 1/25/2006 2/8/2006 1/25/2008 2/8/2006 2/8/2006 2/22/2006 1/26/2006 1/26/2006 1/26/2006 1/27/2006 4/5/2006 1/26/2006 1/25/2006 1/25/2006 1/25/2006 2/21/2006 1/24/2006 1/24/2006 2/3/2006 1/26/2006 1/26/2006 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF CAN;WIT NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Sengstack, Michele Raymi, Anna Bakke, David Strawn, Scott Sengstack, Michele Sengstack, Michele Strawn, Scott DePeau, Andrew Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Strawn, Scott Hibbard, Justin Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Lichtcsien, Susan Sengstack, Michele Sengstack, Michele Raymi, Anna Lichtcsien, Susan Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Mierzejewski, Mark Mierzejewski, Mark Carpenter, Danielle Gorman, Scott Carpenter, Danielle Gavin, J. Patrick Dempsey, Bernard Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Altera Partners -
Organization
International Business Research
Request Description
Charlotte J Walker RGN Investments LLC Pennant Capital Management and/or Alan Fournier Jon Aborn Martin Simpson & Company Inc TSF Seed Fund I LP Doug Dillard Nicholas Wilfred Walsh AsiaInfo Holdings Inc Deep Fried LLC MOCA Systems Inc Mylan Laboratories Inc Boston Commerce Ventures MOCA Inc Payvest Inc Raj Venkatesan Salesforce.com Inc TSF Management Inc Magic Quest Inc Manor Care Inc Hovde Capital Advisors LLC TSF Partners LLC Earthquest Inc Roy Neiderhoffer Eric D Hovde Sanctuary Woods Multimedia Inc Learning Magic Inc Conventry Health Care Inc Sanctuary Woods Multimedia Corp Thor Asset Management Inc Alexi Chekhlov Navesink Investment Partners Ltd Geron Corporation Navesink Investment Partners LP Shurgard Storage Centers Inc ABC Viaticals Inc Evan Werner Univision Communications Inc WR Rumson Investors LLC Lothar Sroka
Requested Date
1/24/2006 1/25/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/25/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/24/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/19/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006
Closed Date
2/3/2006 2/1/2006 2/2/2006 2/1/2006 1/27/2006 2/1/2006 5/2/2006 1/25/2006 1/25/2006 1/27/2006 9/25/2006 1/27/2006 1/26/2006 1/27/2006 2/8/2006 2/8/2006 2/8/2006 1/9/2008 2/9/2006 1/26/2006 1/26/2006 1/27/2006 2/1/2006 1/27/2006 1/27/2006 1/9/2008 1/26/2006 2/3/2006 2/1/2006 2/2/2006 2/21/2006 1/27/2006 12/6/2007 2/21/2006 1/26/2006 2/8/2006 1/26/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF FEE NIF NIF;RTW NIF NIF
Exemption Cited
SCS Financial Services LLC International Business Research International Business Research SCS Financial Services LLC Cotal Systems, Inc. SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SCS Financial Services LLC Business Week International Business Research International Business Research SEC Insight CheckFund Manager LLC International Business Research International Business Research Altera Partners CheckFund Manager LLC International Business Research International Business Research SEC Insight International Business Research Check Fund Manager LLC Check Fund Manager LLC Greenwich-Van Advisors LLC PharmaVentures Ltd Greenwich-Van Advisors LLC SEC Insight Dempsey & Associates P.A. Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC
(b)(7)(A);RTW NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF MOT NIF WIT NIF NIF WIT NIF NIF
Request ID
Requester Name
Carpenter, Danielle Gavin, J. Patrick Mangan, Melissa Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Martin, Harold Gavin, J. Patrick Carpenter, Danielle Pugh, Mary Carpenter, Danielle Wyatt, Cullen Wyatt, Cullen Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Wyatt, Cullen Adair, Bill Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Gavin, J. Patrick Carpenter, Danielle Wyatt, Cullen Carpenter, Danielle Wissbroecker, David Wyatt, Cullen Carpenter, Danielle Wolfe, Courtney Carpenter, Danielle Mierzejewski, Mark Lynch, Megan Carpenter, Danielle SEC Insight
Organization
Greenwich-Van Advisors LLC Cooper Beech Capital Management Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC Barrasso, Usdin, Kupperman, Freeman & Sarver L.L.C Greenwich-Van Advisors LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC St. Petersburg Times SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC Lerach, Coughlin, Stoia, Geller, Rudman & Robbins Van Money Manager Research, LLC Greenwich-Van Advisors LLC Shapiro Haber & Urmy LLP Greenwich-Van Advisors LLC Check Fund Manager LLC CheckFund Manager LLC Greenwich-Van Advisors LLC
Request Description
Rumson Capital Management LLC Belo Corporation Harley Davidson Inc John Burke Rumson Capital LLC Ethan Allen Interiors Inc Navesink Equity Derivative Fund LDC Mobilepro Corporation Timberland Company Navesink Investment Ltd RTIN Holdings Inc aka Safescript Pharmacies Inc Drawbridge Global Macro GP LLC Eoin Murray Old Mutual Asset Managers UK Limited Michael Novogratz Drawbridge Global Macro Fund LP MGM Mirage Old Mutual Gem Plus Fund Limited Sector Fund Services ASA Diamond Offshore Drilling Inc J Peter Andersland Agile Software Corporation Wollert Hvide U S Rep Tom Feeney Alexion Pharmaceuticals Inc Sector Investment Services PLC Sector Cognimetrica Ltd Greenbrier Companies Inc Drawbridge Global Macro Fund Ltd Sector Asset Management ASA Drawbridge Global Macro Master Fun Ltd Brocade Communications Systems Inc Sector Umbrella Trust Fortress Principal Investment Holdings LLC Ameriquest Mortgage Securities Inc Fortress Investment Group LLC Miletus Trading LLC Atticus Capital LLC FIG GLobal Macro Advisors LLC
Requested Date
1/24/2006 1/25/2006 1/19/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/25/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006 1/26/2006
Closed Date
2/1/2006 2/7/2008 8/21/2006 1/27/2006 8/21/2007 2/8/2006 3/8/2006 1/31/2006 2/9/2006 2/3/2006 2/3/2006 2/1/2006 2/1/2006 1/9/2008 2/2/2006 2/9/2006 8/2/2007 2/1/2006 1/9/2008 1/30/2006 3/22/2006 1/30/2006 2/8/2006 1/31/2006 2/2/2006 2/8/2006 3/13/2006 2/8/2006 1/27/2006 2/1/2006 1/27/2006 1/27/2006 1/27/2006 1/27/2006
Final Disposition
Other Reasons Denied in part Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons NIF
Exemption Cited
(b)(7)(A);NIF;WIT (b)(7)(A) NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF (b)(7)(A) NIF NIF RPR NIF NIF NIF
Request ID
Requester Name
Lynch, Megan Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Terry, Heath Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Faison, Veronica
Organization
CheckFund Manager LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Credit Suisse International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC SEC Insight International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight -
Request Description
Timothy Robert Barakett Drawbridge Global Macro Advisors LLC Visual Networks Inc TDC A S Automatic Data Processing Inc Take Two Interactive from 2003 to present Michael Y Fonstein Synaptics Pharmaceuticals Corp Nittany Financial Corp Ericsson LM Telephone CO Alopex Capital Management LLC CNS Inc Andrei V Gudkov Bioscience Placer Sierra Bancshares 333-130252 Asyst Corp 333-128374 Cytokinetics Inc 333-125786 Cleveland Biolabs Inc Kosan Biosciences Inc Sterling Construction Co Inc 333-129780 International Displayworks Inc 333-125559 Allion Healthcare Inc 333-130165 Moneygram International Inc Keryx Biopharmaceuticals Inc Toby Ventures Inc 333-130688 Traffic Com Inc 333-127973 Chipotle Mexican Grill Inc 333-129221 Windsor Pond Associates LLC Ista Pharmaceuticals Inc HECLA Mining CO DE 333-130682 Tercica Inc 333-128224 Strategic Hotel Capital Inc 333-126312 Peter van Dooijeweert Integrated Genomics Inc Toll Brothers Inc 333-128683 La Quinta Corp Allied Capital Corp 333-123920 Deluxe Corporation Robyne Griffin Tiffany Hainesworth Tina Herring
Requested Date
1/26/2006 1/26/2006 1/30/2006 1/30/2006 1/27/2006 1/27/2006 1/27/2006 1/9/2006 1/30/2006 1/30/2006 1/27/2006 1/27/2006 1/27/2006 1/9/2006 1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/23/2006 1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/23/2006 1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/23/2006 1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/27/2006 1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/29/2006
Closed Date
9/11/2006 2/7/2006 11/7/2007 11/7/2007 9/29/2006 1/30/2006 3/6/2008 2/2/2006 8/1/2007 2/2/2006 1/3/2007 3/18/2008 4/16/2007 1/30/2006 3/30/2006 2/2/2006 2/1/2006 2/7/2006 7/8/2006 9/20/2006 1/31/2006 8/30/2006 2/8/2006 2/8/2006 2/7/2006 2/7/2006 11/9/2006 4/16/2007 1/25/2008 6/8/2006
Final Disposition
Other Reasons Other Reasons Granted in full Granted in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part NIF NIF WIT (b)(7)(A) NIF NIF WIT NIF NIF NIF NIF WIT WIT NIF NIF;WIT WIT RTW RTW NIF NIF NIF NIF RTW WIT NIF;WIT (b)(6)
Exemption Cited
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard DePeau, Andrew Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Edwards, Mark Wyatt, Cullen Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Tansil, Olga Gavin, J. Patrick Tansil, Olga Tansil, Olga Mierzejewski, Mark Wyatt, Cullen Lichtcsien, Susan
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight George Van & Company SEC Insight George Van & Company George Van & Company Check Fund Manager LLC Van Money Manager Research, LLC CheckFund Manager LLC
Request Description
Telefonica S A The Blackstone Group L P Nitromed Inc 333-127154 Rock Tenn Company Yakov N Kogan Telios Pharmaceutical Danaher Corp DE Nordic Telephone Co APS / APAX / Blackstone / KKR National Penn Bancshares Inc Pine River Capital Management LP John A Marhofer Jr Gemini Genomics Majority of Telecom Equipment & Intl Services Business Inksure Technologies Inc 333-128946 Paul E DiCorleto Isis Pharmaceuticals Inc Forbes Medi Tech Inc 333-129943 Mastec Inc 333-129790 Brian Curtis Taylor Kos Pharmaceuticals Inc O2 PLC Highmark Funds 333-131188 John Hancock Trust Savient Pharmaceuticals Inc Vical Incorporated MPC Pilgram Fund L P Check Point Software Technologies Ltd MPC Pilgrim Fund Inc Corn Products International Inc BAM Capital LLC Kinetic Concepts Inc Hal David Mintz Radware Ltd Martin Dirks La Z Boy Inc Dirks Capital Partners Investment Strategy and Analysis LLC Joe M Gutierrez Chris Maude Brett Barakett
Requested Date
1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/27/2006 1/9/2006 1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/27/2006 1/9/2006 1/30/2006 1/30/2006 1/27/2006 1/23/2006 1/30/2006 1/30/2006 1/27/2006 1/23/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/9/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/30/2006 1/29/2006 1/30/2006 1/29/2006 1/29/2006 1/30/2006 1/30/2006 1/30/2006
Closed Date
2/15/2006 2/15/2006 2/15/2006 2/1/2006 3/6/2008 1/17/2008 2/2/2006 2/2/2006
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF RTW NIF WIT (b)(7)(A) NIF NIF WIT NIF NIF;RTW NIF NIF;WIT NIF NIF;WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF
Exemption Cited
11/21/2006 Granted in full 10/19/2007 Other Reasons 9/26/2006 2/8/2006 2/7/2008 2/21/2006 2/2/2006 9/18/2006 3/12/2008 9/29/2006 8/9/2006 1/3/2008 3/31/2006 2/1/2006 9/1/2006 2/1/2006 1/10/2008 1/31/2006 2/7/2006 2/9/2006 1/25/2008 1/31/2006 2/1/2006 2/10/2006 2/10/2006 2/1/2006 Other Reasons Other Reasons Granted in full Denied in full Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Wyatt, Cullen Lichtcsien, Susan Wyatt, Cullen Williams, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Culata, Efren Bolotinsky, Gina Gavin, J. Patrick Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Carpenter, Danielle Gavin, J. Patrick Hibbard, Justin Carpenter, Danielle Carpenter, Danielle DePeau, Andrew Edwards, Mark Gavin, J. Patrick Carpenter, Danielle Edwards, Mark Gavin, J. Patrick Edwards, Mark Raymi, Anna Gavin, J. Patrick Edwards, Mark Edwards, Mark Carpenter, Danielle Malinowski, Thomas Raymi, Anna Carpenter, Danielle Malinowski, Thomas Raymi, Anna Gavin, J. Patrick Raymi, Anna Rosenblatt, Edward Gavin, J. Patrick Edwards, Mark
Organization
Van Money Manager Research, LLC CheckFund Manager LLC Van Money Manager Research, LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC SEC Insight Business Week Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Cotal Systems, Inc. Recombinant Capital Inc. SEC Insight Greenwich-Van Advisors LLC Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Altera Partners SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Greenwich-Van Advisors LLC Cotal Systems, Inc. Altera Partners Greenwich-Van Advisors LLC Cotal Systems, Inc. Altera Partners SEC Insight Altera Partners Wachovia Corporation SEC Insight Recombinant Capital Inc. John Innes
Request Description
Tremblant Capital LLC MPC Investors Limited Atherton Lane Advisors LLC Iomega Corporation Novatel Wireless Inc Genomic Health Inc SEC components manual, directories and catalogues List of Companies under the Foreign Corrupt Practices Act (FCPA) Vail Resorts Inc Eastman Chemical Company Sector Omega ASA Gudrid Eide Edgarley Holdings Ltd Ralcorp Holdings Inc Boston Scientific Corp Quorom Asset Management Ltd Alex Sinelnikov Trafelet & Company LLC Ligand Pharmaceuticals Inc Zale Corporation Bobby Meshoyrer Lexicon Genetics Inc Powerwave Technologies Inc Leukosite Inc Loomis Sayles and Company L P Sterling Bancorp Lion Bioscience Aktiengesellschaft Large Scale Biology Corp Quorum Research Ltd CAmpbell Company Inc G Ming Liu Quorum Fund Ltd Bruce Lester Cleland Ted Finch NAsdaq Stock Market Inc Brian Worley FOIA Request No 03-2293-FOIA Asset Acceptance Capital Corporation Bruker Daltonics
Requested Date
1/30/2006 1/30/2006 1/30/2006 1/27/2006 1/31/2006 1/31/2006 1/31/2006 1/26/2006 1/31/2006 1/31/2006 1/31/2006 1/31/2006 1/31/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 1/30/2006 2/1/2006 2/1/2006 1/30/2006 2/1/2006 1/30/2006 2/1/2006 2/1/2006 1/30/2006 1/30/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/1/2006 2/2/2006 2/2/2006 1/16/2006
Closed Date
2/2/2006 2/8/2006 2/2/2006 2/9/2006 1/10/2008 2/14/2006 1/8/2007 3/1/2006 2/6/2006
Final Disposition
Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF WIT NIF NIF;RTW NIF NIF WIT NIF NIF NIF NIF WIT NIF NIF (b)(7)(A);WIT NIF NIF;WIT NIF WIT NIF MOT NIF NIF NIF NIF NIF NIF NIF;WIT NIF -
12/10/2007 Other Reasons 10/3/2007 2/6/2006 2/8/2006 2/10/2006 1/22/2008 2/9/2006 2/7/2006 5/16/2007 12/3/2007 2/10/2006 5/23/2006 1/25/2008 4/7/2006 2/9/2006 1/28/2008 2/24/2006 3/9/2006 2/6/2006 2/21/2006 2/14/2006 2/9/2006 2/8/2006 2/2/2006 2/10/2006 2/3/2006 5/18/2007 9/29/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full
Request ID
Requester Name
Gavin, J. Patrick Edwards, Mark Merelle, Linda Edwards, Mark Bauchner, Joshua Mangan, Melissa Edwards, Mark Mierzejewski, Mark Edwards, Mark Staudt, David Staudt, David Gavin, J. Patrick Staudt, David McKenna, John Gavin, J. Patrick Staudt, David Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Carpenter, Danielle Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight
Organization
Recombinant Capital Inc. Savitt & Bruce LLP Recombinant Capital Inc. Kasowitz Benson Torres & Friedman LLP Cooper Beech Capital Management Recombinant Capital Inc. Check Fund Manager LLC Recombinant Capital Inc. Rhoads & Sinon LLP Rhoads & Sinon LLP SEC Insight Rhoads & Sinon LLP Cooley Godward LLP SEC Insight Rhoads & Sinon LLP SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Coldwater Creek Inc AutoImmune Inc Health Maintenance Centers Inc Aurora Biosciences Corp Cantor Fitzgerald Asta Funding Inc Diversa Corp Huy D Hoang Introgen Therapeutics Inc Robert J Bradbury First Financial Bank Audiovox Corporation Dolphin & Bradbury Inc FOIA Request # 2005-0740 Monolithic Power Systems Inc Hummelstown Pennsylvania General Authority Bond Anticipation Notes Gymboree Corporation Francis H Williams Gilder Gagnon Howe & Company LLC Laurence Robert Smith Grand Bay Master Association Aphton Corp (File # 333128244) Willis Lease Finance Corp UnitedHealth Group Inc Progress Software Corp / MA DoubleClick Inc Sprint Nextel Corp Gruma SA DE CV (File # 333130059) PFSWed Inc IDT Corp Maytag Corporation Teledyne Technologies Inc Occidental Petroleum Corp / DE R H Donnelley Corp DRS Technologies Inc Shuffle Master Inc Frontier Financial Corp / WA Adidas Salomon AG / FI Fulton Financial Corp TD Banknorth Inc
Requested Date
2/2/2006 1/16/2006 2/2/2006 1/16/2006 2/2/2006 2/2/2006 1/16/2006 2/2/2006 1/16/2006 1/30/2006 1/30/2006 2/2/2006 1/30/2006 2/2/2006 2/2/2006 1/30/2006 2/2/2006 2/2/2006 2/2/2006 2/2/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006
Closed Date
7/5/2006 2/9/2006 6/18/2007 2/9/2006 2/5/2008 6/15/2006 6/15/2006 6/15/2006 2/3/2006 1/9/2008 6/15/2006 1/10/2008 2/8/2006 2/10/2006 2/10/2006 1/3/2008 1/3/2008 1/3/2008 1/22/2008 1/4/2008 2/15/2006 2/24/2006 4/16/2007 1/11/2008 7/17/2007 1/17/2008 3/12/2008 11/6/2007
Final Disposition
WIT NIF NIF DUP NIF NIF (b)(7)(A) (b)(7)(A) Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full Denied in full Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Exemption Cited
(b)(2);(b)(5);(b)(7)(C);RTW (b)(7)(A) WIT (b)(7)(A) WIT NIF NIF NIF RTW WIT WIT WIT WIT WIT WIT WIT RTW WIT WIT NIF NIF -
10/23/2007 Granted in full 10/23/2007 Other Reasons 8/10/2007 10/9/2007 Granted in full Granted in full
Request ID
06-02674-FOIA 06-02675-FOIA 06-02676-FOIA 06-02677-FOIA 06-02678-FOIA 06-02679-FOIA 06-02680-FOIA 06-02681-FOIA 06-02682-FOIA 06-02683-FOIA 06-02684-FOIA 06-02685-FOIA 06-02686-FOIA 06-02687-FOIA 06-02688-FOIA 06-02689-FOIA 06-02690-FOIA 06-02691-FOIA 06-02692-FOIA 06-02693-FOIA 06-02694-FOIA 06-02695-FOIA 06-02696-FOIA 06-02697-FOIA 06-02698-FOIA 06-02699-FOIA 06-02700-FOIA 06-02701-FOIA 06-02702-FOIA 06-02703-FOIA 06-02704-FOIA 06-02705-FOIA 06-02706-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Vallarino, Thomas Carlo, Jeanette Harrison, Richard Harrison, Richard Harrison, Richard Paulin, Christopher Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Paulin, Christopher Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard SEC Insight SEC Insight
Organization
Fossil Inc
Request Description
MedImmune Inc Centra Software Inc Pacificare Health Systems LLC Neon Systems Inc Novastar Financial The General Electric Company Nuvelo Inc (File # 333126591) Structural Genomix Inc (File # 333128059) Alnylam Pharmaceuticals Inc (File # 333129905) Peter Gordon Sasaki Maxtor Corp (File # 333129477) Quest Resource Corp (File # 333130259) Advanced Technology Industries Inc (File # 333129383) Occam Networks Inc / DE (File # 333125060) Logos Capital Management LLC Iomai Corp (File # 333128765) Nuvasive Inc (File # 333130354) Hollis Eden Pharmaceuticals Inc / DE (File # 333126458) Chromavision Medical Systems Inc (File # 333129827) Trigran Investments Inc Ternium S A (File # 333130950) Geoglobal Resources Inc (File # 333129225) Shoe Pavilion Inc (File # 333129210) Human Biosystems Inc (File # 333128991) Lawerence A Oberman Arena Pharmaceuticals Inc (File # 333129519) Utek Corp (File # 333129260) Stereotaxis Inc (File # 333129629) Magellan Petroleum Corp / DE (File # 333129329) Michael N Carsch aka Michael Nathan Carsch Cheyenne Resources Inc (File # 333122777) Grant Prideco Inc (File # 333129198)
Requested Date
2/3/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 1/31/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006
Closed Date
1/22/2008 2/10/2006 9/25/2006 2/27/2006 12/1/2006 10/3/2007 10/3/2007 2/9/2006 2/10/2006 1/22/2008
Final Disposition
WIT WIT NIF RTW Other Reasons Other Reasons Other Reasons Denied in full Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons
Exemption Cited
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cozen O'Connor Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc.
(b)(4);(b)(8) RTW NIF RTW WIT RTW WIT NIF RTW NIF NIF RTW RTW RTW NIF RTW NIF WIT RTW
10/20/2006 Other Reasons 10/24/2006 Other Reasons 4/16/2007 2/9/2006 11/9/2006 11/7/2007 2/10/2006 11/7/2007 2/7/2006 3/6/2008 11/9/2006 11/9/2006 11/9/2006 2/7/2006 2/7/2006 12/7/2006 9/20/2006 2/7/2006 2/7/2006 1/28/2008 11/7/2006 Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Sherrets, James Lynch, Megan Sengstack, Michele Harrison, Richard Harrison, Richard Sherrets, James Lynch, Megan Sengstack, Michele Harrison, Richard Harrison, Richard DePeau, Andrew Wyatt, Cullen Sengstack, Michele Harrison, Richard Harrison, Richard DePeau, Andrew Wyatt, Cullen Sengstack, Michele Harrison, Richard Harrison, Richard Malinowski, Thomas Hebert, John Malinowski, Thomas Sengstack, Michele Harrison, Richard Gavin, J. Patrick Edwards, Mark
Organization
Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Shrrets & Boecker LLC CheckFund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Shrrets & Boecker LLC CheckFund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Van Money Manager Research, LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Van Money Manager Research, LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Hydra BioSciences Cotal Systems, Inc. International Business Research Global Securities Information, Inc. SEC Insight Recombinant Capital Inc.
Request Description
Whitelight Technologies Inc (File # 333121651) Invicta Group Inc (File # 333130563) Southern Innkeepers Association American Enterprises MPT Corp (File # 333124944) Thermogenesis Corp (File # 333129845) Capital Gold Corp (File # 333129939) CHS Inc (File # 333129994) Seth R Roberts Texas Energy Ventures LLC Cynthia J Devine Saba Software Inc ABN AMRO Structured Investment Funds (File # 333131453) Atlas Mortgage Services LLC Keith William Maxwell III aka William Keith Maxwell III David P Clahachan Mellon Institutional Funds Master Portfolio (File # 333131345) Bailard Opportunity Fund Group Inc (File # 333131340) Prakash A Gautam Greylock Emerging Markets Equity Master Fund Ltd William A Moir Ralph Parks Portfolios Trust (File # 333131477) ABN AMRO Structured Investment Funds (File # 333131459) Monsoon Capital LLC Greylock Emerging Markets Master Fund Ltd Donald B Schroeder ABN AMRO Variable Insurance Trust (File # 333131458) Sockeye Seafood Group Inc Bruce F Beaty aka Bruce F Beatty Icagen Inc Asterion Capital LLC Ronald M Walton Optigenex Inc Intellisync Corporation Maxygen Inc
Requested Date
2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/3/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006
Closed Date
2/12/2008 1/28/2008 2/7/2006
Final Disposition
Granted in full Other Reasons Other Reasons WIT NIF RTW RTW NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF RTW NIF;RTW -
Exemption Cited
11/22/2006 Other Reasons 3/12/2008 11/7/2006 2/7/2006 2/10/2006 2/14/2006 2/14/2006 9/28/2006 8/8/2006 2/9/2006 2/10/2006 2/7/2006 6/21/2006 6/14/2007 2/14/2006 2/14/2006 2/15/2006 2/27/2008 9/20/2006 2/8/2006 2/8/2006 2/8/2006 Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
10/10/2006 Denied in full 1/8/2007 2/10/2006 3/8/2006 2/9/2006 2/10/2006 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Sengstack, Michele Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Sengstack, Michele Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Sengstack, Michele Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Sengstack, Michele Harrison, Richard Harrison, Richard Gavin, J. Patrick Sengstack, Michele Harrison, Richard Harrison, Richard Edwards, Mark Harrison, Richard Harrison, Richard Gavin, J. Patrick Sengstack, Michele Harrison, Richard Harrison, Richard Lane, Rick Harris, Henry Smith, Madison-Andrew Mierzejewski, Mark Rummell, Nicholas Gavin, J. Patrick Mierzejewski, Mark Rummell, Nicholas Harris, Henry
Organization
International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Tri-Boro Shelving Check Fund Manager LLC IA Week a publication of UCG SEC Insight Check Fund Manager LLC IA Week a publication of UCG -
Request Description
Tim Hortons Inc Alamosa Holdings Inc Ecost Com Inc Hirco Companies Inc LXR Biotechnology Inc T. H. D. Donut Delaware Inc Net2phone Inc Benthos Inc Tennant Co Magainin Pharmaceuticals Inc now called Genaera Corp TDL Group Co Lancer Corp / TX Vintage Petroleum Inc Urstadt Biddle Properties Inc Lynx Therapeutics Inc Tim Donut U S Limited Inc Dex Media Inc Engineered Support Systems Inc Keithly Instuments Inc Tim Hortons New England Inc Siebel Systems Inc Liberty Corp Maxim Pharmaceuticals Inc Reebok International Ltd Columbia Bancorp AEP Industries Inc Paul D House Hudson United Bancorp Shuffle Master Inc contact list for government entities or individuals CNS Reports for Sedona Corporation from 1 Jan 05 to 30 April 05 Champion Mortgage Co Inc Octagon Asset Management LLC FOIA Request 05-08348 Georgia Gulf Corporation Caldwell Mead Welles list of all independent compliance consultants mandated by SEC OSTK
Requested Date
2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/6/2006 2/1/2006 1/10/2006 1/30/2006 2/7/2006 2/6/2006 2/7/2006 2/7/2006 2/6/2006 1/10/2006
Closed Date
2/8/2006 10/3/2007 1/25/2008 3/30/2006 2/14/2006 1/22/2008 4/16/2007 10/6/2006 2/10/2006 9/29/2006 11/7/2007 1/23/2008 1/11/2007 2/9/2006 1/12/2007 3/6/2008 12/6/2007 2/7/2006 3/10/2008 2/24/2006 1/29/2008 1/28/2008 12/4/2007 2/8/2006 9/22/2006 3/12/2008 2/10/2006 2/9/2006 2/10/2006 2/9/2006 2/9/2006 1/30/2008 2/8/2006 4/7/2006 2/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in full NIF NIF NIF WIT NIF WIT WIT WIT NIF RTW NIF WIT NIF RTW NIF WIT NIF WIT NIF NIF WIT WIT NIF;WIT NIF RTW NIF NIF NIF NIF NPF NIF;WIT NIF -
Exemption Cited
(b)(4);(b)(8)
Request ID
06-02779-FOIA 06-02780-FOIA 06-02781-FOIA 06-02782-FOIA 06-02783-FOIA 06-02784-FOIA 06-02785-FOIA
Requester Name
Peery, Troy Sargent, Hilary Gavin, J. Patrick Hebert, John Gavin, J. Patrick Mierzejewski, Mark Rummell, Nicholas
Organization
Oppenheimer & Co., Inc Senate Majority Project SEC Insight Hydra BioSciences SEC Insight Check Fund Manager LLC IA Week a publication of UCG Robert Gillam Copart Inc Icagen Inc
Request Description
Glenayre Technologies
Requested Date
2/7/2006 2/3/2006 2/7/2006 2/7/2006 2/7/2006 2/7/2006 2/6/2006
Closed Date
2/9/2006 2/5/2008 2/21/2006 1/25/2008 2/10/2006 3/29/2006
Final Disposition
Granted in full Other Reasons Granted in full Other Reasons Other Reasons Denied in full FEE NIF;WIT NIF;WIT NIF (b)(8)
Exemption Cited
Hormel Foods Corporation James D Crombie list of completed SEC examinations of investment advisers and Broker dealers conducted by OCIE Acme Alpha LLC Donald T Porter FTD for Viragen from 1 Jan 05 to 30 April 05 Freedom Mortgage CIBC World Markets Ignition Partners Key Bank USA NA Randall Taylor Porter Capital Inc Octave Entertainment Fund Ltd Mills Corporation Voyage Premium Fund Ltd Integral Systems Inc Sol Dubson FOIA Request 05-06556 Octave 1 Fund Ltd Autodesk Inc public companies that filed Chapter 11 from January 1 2005 to current Factory Card Party Outlet FOIA Request 03-3924 Michael D Sopko Harbert Management Corporation Scott M Hand Cohu Inc HMC Investors LLC Stuart F Feiner Harbert Fund Advisors Inc Amis Holdings Inc Inco XM Satellite Radio Holdings Inc
06-02786-FOIA 06-02787-FOIA 06-02788-FOIA 06-02789-FOIA 06-02790-FOIA 06-02791-FOIA 06-02792-FOIA 06-02793-FOIA 06-02794-FOIA 06-02795-FOIA 06-02796-FOIA 06-02797-FOIA 06-02798-FOIA 06-02799-FOIA 06-02800-FOIA 06-02801-FOIA 06-02802-FOIA 06-02803-FOIA 06-02804-FOIA 06-02805-FOIA 06-02806-FOIA 06-02807-FOIA 06-02808-FOIA 06-02809-FOIA 06-02810-FOIA 06-02811-FOIA 06-02812-FOIA 06-02813-FOIA 06-02814-FOIA 06-02815-FOIA
Mierzejewski, Mark DePeau, Andrew Harris, Henry Caligiuri, Vincent-Ralph Dentice, Robert Taylor, Austin Smith, Madison-Andrew Honecker, Rodman DePeau, Andrew Mierzejewski, Mark Gavin, J. Patrick Paulin, Christopher Gavin, J. Patrick Paulin, Christopher Rummell, Nicholas Mierzejewski, Mark Gavin, J. Patrick Leach, Robert Parisi, Camille Rosenblatt, Edward Campbell, Suzanne Carpenter, Danielle Campbell, Suzanne Gavin, J. Patrick Carpenter, Danielle Campbell, Suzanne Carpenter, Danielle Gavin, J. Patrick Campbell, Suzanne Gavin, J. Patrick
Check Fund Manager LLC Cotal Systems, Inc. Brown University Investment Office Windels Marx Lane & Mittendorf LLP Cotal Systems, Inc. Check Fund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. IA Week a publication of UCG Check Fund Manager LLC SEC Insight Assistant Professor of Finance Cramlr Rosenthal McGlynn LLC Wachovia Corporation Andrews & Kurth LLP Greenwich-Van Advisors LLC Andrews & Kurth LLP SEC Insight Greenwich-Van Advisors LLC Andrews & Kurth LLP Greenwich-Van Advisors LLC SEC Insight Andrews & Kurth LLP SEC Insight
2/7/2006 2/7/2006 1/10/2006 1/30/2006 2/8/2006 2/7/2006 1/30/2006 2/7/2006 2/7/2006 2/7/2006 2/7/2006 2/7/2006 2/7/2006 2/7/2006 2/6/2006 2/7/2006 2/7/2006 2/2/2006 2/7/2006 2/8/2006 2/7/2006 2/8/2006 2/7/2006 2/8/2006 2/8/2006 2/7/2006 2/8/2006 2/8/2006 2/7/2006 2/8/2006
2/10/2006 3/14/2006 2/15/2006 2/22/2006 2/14/2006 2/15/2006 3/1/2006 2/22/2006 2/15/2006 3/30/2006 2/9/2006 2/10/2006 2/22/2006 2/10/2006 2/9/2006 2/9/2006 2/14/2006 2/14/2006 2/14/2006 2/15/2006 2/15/2006 3/29/2006 1/8/2008 6/13/2007
Other Reasons Other Reasons Other Reasons Denied in full Granted in full Granted in full Denied in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
NIF FEE;NIF RPR (b)(7)(A) (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(6) NIF (b)(7)(A);RTW NIF NIF WIT NIF NIF FEE WIT WIT
Request ID
06-02816-FOIA 06-02817-FOIA 06-02818-FOIA 06-02819-FOIA 06-02820-FOIA 06-02821-FOIA 06-02822-FOIA 06-02823-FOIA 06-02824-FOIA 06-02825-FOIA 06-02826-FOIA 06-02827-FOIA 06-02828-FOIA 06-02829-FOIA 06-02830-FOIA 06-02831-FOIA 06-02832-FOIA 06-02833-FOIA 06-02834-FOIA 06-02835-FOIA 06-02836-FOIA 06-02837-FOIA 06-02838-FOIA 06-02839-FOIA 06-02840-FOIA 06-02841-FOIA 06-02842-FOIA 06-02843-FOIA 06-02844-FOIA 06-02845-FOIA 06-02846-FOIA 06-02847-FOIA
Requester Name
Gavin, J. Patrick Boylan, Nicholas Lynch, Megan Wyatt, Cullen Paulin, Christopher Paulin, Christopher Turetsky, Mona Campbell, Suzanne Carpenter, Danielle Turetsky, Mona Campbell, Suzanne Carpenter, Danielle Gavin, J. Patrick Campbell, Suzanne Carpenter, Danielle Liman, Lewis Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Turetsky, Mona Carpenter, Danielle Liston, Tiffany Carpenter, Danielle Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Wyatt, Cullen Wyatt, Cullen Lynch, Megan Aguirre, Gary SEC Insight
Organization
Law Office of Nicholas Boylan CheckFund Manager LLC Van Money Manager Research, LLC Cotal Systems, Inc. Cotal Systems, Inc. Andrews & Kurth LLP Greenwich-Van Advisors LLC Andrews & Kurth LLP Greenwich-Van Advisors LLC SEC Insight Andrews & Kurth LLP Greenwich-Van Advisors LLC Cleary Gottlieb Steen & Hamilton LLP Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Simpson Thacher & Bartlett LLP Greenwich-Van Advisors LLC SEC Insight Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Van Money Manager Research, LLC CheckFund Manager LLC -
Request Description
Skechers USA Inc USA Talks.com Inc Spark Energy LP Eileen Kennedy Pirate Capital LLC Thomas Richard Hudson Jr UBS Financial Inc Harold Purdy Crawford Philip Falcone Paine Webber Incorporated Charles H Hantho HArbinger Capital Partners I LP CNF Inc Richard M Thompson Harbinger Capital Partners Offshore Fund I Ltd Enron Corp Harbinger Capital Partners GP LLC TLC Vision Corporation Harbinger Partners Master Fund I Ltd Investors complaints Harbinger Capital Partners Offshore Manager LLC RICO Plantiffs FOIA Requests HMC New York Inc EDO Corporation GLG Partners Long Short Fund Alvarion Ltd Pierre Lagrange Jonathan M Green Philippe Jabre Noam Gottesman Utility Resource Solutions LP 17 CFR 200 735-3 and SEC rules and regulations applicable to department employees Arrow Partners LP Innotelco Biocryst Pharmaceuticals Inc First NLC Financial Services LLC Chicago Bridge and Iron Co Instinet ECN Inc
Requested Date
2/8/2006 2/8/2006 2/8/2006 2/8/2006 2/8/2006 2/8/2006 2/3/2006 2/7/2006 2/8/2006 2/3/2006 2/7/2006 2/8/2006 2/8/2006 2/7/2006 2/8/2006 2/7/2006 2/8/2006 2/8/2006 2/8/2006 2/3/2006 2/8/2006 2/8/2006 2/8/2006 2/9/2006 2/9/2006 2/2/2006 2/9/2006 2/9/2006 2/9/2006 2/9/2006 2/9/2006 2/3/2006
Closed Date
1/23/2008 2/10/2006 2/10/2006 2/28/2006 3/23/2006 2/28/2006 2/14/2006 3/8/2006 2/10/2006 2/10/2006 3/8/2006 2/14/2006 2/14/2006 3/13/2006 2/10/2006 2/9/2006 2/10/2006 2/10/2006 2/10/2006 1/29/2008 2/14/2006 3/3/2006 3/17/2006 3/9/2006 2/16/2006 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full WIT NIF NIF NIF FEE;NIF FEE;NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF WIT NIF DES NIF NIF NIF;WIT NIF NIF;WIT NIF NIF;WIT NIF NIF;WIT NIF (b)(5)
Exemption Cited
06-02848-FOIA 06-02849-FOIA 06-02850-FOIA 06-02851-FOIA 06-02852-FOIA 06-02853-FOIA
DePeau, Andrew Bobbitt, Sharon Gavin, J. Patrick Edwards, David Gavin, J. Patrick Leidl, Richard
Cotal Systems, Inc. SEC Insight SEC Insight Thelen Reid & Priest LLP
2/9/2006 2/6/2006 2/9/2006 2/2/2006 2/9/2006 2/9/2006
2/28/2006 5/3/2007 1/9/2008 3/13/2006 6/28/2006
Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
NIF NIF WIT NIF WIT (b)(4);(b)(8)
Request ID
Requester Name
Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Wyatt, Cullen Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Harrison, Richard Harrison, Richard Steines, Patrick Carpenter, Danielle Harrison, Richard Harrison, Richard Harrison, Richard Ady, Ronald Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Lawrence, J. Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Carpenter, Danielle Harrison, Richard Harrison, Richard Porter, Erin Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight
Organization
Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Bloomberg News Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Ronald Ady PLLC Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Munger Tolles & Olson LLP Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Richards Spears Kibbe & Orbe LLP Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Frequency Electronics Inc Mark Greenhoff Amedisys Inc GLG Partners Bruker Biosciences Corporation Knight Trading Group Inc RiverSource Retirement Series Trust (File # 333131683) KD Mutual Funds (File # 333131504) Pioneer Variable Contracts Trust / MA (File # 333131500) White Paper written by AIG Chairman Maurice R Greenberg Deephaven Capital Management LLC SPX Corp Dundee Corp Provide Commerce Inc Westcorp Bennett Lawrence Management LLC Jilin Chemical Industrial Co Ltd Nanogen Inc Liberty Media Corp / DE USA Talks.com Inc Petrochina Co Ltd Keystone Automotive Industries Inc Connected Media Technologies Inc Suydam Van Zandt Schreiber Agilysys Inc Omni Energy Services Corp (File # 333129138) Vital Signs Inc (File # 333130691) Collin Smith Renegade Venture Nev Corp (File # 333117128) Stratabid Com Inc 333-127403 Heilig Meyers Company HCA Inc/TN 333-121520 Cardica Inc (File # 333129497) Panamerican Bancorp 333-130363 Homebanc Corp (File # 333127955) Coinmach Service Corp (File # 333129764) Lagrange Energy LP (File # 333128097)
Requested Date
2/9/2006 2/9/2006 2/9/2006 2/9/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/10/2006 2/13/2006 2/13/2006 2/10/2006 2/13/2006 2/13/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006
Closed Date
1/10/2008 2/13/2006 9/5/2007 1/9/2008 3/6/2006 7/6/2006 8/25/2006 7/6/2006 2/16/2006 3/22/2006 9/5/2006 4/16/2007 2/22/2006 2/14/2006 2/14/2006 1/10/2008 3/29/2006 1/10/2008 8/23/2006 10/3/2007 10/3/2007 3/26/2008 2/15/2006 10/4/2007 11/9/2006 2/15/2006 2/21/2006 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons WIT NIF NIF;RTW WIT WIT FEE;NIF NPF
Exemption Cited
(b)(7)(A);NIF WIT NIF RPR NIF WIT NIF WIT (b)(2);(b)(5);(b)(7)(C) NIF NIF RTW NIF RTW RTW RTW RTW
10/23/2007 Other Reasons 5/18/2006 2/16/2006 11/9/2006 1/10/2007 1/11/2007 1/12/2007 Granted in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Wyatt, Cullen Gavin, J. Patrick Carpenter, Danielle Wyatt, Cullen Gavin, J. Patrick Carpenter, Danielle Wyatt, Cullen Gavin, J. Patrick Carpenter, Danielle Wyatt, Cullen Gavin, J. Patrick Carpenter, Danielle Wyatt, Cullen Patch, David Gavin, J. Patrick Wyatt, Cullen
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC Van Money Manager Research, LLC SEC Insight Greenwich-Van Advisors LLC Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC
Request Description
GSI Group Inc (File # 333127529) American Vanguard Corp (File # 333122981) Apria Healthcare Group Inc Aspect Medical Systems Inc Deephaven Market Neutral Fund Ltd Pulaski Financial Corp 333-129026 Markwest Energy Partners L P 333-122945 Novint Technologies Inc 333-115548 AVX Corporation Deephaven Market Neutral Master Fund L P First Union Real Estate Equity & Mortgage Investments 333-125987 Mortons Restaurant Group Inc 333-130072 Belden CDT Inc Deephaven Market Neutral Fund LLC Exco Resources Inc 333-129935 Genitope Corp 333-128357 Brink's Co KFP Holdings I LLC CCO Holdings LLC 333-128853 Naturol Holdings LTD 333-128759 Central Garden & Pet Company Elias Katz Ronald Ray CenturyTel Inc Highland Opportunity Fund LP Ned Sadaka Checkpoint Systems Inc Highland Opportunity Master Fund Ltd Bosphorus Partners LLC Church & Dwight Co Inc Highland Opportunity Fund Ltd Para Advisors Inc COLT Telecom Group PLC Highland Financial Holdings Group LLC Para Advisors LLC Aggregate Continuous Net Settlement CNS Failure Data for the NASDAQ Cooper Industries Ltd Para International Fund Ltd
Requested Date
2/13/2006 2/13/2006 2/13/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/10/2006 2/10/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/14/2006 2/13/2006 2/13/2006
Closed Date
2/27/2006 2/15/2006 2/23/2006 2/28/2006
Final Disposition
Granted in full Granted in full Other Reasons Granted in full WIT NIF WIT WIT WIT NIF WIT WIT NIF;WIT NIF RTW NIF NIF WIT WIT WIT NIF NIF WIT NIF NIF WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF
Exemption Cited
12/10/2007 Other Reasons 12/10/2007 Other Reasons 1/17/2008 2/17/2006 1/2/2008 4/16/2007 1/29/2008 2/14/2006 11/9/2006 3/7/2006 2/24/2006 2/15/2006 1/9/2008 1/17/2008 1/17/2008 2/17/2006 2/17/2006 2/14/2006 2/14/2006 2/15/2006 2/15/2006 12/3/2007 2/14/2006 2/15/2006 2/28/2006 2/23/2006 2/23/2006 2/21/2006 1/7/2008 2/17/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
(b)(4);(b)(8) WIT NIF
Request ID
06-02929-FOIA 06-02930-FOIA 06-02931-FOIA 06-02932-FOIA 06-02933-FOIA
Requester Name
Wyatt, Cullen Patch, David Trammui, Reginald Wyatt, Cullen Munro, Sarah
Organization
Van Money Manager Research, LLC Attica Correctional Facility Van Money Manager Research, LLC Cable Huston Benedict Haagensen & Lloyd LLP
Request Description
BBVA and Partners Equity Arbitrage Master Ltd Aggregate Continuous Net Settlement CNS Failure Data for the NYSE Securities and Registration processing information Para Partners LP Capital Consultants Inc Jeffrey Grayson Barclay Grayson John Abbott Linda Lucas Dean Kirkland Aggregate Continuous Net Settlement CNS Failure Data for Enron Corporation BBVA and Partners Alternative Investment AV corporations and mutual funds Parmalat Finanziaria S p A Juan Cruz Alonso First Command Financial Planning FOIA Request No. 2003-5751 Jose Martin Cabiedes aggregate total number of NFI shares from all clearing sources compirsing failed deliveries BBVA and Partners USD Equity Arbitrage Ltd BBVA and Partners Euro Arbitrage Ltd Juan Pable Gil Gomez Leon Bartolome Velilla Brian Swain Charlemagne Capital UK Limited Sedona Corporation failed transactions inspection reports of the NYSE Natexis Bleichroeder Inc Andrew Wiles Viragen failed transactions Davidson Kempner International Advisors LLC Everest Capital Inc Marko Dimitrijevic Jeffrey Alan Altman Andrew Kaplan Davidson Kempner Institutional Partners LP Quattro Global Capital LLC
Requested Date
2/13/2006 2/14/2006 2/5/2006 2/13/2006 2/13/2006
Closed Date
2/17/2006 2/21/2006 6/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons NIF DUP FEE
Exemption Cited
Patch, David Wyatt, Cullen Picotte, Beau Zilka, Diane Wyatt, Cullen Um, Tae Glatz, David Wyatt, Cullen Allison, Andrew
Van Money Manager Research, LLC Aristotle International Inc Grant & Eisenhofer P.A. Van Money Manager Research, LLC Wilson, Elser, Moskowitz, Eldman & Dicker LLP Sears Holding Corporation Van Money Manager Research, LLC -
2/14/2006 2/13/2006 2/7/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/8/2006
3/3/2006 3/3/2006 8/31/2006 2/16/2006 3/20/2006 2/17/2006 2/28/2006 9/19/2006
Denied in full Other Reasons Denied in full Other Reasons Denied in full Granted in full Other Reasons Granted in full
(b)(4);(b)(8) NIF (b)(7)(A) NIF (b)(7)(A) NIF -
Wyatt, Cullen Wyatt, Cullen Wyatt, Cullen Wyatt, Cullen Carpenter, Danielle Wyatt, Cullen Harris, Henry Molenda, David Paulin, Christopher Wyatt, Cullen Harris, Henry Wyatt, Cullen Mierzejewski, Mark Mierzejewski, Mark Lynch, Megan Carpenter, Danielle Wyatt, Cullen Carpenter, Danielle
Van Money Manager Research, LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC Van Money Manager Research, LLC Wolters Kluwer Law & Business Cotal Systems, Inc. Van Money Manager Research, LLC Van Money Manager Research, LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Greenwich-Van Advisors LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC
2/13/2006 2/13/2006 2/13/2006 2/13/2006 2/14/2006 2/14/2006 2/9/2006 2/14/2006 2/14/2006 2/14/2006 1/10/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006
2/15/2006 2/22/2006 2/15/2006 2/15/2006 2/24/2006 2/16/2006 2/17/2006 2/17/2006 2/22/2006 3/9/2006 2/22/2006 2/1/2008 2/16/2006 4/4/2006 2/17/2006 2/17/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF (b)(4);(b)(8) NIF NIF FEE;NIF NIF NIF;RTW NIF NIF
Request ID
Requester Name
Wyatt, Cullen Carpenter, Danielle Wyatt, Cullen Lynch, Megan Wyatt, Cullen Carpenter, Danielle Harris, Henry Wyatt, Cullen Wyatt, Cullen Wyatt, Cullen Carpenter, Danielle Wyatt, Cullen Wyatt, Cullen Carpenter, Danielle Paulin, Christopher Carpenter, Danielle Wyatt, Cullen Paulin, Christopher Herschaft, Randy Molenda, David DePeau, Andrew Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Alexander, Joan Motz, Robert Motz, Robert Raymi, Anna Motz, Robert Carpenter, Danielle Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Lowenthal, Jeffrey Motz, Robert
Organization
Van Money Manager Research, LLC Greenwich-Van Advisors LLC Van Money Manager Research, LLC CheckFund Manager LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC Van Money Manager Research, LLC Van Money Manager Research, LLC Greenwich-Van Advisors LLC Cotal Systems, Inc. Greenwich-Van Advisors LLC Van Money Manager Research, LLC Cotal Systems, Inc. Associated Press Business News Wolters Kluwer Law & Business Cotal Systems, Inc. SEC Insight International Business Research International Business Research International Business Research SEC Insight SunCom Wireless International Business Research International Business Research Altera Partners International Business Research Greenwich-Van Advisors LLC International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research Stroock & Stroock & Lavan LLP International Business Research
Request Description
Timothy I Levart Quattro Investors LLC Thomas L Kempner Jr Owl Creek Asset Management MHD Arbitrage Partners Louis Napoli OSTK failed transactions Charmlemagne Capital IOM Limited David Kempner Partners MHD Management Co Quattro Offshore Fund Ltd Davidson Kempner Capital Management LLC Marvin H Davidson Quattro Fund Ltd ARnhold and S Bleichroeder Advisors Inc Quattro Domestic Fund LP Davidson Kempner International Ltd Jason Buell Dahl SEC FOIA requesters for FY 2005 or CY 2005 New York Stock Exchange Inc Azzinaro Management LLC Northern Trust Corporation Stanley J Buffington Jr Richard Scott Brown aka R Scott Brown Dire Wolf LLC Nu Skin Enterprises Inc Triton PCS Holdings Inc Tin Roof LLC HWE Industries LLC Michael Reeber Sugar Mag LLC Denali Asset Management LLP Astroline Corp Orthofix International NV Embarcadero Technologies Inc Volant Capital L P Texport Oil Company BTU Brokers LLC DB Commodity Index Tracking Fund The Randall L Gibbs Corp
Requested Date
2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/9/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/14/2006 2/16/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006
Closed Date
2/21/2006 2/15/2006 3/14/2006 2/28/2006 2/28/2006 2/17/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/22/2006 2/22/2006 2/21/2006 2/21/2006 2/15/2006 2/15/2006 3/9/2006 3/14/2006 2/21/2006 1/11/2008 2/23/2006 2/21/2006 2/23/2006 3/1/2006 2/22/2006 2/22/2006 3/1/2006 2/22/2006 3/1/2006 2/22/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in full Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF WIT FEE NIF NIF NIF NIF NIF NIF NIF WIT
Exemption Cited
12/12/2007 Other Reasons 10/18/2006 Denied in part 3/9/2006 2/23/2006 2/23/2006 5/25/2007 2/23/2006 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
(b)(7)(A);RTW NIF NIF NIF NIF
Request ID
Requester Name
Raymi, Anna Motz, Robert Carpenter, Danielle Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Kelly, John Raymi, Anna Carpenter, Danielle Gavin, J. Patrick Motz, Robert Gouss, Alec Raymi, Anna Carpenter, Danielle Gavin, J. Patrick Motz, Robert Sailer, Jacqueline Malinowski, Thomas Carpenter, Danielle Gavin, J. Patrick Motz, Robert Strauss, Joel Malinowski, Thomas Carpenter, Danielle Gavin, J. Patrick Motz, Robert Altera Partners
Organization
International Business Research Greenwich-Van Advisors LLC International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Dempsey Williamson Young Kelly & Hertel LLP Altera Partners Greenwich-Van Advisors LLC SEC Insight International Business Research Murray, Frank & Sailer LLP Altera Partners Greenwich-Van Advisors LLC SEC Insight International Business Research Murray Frank & Sailer LLP Cotal Systems, Inc. Greenwich-Van Advisors LLC SEC Insight International Business Research Kaplan Fox & Kilsheimer LLP Cotal Systems, Inc. Greenwich-Van Advisors LLC SEC Insight International Business Research MultiFuels LP
Request Description
Gregory B Jacobs Ascent Capital LLC PGS Onshore Inc Equinix Inc Global Geophysical Services Inc Volant Management LLC Degner Enterprise LLC Chalker Investments Inc Chalker Energy Partners Schirmer Engineering Corp XPRONET Resources Inc XPRONET Inc Blackrock Energy Associates Blackrock Enterprises Inc Ensco Technology Company Production Well Testers Inc Strata Directional Technology Inc Strata Horizontal Technology Inc RDDS Inc West Pointe Bancshares Inc Seth Fischoff CFA Denali Partners LP eResearch Technology Inc Volant Energy LLC Xybernaut Corp Agamas Capital Management LP Denali Master Fund LP Guess Inc Volant Energy Partners Ltd Ramp Corporation Robert J Swift Denali Offshore Partners Ltd Huntsman Corporation Randall L Gibbs Orthodontic Centers of America Inc Oxhead Capital Management LLC Scott Ramsey iPass Inc Richard A Degner
Requested Date
2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006 2/15/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006
Closed Date
4/25/2006 2/23/2006 3/9/2006 2/22/2006 5/23/2007 2/22/2006 3/9/2006 2/22/2006 2/22/2006 2/23/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/21/2006 2/27/2006 2/24/2006 2/24/2006 1/8/2007 2/24/2006 2/17/2006 2/17/2006 1/2/2008 2/17/2006 2/21/2006 2/21/2006 4/13/2006 2/21/2006 4/25/2006 2/24/2006 2/24/2006 12/3/2007 2/24/2006
Final Disposition
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons FEE;NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF
Exemption Cited
(b)(7)(A);RTW NIF (b)(7)(A) NIF NIF NIF;WIT NIF
Request ID
Requester Name
Wasserman, Jay Huang, Shirley Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Motz, Robert Lichtcsien, Susan DePeau, Andrew Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Wyatt, Cullen DePeau, Andrew Gavin, J. Patrick Motz, Robert Wyatt, Cullen DePeau, Andrew Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Patch, David Motz, Robert Wyatt, Cullen DePeau, Andrew Molenda, David Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Motz, Robert Lea, Heather Lichtcsien, Susan Harrison, Richard Harrison, Richard -
Organization
Lerach Coughlin Stola Geller Rudman & Robbins LLP Check Fund Manager LLC SEC Insight International Business Research CheckFund Manager LLC Check Fund Manager LLC SEC Insight International Business Research International Business Research CheckFund Manager LLC Cotal Systems, Inc. SEC Insight International Business Research International Business Research SEC Insight International Business Research Van Money Manager Research, LLC Cotal Systems, Inc. SEC Insight International Business Research Van Money Manager Research, LLC Cotal Systems, Inc. International Business Research SEC Insight SEC Insight International Business Research Van Money Manager Research, LLC Cotal Systems, Inc. Wolters Kluwer Law & Business SEC Insight Check Fund Manager LLC SEC Insight Check Fund Manager LLC International Business Research Schlichter Bogard and Denton CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Barnett Banks Inc UTStarcom Inc Forest Investment Management LP K Swiss Inc Alan Lee Smith Kevin Ferro Michael A Boyd Mcdata Corporation Anthony Carl Isaac Robert Gregory Rich Ferro Capital LLC James Carlo Dascoli Monogram Biosciences Inc Thomas L Atkins BizSupplies.com Inc Donnelley RR & Sons Company FreeBizPC.com Old Mutual GEM Plus Master Fund Limited Glenfinnen Capital LLC Semitool Inc Just4Biz.com Inc Alan Hough Jeff S O'Brien Office e-Procure Inc InterDigital Communications Corporation Vignette Corporation Rodney Young RepTel Inc Old Mutual GEM Plus Fund LP Highland Capital Management LP Kim M Mageau Quest Software Inc Navesink Investments LLC Quest Diagnostics Inc John D Burke Jr Resource Directional Drilling Services Inc Select Pension Consultants Fairfield Greenwich Ltd Micromuse Inc Northern Lights Variable Trust 333-131820
Requested Date
2/14/2006 2/15/2006 2/15/2006 2/14/2006 2/15/2006 2/16/2006 2/15/2006 2/14/2006 2/15/2006 2/15/2006 2/15/2006 2/16/2006 2/15/2006 2/15/2006 2/15/2006 2/16/2006 2/15/2006 2/16/2006 2/16/2006 2/16/2006 2/15/2006 2/16/2006 2/16/2006 2/15/2006 2/16/2006 2/16/2006 2/9/2006 2/15/2006 2/16/2006 2/16/2006 2/16/2006 2/16/2006 2/16/2006 2/16/2006 2/16/2006 2/15/2006 2/20/2006 2/20/2006 2/21/2006 2/21/2006
Closed Date
2/17/2006 2/17/2006 1/25/2008 2/16/2006 2/17/2006 3/27/2006 2/17/2006 2/17/2006 2/21/2006 2/21/2006 1/16/2008 2/21/2006 2/23/2006 9/8/2007 2/22/2006 2/22/2006 2/23/2006 2/28/2006 2/23/2006 2/21/2006 2/22/2006 2/27/2006 12/6/2007 2/21/2006 2/21/2006 2/24/2006 2/17/2006 1/30/2008 2/22/2006 2/1/2008 2/28/2006 3/14/2006 2/23/2006 3/7/2008 9/29/2006 -
Final Disposition
Other Reasons RPR NIF WIT NIF NIF FEE WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT RTO NIF NIF NIF WIT NIF NIF;WIT FEE;NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
(b)(3):15 U.S.C. 80aNIF NIF NIF
Request ID
Requester Name
Harrison, Richard Lynch, Megan Fowles, Colleen Feltman, Peter Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Feltman, Peter Harrison, Richard Lynch, Megan Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Boldea, Lazer Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew DePeau, Andrew Harrison, Richard Simpson, Brad Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Simpson, Brad Gavin, J. Patrick Harrison, Richard
Organization
Global Securities Information, Inc. CheckFund Manager LLC Wolters Kluwer Law & Business SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Wolters Kluwer Law & Business Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Global Securities Information, Inc. The National Security Archive Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. The National Security Archive SEC Insight Global Securities Information, Inc.
Request Description
Ferghana Wellspring Exchange Traded Fund Inc 333-121842 Benjamin A Smith Transaction Records of U S Based Institutional Investor New York Hanseatic Corp Wellman Inc Electronic Arts Inc Linens N Things Inc Intellisync Corp Ipass Inc Hill Samuels & Co International Business Machines Corp Laurion Capital Management LP Jamdat Mobile Inc August Technology Corp GoRemote Internet Communications Inc Hellermanntyton Division Semotus Solutions Inc 333-130708 Litton Loan Servicing LP Onsource Corp 333-30668 K Sea Transportation Partners LP 333-127957 Vibrant Health International 333-129074 Nutracea 333-189839 Paulson & Company Inc National Coal Corp Nurescell Inc Giant Motorsports Inc 333-131001 Autocarbon Inc 333-131039 John A Paulson OTA Asset Management Arvinmeritor Inc 333-130514 William C Thompson Jr United Mexican States American General Life Insurance Co Genesis Capital Corp of Nevada Teleglobe International Holdings Ltd Collegiate Pacific Inc Payments to the Indonesian military TriQuint Semiconductor Inc Great Western Land Recreation Inc
Requested Date
2/21/2006 2/17/2006 2/21/2006 2/17/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/17/2006 2/21/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/10/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/20/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/20/2006 2/20/2006 2/21/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/17/2006 2/17/2006 2/21/2006
Closed Date
8/11/2006 9/4/2007 3/3/2006 12/4/2007 1/17/2008 1/10/2008 6/20/2006 1/17/2008 5/17/2006 9/26/2006 2/24/2006 10/3/2007 10/3/2007
Final Disposition
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF (b)(7)(A) WIT WIT WIT NIF WIT NIF RTW NIF NIF WIT NIF NIF RTW RPR;RTA WIT WIT WIT WIT NIF WIT WIT RTW WIT
Exemption Cited
12/31/2007 Other Reasons 12/31/2007 Other Reasons 12/12/2006 Other Reasons 2/21/2006 1/4/2008 1/4/2008 1/4/2008 1/4/2008 2/24/2006 1/17/2008 1/17/2008 11/7/2006 3/3/2006 2/22/2006 3/30/2007 5/4/2006 11/9/2006 11/1/2006 1/8/2007 3/24/2008 3/13/2006 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Denied in full Other Reasons Other Reasons Other Reasons Granted in full Denied in full Other Reasons
(b)(7)(A);NIF NIF (b)(7)(A) RTW NIF RTW NIF (b)(7)(A) WIT WIT
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark DePeau, Andrew Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Wyatt, Cullen Mierzejewski, Mark Harrison, Richard Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Wyatt, Cullen Gavin, J. Patrick Malinowski, Thomas Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Malinowski, Thomas Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Zweig, Joshua Rothacker, Rick Lehrer, Frederick Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research, LLC Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Check Fund Manager LLC Van Money Manager Research, LLC SEC Insight Cotal Systems, Inc. Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Cambridge Associates LLC Banking Reporter Global Securities Information, Inc.
Request Description
Stage Stores Inc Implant Sciences Corp Nokia Corp Tree Top Industries Inc Rudolph Technologies Inc NBT Bancorp Inc Videsh Sanchar Nigam Ltd Andrew M Kaplan Yuanzhi Luo Sybron Dental Specialties Inc Walter M Noel Jr TriPath Imaging Inc Spectralink Corporation AMCORP INC 333-128272 Infinity Inc Sunair Electronics Inc ZMAX Corp 333-121858 Liam Pagliaro Quattro Global Capital LLC CC Information Services Group Inc OSE USA Inc ECC Capital Corporation Zazove Associates LLC Jeremy Davies Ames National Corporation Kathleen Reber and/or Separate Property Trust Xoma Ltd DE TQA Investors LLC Choice Hotels International Inc Radium Ventures Inc Fonix Corp (File # 333129092) Kathleen Reber Beijing Med Pharm Corp Robert E Butman CDC Corporation Cadence Resources Corp (File # 333130769) Joy V Seppala KPMG and Wachovia Corp Wall Street Communications Inc US Airways Inc 333-130370
Requested Date
2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/17/2006 2/20/2006 2/17/2006 2/20/2006 2/17/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/17/2006 2/17/2006 2/21/2006 2/21/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/22/2006 2/21/2006 2/17/2006 2/21/2006
Closed Date
12/5/2007 1/15/2008 2/7/2008 2/7/2008 1/15/2008 2/7/2008 2/27/2006 2/23/2006 12/6/2007 2/23/2006 12/6/2007
Final Disposition
WIT WIT WIT WIT WIT NIF NIF NIF;WIT NIF WIT WIT WIT WIT WIT WIT NIF NIF WIT NIF NIF NIF NIF;WIT NIF WIT NIF WIT NIF WIT NIF WIT RTW NIF (b)(7)(A) CAN NIF Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
12/12/2007 Other Reasons 12/10/2007 Other Reasons 12/12/2007 Other Reasons 12/12/2007 Other Reasons 12/10/2007 Other Reasons 2/22/2006 2/22/2006 2/21/2008 1/29/2008 9/6/2006 3/2/2006 2/27/2006 12/4/2007 2/27/2006 4/16/2007 3/1/2006 6/15/2007 3/28/2006 1/3/2008 2/24/2006 4/16/2007 2/24/2006 1/11/2008 9/26/2006 2/23/2006 3/15/2006 3/7/2006 10/3/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
Request ID
06-03160-FOIA 06-03161-FOIA 06-03162-FOIA
Requester Name
Harrison, Richard Harrison, Richard Wilcox, Colin
Organization
Global Securities Information, Inc. Global Securities Information, Inc. -
Request Description
Sandy Spring Bancorp Inc 333-129988 Borden Chemical Inc 333-124287 Security Exchange Division for the State of Arizona Transfer Agent for the State of Arizona Bond Register and Paying Agent for the State of Arizona for the County of Maricopa David Yarrow Bank One NA now dba Chase Nettel Holdings Inc 333-130202 Medtronic Inc 333-130163 Cohen Steers Inc 333-128633 Regulation D rule 504 and 506 fillings since January 1 2004 Magellan Midstream Holdings LP 333-129623 Acorda Therapeutics Inc 333-128827 Charter Communications Inc MO 333-130898 FY 2007 Information Technology IT budget submission Little Squaw Fold Mining Co 333-130819 Intelsat Ltd 333-129465 Iceweb Inc 333-126898 Gene Pretti Horizon Offshore Inc 333-130724 Viseon Inc 333-128756 Doane Pet Care Co 333-130739 Avanex Corporation US Airways Group Inc 333-129899 Knoll Inc 333-130838 CNB Bancorp Inc NY Chesapeake Energy Corporation Mariner Energy Inc (File # 333124858) Dermot J Coleman Clareville Capital Partners LLP Cooper Companies Inc Ladenburg Thalmann Financial Services Inc (File # 333130028) Ciba-Geigy Limited and/or Ciba-Giegy Corporation The Pegasus Fund Limited Pier 1 Imports Inc
Requested Date
2/21/2006 2/21/2006 2/14/2006
Closed Date
10/3/2007 10/3/2007 2/23/2006
Final Disposition
Other Reasons Granted in full Other Reasons NIF RTA
Exemption Cited
Wyatt, Cullen Hibben, Kenneth Harrison, Richard Harrison, Richard Harrison, Richard Applebaum, Jeffrey Harrison, Richard Harrison, Richard Harrison, Richard Kerrigan, James Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Zweig, Joshua Wyatt, Cullen Gavin, J. Patrick Harrison, Richard Suppa, Tina Wyatt, Cullen Gavin, J. Patrick
Van Money Manager Research, LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Colmar Corporation Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Cambridge Associates LLC Van Money Manager Research, LLC SEC Insight Global Securities Information, Inc. Hodgson Russ LLP Van Money Manager Research, LLC SEC Insight
2/21/2006 2/16/2006 2/21/2006 2/21/2006 2/21/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/20/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/21/2006 2/22/2006 2/21/2006 2/21/2006 2/21/2006 2/17/2006 2/21/2006 2/21/2006
2/23/2006 2/24/2006 11/9/2006 1/24/2008 3/1/2006 2/23/2006 9/29/2006
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
NIF RPR;RTA RTW WIT RPR RTW RTW (b)(7)(A) (b)(5) RTW WIT WIT NIF RTW RTW WIT NIF RTW NIF WIT WIT NIF NIF NIF;RTW WIT NIF NIF WIT
10/24/2006 Other Reasons 6/14/2007 7/3/2006 11/9/2006 4/16/2007 2/27/2006 11/6/2006 9/1/2006 4/16/2007 9/6/2006 3/7/2008 11/7/2006 3/18/2008 12/4/2007 1/4/2008 2/24/2006 2/24/2006 9/18/2007 4/16/2007 3/3/2006 3/2/2006 1/10/2008 Denied in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Suppa, Tina Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Lasky, Peter Gavin, J. Patrick Gavin, J. Patrick Spence, Michael DePeau, Andrew Edwards, Mark Spence, Michael Groff, Alex Zetlmeisl, Thomas Gavin, J. Patrick Spence, Michael Edwards, Mark Miller, Ken Wyatt, Cullen Wyatt, Cullen Gavin, J. Patrick Moked, Eytan Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Wyatt, Cullen Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Spence, Michael Edwards, Mark Edwards, Mark Wyatt, Cullen Spence, Michael Gavin, J. Patrick Wyatt, Cullen Wyatt, Cullen Mierzejewski, Mark Wiest, Shauna Spence, Michael
Organization
Global Securities Information, Inc. Hodgson Russ LLP SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight International Business Research Cotal Systems, Inc. Recombinant Capital Inc. International Business Research Input Rubin Browm LLP SEC Insight International Business Research Recombinant Capital Inc. Greenwich-Van Advisors LLC Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight Greenberg Traurig LLP SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC Van Money Manager Research, LLC SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Van Money Manager Research, LLC International Business Research SEC Insight Van Money Manager Research, LLC Van Money Manager Research, LLC Check Fund Manager LLC Stoel Rives LLP International Business Research
Request Description
Dobson Communications Corp (File # 333130228) American Optical by Novartis AG Symbol Technologies Inc Stanfield Capital Partners LLC Christopher Anthony Pucillo Willow Creek Financial Services Inc EchoStar Communications Corporation Flir Systems Inc Heather E Frahm Vegaplus Capital Partners Medarex Inc ZAAZ com Edgar22001 awarded to Northrop Grumman Corporation Delta and Pine Land Flow International Corporation Catalyst On-Line Inc Millennium Pharmaceuticals Inc Glen Schneider John Plaga Canyon Value Realization Fund LP Ferro Corporation D E Shaw & Company The Clorox Company Canton Capital Realty Advisors Mitchell R Julius Joshua S Friedman Maxtor Corporation Canpartners Investments III LP Canyon Investment Advisors Elizabeth E LeTendre Merck & Co Inc Medicines Co Canyon Capital Advisors LLC Shane M Atchison Dade Behring Holdings Inc Canyon Investment Advisors Mitchell Julis Bedford Falls Investors LP Amicus Curiae Brief David B Brede
Requested Date
2/21/2006 2/17/2006 2/21/2006 2/21/2006 2/21/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/13/2006 2/22/2006 2/23/2006 2/22/2006 2/22/2006 2/22/2006 2/13/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/13/2006 2/13/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/16/2006 2/22/2006
Closed Date
8/23/2007 3/2/2006 2/23/2006 2/23/2006 2/23/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF NIF NIF
Exemption Cited
12/28/2007 Denied in part 12/26/2006 Denied in full 2/23/2006 3/15/2006 2/27/2006 3/2/2006 3/30/2006 2/27/2006 5/7/2007 3/24/2006 2/27/2006 2/28/2006 3/7/2006 3/3/2006 2/24/2006 2/23/2006 3/7/2006 2/22/2008 2/24/2006 2/24/2006 2/28/2006 4/13/2006 2/24/2006 2/25/2006 1/30/2008 2/24/2006 3/12/2008 3/6/2006 5/2/2006 2/24/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons
(b)(7)(A);WIT (b)(7)(A) NIF NIF NIF DUP;NIF FEE NIF (b)(7)(A);NIF NIF NIF (b)(7)(A) WIT NIF NIF NIF (b)(7)(A);WIT NIF NIF NIF NIF RPR NIF NIF;WIT NIF WIT (b)(7)(A) NIF
Request ID
06-03233-FOIA 06-03234-FOIA 06-03235-FOIA 06-03236-FOIA 06-03237-FOIA 06-03238-FOIA 06-03239-FOIA 06-03240-FOIA 06-03241-FOIA 06-03242-FOIA 06-03243-FOIA 06-03244-FOIA 06-03245-FOIA 06-03246-FOIA 06-03247-FOIA 06-03248-FOIA 06-03249-FOIA 06-03250-FOIA 06-03251-FOIA 06-03252-FOIA
Requester Name
Wyatt, Cullen Spence, Michael Gavin, J. Patrick Wyatt, Cullen Spence, Michael Mierzejewski, Mark Spence, Michael Malinowski, Thomas DePeau, Andrew DePeau, Andrew Edwards, Mark Mirsky, Sara Motz, Robert Motz, Robert Hibben, Kenneth Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
Van Money Manager Research, LLC International Business Research SEC Insight Van Money Manager Research, LLC International Business Research Check Fund Manager LLC International Business Research Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Recombinant Capital Inc. Squitieri & Fearon LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
The Canyon Value Realization Fund Cayman Ltd Julius S Brown Delta Financial Corporation The Canyon Value Realization Fund Ltd Joel Calvo Karen Finerman ZAAZ Inc Kathleen Bolthouse Larry Seruma Nile Capital MedImmune Inc Ford Motor Credit Company National Mentor Inc National Mentor Healthcare Inc Countrywide Home Loans Inc The Shamrock Group Inc Advanced Aesthetics Sub Inc Chatham holdings (France) LLC Andrew Lipman aka Andy Lipman Sergio Thompson-Flores aka Sergio Thompson aka Sergio Schiller Thompson-Flores aka Sergio Flores William J Kidd aka Bill Kidd Richard Rkaowski Ruby Rakowski Advanced K LLC Advanced Aesthetics LLC Advanced Systems Training Inc Chatham Enterprises Holdings (France) LLC Chatham International I Inc Chatham Enterprises Inc Chatham Technologies Great Southern Bancorp Pavel Kolouch Thomas P Riley Gencorp Inc Lelia Kardouche A Craig Powell aka Anthony Craig Powell Intervideo Inc
Requested Date
2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/22/2006 2/13/2006 2/23/2006 2/23/2006 2/23/2006 2/16/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006
Closed Date
2/24/2006 2/24/2006 1/9/2008 3/1/2006 3/1/2006 3/3/2006 2/23/2006 2/23/2006 2/23/2006 3/1/2006 1/22/2008 4/14/2006 3/2/2006 3/2/2006 2/27/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF
06-03253-FOIA 06-03254-FOIA 06-03255-FOIA 06-03256-FOIA 06-03257-FOIA 06-03258-FOIA 06-03259-FOIA 06-03260-FOIA 06-03261-FOIA 06-03262-FOIA 06-03263-FOIA 06-03264-FOIA 06-03265-FOIA 06-03266-FOIA 06-03267-FOIA 06-03268-FOIA 06-03269-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Wyatt, Cullen Motz, Robert Gavin, J. Patrick Wyatt, Cullen Motz, Robert Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Van Money Manager Research, LLC International Business Research SEC Insight Van Money Manager Research, LLC International Business Research SEC Insight
2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/22/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006
5/22/2006 3/1/2006 2/28/2006 2/28/2006 3/15/2006 3/15/2006 2/27/2006 3/1/2006 2/28/2006 2/28/2006 12/6/2007 3/1/2006 3/2/2006 1/2/2008 2/28/2006 2/24/2006 8/29/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF (b)(7)(A);RTW
Request ID
Requester Name
Wyatt, Cullen Motz, Robert Gavin, J. Patrick Wyatt, Cullen Motz, Robert Gavin, J. Patrick Wyatt, Cullen Motz, Robert Barber, Sibongile Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Dixon, D Gavin, J. Patrick Strawn, Scott Costello, Maureen Gavin, J. Patrick Carpenter, Danielle Costello, Maureen Harrison, Richard Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Costello, Maureen Harrison, Richard Carpenter, Danielle Strawn, Scott Harrison, Richard Gavin, J. Patrick Harrison, Richard Costello, Maureen Carpenter, Danielle Lichtcsien, Susan Wyatt, Cullen Costello, Maureen Carpenter, Danielle Harrison, Richard Harrison, Richard
Organization
Van Money Manager Research, LLC International Business Research SEC Insight Van Money Manager Research, LLC International Business Research SEC Insight Van Money Manager Research, LLC International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SCS Financial Services LLC International Business Research SEC Insight Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC SCS Financial Services LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research Greenwich-Van Advisors LLC CheckFund Manager LLC Van Money Manager Research, LLC International Business Research Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
RAB Emerging Europe Master Fund Limited ConnectEDU Inc Polyone Corporation RAB Capital PLC Ivy Tutors LLC Rent A Center Inc RAB Emerging Europe Fund The Brown Schools Inc Terrence Barber Rediff com India Limited CareAdvantage Inc Agilent Technologies Inc CareAdvantage Health Systems Inc Sovereign Bank Rimage Corporation Sami Mnaymneh Excel Sports Management Group Inc ABM Industries Inc Martin Currie Abosolute Return Funds Ltd New Logic Design Metals Inc Aminas Corp Keith Donaldson United Tennessee Bankshares Inc Revlon Inc / DE (File # 333128815) RPC Inc Richard Rakowski Milestone Scientific Inc / NJ (File # 333127728) Martin Currie Absolute Return Fund GP Ltd Anthony Tamer Accupoll Holding Corp Too Inc Insynq Inc Logic Design Metals Inc Kevin Troup Eugene Grin Grinshpon Rob Turner New Novation Inc Martin Currie Investment Management Ltd Igames Entertainment Inc 333-122819 Standard Capital Corp (File # 333129622)
Requested Date
2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/20/2006 2/23/2006 2/23/2006 2/23/2006 2/23/2006 2/21/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/27/2006 2/24/2006 2/27/2006 2/27/2006 2/24/2006 2/24/2006 2/27/2006 2/24/2006 2/24/2006 2/27/2006 2/24/2006 2/27/2006 2/24/2006 2/24/2006 2/20/2006 2/24/2006 2/24/2006 2/24/2006 2/27/2006 2/27/2006
Closed Date
2/24/2006 2/28/2006 12/3/2007 2/28/2006 2/28/2006 2/24/2006 2/24/2006 3/9/2006 3/9/2006 1/30/2008 2/28/2006 3/14/2006 12/6/2007 2/28/2006 3/1/2006 12/4/2007 3/1/2006 2/28/2006 3/10/2008 3/1/2006 9/26/2006 1/30/2008 2/28/2006 11/7/2006 2/28/2006 4/6/2006 3/5/2008 3/1/2006 3/1/2006 2/28/2006 3/7/2006 2/28/2006 2/28/2006 3/12/2008 4/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF NIF WIT NIF NIF RPR WIT NIF WIT NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF WIT RTW WIT NIF RTW NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF RTW WIT
Exemption Cited
Request ID
Requester Name
Lichtcsien, Susan Harrison, Richard Wyatt, Cullen Strawn, Scott Costello, Maureen Gavin, J. Patrick Carpenter, Danielle Costello, Maureen Harrison, Richard Carpenter, Danielle Harrison, Richard Malinowski, Thomas Harrison, Richard Raymi, Anna Gavin, J. Patrick Costello, Maureen Bloch, Jonathan Carpenter, Danielle Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Strawn, Scott Costello, Maureen Carpenter, Danielle Harrison, Richard Harrison, Richard Malinowski, Thomas Gavin, J. Patrick Costello, Maureen Carpenter, Danielle Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard
Organization
CheckFund Manager LLC Global Securities Information, Inc. Van Money Manager Research, LLC SCS Financial Services LLC International Business Research SEC Insight Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Altera Partners SEC Insight International Business Research Exchange Data International Limited Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC International Business Research Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight International Business Research Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Laurus Capital Management LLC Cohen & Steers Reit & Utility Income Fund (File # 333128084) Kenneth Robert Turner Alan Axelrod Palm Medical Incorporated Banc Corporation Martin Currie Bermuda Ltd Anushka Pbg Acquisition Sub LLC Medsource Technologies Inc 333-130470 John-Paul Temperley One Voice Technologies Inc (File # 333124132) XE Capital Management LLC FerrellGas Partners LP (File # 333130193) York Asset Management Limited Stewart Enterprises Inc Anushka Boca Acquisition Sub LLC list of all hedge funds that have registered with the SEC Keith Donaldson Pilot Technologies Corporation Flow International Corp (File # 333125113) Able Energy Inc 333-130206 Artistdirect Inc (File # 333129626) George Creel Wild Hare Acquisition Sub LLC Martin Currie Daijiro Fund Ltd Allscripts Healthcare Solutions Inc (File # 333129816) Liquidity Services Inc (File # 333129656) Pouria Dehghanpour Sify Limited Cyber Island Systems Inc Martin Currie Absolute Return Daijiro Fund Partnership LP PW Eagle Inc (File # 333130869) Energy Transfer Partners LP (File # 333129920) Dischino Corporation Ashford Hospitality Trust Inc 333-128031 Mutual of America Investment Corp 333-131941
Requested Date
2/20/2006 2/27/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/24/2006 2/27/2006 2/24/2006 2/27/2006 2/24/2006 2/27/2006 2/24/2006 2/24/2006 2/24/2006 2/25/2006 2/24/2006 2/24/2006 2/27/2006 2/27/2006 2/27/2006 2/24/2006 2/24/2006 2/24/2006 2/27/2006 2/27/2006 2/24/2006 2/17/2006 2/24/2006 2/24/2006 2/27/2006 2/27/2006 2/24/2006 2/27/2006 2/27/2006
Closed Date
2/28/2006 7/27/2006 4/18/2006 3/6/2006 2/28/2006 1/9/2008 2/28/2006 3/3/2006 10/2/2006 3/6/2006 9/22/2006 2/28/2006 9/22/2006 2/28/2006 1/10/2008 3/1/2006 6/12/2006 3/1/2006 2/28/2006 11/9/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF NIF WIT NIF NIF RTW NIF RTW NIF RTW NIF
Exemption Cited
(b)(7)(A);WIT NIF (b)(8) DUP NIF RTW NIF NIF NIF NIF RTW NIF WIT NIF NIF RTW RTW NIF -
12/11/2006 Other Reasons 3/9/2006 1/23/2008 3/3/2006 3/22/2006 9/1/2006 11/9/2006 3/9/2006 5/23/2007 10/6/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Wood, Lisa Gavin, J. Patrick Edwards, Mark Costello, Maureen Edwards, Mark Hibbard, Justin Lichtcsien, Susan Edwards, Mark Costello, Maureen Carpenter, Danielle Costello, Maureen Carpenter, Danielle Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Huang, Shirley Costello, Maureen Gavin, J. Patrick Costello, Maureen Borenstein, Erica Lichtcsien, Susan Gavin, J. Patrick Costello, Maureen
Organization
Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Recombinant Capital Inc. International Business Research Recombinant Capital Inc. Business Week CheckFund Manager LLC Recombinant Capital Inc. International Business Research Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research SEC Insight Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. SEC Insight Lerach Coughlin Stola Geller Rudman & Robbins LLP International Business Research SEC Insight International Business Research Broadband Services CheckFund Manager LLC SEC Insight International Business Research
Request Description
Mutual of America Investment Corp 333-131940 Rydex Series Funds 333-132021 New Paradigm Ventures Inc The Sunshine Program Inc Home X Royalty Corporation KSM Inc Raymond F Burgert and or Clifford Wayne Hunter Barrick Gold Corporation MGI Pharma Inc Voyager Fund Inc Miravant Medical Technologies SAC Capital Management LLC New England Petroleum Limited Partnership Micro Therapeutics Inc RNT Holding Corp Martin Currie Absolute Return Fund Ltd Japan Kidd Tucker Real Estate Group LLC Michael Thomas Millennium Pharmaceuticals Inc LKK Realty Corp New NSI HT Corp NSI Acquisition Corp NSI Services Inc Cornell Capital Partners LP PAC Holding Corp American Pharmaceutical Partners Inc Mark A Angelo Ariba Inc Molecular Biosystems Inc Axcan Pharma Inc MedQuist Inc Home X-Ray Holding Corp Baxter International Inc Home X-Ray Service of Omaha copy of FOIA Request regarding CSG Systems Inc Gary Kaneb Boyd Gaming Corporation KCG Inc
Requested Date
2/27/2006 2/27/2006 2/24/2006 2/24/2006 2/24/2006 2/27/2006 2/27/2006 2/20/2006 2/27/2006 2/20/2006 2/27/2006 2/27/2006 2/20/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/20/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/28/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/20/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006
Closed Date
12/1/2006 1/9/2007 3/2/2006 3/2/2006 3/2/2006 3/2/2006 10/4/2007 2/28/2006 3/8/2006 4/11/2006 3/6/2006 7/26/2007 3/8/2006 5/22/2006 3/2/2006 6/21/2006 9/6/2006 2/28/2006 2/28/2006 3/3/2006 3/3/2006 3/7/2006 3/3/2006 3/2/2006 1/8/2008 2/11/2008 1/4/2007 3/7/2006 2/28/2006 3/3/2006 3/8/2006 2/28/2006 1/25/2008 2/28/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons DUP NIF NIF NIF NIF NIF;RTW FEE NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF (b)(7)(A) NIF WIT NIF WIT NIF;RTW (b)(7)(A) NIF (b)(7)(A);WIT NIF NIF RTW;WIT NIF
Request ID
Requester Name
Mierzejewski, Mark Costello, Maureen Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Gavin, J. Patrick Munro, Robert Gavin, J. Patrick Gavin, J. Patrick Triay, Laura Hibbard, Justin Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Torrento, Joseph Calfee, Lindsay Motz, Robert Malinowski, Thomas Calfee, Lindsay Motz, Robert Malinowski, Thomas Calfee, Lindsay Motz, Robert Lichtcsien, Susan Triay, Laura Calfee, Lindsay Motz, Robert Lichtcsien, Susan Triay, Laura Calfee, Lindsay Motz, Robert Motz, Robert Calfee, Lindsay Gavin, J. Patrick Torrento, Joseph Lynch, Megan
Organization
Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research SEC Insight Artha Capital Management Inc SEC Insight SEC Insight Altera Partners Management, Ltd. Business Week SEC Insight Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight George Van & Company Farallon Capital Management International Business Research Cotal Systems, Inc. Farallon Capital Management International Business Research Cotal Systems, Inc. Farallon Capital Management International Business Research CheckFund Manager LLC Altera Partners Management, Ltd. Farallon Capital Management International Business Research CheckFund Manager LLC Altera Partners Management, Ltd. Farallon Capital Management International Business Research International Business Research Farallon Capital Management SEC Insight George Van & Company CheckFund Manager LLC KCGI Inc
Request Description
First Eagle Funds Kidd and Company Inc Colin G Morris Kidd & Company LLC Kidd Realty Corp Rackable Systems Inc Ashwan Khanna and Taurus Global Fund Advisors Cardiac Science Corporation Placer Dome Inc Derek Steven van Eck Perry Capital LLC RITA Medical Systems Inc Peter Schoenfeld Dover Corporation DTE Energy Company P Schoenfeld Asset Management LLC CEntury Aluminum Company Abacus Small Cap Growth Fund LP Aon Corporation Wireless Professional Communication Services Inc John Kevin Kenny Jr Harrah's Entertainment Inc STC Netcom Inc Emerging Sovereign Partners LLC The Medicines Company Alacrity Systems Inc Brian J Feltzin Renee Lynn Haugerud CV Therapeutics CommSpan Inc Sheffield Asset Management Susan Haugerud Oracle Corp Andrew J Hidalgo Thematic Systems Inc Triad Hospitals Inc TRI American Ecology Corporation Abacus Asset Mangement LLC Maverick Capital Management LLC
Requested Date
2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/27/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 2/28/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006
Closed Date
6/13/2007 3/9/2006 3/9/2006 3/2/2006 3/3/2006 3/2/2006 1/10/2008 3/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons CAN NIF NIF NIF NIF NIF NIF;WIT NIF NIF;RTW NIF;WIT NIF NIF WIT NIF NIF;WIT NIF;WIT NIF NIF;WIT NIF WIT NIF NIF RTW NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/28/2006 Other Reasons 12/20/2007 Other Reasons 3/24/2008 3/28/2008 12/6/2007 3/7/2006 12/3/2007 1/25/2008 3/9/2006 1/29/2008 3/20/2006 5/9/2007 3/29/2006 3/31/2008 5/17/2007 3/3/2006 3/28/2006 8/29/2006 3/28/2006 3/3/2006 3/3/2006 12/4/2006 3/3/2006 3/3/2006 3/3/2006 10/2/2006 3/10/2006 3/3/2006 5/9/2007 3/10/2006 3/2/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);FEE NIF NIF CAN WIT NIF NIF
Request ID
Requester Name
Torrento, Joseph Triay, Laura Gavin, J. Patrick Calfee, Lindsay Calfee, Lindsay Motz, Robert Motz, Robert Gavin, J. Patrick Mierzejewski, Mark Calfee, Lindsay Motz, Robert Gavin, J. Patrick Calfee, Lindsay Motz, Robert Gavin, J. Patrick Lynch, Megan Calfee, Lindsay Calfee, Lindsay Motz, Robert Motz, Robert Gavin, J. Patrick Calfee, Lindsay Motz, Robert Hayes, Latonya Mierzejewski, Mark Motz, Robert Mack, Todd ANDERBERG, KAREN Dyson, Sarah Illig, Ron Motz, Robert Motz, Robert Triay, Laura Gavin, J. Patrick Jones, Heather Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen
Organization
George Van & Company Altera Partners Management, Ltd. SEC Insight Farallon Capital Management Farallon Capital Management International Business Research International Business Research SEC Insight Check Fund Manager LLC Farallon Capital Management International Business Research SEC Insight Farallon Capital Management International Business Research SEC Insight CheckFund Manager LLC Farallon Capital Management Farallon Capital Management International Business Research International Business Research SEC Insight Farallon Capital Management International Business Research Check Fund Manager LLC International Business Research WDS Inc DECHERT LLP Cambridge Associates International Business Research International Business Research Altera Partners Management, Ltd. SEC Insight Cambridge Associates LLC International Business Research SEC Insight International Business Research International Business Research International Business Research Jay A Arnold Galtere Ltd
Request Description
Requested Date
3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/1/2006 3/2/2006 3/1/2006 3/1/2006 3/1/2006 2/28/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006
Closed Date
4/14/2006 3/2/2006 1/22/2008 5/18/2007 9/14/2006 3/8/2006 3/6/2006 1/30/2008 3/3/2006 9/13/2006 3/3/2006 1/30/2008 3/2/2006 1/23/2008 3/3/2006 9/11/2006 3/3/2006 3/3/2006 1/22/2008 3/10/2006 4/6/2006 3/3/2006 3/3/2006 10/3/2006 3/14/2006 3/10/2006 3/13/2006 3/10/2006 3/9/2006 3/3/2006 1/9/2008 3/30/2006 3/7/2006 1/25/2008 3/7/2006 3/3/2006 3/3/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT (b)(6);WIT FEE NIF NIF NIF;WIT NIF NIF WIT NIF NIF
Exemption Cited
Premiere GLobal Services Inc NRG Energy Inc NRG Waste Management Inc Joseph A Heater Walker Comm Inc Endologix Inc Defiance Asset Management LLC Affordable Residential Communities ARC Donald C Walker First American Corporation Telik Inc TELK James J Heinz Frozen Food Express Industries Inc Lee Sanford Ainslie III Nutri System Inc NTRI Fidelity National Information Services Richard G Schubiger Heinz Corporation Forest Laboratories Inc Liberty Media Corp WPCS International Inc Attorney Pay Table for 2005 to 2006 Robert J Marcin Heinz Fischer Inc Montpelier Re Holdings Ltd Investment Advisers Brian Kelly Evanson Asset Management LLC and or Steven Evanson Quality Communications and Alarm Company Inc Heinz Fischer Properties Inc Van Eck Absolute Return Advisers Corp Ingersoll Rand Co Ltd Robert Jaffe Ozburn Hessey Logistic LLC Lightbridge Inc Derby Industries LLC Derby Industries Inc High Voltage Engineering Corp
(b)(7)(A);WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF RTW FEE NIF NIF NIF NIF;RPR (b)(7)(A);WIT NIF NIF NIF;WIT NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick DePeau, Andrew Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Jones, Heather Costello, Maureen Costello, Maureen Spence, Michael Spence, Michael Jones, Heather Spence, Michael Spence, Michael Spence, Michael Spence, Michael Jones, Heather Spence, Michael Costello, Maureen Triay, Laura Spence, Michael Payne, Mark Spence, Michael Costello, Maureen Spence, Michael DePeau, Andrew Spence, Michael Costello, Maureen Costello, Maureen Spence, Michael Spence, Michael Gibbons, Sean Gavin, J. Patrick SEC Insight
Organization
Cotal Systems, Inc. International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research Cambridge Associates LLC International Business Research International Business Research International Business Research International Business Research Cambridge Associates LLC International Business Research International Business Research International Business Research International Business Research Cambridge Associates LLC International Business Research International Business Research Altera Partners Management, Ltd. International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Williams Mullen SEC Insight
Request Description
1 Flow Corporation Renaissance Technologies Corporation HPH Real Estate Inc Pharmion Corporation Hyde Park Holdings Inc Grand Slam Acquisition Corporation Rand Acquisition Corporation Progressive Corporation Irwin Financial Corporation PFI Resource Management LP Tradusa Inc PFT Resource Management MYMDF.com Thomas McAuley Regency Affiliates Inc Royalty Holdings LLC IEG Inc International Events Group Inc Neil Barsky Leo G Herbette Special Events Report Inc Exploria Inc Brian R Disernia Stephen Friedheim DJTF Associates LLC Laurence S Levy aka Larry Levy Van Eck Associates Corporation Eastern Shipbuilding Group Inc Ocean International Marketing aka Seed International Heather F Cronin Safety 1st Inc Viscom Foundation Inc De James Harris Simons Lesa Ukman The Warehouse Associates LP Parking Company of America Airports LLC Jon Ukman Laren Ukman Wayne C Stevens relating to administrative proceeding file no 3-10605 Merge Technologies Inc
Requested Date
3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 2/28/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/2/2006 3/1/2006 3/3/2006
Closed Date
12/7/2007 3/10/2006 3/6/2006 3/10/2006 3/6/2006 3/10/2006 2/26/2008 8/2/2007 3/9/2006 3/3/2006 3/9/2006 3/3/2006 3/29/2006 3/24/2006 3/7/2006 3/3/2006 3/3/2006 3/3/2006 3/10/2006 3/3/2006 3/10/2006 3/3/2006 3/8/2006 3/8/2006 4/19/2006 3/10/2006 3/10/2006 5/17/2006 3/10/2006 3/6/2006 3/14/2006 3/6/2006 3/14/2006 3/17/2006 3/30/2006 3/30/2006 8/24/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF (b)(7)(A) NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF WIT NIF NIF NIF NIF NIF NIF NIF FEE NIF;WIT
Exemption Cited
Request ID
Requester Name
Spence, Michael Spence, Michael Harrison, Richard Lynn, Jeffrey Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Motz, Robert Harrison, Richard Harrison, Richard Gavin, J. Patrick Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Gavin, J. Patrick Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Lynn, Jeffrey Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Mierzejewski, Mark Spence, Michael Malinowski, Thomas Spence, Michael Harrison, Richard Gavin, J. Patrick Harrison, Richard Spence, Michael DePeau, Andrew Costello, Maureen Spence, Michael Spence, Michael
Organization
International Business Research International Business Research Global Securities Information, Inc. Sullivan & Cromwell LLP SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Sullivan & Cromwell LLP International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC International Business Research Cotal Systems, Inc. International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research
Request Description
Little Runaways Inc Peninsula Holdings LLC Unizan Financial Corp Gas Natural SDG SA Mercantile Bancshares Corporation Lagoon Wharf Inc Peninsula Landing Inc Nabi Biopharmaceuticals Miss Penny Inc Runaway Island Inc First Citizens Banc Corp MedAire Inc Noble International Ltd Northwest Florida Holdings Inc Seafood Distributors Inc Newmont Mining Corp DE Collegiate Pacific Inc (File # 333122250) Net2phone Inc Peninsula Trading Company Shipbuilding & Marine Repair Inc Amgen Inc Buckeye Partners LP (File # 333127868) El Paso Corp DE Caja de Ahorros y Pensiones de Barcelona Bay Fabrication Inc Southeast Marine Construction Inc Encore Medical Corp Market Central Inc (File # 333129621) Bay Harbour Management LLC Bay Shipyard Inc Van Eck Absolute Return Advisors 3ys Inc Cisco Systems Inc McGrath Rentcorp Novavax Inc (File # 3331305668) Lagoon Landing LLC Structured Portfolio Management LLC Royalty Management Inc Bayou Holdings Inc Gulf Offshore Services Inc
Requested Date
3/3/2006 3/3/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/3/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006
Closed Date
3/9/2006 3/9/2006 10/4/2006 12/4/2007 3/7/2006 3/7/2006 1/18/2008 3/17/2006 3/17/2006 1/2/2008 1/11/2008 3/8/2006 3/8/2006 1/17/2008 3/25/2008 3/7/2006 3/7/2006 3/13/2006 1/10/2008 3/10/2006 3/8/2006 3/8/2006 1/10/2008 1/10/2008 3/10/2006 3/10/2006 3/8/2006 3/10/2006 12/3/2007 3/8/2006 3/10/2006 3/7/2006 3/10/2006 3/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF RTW NIF;WIT NIF NIF
Exemption Cited
(b)(7)(A);WIT NIF NIF WIT WIT NIF NIF WIT NIF;WIT NIF NIF RTW WIT NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas Spence, Michael Spence, Michael Costello, Maureen Harrison, Richard Mierzejewski, Mark Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Liman, Lewis Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Thomas, Kenneth Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Torrento, Joseph Gavin, J. Patrick Costello, Maureen Harrison, Richard Gavin, J. Patrick Costello, Maureen Harrison, Richard Torrento, Joseph Gavin, J. Patrick Costello, Maureen Harrison, Richard Torrento, Joseph Gavin, J. Patrick Costello, Maureen Harrison, Richard Carpenter, Danielle Gavin, J. Patrick Costello, Maureen
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. Check Fund Manager LLC International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Cleary Gottlieb Steen & Hamilton LLP International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. George Van & Company SEC Insight International Business Research Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. George Van & Company SEC Insight International Business Research Global Securities Information, Inc. George Van & Company SEC Insight International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC SEC Insight International Business Research
Request Description
Yamana Gold Inc Collegiate Funding Services Inc Dycom Industries Inc (File # 333130194) Derek Steven van Eck Eastern Fisheries Inc Lagoon Landing Inc Transcontinental Energy Corp Fox and Hound Restaurant Group Steven A van Dyke Eastern Shipyards Inc Lagoon Holdings Inc Huntington Bancshares Inc MD Fresh Brands Inc Kingsway Financial Services Inc Eastern Offshore Inc Key Largo Fisheries Inc Newcastle Partners LP Compex Technologies Inc All FOIA requests for 2005 Capt Fritz Inc Inter Ocean Marine Corp Wachovia Corp New Enterasys Networks Inc DE Jay Jacobs and/or Joel Ray Jacobs Credit Acceptance Corporation HIVEC Inc Lennar Corp / NEW (File # 333130923) Edwards AG Inc Newberger Instruments Inc Metasolv Inc (File # 333129588) Presidio Fund LP AES Corporation Maxima Technologies Inc Essex Portfolio LP (File # 333131276) Crossover Venture Partners LLC American Capital Strategies Ltd Roanwell Corporation Eastman Kodak Co Cypress Late Stage Venture Fund I LP Public Storage Inc Halar Electronics Inc
Requested Date
3/6/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/3/2006 3/3/2006 3/3/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006
Closed Date
3/10/2006 4/16/2007 3/24/2008 3/6/2006 3/6/2006 3/10/2006 3/10/2006 3/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT WIT NIF NIF NIF WIT NIF NIF NIF RTW NIF NIF NIF NIF WIT RTW NIF NIF;RTW NIF RTW WIT NIF RTW NIF WIT NIF WIT NIF WIT NIF WIT NIF NIF NIF
Exemption Cited
10/24/2006 Other Reasons 11/14/2007 Granted in full 3/9/2006 3/9/2006 3/7/2008 7/26/2007 3/7/2006 3/7/2006 3/7/2006 4/16/2007 2/22/2008 5/11/2006 10/3/2007 3/8/2006 5/4/2006 3/7/2006 3/8/2006 12/5/2007 3/8/2006 1/10/2008 3/13/2006 1/30/2008 3/13/2006 4/16/2007 3/10/2006 11/9/2006 3/10/2006 Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Carpenter, Danielle Gavin, J. Patrick Costello, Maureen Harrison, Richard Molly, Kenneth Barber, Erin Harrison, Richard Harrison, Richard Malinowski, Thomas Carpenter, Danielle Costello, Maureen Harrison, Richard Malinowski, Thomas Carpenter, Danielle Costello, Maureen Harrison, Richard Barton, Justin Carpenter, Danielle Costello, Maureen Harrison, Richard Mann, Kenneth Carpenter, Danielle Costello, Maureen Harrison, Richard Geoppinger, Jean Williamson, Pat Costello, Maureen Harrison, Richard Vorobiov, Alexey Harrison, Richard Harrison, Richard Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick
Organization
Global Securities Information, Inc. Greenwich-Van Advisors LLC SEC Insight International Business Research Global Securities Information, Inc. Shustak and Partners Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Cotal Systems, Inc. Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Brown University Investment Office Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Beus Gilbert Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Waite Schneider Bayless & Chesley Co., L.P.A. Thomson Financial International Business Research Global Securities Information, Inc. Wilson Sonsini Goodrich and Rosati Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight
Request Description
Progenics Pharmaceuticals Inc (File # 333130914) Cypress Late Stage Venture Fund II Ltd Texas Roadhouse Inc Physical Electronics Inc Illini Corp American Airlines and United Airlines Vestin Fund II LLC 333-52484 J P Morgan Chase and Co American Century Growth Funds Inc 333-132114 Seasons Capital Management LLC Cypress Portfolio Group LLC Shore Instrument and Manufacturing Company Inc Westcorp CA Ravi Kaza James Vanke Derby Acquisition Corporation County Bank Corp Bain Capital Partners Jeffrey Goodman Detroit and Canada Tunnel Corporation Transport Corporation of America Inc Credit Suisse First Boston Corporation Cypress Late Stage Venture Fund II LLC Hudson Park Realty Scientific Atlanta Inc Fannie Mae aka Federal National Mortgage Association Exxon Mobil 001-02256 Amanda Acquisition Corp Rydex Series Funds 333-132021 Terayon Communication Systems Inc Security Equity Fund 333-132032 Wegener Investment Trust GSA Group Ltd Semtech Corporation Lees Curtain Company SSA Global Technologies Inc Skillaire Corporation Joy Global Inc
Requested Date
3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 2/22/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/3/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/6/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006
Closed Date
3/13/2006 3/22/2006 1/23/2008 3/22/2006 1/3/2008 3/27/2006 3/30/2006 1/12/2007 10/3/2007 3/8/2006 3/8/2006 3/8/2006 3/10/2006 3/10/2006 3/10/2006 2/7/2008 3/7/2006 3/7/2006 3/7/2006 3/12/2008 6/28/2007 3/7/2006 3/7/2006 2/26/2008 4/3/2006 7/25/2006 3/8/2006 3/29/2006 12/6/2006 6/23/2006 3/10/2006 1/11/2008 3/9/2006 3/8/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF WIT NIF (b)(7)(A) RTW NIF NIF NIF NIF NIF NIF RTW NIF NIF NIF (b)(4) FEE NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF;WIT NIF NIF;WIT NIF WIT
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Taylor, Austin Motz, Robert Mierzejewski, Mark Motz, Robert Sherman, Steven Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Taylor, Austin Mierzejewski, Mark Flaherty, Anne Mierzejewski, Mark Gavin, J. Patrick Edwards, Mark Raymi, Anna Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Edwards, Mark Foster, Alex Edwards, Mark Malinowski, Thomas Gavin, J. Patrick Edwards, Mark Malinowski, Thomas Gavin, J. Patrick Edwards, Mark Lichtcsien, Susan Gavin, J. Patrick Strawn, Scott Gavin, J. Patrick Lichtcsien, Susan Strawn, Scott Gavin, J. Patrick Mierzejewski, Mark Strawn, Scott SEC Insight
Organization
Brown University Investment Office International Business Research Check Fund Manager LLC International Business Research Law Offices of Steven Sherman International Business Research International Business Research SEC Insight SEC Insight International Business Research Brown University Investment Office Check Fund Manager LLC The Law Office of Michael S. Ostwald Check Fund Manager LLC SEC Insight Recombinant Capital Inc. Altera Partners SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Recombinant Capital Inc. First Advantage Recombinant Capital Inc. Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. CheckFund Manager LLC SEC Insight SCS Financial Services LLC SEC Insight CheckFund Manager LLC SCS Financial Services LLC SEC Insight Check Fund Manager LLC SCS Financial Services LLC
Request Description
Syniverse Holdings Inc Fortress Investment Group Autospa Corporation Robert L Chapman Jr Broadhollow Funding Corporation Securities Industry Association Ronald R Fink Tono Bungay Consulting Inc Packeteer Inc WebEx Communications Inc Rio Blouse Inc Texas Pacific Group Chapman Capital LLC Moller International Inc Christopher Mackey United Therapeutics Corporation Neoprobe Corporation TKF Partners LLC Arch Coal Inc Ruth's Chris Steak House Inc Durham Asset Management LLC TJX Companies Inc Nanogen Inc Walter Raquet Neopharm Inc David C Halpert Sensient Technologies Corporation Napro Biotherapeutics aka Tapestry Pharmaceuticals Prince Street Capital Management LLC Synovis Life Technologies Inc Myriad Genetics Inc Neil Strumingham Baker Michael Corporation Peter A Merrigan Forrester Research Inc Manchester Square Investment Group LLC Lorenz Reibling Tollgrade Communications Inc Marti P Murray Gunther Reibling
Requested Date
3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/1/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/7/2006 3/8/2006 3/8/2006 2/27/2006 3/8/2006 3/8/2006 3/8/2006 3/8/2006 3/8/2006 2/27/2006 3/8/2006 2/27/2006 3/8/2006 3/8/2006 2/27/2006 3/8/2006 3/8/2006 2/27/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006
Closed Date
1/11/2008 5/2/2006 5/4/2006 3/10/2006 4/11/2006 3/10/2006 3/15/2006 1/16/2008 12/6/2007 4/6/2006 3/14/2006 6/28/2007 3/24/2006 2/25/2008 3/10/2006 12/7/2007 3/20/2006 6/29/2007 3/10/2006 9/29/2006 3/9/2006 9/22/2006 5/4/2007 3/10/2006 12/7/2006 3/10/2006 1/8/2008 3/14/2006 8/30/2007 3/10/2006 3/10/2006 1/30/2008 3/13/2006 3/20/2006 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT FEE FEE FEE NIF NIF NIF;WIT WIT NIF NIF
Exemption Cited
(b)(5);(b)(7)(C) NIF WIT NIF WIT WIT NIF WIT NIF NIF NIF;RTW NIF WIT NIF WIT NIF NIF NIF NIF NIF;WIT NIF NIF
Request ID
Requester Name
Mierzejewski, Mark Gavin, J. Patrick Strawn, Scott Gavin, J. Patrick Strawn, Scott Gavin, J. Patrick Strawn, Scott Strawn, Scott Spence, Michael Gavin, J. Patrick Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Walker, Ron Gavin, J. Patrick Costello, Maureen Harrison, Richard Harrison, Richard Spence, Michael Costello, Maureen Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Plave, Ruth Vitale, Kenneth Harrison, Richard Costello, Maureen SEC Insight
Organization
Check Fund Manager LLC SCS Financial Services LLC SEC Insight SCS Financial Services LLC SEC Insight SCS Financial Services LLC SCS Financial Services LLC International Business Research SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research
Request Description
Murray Capital Management Inc Asbury Automotive Group Inc Scott R Tully Particle Drilling Technologies Inc James M Alden Calavo Growers Inc Tinchuck Agnes Ng Michelle Campagna M80 Services Inc Teppco Partners LP Iron Mountain Resources Inc Sirna Therapeutics Inc 333-129944 Guardian International Inc Devcon International Corp Google Inc Trinet Corporate Realty Trust Clifford Press Neil N Hasson Venus Beauty Supply Inc 333-131538 Neoforma Inc UAP Holding Corp 333-131080 Americasbank Corp 333-130542 Leopard Communications Inc Wells Fargo and Company Crown Castle International Corporation Connectrics Acquisition Corporation Telentpoint Inc 333-131409 i2 Technologies Inc 333-127722 David Neupert Carolyn Corporation Corautus Genetics Inc 333-131000 Telewest Global Inc Jay Sugarman Letitia Corporation Essex Property Trust Inc DOR BioPharma Inc Arden Group Inc Goerge Plave Wachovia Bank N A Remote MDX Inc 333-130947 Sugarman Inc
Requested Date
3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/9/2006 3/10/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006 3/10/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006 3/7/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/6/2006 3/6/2006 3/13/2006 3/10/2006
Closed Date
3/13/2006 5/25/2007 3/24/2006 4/23/2007 3/13/2006 1/9/2008 3/27/2006 3/10/2006 3/14/2006 3/14/2006 1/29/2008 2/20/2008 12/6/2007 3/15/2006 3/22/2006 3/31/2006
Final Disposition
Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF (b)(7)(A) NIF NIF NIF WIT NIF NIF NIF WIT NIF WIT NIF WIT WIT NIF NIF NIF WIT WIT RTW RTW NIF
Exemption Cited
12/12/2007 Other Reasons 12/12/2007 Other Reasons 12/12/2006 Other Reasons 10/24/2006 Other Reasons 3/16/2006 3/20/2006 3/15/2006 1/22/2008 4/16/2007 3/15/2006 3/16/2006 1/28/2008 1/12/2007 3/16/2006 3/16/2006 4/16/2007 11/7/2006 3/14/2006 3/14/2006 3/14/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
FEE;NIF;RPR;RTA;RTO;RTW WIT NIF WIT WIT NIF NIF WIT RTW NIF NIF WIT RTW NIF NIF;RPR NIF
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Hedrick, Charles Gavin, J. Patrick Spence, Michael Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Carpenter, Danielle Harrison, Richard Fuzesi, Stephen Dovin, Edward Costello, Maureen Gavin, J. Patrick Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard King, Matthew Gavin, J. Patrick Harrison, Richard Harrison, Richard Johnson, Carlton Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard Gavin, J. Patrick Malinowski, Thomas Johnson, Geoffrey DePeau, Andrew Morley, Roger
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Law Offices of Williams & Connolly LLP Dovin Malkin Ficken LLC International Business Research SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Tewell & King SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Check Fund Manager LLC SEC Insight Check Fund Manager LLC Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. Scott & Scott LLC Cotal Systems, Inc. Summit Investigations
Request Description
Regenerx Biopharmaceuticals Inc 333-125861 Ethan Allen Interiors Inc 333-131539 Samaritan Pharmaceuticals Inc 333-130356 NTL Inc Boots and Coots International Well Control Inc Seawest Financial Corporation Manhattan Associates Inc Sherri Lynn Leopard Natalie Acquisition Corporation Insmed Inc 333-131535 Weight Watchers International Inc Opticare Health Systems Inc Stephen Francis Moore Hollywood Media Corp 333-130903 Maurice Greenberg Bricolage Capital LLC iStar Financial Group 1 Automotive Inc ProChannel Management Beacon Power Corp 333-130208 Dyax Corp 333-127859 Hydraulic Well Control Business Refac Amir Heshmatpour Metrocorp Bancshares Inc Beacon Power Corp Natural Gas Services Group Inc 333-130879 Justus Sauerland Mentor Graphics Corporation GRT Capital Partners LLC Granite Construction Inc Timothy Krochuk Centerpoint Properties Trust Omnivision Technologies Inc Discovery Capital Management LLC Fifth Third Bancorp Hanover Square Associates LLC Larry L Lozensky
Requested Date
3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006 3/13/2006 3/9/2006 3/10/2006 3/10/2006 3/10/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/7/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006
Closed Date
8/24/2006 8/21/2007
Final Disposition
Other Reasons Other Reasons RTW RTW WIT NIF NIF NIF;RTW NIF NIF RTW NIF RTW (b)(7)(A) NIF NIF WIT NIF RTW RTW WIT NIF WIT RTW RTW NIF WIT NIF NIF;WIT NIF NIF WIT NIF NIF NIF
Exemption Cited
11/14/2007 Granted in full 12/10/2007 Other Reasons 10/10/2007 Other Reasons 12/1/2006 3/14/2006 3/17/2006 3/17/2006 9/25/2006 3/14/2006 5/18/2006 3/17/2006 3/14/2006 1/10/2008 3/15/2006 9/22/2006 3/7/2008 1/10/2008 3/24/2006 1/22/2008 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Burks, Michael Mierzejewski, Mark Morley, Roger Mierzejewski, Mark Morley, Roger Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Kern, Matthew Kern, Matthew Johnson, Carlton Gavin, J. Patrick Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Morley, Roger Harrison, Richard Foster, Alex Carpenter, Danielle Simonian, Guy Simonian, Guy Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Casey, Mike Casey, Mike Miller, Ken Costello, Maureen Costello, Maureen Costello, Maureen Motz, Robert Motz, Robert Motz, Robert -
Organization
Check Fund Manager LLC Summit Investigations Check Fund Manager LLC Summit Investigations Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Katten Muchin Roseman LLP Katten Muchin Roseman LLP SEC Insight Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. SEC Insight Summit Investigations Global Securities Information, Inc. First Advantage Greenwich-Van Advisors LLC Cotal Systems, Inc. Cotal Systems, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC The Kansas City Star The Kansas City Star Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Manu Daftary
Request Description
AMN Healthcare Services Gold and Minerals Inc Woodrow Partners Fund LP El Capitan SBL Fund 333-132224 SBL Fund 333-132222 DWS Advisor Funds 333-132245 DWS International Fund Inc 333-132239 Varde Partners Inc Waltham Watch Company Iseca Inc Waltham International SA Waltham Industries Corporation Carlton P Johnson Jr Mobile Mini Inc Banc of America Funds Trust 333-132211 Marcia Page Amphenol Corporation Dave and Busters Inc CapitalSource Inc Charles C Mottley Lowrance Electronics Inc Walter Raquet Michael Francis Cornell Chapwood Capital Chapwood Capital Partners Ashmore Multi Strategy Fund Ltd Ashmore Group Ltd Ashmore Management Company Ltd Ashmore Investment Management Ltd list of fines levied by the SEC and amount collected since 2000 list of enforcement actions SEC has taken against brokers since 2000 Glen Schneider Michael J Puntoriero Fleetwood Vacation Club Inc First Consulting Group Inc Clyde L Edwards Sr Marie Joseph Jean Gerard Lesur aka Jean Gerard Lesur Martin Emiliano Escobari Lifchitz aka Martin Escobari
Requested Date
3/10/2006 3/13/2006 3/10/2006 3/13/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006 3/13/2006 3/13/2006 3/3/2006 3/13/2006 3/13/2006 3/10/2006 3/13/2006 3/13/2006 3/13/2006 3/10/2006 3/13/2006 3/13/2006 3/10/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006
Closed Date
3/27/2006 3/27/2006 3/17/2006 9/13/2006 9/7/2006
Final Disposition
NIF NIF NIF NIF CAN (b)(4) (b)(4) NIF NIF NIF NIF RTW;WIT WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF RTO;RTW NIF FEE;WIT NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Exemption Cited
11/27/2006 Denied in full 11/27/2006 Denied in full 3/14/2006 4/11/2006 4/18/2006 3/28/2006 1/25/2008 6/28/2006 10/3/2007 8/1/2007 3/22/2006 1/15/2008 3/15/2006 3/17/2006 3/17/2006 3/15/2006 3/15/2006 3/20/2006 3/20/2006 7/24/2006 3/29/2006 3/15/2006 4/12/2006 3/16/2006 3/16/2006 3/15/2006 3/15/2006 3/15/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Carpenter, Danielle Simonian, Guy Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Simonian, Guy Simonian, Guy Simonian, Guy Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Burkhart, Kent Gavin, J. Patrick Schultz, David Gavin, J. Patrick Williamson, Pat Gavin, J. Patrick x, Corey Gavin, J. Patrick Ellison, Sarah Melendez, Lisa Carpenter, Danielle Melendez, Lisa Melendez, Lisa Carpenter, Danielle Melendez, Lisa
Organization
Greenwich-Van Advisors LLC Cotal Systems, Inc. International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight International Business Research Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight Thomson Financial SEC Insight Vertical Screen SEC Insight The Wall Street Journal International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research Mark Coombs Craig Pollak Oakley Inc eBuilt Inc
Request Description
Requested Date
3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/14/2006 3/15/2006 3/16/2006 3/16/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/15/2006 3/16/2006 3/15/2006 3/16/2006 3/15/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006
Closed Date
3/29/2006 4/4/2006 3/16/2006 3/16/2006 12/6/2007 9/19/2007 4/6/2006 6/28/2006 6/28/2006 6/28/2006 4/5/2006 3/17/2006 4/4/2006 1/30/2008 1/22/2008 1/11/2008 1/10/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in full Denied in part Denied in part Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF WIT WIT (b)(7)(A) (b)(7)(A)
Exemption Cited
Open Text Corporation Safeway Inc Fairfax Financial Holdings Ltd Proquest Co SAC Capital Management LLC SAC Capital Advisors LLC SAC Capital Management Inc LandAmerica Financial Group Inc Odyssey Re Holdings Corporation Edwards Fabrication Inc Scott Sterling Johnston Champion Enterprises Inc GMH Communities Trust Adaptec Inc Synergy Financial Group Inc First Commonwealth Financial Corporation Integra Bank Corporation Curagen Corporation Alliancebernstein Holding LP Sterling Johnston Capital Management Lennox International Inc BMC Ventures Inc and William Robert Kepler Human Genome Sciences Inc BGII Colonial Bancgroup Inc ConocoPhilips 001-32395 Biolase Technology Inc Miriam Mercado DTS Inc Levi V Anheuser Busch Cos John P Sharp Lisa OConnar Biochemist Inc The Charles R Cantor Foundation Mellon Capital Management Corporation Siga Technologies Inc
(b)(7)(A);NIF (b)(7)(A);NIF (b)(7)(A);NIF NIF WIT NIF NIF WIT (b)(7)(A);WIT WIT WIT NIF;WIT NIF;WIT NIF WIT NIF (b)(7)(A);NIF RTC NIF;WIT (b)(4);(b)(8) WIT NIF;WIT FEE NIF;WIT (b)(6) NIF NIF NIF NIF NIF (b)(7)(A)
11/15/2007 Other Reasons 10/18/2007 Other Reasons 1/17/2008 3/21/2006 9/5/2006 4/6/2006 2/22/2008 4/20/2006 12/3/2007 1/25/2008 4/12/2006 1/16/2008 3/17/2006 5/19/2006 4/4/2006 3/22/2006 3/29/2006 3/29/2006 3/31/2006 Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Request ID
Requester Name
Melendez, Lisa Williamson, Pat Melendez, Lisa DePeau, Andrew Melendez, Lisa Lichtcsien, Susan Melendez, Lisa Daly, Shauna Melendez, Lisa Melendez, Lisa Carpenter, Danielle Melendez, Lisa Carpenter, Danielle Melendez, Lisa Carpenter, Danielle Melendez, Lisa Melendez, Lisa Carpenter, Danielle Melendez, Lisa Melendez, Lisa Carpenter, Danielle Melendez, Lisa Haeussler, John Melendez, Lisa DePeau, Andrew Melendez, Lisa Lichtcsien, Susan Melendez, Lisa Mierzejewski, Mark Gavin, J. Patrick O'Neill, Patrick Huang, William Melendez, Lisa Carnow, Mark Harrison, Richard O'Neill, Patrick Gavin, J. Patrick O'Neill, Patrick Huang, William
Organization
International Business Research Thomson Financial International Business Research Cotal Systems, Inc. International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research Barrack, rodos & Bacine International Business Research Cotal Systems, Inc. International Business Research CheckFund Manager LLC International Business Research Check Fund Manager LLC SEC Insight EACM Advisors, LLC EACM Advisors LLC International Business Research Grippo & Elden Global Securities Information, Inc. EACM Advisors, LLC SEC Insight EACM Advisors, LLC EACM Advisors LLC Panvera
Request Description
ChevronTexaco Vertex Pharmaceuticals Peter Steven Hajas Xencor Inc Mesirow Financial Holdings BrainCells Inc John Sidney McCain III John E Lucas Larry M Myres Mellon Financial Corporation Harry F Hixson Jr Henri Fouda Charles R Cantor aka Charlie Cantor Mellon Offshore Global Opportunity Master Fund Ltd Chari G Stylli aka Harry Stylli Amgen Inc Mellon Offshore Global Opportunity Fund Ltd New England Complex Systems Axiom Biotechnologies Inc Mellon Global Opportunity Fund LLC Elitra Pharmaceuticals Chirons Counsel Sequenom Inc Telluride Asset Management LLC CovX Pharmaceuticals Martin B Kaplan Aurora Biosciences Charles H Dubois ProLogis Piedmont Investment Advisors LLC Mark A Thompson Hixson Capital Management Inc Alliance Capital Management LP Solomon Technologies Inc (File # 333125727) Charles L Curry Jr Tesoro Corporation Clarissa Parker Andrew W Turner
Requested Date
3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/10/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/15/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/16/2006 3/17/2006 3/17/2006 3/17/2006 3/16/2006 3/10/2006 3/20/2006 3/17/2006 3/17/2006 3/17/2006 3/17/2006
Closed Date
3/29/2006 3/28/2006 4/3/2006 4/6/2006 4/6/2006 4/5/2006 4/13/2006 3/20/2006 3/31/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/17/2006 3/17/2006 3/23/2006 3/24/2006 3/23/2006 3/17/2006 6/28/2007 3/20/2006 3/31/2008 4/11/2006 1/11/2008 4/21/2006 4/6/2006 3/28/2006 3/29/2006 1/17/2008 3/21/2006 1/10/2008 4/6/2006 3/21/2006 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF (b)(6);NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF WIT NIF NIF NIF (b)(7)(A) WIT NIF NIF;WIT NIF NIF
Exemption Cited
Request ID
Requester Name
Huang, William Melendez, Lisa Melendez, Lisa Harrison, Richard Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark O'Neill, Patrick Huang, William O'Neill, Patrick Melendez, Lisa Huang, William Melendez, Lisa Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick O'Neill, Patrick Huang, William Melendez, Lisa Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick O'Neill, Patrick O'Neill, Patrick Huang, William Melendez, Lisa Harrison, Richard Melendez, Lisa Harrison, Richard Ruter, Theodore O'Neill, Patrick Huang, William Mierzejewski, Mark Melendez, Lisa Harrison, Richard O'Neill, Patrick Melendez, Lisa
Organization
EACM Advisors LLC International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Check Fund Manager LLC EACM Advisors, LLC EACM Advisors LLC EACM Advisors, LLC International Business Research EACM Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight EACM Advisors, LLC EACM Advisors LLC International Business Research Global Securities Information, Inc. Check Fund Manager LLC SEC Insight EACM Advisors, LLC EACM Advisors, LLC EACM Advisors LLC International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. EACM Advisors, LLC EACM Advisors LLC Check Fund Manager LLC International Business Research Global Securities Information, Inc. EACM Advisors, LLC International Business Research Dana L Feick
Request Description
Discovery Partners International Inc Rajyabiotics Corporation Redback Networks Inc (File # 333114352) Highland Funds 333-132400 21st Century Insurance Group Amy Jo Gottfurcht Donald C Mullins Jr Riverbridge Partners LLC Dawn Alston Paige UV Solutions Inc John W Peyton America Scientific Resources Inc Calvert Tax Free Reserves (File # 333132511) International Equity Portfolio MA 811-21867 National Oilwell Varco Inc ev3 Inc Clifford D Mpare Philip W Dobrzynski Carlsbad Consulting LLC ECB Bancorp Inc (File # 333128843) SSI Investment Management Inc Tekelec Della Hood-Laster Zaid Abdul Aleem Rick D Moulton EpiCept Corporation Siesta Key Capital Funds 333-132494 San Diego Opera Association Ashford Hospitality Trust Inc (File # 333118746) New Century Mortgage Corp Isaac H Green Robert A Hensel Bradford J Ebner Biocircuits Corp Morgan Stanley Balanced Growth Fund (File # 333132395) Sumali Sanyal FHG Pharmaceuticals Inc
Requested Date
3/17/2006 3/16/2006 3/16/2006 3/20/2006 3/20/2006 3/17/2006 3/17/2006 3/17/2006 3/17/2006 3/17/2006 3/16/2006 3/17/2006 3/16/2006 3/20/2006 3/20/2006 3/17/2006 3/17/2006 3/17/2006 3/17/2006 3/16/2006 3/20/2006 3/17/2006 3/17/2006 3/17/2006 3/17/2006 3/17/2006 3/16/2006 3/20/2006 3/16/2006 3/20/2006 3/10/2006 3/17/2006 3/17/2006 3/17/2006 3/16/2006 3/20/2006 3/17/2006 3/16/2006
Closed Date
4/6/2006 6/20/2006 3/21/2006 12/7/2006 3/21/2006 4/12/2006 4/12/2006 3/23/2006 4/6/2006 3/23/2006 3/23/2006 4/11/2006 2/29/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF FEE NIF (b)(4) NIF;WIT NIF (b)(6);NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF;WIT NIF NIF NIF NIF
Exemption Cited
11/28/2006 Other Reasons 12/4/2007 4/4/2006 4/6/2006 4/6/2006 3/20/2006 2/1/2008 3/30/2006 3/21/2006 3/30/2006 3/22/2006 3/28/2008 3/22/2006 5/23/2007 4/6/2006 3/22/2006 3/22/2006 3/21/2006 8/22/2006 3/21/2006 3/21/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
(b)(7)(A);WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF
Request ID
Requester Name
Harrison, Richard Ford, Cristie Sikes, Anita Mierzejewski, Mark Melendez, Lisa Harrison, Richard Sasso, Michael Melendez, Lisa Harrison, Richard Harrison, Richard Williamson, Pat Melendez, Lisa Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Melendez, Lisa Harrison, Richard Gavin, J. Patrick Melendez, Lisa Harrison, Richard Uvodich, Wayne Gavin, J. Patrick Melendez, Lisa Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Williamson, Pat Melendez, Lisa Uvodich, Wayne Harrison, Richard Harrison, Richard Melendez, Lisa Harrison, Richard Malinowski, Thomas Harrison, Richard Gavin, J. Patrick
Organization
Global Securities Information, Inc. University of British Columbia Check Fund Manager LLC International Business Research Global Securities Information, Inc. The Tampa Tribune International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Thomson Financial International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Thomson Financial International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. SEC Insight
Request Description
Morgan Stanley Utilities Fund 333-132342 Monsanto Company Sharebuilder Securities Corp Salus Capital Management Inc Oxigene Inc Morgan Stanley Strategist Fund 333-132344 Outback Steakhouse Inc Arena Pharmaceuticals Inc Wisdom Tree Trust 333-132380 Nakoma Mutual Funds 811-21865 BP Plc 001-06262 The Harry and Georgiana Hixson Foundation Net2Phone Inc Serena Software Inc Cavalry Bancorp Inc Gerber Scientific Inc Quidel Inc Associated Center Business BioScrip Inc GeneSys Therapeutic Corp McKenzie Bay International Ltd 333-129673 Z Touch Systems Inc Faro Technologies Inc Somatix Therapy Corp Compass Bancshares Inc ID Systems Inc 333-131489 TS Electronics Inc (File # 333129161) USA Truck Inc Total SA (File No. 001-10888) ActivX Biosciences Inc Innovative Financial Services Inc Golden Phoenix Minerals Inc MN 333-131226 Amedisys Inc RxKinetix Inc Interpool Inc 333-127088 Daniel W Morehead Axonyx Inc REMEC Inc
Requested Date
3/20/2006 3/18/2006 3/17/2006 3/17/2006 3/16/2006 3/20/2006 3/17/2006 3/16/2006 3/20/2006 3/20/2006 3/17/2006 3/16/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006
Closed Date
8/24/2006 3/28/2006 3/21/2006 3/20/2006 3/28/2006 8/24/2006 7/5/2006 3/23/2006 5/23/2007 6/11/2007 4/11/2007 3/23/2006 4/16/2007 10/3/2007 12/6/2007 3/22/2006 1/7/2008 3/23/2006 10/3/2006 4/7/2006 3/21/2006 1/9/2008 1/10/2008 11/7/2006 12/3/2007 6/19/2007 3/22/2006 4/7/2006 4/16/2007 4/16/2007 3/28/2006 4/12/2006 4/16/2007 9/19/2007
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in full Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part NIF FEE NIF NIF (b)(7)(A) NIF NIF WIT NIF WIT NIF WIT WIT NIF NIF
Exemption Cited
(b)(7)(A);NIF;WIT NIF WIT WIT RTW NIF;WIT NIF NIF WIT WIT NIF RTW NIF WIT (b)(2);(b)(5);(b)(7)(C)
Request ID
Requester Name
Harrison, Richard Harrison, Richard Malinowski, Thomas Melendez, Lisa Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Mierzejewski, Mark Harrison, Richard Huang, William Gavin, J. Patrick Costello, Maureen Costello, Maureen Malinowski, Thomas Mierzejewski, Mark Sharif, Ahmed Melendez, Lisa Melendez, Lisa Huang, William Carling, Jennifer Gavin, J. Patrick Malinowski, Thomas Costello, Maureen Costello, Maureen Sharif, Ahmed Melendez, Lisa DePeau, Andrew Melendez, Lisa Sharif, Ahmed Gavin, J. Patrick Costello, Maureen Melendez, Lisa Costello, Maureen Melendez, Lisa DePeau, Andrew Melendez, Lisa Huang, William Melendez, Lisa
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. EACM Advisors LLC SEC Insight International Business Research International Business Research Cotal Systems, Inc. Check Fund Manager LLC SCS Financial Services LLC International Business Research International Business Research EACM Advisors LLC Advanced GeoServices SEC Insight Cotal Systems, Inc. International Business Research International Business Research SCS Financial Services LLC International Business Research Cotal Systems, Inc. International Business Research SCS Financial Services LLC SEC Insight International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research EACM Advisors LLC International Business Research
Request Description
Standard Motor Products Inc Media Sciences International Inc 333-122400 Patera Capital Management LP Neurocine Biosciences Inc Innospec Inc TD Holding Corp IDT Corp Arthur Levy Pinnacle Financial Partners Inc Ericott Group LLC Arel Communications & Software Ltd Gregory A Kozlowski Park National Corporation Python Medical Inc Spinal Modulation Inc Stephen Philip Cherner Marc Gabelli George James William F Duker aka Bill Duker Amici LLC Charles J Schmidt Contacts for Environmental Services MEMC Electronic Materials Inc Sky Capital LLC Mir Imran aka Mir A Imran Reflow Inc Brian Leach W F D PC Balyasny Asset Management LP Litigation Economics Inc Vikram Pandit Intersil Corporation Meditron Inc Duker & Barrett aka Duker Barrett Gravante & Markel Surface Genesis Inc American Family Pharmacy Visium Asset Management LP Cambridge Medical Centers Christopher T McCormick Aimster
Requested Date
3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/20/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 1/18/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006
Closed Date
9/29/2006 4/7/2006 3/24/2006 3/7/2008 1/4/2008 4/3/2006 3/18/2008 3/22/2006 4/16/2007 3/28/2006 1/25/2008 3/28/2006 3/28/2006 6/21/2006 6/29/2006 9/13/2006 4/5/2006 4/5/2006 3/23/2006 4/4/2006 3/23/2006 3/24/2006 4/4/2006 4/4/2006 3/28/2006 4/4/2006 3/24/2006 1/16/2008 3/27/2006 3/28/2006 3/27/2006 3/28/2006 3/23/2006 3/28/2006 3/27/2006 3/28/2006
Final Disposition
WIT RTW NIF NIF RTW WIT NIF NIF WIT NIF NIF;WIT NIF NIF FEE Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Melendez, Lisa Costello, Maureen Melendez, Lisa Sharif, Ahmed Melendez, Lisa Huang, William Melendez, Lisa Gavin, J. Patrick Melendez, Lisa Costello, Maureen Melendez, Lisa Huang, William Melendez, Lisa Melendez, Lisa Gavin, J. Patrick Costello, Maureen Melendez, Lisa Costello, Maureen Melendez, Lisa Mierzejewski, Mark Melendez, Lisa Melendez, Lisa Sharif, Ahmed Melendez, Lisa Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Strawn, Scott Gavin, J. Patrick Gavin, J. Patrick Drummond, Bob Strawn, Scott Strawn, Scott Mierzejewski, Mark SEC Insight
Organization
International Business Research International Business Research International Business Research SCS Financial Services LLC International Business Research EACM Advisors LLC International Business Research SEC Insight International Business Research International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research SCS Financial Services LLC International Business Research International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC Cotal Systems, Inc. SEC Insight SEC Insight International Business Research SCS Financial Services LLC SEC Insight SEC Insight Bloomberg News SCS Financial Services LLC SCS Financial Services LLC Check Fund Manager LLC BuddyUSA Novasonics AbovePeer John Havens
Request Description
EMC Corproration
Requested Date
3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/21/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006
Closed Date
4/10/2006 3/23/2006 4/10/2006 4/4/2006 4/10/2006 3/24/2006 4/10/2006 4/6/2006 3/24/2006 4/6/2006 3/23/2006 4/6/2006 4/6/2006 8/29/2006 3/22/2006 4/6/2006 3/22/2006 4/7/2006 5/24/2006 4/7/2006 4/7/2006 3/28/2006 4/7/2006 3/28/2006 3/28/2006 3/24/2006 9/7/2006 3/24/2006 1/17/2008 3/24/2006 4/11/2006 5/17/2006 2/1/2008 4/4/2006 4/4/2006 4/10/2006 -
Final Disposition
WIT NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Piz Products Pi2 Products Edward O Eberle Piz Inc Pi2 Inc Dollar General Corporation iDeal Ventures MDI Source com Inc Legal Scientific Analysis Group Gerald L Seizert Legal Scientific Systems Datamine LLC Franklin Resources Inc Entrack Inc Economic Resource Associates Cardiovasc Inc Robert B Silver A Professional Corporation Gabelli and Company Inc Hawrylewicz & Robertson PA HR Construction Group Inc Guru Ramakrishnan Sharon M Duker Intraspace Inc Mir Imran Research Corporation Michael Klearman Brian Muller Treflie Capital Management LLC Shenandoah Telecommunications Co Autobytel Inc Cardiac Pathways Corp David Grodsky Restoration Hardware Inc Volt Information Sciences Inc A list of "fail to deliver" required by SEC's regulation SHO Phillip Grigus Andrew Hick George Kellner
(b)(6);FEE;NIF NIF NIF NIF NIF NIF NIF NIF (b)(6);NIF NIF WIT WIT NIF NIF NIF;RTW WIT NIF NIF NIF -
Request ID
06-04016-FOIA 06-04017-FOIA 06-04018-FOIA 06-04019-FOIA
Requester Name
Delizonna, Harry Malinowski, Thomas Gavin, J. Patrick Lynch, Megan -
Organization
Eric Roach Cotal Systems, Inc. SEC Insight CheckFund Manager LLC
Request Description
Richard M Burridge Jr Harris Corporation DB Zwirn and Co aka Zwirn Holdings aka Zwirn Special Opportunities Fund aka Highbridge Zwirn SOF Kellner DiLeo Cohen and Co LP Fidelity JP Just Matthew Hulsizer March Partners LLC Safeco Insurance RMB Capital Management Discover Brokerage Direct Daniel Bernard Zwirn Jennifer Just Victor Linell Astec Industries Inc Roach Capital Partners Investigation File No HO 9818 Cross Shore Capital Management LLC Michael Ansour Scholastic Corporation Fortissimo Capital Management Ltd P F Chang's China Bistro Inc Fortissimo Acquisition Corp Hooper Holmes Inc Nur Macroprinters Ltd Noosh Inc YRC Worldwide Inc fka Yellow Roadway Corporation Telrad Networks Ltd Greenwich Polo Group Ltd Hunt JB Transport Services Inc Electro Scientific Industries Inc Broadreach Capital Partners Jerusalem Venture Partners Michael A Boyd Sphera Corporation Alpine Global Investments Inc Kishore Mirchandani Madison Realty Capital LP
Requested Date
3/23/2006 3/22/2006 3/22/2006 3/22/2006
Closed Date
3/28/2006 4/18/2006 1/25/2008 4/18/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF
Exemption Cited
Mierzejewski, Mark Porter, Charles Strawn, Scott Strawn, Scott Mierzejewski, Mark Fuehrmeyer, Matthew Malinowski, Thomas Delizonna, Harry Lynch, Megan Strawn, Scott Lichtcsien, Susan Gavin, J. Patrick Delizonna, Harry Aguirre, Gary Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Barton, Justin Spence, Michael Mierzejewski, Mark Spence, Michael Lichtcsien, Susan Motz, Robert DePeau, Andrew
Check Fund Manager LLC SCS Financial Services LLC SCS Financial Services LLC Check Fund Manager LLC Democratic Senatorial Cotal Systems, Inc. CheckFund Manager LLC SCS Financial Services LLC CheckFund Manager LLC SEC Insight CheckFund Manager LLC Check Fund Manager LLC SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight SEC Insight Brown University Investment Office International Business Research Check Fund Manager LLC International Business Research CheckFund Manager LLC International Business Research Cotal Systems, Inc.
3/22/2006 3/14/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/23/2006 3/22/2006 3/22/2006 3/22/2006 3/22/2006 3/23/2006 3/21/2006 3/22/2006 3/22/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006
5/2/2006 3/29/2006 4/11/2006 3/24/2006 4/12/2006 5/18/2006 4/3/2006 3/29/2006 4/3/2006 3/27/2006 3/29/2006 3/30/2006 3/29/2006 4/11/2006 4/11/2006 4/12/2006 4/6/2006 1/23/2008 4/11/2006 2/1/2008 4/5/2006 4/4/2006 1/11/2008 4/11/2006 3/29/2006 5/25/2007 3/24/2006 3/27/2006 3/27/2006 3/24/2006 3/24/2006 3/24/2006 3/28/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
FEE RTO;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF (b)(7)(A) NIF NIF NIF NIF WIT NIF NIF;WIT NIF NIF WIT NIF NIF WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Stephens, Bruce Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Torrento, Joseph Malinowski, Thomas Schuster, Fredric Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Gavin, J. Patrick Malinowski, Thomas Harrison, Richard Torrento, Joseph Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Torrento, Joseph Lynch, Megan Gavin, J. Patrick Torrento, Joseph Harrison, Richard Harrison, Richard
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Concord Company LLC Check Fund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. George Van & Company Cotal Systems, Inc. Washington Metropolitan Area Transit Authority SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. Global Securities Information, Inc. George Van & Company SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. George Van & Company CheckFund Manager LLC SEC Insight George Van & Company Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Finney Jacob Cherian aka F Jacob Cherian Suhel L Kanuga Outsource Partners International Inc fka itAccounts BPO Services Inc Mirchandani and Company LLP MLZ Partners LLP MSL Business Solutions Inc Genesis Securities LLC 8-051614 Marlon Quan Phoenix Technologies Ltd Finish Line Inc Affiliated Computer Services Inc Energy Income and Growth Fund 333-131771 Trent May Clark Randolph Gates VI Suzanne Johnson URS Corporation Eschelon Telecom Inc 333-131462 First Union Real Estate Equity and Mortgage Investments 333-131595 Brillian Corp 333-131758 Stewardship Investment Advisors LLC New Dragon Asia Corp 333-131191 Allegheny Technologies Incorporated Centrix Funds LLC Goodyear Tire and Rubber Co 333-127918 James Lurie Heartland Express Inc Corporate Property Associates 16 Global Inc 333119265 Memory Pharmaceuticals Corp 333-129188 Nextest Systems Corp 333-130100 Deer Creek Capital Partners LLC Laird R Landmann ADC Telecommunications Inc Deer Creek Fund LP Daughterty Resources Inc 333-130911 Health Sciences Group Inc 333-111851
Requested Date
3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/23/2006 3/24/2006 3/24/2006 3/24/2006 3/24/2006 3/27/2006 3/27/2006 3/24/2006 3/24/2006 3/27/2006 3/24/2006 3/27/2006 3/27/2006 3/27/2006 3/24/2006 3/27/2006 3/24/2006 3/24/2006 3/27/2006 3/24/2006 3/24/2006 3/27/2006 3/27/2006 3/27/2006 3/24/2006 3/24/2006 3/24/2006 3/24/2006 3/27/2006 3/27/2006
Closed Date
3/28/2006 3/28/2006 3/28/2006 3/27/2006 3/27/2006 3/28/2006 3/27/2006 4/20/2006 3/30/2006 12/6/2007 4/30/2007 4/21/2006 4/19/2006 5/11/2006 1/11/2008 4/16/2007 1/2/2008 3/10/2008 3/27/2006 1/8/2008 4/11/2006 1/28/2008 4/12/2006 1/10/2008 2/22/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT WIT WIT NIF NIF (b)(6) WIT WIT WIT NIF NIF RTW WIT NIF WIT NIF NIF;WIT RTW NIF NIF NIF NIF WIT -
Exemption Cited
11/13/2007 Granted in full 12/14/2006 Other Reasons 3/28/2006 4/13/2006 8/31/2007 4/13/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Lichtcsien, Susan Lynch, Megan Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Harrison, Richard Zickel, Brian Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Costello, Maureen Mierzejewski, Mark Costello, Maureen Mierzejewski, Mark Costello, Maureen Lichtcsien, Susan Costello, Maureen Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan Costello, Maureen Lichtcsien, Susan Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Centurion Research Corporation Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. International Business Research Check Fund Manager LLC International Business Research Check Fund Manager LLC International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC SEC Insight CheckFund Manager LLC International Business Research CheckFund Manager LLC SEC Insight
Request Description
Digital River Inc DE 333-122068 Tower Semiconductor Ltd National Information Resources Inc West Gate Advisors aka Metropolitan West Asset Management Conseco Inc 333-129555 Broadcast International Inc 333-125710 Used Kar Parts Inc 333-127071 Equitable Resources Inc /PA/ 333-129286 Apollo Investment Corp 333-124007 Neuberger Berman Advisers Management Trust 333-132610 Corey Ribotsky Inamed Corp Labat Anderson Inc BSI2000 Inc Entergy Arkansas Inc 333-127780 Allergan Inc Calvert Tax Free Reserves 333-132511 Union Community Bancorp AJW Partners Inc Divident Income Portfolio 811-21875 Cruzan International Inc Mainsource Financial Group Catalyst Funds 333-132541 Synergy Brands Inc 333-126539 Taylor Madison Corp 333-130029 Aurora Gold Corp 333-130379 Castalia Advisors LLC Intec Systems Nite Captial LLC DataTrak John G Prinz Vidamed Justin Finemel Physiometrix Graniteridge LP CSK Auto Corporation Oak Hill REIT Management LLC Percusurge Jon Fosheim Autonation Inc
Requested Date
3/27/2006 3/27/2006 3/24/2006 3/24/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/24/2006 3/27/2006 3/23/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/24/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006
Closed Date
1/2/2008 4/11/2006 3/28/2006
Final Disposition
Other Reasons Other Reasons Other Reasons WIT RTW NIF NIF RTW RTW WIT RTW NIF WIT WIT CAN NIF WIT WIT RTW RTW NIF NIF
Exemption Cited
12/18/2006 Other Reasons 9/25/2006 1/3/2008 9/25/2006 3/7/2008 9/8/2006 3/19/2008 4/6/2006 1/17/2008 4/16/2007 5/18/2007 2/13/2008 9/29/2006 12/5/2007 1/9/2007 2/7/2008 3/7/2008 4/13/2006 4/6/2006 9/27/2006 4/12/2006 4/14/2006 3/28/2006 4/19/2006 4/19/2006 3/29/2006 3/28/2006 3/28/2006 3/28/2006 8/16/2007 Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Cannizzaro, Justin Gavin, J. Patrick Cannizzaro, Justin Gavin, J. Patrick Cannizzaro, Justin Gavin, J. Patrick Himes, Craig Gavin, J. Patrick Mauldin, Will Kiernan, Cortney Trimble, William SEC Insight SEC Insight
Organization
Request Description
Advanced Cytometrix Buckeye Technologies Inc Beverly Hills Bancorp Inc Intella Interventional Walter Industries Inc MDI Source SWS Group Inc Benjamin Bram Cardinal Financial Corporation Robert Vollero Leap Wireless International Inc Gentry Beach Fieldstone Investment Corporation Largo Vista Group Ltd InnKeepers USA Trust Ameritrade Summit Healthcare Partners LLC unusual trading of stocks and options immediately before the September 11 2001 terrorist attacks Sunterra Corporation Apex Silver Mines Ltd Geo Group Inc Simon A Mikhailovich Eidesis Structured Credit Fund George L Noble Noble Partners LP Palm Beach Capital Management LLC J Street Data.com In Cube Inc HealthCor LP Seizert Capital Management LLC American Scientific Resources Inc Fitwell Associates Inc Joseph Healey Discovery Equity Partners Daniel James Donoghue Fairfax Financial United Capital Markets Inc Principled Capital Management LLC Marten Transport Ltd
Requested Date
3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/27/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/22/2006
Closed Date
3/29/2006 12/3/2007 9/27/2007 3/28/2006 3/30/2006 3/28/2006 1/30/2008 4/11/2006 1/16/2008 4/4/2006 4/7/2006 6/27/2006 1/10/2008 5/25/2006 4/12/2006 4/11/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Other Reasons Other Reasons NIF NIF;WIT NIF NIF (b)(7)(A) NIF NIF;WIT NIF WIT NIF WIT NIF WIT (b)(7)(A) NIF;WIT NIF NIF
Exemption Cited
International Business Research SEC Insight International Business Research SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight SmartMoney Magazine CheckFund Manager LLC -
06-04149-FOIA 06-04150-FOIA 06-04151-FOIA 06-04152-FOIA 06-04153-FOIA 06-04154-FOIA 06-04155-FOIA 06-04156-FOIA 06-04157-FOIA 06-04158-FOIA 06-04159-FOIA 06-04160-FOIA 06-04161-FOIA 06-04162-FOIA 06-04163-FOIA 06-04164-FOIA 06-04165-FOIA 06-04166-FOIA 06-04167-FOIA 06-04168-FOIA 06-04169-FOIA
Gavin, J. Patrick Vacura, Richard Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Costello, Maureen Costello, Maureen Mierzejewski, Mark Huang, William Melendez, Lisa Fast, Gail Mierzejewski, Mark Lynch, Megan Lynch, Megan Tenner, Mandy DePeau, Andrew DePeau, Andrew Gavin, J. Patrick
SEC Insight Morrison & Foerster LLP SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. International Business Research International Business Research Check Fund Manager LLC EACM Advisors LLC International Business Research L&T Health and Fitness Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Guggenheim Partners Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight
3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/28/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006
1/30/2008 4/7/2006 3/29/2006 3/30/2006 3/29/2006 4/19/2006 4/6/2006 4/3/2006 4/3/2006 4/5/2006 4/6/2006 4/18/2006 5/4/2006 4/4/2006 4/4/2006 4/27/2006 4/4/2006 9/26/2006
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
WIT (b)(7)(A) NIF NIF NIF NIF (b)(2);(b)(5);(b)(6);(b)(7)(A) ;(b)(7)(C);NIF NIF NIF NIF NIF NIF WIT (b)(7)(A);NIF NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF;RTW
Request ID
Requester Name
O'Neill, Patrick Gavin, J. Patrick Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick O'Neill, Patrick Tenner, Mandy Gavin, J. Patrick Gavin, J. Patrick Tenner, Mandy SEC Insight SEC Insight
Organization
EACM Advisors, LLC
Request Description
Lindsey Norman Max Re Capital Ltd HCC Insurance Holdings Inc Janice French VistaPrint Ltd Doris Howland Prem Watsa Boston Properties Inc Oplink Communications Inc Fairmont Insurance aka Fairmont Specialty Group (a subsidiary of Fairfax Financial Holdings Limited) Daniel Guy Valassis Communications Inc William White AMCOL International Corporation Patrick McGuire Core-Mark Holdings Company Inc BTR Global Opportunity Fund Ltd Old Second Bancorp Inc Salida Capital Corporation Ryerson Inc BTR Asset Management Ltd BTR Global Opportunity Trading Ltd American Retirement Corporation Global Digital Solutions or Richard J Sullivan Highside Capital Management LP BTR Capital LTd Applied Digital Solutions Inc or Richard J Sullivan Henry Lee Hobson Digital Angel Corporation or Richard J Sullivan Sung-Kook Hwang Brian Trenholm Tiger Asia Management LLC Stephen Craig Timothy C Parrott Discovery Equity Partners Plus Funds Group Inc Halliburton Company
Requested Date
3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006 3/29/2006
Closed Date
4/12/2006 1/22/2008 1/30/2008 4/4/2006 1/11/2008 4/28/2006 4/24/2006 1/10/2008 5/25/2007 5/1/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in full NIF WIT NIF;WIT NIF WIT NIF (b)(7)(A) WIT NIF (b)(7)(A)
Exemption Cited
EACM Advisors, LLC SEC Insight EACM Advisors, LLC Guggenheim Partners SEC Insight SEC Insight Guggenheim Partners
Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Avanzado, Melvin Mierzejewski, Mark Carpenter, Danielle Avanzado, Melvin Mierzejewski, Mark Avanzado, Melvin Mierzejewski, Mark Carpenter, Danielle Mierzejewski, Mark Carpenter, Danielle Lichtcsien, Susan Lynch, Megan Lichtcsien, Susan Scott, David
Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Jeffer Mangels Butler and Marmaro LLP Check Fund Manager LLC Greenwich-Van Advisors LLC Jeffer Mangels Butler and Marmaro LLP Check Fund Manager LLC Jeffer Mangels Butler and Marmaro LLP Check Fund Manager LLC Greenwich-Van Advisors LLC Check Fund Manager LLC Greenwich-Van Advisors LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Scott & Scott LLC
3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/28/2006 3/30/2006 3/30/2006 3/28/2006 3/30/2006 3/28/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006 3/30/2006
4/13/2006
Other Reasons
NIF WIT (b)(7)(A);NIF WIT FEE;NIF (b)(7)(A);WIT NIF NIF;WIT NIF NIF;WIT NIF NIF WIT NIF NIF NIF CAN NIF NIF NIF NIF (b)(6) NIF NIF NIF (b)(7)(A)
11/29/2007 Other Reasons 11/14/2006 Denied in part 11/29/2007 Other Reasons 4/6/2006 1/7/2008 4/5/2006 4/5/2006 12/4/2007 4/11/2006 4/5/2006 1/8/2008 4/14/2006 4/4/2006 4/4/2006 12/7/2007 4/21/2006 4/19/2006 4/20/2006 4/13/2006 4/27/2006 4/12/2006 4/6/2006 4/11/2006 2/5/2008 Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in full
Request ID
Requester Name
Malinowski, Thomas Fedo, Jason Malinowski, Thomas DePeau, Andrew Gavin, J. Patrick Melendez, Lisa Harrison, Richard Harrison, Richard Harrison, Richard McKnight, Wade Edwards, Mark Lichtcsien, Susan Melendez, Lisa Gavin, J. Patrick Harrison, Richard Melendez, Lisa Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Melendez, Lisa Edwards, Mark Melendez, Lisa Gavin, J. Patrick Harrison, Richard Melendez, Lisa Harrison, Richard Harrison, Richard McKnight, Wade Harrison, Richard Melendez, Lisa Edwards, Mark Melendez, Lisa Gavin, J. Patrick Harrison, Richard Melendez, Lisa Harrison, Richard
Organization
Cotal Systems, Inc. Greenberg Traurig Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research LLC Recombinant Capital Inc. CheckFund Manager LLC International Business Research SEC Insight Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC International Business Research Recombinant Capital Inc. International Business Research SEC Insight Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Van Money Manager Research LLC Global Securities Information, Inc. International Business Research Recombinant Capital Inc. International Business Research SEC Insight Global Securities Information, Inc. International Business Research Global Securities Information, Inc.
Request Description
Bruce Francis Prevost Regald B Smith Lancelot Investment Management LLC AlphaBridge Capital Management LLC Align Technology Inc Riverside Associates Inc Ball Corp Honeywell International Inc Adecco SA Moore Strategic Value Partners LLC Neurocrine Biosciences Inc Bruce Richards American Graphic Impact LLC Commerce Bancorp Inc Oppenheimer Rochester Massachusetts Municipal Fund (File # 333132781) S and S Electrical Services and Supplies Ltd Navistar International Corp Oppenheimer Rochester Ohio Municipal Fund (File # 333132785) U S and Argentinean Operations Marathon Asset Management LLC Avad Ventures LLC Neurobiological Technologies Inc Ducks Soup Inc Citizens Inc Aventura Holding Inc West Medical Management Company Inc Metabasis Therapeutics Inc (File # 333131518) Dis Deutscher Industrie Service AG Lewis Schartz Oppenheimer Rochester North Carolina Municipal Fund 333-132784 Family Realty & Construction Co Ltd Neose Technologies Inc Ideal Systems & Solutions LLC Griffon Corporation Transwitch Corp / DE (File # 333131772) First Albany Corporation Hercules Technology Growth Capital Inc (File # 333131161)
Requested Date
3/30/2006 3/15/2006 3/30/2006 3/30/2006 3/31/2006 3/31/2006 4/3/2006 4/3/2006 4/3/2006 3/31/2006 3/6/2006 3/31/2006 3/31/2006 3/31/2006 4/3/2006 3/31/2006 4/3/2006 4/3/2006 4/3/2006 3/31/2006 3/31/2006 3/6/2006 3/31/2006 3/31/2006 4/3/2006 3/31/2006 4/3/2006 4/3/2006 3/31/2006 4/3/2006 3/31/2006 3/6/2006 3/31/2006 3/31/2006 4/3/2006 3/31/2006 4/3/2006
Closed Date
4/10/2006 4/14/2006 4/11/2006 4/11/2006 10/3/2007 4/13/2006 1/17/2008 10/3/2007 4/12/2006 2/1/2008 4/5/2006 1/15/2008
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in part NIF;RPR (b)(7)(A) NIF NIF NIF NIF WIT NIF NIF NIF
Exemption Cited
(b)(7)(A);WIT NIF WIT WIT NIF NIF NIF NIF NIF;WIT NIF WIT NIF NIF NIF NIF WIT WIT WIT -
12/12/2006 Granted in full 4/4/2006 1/15/2008 Other Reasons Other Reasons
12/12/2006 Granted in full 2/7/2008 9/13/2006 4/4/2006 1/8/2007 4/4/2006 1/29/2008 4/6/2006 1/4/2008 3/10/2008 4/18/2006 12/4/2006 4/7/2006 5/7/2007 4/7/2006 1/2/2008 4/16/2007 3/20/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full
Request ID
06-04244-FOIA 06-04245-FOIA 06-04246-FOIA 06-04247-FOIA 06-04248-FOIA 06-04249-FOIA 06-04250-FOIA 06-04251-FOIA 06-04252-FOIA 06-04253-FOIA 06-04254-FOIA 06-04255-FOIA 06-04256-FOIA 06-04257-FOIA 06-04258-FOIA 06-04259-FOIA 06-04260-FOIA 06-04261-FOIA 06-04262-FOIA 06-04263-FOIA 06-04264-FOIA 06-04265-FOIA 06-04266-FOIA 06-04267-FOIA 06-04268-FOIA 06-04269-FOIA 06-04270-FOIA 06-04271-FOIA
Requester Name
Harrison, Richard Melendez, Lisa Harrison, Richard Melendez, Lisa Edwards, Mark Melendez, Lisa Melendez, Lisa Gavin, J. Patrick Melendez, Lisa Melendez, Lisa Harrison, Richard Malinowski, Thomas Harrison, Richard Melendez, Lisa Melendez, Lisa Edwards, Mark Harrison, Richard Gavin, J. Patrick Melendez, Lisa Harrison, Richard Harrison, Richard Weisberger, Joel Harrison, Richard Melendez, Lisa Melendez, Lisa Harrison, Richard Harrison, Richard Heisner, Stephen
Organization
Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research SEC Insight International Business Research International Business Research Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. International Business Research International Business Research Recombinant Capital Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Dewey Ballantine LLP Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. -
Request Description
Oppenheimer Rochester Arizona Municipal Fund IDV D LLC Encomppass Funds PRSI Acquisition Group Neurex Corporation PRSI Group Backspin LLC Cincinnati Financial Corporation P13 Inc or Pl3 Westco Inc Oppenheimer Rochester Virginia Municipal Fund Gregory M Bell Oppenheimer Rochester Minnesota Municipal Fund Strategic Governmental Solutions Management LLC IDV A LLC Neurogen Corporation Duraswitch Industries Inc (File # 333131768) Conns Inc Michael R Lindburg Omega Healthcare Investors Inc (File # 333132043) Oppenheimer Rochester Maryland Municipal Fund Net Force Systems Inc Oppenheimer Rochester Michigan Municipal Fund IDV B LLC IDV C LLC Trizetto Group Inc (File # 333131826) Trizetto Group Inc (File # 333130585) Genworth Financial Company aka Genworth Financial Advisors Corporation aka Genworth Financial Planning Corporation Chilton Investment Company Hamlin Capital Management LLC Greg Margolis Orapharma Inc Balyasny Asset Management LP
Requested Date
4/3/2006 3/31/2006 4/3/2006 3/31/2006 3/6/2006 3/31/2006 3/31/2006 3/31/2006 3/31/2006 3/31/2006 4/3/2006 3/31/2006 4/3/2006 3/31/2006 3/31/2006 3/6/2006 4/3/2006 3/31/2006 3/31/2006 4/3/2006 4/3/2006 3/31/2006 4/3/2006 3/31/2006 3/31/2006 4/3/2006 4/3/2006 4/3/2006
Closed Date
12/8/2006 4/21/2006 8/25/2006 4/25/2006 4/25/2006 4/25/2006 12/3/2007 4/25/2006 4/7/2006 12/1/2006 4/13/2006 12/1/2006 4/6/2006 4/6/2006 4/14/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF WIT NIF;WIT NIF NIF NIF WIT WIT CAN
Exemption Cited
12/10/2007 Other Reasons 12/3/2007 5/2/2006 4/13/2006 Other Reasons Other Reasons Granted in full
12/12/2006 Granted in full -
12/11/2006 Granted in full 4/12/2006 4/12/2006 4/16/2007 4/16/2007 10/2/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Lichtcsien, Susan Lichtcsien, Susan Gottlieb, Mark Edwards, Mark Gottlieb, Mark
CheckFund Manager LLC CheckFund Manager LLC Recombinant Capital Inc. -
4/3/2006 4/3/2006 3/30/2006 3/13/2006 3/30/2006
4/28/2006 4/14/2006 5/8/2006 1/8/2007 4/14/2006
Other Reasons Other Reasons Denied in full Granted in full Other Reasons
FEE NIF (b)(7)(A) NIF
Request ID
Requester Name
Lichtcsien, Susan Torrento, Joseph McClelland, Kacy Gavin, J. Patrick Edwards, Mark Edwards, Mark Heisner, Stephen Torrento, Joseph Torrento, Joseph Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Roche, Walter Torrento, Joseph Gavin, J. Patrick Harrison, Richard Edwards, Mark Torrento, Joseph Seidman, Irving Edwards, Mark Gavin, J. Patrick Block, Lauren Newbury, Mark Edwards, Mark Harrison, Richard Edwards, Mark Vuernick, Richard Harrison, Richard Harrison, Richard Lane, Steven Harrison, Richard Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
CheckFund Manager LLC George Van & Company MetLife Special Investigation Unit SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. George Van & Company George Van & Company SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. Los Angeles Times George Van & Company SEC Insight Global Securities Information, Inc. Recombinant Capital Inc. George Van & Company Seidman & Seidman PC Recombinant Capital Inc. SEC Insight Milberg Weiss Bershad & Schulman LLP Recombinant Capital Inc. Global Securities Information, Inc. Recombinant Capital Inc. Wollmuth Maher & Deutsch LLP Global Securities Information, Inc. Global Securities Information, Inc. Thomson Research Services Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Vivain Pan James Fiorillo
Request Description
Requested Date
4/3/2006 4/3/2006 4/3/2006 4/3/2006 3/13/2006 3/13/2006 4/3/2006 4/3/2006 4/3/2006 4/3/2006 3/13/2006 4/3/2006 4/3/2006 3/20/2006 4/3/2006 4/3/2006 4/3/2006 4/3/2006 3/13/2006 4/3/2006 4/3/2006 3/20/2006 4/3/2006 4/3/2006 4/3/2006 3/20/2006 4/3/2006 3/20/2006 3/31/2006 4/3/2006 4/3/2006 3/28/2006 4/3/2006 3/20/2006 4/3/2006 4/3/2006 4/3/2006 4/3/2006
Closed Date
4/6/2006 4/6/2006 4/14/2006 1/16/2008 7/10/2007 4/4/2007 4/4/2006 4/4/2006 4/6/2006 12/3/2007 12/6/2007 1/9/2008 1/23/2008 4/5/2006 9/27/2007 1/17/2008 11/6/2007 4/25/2006 6/5/2006 5/7/2007 1/10/2008 5/11/2006 4/25/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Other Reasons Denied in full Granted in full Other Reasons Denied in full Other Reasons NIF NIF NIF WIT NIF NIF NIF WIT WIT WIT NIF NIF (b)(7)(A) WIT NIF (b)(7)(A) WIT (b)(7)(A) NIF RTW (b)(7)(A) RTW RTW CAN RTW RTW NIF WIT
Exemption Cited
Jerry Bakke dba 3 Bar Ranch MSC Software Corporation Oxford Glycosciences PLC Genome Therapeutics Corp Terra Financial Company Thomas Steen Natural Selection Investors Cell Therapeutics Inc Onyx Pharmaceuticals Inc VaxGen Inc Brocade Communication Systems Inc Hyseq Inc Winston Partners Group Winston Capital Fund Winston Capital Management The Japan Natural Selection Fund BearingPoint Inc Seattle Genetics Inc WA 333-120703 OSI Pharmaceuticals Inc Ottoman Capital Japan Bear Stearns & Co Inc and Bear Stearns Securities Corp Oravax Inc Per Se Technologies Inc Flag Telecom USA Ltd aka Flag Telecom Holdings Ltd www stormpay com Oxigene Inc TAM SA (File # 333131938) Orchid Biosciences Inc Merrill Lynch Pierce Fenner and Smith Inc and affiliates Maxwell Technologies Inc (File # 333131073) Avatech Solutions Inc (File # 333131720) Citisource Inc and or its officers Mobility Electronics Inc 333-131222 Organogenesis Inc Desert Capital Reit Inc (File # 333128885) Shoe Pavilion Inc 333-131915 LMI Aerospace Inc 333-131151 Mobile Mini Inc 333-124612
12/18/2006 Granted in full 11/22/2006 Other Reasons 4/25/2006 9/25/2006 9/25/2006 4/19/2007 9/25/2006 5/23/2007 Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
12/11/2006 Other Reasons 12/28/2006 Granted in full 3/7/2008 1/3/2008 Other Reasons Other Reasons
Request ID
Requester Name
Lichtcsien, Susan Lichtcsien, Susan O'Neill, Patrick Georgiades, Andy Judy, S. Triay, Laura O'Neill, Patrick Triay, Laura Judy, S. Raeber, Michael
Organization
CheckFund Manager LLC CheckFund Manager LLC EACM Advisors, LLC Dow Jones Newswires Altera Partners Management, Ltd. EACM Advisors, LLC Altera Partners Management, Ltd. King & Spalding LLP
Request Description
Tradewinds Financial Corporation Robert W Scannell Matthew Zweig Biovail Corp Evanson Asset Management Monterey CA 80155739 Helios Advisors LLC Kathy Miller Lawerence A Heller Evanson Asset Management LLC Carmel CA 80164387 PSS World Medical Inc; Physician Sales and Services Inc and/or Gulf South Medical Supply Inc Steven Edward Evanson Kathy Hamrahi Mario M Covo David Selvers M80 Interactive Marketing LLC Gabriel Tolchinsky Intrepid Fund Management 1704 Morton Avenue LLC M80 Music Inc 1455 Sunset LLC Ari Glass Ceridian Corporation 332 S Hill Street LLC 2640 Figueroa Inc Highwoods Properties Inc Steven Shapiro Immucor Inc Doral Financial Corporation Thomas Joseph Petters Petters Group Worldwide Lakes Entertainment Inc Carrier Access Corporation 99 Cents Only Stores Wavetracer Inc Brencourt Advisors LLC United Rentals Inc Marathon Technologies Corp William Collins
Requested Date
4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006
Closed Date
6/29/2007 4/6/2006 4/6/2006 6/13/2006 5/16/2006 4/6/2006 4/11/2006 4/7/2006 5/16/2006 11/2/2007
Final Disposition
Denied in part Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons (b)(6) NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF CAN;WIT
Exemption Cited
Judy, S. O'Neill, Patrick Triay, Laura O'Neill, Patrick Spence, Michael Triay, Laura O'Neill, Patrick Spence, Michael Spence, Michael Spence, Michael O'Neill, Patrick Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick O'Neill, Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Huang, William Gavin, J. Patrick Motz, Robert Huang, William
EACM Advisors, LLC Altera Partners Management, Ltd. EACM Advisors, LLC International Business Research Altera Partners Management, Ltd. EACM Advisors, LLC International Business Research International Business Research International Business Research EACM Advisors, LLC SEC Insight International Business Research International Business Research SEC Insight EACM Advisors, LLC SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight International Business Research EACM Advisors LLC SEC Insight International Business Research EACM Advisors LLC
4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/4/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006
5/16/2006 5/4/2006 5/4/2006 4/14/2006 5/4/2006 4/13/2006 4/6/2006 4/14/2006 4/11/2006 4/11/2006 4/5/2006 4/5/2006 4/5/2006 12/6/2007 4/8/2006 1/10/2008 9/19/2007 8/21/2006 5/5/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in part Denied in part Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT WIT (b)(7)(A);NIF (b)(6);(b)(7)(A);NAR;NIF NIF WIT WIT WIT NIF DES;NIF WIT NIF NIF
12/12/2007 Other Reasons 12/12/2007 Other Reasons 11/29/2007 Other Reasons 4/25/2006 4/25/2006 4/11/2006 4/17/2006 Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
06-04353-FOIA 06-04354-FOIA 06-04355-FOIA 06-04356-FOIA 06-04357-FOIA 06-04358-FOIA 06-04359-FOIA 06-04360-FOIA 06-04361-FOIA 06-04362-FOIA 06-04363-FOIA 06-04364-FOIA 06-04365-FOIA 06-04366-FOIA 06-04367-FOIA 06-04368-FOIA 06-04369-FOIA 06-04370-FOIA 06-04371-FOIA 06-04372-FOIA 06-04373-FOIA 06-04374-FOIA 06-04375-FOIA 06-04376-FOIA 06-04377-FOIA 06-04378-FOIA 06-04379-FOIA 06-04380-FOIA 06-04381-FOIA 06-04382-FOIA 06-04383-FOIA
Requester Name
Motz, Robert Huang, William Gavin, J. Patrick Motz, Robert Motz, Robert Huang, William Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Costello, Maureen Huang, William Costello, Maureen Huang, William Gavin, J. Patrick Huang, William Costello, Maureen Huang, William Costello, Maureen Huang, William Walker, Sloan Huang, William DePeau, Andrew Huang, William Lynch, Megan Huang, William Lynch, Megan Huang, William Gavin, J. Patrick O'Neill, Patrick O'Neill, Patrick Patch, David
Organization
International Business Research EACM Advisors LLC SEC Insight International Business Research International Business Research EACM Advisors LLC SEC Insight International Business Research SEC Insight International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC SEC Insight EACM Advisors, LLC EACM Advisors, LLC -
Request Description
P2P Softnet Inc James Balakian ICU Medical Inc eyeSeven Inc RDFiorentino Inc David Woolf Mastec Inc Richard D Florentino Travelzoo Inc Draper Fisher Jurveston ePlanet Louis Ricciardelli Zonare Medical Systems Michael Palmer Apartment Investment & Management Company John Larmann BodyMedia Inc Victor Simonte Indus TIE Group Marc Nuccitelli Cady Roberts & Co Sharon Holden Barington Capital Group LP Sharon Young Yan C Swiderski Christopher McGovern Finisterre USA Inc Ozgur Demiral Cummins Inc Steven S Weissman Longacre Fund Management Continuous Net Settlement (CNS) "fails to deliver" for NASDAQ Cal-Maine Corporation Harmony LLC Cintas Corporation Noven Pharmaceuticals Inc enforcement actions against brokers and all others since 2000 Cardinal Health Inc Aquila Inc Pathogenesis Corp
Requested Date
4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/5/2006 4/6/2006 4/6/2006 4/6/2006 4/6/2006
Closed Date
4/14/2006 4/14/2006 2/4/2008 4/14/2006 4/6/2006 4/6/2006 1/11/2008 4/7/2006 4/10/2006 4/10/2006 4/11/2006 2/22/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT NIF NIF NIF WIT NIF WIT NIF NIF NIF FEE;NIF WIT NIF NIF NIF NIF NIF NIF NIF FEE;NIF NIF NIF NIF NIF NIF WIT NIF NIF
Exemption Cited
12/28/2007 Other Reasons 4/20/2006 4/10/2006 4/10/2006 4/7/2006 4/7/2006 4/6/2006 4/6/2006 5/24/2006 4/7/2006 5/4/2006 5/4/2006 4/11/2006 4/11/2006 1/7/2008 5/10/2006 4/11/2006 4/20/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
(b)(4);(b)(8)
Mierzejewski, Mark Gavin, J. Patrick Edwards, Mark Casey, Mike Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark
Check Fund Manager LLC SEC Insight Recombinant Capital Inc. The Kansas City Star SEC Insight SEC Insight Recombinant Capital Inc.
4/6/2006 4/6/2006 3/27/2006 4/6/2006 4/6/2006 4/6/2006 4/3/2006
5/4/2006 1/17/2008 7/27/2007 5/18/2006 1/15/2008
Other Reasons Other Reasons Granted in full Other Reasons Denied in part
NIF WIT NIF (b)(7)(A);WIT CAN NIF
Request ID
Requester Name
O'Neill, Patrick Edwards, Mark McKnight, Wade O'Neill, Patrick O'Neill, Patrick Malinowski, Thomas O'Neill, Patrick Edwards, Mark Schuette, Don Edwards, Mark Malinowski, Thomas Edwards, Mark Edwards, Mark Mierzejewski, Mark Vallarino, Thomas Gavin, J. Patrick Edwards, Mark Pierceall, Kimberly Edwards, Mark Gavin, J. Patrick Edwards, Mark Harrison, Richard Harrison, Richard Torrento, Joseph Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Gavin, J. Patrick Harrison, Richard Costello, Maureen Kiernan, Cortney Costello, Maureen
Organization
EACM Advisors, LLC Recombinant Capital Inc. Van Money Manager Research LLC EACM Advisors, LLC EACM Advisors, LLC Cotal Systems, Inc. EACM Advisors, LLC Recombinant Capital Inc. Recombinant Capital Inc. Cotal Systems, Inc. Recombinant Capital Inc. Recombinant Capital Inc. Check Fund Manager LLC SEC Insight Recombinant Capital Inc. The Press-Enterprise Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. George Van & Company International Business Research International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research CheckFund Manager LLC International Business Research
Request Description
Vladimir Jelisavcic NPS Pharmaceuticals Inc GLG European Long Short Fund Mark Simon Howard J Zauderer John Albert Murphy John Brecker PDT Inc now known as Miravant Medical Technologies UICI PE Corp now called Applera Corp Alydar Capital LLC OSI Pharmaceuticals Inc NeXagen Inc later called NeXstar Mark E Salyer Novastar Financial IndyMac Bancorp Inc Penwest Pharmaceuticals Co Mark T Taggatz North American Vaccine Inc Gap Inc aka The Gap Inc Packard Bioscience Co Home Depot Inc Hughes Supply Inc Thomas P Vincent San Diego Telephone Incorporated Summit Growth Management LLC Executone Inter-Tel Business Information Systems Inc Inter-Tel Business Information Systems Kraft Foods Inc Seacoast Banking Corp of Florida Big Lake Financial Corp Inter-Tel Inc Intertel Inc Inter-Tel Incorporated Whirlpool Corp /DE/ Amylin Pharmaceuticals Inc Maytag Corp Inter-Tel Technologies Inc Sagecrest LLC Intel-Tel Technologies Inc
Requested Date
4/6/2006 3/27/2006 4/6/2006 4/6/2006 4/6/2006 4/6/2006 4/6/2006 4/3/2006 4/6/2006 4/3/2006 4/6/2006 3/27/2006 3/27/2006 4/6/2006 4/4/2006 4/6/2006 4/3/2006 4/6/2006 3/27/2006 4/6/2006 4/3/2006 4/10/2006 4/10/2006 4/7/2006 4/6/2006 4/6/2006 4/6/2006 4/6/2006 4/7/2006 4/10/2006 4/10/2006 4/6/2006 4/6/2006 4/6/2006 4/10/2006 4/7/2006 4/10/2006 4/6/2006 4/7/2006 4/6/2006
Closed Date
4/13/2006 3/29/2007 9/24/2007 4/10/2006 4/19/2006 4/19/2006 11/6/2007 7/7/2006 5/24/2007 4/17/2006 1/28/2008 8/9/2007 4/12/2006 7/25/2006 4/10/2006 5/25/2007 5/25/2007 1/3/2008 4/14/2006 4/14/2006 4/14/2006 4/14/2006 4/14/2006 1/31/2008 1/17/2008 3/14/2008
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF WIT RPR NIF;RTW WIT RTW NIF NIF NIF NIF NIF (b)(7)(A);WIT WIT NIF WIT WIT WIT WIT (b)(7)(A);NIF NIF NIF NIF NIF
11/14/2007 Other Reasons 11/15/2007 Other Reasons 11/27/2007 Other Reasons 4/16/2007 2/20/2008 4/19/2006 4/12/2006 4/19/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 10/19/2007 Denied in part
Request ID
Requester Name
Torrento, Joseph Costello, Maureen Harrison, Richard Leidl, Richard Harrison, Richard Hughes, Siobhan Costello, Maureen Gavin, J. Patrick Costello, Maureen Malinowski, Thomas Torrento, Joseph Harrison, Richard Malinowski, Thomas Harrison, Richard Costello, Maureen Kiernan, Cortney Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Harrison, Richard Torrento, Joseph McGuire, Julie Edwards, Chris
Organization
George Van & Company International Business Research Global Securities Information, Inc. Thelen Reid & Priest LLP Global Securities Information, Inc. Dow Jones Newswires International Business Research SEC Insight International Business Research Cotal Systems, Inc. George Van & Company Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. George Van & Company Bowman and Brooke LLP Bank of America Corporation
Request Description
Acero TMT Fund LP Steven G Mihaylo aka Steve Mihaylo Town & Country Trust The Island ECN Inc Morgan Stanley/Onex Corporation SEC civil and administrative enforcement actions dating back to 1990 Inter-Tel Netsolutions Inc Navistar International Corporation Inter-Tel Equipment Level Global Investors LP Acero Capital Management LLC Burlington Resources Inc David Ken Ganek ConocoPhillips Telecommuncations Specialist Inc Philip S Milton Inter-Tel Integrated Systems Inc Mauna Kea LCC Inter-Tel Communications Inc CGC Communications Incorporated Inter-Tel Leasing Inc OSI Pharmaceuticals Inc Miura Global Management LLC Francisco Alfaro Barnabus Energy Inc John Matthew Santo Domingo Terry L Dowdell and/or letter dated October 1, 1992 to Providential Corporation re: Accounting for pools of uninsured residential reverse mortgage contracts World Wrestling Entertainment Inc fka World Wrestling Federation Entertainment Inc IT Services Inc Thomas Vincent Pearson Intrado Inc Raindance Communications Inc West Corp SGM Enterprises Inc Pele LLC
Requested Date
4/7/2006 4/6/2006 4/10/2006 4/7/2006 4/10/2006 4/7/2006 4/6/2006 4/7/2006 4/6/2006 4/7/2006 4/7/2006 4/10/2006 4/7/2006 4/10/2006 4/7/2006 4/7/2006 4/6/2006 4/7/2006 4/6/2006 4/7/2006 4/6/2006 4/7/2006 4/7/2006 4/7/2006 4/10/2006 4/7/2006 4/6/2006 4/7/2006
Closed Date
4/19/2006 6/6/2006 5/17/2006 1/17/2008 5/2/2006 5/23/2006 9/22/2006 5/23/2006 4/11/2006 4/28/2006 4/11/2006 8/24/2007 4/12/2006 4/12/2006 4/11/2006 4/13/2006 4/11/2006 4/13/2006 4/11/2006 12/3/2007 4/18/2006 4/13/2006 4/13/2006 9/28/2007 5/18/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF FEE NIF
Exemption Cited
(b)(7)(A);(b)(8) WIT (b)(2);(b)(5);(b)(7)(C) NIF (b)(7)(A);RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF WIT NIF CAN -
06-04459-FOIA
Gavin, J. Patrick
SEC Insight
4/7/2006
WIT
Costello, Maureen Torrento, Joseph Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen
International Business Research George Van & Company Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research
4/7/2006 4/7/2006 4/10/2006 4/10/2006 4/10/2006 4/7/2006 4/6/2006
5/4/2006 4/13/2006 3/7/2008 2/7/2008 4/12/2006 4/12/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF RTW WIT NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Carpenter, Danielle Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Carpenter, Danielle Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight
Organization
Metlife Inc Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Reliance Steel & Aluminum Co Jorgensen Earle M Co / DE Formento Economics Mexicano Ivory Capital II LP Steven G Mihaylo Big Bear Hish School Education Foundation Jefferson Pilot Corp Lincoln National Corp Stemcells Inc 333-128797 Village Green Commercial Development Smedvig ASA SeaDrill Ltd SNB Bancshares Inc Prosperity Bancshares Inc Telephone Communications Installations Inc Yamana Gold Inc Ivory Capital LP Desert Sun Mining Corp Texas United Bancshares Inc Brinker International Inc UICI Steven G Mihaylo Junior Achievement Foundation Ala Moana 95 LLC Marshall & Ilsley Corp / WI FrontPoint Value Discovery Fund Gold Banc Corp Inc First Midwest Bancorp Inc Smith A O Corp Verticalbuyer Inc (File # 333129842) Generation Hedge Strategies Fund Inc 333114122 Honeywell International Inc Ivory Investment Management LP Ivory Capital Group LLC Mitch Pressman Summit Growth Management Inc Visicu Inc 333-129989 Community First Financial Corp CNL Income Properties Inc 333-128662
Requested Date
4/7/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006
Closed Date
12/6/2007 3/12/2008 1/17/2008 4/18/2006 6/6/2006 3/7/2008 1/3/2008 4/19/2006 4/15/2006 3/18/2008 3/18/2008 3/14/2008 1/17/2008 4/19/2006 1/16/2008 4/13/2006 1/16/2008 12/3/2007 1/4/2008 4/13/2006 4/19/2006 3/28/2007 4/19/2006 2/26/2008 1/10/2008 5/10/2007
Final Disposition
Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full WIT NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF;WIT WIT NIF NIF NIF NIF WIT NIF RTW WIT NIF NIF NIF NIF WIT NIF -
Exemption Cited
(b)(7)(A);WIT
11/28/2007 Other Reasons 5/1/2006 5/4/2006 5/1/2006 5/4/2006 4/16/2007 8/17/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Carpenter, Danielle Costello, Maureen Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Gavin, J. Patrick Dyson, Sarah Harrison, Richard Harrison, Richard DePeau, Andrew James, Arnold
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Cambridge Associates Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. -
Request Description
American National Bankshares Inc Reliv International Inc 333-131974 Verizon Hawaii Inc (File # 333131152) Curtis Macnguyen Information Systems Inc Trinity Biotech PLC 333-124385 Antigenics Inc Midway Games Inc 333-130132 Fresenius Medical Care Corp Medina Coffee Inc 333-130247 Renal Care Group Inc Duke Energy Corp Cinergy Corp Clarence L (Lafayette) King Teva Pharmaceutical Industries Ltd Marriott International Inc (File # 333131639) DNP Select Income Fund Inc (File # 333130590) Kimco Realty Corp (File # 333126756) American Commodities Limited Monster Worldwide Inc Brian Kelly Aastrom Biosciences Inc (File # 333123570) Exabyte Corp / DE (File # 333130155) FH International Direct Lending Source Inc; Columbus Bank & Trust; IDT; HSBC Bank NV; Cingular Wireless Tranzact; Arnold James; Arnold Williams Ceco Environmental Corp (File # 333130294) Diversified Security Solutions Inc (File # 333131671) TCW Funds Inc (File # 333133059) EPF and personnel files Pegasystems Inc New Castle Market Neutral Fund KPMG International's audit of Tenet Healthcare Corporation Alfine Corporation Dick's Sporting Goods Inc Lone Star Steakhouse & Saloon Inc
Requested Date
4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/10/2006 4/1/2006
Closed Date
Final Disposition
NIF NIF RTW WIT RTW WIT WIT WIT WIT NIF NIF WIT WIT WIT NIF WIT NIF NIF WIT NIF
Exemption Cited
11/21/2007 Granted in full 11/13/2007 Granted in full 11/21/2007 Granted in full 4/17/2006 4/18/2006 9/25/2006 Other Reasons Other Reasons Other Reasons
12/12/2007 Other Reasons 12/11/2006 Other Reasons 12/14/2007 Other Reasons 12/10/2007 Other Reasons 4/16/2007 3/7/2008 4/13/2006 12/6/2007 Other Reasons Other Reasons Other Reasons Other Reasons 12/13/2007 Other Reasons
12/12/2007 Other Reasons 4/12/2006 6/9/2006 9/5/2006 1/28/2008 4/11/2006 5/16/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 12/11/2007 Other Reasons
NAR;NIF;RPR
Harrison, Richard Harrison, Richard Harrison, Richard Aguirre, Gary Gavin, J. Patrick McKnight, Wade Borum, Trevan Lawerence, J. Gavin, J. Patrick Gavin, J. Patrick
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Van Money Manager Research LLC Schiffrin & Barroway LLP Munger Tolles & Olson LLP SEC Insight SEC Insight
4/10/2006 4/10/2006 4/10/2006 4/11/2006 4/11/2006 4/11/2006 4/7/2006 4/11/2006 4/11/2006 4/11/2006
11/22/2006 Other Reasons 3/12/2008 4/24/2006 1/30/2008 4/13/2006 9/27/2006 12/3/2007 Granted in full Granted in full Other Reasons Other Reasons Denied in full Other Reasons
RTW (b)(7)(A);WIT NIF (b)(7)(A) WIT WIT
Request ID
Requester Name
McKnight, Wade Gavin, J. Patrick McKnight, Wade Gavin, J. Patrick McKnight, Wade Gavin, J. Patrick McKnight, Wade Barton, Justin Williams, Cheryl Strauss, Joel Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Carpenter, Danielle Malinowski, Thomas Carpenter, Danielle Malinowski, Thomas Carpenter, Danielle Carpenter, Danielle Botwen, Robert Gavin, J. Patrick Botwen, Robert Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle McKnight, Wade Worsham, William Eck, Amber Gavin, J. Patrick
Organization
Van Money Manager Research LLC SEC Insight Van Money Manager Research LLC SEC Insight Van Money Manager Research LLC SEC Insight Van Money Manager Research LLC Brown University Investment Office Milberg Weiss Bershad & Schulman LLP Kaplan Fox & Kilsheimer LLP SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich-Van Advisors LLC Cotal Systems, Inc. Greenwich-Van Advisors LLC Cotal Systems, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Van Money Manager Research LLC Worsham & Vaughan Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight
Request Description
New Castle Market Neutral Offshore Limited McAfee Inc Mark A Kurland Conoco Phillips Robert S Reitzes Gateway Inc New Castle Holding Inc JC Flowers and Co OmniVision Technologies Inc et al Proquest Company Countrywide Financial Corporation Longacre Master Fund Ltd John Brecker Longacre Capital Partners LP Longacre International Ltd Longacre Fund Management LLC Alltel Corporation NWI Management LP Nellapalli Hari N Hariharan Amerada Hess Corporation Steven Weissman Glenview Capital Management Bernard L Madoff Lawrence Michael Robbins Bernard Madoff Investment Securities LLC Peter B Madoff IDS Worldwide Inc Occidental Petroleum Corporation Patrick Christopher Downs American Master Broad Market Fund LP ACE Limited ITT Industries Inc Vladamir Jelisavcic Longacre Management LLC Roger Bernheim TT Event-Driven Alpha Fund Ltd Ivory Capital Ltd Studio Traffic Merck and Co Inc Genentech Inc
Requested Date
4/11/2006 4/11/2006 4/11/2006 4/11/2006 4/11/2006 4/11/2006 4/11/2006 4/11/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/12/2006 4/13/2006 4/13/2006 4/13/2006 4/11/2006 4/13/2006 4/13/2006
Closed Date
5/1/2006 2/1/2008 6/1/2006 6/20/2006 4/20/2006 4/18/2006 6/29/2006 4/21/2006 12/3/2007 4/17/2006 5/1/2006 4/20/2006 4/17/2006 4/20/2006 4/20/2006 4/24/2006 1/8/2007 4/27/2006 5/1/2006 1/24/2008 6/1/2006 5/10/2006 4/13/2006 5/8/2006 5/8/2006 4/18/2006 9/12/2007 4/13/2006 4/14/2006 4/18/2006 4/18/2006 5/10/2006 6/15/2006 6/8/2006 1/16/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in full Denied in part NIF
Exemption Cited
(b)(7)(A);WIT NIF NIF FEE (b)(7)(A);RTW NIF NIF FEE (b)(7)(A) WIT NIF NIF NIF NIF NIF WIT NIF NIF (b)(7)(A);RTW NIF NIF (b)(7)(A);FEE NIF (b)(7)(A);NIF NIF FEE NIF;RTW FEE NIF (b)(7)(A) WIT NIF NIF NIF NIF NIF (b)(6) (b)(7)(A) (b)(7)(A);WIT
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Fraser, Gregory Fraser, Gregory Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gracer, Jeffrey Harrison, Richard Harrison, Richard Harriss, G Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Motorola Inc
Request Description
China Life Insurance Company Limited Seagate Technology Inc Veeco Instruments Inc TT Event-Driven Fund Ltd TT International Investment Management Ltd Sun Microsystems Inc Zimmer Holdings Inc Advanced Micro Devices Inc General Electric Company Electronic Data Systems Corporation Wells Fargo and Company Engelhard Corporation Sulphco Inc Great Expectations and Associates Inc 333132298 Valence Technology Inc 333-122827 SE Global Equities Corp 333-132343 United Nations Joint Staff Pension Fund Fiduciary Trust Company International WPCS International Inc 333-131650 Horizon Offshore Inc 333-131780 Targacept Inc 333-131050 Sequiam Corp 333-130806 Velocity Express Corp 333-132132 Horton D R Inc 333-127461 Navigators Group Inc 333-129665 Fairfax Financial Holdings Limited Health Fitness Corp 333-131045 Skywest Inc 333-129831 Merrill Lynch transaction with Enron Distributed Energy Systems Corp 333-131305 Providence Service Corp 333-129518 Manhattan Pharmaceuticals Inc 333-131814 Canyon Resources Corp 333-130692 Kitty Hawk Inc 333-130995 Star Gas Partners LP 333-131098 Sealy Corp 333-126280 Superconductive Components Inc 333-131605
Requested Date
4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/13/2006 4/17/2006 4/17/2006 4/17/2006 4/12/2006 4/12/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/11/2006 4/17/2006 4/17/2006 4/13/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006
Closed Date
1/17/2008 12/6/2007 12/6/2007 9/26/2006 4/19/2006 4/19/2006 2/1/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT WIT WIT NIF;RTW NIF NIF
Exemption Cited
Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Torys LLP Global Securities Information, Inc. Global Securities Information, Inc. Wollmuth Maher & Deutsch LLP Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
(b)(7)(A);WIT NIF;WIT WIT (b)(7)(A);WIT (b)(7)(A);RTW (b)(7)(A) WIT WIT WIT NIF WIT NIF RTW RTW RTW RTW NIF (b)(7)(A) RTW RTW WIT WIT RTW WIT
12/20/2007 Other Reasons 12/31/2007 Other Reasons 1/10/2008 9/14/2006 3/29/2007 4/1/2008 Denied in part Denied in part Denied in part Other Reasons
12/12/2007 Other Reasons 12/12/2007 Other Reasons 3/18/2008 4/21/2006 3/7/2008 3/28/2008 12/6/2006 9/25/2006 1/10/2007 6/15/2006 Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Granted in full Granted in full
12/20/2006 Other Reasons 11/21/2007 Other Reasons 6/14/2006 Denied in full 12/15/2006 Granted in full 12/19/2006 Granted in full 12/11/2006 Other Reasons 12/11/2006 Other Reasons 1/15/2008 1/17/2008 11/9/2006 1/4/2008 Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Henry, Elaine Lynch, Megan Lynch, Megan Gavin, J. Patrick Carpenter, Danielle Whalen, Patricia Carpenter, Danielle Oliver, James Carpenter, Danielle Gaffney, Barbara Malinowski, Thomas Gavin, J. Patrick Carpenter, Danielle Johnson, Jonathan Carpenter, Danielle Gavin, J. Patrick Inman, Kate Carpenter, Danielle
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC University of Miami CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich-Van Advisors LLC Wilmer Cutler Pickering Hale & Dorr LLP Greenwich-Van Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Greenwich-Van Advisors LLC Cleary Gottlieb Steen & Hamilton LLP Cotal Systems, Inc. SEC Insight Greenwich-Van Advisors LLC Overstock.com, Inc. Greenwich-Van Advisors LLC SEC Insight Holland & Knight Greenwich-Van Advisors LLC
Request Description
Crowley Maritime Corp Teletouch Communications Inc Steel Dynamics Inc Whitney Holding Corp Roanoke Electric Steel Corp Water Pik Technologies Inc Schulman A Inc Autonation Inc /FL First National Bancshares Inc /FL/ Oppenheimer Institutional Money Market Fund 333-133173 Maxim Series Fund Inc 333-133240 XO Communications Inc 333-128489 Enpro Industries Inc 333-130857 Overhill Farms Inc 333-130921 Uranium Power Corp 333-130761 Path 1 Network Technologies Inc 333-130876 New York Community Bancorp Inc 333-129338 International Business Machines Corporation Andrew Snowball SEC's Report Pursuant to Section 704 of the Sarbanes-Oxley Act of 2002 NextStage Capital LP Robert Scott Adams TASER International Inc Julius Baer Investment Ltd IDEC Pharmaceuticals Corporation Julius Baer Global Rates Hedge Fund Ltd NAsh Finch Shooter Fund Management LLP memorandum of understanding Elliot Associates LP Openwave Systems Inc Shooter Multi Strategy Master Fund Ltd Overstock com Inc Shooter Multi Strategy Fund Ltd Ionatron Inc Kos Pharmaceuticals Inc Mark Shooter
Requested Date
4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/14/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/14/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/17/2006 4/14/2006 4/17/2006 4/17/2006 4/14/2006 4/17/2006
Closed Date
1/4/2008 1/4/2008 1/17/2008 1/17/2008 1/17/2008 8/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full WIT WIT WIT WIT WIT WIT RTW WIT WIT RTW NIF WIT NIF RTW NIF NIF
Exemption Cited
12/19/2007 Other Reasons 11/13/2007 Granted in full 11/13/2007 Granted in full 12/18/2006 Granted in full 9/13/2006 4/20/2006 4/16/2007 1/3/2008 Granted in full Granted in full Other Reasons Other Reasons
12/18/2006 Other Reasons 4/26/2006 12/6/2007 4/20/2006 6/24/2006 4/20/2006 4/24/2006 5/24/2006 6/9/2006 5/10/2006 6/16/2006 4/19/2006 2/21/2008 5/16/2006 1/22/2008 5/5/2006 6/12/2006 5/1/2006 1/10/2008 5/18/2006 4/20/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in part Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in part Other Reasons
(b)(7)(A);RTW (b)(6) NIF (b)(7)(A) NIF RTW NIF WIT NIF (b)(4);(b)(8) NIF WIT (b)(6) NIF
Request ID
Requester Name
Gavin, J. Patrick Carpenter, Danielle Carlton, D. Carpenter, Danielle Malinowski, Thomas Gavin, J. Patrick Carpenter, Danielle Ryan, Kate DePeau, Andrew Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Carpenter, Danielle Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Carpenter, Danielle Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert O'Mara, Michael Motz, Robert Motz, Robert Motz, Robert Motz, Robert Cofield, Keenan Motz, Robert Motz, Robert Motz, Robert Motz, Robert Carpenter, Danielle Motz, Robert Motz, Robert Motz, Robert Motz, Robert Malinowski, Thomas Carpenter, Danielle SEC Insight
Organization
Greenwich-Van Advisors LLC Robbins Umeda & Fink, LLP Greenwich-Van Advisors LLC Cotal Systems, Inc. SEC Insight Greenwich-Van Advisors LLC Ulmer Berne LLP Cotal Systems, Inc. SEC Insight International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research MCIH International Business Research International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Greenwich-Van Advisors LLC Adrian Owens
Request Description
Amdocs Limited aka Amdocs Inc Robert Farer v James H Stone et al Case No 05CV-2166 Julius Baer Global Rates Master Hedge Fund Ltd Larry Robbins UnitedHealth Group Incorporated Baer Select Management Ltd Gary L McNaughton Thor Asset Management Inc LTX Corporation Digev Inc Duke Digital LLC Ema Multimedia Inc Christopher Mackey Petsmart Inc Eric Y Pulier Puller Family Partnership L P SOA Software Inc International Durham Ltd IDT Corporation US Interactive Inc Voicetap Inc Santa Monica Media Corp Hoch vs PECO Rainmakers Inc KB Entertainment Inc Aspen Specialty Food Inc K and C Assets Inc Identity Theft Mija Enterprises Inc Esoterica LLC Slam Dunk Productions AFA Management Partners Durham Asset Management LLC Middleware Telecom Corp Small World Kids Inc InterMetro Communications Inc Visionary Intellectual Properties LLC Glenview Capital Management Durham International Advisors LLC
Requested Date
4/17/2006 4/17/2006 4/11/2006 4/7/2006 4/17/2006 4/17/2006 4/17/2006 4/7/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/12/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 11/1/2005 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006
Closed Date
4/20/2006
Final Disposition
NIF;WIT NIF (b)(7)(A) NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF WIT NIF NIF NIF RPR NIF NIF NIF NIF NAR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons
Exemption Cited
12/11/2007 Other Reasons 10/26/2006 Denied in full 5/4/2006 5/4/2006 4/21/2006 4/26/2006 1/23/2008 4/26/2006 4/26/2006 4/26/2006 5/11/2006 2/1/2008 5/10/2006 5/10/2006 5/10/2006 4/24/2006 1/25/2008 4/20/2006 4/24/2006 4/24/2006 5/17/2006 4/29/2006 4/29/2006 4/29/2006 4/29/2006 5/24/2006 5/1/2006 5/1/2006 5/1/2006 5/1/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/26/2006 4/20/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Malinowski, Thomas Motz, Robert Motz, Robert Malinowski, Thomas Motz, Robert Motz, Robert Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Drummond, Bob
Organization
Cotal Systems, Inc. International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Bloomberg News
Request Description
Glenview Capital GP LLC Glenhaven Corp YouBet com Inc Glenview Capital Partners LP You Bet International Inc You Bet Inc Glenview Institutional Partners LP Glenview Acquisition LLC Glenview Diversified LLC Glenview Ventures Inc Glenview 1031 LLC Aggregate number of shares that were counted as "failed to deliver" from April 30 2004 to April 1 2006 Mellon Financial Corporation Givaudan Flavors Corporation Kurt A Brendlinger Fries & Fries Inc Sharyar S Baradaran Tastemaker Corporation Consign Inc Tastemaker Givaudan Roure (United States), Inc Givaudan Roure Flavors Corporation New Century Financial Group Sherwin Williams Company E's Holdings Inc Echo Radio Productions Inc ARTISTDirect Inc Scott Joseph Daly Tribune Company Decision Support Systems Digital Brandcasting Corp Digital Evolution Inc Securities & Exchange Commission David Webb Evolution Ventures Inc Juggernaut Partners LLC Megasoft LP Durham GP LLC Thomas Duggan
Requested Date
4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006
Closed Date
4/26/2006 4/20/2006 4/20/2006 5/11/2006 4/20/2006 4/20/2006 4/27/2006 4/27/2006 4/27/2006 5/15/2006 5/15/2006 4/20/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF
Gavin, J. Patrick Crick, Steven Motz, Robert Crick, Steven Motz, Robert Crick, Steven Motz, Robert Crick, Steven Crick, Steven Crick, Steven Lichtcsien, Susan Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Lichtcsien, Susan Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Standfield, James Huang, William Motz, Robert Motz, Robert Motz, Robert Carpenter, Danielle Carpenter, Danielle
SEC Insight Humphrey Farrington & McClain P.C. International Business Research Humphrey Farrington & McClain P.C. International Business Research Humphrey Farrington & McClain P.C. International Business Research Humphrey Farrington & McClain P.C. Humphrey Farrington & McClain P.C. Humphrey Farrington & McClain P.C. CheckFund Manager LLC SEC Insight International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight International Business Research International Business Research International Business Research Veteran's Office Products EACM Advisors LLC International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC
4/18/2006 4/17/2006 4/18/2006 4/17/2006 4/18/2006 4/17/2006 4/18/2006 4/17/2006 4/17/2006 4/17/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006
12/11/2007 Other Reasons 4/20/2006 4/21/2006 4/20/2006 4/21/2006 4/20/2006 4/21/2006 4/20/2006 4/20/2006 4/20/2006 4/28/2006 1/22/2008 5/1/2006 5/5/2006 5/3/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 5/10/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 4/25/2006 4/25/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
WIT RPR NIF RPR NIF RPR NIF RPR RPR RPR NIF WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Melendez, Lisa Motz, Robert Motz, Robert Carpenter, Danielle Motz, Robert Motz, Robert Motz, Robert Motz, Robert Kelcher, Brian
Organization
International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research Kroll Inc. MPOD Inc
Request Description
Neurocrine Biosciences Inc New Talent Program American Durham LP Santa Monica Capital Corp Santa Monica Capital Partners LLC David M Marshall David Marshall Inc SEC Administrative Proceedings FW-1879 In the Matter of Lone Star Financial Services Inc and 37043 In the Matter of ITEC Securities Corporation and Martin M Pinnas Baradaran Ventures Isensix LLC 2005 and 2006 FOIA Logs Steven A Helland SSR Capital Management LLC David Sabath Latigo Partners UnitedHealth Group Inc Apogen Technologies Inc NBTY Inc Armin Alexander Budzinsky Lennar Corporation Caremark Rx Inc since April 1 2005 CSG Systems International Inc Capital One Financial Corporation Applied Materials Inc NCR Corp Form PREC14A filed on 12-17-1990 Mercury Interactive Corporation Thomas Pharmaceuticals Ltd W E Donoghue & Company Inc Darko Kuzmanovic William E Donoghue Prudent Global Natural Resources Master Fund Prudent Global Natural Resources Master Fund Management Par Pharmaceutical Companies Inc fka Pharmaceutical Resources Inc Cary G Brody Time Warner Inc
Requested Date
4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006 4/18/2006
Closed Date
6/1/2006 4/21/2006 4/21/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF RPR
Exemption Cited
06-04744-FOIA 06-04745-FOIA 06-04746-FOIA 06-04747-FOIA 06-04748-FOIA 06-04749-FOIA 06-04750-FOIA 06-04751-FOIA 06-04752-FOIA 06-04753-FOIA 06-04754-FOIA 06-04755-FOIA 06-04756-FOIA 06-04757-FOIA 06-04758-FOIA 06-04759-FOIA 06-04760-FOIA 06-04761-FOIA 06-04762-FOIA 06-04763-FOIA 06-04764-FOIA 06-04765-FOIA 06-04766-FOIA 06-04767-FOIA 06-04768-FOIA 06-04769-FOIA
Motz, Robert Ardern, Bill Kiernan, Cortney Kiernan, Cortney Lichtcsien, Susan Lichtcsien, Susan Keenan, Sean James, Rhonda Gavin, J. Patrick Kelcher, Brian Gavin, J. Patrick Keenan, Sean Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Huckaby, Kristen Gavin, J. Patrick Melendez, Lisa Malinowski, Thomas Torrento, Joseph Malinowski, Thomas Torrento, Joseph Torrento, Joseph Gavin, J. Patrick Lichtcsien, Susan Johnson, Richard
International Business Research CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Raymond James & Associates Watkins Ludlam Winter & Stennis, P.A. SEC Insight Kroll Inc. SEC Insight Raymond James & Associates SEC Insight SEC Insight SEC Insight Battelle Memorial Institute SEC Insight International Business Research Cotal Systems, Inc. George Van & Company Cotal Systems, Inc. George Van & Company George Van & Company SEC Insight CheckFund Manager LLC Stroock & Stroock & Lavan LLP
4/18/2006 4/19/2006 4/18/2006 4/18/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/18/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/19/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/17/2006
5/1/2006 1/16/2008 4/21/2006 4/21/2006 4/21/2006 4/20/2006 2/27/2007 5/12/2006 1/16/2008 4/26/2006 12/6/2007 8/21/2006 1/30/2008 6/22/2007 5/18/2006 5/8/2006 5/2/2006 4/24/2006 4/24/2006 5/4/2006 5/4/2006 5/5/2006 1/16/2008 4/24/2006 6/5/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in part Granted in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
NIF WIT NIF NIF NIF NIF CAN DES WIT FEE;NIF WIT (b)(7)(A) WIT (b)(7)(A);RTW (b)(7)(A);NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF;WIT NIF (b)(7)(A)
Request ID
Requester Name
Eck, Amber Anderson, Robert Torrento, Joseph Gavin, J. Patrick Lichtcsien, Susan Torrento, Joseph Torrento, Joseph Gavin, J. Patrick Lichtcsien, Susan Torrento, Joseph Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Byerley, Eva Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard McFeeley, Robert Harrison, Richard Gavin, J. Patrick Rathbun, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP George Van & Company SEC Insight CheckFund Manager LLC George Van & Company George Van & Company SEC Insight CheckFund Manager LLC George Van & Company SEC Insight SEC Insight CheckFund Manager LLC SEC Insight SEC Insight CheckFund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Navarre Corp
Request Description
Requested Date
4/19/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/20/2006 4/10/2006 4/21/2006 4/21/2006 4/21/2006 4/24/2006 4/24/2006 4/24/2006 4/21/2006 4/21/2006 4/21/2006 4/24/2006 4/24/2006 4/24/2006 4/21/2006 4/24/2006 4/22/2006 4/24/2006 4/21/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006
Closed Date
5/4/2006 1/12/2007 1/22/2008 5/23/2006 5/19/2006 4/29/2006 5/5/2006 5/5/2006
Final Disposition
Denied in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons (b)(7)(A)
Exemption Cited
AON Corporation David W Tice & Associates LLC McKesson Corporation Trafelet & Company LLC David W Tice Prudent Global Gold Fund Valero Energy Corporation Remy Trafelet Prudent Gold Management Limited Bally Total Fitness Holding Corporation Ashland Inc Colonial Fund LLC BJ Services Company Disney Company USEC Inc Third Day Advisors LLC Swift Transportation Co Inc Scolr Inc (File # 333129275) Borland Software Corp Cascade Bancorp Tidewater Inc NetEase com Inc Kenneth B Whitley Toronto Dominon Bank Black Warrior Wireline Corp (File # 333131781) First National Bancshares Inc FL Sara Lee Corporation Segue Software Inc Lithium Technology Corporation Alpine Group Inc DE Investors Financial Services Corp Decair Corporation Cedar Mountain Distributors Inc (File # 333128856) Keystone Mutual Funds 333-133322 M Wise Inc (File #333131779) Cheswold Lane Funds 333-133392 Spongetech Delivery Systems Inc (File # 333123015)
(b)(7)(A);RTW WIT NIF NIF NIF WIT NIF NIF (b)(7)(A);NIF WIT (b)(7)(A);NIF WIT NIF WIT NIF WIT WIT WIT RTW NIF NIF WIT RTW WIT NIF RTW (b)(7)(A);WIT NIF WIT WIT WIT
11/16/2007 Denied in part 12/12/2007 Other Reasons 10/11/2006 Denied in part 12/12/2007 Other Reasons 4/24/2006 1/10/2008 5/2/2006 12/6/2007 Other Reasons Other Reasons Other Reasons Other Reasons
11/14/2007 Granted in full 12/12/2007 Other Reasons 4/16/2007 5/16/2007 7/30/2007 4/27/2006 1/29/2008 4/27/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
10/23/2006 Other Reasons 1/7/2008 3/12/2008 9/20/2006 1/18/2008 5/23/2006 1/2/2008 Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
12/27/2006 Granted in full 1/17/2008 7/27/2006 4/16/2007 Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Marker, Pauline Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Honecker, Rodman Gavin, J. Patrick Loudon, Charles Gavin, J. Patrick Gavin, J. Patrick Leamer, Laurence Tansil, Olga Gavin, J. Patrick Graf, Michael Tansil, Olga Tansil, Olga DePeau, Andrew Shapiro, Andrew Shapiro, Andrew DePeau, Andrew Young, Paul Corwin, Jay Gavin, J. Patrick Lynch, Megan Li, Chor Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kiernan, Cortney
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight CheckFund Manager LLC SEC Insight Windels Marx Lane & Mittendorf LLP SEC Insight SEC Insight SEC Insight George Van & Company SEC Insight Michael Graf, Jr. CPA George Van & Company George Van & Company Cotal Systems, Inc. Lawndale Capital Management Lawndale Capital Management Cotal Systems, Inc. Milberg Weiss Bershad & Schulman LLP SEC Insight CheckFund Manager LLC Baker Botts LLP SEC Insight SEC Insight SEC Insight CheckFund Manager LLC
Request Description
Blockbuster Inc 333-132446 Carrington Laboratories Inc (File # 333131735) Isonics Corp 333-132012 Loudeye Corp 333-132449 ABB Ltd Airnet Communications Corp 333-131280 Viral Genetics Inc / DE Whitney Holding Corp Safeway Inc Online Resources Corporation Thomas Giovine and/or Giovine Capital Group LLC Panera Bread Co Randall H Taylor and/or IKEA Retail Management LP Adtran Conseco Finance and Green Tree Servicing LLC Sierra Wireless Inc Wild Oats Markets Inc Edmond Safra David O'Brien IVAX Corporation The Chinese Government Five Per Cent Reorganisation Gold Loan of 1913 Battenkill Asset Management LLC Battenkill Enhanced Market Neutral Fund and/or Battenkill Market Neutral Fund VegaPlus Capital Partners Sparton Corp National Home Health Care Corp Harbinger Capital Partners Tyco International Ltd Feldman Financial Advisors Inc of ViewPoint Financial Group Business Objects S A Gregory B Jacobs Westlake Chemical Corporation ZymoGenetics Inc Cognos Inc Energy Partners Ltd Scott Arthur Fine
Requested Date
4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/24/2006 4/21/2006 4/24/2006 4/24/2006 4/24/2006 4/17/2006 4/24/2006 3/2/2006 4/24/2006 4/24/2006 4/18/2006 4/23/2006 4/24/2006 4/18/2006 4/24/2006 4/23/2006 4/24/2006 4/20/2006 4/20/2006 4/25/2006 4/19/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006
Closed Date
1/11/2007 2/29/2008
Final Disposition
Granted in full Granted in full RTW WIT WIT RTW WIT DUP WIT NIF;WIT
Exemption Cited
12/20/2006 Other Reasons 4/16/2007 1/4/2008 4/16/2007 4/25/2006 5/19/2006 1/31/2008 9/29/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
(b)(7)(A);NIF NIF;WIT RTO NIF NIF NIF;WIT WIT NIF NIF WIT NIF NIF NIF NIF NIF;RTW (b)(5) NIF RTW WIT FEE RTW WIT NIF;WIT WIT NIF
12/20/2007 Other Reasons 5/18/2006 9/27/2007 5/10/2006 1/10/2008 4/25/2006 5/18/2006 5/17/2006 5/5/2006 5/1/2006 4/26/2006 5/10/2006 9/6/2006 5/1/2006 4/30/2007 1/7/2008 6/1/2006 5/3/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Mierzejewski, Mark Kiernan, Cortney Lynch, Megan Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas SEC Insight
Organization
Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight Check Fund Manager LLC Cotal Systems, Inc.
Request Description
Inamed Corporation KBD Capital Partners LP Empire Capital Partners Ltd Agamas Capital Management LP Texas Industries Inc Robert W Doherty Tradeworx Asset Management Inc aka Tradeworx Securities LLC aka Tradeworx Alternative Management Inc aka Tradeworx Inc aka Tradeworx Proprietary Investments LLC akd Tradeworx Ultra Select LP Manoj Narang Grace Brothers Ltd Michael David Brailov Gary Aguirre Resources Connection Inc Stephen M Klein Klein Realty Company Stratesec Inc fka Securacom Inc Pacific Ethanol Inc Omni Financial Services Inc Congregation ETZ Chain Inc Wells Real Estate Fund I - Leo Wells III Diversified Insurance Deerfield North Homeowners Association Inc Vinit Bodas Woodbridge Crossing Inc The Blackstone Group Hurand Syde and Klein Deccan Value Advisors LP Cosmopolitan North Associates LLC Jeffrey L Levine SunPower Corporation Better Built Corporation Pineview Associates LLC Derek F Hagen Omni National Bank Hydro-sonic Systems of Allegheny County Michael J McCarthy Durham Asset Management LLC
Requested Date
4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/25/2006
Closed Date
12/4/2007 4/28/2006 5/5/2006 5/5/2006 5/22/2006 5/19/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF NIF NIF;WIT NIF NIF
Exemption Cited
06-04851-FOIA 06-04852-FOIA 06-04853-FOIA 06-04854-FOIA 06-04855-FOIA 06-04856-FOIA 06-04857-FOIA 06-04858-FOIA 06-04859-FOIA 06-04860-FOIA 06-04861-FOIA 06-04862-FOIA 06-04863-FOIA 06-04864-FOIA 06-04865-FOIA 06-04866-FOIA 06-04867-FOIA 06-04868-FOIA 06-04869-FOIA 06-04870-FOIA 06-04871-FOIA 06-04872-FOIA 06-04873-FOIA 06-04874-FOIA 06-04875-FOIA 06-04876-FOIA 06-04877-FOIA 06-04878-FOIA 06-04879-FOIA
Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Bogdanich, Walt Gavin, J. Patrick Evans, David Evans, David Marcus, Stephen Gavin, J. Patrick Evans, David Evans, David Mullin, William Evans, David Evans, David Lichtcsien, Susan Evans, David Evans, David Evans, David Lichtcsien, Susan Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Huang, William Evans, David Evans, David Evans, David DePeau, Andrew
Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC The New York Times SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research SEC Insight International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research Cotal Systems, Inc.
4/25/2006 4/25/2006 4/25/2006 4/25/2006 4/26/2006 4/26/2006 4/26/2006 4/24/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006
9/28/2006 5/5/2006 5/1/2006 6/9/2006 2/1/2008 5/8/2007 5/17/2006 8/31/2006 5/5/2006 5/5/2006 1/8/2008 5/5/2006 5/5/2006 4/28/2006 4/28/2006 4/28/2006 5/1/2006 5/1/2006 5/1/2006 5/12/2006 1/11/2008 5/1/2006 5/5/2006 4/27/2006 5/5/2006 4/27/2006 5/1/2006
Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
FEE;NIF NIF NIF (b)(6);(b)(7)(A) NIF;WIT CAN NIF NIF;WIT NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF WIT NIF
Request ID
Requester Name
Evans, David Gavin, J. Patrick Huang, William Evans, David Evans, David Gavin, J. Patrick Huang, William Evans, David Huang, William Evans, David Gavin, J. Patrick Evans, David Evans, David Wilcox, Sam Evans, David Keane, Matthew Evans, David Evans, David Forkey, Russell Evans, David Evans, David Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Nwanna, Udoka Gavin, J. Patrick SEC Insight
Organization
International Business Research EACM Advisors LLC International Business Research International Business Research SEC Insight EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research SEC Insight International Business Research International Business Research First Advantage International Business Research Syracuse University International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight
Request Description
Klein & Associates UTI Worldwide Inc Peter C Rogness Omni Community Development Corporation Omni Appraisal Services Inc Wesbanco Inc Lois J Beckmen Omni Title Services Inc Nancy L Archer Sugar Hill Development LLC Public Service Enterprise Group Inc Omni Funding Corporation The Lindsay Corporation Jim Chanos filed by Edwin Allseitz Jr MKM Investment Limited Partnership listing of SEC registrants DIS Realty and Builders Inc Georgetown Manors of America Inc StarCash Inc Irwin M Berman Omni Financial Corporation Sammy Aaron G-III Apparel Group Ltd G-III Leather Fashions Inc G-III Retail Outlets Inc Siena Leather Ltd BET Design Studio LLC BET Studio LLC Goldfarb Family Partners LLC Bernard Chaus Inc Chaus Retail Inc Perry Ellis International Inc Nautica International Inc Supreme International Corp J Percy for Marvin Richards Ltd M Richards Import Corp MR Apparel Group Inc Lakes Entertainment Inc Molex Inc Magellan Health Services Inc
Requested Date
4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/26/2006 4/24/2006 4/26/2006 4/26/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006
Closed Date
5/3/2006 12/3/2007 5/5/2006 5/1/2006 5/23/2006 4/28/2006 5/12/2006 4/28/2006 5/15/2006 2/4/2008 5/5/2006 5/12/2006 5/5/2006 5/11/2006 5/4/2006 5/4/2006 1/15/2008 5/2/2006 5/3/2006 5/3/2006 5/3/2006 5/5/2006 5/5/2006 5/5/2006 5/10/2006 5/10/2006 5/10/2006 5/1/2006 9/14/2006 5/1/2006 5/1/2006 5/1/2006 5/5/2006 5/24/2006 5/24/2006 1/11/2007 1/22/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN WIT
Exemption Cited
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Motz, Robert Motz, Robert Motz, Robert Morgan, Matthew Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Torrento, Joseph Torrento, Joseph Motz, Robert Harrison, Richard Harrison, Richard Kiernan, Cortney Gavin, J. Patrick Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Gavin, J. Patrick Kiernan, Cortney Torrento, Joseph Gavin, J. Patrick
Organization
International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Capitol District Information Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC George Van & Company George Van & Company International Business Research Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight CheckFund Manager LLC George Van & Company SEC Insight
Request Description
Xiao Feng Zhang aka Xiaofeng Zhang Xiao F Zhang Zhang Xiao Feng Carrizo Oil and Gas Inc Xia Ping Zhang aka Xiaoping Zhang Xiao P Zhang Zhang Xiao Ping The Enchanted Village Inc Rogers Corporation Fairford Holdings Limited Ruili Group Santander Bancorp SORL Auto Parts Inc Jennie Lynne Brown aka Jennie Lynne Walter Jonathan William Brawn Brawn Contracting Inc Brawn Homes Inc Todd Ross Goldberg Morris Goldfarb Wayne S Miller Neal S Nackman BioMarin Pharmaceutical Inc Troy W Buckner Parallel Petroleum Corporation Oakley Inc NuWave Investment Corp SCM Investments LLC SCM Special Values Fund LP David L Belluck Water Chef Inc (File # 333122252) Valley National Bancorp (File # 333125595) Tiedemann Investment Group Aetna Inc Steven B Kaufman Imaging Diagnositcs Systems Inc / FL (File # 333132664) Franklin R Witney GVI Security Solutions Inc (File # 333122314) WellPoint Inc Steven R Diamond Thomas Vincent Person Alexander & Baldwin Inc
Requested Date
4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/27/2006 4/28/2006 4/28/2006 4/28/2006 5/1/2006 5/1/2006 4/27/2006 4/28/2006 4/28/2006 5/1/2006 4/28/2006 5/1/2006 4/28/2006 4/28/2006 4/28/2006 4/28/2006
Closed Date
5/17/2006 1/16/2008 5/19/2006 5/17/2006 5/1/2006 5/1/2006 1/11/2008 5/5/2006 5/8/2006 5/1/2006 5/1/2006 5/1/2006 5/12/2006 5/15/2006 2/13/2008 5/17/2006 5/15/2007 5/9/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF NIF NIF;WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF WIT WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF
Exemption Cited
12/12/2007 Other Reasons 5/1/2006 5/1/2006 1/28/2008 5/2/2006 6/20/2006 6/28/2007 5/9/2006 5/2/2006 7/23/2007 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Motz, Robert Harrison, Richard Gavin, J. Patrick Motz, Robert Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert DePeau, Andrew Torrento, Joseph Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Tansey, Richard Tansey, Richard Tansey, Richard Harrison, Richard Royce, Joanne Edwards, Mark Smith, Marcus
Organization
International Business Research Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Cotal Systems, Inc. George Van & Company Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Government Accountability Project Recombinant Capital Inc. United Communications Group
Request Description
Peter K Sorger Hawaiian Holdings Inc (File #333129503) Danaher Corporation Donald B Snow Cohen & Steers Asia Pacific Realty Shares Inc (File # 333133538) Salomon Brothers Fund Inc / DE (File # 333133512) GlobalSantaFe Corporation Daniel H Berry Citigroup Alternative Investments Multi ADV Hedge Fu Por LLC (File # 333133503) TIAA Cref Institutional Mutual Funds (File # 333133458) Banyan Corp 333-131860 Lumera Corp 333-131634 Stephen D Reichenbach Phoenix Investment Adviser LLC Peter Scheier Eagle Broadband Inc 333-132635 Underlying Funds Trust 333-133627 Altera Corporation Ronald C Seubert John P Stewart Applied Precision LLC Lawson Software Inc Cardiogenesis Corp Flow International Corp Riverside Partners Inc SuperDirectories Inc Finlay Fine Jewelry Corp Avici Systems Inc Infocrossing Inc 333-130705 Paragon Financial Corp Roo Group Inc 333-131660 Texas A&M University System Texas A&M University System Texas A&M International University Perfectdata Corp 333-130461 Gary J Aguirre Regeneron Pharmaceuticals Inc Broker-Dealers
Requested Date
4/28/2006 5/1/2006 4/28/2006 4/28/2006 5/1/2006 5/1/2006 4/28/2006 4/28/2006 5/1/2006 5/1/2006 5/1/2006 5/1/2006 4/28/2006 9/15/2005 4/28/2006 5/1/2006 5/1/2006 4/28/2006 4/28/2006 4/28/2006 4/28/2006 5/1/2006 5/1/2006 4/28/2006 4/28/2006 5/1/2006 5/1/2006 4/28/2006 5/1/2006 5/1/2006 5/1/2006 4/30/2006 5/1/2006 5/1/2006 5/1/2006 4/25/2006 4/10/2006 5/2/2006
Closed Date
5/2/2006 2/11/2008 5/5/2006 8/2/2006 1/4/2007 1/16/2008 5/10/2006 9/12/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons NIF WIT WIT NIF NIF -
Exemption Cited
(b)(7)(A);WIT NIF NIF WIT WIT FEE NIF NIF WIT WIT NIF WIT NIF WIT NIF WIT WIT (b)(7)(A) RTW WIT WIT NAR NAR NAR RTW (b)(6);(b)(7)(A) NIF
12/10/2007 Other Reasons 12/10/2007 Other Reasons 5/17/2006 5/18/2006 5/17/2006 4/16/2007 11/8/2007 1/17/2008 5/19/2006 5/19/2006 3/24/2008 1/17/2008 5/15/2006 1/4/2008 1/4/2008 6/9/2006 1/17/2008 1/17/2008 5/15/2006 5/15/2006 5/15/2006 9/26/2006 6/9/2006 6/28/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Tansey, Richard Edwards, Bruce Edwards, Mark Malinowski, Thomas Doane, David DeKlotz, Christine Edwards, Mark Edwards, Mark Barton, Justin Edwards, Mark Edwards, Mark Caspi, Orit Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Malinowski, Thomas Furukawa, Michelle Sengstack, Michele Molenda, David Molenda, David Pine, Michael Molenda, David Gavin, J. Patrick Tansey, Richard Tansey, Richard Gavin, J. Patrick Gavin, J. Patrick Sharif, Ahmed Sengstack, Michele SEC Insight SEC Insight
Organization
Request Description
Advent Software Inc Applebees International Inc Onyx Pharmaceuticals Inc Harsco Corporation Transkaryotic Therapies Inc Airgas Inc MedImmune Inc Texas A&M International University and Texas A&M University System Sirna Therapeutics fka Ribozyme Pharmaceuticals Inc Sirna Therapeutics fka Ribozyme Pharmaceuticals Inc Prentice Capital Management LP TD Ameritrade fka TD Waterhouse Bella Vista Capital Inc fka Primecore Mortgage Trust Inc Dekalb Genetics Corp Axys Pharmaceuticals Inc Walton Street Capital Sibia Neurosciences Inc Metra Biosystems Inc IDS Worldwide Inc aka IDS Solutions Build-A-Bear Workship Inc Buckle Inc PDL BioPharma fka Protein Design Labs Inc Michael Zimmerman Metris Companies Inc Eli Ronald Goldberg Incredimail Ltd 333-129246 Shamir Optical Industry Ltd 333-122736 Suncoast Capital Group Ltd and Suncoast Capital Markets Inc Scopus Video Networks Ltd 333-129804 Black Hills Corporation Joe Garcia Texas A&M University System Texas A&M International University Texas A&M International University and Texas A&M University System Community Bank System Inc Coeur D Alene Mines Corporation David Strumwasser RPMT Inc
Requested Date
5/1/2006 5/1/2006 4/10/2006 5/1/2006 4/10/2006 5/1/2006 4/17/2006 5/2/2006 4/17/2006 4/17/2006 5/1/2006 4/30/2006 4/26/2006 4/17/2006 4/10/2006 5/1/2006 4/10/2006 4/17/2006 5/1/2006 5/1/2006 5/1/2006 4/17/2006 5/1/2006 5/1/2006 5/2/2006 5/2/2006 5/2/2006 5/1/2006 5/2/2006 5/2/2006 5/2/2006 5/2/2006 5/2/2006 5/2/2006 5/2/2006 5/2/2006
Closed Date
1/23/2008 1/11/2008 2/5/2008 1/22/2008 6/10/2006 8/14/2007 5/15/2006 5/2/2006 5/24/2007 3/31/2008 1/16/2008 4/1/2008 7/6/2006 9/29/2006 5/22/2007 5/12/2006 1/7/2008 1/15/2008 12/8/2006 5/8/2006 5/23/2006 7/13/2007 8/24/2006 1/16/2008 9/21/2006 5/15/2006 5/15/2006 5/17/2006 1/7/2008 5/24/2006 5/11/2006
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT WIT NIF;WIT NIF NIF NAR CAN NIF NPF NIF NIF WIT NIF;WIT FEE;NIF NIF WIT NIF;RTW NAR NAR NIF WIT NIF NIF
Exemption Cited
Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. NO USER INFO, NEED UPDATING Recombinant Capital Inc. Cotal Systems, Inc. The Law Offices of Reg J. Lormon Recombinant Capital Inc. Recombinant Capital Inc. Brown University Investment Office Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. Cotal Systems, Inc. Stull Stull & Brody International Business Research Wolters Kluwer Law & Business Wolters Kluwer Law & Business Morovillo Abramowitz Grand Iason & Silberberg PC Wolters Kluwer Law & Business SEC Insight SEC Insight SEC Insight SCS Financial Services LLC International Business Research
Request ID
Requester Name
DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Young, Paul Gavin, J. Patrick Sharif, Ahmed Sharif, Ahmed Lichtcsien, Susan Lichtcsien, Susan DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Patch, David Gavin, J. Patrick Zwick, David Gavin, J. Patrick Gavin, J. Patrick Schleinkofer, Raymond Cabrera-Lopez, Maya Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Urban, David Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight SEC Insight
Organization
Cotal Systems, Inc.
Request Description
Crestview Capital Advisors LLC Browne & Co Inc Checkfree Corporation PricewaterhouseCoopers LLP Boston Private Financial Holdings Inc Shelley Greenhaus Steven Gendal Aptus Capital LLC - General Partner John Matthew Romero ING Clarion Real Estate Securities LP Daniel Schuessler Bayswater Asset Management LLC Carbo Ceramics Inc Covance Inc Hershey Co Aptus Partners LP Refco Inc Cypress Semiconductor Corporation Suncoast Capital Group Ltd Ecolab Inc Dendrite International Inc Robert W Medway and Yale M Fergang U.S. Securities and Exchange Commission Equifax Inc Earthlink Inc Emergency Medical Services LP Epicor Software Corporation Dennis P Sweenor Manoj J Narnag Tradeworx Asset Management CE2 Capital Partners LLC Harold Gene Buchanan II Flagstar Bancorp Inc FTI Consulting Inc John M Pagli Jr Christopher B Farrell Talbots Inc J Jill Group Inc Integrity Financial Corp FNB Corp Inc
Requested Date
9/15/2005 5/2/2006 5/2/2006 4/28/2006 5/2/2006 5/2/2006 5/2/2006 4/26/2006 4/26/2006 9/15/2005 5/3/2006 5/3/2006 5/3/2006 5/3/2006 5/3/2006 4/26/2006 4/6/2006 5/3/2006 4/27/2006 5/3/2006 5/3/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 3/10/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 5/4/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006
Closed Date
8/29/2006
Final Disposition
Other Reasons NIF WIT WIT NIF;WIT WIT NIF NIF FEE;NIF NIF NIF NIF WIT NIF NIF;RTW (b)(6);NIF NIF CAN WIT NIF NIF NIF WIT WIT NIF;WIT WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF WIT
Exemption Cited
12/28/2007 Other Reasons 11/29/2007 Other Reasons 5/25/2006 1/7/2008 11/2/2007 5/5/2006 5/8/2006 5/10/2006 5/9/2006 5/5/2006 5/17/2006 8/1/2007 6/28/2007 5/17/2006 5/30/2006 3/20/2008 1/9/2008 8/10/2007 5/17/2006 7/10/2006 1/17/2008 2/29/2008 1/10/2008 5/9/2006 5/10/2006 5/8/2006 5/9/2006 5/15/2006 1/23/2008 7/31/2007 5/16/2006 5/17/2006 3/18/2008 3/10/2008 3/18/2008 1/3/2008 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Milberg Weiss Bershad & Schulman LLP SEC Insight SCS Financial Services LLC SCS Financial Services LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight SEC Insight CheckFund Manager LLC SEC Insight Mesirow Financial SEC Insight SEC Insight Verdis Wealth Management LRP Publications SEC Insight SEC Insight SEC Insight SEC Insight State of New York Insurance Department CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight Check Fund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request ID
Requester Name
Gavin, J. Patrick Baldwin, Elizabeth Motz, Robert Harrison, Richard Harrison, Richard Gavin, J. Patrick Malinowski, Thomas Motz, Robert Malinowski, Thomas Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert SEC Insight
Organization
VerdisWealth Management International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. International Business Research Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research
Request Description
Internap Network Services Corporation Greywolf Capital Management Occam Networks California Inc Great Lakes Bancorp Inc Bay View Capital Corp FMC Technologies Mitchell Stuart Levine Accelerated Networks Inc Enable Capital Management LLC Pegasus Solutions Inc Chesapeake Energy Corp 333-132263 Goodrich Petroleum Corporation Robert L Howard-Anderson Microsemi Corp US Global Investors Inc Advanced Power Technology Inc Delta Petroleum Corp/Co Castle Energy Corp Haemonetics Corporation Occam Networks Inc General Electric Co Accelerated Ventures Inc Arden Realty Inc Purus Inc Leonard Green Partners LP Vineyard National Bancorp 333-128015 Sports Authority Inc /DE/ Golden Star Resources Ltd InfoNexus Inc Charles P Rice NBC Capital Corp Sunoco Logistics Partners LP Helix Energy Solutions Group Inc Friedli Corporate Finance Inc New Venturetec Ltd Travelers Insurance Co Intraop Medical Corp 333-131281 Pharmadigm Inc Manticore Pharmaceuticals Inc Iperia Inc Vincent J Arena
Requested Date
5/5/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/8/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/8/2006 5/5/2006 5/8/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/5/2006 5/5/2006
Closed Date
5/9/2006 5/9/2006 1/28/2008 1/8/2008 6/14/2006 5/10/2006 5/16/2006 3/12/2008 6/22/2006 7/5/2006 9/6/2007
Final Disposition
WIT NIF NIF RTW WIT NIF;WIT FEE;NIF NIF NIF (b)(4) WIT FEE (b)(6);NIF NIF NIF NIF;RTW NIF WIT NIF WIT NIF WIT WIT NIF NIF WIT WIT NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons Denied in part
Exemption Cited
12/12/2007 Other Reasons 11/16/2007 Granted in full 11/15/2007 Other Reasons 11/15/2007 Granted in full 11/16/2007 Other Reasons 11/28/2006 Other Reasons 5/25/2006 5/15/2006 5/17/2006 3/14/2008 Other Reasons Other Reasons Other Reasons Granted in full 12/10/2007 Other Reasons 12/10/2007 Other Reasons
10/10/2007 Granted in full 12/10/2007 Other Reasons 1/22/2008 5/24/2006 5/25/2006 3/7/2008 3/7/2008 1/31/2008 5/26/2006 5/26/2006 3/12/2008 1/15/2008 5/15/2006 5/15/2006 5/16/2006 5/17/2006 Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Mierzejewski, Mark Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Cohen, Chris Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Cohen, Chris Harrison, Richard Spence, Michael Spence, Michael Cohen, Chris Gavin, J. Patrick Spence, Michael Spence, Michael Cohen, Chris Spence, Michael Harrison, Richard Gavin, J. Patrick Mees, Reuben Malinowski, Thomas Spence, Michael Spence, Michael
Organization
Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Check Fund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Global Securities Information, Inc. International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. SEC Insight Hattieburg American Cotal Systems, Inc. International Business Research International Business Research
Request Description
Overstock Com Inc Spectranetics Corp 333-06971 InterMetro Communications Inc Peter Friedli Geronimo Partners LLC Inflabloc Pharmaceuticals Inc Citibank South Dakota N A 333-131355 Pivotal Self Service Technologies Inc 333-131808 UBS Tamarack International Fund LLC 333132425 News Publishing Australia Limited 333-131883 Osiris Therapeutics Inc Japan Finance Corp for Municipal Enterprises 333123757 Osiris Inc E centives Inc Bio Dyne Corp GA 333-126387 Amerityre Corp 333-132305 Sabre Fund Management Ltd Renaissance Acqusition Corp Harley Davidson Inc Simtek Corp (File # 333132180) PDG Environmental Inc (File # 333128508) Sabre Style Arbitrage Fund Ltd Autoinfo Inc (File # 333132766) Barry W Florescue Charles M Campion Sabre Style Arbitrage Fund LP Jacuzzi Brands Inc Michael J Whouley Andrew J Donelson Dan Jelicic Minyon Moore Morgan Stanley American Opportunities Fund (File # 333133723) Kia-Tencor Corporation First Bancshares Jacob Jay Gottlieb DSG Strategies Inc Dewey Square Group
Requested Date
5/8/2006 5/8/2006 5/5/2006 5/5/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/5/2006 5/8/2006 5/5/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006
Closed Date
2/5/2008 2/5/2008 5/17/2006 9/29/2006 5/24/2006 5/12/2006 4/16/2007 1/17/2008 6/23/2006 5/12/2006 5/12/2006 12/4/2007 1/12/2007 1/12/2007 5/10/2006 5/10/2006 1/2/2008 4/16/2007 9/5/2006 5/26/2006 6/22/2006 11/6/2007 5/11/2006 5/16/2006 5/15/2006 5/15/2006 5/17/2006 5/17/2006 10/2/2006 1/22/2008 5/17/2006 5/12/2006 5/17/2006 5/17/2006
Final Disposition
Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF FEE NIF NIF WIT WIT NIF NIF NIF WIT RTW RTW NIF NIF WIT WIT NIF CAN NIF WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick Spence, Michael Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Fuchs, Meredith Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Dempsey, Steve Spence, Michael Harrison, Richard Harrison, Richard Mierzejewski, Mark Spence, Michael Harrison, Richard Harrison, Richard Driscoll, Daniel Mierzejewski, Mark Spence, Michael Harrison, Richard Harrison, Richard Gavin, J. Patrick Spence, Michael Harrison, Richard Harrison, Richard Tashman, Heather Ganesh, Leon Gavin, J. Patrick Gavin, J. Patrick Molenda, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Tansey, Richard
Organization
Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research The National Security Archive Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. PetQuarters Inc International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Entwistle & Cappucci LLP Check Fund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Schiffrin & Barroway LLP Smith Barney Citigroup SEC Insight SEC Insight Wolters Kluwer Law & Business SEC Insight SEC Insight SEC Insight SEC Insight -
Request Description
Merrill Lynch Multi State Municipal Series Trust (File # 333133822) Linens n Things Inc Gregory A Cobb W-H Energy Services Inc First Quantum Minerals Ltd Roxbury Funds 333-133691 Catherine A McLean U.S. Securities and Exchange Commission Visium Asset Management LLC Kansas City Southern Acadia Pharmaceuticals Inc 333-131079 Pet Quarters Inc Evan C Unger Ladenburg Thalmann Financial Services Inc 333130026 Sonus Pharmaceuticals Inc 333-123763 Alpha Beta Capital Management LLC ImaRx Therapeutics Inc Underlying Funds Trust 333-133627 Morgan Stanley Capital Opportunities Trust 333133721 Jeffrey L McWaters Barak Laks ImaRx Pharmaceutical Corp Western Silver Corp Dynegy Inc /IL/ 333-132454 Johnson Controls Inc Charles A Baker III ING Series Fund Inc 333-133655 CPI Holdco Inc 333-130662 Fred Alger Management Inc and subsidiaries Pinnacle Associates Ltd Millennium Pharmaceuticals Inc Maximus Inc Haseeb Malik McDermott International Inc Millipore Corporation Lyondell Chemical Company Linn Energy LLC TAMIU Killam Library
Requested Date
5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/5/2006 5/8/2006 5/8/2006 5/8/2006 5/4/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 4/28/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/8/2006 5/9/2006 5/9/2006 5/9/2006 5/9/2006 5/9/2006 5/9/2006 5/9/2006 5/10/2006
Closed Date
9/12/2006 12/6/2007 5/17/2006 4/16/2007 3/10/2008 3/7/2008 5/31/2006 1/9/2007 6/1/2006 1/31/2008 6/23/2006 5/16/2006 1/4/2008 3/7/2008 5/17/2006 6/10/2006 6/2/2006 5/10/2007 9/8/2006 5/17/2006 5/17/2006 4/16/2007 5/25/2006 5/25/2006 5/16/2006 1/16/2008 6/2/2006 1/22/2008 2/1/2008 1/10/2008 5/15/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;WIT NIF WIT NIF NIF NIF;RTW NIF NIF;WIT NIF WIT NIF NIF DUP NIF;RPR NIF NIF NIF WIT NIF;RTW NIF RTW WIT NIF WIT NIF;WIT NIF WIT NIF;WIT NIF;WIT WIT NAR
Exemption Cited
Request ID
06-05188-FOIA 06-05189-FOIA 06-05190-FOIA
Requester Name
Tansey, Richard Barton, Justin Lichtcsien, Susan -
Organization
Brown University Investment Office CheckFund Manager LLC ATA Ventures
Request Description
TAMIU TAMUS Blackrock Financial Management Inc Blackrock Advisors Blackrock Capital Management Orlando Cherenek Ira Zar Macdermid Inc Mettler Toledo International Inc Lloyd Silverstein David Kaplan Terence J Doran David Rivard Mattson Technology Inc Steven Woghin ACG Credit Company LLC Yung Lim Baird W Ryan BBDO Detroit Inc Executive Office of the President Morgan Walker LLC Fine Art Lease LLC Treesdale Partners LLC Ian S Peck United Rentals Inc Art Capital Group Inc Ian Peck Fine Paintings Ltd Blue Nile Inc Computer Associates International Inc Ian Peck Fine Art Ltd FineArtLease com Inc Nokia Corporation Gerald Peters Gallery Inc Open Solutions Inc Interdigital Communications Corporation Leukosite CIK 915320 Harrahs Entertainment Inc Plains Exploration and Production Company Post Properties Inc Praecis Pharmaceuticals Inc Pharmacyclics Inc
Requested Date
5/10/2006 5/9/2006 5/10/2006
Closed Date
5/15/2006 5/31/2006 7/10/2006
Final Disposition
Other Reasons Other Reasons Denied in part NAR NIF (b)(6);NIF
Exemption Cited
Lichtcsien, Susan Widell, Alexander Gavin, J. Patrick Gavin, J. Patrick Widell, Alexander Widell, Alexander Motz, Robert Widell, Alexander Gavin, J. Patrick Widell, Alexander Motz, Robert Mierzejewski, Mark Motz, Robert Motz, Robert Salky, Steven Motz, Robert Motz, Robert Mierzejewski, Mark Motz, Robert Simerlein, Steven Motz, Robert Motz, Robert Gavin, J. Patrick Widell, Alexander Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Wright, Blaine Hebert, John Sjoblom, Randall Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark
CheckFund Manager LLC Bickel & Brewer SEC Insight SEC Insight Bickel & Brewer Bickel & Brewer International Business Research Bickel & Brewer SEC Insight Bickel & Brewer International Business Research Check Fund Manager LLC International Business Research International Business Research Zuckerman Spaeder LLP International Business Research International Business Research Check Fund Manager LLC International Business Research Robbins Umeda & Fink LLP International Business Research International Business Research SEC Insight Bickel & Brewer International Business Research International Business Research SEC Insight International Business Research SEC Insight Hydra BioSciences Hulett Harper Stewart LLP SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc.
5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/8/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/10/2006 5/11/2006 5/11/2006 5/11/2006 4/17/2006 4/17/2006
5/17/2006 6/5/2006 1/8/2008 1/8/2007 6/14/2006 5/16/2006 6/15/2006 7/24/2006 5/12/2006 6/2/2006 6/2/2006 5/16/2006 6/15/2006 5/25/2006 5/25/2006 5/25/2006 5/17/2006 6/14/2006 6/5/2006 6/2/2006 1/16/2008 7/8/2006 5/16/2006 5/12/2006 1/11/2008 5/17/2006 1/10/2008 6/12/2007 5/24/2007 9/26/2006 5/26/2006 12/3/2007 4/6/2007 2/8/2008
Other Reasons Denied in full Other Reasons Denied in full Denied in full Other Reasons Denied in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full
NIF (b)(7)(A) WIT NIF;WIT (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF WIT (b)(7)(A) NIF NIF WIT NIF NIF;WIT RTW NIF;RTW WIT -
Request ID
Requester Name
Cohen, Chris Cohen, Chris Cohen, Chris Cohen, Chris Gavin, J. Patrick Edwards, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Edwards, Mark Edwards, Mark Cohen, Chris Dietrich, Fred Cohen, Chris Schleinkofer, Raymond Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Harrison, Richard Gavin, J. Patrick Evans, David Harrison, Richard Evans, David Evans, David Evans, David Spence, Michael Evans, David Zeiss, Nicole Gavin, J. Patrick Harrison, Richard
Organization
Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Recombinant Capital Inc. Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Verdis Wealth Management SEC Insight Global Securities Information, Inc. International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research SEC Insight International Business Research International Business Research Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Labaton Sucharow SEC Insight Global Securities Information, Inc.
Request Description
David R Winters Fisco Capital Management LP Fisco Income Plus Fisco LLC Pentair Inc Pharsight Corp IBEX Management LLC Protective Life Corporation PHH Corporation Howard Wiesenfeld Petroleum Development Corp Pharmacyclics Inc Pozen Inc Harry E Haynes Fred Alger Management and Fred Alger and Company Inc Fisco Investment Management LP East Side Capital Ryiand Group Inc Pixar CA Thomas B Ottoboni Lee M Rauch Saxon Capital Inc Hilfiger Tommy Corp Point Biomedical Corporation Jerry C Griffin Res Care Inc Malcolm M Farnsworth Jonathan H Goldman Regalito Cooper Corp Rentech Inc InControl Inc Camden National Corp Origin MedSystems Inc Houston Air Services Inc Griffin and Schwartz Scienfic Services Inc Campion & Associates Gynecare Inc aaiPharma State Street Corporation Daily Gregory S
Requested Date
5/11/2006 5/11/2006 5/11/2006 5/11/2006 5/11/2006 4/17/2006 5/11/2006 5/11/2006 5/11/2006 5/11/2006 5/11/2006 4/17/2006 4/17/2006 5/11/2006 5/5/2006 5/11/2006 5/11/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006
Closed Date
6/2/2006 5/17/2006 7/5/2006 5/17/2006 12/6/2007 9/8/2006 5/24/2006 1/2/2008 1/8/2008 6/6/2006 8/25/2006 12/6/2006 5/24/2006 6/8/2006 6/2/2006 5/25/2006 12/6/2007 3/18/2008 5/22/2006 5/22/2006 4/16/2007 5/24/2006 5/25/2006 1/2/2008 5/25/2006 5/25/2006 1/29/2008 1/23/2008 5/25/2006 6/12/2006 6/12/2006 6/12/2006 5/31/2006 6/12/2006 5/31/2006 2/1/2008 3/24/2008
Final Disposition
Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF (b)(6) NIF WIT NIF WIT NIF;WIT NIF WIT NIF NIF CAN NIF NIF WIT NIF NIF NIF WIT WIT NIF NIF WIT NIF NIF WIT WIT NIF DUP NIF NIF NIF NIF NIF WIT NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Spence, Michael Spence, Michael Mierzejewski, Mark Harrison, Richard Harrison, Richard Spence, Michael Spence, Michael Spence, Michael Harrison, Richard Spence, Michael Evans, David Evans, David Evans, David Evans, David Harrison, Richard Evans, David Evans, David Evans, David Hardy, David Evans, David Mierzejewski, Mark Harrison, Richard Spence, Michael Spence, Michael Keen, Lisa Harrison, Richard Spence, Michael Spence, Michael Spence, Michael Rockoff, Jonathan Harrison, Richard Evans, David Evans, David Evans, David Lynch, Megan Gavin, J. Patrick Harrison, Richard Lynch, Megan Gavin, J. Patrick SEC Insight
Organization
International Business Research International Business Research Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research Federal Bureau of Investigation International Business Research Check Fund Manager LLC Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research The Baltimore Sun Global Securities Information, Inc. International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight Global Securities Information, Inc. CheckFund Manager LLC SEC Insight
Request Description
Rockwell Automation Inc Planning Office for Urban Affairs Inc Whouley & Associates Inc Eric Dillon Bedford Property Investors Inc MD Walt Disney Co BFMC Investment LLC Hill and Barlow A Professional Corporation BMD Management Company Inc Matrixone Inc Creative Development Group Inc Everlast Energy LLC Ironhorse Energy LP Geopet Inc Red Stone Power Development Ltd Surgeons Investment Funds (File # 333133844) The Petroleum Equipment Connection Inc Texas Americas Energy Development LLC Texas Reexploration Partners LLC ABS Industries Incorporated Wildhorse Petroleum LLC Silver Creek Capital Management LLC First Community Bancorp CA BFMA Management Corporation BFMA Holding Corporation Triangle Multi Media Limited Inc Camden National Corp Century Financial Group Inc Andrews and Florescue Inc Approx Inc Michael Milken LBA Realty Fund II Inc Felix J Dawson Alan P Dunlea Arvel G Martin Saracen LLC Susquehanna Bancshares Inc Merrill Lynch Equity Dividend Fund 333-133850 Neil E Kelley Tootsie Roll Industries Inc
Requested Date
5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/9/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/12/2006 5/12/2006 5/12/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006
Closed Date
6/7/2006 6/5/2006 6/5/2006 6/5/2006 3/12/2008 2/11/2008 5/24/2006 6/6/2006 5/27/2006 1/10/2008 6/6/2006 5/31/2006 6/10/2006 6/10/2006 6/10/2006 7/24/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/31/2006 3/28/2007 5/24/2006 5/24/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons NIF NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN;WIT NIF NIF NIF NIF (b)(7)(A) NIF;RLD NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF
Exemption Cited
10/18/2006 Denied in full 11/21/2007 Granted in full 6/6/2006 5/17/2006 5/17/2006 6/16/2006 3/7/2008 5/24/2006 5/24/2006 5/24/2006 5/22/2006 12/6/2007 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard DePeau, Andrew Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lichtcsien, Susan Gavin, J. Patrick Harrison, Richard Lichtcsien, Susan Gavin, J. Patrick Harrison, Richard Geary, Tom Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Architzel, Paul Gavin, J. Patrick Gavin, J. Patrick
Organization
Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight Global Securities Information, Inc. CheckFund Manager LLC SEC Insight Global Securities Information, Inc. UBS Financial Services Inc SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Alston & Bird LLP SEC Insight SEC Insight
Request Description
Merrill Lynch Municipal Bond Fund Inc 333133875 Calypso Capital Management Vishay Intertechnology Inc Proxymed Inc Ft Lauderdale Merrill Lynch Multi State Municipal Series Trust 333-133973 American Building Control Inc 333-131766 Uroplasty Inc 333-133072 Roaming Messenger Inc 333-131326 Foothill Independent Bancorp Service Corporation International Avistar Communications Corp Dassault Systemes SA Ipayment Inc Sky Bell Asset Management LLC Terayon Communication Systems Morgan Stanley Institutional Strategies Fund (File # 333133862) Gary Robert Marks Verint Systems Inc Merrill Lynch Global Allocation Fund Inc (File # 333133929) Trafelet & Company LLC Weatherford International Ltd Merrill Lynch Large Cap Series Funds Inc (File # 333133930) Affordable Residential Communities Inc (File # 333129254) Stewart Enterprises Inc (File # 333124131) Waterloo Ventures Inc (File # 333131913) Bankrate Inc (File # 333132698) Lincoln Gold Corp (File # 333130654) BioMed Property Trust Inc (File # 333129027) Dynamic Materials Corp (File # 333132748) Endeavour International Corp (File # 333132684) Bancshares of Florida Inc (File # 333132903) Archipelago ECN SINA Corporation Retail Ventures Inc
Requested Date
5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/9/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/15/2006 5/16/2006 5/16/2006
Closed Date
9/13/2006 6/6/2006 5/14/2007 1/10/2008 9/8/2006 1/10/2007 11/9/2006 2/7/2008
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons NIF NIF;RTW WIT RTW NIF WIT WIT WIT WIT NIF WIT NIF NIF WIT NIF WIT RTW WIT RTW RTW WIT RTW (b)(8) NIF WIT
Exemption Cited
12/28/2006 Granted in full 11/21/2007 Other Reasons 12/13/2007 Other Reasons 12/14/2007 Other Reasons 12/14/2007 Other Reasons 5/26/2006 3/14/2008 6/12/2006 1/23/2008 9/29/2006 6/5/2006 2/1/2008 9/13/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full 12/12/2007 Other Reasons
12/18/2006 Other Reasons 1/4/2008 1/18/2008 6/11/2007 1/9/2008 3/30/2007 Other Reasons Other Reasons Granted in full Other Reasons Granted in full
12/14/2006 Other Reasons 11/16/2007 Granted in full 5/3/2007 8/30/2007 12/6/2007 Denied in part Other Reasons Other Reasons
Request ID
Requester Name
Architzel, Paul Malinowski, Thomas Young, Rodney Malinowski, Thomas Architzel, Paul Gavin, J. Patrick Architzel, Paul Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Architzel, Paul Strauss, Joel Architzel, Paul Tansey, Richard Oliver, James Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew Mierzejewski, Mark Oliver, James Barcaskey, Matthew Gavin, J. Patrick Oliver, James Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew Gavin, J. Patrick Oliver, James Barcaskey, Matthew Barcaskey, Matthew Oliver, James Gavin, J. Patrick Barcaskey, Matthew Oliver, James Alston & Bird LLP
Organization
Instinet ECN Cotal Systems, Inc. Eagletech Communications Inc Cotal Systems, Inc. Alston & Bird LLP SEC Insight Alston & Bird LLP SEC Insight SEC Insight SEC Insight Alston & Bird LLP Kaplan Fox & Kilsheimer LLP Alston & Bird LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP The College of William & Mary The College of William & Mary The College of William & Mary The College of William & Mary Check Fund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP The College of William & Mary SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP The College of William & Mary The College of William & Mary The College of William & Mary The College of William & Mary SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP The College of William & Mary The College of William & Mary Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight The College of William & Mary Lerach Coughlin Stoia Geller Rudman & Robbins LLP
Request Description
Hrant Berj Tosbath Eagletech Communications Inc Davenport Group Inc Prime Trade ECN (Credit Suiddr First Boston) USA Mobility Inc Island ECN United States Steel Corporation Wyeth Wintrust Financial Corporation Bloomberg ECN OCA Inc REDIBook ECN TAMIU / TAMUS Jerome S Contro SI International Inc Ribapharm Inc Pacer International Inc Inveresk Research Group Inc Edgar H Williams G Randall Hecht Monolithic System Technology Power Integrations Inc John W Glynn Jr Galyans Trading Co Inc Aramark Worldwide Corp Agere Systems Inc AFC Enterprises Convergys Corporation James K Peterson Accenture LTD Veridian Corp Steven M Cohen Centex Corporation Red Robin Gourmet Burgers Inc John Wallace
Requested Date
5/15/2006 5/16/2006 5/10/2006 5/16/2006 5/15/2006 5/16/2006 5/15/2006 5/16/2006 5/16/2006 5/16/2006 5/15/2006 5/15/2006 5/15/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006
Closed Date
5/17/2006 6/19/2006 5/24/2006 6/1/2006 -
Final Disposition
NIF NIF NIF WIT WIT NIF;WIT WIT WIT NIF WIT Other Reasons Granted in full Other Reasons Other Reasons
Exemption Cited
12/12/2007 Other Reasons 9/18/2007 12/5/2007 2/8/2008 2/4/2008 6/29/2006 3/20/2007 7/31/2006 5/23/2006 6/29/2006 6/2/2006 6/2/2006 6/6/2006 6/6/2006 6/6/2006 9/18/2006 8/28/2006 1/22/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Other Reasons Denied in full Granted in full Other Reasons
(b)(4);(b)(8) NAR NIF NIF (b)(7)(A) WIT NIF NIF NIF;RTW NIF WIT (b)(7)(A) NIF (b)(7)(A)
11/28/2006 Other Reasons 9/14/2006 4/30/2007 5/9/2007 6/14/2006 Granted in full Other Reasons Other Reasons Other Reasons
10/25/2007 Granted in full 3/6/2008 7/28/2006 8/14/2007 6/5/2006 3/21/2008 Other Reasons Denied in full Other Reasons Granted in full Denied in full
Request ID
Requester Name
Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew DePeau, Andrew Oliver, James Lynch, Megan Barcaskey, Matthew Barcaskey, Matthew Block, Lauren Oliver, James
Organization
The College of William & Mary The College of William & Mary The College of William & Mary Cotal Systems, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP CheckFund Manager LLC The College of William & Mary The College of William & Mary Milberg Weiss Bershad & Schulman LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP
Request Description
Big 5 Sporting Goods Seagate Technology Holdings Constar International Inc Saracen Energy LP James Callinan Milton N Fine United Defense Industries Inc Third Wave Technologies Inc Global Crossing Ltd RS Investment Trust fka Robertson Stephens Investment Trust RS Investment Management Co LLC RS Investment Management LP RS Emerging Growth Fund RS Diversified Growth Fund Seattle Genetics Inc Princeton Review Inc Fine Family Limited Partnership aka FFC Capital Corporation Peabody Energy Corp ViaSat Inc Axis Capital Holdings Ltd Loudcloud Inc LogicVision Inc Leonard B Auerbach Lawson Software Inc Kraft Foods Inc KPMG Consulting Inc General Maritime Corp Marshall and Ilsley Corporation Legacy Capital Group Inc Integrated Defense Tech GameStop Corp Crimson Investments Progenitor Inc Chamberlain International Sales Inc The Chamberlain Group Chamberlain Corporation Kenneth Tananbaum Procyte Corp Amherst Acquisition Company 5 D Investment Corporation
Requested Date
5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 4/3/2006 5/17/2006
Closed Date
6/7/2007 6/11/2007 6/6/2006 6/5/2006 7/10/2006 5/24/2006 7/2/2007 8/24/2006 9/28/2006 10/5/2006
Final Disposition
Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Denied in part NIF NIF NIF FEE
Exemption Cited
(b)(6);(b)(7)(A)
Barcaskey, Matthew Barcaskey, Matthew Lynch, Megan Barcaskey, Matthew Gavin, J. Patrick Gavin, J. Patrick Barcaskey, Matthew Barcaskey, Matthew Oliver, James Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew Barcaskey, Matthew Gavin, J. Patrick Mierzejewski, Mark Barcaskey, Matthew Barcaskey, Matthew Mierzejewski, Mark Edwards, Mark Evans, David Evans, David Evans, David Lichtcsien, Susan Edwards, Mark Evans, David Evans, David
The College of William & Mary The College of William & Mary CheckFund Manager LLC The College of William & Mary SEC Insight SEC Insight The College of William & Mary The College of William & Mary Lerach Coughlin Stoia Geller Rudman & Robbins LLP The College of William & Mary The College of William & Mary The College of William & Mary The College of William & Mary SEC Insight Check Fund Manager LLC The College of William & Mary The College of William & Mary Check Fund Manager LLC Recombinant Capital Inc. International Business Research International Business Research International Business Research CheckFund Manager LLC Recombinant Capital Inc. International Business Research International Business Research
5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/17/2006 5/18/2006 5/8/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/1/2006 5/18/2006 5/18/2006
8/31/2006 6/1/2006
Granted in full Other Reasons
NIF NIF WIT (b)(7)(A) NIF NIF;WIT (b)(6);NIF NIF NIF NIF NIF NIF NIF NIF NIF
10/17/2006 Granted in full 1/8/2008 6/14/2006 9/6/2006 5/18/2006 1/5/2007 1/25/2008 4/11/2007 1/16/2008 7/12/2006 6/5/2006 6/14/2006 11/2/2007 6/15/2006 6/19/2006 6/19/2006 6/14/2006 2/1/2008 6/14/2006 6/15/2006 Other Reasons Denied in full Granted in full Other Reasons Granted in full Granted in full Granted in full Other Reasons Denied in part Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Gavin, J. Patrick Edwards, Mark Evans, David Evans, David Evans, David Edwards, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Edwards, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David DeSanto, Robert Lichtcsien, Susan Gavin, J. Patrick Edwards, Mark Evans, David Evans, David Edwards, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David DeSanto, Robert Sokenu, Claudius SEC Insight
Organization
International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Mayer Brown Rowe & Maw LLP
Request Description
Turf Club of Illinois Inc Aztar Corporation Procyte Corp Duchossois Railcar Components Inc Duchossois Communications Company of Iowa Inc Duchossois Communications Company of California Inc Procyte Corp The Duchossois Thrall Group Inc Duchossois Environmental Management Inc Duchossois Industries Inc Duchossois Enterprises Inc Chamberlain of Connecticut Inc Chamberlain Manufacturing Corporation Chamberlain Moore O Matic Inc Brunswick Corporation Progenics Pharmaceuticals Inc The Collis Company D and D Ventures LLC Dick Duchossois Inc Richard L Duchossois DD66 Corporation Craig J Duchossois Mill Devleopment Company Gregory A Applegate Tugar Capital Management LP Bunge Ltd PDL BioPharma fka Protein Design Labs Inc Mill Race Corporation Entry Acquisition Corporation PDL BioPharma fka Protein Design Labs Inc Otter Creek Awning Supply Company Trinity Rail Components and Repair Inc Thoro Management Inc Trinity Highway Safety Products Trinity Industries Inc Trinity Tank Car Inc The Ohio Company Rule 408 of the Federal Rules of Evidence
Requested Date
5/18/2006 5/18/2006 5/1/2006 5/18/2006 5/18/2006 5/18/2006 5/1/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/1/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/15/2006 5/18/2006 5/18/2006 5/8/2006 5/18/2006 5/18/2006 5/8/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/15/2006 5/16/2006
Closed Date
6/14/2006 12/7/2007 5/14/2007 6/5/2006 6/5/2006 6/5/2006 6/25/2007 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/2/2006 6/2/2006 6/2/2006 2/4/2008 9/28/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/30/2006 5/25/2006 5/26/2006 1/17/2008 6/25/2007 5/25/2006 5/30/2006 2/8/2008 5/25/2006 5/30/2006 5/30/2006 5/30/2006 5/31/2006 5/30/2006 6/6/2006 7/5/2006
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF FEE NIF NIF WIT NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF;RPR (b)(7)(A)
Exemption Cited
Request ID
Requester Name
Edwards, Mark Evans, David Evans, David Evans, David Carpenter, Danielle DeSanto, Robert Gavin, J. Patrick Evans, David Evans, David Mierzejewski, Mark Gavin, J. Patrick Evans, David Evans, David Evans, David DeSanto, Robert Gavin, J. Patrick Evans, David Evans, David Evans, David DeSanto, Robert Edwards, Mark Evans, David Evans, David Evans, David Carpenter, Danielle DeSanto, Robert Edwards, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Strawn, Scott Strawn, Scott Strawn, Scott Edwards, Mark Evans, David Harrison, Richard
Organization
Recombinant Capital Inc. International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research Check Fund Manager LLC SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC SCS Financial Services LLC Recombinant Capital Inc. International Business Research Global Securities Information, Inc. Progenitor Inc
Request Description
Hill N Dale LLC Hill N Dale Farm Inc Hill N Dale North Inc Michael Thomas Regis Securities Corporation Alcon Inc New Thrall Company TCMC Equipment Leasing Inc John Paul Ho American Greetings Corporation T Mar LLC CFC Investment LLC Certified Security Systems Inc Tempo Securities Corporation Arbitron Inc Chamberlain M and S Inc Illinois Chamberlain M and S Inc Chamberlain M and S Investments Inc Quantum Securities Corporation Progenics Pharmaceuticals Inc Waxing Acquisition Corporation 3600 LLC 4 D Investment Corporation Longacre International Ltd Robert K Cargin PDL BioPharma fka Protein Design Labs Inc McConway Torley Group Thrall Winder Company AMX Corporation Panja Inc Arlington Park Racecourse LLC Arlington Management Services LLC Iowa Wringer Corporation Patrick McCormack Andrew Rafal Kevin Sowers QLT PhotoTherapeutics Inc aka QLT Inc Durasol Systems Inc Lehman Brothers Holdings Inc (File # 333129195)
Requested Date
5/8/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/15/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/15/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/15/2006 5/1/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/15/2006 5/8/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/18/2006 5/19/2006 5/19/2006 5/19/2006 5/15/2006 5/18/2006 5/22/2006
Closed Date
6/1/2006 6/1/2006 6/1/2006 5/31/2006 6/19/2006 9/25/2006 5/26/2006 5/26/2006 9/20/2007 5/25/2006 5/25/2006 5/25/2006 6/8/2006 5/25/2006 5/25/2006 5/25/2006 6/16/2006 6/5/2006 5/24/2006 5/24/2006 5/25/2006 6/13/2006 6/29/2006 6/2/2006 6/2/2006 5/26/2006 5/26/2006 5/26/2006 6/6/2006 6/6/2006 5/31/2006 6/6/2006 6/6/2006 11/5/2007 6/7/2006 1/29/2008 -
Final Disposition
NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
(b)(6);NIF;RPR NIF;RTW NIF NIF NIF NIF;RLD NIF NIF NIF NIF WIT NIF NIF NIF NIF;RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT
Request ID
Requester Name
Keip, Normajean Edwards, Mark Evans, David Evans, David Harrison, Richard Harrison, Richard Motz, Robert Triay, Laura Edwards, Mark Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Schmicher, David Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Harrison, Richard
Organization
VSR Financial Services Inc Recombinant Capital Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Altera Partners Management, Ltd. Recombinant Capital Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc.
Request Description
Rebecca L Engle Protein Polymer Technologies Inc Link Door Controls Inc Quad City Downs Inc Gold Resource Corp (File # 333129321) Velocity Asset Management Inc (File # 333130056) 1st Group Telecommunications Inc David Knott Proteus International PLC aka Protherics NCH Corporation Ramm Brothers Partnership LLC DKRW Advanced LLC O2DIESEL CORP Millennium Cell Inc SUNRISE REAL ESTATE DEVELOPMENT GROUP INC 333-131821 Pacific Gold Corp (File # 333133008) BRAVO FOODS INTERNATIONAL CORP Biomimetic Pharmaceuticals Inc (File # 333131718) SWEETWATER WIND DKR WIND ENERGY LLC COHEN AND STEERS INSTITUTIONAL GLOBAL REALTY SHARES INC 333-134172 Makram Majid Chams & Titan Corporation SUNAMERICA SENIOR FLOATING RATE FUND INC 333-134226 LAFARGE INTEREST IN LAFARGE NORTH AMERICA INC International Fuel Cells Corp DKR DEVELOPMENT LLC R C Kelly Property Co DKR DEVELOPMENT LLC DKRW ENERGY LLC Mathstar Inc (File # 333130680) GENERAL ELECTRIC CO Siricomm Inc (File # 333132066) IVILLAGE INC DYNEGY INC /IL/ R C Kelly Investment Co TRANSOCEAN INC
Requested Date
5/19/2006 5/15/2006 5/18/2006 5/18/2006 5/22/2006 5/22/2006 5/19/2006 5/19/2006 5/15/2006 5/19/2006 5/19/2006 5/19/2006 5/22/2006 5/19/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/19/2006 5/19/2006 5/22/2006 5/20/2006 5/22/2006 5/22/2006 5/22/2006 5/19/2006 5/22/2006 5/19/2006 5/19/2006 5/19/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/19/2006 5/22/2006
Closed Date
6/1/2006 6/17/2006 6/6/2006 6/6/2006 1/10/2008 1/10/2008 6/19/2006 5/31/2006 9/29/2006 6/19/2006 5/24/2006 6/19/2006 1/3/2008 5/24/2006 1/3/2008
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF WIT NIF WIT RTW RTW NIF NIF NIF WIT WIT NIF CAN NIF NIF NIF WIT RTW NIF WIT NIF WIT
Exemption Cited
12/11/2006 Other Reasons 5/21/2007 1/4/2008 6/15/2006 6/15/2006 11/6/2006 6/15/2006 Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
12/11/2006 Granted in full 1/17/2008 1/15/2008 5/25/2006 6/18/2007 6/1/2006 6/28/2006 6/12/2006 1/16/2007 1/4/2008 1/16/2008 5/24/2006 5/25/2006 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Motz, Robert Costello, Maureen Motz, Robert Costello, Maureen Costello, Maureen Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Costello, Maureen Harrison, Richard Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Malinowski, Thomas Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Cotal Systems, Inc. International Business Research International Business Research SEC Insight SEC Insight International Business Research
Request Description
THOMAS E WHITE HENRY D RAMM Datecon Inc ROBERT C KELLY JON C DOYLE Universal Detection Technology (File # 333131849) GAIAM INC 333-133106 Questar Market Resources Inc (File # 333133060) NORTHSTAR REALTY 333-132890 PENSON WORLDWIDE INC 333-127385 Nanopierce Technologies Inc (File # 333132797) CENTURY PACIFIC FINANCIAL CORP 333-130930 ENOCH LAWRENCE Countrywatch.com LLC MARSHALL STEVENS CAPITAL LLC IES Communications RWP REALTY CAPITAL CORP ED LAWRENCE AND CO Integrated Electrical Services FRANKLIN BANK CORP 333-129892 Security Bank Corp (File # 333132661) ON THE GO HEALTHCARE INC 333-131963 FOUNDATION FOR POLICY REVIEW Walker Financial Corp (File # 333132902) HANDS OF PURPOSE Emisphere Technologies Inc (File # 333133087) ANDREW G BENET ANDREW G BENE QLT PhotoTherapeutics Inc aka QLT Inc QLT PhotoTherapeutics Inc aka QLT Inc NIGHTWATCH CAPITAL PARTNERS LP SCHWENDIMAN GLOBAL EQUITY FUND LIMITED PARTNERSHIP SCHWENDIMAN GLOBAL FINANCIAL SERVICES FUND LIMITED PARTNERSHIP EFUNDS CORPORATION FIRSTFED FINANCIAL CORPORATION BANC FUND LIMITED PARTNERSHIP
Requested Date
5/19/2006 5/19/2006 5/19/2006 5/19/2006 5/19/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/18/2006 5/19/2006 5/18/2006 5/19/2006 5/18/2006 5/18/2006 5/19/2006 5/22/2006 5/22/2006 5/22/2006 5/18/2006 5/22/2006 5/18/2006 5/22/2006 5/18/2006 5/18/2006 5/15/2006 5/15/2006 5/22/2006 5/19/2006 5/22/2006 5/23/2006 5/23/2006 5/22/2006
Closed Date
6/29/2006 6/17/2006 5/25/2006 6/28/2006 6/17/2006 4/16/2007 2/6/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons FEE NIF NIF NIF NIF WIT WIT RTW WIT WIT RTW NIF NIF NIF NIF NIF NIF (b)(7)(A) WIT NIF WIT NIF RTW NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF
Exemption Cited
12/19/2006 Other Reasons 4/16/2007 1/15/2008 9/26/2006 6/5/2006 5/31/2006 6/6/2006 5/31/2006 6/8/2006 6/8/2006 6/22/2006 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons
12/15/2006 Other Reasons 12/10/2007 Other Reasons 5/25/2006 5/25/2006 3/11/2008 5/25/2006 5/26/2006 7/31/2007 1/8/2007 6/19/2006 6/19/2006 6/19/2006 1/23/2008 1/17/2008 6/15/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/13/2006 Other Reasons
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Mullins, Brody Gavin, J. Patrick Costello, Maureen Costello, Maureen Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard Costello, Maureen Gavin, J. Patrick Kessler, Keith
Organization
International Business Research SEC Insight SEC Insight International Business Research International Business Research Global Securities Information, Inc. SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight Global Securities Information, Inc. International Business Research SEC Insight Howard Rice Nemerovski Canady Falk & Rabkin
Request Description
BIOTECHNOLOGY FUND LIMITED PARTNERSHIP CORE LABORATORIES Members of Congress and SEC communications PFIZER INC CASH ALTERNATIVE FUND LIMITED PARTNERSHIP EQUITY FUND LIMITED PARTNERSHIP WESTCOAST HOSPITALITY CORP 333-133287 MARTEK BIOSCIENCES CORPORATION Andrew Corporation GLOBAL HIGH PERFORMANCE FUND LIMITED PARTNERSHIP Gary Schwendiman CISCO SYSTEMS INC SML Holdings Co DELL COMPUTER CORPORATION PHL VARIABLE INSURANCE CO /CT/ 333-87218 INTERNATIONAL FUND LIMITED PARTNERSHIP SYNERON MEDICAL LTD Bear Stearns & Co Inc; Credit Suisse First Boston LLC; Goldman Sachs & Co; Lehman Brothers Inc; JP Morgan Securities Inc; Merrill Lynch, Pierce Fenner & Smith Incorporates; Morgan Stanley & Co Incorporated; Citigroup Global Markets Inc fka Salomon Smith B.. ALLIED CAPITAL CORP CEC Entertainment Inc Cadence Resources Corporation Marvin H Davis NIEDERSTOCKEN RESEARCH INC Schwendiman Technology Fund Limited Partnership MEREDITH CORPORATION EATON CORPORATION Security Mutual Life Foundation Certified Financial Advisors and NASD professional traders CYBEX INTERNATIONAL INC
Requested Date
5/22/2006 5/19/2006 5/22/2006 5/19/2006 5/22/2006 5/22/2006 5/22/2006 5/19/2006 5/23/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/19/2006
Closed Date
6/15/2006 1/17/2008 8/10/2006 2/4/2008 6/5/2006 6/5/2006 1/4/2008 1/22/2008 1/9/2008 6/15/2006 6/8/2006 1/10/2008 6/16/2006 7/25/2007 6/8/2006 1/10/2008 6/19/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF WIT NPF
Exemption Cited
(b)(7)(A);WIT NIF NIF WIT WIT WIT NIF NIF;WIT NIF NIF NIF NIF NIF;WIT (b)(7)(A)
06-05582-FOIA 06-05583-FOIA 06-05584-FOIA 06-05585-FOIA 06-05586-FOIA 06-05587-FOIA 06-05588-FOIA 06-05589-FOIA 06-05590-FOIA 06-05591-FOIA 06-05592-FOIA
Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick
Global Securities Information, Inc. SEC Insight SEC Insight
5/22/2006 5/23/2006 5/23/2006 5/19/2006 5/22/2006 5/22/2006 5/19/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006
8/29/2006 9/20/2006 5/24/2006 6/2/2006
Granted in full Other Reasons Other Reasons Other Reasons
(b)(2);(b)(5);(b)(7)(C);WIT NIF;RTW NIF NIF WIT NIF;RTW NIF NAR;RTA -
Reblitz-Richardson, Beko Boies Schiller & Flexner LLP Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Schebece, Gregory Harrison, Richard International Business Research International Business Research SEC Insight SEC Insight International Business Research Global Securities Information, Inc.
12/12/2007 Other Reasons 9/25/2006 6/2/2006 6/13/2006 3/14/2008 Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Schleinkofer, Raymond Costello, Maureen Narasimhan, Sripriya Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas DePeau, Andrew Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Schleinkofer, Raymond Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen
Organization
Verdis Wealth Management International Business Research Venable LLP International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight Global Securities Information, Inc. Verdis Wealth Management International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research John Moon
Request Description
Requested Date
5/22/2006 5/22/2006 5/23/2006 5/22/2006 5/23/2006 5/23/2006 5/22/2006 5/22/2006 5/23/2006 5/23/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/19/2006 5/22/2006 5/22/2006 5/23/2006 5/22/2006 5/22/2006 5/23/2006 5/24/2006 5/24/2006 5/23/2006 5/23/2006 5/24/2006 5/24/2006 5/23/2006 5/24/2006 5/23/2006 5/24/2006 5/23/2006 5/23/2006 5/24/2006 5/23/2006
Closed Date
6/1/2006 5/26/2006 7/11/2006 5/26/2006
Final Disposition
Other Reasons Other Reasons Denied in part Other Reasons NIF NIF
Exemption Cited
US Equity High Performance Fund Limited Partnership Penn Central World Markets Fund Limited Partnership Cooper Tire & Rubber Company Euronet Worldwide Inc Schwendiman Global New Markets Fund Limited Partnership Schwendiman Global Sector Fund Limited Partnership First Marblehead Corporation Gildan Activewear Inc John Fritzen Nemelka BP Capital LP Schwendiman Market Neutral Fund Limited Partnership Schwendiman Partners Marathon Oil Corporation Schwendiman Biomedical/Genomics Fund Limited Partnership Federated Department Stores Inc Fiserv Inc Jostens Inc (File # 333126002) Moon Capital Schwendiman Global Emerging Markets Fund Limited Partnership Hedrick and Struggles International Inc Henry Jack and Associates Inc Schwendiman Fund Inc Schwendiman Technology Partners LLC Coca Cola FEMSA SA de DV MBIA Inc John T Porter aka Jack Porter NDS Group PLC AG America Seed Company Inc Catalina Marketing Corporation Capitol Beach Community Association Incorporated Arizona Fidelity Mortgage Corporation McDonalds Corporation Bioenergy Capital Consultants LLC
(b)(2);(b)(5);(b)(7)(C) NIF WIT WIT NIF NIF WIT WIT NIF NIF NIF NIF (b)(7)(A);WIT NIF NIF WIT NIF NIF WIT NIF;WIT NIF NIF WIT (b)(7)(A) WIT WIT NIF (b)(7)(A) NIF NIF WIT NIF
12/28/2007 Other Reasons 11/28/2007 Other Reasons 6/2/2006 6/5/2006 6/5/2006 1/16/2008 5/31/2006 8/1/2007 12/6/2007 3/13/2008 6/6/2006 6/19/2006 1/30/2008 6/10/2006 6/17/2006 6/28/2006 Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
12/12/2007 Other Reasons 10/31/2007 Other Reasons 12/12/2007 Other Reasons 6/5/2006 5/30/2006 6/21/2006 5/26/2006 Other Reasons Other Reasons Other Reasons Other Reasons 10/10/2007 Denied in part
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Gulliford, Don Blaker, David Blaker, David Carper, R. Carper, R. Carper, R. Carper, R. Harrison, Richard Hall, Stephen Sissman, David Ford, Cristie Ford, Cristie Cohen, Chris Cohen, Chris Cohen, Chris Cohen, Chris Handschuch, Elizabeth Handschuch, Elizabeth Handschuch, Elizabeth McHale, Cynthia Lichtcsien, Susan Lichtcsien, Susan Cohen, Chris Handschuch, Elizabeth SEC Insight
Organization
International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. Gulliford, McGaughey & Dunlap, P.L.L.C. Global Securities Information, Inc. Higley Hall & Company Inc Brightpoint Capital University of British Columbia University of British Columbia Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Dedman & Handschuch Dedman & Handschuch Dedman & Handschuch McAfee & Taft CheckFund Manager LLC CheckFund Manager LLC Greenwich-Van Advisors LLC Dedman & Handschuch
Request Description
Poppa Johns International Inc Harris Laboratories Inc Regal Entertainment Group Orion Systems Inc Oxford Limited Partnership Prima Limited Partnership Scott Brittenham aka Scott A Brittenham Fidelity Mortgage Corporation Phillips Peck and Brown Inc Ethanol Capital Management Treaty Oak Capital Management John J Myers Jr Rosehill Capital Management LLC Tyco International Ltd American Airlines United Airlines Wayne Alan Drizin Scott L Drizin Mary Grace aka Phelan Michael Gardiner Trizec Properties Inc Michael J Healey Matria Healthcare Inc GE In Vision Inc (formerly Invision Technologies Inc) Bristol Myers Squibb Company Atlantis Capital Management LP Atlantis Capital Markets Cayman LDC Atlantis Capital Markets NA LLC Delaware Roman Lyniuk Danny R Mayfield aka Danny Mayfield Mickey R Hartman aka Mickey Hartman Cory McCarty Edward Dallin Bagley and Bagley Securities Inc Karim Samii Pardus Capital Management LP Charles Provini American United Life Insurance Company
Requested Date
5/24/2006 5/23/2006 5/24/2006 5/23/2006 5/23/2006 5/23/2006 5/23/2006 5/23/2006 5/23/2006 5/23/2006 5/24/2006 5/24/2006 9/15/2005 5/16/2006 5/25/2006 5/25/2006 5/22/2006 5/22/2006 5/22/2006 5/22/2006 5/24/2006 5/24/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/18/2006 5/25/2006 5/25/2006 5/25/2006
Closed Date
12/6/2007 7/20/2006 1/2/2008 6/16/2006 6/6/2006 6/1/2006 5/26/2006 6/13/2007 6/2/2006 6/6/2006 6/2/2006 9/24/2007 6/2/2006 1/8/2007 8/28/2006 8/28/2006 7/10/2006 6/10/2006 7/5/2006 6/19/2006 10/5/2006 11/8/2007 7/6/2006 6/17/2006 6/17/2006 6/17/2006 6/12/2006 6/2/2006 6/5/2006 6/16/2006 3/7/2008 6/6/2006 6/2/2006 6/1/2006 7/11/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Denied in full Granted in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part WIT NIF WIT NIF NIF NIF NIF FEE NIF NIF NIF NIF (b)(4) NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF RTW (b)(7)(A) (b)(7)(A) NIF NIF NIF NIF NIF;RPR NIF NIF WIT NIF NIF NIF (b)(6)
Exemption Cited
Request ID
06-05665-FOIA 06-05666-FOIA 06-05667-FOIA 06-05668-FOIA 06-05669-FOIA 06-05670-FOIA 06-05671-FOIA 06-05672-FOIA
Requester Name
Ford, Cristie Ford, Cristie Rosen, Rachel Barton, Justin Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan
Organization
University of British Columbia University of British Columbia Cundy & Paul LLC Brown University Investment Office Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC
Request Description
Computer Associates International Inc Ernst and Young LLP Paul Kamenar and/or the Washington Legal Foundation Sequoia Capital XII Sybron Dental Specialties Inc Danaher Corp DE SCO Group Inc 333-130609 Mercury Real Estate advisors LLC aka Mercury Partners LLC aka Mercury Capital Markets LLC Steris Corporation Mainsource Financial Group HFS Bank FSB M Systems Flash Disk Pioneers Ltd 333-129291 David Rogers Jarvis Aramark Corporation Nuveen Real Estate Income Fund 333-133365 Vonage Holdings Corp 333-131659 Ashford Hospitality Trust Inc 333-125423 Stone Tower Capital LLC Ross Stores Inc Advanta Business Receivables Corp 333-132508 XTL Biopharmaceuticals Ltd 333-133445 Global Crossing Ltd 333-133466 Viragen Inc 333-133397 United Technologies Corp DE 333-124743 Solomon Technologies Inc 333-131386 Michael Jeffrey Levitt Sprint Nextel Corporation Baxter International Inc 333-133449 Colorado Interstate Gas Co 333-133212 Great Plains Energy Inc 333-132829 Dewey M Wood Jr Papashon Company Erie Indemnity Co aka Erie Insurance Exchance Erie Family Life Insurance Co Mastercard Inc 333-128337
Requested Date
5/25/2006 5/25/2006 5/25/2006 5/25/2006 5/30/2006 5/30/2006 5/30/2006 5/26/2006
Closed Date
7/3/2006 7/3/2006 6/29/2006 6/14/2006 1/3/2008 3/6/2008 6/23/2006
Final Disposition
Denied in full Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons (b)(7)(A) (b)(7)(A) NIF WIT NIF RTW NIF
Exemption Cited
Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gunn, IV, E. Linwood Ades, Scott Harrison, Richard Harrison, Richard Harrison, Richard
SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Brock, Clay, Calhoun, Wilson & Rogers, P.C. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
5/26/2006 5/30/2006 5/30/2006 5/30/2006 5/26/2006 5/26/2006 5/30/2006 5/30/2006 5/30/2006 5/26/2006 5/26/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/26/2006 5/30/2006 5/30/2006 5/30/2006 5/26/2006 5/26/2006 5/30/2006 5/30/2006 5/30/2006
2/11/2008 1/17/2008 3/28/2008 2/14/2008 6/22/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
WIT WIT NIF WIT NIF WIT NIF RTW NIF NIF;WIT WIT WIT NIF NIF (b)(7)(A) WIT NIF NIF NIF WIT RTW
12/31/2007 Other Reasons 11/21/2006 Other Reasons 12/18/2006 Other Reasons 5/23/2007 6/10/2006 4/16/2007 4/16/2007 3/18/2008 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
11/16/2007 Granted in full 11/19/2007 Granted in full 11/19/2007 Granted in full 6/20/2006 3/29/2007 6/5/2006 4/16/2007 6/9/2006 6/9/2006 Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Schultz, David Stuhlmiller, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Schultz, David Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Metzinger, Paul Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Schultz, David Schultz, David Harrison, Richard Harrison, Richard Phillips, Guy Schultz, David Harrison, Richard Harrison, Richard Gavin, J. Patrick Edwards, Mark Edwards, Mark Mierzejewski, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark DePeau, Andrew Gavin, J. Patrick Edwards, Mark Edwards, Mark Gavin, J. Patrick CTG SEC Insight
Organization
Request Description
Circle Group Holdings Administrative Proceeding File No 3-12064 In the Matter of Gregory M Dearlove CPA Polo Ralph Lauren Corporation Stewart and Stevenson Services Inc Armor Holdings Inc Seagate Technology Maxtor Corp Document Security Systems Antares Pharma Inc 333-133218 Biophan Technologies Inc 333-130920 Kellwood Co 333-124336 Western Goldfields Inc 333-122426 Vyta Corp PTT Exploration and Production Public Co L 03383698 Monadnock Community Bancorp Inc 333-132548 Coventure International Inc 333-131738 Nesco Industries Inc Novastar Financial Inc Overstock com Inc Evergreen Equity Trust /DE/ 333-134385 Federated MDT Series 333-134468 Cookson Group plc 0-21784 BGII Touchstone Strategic Trust 333-134486 Memorial Funds 333-134487 Sunrise Senior Living Inc Sangstat Medical Corp Sangstat Medical Corp Signal Equity Partners LP Sano Corp Regeneration Technologies Inc Genesis Healthcare Corporation Lexmark International Inc Timothy P Bradley Bruce R Galloway Nuance Communications Roberts Pharmaceutical Corp Roberts Pharmaceutical Corp US Bancorp
Requested Date
5/28/2006 5/26/2006 5/26/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/28/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/22/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/28/2006 5/28/2006 5/30/2006 5/30/2006 5/30/2006 5/28/2006 5/30/2006 5/30/2006 5/26/2006 5/29/2006 5/29/2006 5/30/2006 5/29/2006 5/22/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/30/2006 5/22/2006 5/22/2006 5/30/2006
Closed Date
6/16/2006 6/16/2006 10/5/2007 3/7/2008 3/7/2008 2/12/2008 2/7/2008 5/18/2007 4/16/2007 4/16/2007 4/16/2007 6/27/2006 3/6/2008 3/7/2008 2/29/2008 1/29/2008 6/23/2006 6/23/2006 10/4/2006 10/4/2006 6/22/2006 6/19/2006 9/13/2006 9/11/2006 6/21/2006 6/8/2006 3/29/2007 12/6/2007 6/2/2006 6/2/2006 11/2/2007 11/2/2007 2/1/2008
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF (b)(7)(A) NIF NIF NIF WIT WIT WIT WIT WIT WIT NIF NIF NIF WIT NIF NIF NIF WIT NIF;RTW NIF NIF WIT NIF NIF WIT
Exemption Cited
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Vtya Corporation Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Check Fund Manager LLC Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight
12/28/2007 Other Reasons 12/21/2006 Other Reasons 11/16/2007 Granted in full
Request ID
Requester Name
Edwards, Mark Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark DePeau, Andrew Gavin, J. Patrick Mierzejewski, Mark DePeau, Andrew Novshadian, Haik Gavin, J. Patrick Gavin, J. Patrick Helie, Ide-Marie DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Rosenberg, Linda Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rubenstein, John Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Patch, David Mullins, Brody SEC Insight
Organization
Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Cotal Systems, Inc. SEC Insight Check Fund Manager LLC Cotal Systems, Inc. SEC Insight SEC Insight Jersey Financial Services Commission Cotal Systems, Inc. SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Fried Frank Harris Shriver & Jacobson LLP SEC Insight SEC Insight International Business Research -
Request Description
Sangamo Biosciences Inc Warner Music Group Corporation Salix Pharmaceuticals fka Salix Holdings Ltd Chevron Corporation Rosetta Inpharmatics Inc Viisage Technology Inc Ribapharm Inc Galloway Capital Management LLC ConAgra Foods Inc Redbrick Capital Management LP Thomas P Kikis SFBC International Inc SFCC Viro Pharma Inc USI Holdings Corporation Laurence Wing Yu Cheng Arcadia Securities LLC Nabors Industries Ltd eCollege com Jeffrey Baum Michael Kresh Parexel International Corporation Alaska Air Group Inc Qwest Communications International Inc Veritas DGC Inc Blackboard Inc Berkley W R Corporation Novell Inc Bradford A Farrell Taser Senator Charles Grassley or the Senate Finance Committee and the US Securities and Exchange Commission Senator John Cornyn and the US Securities and Exchange Commission Tremblant Capital Group CastleRock Asset Management Inc Mark Beder Platinum Software Corporation Micrel Inc Safeco Corporation Abigail Hartmann Associates
Requested Date
5/29/2006 5/30/2006 5/29/2006 5/30/2006 5/22/2006 5/30/2006 5/22/2006 5/31/2006 5/30/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 5/31/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006
Closed Date
Final Disposition
WIT WIT FEE (b)(7)(A) NIF NIF WIT WIT DES;NIF NIF WIT NIF NIF NIF WIT NIF;RTW
Exemption Cited
12/12/2007 Granted in full 12/20/2007 Other Reasons 2/8/2008 Granted in full
11/28/2007 Other Reasons 11/9/2007 9/24/2007 1/8/2007 6/9/2006 7/20/2006 6/13/2006 6/6/2006 6/21/2006 12/6/2007 6/9/2006 6/9/2006 9/18/2007 6/9/2006 6/12/2006 1/23/2008 9/21/2006 1/11/2008 5/1/2007 1/11/2007 6/12/2006 8/1/2006 3/20/2008 Granted in full Granted in full Granted in full Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons
(b)(7)(A);WIT WIT WIT NIF;RTW NIF WIT
Mullins, Brody Mierzejewski, Mark DePeau, Andrew Mierzejewski, Mark Rubenstein, John Gavin, J. Patrick Gavin, J. Patrick Motz, Robert
Check Fund Manager LLC Cotal Systems, Inc. Check Fund Manager LLC Fried Frank Harris Shriver & Jacobson LLP SEC Insight SEC Insight International Business Research
6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006
2/26/2008 6/22/2006 6/13/2006 6/6/2006 6/27/2007 12/6/2007 6/9/2006
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
WIT NIF NIF NIF CAN NIF WIT NIF
Request ID
Requester Name
Gavin, J. Patrick Rubenstein, John Gavin, J. Patrick Motz, Robert Patch, David Gavin, J. Patrick Patch, David Mullins, Brody Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David SEC Insight
Organization
Fried Frank Harris Shriver & Jacobson LLP SEC Insight International Business Research SEC Insight SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research Blackbaud Inc
Request Description
Ameristar Casinos Inc Atheros Communications Inc Gayle M Skluzacek aka Gayle M Grupp Global Crossings AEGON NV Overstock.com Third Point LLC UnumProvident Corporation Wachovia Corp NEW (File # 333123311) Coinable Simon LLC MT Echo LLC Paladin Realty Advisors LLC ArthroCare Corporation Citigroup Commercial Mortgage Securities Inc (File # 333132746) Simon Shadow LLC Weatherstone Air Inc Wesinvest Inc Marvel Entertainment Inc Adstar Inc (File # 333133114) William E Simon & Sons Municipal Securities Inc 311-319 Laurel Avenue A California Limited Partnership William Dunbar Getty Images Inc Chipmos Technologies Bermuda Ltd (File # 333130230) Philip Fitzgerald David L Gold Frederick Gortner Charming Shoppes Inc Opus Resource Group Inc (File # 333121455) Whitney Greaves Scot E Hadley Michael Lenard M-Systems Flash Disk Pioneers Ltd First Federal Financial Services Inc (File # 333132423) Robert MacDonald James R Worms
Requested Date
6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/1/2006 6/2/2006 6/5/2006 6/2/2006 6/1/2006 6/2/2006 6/2/2006 6/5/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/5/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/5/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/5/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/5/2006 6/2/2006 6/2/2006
Closed Date
1/8/2008 3/30/2007 8/13/2007 6/6/2006 6/19/2006 2/6/2008 6/15/2006 1/23/2008 6/27/2006 6/28/2006 6/28/2006 6/28/2006 1/9/2008 4/16/2007 6/26/2006 6/26/2006 6/26/2006 1/4/2008
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF;RTW NIF WIT NIF WIT DUP NIF NIF NIF WIT WIT NIF NIF NIF WIT WIT WIT NIF NIF WIT RTW NIF NIF NIF NIF NIF NIF NIF WIT FEE NIF
Exemption Cited
12/20/2007 Other Reasons 11/14/2007 Other Reasons 6/28/2006 6/28/2006 1/10/2008 Other Reasons Other Reasons Other Reasons
12/18/2006 Other Reasons 6/22/2006 6/30/2006 6/23/2006 8/15/2007 Other Reasons Other Reasons Other Reasons Other Reasons
11/19/2007 Granted in full 6/22/2006 6/22/2006 6/22/2006 6/5/2006 6/5/2006 6/5/2006 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Patch, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Mullins, Brody Mierzejewski, Mark Patch, David Evans, David Evans, David Mullins, Brody Mierzejewski, Mark Patch, David Evans, David Evans, David Harrison, Richard Patch, David Evans, David Evans, David Evans, David Drummond, Bob Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Spence, Michael Raymi, Anna Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard SEC Insight
Organization
Request Description
John A Gerson Hyperdynamics FirstMerit Corporation Kyphon Inc 333-83678 Joaquin Jay G Hartman Blue Deco LLC U S Securities and Exchange Commission Renee Noto Hyperdynamics Deco Simon LLC Paladin Realty Partners L P Allied Capital Corp Talon Advisers LP Escala Group fka Greg Manning Auctions Palador Realty II GP LLC AGH GP Inc BlackBoard Inc Escala Group fka Greg Manning Auctions Davis and James Incorporated EPAC Glendale Construction Inc Museum Park Management Company LLC Fail-to-deliver figures Paladin Realty Income Properties Inc PRP Fund I Advisors LLC Ramona Investors Inc South Street Investors Inc Western Partners Investors II Inc Western Partners Investors III Inc WPI General Corporation ANS Group Inc Cal Aqua Engineers Incorporated Cotton Family Limited Partners John Myers Tomahawk Industries Inc 333-133644 Flexible Solutions International Inc 333-124751 ASM International N V 333-124479 MVR LLC Salesforce com Inc NEC Corp Stolt Nielsen S A
Requested Date
6/2/2006 6/2/2006 6/2/2006 6/5/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/2/2006 6/5/2006 6/6/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/6/2006 6/5/2006 6/5/2006
Closed Date
6/5/2006 6/15/2006 1/28/2008 12/5/2007 6/15/2006 6/6/2006 6/13/2006 7/20/2006 6/13/2006 6/13/2006 6/9/2006 6/24/2006 6/9/2006 6/9/2006 1/28/2008 6/23/2006 6/17/2006 6/17/2006 6/17/2006 6/23/2006 6/10/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/28/2006 2/11/2008 1/3/2008 6/26/2006 2/1/2008 3/19/2008 1/17/2008
Final Disposition
Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT WIT NIF NIF;WIT WIT
Exemption Cited
Global Securities Information, Inc. International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research Bloomberg News International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Altera Partners Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc.
Request ID
Requester Name
Harrison, Richard Spence, Michael Raymi, Anna Harrison, Richard Harrison, Richard Harrison, Richard Spence, Michael Brownstein, David Baldwin, Elizabeth Harrison, Richard Harrison, Richard Baldwin, Elizabeth Lynch, Megan Gavin, J. Patrick Harrison, Richard Harrison, Richard Austin, Ronald Baldwin, Elizabeth Gavin, J. Patrick Harrison, Richard Harrison, Richard Spence, Michael Lane, Steven Gavin, J. Patrick Harrison, Richard Harrison, Richard Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Morley, Matt Harrison, Richard Harrison, Richard Raymi, Anna Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard
Organization
Global Securities Information, Inc. International Business Research Altera Partners Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Heller Ehrman LLP VerdisWealth Management Global Securities Information, Inc. Global Securities Information, Inc. VerdisWealth Management CheckFund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Road Inc. VerdisWealth Management SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Thomson Research Services SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Fried Frank Harris Shriver and Jacobson LLP Global Securities Information, Inc. Global Securities Information, Inc. Altera Partners SEC Insight SEC Insight Global Securities Information, Inc.
Request Description
Skye International Inc Nicholas Investment Co LLC Aaron Stanley Alanco Technologies Inc Armor Holdings Inc Danaher Corp DE Arizona Angels Network Amadeo Trust 811-09409 Mason Capital Management LLC Erie Indemnity Co Erie Insurance Exchange Seagate Technology Eton Park Capital Management LP John David Succo Serono S A HFS Bank FSB Stewart and Stevenson Services Inc Remote Dynamics Inc fka Highway Master Communications Inc Chesapeake Partners Management Co Inc Vertex Pharmaceuticals Inc Sybron Dental Specialties Inc Erie Family Life Insurance CO Catalyst Partners Abgenix Inc Intergraph Corporation PSF Group Holdings Inc 333-132963 ASAT Holdings Ltd 333-131331 Bay Harbour Management LLC Barr Pharmaceuticals Inc Havana Group Inc 333-130817 Microvision Inc 333-128019 Globus Growth Group Inc 333-132693 Invitrogen Corporation U S Securities and Exchange Commission Mainsource Financial Group Memorial Funds 333-134487 Treat Oak Capital Management LP Genzyme Corporation Life Time Fitness Inc Dividend Growth Trust 333-134499
Requested Date
6/5/2006 6/5/2006 6/6/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/1/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/6/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/6/2006 6/5/2006 6/6/2006 6/5/2006
Closed Date
1/17/2008 6/12/2006 6/7/2006 4/16/2007 6/13/2006 6/13/2006 6/23/2006 8/14/2007 6/30/2006 6/20/2006 6/20/2006 7/13/2006 6/23/2006 1/10/2008 6/28/2006 6/28/2006 5/25/2007 6/14/2006 6/23/2006 4/16/2007 6/14/2006 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF WIT DUP DUP NIF NIF DUP DUP
Exemption Cited
(b)(7)(A);NIF NIF NIF;WIT DUP DUP NIF WIT DUP RTW;WIT NIF WIT WIT NIF NIF;WIT WIT WIT WIT (b)(7)(A);NIF (b)(2);(b)(5);(b)(6) NIF NIF NIF WIT WIT -
11/28/2007 Other Reasons 11/21/2007 Granted in full 4/16/2007 6/14/2006 1/15/2008 2/26/2008 1/15/2008 6/26/2006 6/29/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in full
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Kumar, Sudhir McNamara, Natalia Cho, Joseph Cho, Joseph Cho, Joseph Kumar, Sudhir McNamara, Natalia Cho, Joseph Cho, Joseph Cho, Joseph Kumar, Sudhir McNamara, Natalia Cho, Joseph Cho, Joseph Cho, Joseph Kumar, Sudhir McNamara, Natalia Cho, Joseph Cho, Joseph Cho, Joseph McNamara, Natalia Cho, Joseph Melendez, Lisa Melendez, Lisa McNamara, Natalia Melendez, Lisa Melendez, Lisa
Organization
Global Securities Information, Inc. SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. McDermott Will & Emery International Business Research International Business Research International Business Research McDermott Will & Emery International Business Research International Business Research International Business Research McDermott Will & Emery International Business Research International Business Research International Business Research McDermott Will & Emery International Business Research International Business Research International Business Research McDermott Will & Emery International Business Research International Business Research International Business Research McDermott Will & Emery International Business Research International Business Research
Request Description
Dreyfus US Treasury Intermediate Term Fund 333-134517 Iron Mountain Inc LaBranche and Co Liberty Bancorp Inc 333-133849 Dreyfus Liquid Assets Inc 333-134518 Claymore Exchange Traded Fund Trust 333134451 Vicis Capital LLC aka Victus Capital Schering Plough Corporation Western Digital Corporation Isis Pharmaceuticals Inc 333-130639 I2 Telecom International Inc 333-133294 from SEC Insight Inc regarding Caremark Rx Suez Joseph A Falsetti Galaxy Software Richard D Young First Watch Investment Advisors regarding Caremark Rx United Water Resources Inc Mani Singh Justin A Sands Virtual Reality Laboratories Inc Caremark Rx Spring Valley Water Company Inc The Hermes Group LLC MusicPavillion com Inc Crystal Cleaners Inc John Gavin regarding Caremark Rx United Water New York Inc Lander Co Inc RomTech Inc Cenuco Inc United Water Inc Hamilton Capital Group LLC The National Hispanic Franchise Association Association of Professional Merchants United Water New Jersey Inc Sea Walk Fast Foods Inc Sea Walk Fast Food Enterprises LLC
Requested Date
6/5/2006 6/6/2006 6/6/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/6/2006 6/5/2006 6/5/2006 6/6/2006 6/2/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/2/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/2/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/2/2006 6/6/2006 6/6/2006 6/6/2006 6/2/2006 6/6/2006 6/6/2006 6/6/2006 6/2/2006 6/6/2006 6/6/2006
Closed Date
Final Disposition
NIF;WIT WIT NIF WIT WIT WIT CAN NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF;RPR NIF NIF NIF NIF NIF DUP DUP NIF NIF NIF
Exemption Cited
11/30/2006 Granted in full 1/8/2008 1/22/2008 3/12/2008 Other Reasons Other Reasons Granted in full
11/20/2006 Granted in full 10/19/2007 Granted in full 6/9/2006 12/3/2007 1/10/2007 4/16/2007 6/30/2006 Other Reasons Other Reasons Granted in full Other Reasons Granted in full
11/16/2007 Other Reasons 6/30/2006 6/30/2006 6/28/2006 3/7/2007 6/28/2006 6/28/2006 6/28/2006 7/5/2006 6/14/2006 6/14/2006 6/28/2006 6/28/2006 9/1/2006 7/5/2006 6/23/2006 6/23/2006 6/23/2006 6/27/2006 6/27/2006 6/27/2006 6/27/2006 3/31/2008 6/9/2006 6/9/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Melendez, Lisa Lynch, Megan Melendez, Lisa Melendez, Lisa Melendez, Lisa Lynch, Megan Melendez, Lisa Degange, Stephen Melendez, Lisa Melendez, Lisa Keller, Beth Melendez, Lisa Melendez, Lisa Melendez, Lisa Musgrave, Beth Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Cohen, Jennifer Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Harris, Daniel Gavin, J. Patrick Schleinkofer, Raymond Gavin, J. Patrick Cho, Joseph Gavin, J. Patrick Gavin, J. Patrick Isaacs, Carol
Organization
International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research Duke Energy International Business Research International Business Research Faruqi & Faruqi LLP International Business Research International Business Research International Business Research Lexington Herald-Leader International Business Research International Business Research International Business Research International Business Research Proskauer Rose LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Berman DeValerio Pease Tabacco Burt & Pucillo SEC Insight Verdis Wealth Management SEC Insight International Business Research SEC Insight SEC Insight -
Request Description
Seyca Corporation Hillmark Capital Management LP Seyca Investments Inc Sunset Fast Foods Inc The National Hispanic Franchise Association Hillel Weinberger Association of Professional Merchants Terry's Tips Alvaro M Cabrera Core Value Partners Taser International Inc Core Value Telecommunications Alben Three Corporation Alvaro J Cabrera Inc Image Entry and/or Source Corp Brickell Fast Foods inc Brickell Management Corporation C I G Investments LLC Biscayne & 54 Double Drive Thru LLC Laurence G Cochrane Cabrera Investment Group Cellular Mobility Corporation Delpa Inc Heartland Food Management Corp HFC Corp Hialeah Gardens Fast Foods LLC West Miami - Medley Fast Food LLC Fast Food Development LLC Cabrera Investment Partners Heartland Food Corp Heartland Indiana Food Corp JDS Uniphase Corporation 0-22874 NYSE Group Inc Blue Harbour Strategic Value Parnters Penn National Gaming Inc Ascendia Brands Inc Rambus Inc State Auto Financial Corporation Colgate Palmolive Company
Requested Date
6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/6/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/6/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/2/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/5/2006 6/7/2006 6/7/2006 6/7/2006 6/7/2006 6/7/2006 6/7/2006 6/7/2006 6/7/2006
Closed Date
6/9/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 7/5/2006 6/14/2006 7/31/2006 6/14/2006 6/14/2006 8/2/2006 6/12/2006 6/12/2006 6/12/2006 6/22/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 7/11/2006 6/17/2006 6/17/2006 6/17/2006 6/14/2006 6/14/2006 6/14/2006 6/13/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF FEE NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF WIT NIF (b)(7)(A) NIF CAN
Exemption Cited
10/29/2007 Granted in full 12/12/2007 Other Reasons 6/19/2006 1/7/2008 6/12/2006 7/27/2007 9/18/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Navarro, Eileen Gavin, J. Patrick Gavin, J. Patrick Patch, David Hovey, Keith Mishaan, Albert Gavin, J. Patrick Patch, David Hovey, Keith Mishaan, Albert Gavin, J. Patrick Patch, David Hovey, Keith Mishaan, Albert Gavin, J. Patrick Patch, David Hovey, Keith Mishaan, Albert Gavin, J. Patrick Costello, Maureen Patch, David Patch, David Hovey, Keith Hovey, Keith Mishaan, Albert Mishaan, Albert Costello, Maureen Mishaan, Albert Gavin, J. Patrick Mishaan, Albert Patch, David Costello, Maureen Mishaan, Albert Hovey, Keith Mishaan, Albert SEC Insight
Organization
Sedgwick, Detert, Moran & Arnold LLP SEC Insight SEC Insight Wilentz Goldman & Spitzer PA Kasowitz Benson Torres & Friedman LLP SEC Insight Wilentz Goldman & Spitzer PA Kasowitz Benson Torres & Friedman LLP SEC Insight Wilentz Goldman & Spitzer PA Kasowitz Benson Torres & Friedman LLP SEC Insight Wilentz Goldman & Spitzer PA Kasowitz Benson Torres & Friedman LLP SEC Insight International Business Research Wilentz Goldman & Spitzer PA Wilentz Goldman & Spitzer PA Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP International Business Research Kasowitz Benson Torres & Friedman LLP SEC Insight Kasowitz Benson Torres & Friedman LLP International Business Research Kasowitz Benson Torres & Friedman LLP Wilentz Goldman & Spitzer PA Kasowitz Benson Torres & Friedman LLP
Request Description
Redback Networks Inc Tenet Healthcare and subsidiaries Black Box Corporation Servicemaster Co Failure Data for Escala Group between 1/1/06 and 5/31/06 Ruth E Robledo S A C Capital Associates LLC from 1/1/98 present Brandywine Realty Trust Failure Data for Circle Group Holdings from 1/1/05 - 12/31/05 Cory A Martin S A C Healthco Fund LLC U Store It Trust Failure Data for Circle Group Holdings between 1/1/04 - 12/31/04 David L Thompson Sigma Capital Management LLC First Avenue Networks Inc Failure Data for Sedona Corporation between 1/1/05 - 12/31/05 Amber R Ausfeld Gradient Analytics Inc International Rectifier Corporation Moneta Corp Failure Data for Sedona Corporation between 1/1/04 - 12/31/04 NanoPierce Technologies J Jonathan Coleman Jadis Capital Inc Camelback Research Alliance Inc SAC Capital Management LLC El Pueble Resource Development Pinnacle Investment Advisors LLC Dollar Tree Stores Inc Helios Equity Fund LLC NanoPierce Technologies Schwendiman Long/Short Opportunity Fund LP Hallmark Funds Logos Multi Strategy Hedge Fund I LP Gerson Lehrman Group
Requested Date
6/7/2006 6/7/2006 6/7/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006
Closed Date
12/5/2007 1/16/2008 6/23/2006 6/17/2006 8/10/2006 -
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons WIT WIT WIT NIF NIF WIT FEE;NIF
Exemption Cited
11/29/2007 Other Reasons 6/22/2006 6/16/2006 6/26/2006 7/13/2006 6/29/2007 6/29/2006 6/14/2006 6/23/2006 6/15/2006 1/8/2007 6/12/2006 6/19/2006 6/29/2006 9/21/2006 7/7/2006 9/27/2006 6/28/2006 6/14/2006 6/29/2006 1/29/2008 6/29/2006 6/29/2006 6/14/2006 7/20/2006 3/31/2008 1/29/2008 Granted in full Other Reasons Denied in part Granted in full Other Reasons Denied in part Other Reasons Granted in full Other Reasons Denied in part Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part
(b)(7)(A);NIF WIT NIF (b)(7)(A);NIF NIF;RTW NIF (b)(7)(A);NIF NIF;WIT NIF NIF FEE NIF FEE NIF (b)(7)(A);NIF WIT NIF NIF NIF NIF (b)(7)(A);NIF
Request ID
Requester Name
Mishaan, Albert Moore, Kem Costello, Maureen Mishaan, Albert Mishaan, Albert Hodes, Scott Costello, Maureen Mishaan, Albert Mishaan, Albert Gitter, Donna Mishaan, Albert Mishaan, Albert Mishaan, Albert Mena, Bruce Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Eisenberg, Harry Smith, Jeff Evans, David Evans, David Evans, David DeLauder, Bobby Smith, Jeff Evans, David Evans, David Evans, David Harrison, Richard Smith, Jeff Evans, David
Organization
Kasowitz Benson Torres & Friedman LLP Texas Mineral Investors Group International Business Research Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Scott A. Hodes, Attorney At Law International Business Research Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Fordham University School of Business Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Supertek Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP VerdisWealth International Business Research International Business Research International Business Research VerdisWealth International Business Research International Business Research International Business Research Global Securities Information, Inc. VerdisWealth International Business Research
Request Description
SAC Capital Advisors LLC Pogo Producing Company Delta Source Group LLC Gerson Lehrman Group Brokerage Services LLC Steven A Cohen MobilePro Corp Tucson Technology Ventures LLC Donald Cohen Joseph Healey Incyte Arthur Cohen Timothy McCarthy David Maris US Securities and Exchange Commission James Carr Bettis Donn Vickrey Patrick Duff James Lyle Perry Capital LLC Rocker Partners LP David Rocker Andre Uddin Itros Capital Management LLC SuttonBrook Capital Management LLC Ram Partners LP Ziff Brothers Investments Michael Zimmerman Bulova Corporation (Issuer) / Lowes Corporation Noble Partners LP Nautica Resource Management LLC Radio Miami International Inc Terra-Mas Doral LLC The Bretton Woods' Agreement Liberty Square Asset Management LP Vongole Enterprises Inc Juan Carlos Mas Mark H Irion Luna Innovations Inc (File # 333131764) Stark & Roth Inc Neff Corporation
Requested Date
6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/8/2006 6/5/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 5/30/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/12/2006 6/9/2006 6/9/2006
Closed Date
6/21/2006 8/21/2006 6/16/2006 9/8/2006 6/23/2006 7/5/2006 7/13/2006 7/6/2006 8/9/2006 6/27/2006 9/15/2006 6/23/2006 7/20/2006 6/22/2006 3/18/2008 7/6/2006 8/1/2006 7/7/2006 6/30/2006 6/30/2006 -
Final Disposition
Denied in part Other Reasons Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF -
Exemption Cited
(b)(7)(A);NIF;RPR
(b)(7)(A);NIF;RPR RPR NIF (b)(7)(A);NIF NIF NIF NIF;RPR NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTA NIF NIF NIF NIF RTW NIF WIT
10/31/2006 Other Reasons 7/7/2006 7/7/2006 7/7/2006 7/7/2006 7/5/2006 7/19/2006 7/3/2006 7/5/2006 7/5/2006 6/14/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Evans, David Evans, David Allison, Andrew Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Mack, Todd Gavin, J. Patrick Smith, Jeff Evans, David Mack, Todd DePeau, Andrew Gavin, J. Patrick Smith, Jeff Jefferson, Willie Evans, David Malinowski, Thomas Mack, Todd Gavin, J. Patrick Smith, Jeff Evans, David Peterson, Rebecca Malinowski, Thomas Gavin, J. Patrick Smith, Jeff
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. WDS Inc SEC Insight VerdisWealth International Business Research WDS Inc Cotal Systems, Inc. SEC Insight VerdisWealth International Business Research Cotal Systems, Inc. WDS Inc SEC Insight VerdisWealth International Business Research Robbins Umeda & Fink LLP Cotal Systems, Inc. SEC Insight VerdisWealth
Request Description
Neff Rental Inc Neff Rental Inc Akero Holdings Inc Explanation of how and why NFI has been in the Reg SHO list for three weeks Airport Acquisition Inc Atlantic Real Estate Holdings Corp Centennial Finance Corporation CRC of South Florida Inc Florida Design Builders Inc Homestead Air Base Developers Inc JCM Equipment Company Inc Jorge Mas Conosa Freedom Foundation Inc Mano-Nano Charters Inc Mas Development Inc Mas Doral Developers LLC Money Market Obligations Trust / NEW (File #333134677) Neiman Marcus Group Inc (File #333133186) San Diego Gas & Electric Co (File # 333133541) James J Zenni Jr Fairfax Financial Holdings Stamps com Inc Michael Roth Mascap Development L C Crum and Forster Black Diamond Capital Management LLC SRA International Inc Brian Stark Streettracks Gold Trust Masterra Doral LLC Searock Capital Management LLC Odyssey Re Las Vegas Sands Corporation Thomas J Niedermeyer Jr Masterra Developers LLC Flowserve Corporation Seth Adam Turkeltaub Principal Financial Group Inc Margaret McGetrick Horkings
Requested Date
6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/12/2006 6/12/2006 6/12/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/1/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/5/2006 6/9/2006 6/9/2006 6/9/2006
Closed Date
8/30/2006 6/16/2006 6/16/2006 1/17/2008 6/23/2006 6/23/2006 6/26/2006 6/26/2006 6/30/2006 6/30/2006 6/30/2006 6/30/2006 6/30/2006 6/14/2006 6/14/2006 3/14/2008 11/9/2006 7/7/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW NIF
Exemption Cited
10/13/2006 Other Reasons 6/6/2007 6/29/2006 2/13/2008 6/16/2006 7/24/2006 1/30/2008 12/6/2006 6/12/2006 6/16/2006 6/19/2006 7/7/2006 12/6/2007 6/19/2006 9/24/2007 6/21/2006 1/2/2008 6/30/2006 Denied in part Denied in full Other Reasons Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF (b)(7)(A) CAN NIF NIF;WIT (b)(7)(A);NIF RPR NIF NIF DES WIT NIF NIF NIF WIT NIF
Request ID
Requester Name
Evans, David STAMELL, JARED Gavin, J. Patrick Smith, Jeff Evans, David Evans, David Schultz, David Gavin, J. Patrick Smith, Jeff Evans, David Evans, David Costello, Maureen Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Spence, Michael Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Harrison, Richard Spence, Michael Harrison, Richard SEC Insight VerdisWealth
Organization
International Business Research MetLife Inc
Request Description
Miami Airport Services Inc Laboratory Corporation of America Holdings Robin M Norton Miami Dade International Airport Inc Miami Homestead International Airport Inc Vonage Holdings Corp First Media Holding Ltd George L Noble MT Doral Inc M3 Holdings Alt LLC University of Nebraska Foundation Arnaud Ajdler Taro Pharmaceutical Industries Ltd DNB Financial Corp /PA/ 333-131954 Ford Credit Floorplan Corp 333-132560 East Kansas Agri Energy LLC Colin DelaCourt Watson Michaels Stores Inc Town Sports International Holdings Inc 333126428 Narrowstep Inc 333-130158 Brittenham Investment Management Leonard B C Schlemm StanCorp Financial Group Inc Allied Riser Communications Corp 333-133200 Delta Financial Corp 333-133462 Playmates Holdings Ltd Rhapsody Acquisition Corp Finisar Corporation Chilco River Holdings Inc 333-131946 Superior Essex Inc 333-124577 Management Capital Ltd Quantum Fuel Systems Technologies Worldwide Inc Jon R Bauer Homestar Mortgage Acceptance Corp Wesco International Inc 333-133422 Seneca Gaming Corp General Electric Co
Requested Date
6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/11/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/8/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006
Closed Date
6/23/2006 9/27/2006 1/8/2008 6/14/2006 6/14/2006 6/14/2006 6/21/2006 6/28/2006 6/16/2006 6/16/2006 6/30/2006 6/30/2006 7/5/2006 1/28/2008 4/16/2007 6/14/2006 6/14/2006 1/8/2008 6/22/2006 6/22/2006 6/16/2006 6/16/2006
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) WIT WIT NIF NIF NIF;WIT NIF NIF WIT NIF RTW NIF NIF WIT WIT WIT NIF WIT WIT WIT NIF WIT
Exemption Cited
International Business Research International Business Research SEC Insight VerdisWealth International Business Research International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc.
12/28/2007 Other Reasons 10/25/2006 Other Reasons 1/10/2007 6/16/2006 6/19/2006 4/16/2007 4/16/2007 6/28/2006 2/7/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/15/2007 Other Reasons 12/14/2007 Other Reasons 3/7/2008 6/19/2006 Granted in full Other Reasons
Request ID
Requester Name
Spence, Michael Harrison, Richard Harrison, Richard Spence, Michael Lynch, Megan Spence, Michael Spence, Michael Lynch, Megan Cooper, Peter Spence, Michael Spence, Michael Spence, Michael Gray, Kristi Mierzejewski, Mark Spence, Michael Spence, Michael Spence, Michael Raymi, Anna Gavin, J. Patrick Spence, Michael Spence, Michael Flannery, S. Raymi, Anna Gavin, J. Patrick Spence, Michael Spence, Michael Currid, Kevin Mierzejewski, Mark DeLauder, Bobby Spence, Michael Spence, Michael Mierzejewski, Mark Gavin, J. Patrick Motz, Robert Motz, Robert Mierzejewski, Mark Motz, Robert Motz, Robert
Organization
International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research CheckFund Manager LLC International Business Research International Business Research CheckFund Manager LLC Lawrence Kamin Saunders Uhlenhop LLC International Business Research International Business Research International Business Research Cauley Bowman Carney & Williams PLLC Check Fund Manager LLC International Business Research International Business Research International Business Research Altera Partners SEC Insight International Business Research International Business Research Altera Partners SEC Insight International Business Research International Business Research Foley Hoag LLP Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC SEC Insight International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research
Request Description
David Daniel Sgro Neogen Corp 333-133614 NewGen Technologies Inc Chee Wah Lim Norshield Financial Holdings aka Norshield Asset Management Ltd Boughton Peterson Yang Anderson Solicitors Hong Kong SAR Chesterfield Ltd John Xanthoudakis Merrill Lynch Pierce Fenner & Smith Incorporated and Steven K Porter Joseph Kit Wah Ling French Lick Springs Resort & Casino G Michael Brown & Associates PC Edison Schools Inc Argonaut Management LP Eric Stuart Rosenfeld The Link Group Inc VXL Holding Sdn Bhd Samir C Arora Furniture Brands International Inc Excel Acquisition Corp David Hon To Yu TIAA-CREF Individual & Institutional Services LLC Helios Capital Management Pte Ltd Impax Laboratories Inc Gerard Michael Brown Victor Yang OIG Report on Investigation # 2002-0104 David Gerstenhaber The Bretton Wood (s) Agreement Act Dataprep Holdings Bhd VXL Capital Ltd Monitor Capital Inc Delta Petroleum Corporation Atlas Information Systems Inc Atlas Energy LLC Summit Global Management Inc Viking America Inc Atlas Pipeline Partners L P
Requested Date
6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/7/2006 6/12/2006 6/12/2006 6/11/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/8/2006 6/12/2006 6/12/2006 6/12/2006 6/12/2006 6/13/2006 6/12/2006 6/6/2006 6/12/2006 6/12/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006
Closed Date
6/19/2006 4/16/2007 7/7/2006 7/7/2006 7/7/2006 7/10/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 6/16/2006 11/5/2007 6/16/2006 6/16/2006 7/5/2006 1/10/2008 6/26/2006 11/6/2007 9/5/2006 7/7/2006 1/10/2008 7/8/2006 9/15/2006 8/10/2006 7/5/2006 6/14/2006 6/14/2006 6/19/2006 1/10/2008 6/19/2006 6/19/2006 6/19/2006 7/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF WIT NIF CAN
Exemption Cited
(b)(4);(b)(8) NIF WIT NIF NIF NIF;RTA NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF
Request ID
Requester Name
Motz, Robert Harrison, Richard Motz, Robert Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Mierzejewski, Mark Harrison, Richard Gavin, J. Patrick Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert DePeau, Andrew Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick
Organization
International Business Research Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. International Business Research International Business Research Check Fund Manager LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight
Request Description
Atlas America Inc BASF Aktiengesellschaft The Richardson Company American Medical Systems Holdings Inc Albertsons Inc / DE Stolt Nielson S A Ischus Capital Management LLC Western Sierra Bancorp Trapeza Funding LLC RAIT Investment Trust John I Dickerson Med-Design Corp NVIDIA Corporation Accufacts Pre Employment Screening Inc LEAF Financial Corp TRM Corporation Resource Programs Inc Resource Capital Corp Gracie Capital LP SBS Technologies Inc King Pharmaceuticals Inc Viking Resources Corp Resource Financial Fund Management Supervalu Inc / CVS Corp / Cerberus Capital Management LP Resource Real Estate Inc Resource America Inc Umpqua Holdings Corp Matthew A Jones Richard D Weber Michael L Staines Jonathan Z Cohen Edward E Cohen APC Acquisition LLC Specialized Health Products International Inc Brandywine Construction & Management Inc Apollo Group Inc First Advantage Corp Engelhard Corp Network Appliance Inc
Requested Date
6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/13/2006 6/12/2006 6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/12/2006 6/12/2006 6/13/2006 6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/13/2006 6/12/2006 6/13/2006 6/13/2006 6/12/2006 6/12/2006 6/13/2006
Closed Date
6/19/2006 1/3/2008 7/10/2006
Final Disposition
Other Reasons Other Reasons Other Reasons NIF WIT NIF WIT NIF WIT NIF NIF NIF NIF FEE;NIF NIF
Exemption Cited
11/29/2007 Other Reasons 11/19/2007 Other Reasons 11/29/2007 Other Reasons 6/16/2006 3/14/2008 6/16/2006 7/5/2006 1/16/2008 2/11/2008 6/21/2006 6/21/2006 6/30/2006 1/17/2008 4/16/2007 6/26/2006 6/30/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF;RTW NIF NIF WIT NIF NIF WIT WIT NIF NIF NIF WIT NIF NIF NIF NIF WIT NIF WIT NIF (b)(7)(A);WIT WIT WIT WIT
11/19/2007 Granted in full 6/30/2006 2/22/2008 6/15/2006 7/18/2007 6/19/2006 7/5/2006 6/30/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Anderson, Thomas Henshall, Taylor Henshall, Taylor Gavin, J. Patrick Gavin(NA), J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Lichtcsien, Susan Carpenter, Danielle Costello, Maureen Costello, Maureen Molenda, David Carpenter, Danielle Costello, Maureen Costello, Maureen Ravnitzky, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Ravnitzky, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Ravnitzky, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Mierzejewski, Mark Costello, Maureen Costello, Maureen Lichtcsien, Susan Carpenter, Danielle -
Organization
Request Description
Annual Report and Securities Exchange Market Information Matrix Partners VIII Matrix Partners India CommScope Inc Plexus Corporation Plexus Corporation Tenneco Inc Ultra Petroleum Corporation Nordson Corporation Zoran Corporation Goodyear Tire and Rubber Company Ultramar Ltd Cathwin Corporation Leon Lowenstein Eric Jacobs Sanjeev R Chitre Kenneth T Barry Todd E Paulson Cerulean Partners Ltd CDP Capital Entertainment Whitehall Street Fund SEC Docket Microsoft Corporation Mosaic Music Publishing LLC Algo Group Inc Continuing Hardship Applications Teleflex Incorporated Consoltex Group Inc Saidye Bronfam Center for the Arts OEA study of the effects of naked short selling on stock price Lamar Advertising Company National Trust Company for Historic Preservation Signpost Inc NII Holdings Inc Thomas K Duggan Dead Girl Productions LLC Dual Films Productions Inc Lionstone Capital Management Jeffrey Miller
Requested Date
6/13/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/14/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/13/2006 6/15/2006 6/15/2006 6/15/2006 6/14/2006 6/15/2006 6/15/2006 6/15/2006 6/14/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006
Closed Date
6/14/2006 7/6/2006 7/8/2006 6/18/2007 12/3/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons RPR NIF NIF NIF;WIT CAN WIT NIF;WIT WIT NIF;WIT
Exemption Cited
Brown University Investment OFfice Brown University Investment OFfice SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research International Business Research CheckFund Manager LLC Greenwich-Van Advisors LLC International Business Research International Business Research Wolters Kluwer Law & Business Greenwich-Van Advisors LLC International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Check Fund Manager LLC International Business Research International Business Research CheckFund Manager LLC Greenwich-Van Advisors LLC
11/15/2007 Other Reasons 12/12/2007 Other Reasons 12/28/2007 Other Reasons 10/30/2006 Denied in part 1/2/2008 6/28/2006 6/28/2006 6/28/2006 6/21/2006 6/21/2006 6/23/2006 6/23/2006 7/10/2006 7/10/2006 8/22/2006 1/23/2008 7/7/2006 7/7/2006 4/23/2007 2/1/2008 6/26/2006 6/26/2006 6/30/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF;RTW WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF;WIT NIF NIF WIT NIF DUP NIF NIF (b)(6);NIF
12/20/2007 Other Reasons 6/26/2006 6/26/2006 1/11/2008 7/5/2006 7/8/2006 7/8/2006 7/10/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Carpenter, Danielle Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Costello, Maureen Costello, Maureen Loude, James Costello, Maureen Grogan, Melinda Ravnitzky, Michael Ammari, Patricia Costello, Maureen Costello, Maureen Costello, Maureen Ravnitzky, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Ravnitzky, Michael Mierzejewski, Mark Costello, Maureen Costello, Maureen Gavin, J. Patrick Ravnitzky, Michael Costello, Maureen Costello, Maureen Carpenter, Danielle Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Carpenter, Danielle Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research The Lang Legal Group LLC International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research SEC Insight International Business Research International Business Research Greenwich-Van Advisors LLC CheckFund Manager LLC International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research
Request Description
Sudanshu Varma Vahe Sarkissian Avantcom Network Inc Cerulean Investment Manager Manufacturing Engineering and Technology Transfer Assistance Inc Omnisoft Inc Westech Systems Inc Mitchell David Kaye U Capital LLC The U Group LLC Beneficial and Beneficial Michigan Inc Henry Winterstern Chase Manhattan Mortgage Corporation and Citibank N A FOIA Policy Procedure or Practices Amy Stith fka Amy Gross Winterstern & Associates Inc First Look Studios Inc Capital Entertainment Corporation Index of documents on SEC Insider website Monsanto Company Glass Key Wet Seal Inc Internal Forms on the Insider home page Durham Asset Management LLC Lakeshore Entertainment LLC Metro-Goldwyn-Mayer Inc aka MGM Inc Utstarcom Inc Listing of periodical publications by the SEC library Raye E Thomas John S Hodgson Acadia Fund I LP Xmark Opportunity GP LLC Unaxis USA Inc ABACA Inc Itec Planar Inc Miller & Jacobs Capital LLC Accurel Systems International Corp Metrolgix Inc
Requested Date
6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 5/21/2006 6/15/2006 5/24/2006 6/13/2006 6/13/2006 6/15/2006 6/15/2006 6/15/2006 6/13/2006 6/15/2006 6/15/2006 6/15/2006 6/13/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/13/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006 6/15/2006
Closed Date
6/26/2006 6/26/2006 6/26/2006 6/27/2006 6/26/2006 6/28/2006 6/28/2006 7/19/2006 6/17/2006 6/17/2006 6/21/2006 6/17/2006 6/21/2006 8/2/2006 6/17/2006 6/19/2006 6/19/2006 6/19/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF RPR NIF RPR
Exemption Cited
(b)(2);(b)(5) NIF NIF NIF NIF (b)(2);(b)(5);(b)(7)(C);(b)(8) (b)(7)(A);NIF NIF FEE NIF NIF NIF (b)(7)(A);WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
12/14/2007 Denied in full 11/15/2006 Denied in part 6/19/2006 6/19/2006 6/20/2006 6/19/2006 6/23/2006 1/30/2008 10/5/2006 6/23/2006 6/21/2006 6/23/2006 6/21/2006 6/21/2006 6/21/2006 6/21/2006 6/21/2006 7/5/2006 7/5/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Mierzejewski, Mark Gavin, J. Patrick Costello, Maureen Strawn, Scott Strawn, Scott Strawn, Scott Gavin, J. Patrick Costello, Maureen Strawn, Scott Strawn, Scott Mierzejewski, Mark Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Strawn, Scott Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Gavin, J. Patrick Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Costello, Maureen Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Costello, Maureen Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Dewey, John
Organization
International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC Check Fund Manager LLC SEC Insight International Business Research SCS Financial Services LLC SCS Financial Services LLC SCS Financial Services LLC SEC Insight International Business Research SCS Financial Services LLC SCS Financial Services LLC Check Fund Manager LLC International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC SCS Financial Services LLC International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC SEC Insight International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC International Business Research International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC International Business Research International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC -
Request Description
RLSI Incorporated IPEC Precision Inc William Lovato John Burbank George Rohr Trinity Industries Inc Accurel Systems International Corp Sy Goldblatt Ken Goldblatt Don Rode United Parcel Service Inc Integrated Process Equipment Corporation aka IPEC James Crichton Adam Weiss NCH Capital Inc Mooney Aircraft Company Watermill Advisors Keith Maher Itai Baron John Best J Walter Company StockerYale Chris Shumway John Ajay Torchmark Corporation Watermill Ventures Watermill Group Scott Swid David Markowitz HMK Enterprises Inc Steven E Karol Euro American Financial Clive Rowe Ron Tarsy Norman Stout Swiss American Financial CytRx Pharmaceuticals Inc Wilcon Lee Eric Cohen Career Education Corporation
Requested Date
6/15/2006 6/15/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006
Closed Date
7/5/2006 7/5/2006 7/13/2006 7/19/2006 1/23/2008 7/11/2006 7/10/2006 7/10/2006 7/10/2006 2/1/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF;WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF;WIT NIF NIF NIF FEE NIF FEE FEE NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
11/15/2007 Other Reasons 6/26/2006 3/24/2008 6/27/2006 6/28/2006 6/28/2006 7/5/2006 7/7/2006 8/2/2006 7/7/2006 9/12/2006 7/8/2006 7/8/2006 1/10/2008 7/8/2006 7/8/2006 6/26/2006 6/26/2006 6/26/2006 6/26/2006 6/26/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/28/2006 3/25/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Strawn, Scott Strawn, Scott Carpenter, Danielle Gavin, J. Patrick Costello, Maureen Strawn, Scott Strawn, Scott Costello, Maureen Costello, Maureen Costello, Maureen Ammari, Patricia Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen McCarthy, Patrick Carpenter, Danielle Costello, Maureen Costello, Maureen Costello, Maureen Strawn, Scott Strawn, Scott Harrison, Richard Harrison, Richard Costello, Maureen Strawn, Scott Strawn, Scott Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Strawn, Scott Strawn, Scott Costello, Maureen Strawn, Scott Costello, Maureen Strawn, Scott SEC Insight
Organization
International Business Research SCS Financial Services LLC SCS Financial Services LLC Greenwich-Van Advisors LLC SEC Insight International Business Research SCS Financial Services LLC SCS Financial Services LLC International Business Research International Business Research International Business Research The Lang Legal Group LLC SEC Insight International Business Research International Business Research International Business Research McCarthy Law Office LLC Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC SCS Financial Services LLC International Business Research SCS Financial Services LLC International Business Research SCS Financial Services LLC
Request Description
Fastenal Company RAND Corporation Center for Middle East Public Policy Kenneth Brody Frank Brosens Kevin Putt Unisys Corporation Cappello Capital Corp Christopher DeLong Alexander Thomson Cappello Group Inc Alexander L Cappello aka Alex Cappello Bourhem Fields Inc Edward M Goss Jr aka Ken Goss Hittite Microwave Corporation Superlite Block Old Castle Architectural West Old Castle Architectural Products Los Angeles Church Loan Corporation Philip St G Cocke FEI Company F E I Co FEI Co Clifford Asness David Kabiller Systems and Computer Technology Corp 333133383 Signature Leisure Inc 333-126509 FIB Sales Co John Liew Jacques Friedman Thomas Nelson Inc Southwest Community Bancorp Peoples Community Bancorp Inc Placer Sierra Bancshares Alkermes Inc Brian Hurst Oktay Kurbanov Lunatic Entertainment LLC Robert Krail Silicon Valley Group Inc Mike Mendelson
Requested Date
6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/13/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/14/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/19/2006 6/19/2006 6/15/2006 6/16/2006 6/16/2006 6/19/2006 6/16/2006 6/19/2006 6/19/2006 6/19/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006 6/16/2006
Closed Date
1/16/2008 8/26/2006 6/30/2006 7/7/2006 6/30/2006 7/3/2006 7/3/2006 2/21/2008 7/5/2006 7/5/2006 1/8/2008 7/6/2006 7/6/2006 7/6/2006 6/28/2006 6/27/2006 6/27/2006 6/27/2006 6/27/2006 7/19/2006 7/19/2006 3/12/2008 1/3/2008 7/19/2006 7/10/2006 7/10/2006 3/10/2008 1/25/2008 1/17/2008 1/22/2008 1/28/2008 6/28/2006 6/28/2006 8/2/2006 7/7/2006
Final Disposition
Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;WIT NIF
Exemption Cited
(b)(2);(b)(5);(b)(7)(C);NIF FEE;NIF NIF (b)(4);(b)(7)(A);NIF NIF NIF NIF WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Harrison, Richard Strawn, Scott Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Edwards, Mark Strawn, Scott Strawn, Scott Harrison, Richard Harrison, Richard Edwards, Mark Harrison, Richard Harrison, Richard Strawn, Scott Strawn, Scott Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Strawn, Scott Strawn, Scott Harrison, Richard Harrison, Richard Harrison, Richard Forkey, Russell Strawn, Scott Strawn, Scott Harrison, Richard Harrison, Richard Strawn, Scott Strawn, Scott Harrison, Richard Harrison, Richard Harrison, Richard Strawn, Scott Strawn, Scott
Organization
Global Securities Information, Inc. SCS Financial Services LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC SCS Financial Services LLC Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SCS Financial Services LLC SCS Financial Services LLC
Request Description
Pooled Auto Securities Shelf LLC 333-132417 Michael Lewittes Gurunet Corp 333-131108 Stunt Monkey LLC Smith International Inc 333-127677 Rim Semiconductor CO Ridgewood Energy Fund LLC Schein Pharmaceuticals Inc Jonathon Jacobson Richard Grubman Ridgewood Energy M Fund LLC Ridgewood Energy L Fund LLC Seragen Inc Accredited Home Lenders Inc 333-129972 Spectre Gaming Inc 333-130254 David Einhorn Nelson Heumann Schein Pharmaceuticals Inc Thornburg Investment Trust 333-135010 Blue Fund Group 333-134979 Lear Corp Packaging Dynamics Corp James Lin Andrew Rechtschaffen Intervest Mortgage Corp 333-132403 Quest Resource Corp 333-133243 Tenfold Corp /UT/ 333-133415 Lisa Searson Ken Burinescu David Barnett Pharmacy Corp of America Inc 333-132017 Transmeridian Exploration Inc 333-132552 Deepali Agrawal Tiffany Darling Bluephoenix Solutions Ltd 333-133330 Liberty Star Gold Corp 333-132667 Turkish Investment Fund Inc 333-132542 Peg McGetrick Thomas Niedermeyer Jr
Requested Date
6/19/2006 6/16/2006 6/19/2006 6/16/2006 6/19/2006 6/19/2006 6/19/2006 6/5/2006 6/16/2006 6/19/2006 6/19/2006 6/19/2006 6/5/2006 6/19/2006 6/19/2006 6/16/2006 6/16/2006 6/5/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/16/2006 6/16/2006 6/19/2006 6/19/2006 6/19/2006 6/15/2006 6/16/2006 6/16/2006 6/19/2006 6/19/2006 6/16/2006 6/16/2006 6/19/2006 6/19/2006 6/19/2006 6/16/2006 6/16/2006
Closed Date
4/16/2007 7/7/2006 7/7/2006 4/16/2007 1/17/2008 7/8/2006 8/3/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF WIT WIT NIF NIF RTW RLD WIT WIT FEE NIF WIT WIT RTC NIF WIT RTW NIF FEE;NIF NIF WIT NIF NIF RTW RTW NIF NIF
Exemption Cited
11/21/2007 Granted in full 11/21/2007 Granted in full
11/21/2007 Granted in full 11/21/2007 Other Reasons 8/24/2006 4/16/2007 6/26/2006 6/27/2006 1/9/2007 12/1/2006 4/16/2007 7/30/2007 7/8/2006 3/11/2008 4/16/2007 7/5/2006 3/24/2008 1/29/2008 4/16/2007 7/6/2006 7/6/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/20/2006 Other Reasons 11/22/2006 Other Reasons 9/17/2007 6/27/2006 6/27/2006 Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Strawn, Scott Harrison, Richard Harrison, Richard Carpenter, Danielle Carpenter, Danielle Barcaskey, Matthew Barcaskey, Matthew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Carpenter, Danielle Malinowski, Thomas Lichtcsien, Susan Barcaskey, Matthew Harrison, Richard Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Gavin, J. Patrick Barcaskey, Matthew Malinowski, Thomas Gavin, J. Patrick Barcaskey, Matthew Gavin, J. Patrick Carpenter, Danielle Barcaskey, Matthew Gavin, J. Patrick Carpenter, Danielle Carpenter, Danielle Harrison, Richard Barcaskey, Matthew Barcaskey, Matthew Carpenter, Danielle Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Lynch, Megan Barcaskey, Matthew
Organization
SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC The College of William & Mary The College of William & Mary Cotal Systems, Inc. SEC Insight SEC Insight Recombinant Capital Inc. Greenwich-Van Advisors LLC Cotal Systems, Inc. CheckFund Manager LLC The College of William & Mary Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. SEC Insight The College of William & Mary Cotal Systems, Inc. SEC Insight The College of William & Mary SEC Insight Greenwich-Van Advisors LLC The College of William & Mary SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. The College of William & Mary The College of William & Mary Greenwich-Van Advisors LLC Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC CheckFund Manager LLC The College of William & Mary Claire Walton
Request Description
Immune Response Corp 333-133210 Cubic Energy Inc 333-132341 Gargoyle Hedged Value QP Gargoyle Asset Management LLC ONI Systems Corp Net2000 Communications Inc Douglas Nelson Pratt Reliance Steel and Aluminum Co SPSS Inc Schein Pharmaceutical Inc Gargoyle Hedged Value Fund LP Context Capital Management LLC Eton Park Capital Management Go2pharmacy com Inc Process Equipment Inc 333-132031 Technical Olympic USA Inc Gargoyle Strategic Investments LLC Synchronoss Technologies Inc 333-132080 Lam Research Corporation Adolor Corp Michael Stuart Rosen Bed Bath and Beyond Inc Avici Systems Inc UST Inc Phillip Martin Vascular Solutions Inc V F Corporation Alexander Bocock Charles Goodgal Rural Cellular Corp 333-132744 interWAVE Communications PeoplePC Inc Frederic Bocock Raptor Global Fund LP Liquidity Services Inc Bed Bath & Beyond Inc James Pallotta M6 Capital Management LLC Savvis Communications Corp
Requested Date
6/16/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/20/2006 6/20/2006 6/19/2006 6/19/2006 6/20/2006 6/5/2006 6/19/2006 6/19/2006 6/19/2006 6/20/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/20/2006 6/20/2006 6/19/2006 6/19/2006 6/20/2006 6/19/2006 6/19/2006 6/20/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/20/2006 6/20/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/19/2006 6/20/2006 6/20/2006
Closed Date
6/27/2006
Final Disposition
Other Reasons NIF RTW RTW NIF NIF -
Exemption Cited
12/11/2006 Other Reasons 10/25/2006 Other Reasons 7/19/2006 7/19/2006 10/3/2006 8/31/2006 1/23/2008 11/2/2007 7/11/2006 7/10/2006 6/29/2006 9/11/2006 2/1/2008 6/30/2006 Other Reasons Other Reasons Granted in full Denied in part Other Reasons Granted in full Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons
(b)(7)(A);NIF WIT WIT NIF NIF (b)(7)(A);NIF WIT NIF RTW WIT NIF;WIT NIF WIT NIF NIF CAN NIF NIF WIT WIT WIT NIF -
12/19/2006 Other Reasons 2/1/2008 5/22/2007 1/16/2008 6/26/2006 1/30/2008 9/28/2006 6/22/2006 7/7/2006 3/21/2007 6/27/2007 7/8/2006 7/7/2006 1/10/2008 1/31/2008 7/8/2006 4/2/2007 Granted in full Granted in full Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Carpenter, Danielle Gavin, J. Patrick Hattersley, John Barcaskey, Matthew Lynch, Megan Barcaskey, Matthew Carpenter, Danielle Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Barcaskey, Matthew Carpenter, Danielle Carpenter, Danielle DePeau, Andrew Gavin, J. Patrick Carpenter, Danielle Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Edwards, Mark Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Purcell, Kate Elgin, Ben Harrison, Richard Geddes, Roy Mishaan, Albert Mishaan, Albert Purcell, Kate Cin, Bennett Mishaan, Albert Carpenter, Danielle SEC Insight SYPA
Organization
Greenwich-Van Advisors LLC Joshua Parker
Request Description
Varian Semiconductor Equipment Associates Inc Schwendiman Global Frontier Markets Cayman Fund Limited SFBC International Inc Christopher Warren Myers Sequenom Inc Dynamis Energy Fund LP Verisign Inc Verizon Communications Inc Myron Scholes Sunhawk com Corp Dynamis Energy Fund Ltd John Bocock Agave Partners LP Corrections Corporation of America Dynamis Advisors LLC Microfield Group Inc 333-131816 Oak Hill Platinum Partners LLC Walgreen Co Robert OShea Silver Point Capital Edward Mule Seattle Genetics Inc DTC Capital Corp P S G International Inc Atlantic Home Builders Inc Donald T Cohen NRG Energy Inc Siebel Systems Beazer Homes Corp 10-K and 10-Q Ariel Kaplan Bile Medical Billing Management Services of South Florida CPA Hedge Co Ltd Mirant Corp P David Newsome The Reserve Maintenance Association Inc Paul Saunders
Requested Date
6/19/2006 6/20/2006 6/21/2006 6/20/2006 6/20/2006 6/20/2006 6/19/2006 6/19/2006 6/20/2006 6/20/2006 6/20/2006 6/19/2006 6/19/2006 6/19/2006 6/20/2006 6/19/2006 6/19/2006 6/20/2006 6/20/2006 6/19/2006 6/19/2006 6/19/2006 6/5/2006 6/20/2006 6/20/2006 6/20/2006 6/20/2006 6/12/2006 6/21/2006 6/20/2006 6/21/2006 6/20/2006 6/21/2006 6/21/2006 6/21/2006 6/20/2006 6/22/2006
Closed Date
7/10/2006 1/10/2008 7/11/2006 6/7/2007 7/7/2006 6/7/2007 7/7/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons NIF NIF;WIT NIF NIF NIF WIT WIT NIF CAN NIF NIF NIF WIT NIF WIT NIF NIF;WIT NIF NIF NIF NIF NIF -
Exemption Cited
The College of William & Mary CheckFund Manager LLC The College of William & Mary Greenwich-Van Advisors LLC SEC Insight SEC Insight Check Fund Manager LLC The College of William & Mary Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Cotal Systems, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Verdis Wealth Management Verdis Wealth Management Verdis Wealth Management Recombinant Capital Inc. Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Docutrieval Information Services Business Week Global Securities Information, Inc. Jersey Financial Services Commission Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Docutrieval Information Services Cin & Wagner Kasowitz Benson Torres & Friedman LLP Greenwich-Van Advisors LLC
12/12/2007 Other Reasons 12/10/2007 Other Reasons 7/24/2006 12/3/2007 6/22/2006 7/6/2006 6/23/2006 1/17/2008 6/23/2006 1/10/2008 8/2/2006 1/8/2008 6/27/2006 7/11/2006 6/27/2006 4/1/2008 6/23/2006 7/8/2006 7/8/2006 1/8/2007 7/6/2006 5/2/2007 7/20/2006 6/28/2006 7/24/2006 7/11/2006 7/20/2006 6/26/2006 7/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF;RTO;RTW NIF NIF NIF NIF NIF;RPR NIF NIF NIF
Request ID
Requester Name
Edwards, Mark Edwards, Mark Costello, Maureen Gavin, J. Patrick Costello, Maureen Edwards, Mark Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Porter, David Sutton, Delrico Gavin, J. Patrick Mullins, Brody
Organization
Recombinant Capital Inc. Recombinant Capital Inc. International Business Research SEC Insight International Business Research Recombinant Capital Inc. International Business Research SEC Insight International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. International Business Research SEC Insight International Business Research International Business Research SEC Insight Jersey Financial Services Commission SEC Insight Scios Inc Scios Inc
Request Description
Requested Date
6/12/2006 6/12/2006 6/22/2006 6/22/2006 6/22/2006 6/12/2006 6/22/2006 6/22/2006 6/22/2006 6/22/2006 6/12/2006 6/12/2006 6/22/2006 6/22/2006 6/22/2006 6/22/2006 6/22/2006 6/23/2006 6/14/2006 6/22/2006 6/22/2006
Closed Date
7/13/2007 7/7/2006 12/3/2007 6/27/2006 6/23/2006 8/11/2006 8/2/2006 6/23/2006 12/4/2006 11/2/2007 7/19/2006 2/1/2008 7/12/2006 6/28/2006 1/11/2008 6/29/2006 7/24/2006 12/5/2007 2/6/2007
Final Disposition
NIF WIT NIF NIF NIF (b)(7)(A) DUP NIF NIF NIF WIT NIF NIF WIT NIF NIF WIT (b)(7)(A) Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Exemption Cited
Smiley Services Inc Exco Resources Inc Smiley Face Productions Inc Sepracor Inc Infinity Services Inc Allegheny Energy Inc Dual Films Productions Inc Dead Girl Productions LLC Sepracor Inc Sepracor Inc Cathwin Corporation Williams Companies Inc Capital Entertainment Enterprises Inc American Crime Productions Inc Williams Scotsman International Inc Leanne Marie Baker aka Leanne Marie Gibson Household Bank Sunoco Logistics Partners LP Testimony of William Ackman in HO-9523 In the Matter of Gotham Partners Management Co Interactive Data Corporation James River Multi Strategy Fund Ltd BorgWarner Inc The Premcor Pipeline Co Clark Investments Inc NRG Energy Inc James River Capital Corp Brown Forman Corporation Prodica LLC Lawbar Petroleum Inc Sewanee Ventures James River Offshore Management Corp Watson Pharmaceuticals Inc Port Arthur Finance Corp Royal Triton Company Didi Duane Gilliam Paul Sanders Boardwalk Pipeline Partners LP
Gavin, J. Patrick Carpenter, Danielle Gavin, J. Patrick Evans, David Evans, David Evans, David Carpenter, Danielle Gavin, J. Patrick Evans, David Evans, David Evans, David Carpenter, Danielle Gavin, J. Patrick Evans, David Evans, David Evans, David Carpenter, Danielle Gavin, J. Patrick
SEC Insight Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC SEC Insight
6/22/2006 6/22/2006 6/23/2006 6/9/2006 6/9/2006 6/9/2006 6/22/2006 6/23/2006 6/9/2006 6/9/2006 6/9/2006 6/22/2006 6/23/2006 6/9/2006 6/9/2006 6/9/2006 6/22/2006 6/23/2006
11/28/2006 Other Reasons 7/14/2006 12/6/2007 7/12/2006 7/12/2006 7/5/2006 9/1/2006 1/17/2008 6/28/2006 6/28/2006 6/28/2006 7/7/2006 1/11/2008 7/21/2006 7/21/2006 7/21/2006 7/10/2006 12/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF;RTW NIF WIT NIF NIF FEE NIF WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF;WIT
Request ID
Requester Name
Evans, David Evans, David Evans, David Carpenter, Danielle Lynch, Megan Evans, David Evans, David Evans, David Lynch, Megan Mierzejewski, Mark Evans, David Evans, David Evans, David Carpenter, Danielle Lynch, Megan DePeau, Andrew Evans, David Lynch, Megan Saba, John Gavin, J. Patrick Evans, David Evans, David Mierzejewski, Mark Patch, David Gavin, J. Patrick Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Patch, David Evans, David Evans, David Silverman, Lisa Patch, David Patch, David Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC CheckFund Manager LLC Cotal Systems, Inc. International Business Research CheckFund Manager LLC Law Office of John Saba SEC Insight International Business Research International Business Research Check Fund Manager LLC SEC Insight International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research
Request Description
Millipore Corporation Port Arthur Finance Corp The Premcor Refining Group James River Multi Strategy Fund LP Teleos Management Sabine River Holding Corp Premcor Investments Inc Superquik Corp Daniel Larry Gressel Anthony Frascella Buford H Ortale Ashland Inc Scurlock Permian Corporation Kevin Brandt Solomon and Co LLC Polygon Investment Partners Sunbelt Oil Co Sayed Khawar Qadri Phillip Young Waters Corporation Unocal Corporation Bimini Mortgage Management Inc Aristeia Partners LP Global Crossings Cree Inc William E Hantke Lucius E Scott Longacre Capital Management John R Brecker Netflix Maureen A Hendricks Mario E Rodriguez Xcelera Inc Overstock com Vonage Verasun Energy Corporation Marathon Ashland Petroleum Co
Requested Date
6/9/2006 6/9/2006 6/9/2006 6/22/2006 6/23/2006 6/9/2006 6/9/2006 6/9/2006 6/23/2006 6/23/2006 6/9/2006 6/9/2006 6/9/2006 6/22/2006 6/22/2006 6/23/2006 6/9/2006 6/22/2006 6/23/2006 6/23/2006 6/9/2006 6/9/2006 6/23/2006 6/24/2006 6/23/2006 6/9/2006 6/9/2006 6/22/2006 6/22/2006 6/22/2006 6/9/2006 6/9/2006 6/23/2006 6/24/2006 6/24/2006 6/9/2006 6/9/2006
Closed Date
7/19/2006 7/10/2006 7/10/2006 7/19/2006 7/24/2006 7/5/2006 7/5/2006 7/5/2006 7/20/2006 7/20/2006 7/20/2006 8/3/2006 7/20/2006 7/10/2006 7/10/2006 7/10/2006 7/10/2006 7/7/2006 7/3/2006 1/29/2008 7/7/2006 7/7/2006 8/16/2006 6/18/2007 7/7/2006 7/7/2006 6/27/2006 6/27/2006 7/6/2006 6/27/2006 9/27/2007 12/7/2006 9/27/2007 6/28/2006 6/28/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF (b)(7)(A) WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) FEE NIF NIF
Exemption Cited
Request ID
06-06549-FOIA
Requester Name
Niquette, Mark
Organization
The Columbus Dispatch
Request Description
Ohio Bureau of Workers Compensation Public Employees Retirement System of Ohio State Teachers Retirement System of Ohio School Employees Retirement System of Ohio Ohio Police and Fire Pension Fund Ohio Highway Patrol Retirement System Heavenly Hot Dogs Global Links Loop LLC M I Electronics Inc SCPIE Holdings Inc Clinical Providers Consortium Inc Agnieszka Winkler Yahoo! Inc Brandmechanics Inc Glo Inc Wrigley Wm Jr Company Reno Air Inc Teamtoolz Inc Whole Foods Market Inc Valuestorm Inc Winkler Advertising Inc Smith & Nephew PLC Winkler Group Inc 877 Corp Norman D Stout Whirlpool Corporation Weyerhaeuser Company Hedge Fund Advisors registered in the state of Massachusetts Philip T Lavin Scott L Millman King Pharmaceuticals Inc Kinetics Asset Management LLC Robert Hockett Averion Inc Manheim Ltd Covalent Partners LLC Jose Mario Quintana Marshall Industries Inc. MI Holdings Nevada Inc
Requested Date
6/23/2006
Closed Date
-
Final Disposition
-
Exemption Cited
Patch, David Patch, David Evans, David Costello, Maureen Schneider, Spencer Motz, Robert Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Jacobsohn, Nicholas Motz, Robert Motz, Robert Servias, Andrew DePeau, Andrew Mierzejewski, Mark Motz, Robert Costello, Maureen Mierzejewski, Mark Malinowski, Thomas Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research Robbins Umeda & Fink LLP Cotal Systems, Inc. Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC Cotal Systems, Inc. International Business Research International Business Research
6/22/2006 6/22/2006 6/9/2006 6/22/2006 6/26/2006 6/23/2006 6/22/2006 6/26/2006 6/22/2006 6/22/2006 6/26/2006 6/22/2006 6/22/2006 6/26/2006 6/22/2006 6/22/2006 6/26/2006 6/22/2006 6/22/2006 6/22/2006 6/26/2006 6/26/2006 6/26/2006 6/23/2006 6/23/2006 3/28/2006 6/26/2006 6/26/2006 6/23/2006 6/22/2006 6/26/2006 6/26/2006 6/22/2006 6/22/2006
8/29/2006 8/9/2006 7/21/2006 7/20/2006 7/10/2006 7/10/2006 7/10/2006 7/11/2006 7/7/2006 3/17/2008 7/7/2006 12/3/2007 6/28/2006 6/28/2006 6/30/2006 6/30/2006 7/20/2006 1/30/2008 1/30/2008 8/9/2006 7/12/2006 7/12/2006 7/11/2006 8/2/2006 6/28/2006 7/11/2006 7/18/2006 7/7/2006 7/21/2006 7/21/2006
Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF WIT NIF NIF NIF;RTW WIT NIF WIT NIF NIF WIT NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
DePeau, Andrew Malinowski, Thomas Costello, Maureen Motz, Robert Lichtcsien, Susan Motz, Robert Motz, Robert Lichtcsien, Susan Motz, Robert Motz, Robert Smith, Jeff Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Linboe, Sue Evans, David Evans, David Evans, David Piper, Michael Evans, David Evans, David Evans, David Brockway, Kevin Kiernan, Cortney Evans, David Evans, David Edwards, Mark Evans, David Evans, David Kiernan, Cortney Evans, David Evans, David
Organization
Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research VerdisWealth International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Gainesville Sun CheckFund Manager LLC International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research Murray Stahl
Request Description
PE Investments RDN Group Inc Boston Biostatistics Inc Andreeff Equity Advisors LLC Boston Biostatistics Research Foundation Inc Palm Corp Dane C Andreeff Jewell Realty Trust Mapa Corp Anchorage Capital Group LLC Geneva Pipeline LLC Ridgebury Associates LLC Nexus Medical LLC Kea Management LLC XTO Energy Inc Access Investment Partners Tufts Medical Distribution Inc Tra-Con Inc Strale Yachts Inc DiscoverCard Nexus Luxembourg Management Company LLC New England Partners Capital Limited Partnership New England Partners II LP Jackson Hewitt Tax Service Inc Form 10Q Ross H Ditlove Steve P Demarest James David Lipsett H3 Enterprises Inc Hip Hop Soda Shops Mitchell Porten H & L Accessories Inc Manhattan Beach Trading Financial Services Inc Selfcare Inc 10-Q Manhattan Beach Trading Inc Access Management Services Inc Stone Harbor Advisors LLC NEP Capital Inc RHD Inc
Requested Date
6/26/2006 6/26/2006 6/22/2006 6/23/2006 6/26/2006 6/23/2006 6/23/2006 6/26/2006 6/23/2006 6/23/2006 6/27/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/27/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/10/2006 6/9/2006 6/9/2006 6/9/2006 6/22/2006 6/27/2006 6/27/2006 6/27/2006 6/22/2006 6/27/2006 6/27/2006 6/27/2006 6/19/2006 6/27/2006 6/9/2006 6/27/2006 6/9/2006 6/27/2006
Closed Date
7/10/2006 7/10/2006 7/10/2006 7/10/2006 7/24/2006 7/5/2006 7/5/2006 7/20/2006 7/20/2006 7/20/2006 7/24/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 12/5/2007 7/11/2006 7/11/2006 7/6/2006 7/6/2006 7/21/2006 7/21/2006 7/21/2006 7/21/2006 2/7/2007 7/20/2006 7/25/2006 7/20/2006 7/5/2006 6/28/2006 6/28/2006 6/28/2006 7/6/2006 6/28/2006 7/3/2006 7/25/2006 7/3/2006 7/25/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Lynch, Megan Edwards, Mark Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Edwards, Mark Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Edwards, Mark Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Edwards, Mark Gavin, J. Patrick Evans, David Evans, David Evans, David Lynch, Megan Gavin, J. Patrick Evans, David Smith, Jeff Evans, David Evans, David Evans, David Evans, David Carpenter, Danielle
Organization
International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC Recombinant Capital Inc. International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. SEC Insight International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. SEC Insight International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight International Business Research VerdisWealth International Business Research International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC
Request Description
NEP Capital Manager Inc 6725 Associates LLC 3Dforex LLC Simkar Holding Corporation Stark Investments (UK) Ltd Selfcare Inc SB-2 First Fidelity Insurance Agency Medco Corporation Goldman Sachs Group Inc Windsor Worldwide LLC NEGF Ventures Inc NEGF II LP NEP MT LLC Sequenom Inc S-1 YUM Brands Inc XYCom Holdings Inc NEGF Advisory Company Inc James E McGrath Nature Works Inc C and D Performance Centers LLC Doncello Equities LLC Sequenom Inc 10-Q 10-K Historic Lifepoint Hospitals Inc Eastern Advisory Company Inc MB Trading Danbury Management Company LLC MB Trading Futures Inc Sequus Pharmaceuticals Inc 8-K Zions Bancorporation Bluewave Holding Corp John F Rousseau Jr EFX Group LLC Brian Jay Stark Zumiez Inc XYCOM Acquisition Company Kevin Michael Ulrich Keltic Realty LLC Fairfax Capital Partners Inc Argo Holdings Inc Ultrak GP Inc Charles Paquelet
Requested Date
6/9/2006 6/27/2006 6/27/2006 6/9/2006 6/27/2006 6/19/2006 6/27/2006 6/27/2006 6/27/2006 6/27/2006 6/9/2006 6/9/2006 6/9/2006 6/19/2006 6/27/2006 6/9/2006 6/9/2006 6/9/2006 6/9/2006 6/27/2006 6/27/2006 6/19/2006 6/27/2006 6/9/2006 6/27/2006 6/9/2006 6/27/2006 6/19/2006 6/27/2006 6/9/2006 6/9/2006 6/27/2006 6/27/2006 6/27/2006 6/9/2006 6/27/2006 6/9/2006 6/9/2006 6/9/2006 6/28/2006 6/28/2006
Closed Date
7/3/2006 7/25/2006 7/25/2006 7/11/2006 7/28/2006 7/12/2006 12/6/2007 7/12/2006 7/12/2006 7/20/2006 7/8/2006 3/10/2008 12/6/2007 7/21/2006 7/10/2006 7/21/2006 7/10/2006 7/7/2006 7/21/2006 2/26/2008 1/8/2008 7/7/2006 7/6/2006 7/6/2006 12/3/2007 7/6/2006 6/29/2006 7/5/2006 6/29/2006 7/20/2006 7/21/2006 7/21/2006 7/21/2006 7/21/2006 7/21/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF WIT WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF;WIT NIF WIT NIF NIF WIT NIF FEE NIF (b)(7)(A);NIF WIT NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Gavin, J. Patrick Jones, Heather Evans, David Harrison, Richard Harrison, Richard Gavin, J. Patrick Jones, Heather Evans, David Harrison, Richard Harrison, Richard Mierzejewski, Mark Castetter, Alan Gavin, J. Patrick Evans, David Harrison, Richard Mierzejewski, Mark Jefferson, Irene Adams
Organization
Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Cambridge Associates LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Cambridge Associates LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC U.S. Legal Support SEC Insight International Business Research Global Securities Information, Inc. Check Fund Manager LLC CCH WASHINGTON SERVICE BUREAU
Request Description
Strong Special Investment LP Skylands Capital LLC Harbour Holdings Ltd Citizens Communications Company Todd Hammer Port of Houston Authority International Corporation Checkers Drive in Restaurants Inc DE LExar Media Inc BellSouth Corporation Thomas Ellis SAOC Oil Inc Techwell Inc 333-130965 S-1 Schering Aktiengesellschaft IBS Capital Corporation Sethi Oil and Gas Inc fka Sethi Financial Investment Inc eBay Inc Wendy S Boedges Liberty Global Inc David A Taft SEC Interpretative letter to the NYSE from the Division of Market Regulation dated April 2005 Xerox Corporation Wendy S Diddell Brady Corp 333-128023 S-3 OSHA case number 7-5880-05-018 Peter B Tomlinson Ian Houghton American Oil and Gas Inc 333-128812 S-3 Arbios Systems Inc 333-133577 SB-2 Venus Capital Managment Inc Burtek Systems Richardson Electronics American Safety Insurance Holdings Ltd 333133557 S-1 CNH Global N V 333-133868 F-4 Vikas Mehrotra TTI Team Telecom International Ltd 333-128138 F-3 Stonington Cecure Strategies LLC Cecure LLC
Requested Date
6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/29/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/29/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/28/2006 6/28/2006
Closed Date
8/22/2006 7/22/2006 7/22/2006 1/7/2008 7/21/2006 7/20/2006 3/28/2008 7/26/2007 12/7/2007 11/1/2007 7/10/2006 4/16/2007 4/16/2007 7/27/2006 7/7/2006 10/3/2007 7/25/2006 7/12/2006 7/26/2006
Final Disposition
Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT NIF NIF NIF NIF WIT CAN NIF WIT WIT NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF
Gavin, J. Patrick Evans, David Harrison, Richard Jordan, Jack Evans, David Evans, David Harrison, Richard Harrison, Richard Mierzejewski, Mark Evans, David Evans, David Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Evans, David Evans, David
SEC Insight International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. International Business Research International Business Research
6/28/2006 6/28/2006 6/29/2006 6/27/2006 6/28/2006 6/28/2006 6/29/2006 6/29/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/29/2006 6/28/2006 6/29/2006 6/28/2006 6/28/2006
1/10/2008 7/12/2006 8/10/2006 7/5/2006 7/5/2006
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
RTW;WIT NIF (b)(7)(A) NIF NIF WIT WIT NIF NIF NIF WIT WIT NIF WIT NIF NIF
Request ID
Requester Name
Evans, David Jones, Heather Costello, Maureen Costello, Maureen Evans, David Evans, David Jones, Heather Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Evans, David Evans, David Evans, David Evans, David Evans, David Jones, Heather Jones, Heather Evans, David Evans, David Evans, David Jones, Heather Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Jones, Heather Evans, David Evans, David Harrison, Richard Gavin, J. Patrick Jones, Heather Evans, David Harrison, Richard Harrison, Richard Fraser, Gregory Harrison, Richard Harrison, Richard Harrison, Richard
Organization
International Business Research Cambridge Associates LLC International Business Research International Business Research International Business Research International Business Research Cambridge Associates LLC International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Cambridge Associates LLC Cambridge Associates LLC International Business Research International Business Research International Business Research Cambridge Associates LLC International Business Research International Business Research International Business Research International Business Research SEC Insight Cambridge Associates LLC International Business Research International Business Research Global Securities Information, Inc. SEC Insight Cambridge Associates LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Ross Laser
Request Description
ABM Data Systems Inc Michael P Connors A C Neilsen Company Oceanic Consultants Inc Oceanic Petro-Marine of Texas Inc Alec Litowitz MB Transportation LLC MPC Investment LLC Nobility Homes Inc ENI Spa Camac Development Corporation Camac Holdings Inc Camac Interests Inc Camac International Corporation Camac International Group Inc Brian Kelly Patrick McCormack Allied Energy Corporation Kase Lukman Lawal Kase L Lawal Laurence Chang Baker Investments Inc Has Development Corporation Camac International Limited Camac International Trading Corporation Embarq Corporation Phillippe Laffont LA Gloria Management Corporation Camac Trading International Corporation Mainsource Financial Group FactSet Research Systems Inc Brian Stack Paclantic Capital Corporation Bayer Aktiengesellschaft Peoples Ohio Financial Corp Franklin Total Return Fund Empire District Electric Co 333-129069 S-3 Tilden Associates Inc Sand Hill IT Security Acquisition Corp
Requested Date
6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/29/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/28/2006 6/28/2006 6/28/2006 6/29/2006 6/29/2006 6/25/2006 6/29/2006 6/29/2006 6/29/2006
Closed Date
7/21/2006 6/30/2006 6/30/2006 6/30/2006 6/30/2006 6/30/2006 7/21/2006 7/21/2006 7/21/2006 1/15/2008 7/3/2006 7/3/2006 7/3/2006 7/3/2006 7/3/2006 9/11/2006 7/26/2006 9/13/2006 7/27/2006 7/27/2006 11/1/2007 7/13/2006 7/10/2006 7/10/2006 7/10/2006 1/8/2008 7/6/2006 7/7/2006 7/7/2006 1/10/2008 8/15/2007 7/5/2006 7/6/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF WIT NIF NIF NIF -
Exemption Cited
12/12/2007 Other Reasons 10/10/2007 Other Reasons 7/22/2006 Other Reasons 12/29/2007 Other Reasons 5/25/2007 5/25/2007 Granted in full Granted in full
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Fraser, Gregory Harrison, Richard Fraser, Gregory Harrison, Richard Gavin, J. Patrick Harrison, Richard Fraser, Gregory Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Weil, Jonathan Harrison, Richard Conover, Becky Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Karstaedt, Arthur SEC Insight
Organization
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Bloomberg News Global Securities Information, Inc. EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Harris, Karstaedt, Jamison & Powers PC
Request Description
Texas Instruments Inc Flower Valet Form S-1 (File # 333131806) Solectron Corporation Corgentech Inc Form S-3 (File # 333133337) Franklin Resources Inc Raptor Networks Technology Inc Form SB-2 (File # 333-131184) Franklin-Templeton Investments Calamos Convertible & High Income Fund Form N2 (File # 333-132636) Parametric Technology Corporation SLC Student Loan Receivables I Inc Form S-3 (File # 333-133028) Franklin Advisors SYS Form S-3 (File # 333-133217) Paychex Inc Verso Technologies Inc Form S-3 (File # 333126223) Sabre Holdings Corporation Golfsmith International Holdings Inc 333-132414 S-1 SanDisk Corporation Winmark Corp 333-133393 S-1 Heartland Payment Systems Inc 333-118073 S-1 Hines Real Estate Investment Trust Inc 333130114 S-11 Donna Glynn Micron Technology Inc DWS Variable Series 333-135111 N-14 Oppenheimer Champion Income Fund NY 333135140 N-14 Scottish Widows Investment Partnership Trust 333-135065 N-14 Adventrx Pharmaceuticals Inc 333-133824 S-3 Syndication Net Com Inc 333-131528 SB-2 Claymore Exchange Traded Fund Trust 2 333135105 N-1A Thai Fund Inc Form N-2 (File # 333132525) E-Smart Technologies Inc Nebraska Book Co Bruce Fleet
Requested Date
6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/25/2006 6/29/2006 6/25/2006 6/29/2006 6/29/2006 6/29/2006 6/25/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 6/29/2006 7/3/2006 7/3/2006 7/3/2006 5/30/2006
Closed Date
Final Disposition
WIT WIT NIF;WIT WIT (b)(7)(A) WIT (b)(7)(A) WIT WIT NIF RTW WIT WIT NIF;WIT WIT WIT WIT CAN WIT NIF NIF WIT WIT WIT WIT WIT NIF
Exemption Cited
11/29/2007 Other Reasons 12/10/2007 Other Reasons 1/30/2008 Other Reasons 12/14/2007 Other Reasons 10/25/2007 Denied in part 4/16/2007 7/2/2007 3/11/2008 12/6/2007 4/16/2007 7/6/2006 12/3/2007 4/16/2007 2/1/2008 4/16/2007 Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/20/2007 Other Reasons 4/16/2007 3/14/2008 4/16/2007 7/25/2006 9/6/2006 1/10/2007 2/11/2008 2/11/2008 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
10/19/2007 Granted in full 12/12/2006 Granted in full 1/3/2008 1/3/2008 7/31/2006 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Biemer, Joanne Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Schneider, Spencer Harrison, Richard Harrison, Richard Harrison, Richard Orange, Israel Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard -
Organization
International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Alexander Vik
Request Description
Nielsen A C Company BHR Institutional Funds Form N-1A (File #333135371) RiverSource Short Term Investments Series Inc Form N-1A Integrated Arros Fund I Form 40-APP SRDS Inc Prudential Bancorp Inc Inergy LP Form S-3 (File # 333132287) American International Group Inc Form S-1 (File # 333132561) American Bio Medica Corp Form SB-2 (File # 33350230) Tucker Corporation Interactive Market Systems Inc Prologis Form S-4 (File # 333133444) Ohio Edison Co Form S-3 (File # 333133117) Century Park Pictures Corp Form SB-2 (File # 333129646) VNU Media Measurement & Information Inc NCR Corporation IMPAC Secured Assets Corp Form S-3 (File # 333131328) Elder Beerman Stores Corp Form S-4 (File # 333134538) Ligand Pharmaceuticals Inc Form S-1 (File # 333131029) Frorer Capital Management Inc Frorer Partners LP Peter Frorer Aventine Renewable Energy Holdings Inc Form S1 (File # 333132860) PMC Sierra Inc Replidyne Inc Form S-1 (File # 333133021) Indevus Pharmaceuticals Inc Form S-3 333130741 ING USA Annuity and Life Insurance Co Form S-1 333-133155 J Crew Group Inc Form S-1 333-127628 Oracle Systems Xata Corp /MN/ Form S-3 333-132246 DPL Inc Form S-4 333-132862
Requested Date
6/30/2006 6/28/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 7/1/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 6/30/2006 6/30/2006 7/3/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 7/3/2006 7/3/2006
Closed Date
7/24/2006 7/5/2007 3/12/2008 11/6/2006 9/18/2006 7/10/2006 4/30/2007 1/4/2008
Final Disposition
Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons NIF NIF NIF NIF WIT RTW NIF NIF WIT WIT WIT NIF WIT WIT NIF NIF NIF NIF WIT
Exemption Cited
12/18/2006 Other Reasons 9/1/2006 7/7/2006 7/25/2006 1/17/2008 1/17/2008 1/9/2008 7/12/2006 1/10/2008 4/16/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/21/2007 Other Reasons 11/21/2007 Granted in full 7/24/2006 8/2/2006 7/24/2006 4/16/2007 1/29/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);WIT RTW NIF WIT NIF RTW RTW
12/11/2006 Other Reasons 1/29/2008 8/30/2006 1/28/2008 9/26/2006 Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Patch, David Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Patch, David Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Carpenter, Danielle Stein, Sam Carpenter, Danielle Stein, Sam Carpenter, Danielle Stein, Sam Wassgren, Paul Stein, Sam Fabrizio, Kira Stein, Sam Dolgopolov, Stanislav Stein, Sam Mierzejewski, Mark Mierzejewski, Mark Hertz, Matthew Mierzejewski, Mark Stein, Sam Stein, Sam
Organization
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Marquis & Aurbach Goizueta Business School University of Michigan Law School Check Fund Manager LLC Check Fund Manager LLC CNBC Check Fund Manager LLC -
Request Description
Majestic Star Casino LLC Form S-4 333-134325 Kearny Financial Corporation McKenzie Bay International Ltd Form SB-2 333134109 Sulphco Inc Form S-3 333-133771 Vista Gold Corp Form S-3 333-132975 AC Nielsen US Inc Delta Airlines Trend Micro Inc First Place Financial Corp Northern Savings and Loan Co/TA Healthy Investments LLC United Airlines NBC Acquisition Corp Briad Main Street Inc Main Street Restaurant Group Inc Morgan Stanley Dean Witter Eastern Europe Fund Inc Form N-2 333-132527 Reality Interactive Inc Form SB-2 333-125564 Molex Inc Micron Technology Inc PJS Management LLC Wien & Malkin Investor Capital LP Paul Schupf Wien & Malkin LLP Waterville Associates Ltd W & M Properties DAVI Skin Inc Wien & Malkin Real Estate Long Short Securities Allegheny Energy Inc fka Allegheny Power System Inc Wien & Malkin Securities Corporation Cady Roberts and Co 40 SEC 907 (1961) Wien and Malkin Strategic Capital LP John Zwaanstra Alan H Cohen Gary Aguirre Penta Investment Advisors Ltd Wein and Malkin Strategic Capital II LP Wien and Malkin Strategic Capital III LP
Requested Date
7/3/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 6/30/2006 7/3/2006 7/3/2006 7/3/2006 7/3/2006 7/3/2006 6/30/2006 6/30/2006 7/3/2006 6/22/2006 7/3/2006 6/22/2006 7/3/2006 6/22/2006 7/3/2006 6/22/2006 7/3/2006 6/22/2006 7/4/2006 6/22/2006 7/5/2006 7/3/2006 7/3/2006 7/5/2006 6/22/2006 6/22/2006
Closed Date
1/10/2008 12/3/2007 12/6/2006 1/10/2007 1/10/2007 7/5/2006 7/5/2007 12/5/2007
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons WIT WIT RTW RTW NIF WIT NIF NIF NIF WIT WIT WIT WIT WIT NIF NIF FEE;NIF NIF NIF NIF RPR NIF RPR NIF RLD NIF NIF NIF NIF NIF NIF
Exemption Cited
11/14/2007 Granted in full 11/21/2007 Other Reasons 7/21/2006 3/28/2008 1/15/2008 3/10/2008 1/15/2008 3/28/2008 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
12/12/2007 Other Reasons 12/6/2007 12/6/2007 7/29/2006 7/29/2006 7/10/2006 7/10/2006 7/7/2006 7/7/2006 7/6/2006 8/9/2006 7/6/2006 7/6/2006 7/19/2006 7/31/2006 7/21/2006 7/25/2006 7/6/2006 7/31/2006 7/31/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Stein, Sam Stein, Sam Stein, Sam Stein, Sam Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Stein, Sam Dolgopolov, Stanislav Dolgopolov, Stanislav Dolgopolov, Stanislav Gavin, J. Patrick Taylor, Austin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Roper, Derrick Roper, Derrick Gavin, J. Patrick Kleidman, Paul Gavin, J. Patrick Barlas, Pete Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cottrell, Edward Cottrell, Edward Taylor, Austin Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert SEAMONS, QUINTON F -
Organization
Request Description
Wein and Malkin Strategic Capital IV LP Wien and Malkin Strategic Capital Value Retail LP Wein and Malkin Industrial Partners I LP Wein and Malkin Co-Investor Capital LP Lee Woltman Waterville LP PJS Management International LLC W and M Construction 40 SEC 907 (1961) Merrill Lynch Pierce Fenner & Smith Inc 43 SEC 33 (1968) JDS Uniphase Corporation De Novo Ventures Intel Corporation Con Way Inc Ferro Corporation City National Corporation Stanley P Haar Haar Capital Management LLC Chase Home Finance LLC Ocwen Federal Bank FSB LSI Logic Corporation Deog Kyoon Jeong Apple Computer Inc NYSE Nasdaq Amex OTCBB Pin k Sheet Securities Citrix Systems Inc Ciena Corporation BMC Software Inc A count of the Forms 144 received from paper filers Possibility of searching Forms 144 received from paper filers by keyword Sequoia Capital India fka Westbridge Capital Partners Box Office Exports Maple Realty Group LLC Digital River Inc Universal Acupuncture Pain Services P C Credit Suisse First Boston Corporation
Requested Date
6/22/2006 6/22/2006 6/22/2006 6/22/2006 7/3/2006 7/3/2006 7/3/2006 6/22/2006 7/4/2006 7/4/2006 7/4/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 5/24/2006 5/24/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/5/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 6/26/2006
Closed Date
7/31/2006 7/24/2006 7/25/2006 7/27/2006 7/12/2006 7/24/2006 7/14/2006 7/5/2006 7/19/2006 7/5/2006 1/10/2008 7/14/2006 1/22/2008 1/16/2008 12/6/2007 1/9/2008 7/24/2006 7/24/2006 7/29/2006 7/31/2006 1/29/2008 8/1/2006 10/2/2006 12/3/2007 12/3/2007 12/1/2006 8/3/2006 7/10/2006 7/31/2006 8/2/2006 1/17/2008 7/24/2006 7/26/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF DUP RLD DUP NIF;WIT NIF WIT WIT WIT WIT NIF NIF NIF NIF WIT (b)(7)(A) WIT WIT WIT WIT RPR NIF NIF NIF WIT NIF DUP
Exemption Cited
Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC University of Michigan Law School University of Michigan Law School University of Michigan Law School SEC Insight Brown University Investment Office SEC Insight SEC Insight SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight Zwerling Schachter & Zwerling LLP SEC Insight Investor's Business Daily SEC Insight SEC Insight SEC Insight University of Chicago Law School University of Chicago Law School Brown University Investment Office International Business Research International Business Research SEC Insight International Business Research -
Request ID
06-06877-FOIA
Requester Name
Gellasch, Tyler
Organization
Mayer Brown Rowe & Maw LLP
Request Description
Former United States Representative Tom Tancredo and former SEC Chairman Harvey Pitt Cosmopolitan Realty Group LLC Sandelman Partners LP Fairfax Financial Holdings Limited Millenium Medical Diagnostics P C Loze and Associates Bernard Anne Loze Optimum Medical Services P C Charles Gruye Money Management Group Inc Statewide Medical Services P C The Chatterjee Group KLA Tencor Corp Scicom Technologies Inc Tiffany and Co MGI Pharma Inc Scicom Americas Inc Customers First Call Centers Inc Imagyn Medical Inc Starwood Hotels and Resorts Worldwide Inc Customers Business Solutions Enron CV Therapeutics Inc Data Qual LLC Geron Corp AmerisourceBergin Corporation Solar Power Systems LLC Axys Pharmaceuticals Inc Time Warner Inc Xansa India Ltd Textron Inc Quest Diagnostics Inc HS Infotech Ltd Diplomat National Bank Staples Inc Skyline Ventures Avaya Inc Joe Fischer Jr Fimex Metal Refiners Ltd
Requested Date
7/6/2006
Closed Date
8/1/2007
Final Disposition
Granted in full -
Exemption Cited
Motz, Robert DePeau, Andrew Gracer, Jeffrey Motz, Robert Malinowski, Thomas Malinowski, Thomas Motz, Robert Mierzejewski, Mark Mierzejewski, Mark Motz, Robert Kiernan, Cortney Lurie, Jordan Motz, Robert Gavin, J. Patrick Edwards, Mark Motz, Robert Motz, Robert Edwards, Mark Gavin, J. Patrick Motz, Robert Steigrad, Alexandra Edwards, Mark Motz, Robert Edwards, Mark Gavin, J. Patrick Motz, Robert Edwards, Mark Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Butler, Marc Motz, Robert Steinbronn, Richard Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Poschel, James Motz, Robert
International Business Research Cotal Systems, Inc. Torys LLP International Business Research Cotal Systems, Inc. Cotal Systems, Inc. International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research CheckFund Manager LLC Weiss & Lurie International Business Research SEC Insight Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. SEC Insight International Business Research The Belden-Stratford Recombinant Capital Inc. International Business Research Recombinant Capital Inc. SEC Insight International Business Research Recombinant Capital Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. International Business Research Unification Church International SEC Insight International Business Research SEC Insight International Business Research
7/6/2006 7/6/2006 6/28/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 6/22/2006 6/27/2006 7/6/2006 7/6/2006 6/26/2006 7/6/2006 7/6/2006 6/26/2006 7/6/2006 7/6/2006 7/3/2006 6/26/2006 7/6/2006 6/26/2006 7/6/2006 7/6/2006 6/26/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006
8/4/2006 8/4/2006 9/12/2006 7/25/2006 7/28/2006 7/28/2006 7/12/2006 7/12/2006 7/12/2006 7/19/2006 7/25/2006 7/18/2006 12/5/2007 9/28/2006 8/2/2006 8/2/2006 9/27/2007
Denied in full Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
(b)(7)(A) (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF RLD WIT NIF NIF (b)(7)(A) NIF WIT NIF WIT NIF NIF;WIT NIF NIF NIF
11/29/2007 Other Reasons 7/25/2006 4/25/2007 7/10/2006 Other Reasons Granted in full Other Reasons
11/16/2006 Granted in full 10/17/2006 Denied in part 7/21/2006 12/6/2007 7/10/2006 9/1/2006 7/7/2006 1/7/2008 7/27/2006 7/27/2006 7/10/2006 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/29/2007 Granted in full
Request ID
Requester Name
Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Weischedel, Jim Motz, Robert Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Elgin, Ben Gavin, J. Patrick Motz, Robert Motz, Robert Carlin, James Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick SEC Insight SEC Insight
Organization
Request Description
American Butterfly Inc The Walt Disney Company Carpenter Technology Corporation ABI Services Dove Realty Group LLC McGraw-Hill Companies Inc Continental Medical Acupuncture Services PC Delta Medical Acupuncture PC Maguro Medical Acupuncture PC Akita Medical Acupunture PC JC Penny Company Inc Scott Mitchell Continental Realty Group LLC Manhattan Madison Avenue Realty LLC DRN Polo Family Limited Partnership Limestone Realty Group LLC Pulte Homes Inc DR Nandi Family Limited Partnership DRN Triborough Family Limited Partnership The Scripps EW Company Primetime Media Communications Global Payments Inc NIKE Inc Empire Multi Services Inc Nordstrom Inc Miso Medical Acupuncture PC Click fraud and/or click spam Office Depot Inc Koi Medical Acupuncture PC Rose Medical Acupuncture PC All American Ice Cream and Donut Shops Inc and/or associated entities Cosmopolitan Medical Acupuncture Services PC Maple Medical Acupuncture Services PC Omnicom Group Inc Interactive Medical Services PC Triborough Healthcare Management Inc 5 East 22nd Street Family Limited Partnership Snap On Inc
Requested Date
7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/7/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/7/2006 7/7/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/7/2006 7/6/2006 7/6/2006 7/7/2006 7/6/2006 7/7/2006 7/7/2006 7/6/2006 7/7/2006 7/6/2006 7/7/2006 7/7/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/6/2006 7/7/2006 7/6/2006 7/6/2006 7/6/2006 7/7/2006
Closed Date
7/10/2006 9/27/2007 7/11/2006 7/11/2006 1/16/2008 7/25/2006 4/1/2008 7/21/2006 7/24/2006 12/6/2007 3/27/2008 7/13/2006 8/1/2006 7/10/2006 7/10/2006 1/8/2008 7/27/2006 7/27/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF;WIT NIF NIF WIT NIF WIT NIF;WIT NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF WIT
Exemption Cited
International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight American Home Bank N.A. International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight International Business Research SEC Insight International Business Research Business Week SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight
12/20/2007 Other Reasons 8/2/2006 1/31/2008 7/24/2006 1/23/2008 7/13/2006 1/11/2008 7/28/2006 7/28/2006 8/14/2006 7/12/2006 7/12/2006 7/11/2006 7/11/2006 8/3/2006 1/23/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/28/2007 Other Reasons
Request ID
Requester Name
Downs, Travis Motz, Robert Elsass, Tobias Downs, Travis Motz, Robert Henshall, Taylor Downs, Travis Motz, Robert Malinowski, Thomas Downs, Travis Motz, Robert Biemer, Joanne Downs, Travis Motz, Robert Biemer, Joanne Downs, Travis Motz, Robert Mierzejewski, Mark Downs, Travis Evans, David Mierzejewski, Mark Downs, Travis Downs, Travis Evans, David Downs, Travis Downs, Travis Evans, David Downs, Travis Downs, Travis Motz, Robert Downs, Travis
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Fraud Recovery Group Inc Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Brown University Investment OFfice Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Cotal Systems, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Check Fund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Check Fund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP
Request Description
Marvell Technology Group Ltd Multiborough Medical Services PC Weston Rutledge Financial Services and Geoffrey Gish Novellus Systems Inc Bonsai Medical Acupuncture PC Cypress Realty VI LP CNET Networks Inc Dipak Nandi Alpine Capital Partners LLC Juniper Networks Inc Kary Shankar Gustav Vik American Tower Corporation Saurabh Srivastava Mirror Image Internet Inc Openwave Systems Inc Safeguard International Fund LP Mark L Friedman Michaels Stores Inc Sparkhill LLC AM Investment Partners LLC Rambus Inc Quest Software Inc Sarinjay Entertainment Affiliated Computer Services Inc McAfee Inc Sparkhill Productions LLC Maxim Integrated Products Inc Vitesse Semiconductor Corporation Marc Lawrence Walinsky Semtech Corporation
Requested Date
7/7/2006 7/6/2006 7/6/2006 7/7/2006 7/6/2006 7/11/2006 7/7/2006 7/6/2006 7/10/2006 7/7/2006 7/6/2006 7/10/2006 7/7/2006 7/6/2006 7/10/2006 7/6/2006 7/6/2006 7/10/2006 7/7/2006 7/6/2006 7/10/2006 7/7/2006 7/7/2006 7/6/2006 7/7/2006 7/7/2006 7/6/2006 7/7/2006 7/7/2006 7/6/2006 7/7/2006
Closed Date
8/22/2006 8/4/2006 8/17/2006 8/22/2006 7/24/2006 7/28/2006 7/27/2006 8/4/2006 8/30/2006 7/28/2006 8/18/2006 8/1/2006 8/2/2006 7/19/2006 7/25/2006 8/10/2006 7/18/2006 7/18/2006 8/31/2006
Final Disposition
Denied in full Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in full (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A)
Exemption Cited
12/26/2006 Denied in full 8/2/2006 2/5/2008 12/1/2006 7/26/2006 7/20/2006 7/21/2006 7/12/2006 8/25/2006 Other Reasons Denied in full Denied in full Other Reasons Denied in full Denied in full Other Reasons Denied in full
Request ID
Requester Name
Evans, David Hovey, Keith Downs, Travis Downs, Travis Evans, David Downs, Travis Evans, David Downs, Travis Evans, David Downs, Travis Motz, Robert Motz, Robert Patch, David Hertz, Matthew Schramm, Richard Malinowski, Thomas Malinowski, Thomas Patch, David Patch, David
Organization
International Business Research Wilentz Goldman & Spitzer PA Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research International Business Research CNBC Cotal Systems, Inc. Cotal Systems, Inc. Cory A Martin
Request Description
Matthew L Kennedy Zoran Corporation Xilinx Inc Jayson Won F5 Networks Inc One K Studios LLC Altera Corporation CTV Media LLC KLA Tencor Corporation Urban Medical Diagnostics PC Allenwood Medical Services PC Aggregate Continuous Net Settlement CNS Failure Data for the combined NYSE Gary Aguirre to the SEC and Senate Banking Committee Official Oath and Bond Steel Partners LLC Warren G Lichtenstein Aggregate Continuous Net Settlement CNS Failure Data for Netflix Aggregate Continuous Net Settlement CNS Failure Data for the combined NASDAQ Richard Berman et al The Center for Consumer Freedom The Guest Choice Network The Employment Policy Institute The American Bevrage Insititute The Consumer Freedom Coalition The Center for the Defense of Free Enterprise Michael R Collins Overstock com Inc List of internal SEC forms Instinet LLC and INET ATS Inc iDolls Unlimited Apex Capital Managment LLC Section 36(a) of the Investment Company Act of 1940 Equinix Inc Chicago Stock Exchange Childhood Companions Inc
Requested Date
7/6/2006 7/10/2006 7/7/2006 7/7/2006 7/7/2006 7/7/2006 7/6/2006 7/7/2006 7/6/2006 7/7/2006 7/6/2006 7/6/2006 7/11/2006 7/11/2006 6/30/2006 7/11/2006 7/11/2006 7/11/2006 7/11/2006
Closed Date
7/24/2006 8/2/2006 8/22/2006 8/2/2006 8/2/2006 8/3/2006 -
Final Disposition
Other Reasons Denied in full Denied in full Other Reasons Denied in full Other Reasons NIF (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF CAN (b)(6) NIF
Exemption Cited
10/23/2006 Denied in full 7/27/2006 1/24/2008 7/20/2006 7/18/2006 9/6/2006 7/25/2006 8/9/2006 8/3/2006 Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Denied in part Other Reasons
10/13/2006 Denied in part 11/29/2006 Granted in full 8/29/2006 Granted in full
(b)(7)(A);NIF -
06-07004-FOIA
Hough, Paula
PETA Foundation
7/7/2006
7/20/2006
Other Reasons
RTA
Sengstack, Michele Johnson, Jonathan Klotz, James Ford, Cristie Sengstack, Michele DePeau, Andrew Fishman, Lauren Skelley, Lynne Ford, Cristie Sengstack, Michele
International Business Research Overstock.com, Inc. University of British Columbia International Business Research Cotal Systems, Inc. Kronish Lieb Weiner & Hellman LLP Federal Source, Inc. University of British Columbia International Business Research
7/18/2006 7/6/2006 7/7/2006 7/14/2006 7/18/2006 7/17/2006 7/17/2006 7/18/2006 7/13/2006 7/18/2006
8/11/2006 11/9/2006 8/14/2006 9/26/2006 8/7/2006 8/8/2006 7/27/2006
Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons
NIF WIT (b)(7)(A);NIF NIF NIF NIF
Request ID
Requester Name
Radcliffe, Willow Henshall, Taylor Mierzejewski, Mark Mierzejewski, Mark Sengstack, Michele Lichtcsien, Susan Mierzejewski, Mark Luna, Sonia Ford, Cristie Mierzejewski, Mark Ford, Cristie Schramm, Richard Dolgopolov, Stanislav Sengstack, Michele Lynch, Megan Jacobsohn, Nicholas Ford, Cristie Sengstack, Michele Lahr, J.
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP Brown University Investment OFfice Check Fund Manager LLC Check Fund Manager LLC International Business Research CheckFund Manager LLC Check Fund Manager LLC University of British Columbia Check Fund Manager LLC University of British Columbia University of Michigan Law School International Business Research CheckFund Manager LLC University of British Columbia International Business Research Sedgwick Detert Moran & Arnold LLP
Request Description
Flowserve Corporation Brickman Real Estate Fund III L P Absolute Plus Management LLC Enrico de Alessandrini KG Liquidation Corp GPS Partners LLC Bennett Goodman Foreign Private Issuers Spear Leeds and Kellogg Specialists LLC GSO Capital Partners LP Van der Moolen Specialists USA LLC Yuri B Zelinsky Cady Roberts and Co and Robert M Gintel Kid Galaxy Inc UBS OConnor LLC All hedge fund advisors in the state of Massachusettss Fleet Specialist Inc Big Idea Group Inc Direct Merchants Credit Card Bank N A, a whollyowned subsidiary of Metris Companies Inc Jarden Corp NYSE Specialist (Fleet Boston) in the securities of Novastar Financial Inviva Inc and Jefferson National Life Insurance Company Big Idea Hunt Inc Waveland Investments LLC Dennis Marc Zaslavsky Ford Motor Company and/or its subsidiaries or parent entities SIG Specialists Inc iDolls Corporation Ahmet Okumus Brett Stuart Messing American Italian Pasta Company Edward D Jones and Co L P iDolls com Okumus Capital LLC The Baran Group Ltd of Israel
Requested Date
7/20/2006 7/12/2006 7/13/2006 7/13/2006 7/18/2006 7/14/2006 7/14/2006 7/14/2006 7/12/2006 7/14/2006 7/12/2006 6/30/2006 7/18/2006 7/18/2006 7/18/2006 7/19/2006 7/12/2006 7/18/2006 7/11/2006
Closed Date
9/12/2006 7/31/2006 7/28/2006 7/28/2006 7/27/2006 8/2/2006 8/4/2006 8/3/2006 9/8/2006 8/8/2006 8/17/2006 8/1/2006 8/2/2006 11/9/2006 7/27/2006 -
Final Disposition
Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in part Other Reasons Other Reasons Other Reasons Denied in full Other Reasons (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(6) NIF NIF NIF DUP (b)(7)(A) NIF -
Exemption Cited
Hibbard, Justin Vallarino, Thomas Ford, Cristie Sengstack, Michele Lynch, Megan Lynch, Megan Dillman, Jason Ford, Cristie Sengstack, Michele Mierzejewski, Mark Lichtcsien, Susan Nwanna, Udoka Ford, Cristie Sengstack, Michele Mierzejewski, Mark Flowers, Annette
Business Week University of British Columbia International Business Research CheckFund Manager LLC CheckFund Manager LLC Keller Rohrback LLP University of British Columbia International Business Research Check Fund Manager LLC CheckFund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP University of British Columbia International Business Research Check Fund Manager LLC Forensic Accounting Consultants P C
7/12/2006 7/12/2006 7/14/2006 7/18/2006 7/12/2006 7/12/2006 7/12/2006 7/14/2006 7/18/2006 7/12/2006 7/14/2006 7/14/2006 7/14/2006 7/18/2006 7/12/2006 7/13/2006
1/8/2007 3/18/2008 8/3/2006 8/3/2006 8/3/2006 2/27/2008 3/14/2008 8/15/2006 8/17/2006 8/15/2006 9/8/2006
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Denied in full Denied in full Other Reasons Other Reasons Other Reasons Denied in full
NIF;RTW (b)(7)(A) NIF NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF NIF (b)(7)(A) NIF NIF -
11/16/2006 Granted in full 7/27/2006 7/27/2006 Other Reasons Other Reasons -
Request ID
Requester Name
Wissbroecker, David Ford, Cristie Sengstack, Michele Lynch, Megan Strauzer, Charles Patch, David Ford, Cristie Sengstack, Michele Dougherty, George Berry, Wayne Steponkus, Elizabeth Ford, Cristie Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Motz, Robert Motz, Robert
Organization
Lerach, Coughlin, Stoia, Geller, Rudman & Robbins University of British Columbia International Business Research CheckFund Manager LLC CJS Securities Inc University of British Columbia International Business Research Grippo & Elden LLC Federal Sources, Inc. University of British Columbia International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research
Request Description
Kerr McGee Corporation National Stock Exchange Tasman Enterprises Inc Dawn Nora Fitzpatrick R R Donnelley Grandfathered fails LeBranche and Co LLC Just Pretend Inc Deutsche Bank or the Scudder Funds Fleming Companies Inc /OK/ KTA Group for Data Center Assessment Bear Wagner Specialists LLC Birddog Capital LLC Advanced Foundation Inc Birddog Capital FI 1 LLC Stephen Donald Kroah Double Take Software Inc aka NSI Software Inc Network Specialists Inc aka NSI Communications Services Inc aka Network Strategies Inc Navarre Clinsoft Corp aka Domain Pharma Corp Domain Solutions Corp aka BBN Domain Corp aka BBN Software Products Corp Krispy Kreme Enforcement actions Novasoft Systems Inc Process Software Corp aka Process Networking Corp aka Process Software Security Corp Baidu Asher Adelman MRO Software aka Project Software and Development Inc aka PSDI Security Corp Toolbox Acquisition Corp Meldrum Asset Management LLC IPWorks Broadbeam Corp Thomas J Sands Mallet Capital Management LLC Overstock.com
Requested Date
7/17/2006 7/13/2006 7/18/2006 7/18/2006 7/18/2006 7/19/2006 7/12/2006 7/18/2006 7/19/2006 7/19/2006 7/20/2006 7/12/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006
Closed Date
Final Disposition
(b)(7)(A) (b)(7)(A) NIF NIF RPR
Exemption Cited
11/14/2006 Denied in full 8/17/2006 8/4/2006 8/4/2006 8/2/2006 3/18/2008 9/12/2006 7/31/2006 11/7/2006 12/6/2006 10/3/2006 8/17/2006 7/25/2006 7/25/2006 7/26/2006 7/26/2006 8/7/2006 8/7/2006 Denied in full Other Reasons Other Reasons Other Reasons Denied in full Denied in full Other Reasons Other Reasons Denied in full Denied in part Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(4);(b)(8);RTW (b)(7)(A) NIF RPR (b)(7)(A) (b)(4) (b)(7)(A) NIF NIF NIF NIF NIF NIF
Patch, David Motz, Robert Motz, Robert Patch, David Schubert, Stephanie Motz, Robert Motz, Robert
International Business Research International Business Research PricewaterhouseCoopers LLP International Business Research International Business Research
7/23/2006 7/24/2006 7/24/2006 7/23/2006 7/24/2006 7/24/2006 7/24/2006
11/30/2006 Granted in full 7/27/2006 7/28/2006 8/10/2006 8/3/2006 8/7/2006 8/8/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
NIF NIF RTW NIF NIF
Patch, David Mishaan, Albert Motz, Robert Motz, Robert Huang, William Motz, Robert Motz, Robert Lichtcsien, Susan Lichtcsien, Susan Norris, Floyd
Kasowitz Benson Torres & Friedman LLP International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC New York Times
7/23/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/21/2006
8/21/2006 8/9/2006 7/26/2006 7/26/2006 7/28/2006 7/27/2006 8/2/2006 8/2/2006 8/2/2006 8/15/2006
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
NIF NIF NIF NIF NIF NIF NIF NIF -
Request ID
Requester Name
Norris, Floyd Norris, Floyd Norris, Floyd Norris, Floyd Norris, Floyd Norris, Floyd Norris, Floyd Motz, Robert Motz, Robert Huang, William Huang, William Motz, Robert Motz, Robert Huang, William Huang, William Motz, Robert Costello, Maureen Huang, William Carpenter, Danielle Costello, Maureen Carpenter, Danielle Carpenter, Danielle Carpenter, Danielle Costello, Maureen Carpenter, Danielle Carpenter, Danielle Perger, Lynette Costello, Maureen Perger, Lynette Perger, Lynette Carpenter, Danielle Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Zarifi, Karin Conover, Becky Kiernan, Cortney Conover, Becky New York Times New York Times New York Times New York Times New York Times New York Times New York Times
Organization
Request Description
Click Commerce Medis Technologies Ionatron Krispy Kreme Martha Stewart Living Allied Capital First Marblehead Emptoris Inc RLX Technologies Inc Con Egan Conor O'Driscoll Exchange Applications Inc aka Xchange Inc Apogee Networks Inc Thomas Vecchione Peter Russo Bluestones Software Inc Gordon W Ommen Robert Barista Albany Management Company Ltd Roland J Fagen aka Ron J Fagen Mulvaney Capital Management Ltd Mulvaney Global Markets Fund Ltd Paul Mulvaney Chad D Hatch Infinity Capital Management Ltd Infinity Fund Ltd David Elms Project Big Sioux Henderson Global Investors Henderson Plan European Equity Multi-Strategy Fund Limited David Brown Brookings Applied Technology Inc Brookings Applied Technology Inc Brookings Card Center Inc Capitaline Advisors LLC Lotsoff Capital Management Beacon Hill Asset Management LLC Standard Pacific Standard Pacific Capital LLC Lindsay Laroche
Requested Date
7/21/2006 7/21/2006 7/21/2006 7/21/2006 7/21/2006 7/21/2006 7/21/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/24/2006 7/25/2006 7/25/2006 7/25/2006
Closed Date
8/15/2006 8/15/2006 8/15/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006
Final Disposition
Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF
Exemption Cited
International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Heller Ehrman LLP EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC
11/15/2007 Other Reasons 8/7/2006 8/3/2006 8/3/2006 8/1/2006 8/2/2006 8/2/2006 8/2/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 8/2/2006 8/4/2006 8/4/2006 8/4/2006 8/3/2006 8/3/2006 8/3/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/29/2006 Other Reasons 7/25/2006 7/26/2006 7/26/2006 7/26/2006 7/26/2006 9/26/2006 8/14/2006 9/19/2006 10/2/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF DES NIF NIF
Request ID
Requester Name
Kiernan, Cortney Conover, Becky Motz, Robert Motz, Robert Carpenter, Danielle Carpenter, Danielle Conover, Becky Carpenter, Danielle Carpenter, Danielle Costello, Maureen Carpenter, Danielle Carpenter, Danielle Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Meyer, Andy Meyer, Andy
Organization
CheckFund Manager LLC EACM Advisors LLC International Business Research International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC Rick Singh
Request Description
Lindsay LaRoche Dean F Goodermote Steven C Huke aka S Craig Huke Sanjeev Lakhanpal Paul Netherwood David S Wagonfeld Beach Horizon Master Fund Ltd Beach Horizon Fund Ltd Capitaline Income Opportunity Limited Partnership Beach Horizon LLP Beach Capital Management Ltd Trafelet and Company LLC Capitaline Flight Services LLC Capitaline General Partners LLC Capitaline Income Opportunities Limited Partnership Peter Joseph Hofbauer William Hockett Coastal Virginia Bank Ghufran Rizvi Joel Revill Capitaline Partners LLC Farida Udaipurwala Kyle T Andrews Capitaline Financial Services Limited Partnership Jeff Sanguinet Karl Cole-Frieman Capitaline Renewable Energy Limited Partnership Raj D Venkatesan Naved Khan Capitaline Renewable Energy II Limited Partnership Jonathan E Aborn Andrew R Midler Creditlink Technologies LLC Doug Dillard aka G Douglas Dillard Jr J Kenneth Blackwell Blue Chip Broadcasting
Requested Date
7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/25/2006 7/24/2006 7/25/2006 7/25/2006 7/24/2006 7/25/2006 7/14/2006 7/14/2006
Closed Date
10/2/2006 8/9/2006 7/27/2006 8/9/2006 8/10/2006 8/10/2006 8/25/2006 7/28/2006 7/31/2006 8/9/2006 7/31/2006 8/2/2006 8/24/2006 8/2/2006 8/2/2006 8/7/2006 8/2/2006 8/7/2006 7/26/2006 8/7/2006 7/26/2006 7/28/2006 7/31/2006 7/29/2006 7/27/2006 7/27/2006 7/27/2006 8/2/2006 8/4/2006 8/4/2006 8/3/2006 8/30/2006 7/27/2006 2/5/2008 9/13/2006 7/28/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Wissbroecker, David McIntyre, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Carnow, Mark Costello, Maureen Costello, Maureen Evans, David Evans, David Gracer, Jeffrey Evans, David Costello, Maureen Costello, Maureen Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Costello, Maureen Costello, Maureen Perger, Lynette Costello, Maureen Rosen, Rachel Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Butler, Matthew Gavin, J. Patrick Henshall, Taylor Gavin, J. Patrick Gavin, J. Patrick Fogarty, John Lynch, Megan Gavin, J. Patrick Perger, Lynette Perger, Lynette Perger, Lynette
Organization
Lerach, Coughlin, Stoia, Geller, Rudman & Robbins Robbins Umeda and Fink LLP International Business Research International Business Research International Business Research Grippo & Elden International Business Research International Business Research International Business Research International Business Research Torys LLP International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research Cundy & Paul LLC SEC Insight CheckFund Manager LLC SEC Insight SEC Insight Nicholas and Butler LLP SEC Insight Brown University Investment OFfice SEC Insight SEC Insight Manatt Phelps & Phillips LLP CheckFund Manager LLC SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC
Request Description
Blue Coat Systems Inc AMERCO Gift Gold Inc First America Payment Systems Fishback Financial Deutsche Bank or the Scudder Funds US Bioenergy Corporation US Bio Energy LLC Richard P Shaw Shaw Marketing Group LLC Fairfax Financial Holdings Limited Target Direct Inc SFG Special Finance Group LLC Special Finance Group LLC Sloane Robinson Global Fund LP Sloane Robinson Global Fund Sloane Robinson Global General Partner Limited Sloane Robinson LLP Brew Master LLC Microconversion Technologies CO Rupert Dyson Lake Cochrane Investors Textron Inc American Express Company Pursuit Partners LLC aka Pursuit Capital Management LLC Williams Sonoma Inc Dow Chemical Company Securities and Exchange Commission v MSTG Solutions Inc Bandag Inc The Palomino Fund Ltd Precision Castparts Corporation Thornburg Mortgage Inc Kenneth Kuczwaj or Kuczway Anthony Phillip Schepis Palm Inc Mohican VCA Fund LP Mohican VCA Offshore Fund Ltd Mohican Capital Management LLC
Requested Date
7/17/2006 7/21/2006 7/25/2006 7/25/2006 7/25/2006 7/20/2006 7/25/2006 7/24/2006 7/26/2006 7/26/2006 7/19/2006 7/26/2006 7/25/2006 7/25/2006 7/26/2006 7/26/2006 7/26/2006 7/26/2006 7/24/2006 7/25/2006 7/26/2006 7/25/2006 7/26/2006 7/26/2006 7/27/2006 7/26/2006 7/26/2006 7/27/2006 7/26/2006 7/27/2006 7/26/2006 7/26/2006 7/26/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006
Closed Date
9/13/2006 9/27/2006 7/29/2006 8/9/2006 8/2/2006 8/17/2006 7/29/2006 8/2/2006 7/31/2006 7/31/2006 9/6/2007 8/8/2006 8/2/2006 8/4/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/7/2006 8/7/2006 8/2/2006 8/11/2006 8/31/2006 9/19/2007 8/4/2006 1/30/2008 6/20/2007 9/11/2006
Final Disposition
Denied in part Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in part Other Reasons Other Reasons Denied in part Denied in full
Exemption Cited
(b)(7)(A);NIF (b)(7)(A) NIF NIF NIF DUP NIF NIF NIF NIF (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A);NIF NIF NIF;WIT (b)(7)(A);RTW (b)(7)(A) WIT NIF (b)(7)(A);NIF NIF;WIT NIF WIT NIF NIF NIF
11/29/2007 Other Reasons 8/8/2006 9/27/2006 1/8/2008 8/9/2006 7/31/2006 7/31/2006 8/1/2006 Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Perger, Lynette Perger, Lynette Perger, Lynette Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Sellas, S. Gavin, J. Patrick Gavin, J. Patrick Rosenfeld, David Gavin, J. Patrick Dell Angelo, Robert Gavin, J. Patrick Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Malinowski, Thomas Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Rocha, James Rocha, James Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight iVision International LLC SEC Insight SEC Insight Lerach Coughlin Stoia Geller Rudman Robbins LLP SEC Insight Munger Tolles and Olson LLP SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Cotal Systems, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research Eric C Hage Daniel C Hage
Request Description
Mohican Financial Management LLC
Requested Date
7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/25/2006 7/25/2006 7/31/2006 7/31/2006 7/25/2006 7/31/2006 7/28/2006 7/24/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/25/2006 7/31/2006 7/31/2006 7/31/2006 7/20/2006 7/20/2006 7/28/2006 5/19/2006 7/28/2006 7/28/2006
Closed Date
8/8/2006 8/2/2006 8/3/2006 8/4/2006 8/7/2006 8/7/2006 1/17/2008 8/1/2006 1/22/2008 1/22/2008 2/20/2008
Final Disposition
NIF NIF NIF NIF NIF NIF NIF WIT RPR;RTC WIT WIT (b)(7)(A) NIF;WIT FEE NIF NIF DUP WIT WIT NIF WIT NIF NIF WIT WIT NIF WIT WIT NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Exemption Cited
Vision Opportunity Capital Management LLC Adam D Benowitz Kylin Management LP Teddy Kang Macromedia Inc Douglas Frye Linda Frye Travis Keltner Nuance Communications Inc fka Scansoft Inc Lawson Software Americas Inc formerly Lawson Software Inc Sycamore Networks Inc Administaff Inc File number 3-11902 In the Matter of the Coca Cola Company Adolor Corporation Royal Straight L.L.C. Royal Straight LLC Global EPoint Inc S-3 333-129938 Chart Industries Inc S-1 333-133254 Bright Planet Corporation Allion Healthcare Inc John Dennis Devaney Ethan Inc Manugistics Group Inc Republic of the Philippines Visual Data Corp S-3 333-134900 Marketing Worldwide Corp Brew Master LLC Micros to Mainframes Inc S-3 333-127587 Website Pros Inc S-1 333-134431 Delaware Investments Dividend and Income Fund Inc Loudeye Corporation Loudeye Corporation Fagen Inc Fagen Inc of Minnesota Fagen Puliser and Edman Inc Fagen and Edman Inc
12/28/2007 Other Reasons 2/22/2007 7/13/2007 8/14/2006 8/12/2006 1/3/2008 4/16/2007 8/14/2006 4/16/2007 8/1/2006 1/11/2007 1/4/2008 1/4/2008 8/8/2006 1/10/2008 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/29/2006 Other Reasons 9/12/2006 1/8/2007 8/2/2006 8/2/2006 8/2/2006 8/2/2006 Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
(b)(4);(b)(8) NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Rosen, Rachel Malinowski, Thomas Harrison, Richard Harrison, Richard Harrison, Richard Sengstack, Michele Hitchcock, Cornish Harrison, Richard Harrison, Richard Harrison, Richard Sengstack, Michele Schleinkofer, Raymond Roth, Andrew Harrison, Richard Harrison, Richard Costello, Maureen Kiernan, Cortney Kiernan, Cortney Harrison, Richard Harrison, Richard Costello, Maureen DePeau, Andrew Rocha, James Rocha, James Harrison, Richard Harrison, Richard Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research FOIA Insight Inc Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Verdis Wealth Management BackTrack Reports/First Advantage Corp. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research
Request Description
Fagen Pulsifer Buildings Inc Fagen Energy LLC Fagen Energy Inc Fagen Engineering LLC Fagen Construction Company of Minnesota Fagen Brownlee and Hayes Inc Federated Investors Inc /PA/ MDT Advisers Composite Technology Corp Heartland Values PAC Textron Inc United Capital Asset Management Astrazeneca PLC Cambridge Antibody Technology Group PLC CGI Holding Corp SB-2 333-121761 Basketsful Callan and Associates El Paso Corp /DE/ S-4 333-134099 Laserscope American Medical Systems Holdings Inc Teresa Ruth Pruitt aka Teresa Ruth Curry aka Teresa Ruth Elwood Defiance Asset Management Castlerigg Master Investments American Retirement Corp Brookdale Senior Living Inc Magic in Motion Therapeutic Riding Center PK4 Capital Management Alan S Circle Saker Richard J and Foodarama Management Foodarama Supermarkets Inc Brian D Thome CTC Fund Management LLC Nanogen Inc Alan Technologies Remedytemp Inc Silja Ferry Business South Dakota Young Republicans
Requested Date
7/28/2006 7/28/2006 7/28/2006 7/28/2006 7/24/2006 7/25/2006 7/31/2006 7/31/2006 7/31/2006 7/25/2006 7/19/2006 7/28/2006 7/31/2006 7/31/2006 7/31/2006 7/18/2006 7/28/2006 7/31/2006 7/31/2006 7/31/2006 7/28/2006 7/28/2006 7/28/2006 7/31/2006 7/31/2006 7/28/2006 7/28/2006 7/28/2006 7/31/2006 7/31/2006 7/28/2006 7/27/2006 7/20/2006 7/20/2006 7/31/2006 7/31/2006 7/25/2006
Closed Date
8/2/2006 8/2/2006 8/2/2006 8/7/2006 8/7/2006 8/7/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF WIT NIF CAN NIF WIT WIT WIT NIF (b)(8) RTW WIT NIF NIF WIT NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF
Exemption Cited
11/14/2007 Granted in full 11/14/2007 Other Reasons 4/16/2007 8/4/2006 3/26/2008 8/4/2006 4/16/2007 1/10/2008 8/4/2006 9/11/2006 8/10/2006 8/10/2006 8/12/2006 1/28/2008 5/22/2007 8/8/2006 8/9/2006 8/8/2006 8/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
11/22/2006 Other Reasons 8/2/2006 8/3/2006 8/16/2006 8/15/2006 Other Reasons Other Reasons Granted in full Granted in full
Request ID
Requester Name
Costello, Maureen Roth, Andrew Harrison, Richard Harrison, Richard Gavin, J. Patrick Perger, Lynette Harrison, Richard Harrison, Richard Gavin, J. Patrick Hertz, Matthew Harrison, Richard Harrison, Richard Gavin, J. Patrick Malinowski, Thomas Harrison, Richard Harrison, Richard Gavin, J. Patrick Malinowski, Thomas Harrison, Richard Harrison, Richard Costello, Maureen Johnson, Jonathan Costello, Maureen Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard
Organization
International Business Research BackTrack Reports/First Advantage Corp. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight CNBC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Overstock.com, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
South Dakota for Responsible Government Sandell Asset Management Wentworth Energy Inc Midwest Air Group Inc Astoria Financial Corporation Ian P Ellis Oppenheimer Absolute Return Fund N-1A 81121918 T Rowe Price Short Term Income Fund Inc N-1A 811-21919 Anthracite Capital Inc John Mack and Pequot Oppenheimer SMA Core Bond Fund N-1A 333135513 Oppenheimer Transition 2010 Fund N-1A 333135516 Jakks Pacific Inc Charles G Heilbronn Oppenheimer Transition 2015 Fund N-1A 333135523 Oppenheimer SMA Global Fund N-1A 333-135524 Select Comfort Corporation Mousse Partners Limited Oppenheimer Transition 2020 Fund N-1A 333135528 Oppenheimer Transition 2030 Fund N-1A 333135530 PFC Transitory Meetings of the Working Group on Financial Markets Jeffrey P Rogers OpenTV Corporation SMA International Bond Fund N-1A 333-135539 RS Variable Products Trust N-1A 333-135544 Roxbury Funds N-14 333-135573 DWS Value Series Inc Merrill Lynch Eurofund N-14 333-135644 Ingrid Jackel Marken Janus Investment Fund N-14 333-135710 American Money Management Funds N-1A 333135714
Requested Date
7/25/2006 7/28/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/17/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006
Closed Date
8/9/2006 9/14/2006 2/1/2008 12/3/2007 8/9/2006 12/7/2006
Final Disposition
Other Reasons Denied in part Granted in full Other Reasons Other Reasons Denied in full NIF (b)(7)(A) WIT WIT NIF (b)(4) WIT (b)(7)(A) NIF;WIT NIF (b)(4) NIF;WIT NIF NIF FEE WIT (b)(4) NIF (b)(4) NIF NIF
Exemption Cited
11/13/2006 Granted in full 11/29/2007 Other Reasons 10/12/2006 Denied in full 2/29/2008 3/30/2007 1/29/2008 8/9/2006 1/17/2007 12/1/2006 1/8/2008 8/3/2006 Granted in full Granted in full Other Reasons Other Reasons Granted in full Denied in full Other Reasons Other Reasons
10/10/2007 Granted in full 10/10/2007 Granted in full 8/9/2006 Other Reasons -
11/29/2006 Other Reasons 11/29/2007 Other Reasons 12/11/2006 Denied in full 9/29/2006 Other Reasons
11/24/2006 Denied in full 11/24/2006 Granted in full 3/30/2007 8/4/2006 4/15/2007 Granted in full Other Reasons Granted in full
Request ID
Requester Name
Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Lichtcsien, Susan Lichtcsien, Susan Harrison, Richard Harrison, Richard Gavin, J. Patrick Perger, Lynette Perger, Lynette Perger, Lynette Harrison, Richard Harrison, Richard Costello, Maureen Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen Smith, Robert Harrison, Richard Harrison, Richard Perger, Lynette Perger, Lynette Perger, Lynette Lynch, Megan
Organization
Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC CheckFund Manager LLC
Request Description
Country Mutual Funds Trust N-14 333-135753 Joseph J Jaeger Fremont Mortgage Securities Corp S-3 333132540 Coles Myer Ltd Physicians Formula Cosmetics Inc Physicians Formula Inc Volkswagen Auto Lease Underwritten Funding LLC S-3 333-133770 PMI Group Inc Pierre Fabre Dermo Cosmetique Pierre Fabre Inc Goldman Sachs Asset Backed Securities Corp S-3 333-132001 American Enterprises MPT Corp S-4 333-134873 3V Capital Partners Limited Partnership Gary Katcher Worldgate Communications Inc SB-2 333-128109 E Com Technologies Corp SB-2 333-132956 Actividentity Corporation fka ActivCard Corporation MicroCapital LLC MicroCapital Fund Ltd MicroCapital Fund LP Acacia Research Corp S-3 333-133529 Connetics Corp Overton Laboratories Inc Pinnacle Entertainment Inc Astris Energi Inc F-3 333-134985 Nutracea SB-2 333-134957 Cosmetic Concepts International LLC American Tower Patient Infosystems Inc SB-2 333-134148 Meditech Pharmaceuticals Inc SB-2 333-129369 Polar Capital Partners Limited Polar Capital Paragon Fund Polar Capital Market Neutral Absolute Return Fund Ltd Robert J McCreary
Requested Date
7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 8/1/2006 8/1/2006 8/1/2006 8/1/2006
Closed Date
Final Disposition
WIT WIT WIT NIF NIF WIT WIT NIF NIF WIT WIT NIF NIF;WIT NIF NIF RTW NIF WIT WIT NIF NIF WIT WIT NIF NIF NIF NIF
Exemption Cited
12/19/2006 Granted in full 12/27/2007 Other Reasons 4/16/2007 1/17/2008 8/4/2006 8/4/2006 4/16/2007 1/4/2008 8/2/2006 8/2/2006 4/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/23/2007 Granted in full 11/23/2007 Granted in full 12/12/2007 Other Reasons 8/10/2006 8/11/2006 5/10/2007 8/2/2006 12/3/2007 11/8/2006 2/7/2008 8/14/2006 8/31/2006 1/3/2008 1/3/2008 8/4/2006 8/9/2006 8/10/2006 8/10/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Huang, William Gavin, J. Patrick Gavin, J. Patrick Huang, William Lynch, Megan Huang, William Dillman, Jason SEC Insight SEC Insight
Organization
EACM Advisors LLC
Request Description
Daniel Sapadin AMB Property Corporation Clean Harbors Inc Collin Schuhmacher Kelusa Partners LLC aka Kelusa Capital LLC Abraham Shaman Pfizer Inc Pfizer Savings Plan Pfizer Savings Plan for Employees Resident in Puerto Rico Pharmacia Savings Plan Predecessor plans since January 1 2000 Daniel E Krueger Short Term Bond Fund of America N-1A 333135770 Brendan MacMillan FOIA Request 04-2339 Jeffrey F Lee GMS Group LLC 40-6C 812-13311 David P Campbell Alcan Inc Jeffrey A Altman Bank of America Corporation Julian Barnett Transfer agents and federal banking regulators listed with the SEC Philip Hardy AMETEK Inc Albemarle Corporation DWS Variable Series II N-14 333-135836 Oceanstone Fund N-1A 333-135806 Qwest Communications International Inc SEC v Qwest Comm Intl Inc M D Sass Tax Advantaged Bond Strategy Trust N1A 333-136044 BBH Trust 40-6C 812-13314-02 Shai Tambor Assurant Inc Power Integrations Inc Charlemagne Capital UK Limited Charlemagne Capital IOM Limited Report on trading off national exchanges Fisher Investments
Requested Date
8/1/2006 8/1/2006 8/1/2006 8/1/2006 8/1/2006 8/1/2006 7/24/2006
Closed Date
8/8/2006 5/22/2007 1/7/2008 8/8/2006 8/8/2006 8/9/2006 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT NIF NIF NIF -
Exemption Cited
EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC Keller Rohrback LLP
Huang, William Harrison, Richard Huang, William Schmidt, Brandt Huang, William Harrison, Richard Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Perger, Lynette Pitou, Amy Perger, Lynette Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Hancur, Sarah Harrison, Richard Harrison, Richard Huang, William Gavin, J. Patrick Downs, Travis Carpenter, Danielle Carpenter, Danielle Green, Richard Billman, Donald
EACM Advisors LLC Global Securities Information, Inc. EACM Advisors LLC Latham & Watkins LLP EACM Advisors LLC Global Securities Information, Inc. EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight Greenwich-Van Advisors LLC Stockholder Consulting Services Inc Greenwich-Van Advisors LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. McDermott Will & Emery LLP Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC David A. Tepper School of Business -
8/1/2006 7/31/2006 8/1/2006 8/1/2006 8/1/2006 7/31/2006 8/1/2006 8/1/2006 8/1/2006 8/1/2006 8/1/2006 7/19/2006 8/1/2006 8/1/2006 8/1/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 8/1/2006 8/1/2006 8/2/2006 8/2/2006 8/2/2006 7/28/2006 7/25/2006
8/7/2006 5/25/2007 8/7/2006 8/4/2006 8/21/2006 2/5/2008 5/10/2007 8/16/2006 8/9/2006 9/21/2006 8/3/2006 8/9/2006 12/3/2007 9/28/2006 10/6/2006 10/4/2006 3/30/2007 8/4/2006 8/14/2006 8/4/2006 8/4/2006 8/16/2006
Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Denied in full Denied in part Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF;RTW NIF WIT NIF NIF NIF WIT (b)(4) (b)(4) (b)(2);(b)(5);(b)(7)(A);(b)(7) (C) NIF NIF (b)(7)(A);WIT (b)(7)(A) NIF NIF FEE
Request ID
Requester Name
Downs, Travis Downs, Travis Gavin, J. Patrick Rafal, George Downs, Travis Downs, Travis Conover, Becky DePeau, Andrew
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Scott Cole & Associates Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Cotal Systems, Inc. Medarex Inc Intuit Inc
Request Description
Requested Date
8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006
Closed Date
9/18/2006
Final Disposition
Denied in part
Exemption Cited
(b)(7)(A);NIF (b)(7)(A);NIF WIT NIF (b)(7)(A);NIF (b)(7)(A);NIF NIF NIF
10/25/2006 Denied in part 12/6/2007 8/21/2006 9/27/2006 9/29/2006 8/9/2006 8/4/2006 Other Reasons Other Reasons Denied in part Denied in part Other Reasons Other Reasons
Host Hotels and Resorts fka Host Marriott Corporation Metlife Inc Metropolitan Life Insurance Company Metlife Securities Inc Macrovision Corporation M Systems Flash Disk Pioneers Ltd Charlotte F Hughes Astor Financial LLC aka Astor Asset Management LLC aka Astor Business Ventures LLC aka Astor Financial Inc Sheffield Pharmaceuticals Inc Sheffield Pharmaceuticals Inc Thomas P McKenna American Medical Response Inc Jabil Circuit Inc Matthew K Berler The Home Depot Inc Array Biopharma Inc Perceptron Inc ASML Holding NV Foundry Networks Inc Shire Pharmaceuticals Inc Cyberonics Inc Joseph L Freihammer Progress Software Corporation Prince Ventures Equinix Inc Thames River Kingsway Fund Thames River Global Funds Limited LHC Group Inc Thames River Capital Holdings Limited Lucy C Hardy Thames River Capital LLP Purnendu Chatterjee
Edwards, Mark Edwards, Mark Conover, Becky Evans, David Downs, Travis Conover, Becky Downs, Travis Gavin, J. Patrick Evans, David Gavin, J. Patrick Downs, Travis Edwards, Mark Downs, Travis Conover, Becky Downs, Travis Evans, David Downs, Travis Perger, Lynette Perger, Lynette Gavin, J. Patrick Perger, Lynette Conover, Becky Perger, Lynette Jevne, Denise
Recombinant Capital Inc. Recombinant Capital Inc. EACM Advisors LLC International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight International Business Research SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP Recombinant Capital Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC EACM Advisors LLC Greenwich-Van Advisors LLC Stuart Breisblatt, CFA
7/24/2006 7/24/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 7/24/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 7/31/2006
8/30/2006 1/10/2007 8/15/2006
Granted in full Other Reasons Other Reasons
NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF;RTW NIF NIF;WIT (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF;WIT NIF NIF NIF -
11/14/2006 Denied in full 8/12/2006 Other Reasons
11/14/2006 Denied in full 10/16/2006 Other Reasons 8/9/2006 12/3/2007 9/14/2006 Other Reasons Other Reasons Denied in full
12/18/2006 Other Reasons 9/11/2006 8/16/2006 8/16/2006 8/8/2006 8/25/2006 8/7/2006 8/7/2006 1/16/2008 8/8/2006 8/8/2006 8/8/2006 1/16/2008 Denied in full Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Downs, Travis Edwards, Mark Gavin, J. Patrick Conover, Becky Conover, Becky Downs, Travis Conover, Becky Mierzejewski, Mark Downs, Travis Downs, Travis Gavin, J. Patrick Mierzejewski, Mark Downs, Travis Downs, Travis Gavin, J. Patrick Downs, Travis Conover, Becky Conover, Becky Conover, Becky Edwards, Mark Downs, Travis Conover, Becky Conover, Becky Gavin, J. Patrick Downs, Travis Huang, William Carpenter, Danielle Perger, Lynette Hammond, Clark Downs, Travis Huang, William Carpenter, Danielle Perger, Lynette
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP Recombinant Capital Inc. SEC Insight EACM Advisors LLC EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Check Fund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Check Fund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Recombinant Capital Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC EACM Advisors LLC SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Johnston Barton Proctor & Powell LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC
Request Description
MicroStrategy Inc Sibia Neurosciences Inc Aleris International Inc Jennifer S Turner Catherine C Halberstadt Take Two Interactive Software Inc Pamela S Nichter Brian David Goldman Caremark Rx Inc Asyst Technologies Inc Alpha Natural Resources Inc Lanx Capital LLC Sanmina SCI Corporation Apollo Group Inc TD Ameritrade Holding Corporation Trident Microsystems Inc John F Tavernetti John S Osterweis Osterweis Capital Management Inc or LLC Shaman Pharmaceuticals Inc Monster Worldwide Inc Gary Cooper Karen L Cooper Ford Motor Company Brooks Automation Inc Southpaw Asset Management LP Adrian Luck Marco Bianchi J Mervyn Nabors aka John Mervyn Nabors aka Mervyn Nabors aka Merv Nabors Apple Computer Inc Howard Golden Priya Parameswaran Henderson Pan-European Equity Multi-Strategy Fund Limited
Requested Date
8/2/2006 7/24/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 7/24/2006 8/2/2006 8/2/2006 8/2/2006 8/3/2006 8/2/2006 8/2/2006 8/3/2006 8/2/2006 8/2/2006 8/2/2006 8/2/2006 8/3/2006 8/3/2006
Closed Date
8/10/2006 4/6/2007 4/19/2007 8/21/2006 8/22/2006 9/7/2006 8/24/2006 8/10/2006 8/23/2006 9/9/2006 1/9/2008 8/7/2006 7/16/2007
Final Disposition
Denied in full Granted in full Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF NIF WIT NIF (b)(7)(A) WIT NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF WIT (b)(7)(A) NIF NIF NIF DUP;RTC (b)(7)(A) NIF NIF NIF
Exemption Cited
12/20/2007 Other Reasons 10/12/2006 Other Reasons 8/10/2006 8/11/2006 3/21/2008 11/6/2007 9/6/2006 8/8/2006 8/16/2006 8/10/2006 8/10/2006 1/11/2007 9/27/2006 3/20/2008 9/26/2006 8/22/2006 8/23/2006 Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Downs, Travis Huang, William Carpenter, Danielle Perger, Lynette Lichtcsien, Susan Hammond, Clark Huang, William Carpenter, Danielle Perger, Lynette Gath, Michael Gavin, J. Patrick Lichtcsien, Susan Carpenter, Danielle Perger, Lynette DePeau, Andrew Gavin, J. Patrick Huang, William Downs, Travis Perger, Lynette Huang, William Wesley, Alison Gavin, J. Patrick Carpenter, Danielle Perger, Lynette Gavin, J. Patrick Huang, William Carpenter, Danielle Perger, Lynette Carpenter, Danielle Conover, Becky Spence, Michael Spence, Michael Spence, Michael Carpenter, Danielle Conover, Becky Conover, Becky SEC Insight
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC CheckFund Manager LLC Johnston Barton Proctor & Powell LLP EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight CheckFund Manager LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Cotal Systems, Inc. SEC Insight EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Greenwich-Van Advisors LLC EACM Advisors LLC Nelson-Brown Equities Inc SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
BankAtlantic Bancorp Inc Barnes & Noble Inc Kevin Wyman Neil Brennan Edward Mullen Kevin T Robik Aerosonic Corporation Robert L Thompson Armajaro Asset Management LLP Andy Huang Globetel Communications Company BankFinancial Corporation Balance Asset Management Coolum Master Fund Ltd Emperor Investment Management Ltd Richcourt Fund Advisors Inc BHP Billiton Ltd Jeffrey Cohen Analog Devices Inc Emperor Greater China Segregated Portfolio Arif Gangat SEC and all of it's agencies Limited Payability Cancellation BankUnited Financial Corporation Coolum Fund Ltd Emperor Fund SPC Badger Meter Inc Julie Lenehan OCCO Latin America Fund Emperor Greater China Fund Stefan Herz Frederick Warren Hellman aka F Warren Hellman Crescendo Partners CPI Aerostructures Inc Arpeggio Acquisition Corp Ian Simmons Tully M Friedman ACI Levered Global Market Neutral Master Fund LP
Requested Date
8/3/2006 8/2/2006 8/2/2006 8/3/2006 8/3/2006 8/3/2006 8/2/2006 8/2/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/2/2006 8/2/2006 8/3/2006 8/2/2006 7/31/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/2/2006 8/2/2006 8/3/2006 8/2/2006 8/2/2006 8/3/2006 8/3/2006 8/3/2006 8/2/2006 8/2/2006 8/3/2006
Closed Date
9/6/2007 9/27/2006 8/9/2006 8/9/2006 8/9/2006 8/24/2006 3/7/2008 8/25/2006 8/25/2006 9/13/2006 1/9/2008 8/14/2006 8/14/2006 8/14/2006 8/10/2006 12/7/2007 8/15/2006 8/11/2006 1/10/2007 1/9/2008 8/11/2006 8/11/2006 8/9/2006 8/9/2006 8/9/2006 8/16/2006 8/17/2006 8/17/2006 10/2/2006 8/18/2006 8/9/2006 8/9/2006 8/9/2006
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;RTW (b)(7)(A) NIF NIF NIF NIF WIT NIF NIF
Exemption Cited
(b)(4);(b)(8) WIT NIF NIF NIF NIF WIT NIF NIF (b)(6) WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Spence, Michael Spence, Michael Conover, Becky Conover, Becky Conover, Becky Spence, Michael Spence, Michael Conover, Becky Conover, Becky Conover, Becky Spence, Michael Spence, Michael Conover, Becky Conover, Becky Conover, Becky Spence, Michael Spence, Michael Conover, Becky Conover, Becky Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Downs, Travis Huang, William Perger, Lynette Gavin, J. Patrick Lichtcsien, Susan Evans, David Evans, David Evans, David Lichtcsien, Susan Kiernan, Cortney Evans, David Evans, David Evans, David Kiernan, Cortney Spence, Michael
Organization
International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Greenwich-Van Advisors LLC SEC Insight CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research
Request Description
Computer Horizons Corp Vector Aerospace ACI Multi Strategy Market Neutral Master Fund LP ACI Japan Market Neutral Master Fund LP ACI European Market Neutral Master Fund LP Acro Aerospace Inc AD Opt Technologies Inc ACI Micro Cap Market Neutral Master Fund LP ACI US Market Neutral Master Fund LP Katy Royle Contrarian Capital Managment LLC Sila Holdings Tom Esperance Kevin Coldiron Jonas Svallin Optimum Air Corp ATSAL Holdings Peter Algert Algert Coldiron Investors LLC ACI James A H Walsh Aidan M Stretch Cathay Fortune Altiris Inc Comverse Technology Inc Owl Creek Asset Management LP Chris Wright C-Cor Inc fka C-Cor.net Corp Anchorage Capital Group Easychem PLC Orange Properties Ltd Monsanto Life Sciences Kevin Ulrich DB Advisors LLC Hoffman-La Roche American Cyanamid Sam Nazarian Shengbei Guo SBE Entertainment Group
Requested Date
8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/4/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/2/2006 8/3/2006 8/2/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/3/2006 8/4/2006 8/3/2006
Closed Date
8/8/2006 8/8/2006 8/7/2006 8/7/2006 8/9/2006 8/8/2006 8/8/2006 8/9/2006 8/9/2006 8/9/2006 8/10/2006 8/10/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 6/5/2007 8/8/2006 2/7/2008 8/12/2006 8/12/2006 8/12/2006 8/12/2006 8/22/2006 8/22/2006 9/22/2006 8/22/2006 8/19/2006 8/25/2006 8/14/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT (b)(7)(A) NIF NIF;WIT NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Spence, Michael Spence, Michael Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Patch, David Evans, David Evans, David Gavin, J. Patrick Greenberg, Les Evans, David Evans, David Gavin, J. Patrick Mierzejewski, Mark Evans, David Evans, David Gavin, J. Patrick Mierzejewski, Mark Evans, David Evans, David Gavin, J. Patrick DePeau, Andrew Evans, David Evans, David Gavin, J. Patrick DePeau, Andrew Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Attorney at Law International Business Research International Business Research SEC Insight Check Fund Manager LLC International Business Research International Business Research SEC Insight Check Fund Manager LLC International Business Research International Business Research SEC Insight Cotal Systems, Inc. International Business Research International Business Research SEC Insight Cotal Systems, Inc. International Business Research International Business Research
Request Description
Element Films LLC 3Wall Development LLC Earl H Doppelt Francis D Martell Jr aka Frank D Martell Jr Richard G Gould III Robert J Chrenc aka Bob Chrenc Robert Glenn Hubbard aka R Glenn Hubbard Robert E Weissman aka Bob Weissman William D Rives III Susan C Rives Science Club Inc Scientific Explorer Inc Big River Farms Inc Scientific Girl Centennial Bank Holdings Inc Failure Data for Inhibitex Inc from January 1, 2006 thru May 31, 2006 Neil B Stafford Atlas Maritime Ltd Community Bancorp Securities Industry Conference on Arbitration (SICA) and SEC Oxford Newtech Ltd Vientia Genetics Ltd TD Banknorth Inc John A London Oxford Investment Managers Ltd Medscreen Limited Peabody Energy Corporation SuttonBrook Capital managment LP Plethora Solutions PLC Crawford Healthcare Ltd Martha Stewart Living Omnimedia Inc Rene Thierry Magon De La Villehuchet aka R Thierry de la Villehuchet Decon Sciences Ltd Ememplar Group Holdings Cameron International Corporation fka Cooper Cameron Corporation Access International Advisors Inc Diligenti Healthcare Club Medical
Requested Date
8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/3/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/5/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006 8/4/2006
Closed Date
8/15/2006 8/17/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT (b)(5) NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF WIT NIF NIF NIF
Exemption Cited
11/14/2007 Other Reasons 11/15/2007 Other Reasons 8/16/2006 8/16/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 10/2/2006 8/18/2006 8/18/2006 1/9/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
10/30/2006 Denied in part 8/10/2006 8/10/2006 1/8/2008 8/9/2006 8/10/2006 8/10/2006 2/26/2008 8/9/2006 8/9/2006 8/9/2006 8/18/2006 8/18/2006 8/18/2006 1/15/2008 8/9/2006 8/15/2006 9/12/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons
(b)(7)(A);WIT NIF NIF NIF
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Whitaker, Matthew Harrison, Richard Harrison, Richard Einhorn, Nancy Harrison, Richard Harrison, Richard Steinberg, Gary Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lucero, Michele Harrison, Richard Harrison, Richard Malinowski, Thomas Harrison, Richard Harrison, Richard Lucero, Michele Harrison, Richard Harrison, Richard Malinowski, Thomas Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. WestLaw CourtExpress Global Securities Information, Inc. Global Securities Information, Inc. Stone Partners Inc Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Mayer Brown Rowe & Maw LLP Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Mayer Brown Rowe & Maw LLP Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc.
Request Description
Daystar Technologies Inc S-3 333-134825 Solectron Corp S-4 333-134329 National Coal Corp S-4 333-134146 InfoUSA Rainmaker Systems Inc S-3 333-135265 Serena Software Inc S-4 333-133641 Executive Compensation Disclosure Incara Pharmaceuticals Corp S-1 333-135541 Idaho General Mines Inc SB-2 333-132909 Healthaxis Inc CNA Financial Corp S-3 333-127544 CGI Holding Corp S-3 333-134823 Orbital Imaging Corp S-4 333-135171 Orbital Imaging Corp S-1 333-128638 Westside Energy Corp SB-2 333-131411 Icon PLC /ADR/ F-3 333-133371 Southern Star Central Corp S-4 333-135512 Smith Micro Software Inc S-3 333-134611 Uranium Resources Inc /DE/ S-1 333-133960 SS and C Technologies Inc S-4 333-135139 Starmed Group Inc SB-2 333-135138 Magellan Holdings Inc SSA Global Technologies Inc Hawkeye Holdings Inc (File # 333134557) Berkshire Hathaway Inc Russell Corp Philip Richard Chapman Knape & Vogt Manufacturing Co Transamerica Idex Mutual Funds (File # 333136347) Verasun Energy Corporation (File # 333132861) Aegon/Transamerica Series Trust (File # 333136346) N-14 DWS Advisor Funds (File # 333136342) N-14 Alpha Beta Capital Management LLC Cash Account Trust (File # 333136231) N-14
Requested Date
8/7/2006 8/7/2006 8/7/2006 8/3/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006
Closed Date
4/16/2007 1/3/2008 4/16/2007 1/17/2008 7/25/2007 1/4/2008 4/16/2007 4/26/2007 1/10/2008 1/9/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT WIT WIT WIT CAN WIT WIT RPR;RTW WIT WIT WIT WIT RTW WIT RTW NIF NIF RTW WIT NIF WIT NIF NIF NIF NIF
Exemption Cited
11/25/2007 Granted in full 11/25/2007 Granted in full 12/10/2007 Other Reasons 12/10/2007 Other Reasons 1/4/2007 Granted in full
12/29/2007 Other Reasons 12/29/2007 Granted in full 3/10/2008 2/28/2008 6/12/2007 6/15/2007 4/16/2007 8/10/2006 2/22/2008 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
11/20/2006 Granted in full 8/30/2006 9/8/2006 Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Carlson, Dan Harrison, Richard Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Jolly, Orlandis Feimster, Colketa Houpe, Joe Jenkins, Catherine Jenkins, Catherine Jenkins, Catherine Jenkins, Catherine Jenkins, Catherine Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Jones, Kristina Conover, Becky Motz, Robert Motz, Robert Conover, Becky Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Gearhard, Karin Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Deal Flow Media
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Rogers & Hardin EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight National Labor Relations Board SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
RiverNorth Funds N1A Failure to Delivers as of March 31, 2006 Elcom International Inc Bio Key International Inc (File #333126492) SB2 Logos Capital Management LLC Amerinst Insurance Group Ltd (File # 333135041) S-3 Hampton Roads Bankshares Inc (File # 333134880) S-1 Washington Mutual Home Loans GMAC Mortgage Corporation Citibank South Dakota N A Peoples Choice Home Loan Trott and Trott PLC U S Bank National Association American Servicing Company P C Credit Suisse First Boston MBS HEAT 2003-8 Spring Point Opportunity Master Fund LP Spring Point Opportunity Master Fund II LP Spring Point Opportunity Partners LP Spring Point Opportunity Offshore Fund Spring Point Opportunity Offshore Fund II Chemtura Corporation Mirant Corporation Bridget J Watkin Spectrum I M D Clickability Inc Barry E Tague Jr Cumulus Media Inc ConnectGroup com Inc Fourth Connection Consulting Michael V Petras Gerardo P Manalac MDC Holdings Inc ULLICO CKX Inc fka Sports Entertainment Enterprises Inc Spring Point Contra Master Fund LP Spring Point Contra Partners LP Spring Point Contra Offshore Fund
Requested Date
8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 8/7/2006 7/10/2006 7/10/2006 7/11/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 7/27/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 7/26/2006 7/28/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 7/26/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006
Closed Date
9/14/2006
Final Disposition
WIT WIT NIF WIT NIF RPR RPR RPR RPR RPR RPR RPR RPR NIF NIF NIF NIF NIF WIT Granted in full
Exemption Cited
11/14/2007 Granted in full 12/14/2007 Other Reasons 12/13/2007 Other Reasons 8/9/2006 Other Reasons
12/11/2007 Other Reasons 12/5/2007 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/24/2006 8/21/2006 8/21/2006 8/17/2006 1/30/2008 8/17/2006 8/17/2006 8/18/2006 8/18/2006 1/23/2008 8/31/2006 1/16/2008 8/14/2006 8/14/2006 8/15/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);MOT NIF NIF NIF NIF WIT NIF NIF NIF NIF WIT WIT NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Motz, Robert Motz, Robert Conover, Becky Conover, Becky Conover, Becky Evans, David Evans, David Evans, David Evans, David Conover, Becky Conover, Becky Hursell, Donald Hursell, Donald Hasegawa, Curt SEC Insight
Organization
International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC State of Hawaii Dept. of Commerce & Cnsmr. Affairs EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight EACM Advisors LLC International Business Research International Business Research SEC Insight Mintz Levin International Business Research International Business Research SEC Insight Pepper Hamilton LLP SEC Insight SEC Insight International Business Research
Request Description
Carmike Cinemas Inc Double G Holdings Management LLC Double G Holdings L P Thomas E Johann Steve OBrien David Foster Colorloco LLC Loco Group LLC CxO Resources LLC Visteon Corporation Carrie Wang Jason Williams Wells Fargo Home Mortgage Inc Wells Fargo Bank NA Great Plains Financial LLC Mark S Blakemore Charmaine M Cook aka Charmaine Blakemore Ronna McEldowney Countrywide Financial Corporation Donald S Brown John D Botti Robert Botti Botti Brown Asset Management LLC 2320 N Garrett Ave Ltd CDW Corporation Spring Point Offshore Fund Spring Point Offshore Master Fund LP 1stUp.com Inc ReManage.com Inc Cadmus Communications Corporation Stephen A Ravel Franklin Power Company Cayman Shaw Holdings LLC Cameco Corporation Kendall Square Research Corporation Fulcrum Power Services LP Colm M Callan Conseco Inc SEC Attorneys' Manual Mercury General Corporation TeleTec Holdings Inc National Biofuels Management LLC
Requested Date
7/26/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/1/2006 8/1/2006 8/1/2006
Closed Date
8/16/2006 8/16/2006 8/16/2006 8/18/2006 8/22/2006 8/17/2006 8/17/2006 8/10/2006 2/22/2008 8/22/2006 8/22/2006 8/21/2006
Final Disposition
WIT NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF RTW RTW RPR Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Hernandez, Rafael Conover, Becky Conover, Becky Conover, Becky Conover, Becky Motz, Robert Gavin, J. Patrick Conover, Becky Conover, Becky Motz, Robert Motz, Robert Gavin, J. Patrick Conover, Becky Motz, Robert Motz, Robert Gavin, J. Patrick Levitt, Matthew Motz, Robert Motz, Robert Gavin, J. Patrick Evans, K. Gavin, J. Patrick Gavin, J. Patrick Motz, Robert
8/3/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 7/26/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 7/26/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/7/2006 8/8/2006 8/8/2006 8/8/2006 8/3/2006 8/8/2006 8/8/2006 8/8/2006
8/21/2006 2/8/2008 8/10/2006 8/10/2006 8/10/2006 8/28/2006 8/28/2006 8/28/2006 8/16/2006 8/10/2006 8/10/2006 8/9/2006 8/10/2006 8/16/2006 8/11/2006 8/11/2006 8/15/2006
Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
RPR (b)(6);NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF;RTW NIF NIF WIT NIF WIT NIF NIF
Request ID
Requester Name
Motz, Robert Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Evans, David Conover, Becky Gavin, J. Patrick Evans, David Evans, David Conover, Becky Gavin, J. Patrick Elisofon, Howard Graham, Joseph Wierzba, Steven Conover, Becky Evans, David Evans, David DePeau, Andrew Conover, Becky Levin, Debra Evans, David Evans, David Conover, Becky Evans, David Evans, David Evans, David Benz, Amy Benz, Amy Evans, David Evans, David Benz, Amy Benz, Amy Conover, Becky Conover, Becky Evans, David Conover, Becky Gavin, J. Patrick Benz, Amy Evans, David SEC Insight
Organization
International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight International Business Research International Business Research EACM Advisors LLC SEC Insight Herrick, Feinstein LLP EACM Advisors LLC International Business Research International Business Research Cotal Systems, Inc. EACM Advisors LLC Wien & Malkin LLP International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research Validity Screening Solutions Validity Screening Solutions International Business Research International Business Research Validity Screening Solutions Validity Screening Solutions EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight Validity Screening Solutions International Business Research
Request Description
National Biofuels LLC Harland John H Company Spring Point Institutional Partners LP Spring Point Partners LP Spring Point Special Situations Master Fund LP The Kiddie Group LLC Svein R Hogset Horton D R Inc Flying Colors Toys Inc Giddy Up LLC Frederick Juntti Cogent Inc Self Regulatory Organizations Enterra Energy Trust OmniVision Technologies Jacob Aarup Andersen Hudson Capital Advisors Management LLC Capco Realty Corporation Galbraith Capital LP Tyler Baron Executive Compensation Douglas J Cass Joshua H Pokempner Jason Lind Columbus Nova Management LLC Columbus Nova Investments IV AVV Columbus Nova Partners LLC Thomas Nelson Urban Jr Pablo DT Valenzuela Stephen D Weinroth Jason P Epstein William Henry Rutter William J Rutter Montrica Global Opportunities Fund Montrica Investment Management LLP PG Property Investment Company LLC Andrew L Metcalfe Sohu com Inc Scott Edward Deeter Joseph N Yassay
Requested Date
8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/8/2006 8/9/2006 8/9/2006 8/8/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/10/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/8/2006 8/9/2006 8/8/2006 8/8/2006 8/8/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/8/2006 8/9/2006 8/9/2006 8/9/2006 8/8/2006
Closed Date
8/18/2006 1/16/2008 8/16/2006 8/16/2006 8/16/2006 8/21/2006 8/23/2006 8/17/2006 8/17/2006 8/17/2006 12/5/2007 2/2/2007 3/5/2007 9/14/2006 9/6/2006 8/11/2006 8/14/2006 8/15/2006 8/15/2006 8/16/2006 8/16/2006 8/29/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/16/2006 8/17/2006 8/15/2006 8/15/2006 8/15/2006 8/15/2006 8/14/2006 8/14/2006 6/7/2007 8/14/2006 8/30/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF WIT WIT WIT NIF NIF NIF NIF RTO NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Benz, Amy Conover, Becky Evans, David Evans, David Gavin, J. Patrick Conover, Becky Evans, David Evans, David Gavin, J. Patrick Conover, Becky Evans, David Evans, David Kiernan, Cortney Kiernan, Cortney Evans, David Evans, David Conover, Becky Conover, Becky Conover, Becky Conover, Becky Evans, David Benz, Amy Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick SEC Insight
Organization
Validity Screening Solutions EACM Advisors LLC International Business Research International Business Research SEC Insight EACM Advisors LLC International Business Research International Business Research SEC Insight EACM Advisors LLC International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research Validity Screening Solutions Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight
Request Description
VeriFone Holdings Inc Melvin D Booth Richard D W Haas Andrew L Intrater ALI Leasing Service Corporation Dresser Rand Group Inc Joachim Schoenle Resources Property Management Corp Resources Real Estate Finance Group Inc Strategic Hotels and Resorts Inc Michael Kohler Zamok Inc Renova Inc Aurarian Capital Management LLC Jason B Gold Advanced Technology Materials Inc Vetta Sports Inc Erika Wagner William Charters Todd Lee Greg Gerst Universal Diagnostic Laboratories Inc William W Crouse Sirna Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Sirna Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Sirna Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Sirna Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Sirna Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Paramount Television Service Inc Paramount Pictures Distribution Company Inc Paramount Communications Inc Warnaco Group Inc North Charlottesville Development LLC PCCGW Company Inc Kayser Roth International S A Hughes Television Network Inc American Real Estate Partners
Requested Date
8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/8/2006 8/8/2006 8/8/2006 8/9/2006 8/9/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 7/31/2006 8/9/2006 8/9/2006 8/9/2006 8/10/2006 8/9/2006 8/9/2006 8/9/2006 8/9/2006 8/10/2006
Closed Date
12/6/2007 8/30/2006 8/31/2006 8/16/2006 8/17/2006 1/7/2008 8/16/2006 8/15/2006 8/15/2006 1/8/2008 8/15/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/18/2006 8/18/2006 8/18/2006 8/18/2006 8/16/2006 8/17/2006 8/17/2006 8/17/2006 5/23/2007 9/18/2006 9/18/2006 5/23/2007 11/5/2007 8/18/2006 8/18/2006 2/21/2008 8/16/2006 8/17/2006 8/17/2006 8/18/2006 8/6/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF;WIT NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Evans, David Evans, David Costello, Maureen Costello, Maureen Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Miller, Ken Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Keiper, Rita Harrison, Richard Harrison, Richard Evans, David Evans, David Evans, David Evans, David Thomas, Kenneth Harrison, Richard Gavin, J. Patrick Patch, David Evans, David Evans, David Blanchard, Kathleen Harrison, Richard Gavin, J. Patrick Evans, David Evans, David Harrison, Richard Keiper, Rita Gavin, J. Patrick Spence, Michael SEC Insight
Organization
Adesa Inc International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. SEC Insight International Business Research International Business Research Global Securities Information, Inc. SEC Insight International Business Research
Request Description
Katled Liquidating Inc Oryx Technology Corporation CNC Holdings I LLC ACNielsen Company AC Nielsen Company Kevin Toner Dreamworks Animations SKG INc Amerco NV Aristeia Capital LLC Service Corporation International Mohican Financial Managment LLC UIP Services S-K Disposition Inc Providence Capital Corporation Festival Inc Cinamerica Service Corporation Commerical Accounts Service Corporation Ranson and Associates NWH Inc Ingenix Inc K Hovnanian Cos Inc North American Watch Corporation McGregor Corporation Faberge Inc SEC v Zwick DWS Variable Series I 333-136422 N-14 Oneok Inc MobilePro Corp ECA Telecom Ltd After Six Inc United Airlines UAL Corp of Deleware Canadian Natural Resources Ltd F-9 333-125343 Juniper Networks Inc Knoll International Twyla Tharp Dance Foundation Castle and Morgan Holdings Inc SB-2 333135664 Claymore Securities Inc Entegris Inc 3 Wall Miami LLC
Requested Date
8/10/2006 8/9/2006 8/9/2006 8/9/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/10/2006 8/6/2006 8/14/2006 8/14/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/14/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/14/2006 8/14/2006 8/11/2006 8/11/2006 8/11/2006 8/14/2006 8/6/2006 8/11/2006 8/11/2006
Closed Date
4/1/2008 8/16/2006 8/11/2006 8/11/2006 8/14/2006 8/14/2006 9/8/2006 1/29/2008 1/8/2008 8/16/2006 1/16/2008 8/18/2006 8/23/2006 8/23/2006 8/18/2006 8/18/2006 8/22/2006 8/22/2006 9/11/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;WIT NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NPF NIF NIF;WIT NIF NIF NIF NIF WIT NIF NIF RTW NIF NIF NIF
Exemption Cited
12/12/2007 Other Reasons 12/12/2007 Other Reasons 9/11/2006 9/11/2006 8/17/2006 8/17/2006 9/12/2006 9/13/2006 12/4/2007 3/17/2008 8/17/2006 8/18/2006 8/25/2006 9/11/2007 2/6/2008 8/23/2006 8/23/2006 1/10/2007 8/18/2006 9/19/2007 8/18/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Spence, Michael Harrison, Richard Spence, Michael Spence, Michael Harrison, Richard Spence, Michael Lynch, Megan Harrison, Richard Harrison, Richard Evans, David Evans, David Costello, Maureen Spence, Michael Gavin, J. Patrick Harrison, Richard Miller, Ken Miller, Ken Spence, Michael Spence, Michael Spence, Michael Spence, Michael Lynch, Megan Harrison, Richard Gavin, J. Patrick Harrison, Richard Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Harrison, Richard Freeman, John Spence, Michael Spence, Michael Harrison, Richard Lambiras, Jon
Organization
International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. University of South Carolina International Business Research International Business Research Global Securities Information, Inc. Berger & Montague P C
Request Description
Crest Crib LLC Allis Chalmers Corp S-1 333-133874 Down in the Valley LLC Eventco LLC Camp Recovery Centers LP CA S-4 333-135172 San Vicente Management LLC Jonathan Alan Fiebach Gammon Lakes Resources Inc Mexgold Resources Inc Integrated Resources Inc Drexel Burnham Lambert Inc Ingrid Jackel aka Ingrid Marken Eventoo LLC Realogy Corporation Navigant International Inc Paul Netherwood Sanjeev Lakhanpal Katsu USA LLC Nazkor LLC NG Entertainment LLC Oriole Drive LLC Duration Capital Management Advisors Inc Systems and Computer Technology Corp S-1 333135538 Americredit Corp Infrasource Services Inc S-1 333-135425 SBE Management LLC SBE Promotions LLC SBE Aviation Group LLC SBE Hotel Group LLC SamyBoy Motors LLC Samy Boy Music LLC Samy Boy Records LLC Retail Ventures Inc S-3 333-134225 Investment Company Act Release No 20915 Platinum Interactive Communications LLC Platinum Wireless 51job Inc Bally Total Fitness Securities Litigation No 04 C 3530 USDC ND Ill
Requested Date
8/11/2006 8/14/2006 8/11/2006 8/11/2006 8/14/2006 8/11/2006 8/11/2006 8/14/2006 8/14/2006 8/11/2006 8/11/2006 8/10/2006 8/11/2006 8/11/2006 8/14/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/14/2006 8/11/2006 8/14/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/11/2006 8/14/2006 8/8/2006 8/11/2006 8/11/2006 8/11/2006 8/2/2006
Closed Date
8/18/2006 10/2/2007 8/22/2006 8/22/2006 3/10/2008 8/22/2006 8/22/2006 3/14/2008 8/21/2006 5/22/2007 8/28/2006 8/28/2006 1/23/2008 3/12/2008 9/8/2006 9/8/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 3/12/2008 1/9/2008 1/22/2008 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/17/2006 8/17/2006 8/17/2006 4/16/2007 3/18/2008 8/19/2006 8/19/2006 4/23/2007 9/21/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF RTW NIF NIF RTW NIF NIF WIT NIF NIF FEE NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF CAN (b)(7)(A)
Exemption Cited
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Spence, Michael Harrison, Richard Harrison, Richard Miller, Ken Spence, Michael Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Spence, Michael Harrison, Richard Kiernan, Cortney Kiernan, Cortney Spence, Michael Harrison, Richard Gavin, J. Patrick DePeau, Andrew Booher, Karen Crowe, Meghan Spence, Michael Spence, Michael Harrison, Richard Harrison, Richard Spence, Michael Spence, Michael Spence, Michael Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Mack, Todd Harrison, Richard Harrison, Richard Spence, Michael SEC Insight
Organization
Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. SEC Insight Check Fund Manager LLC International Business Research Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research Global Securities Information, Inc. SEC Insight Cotal Systems, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. Check Fund Manager LLC SEC Insight WDS Inc Global Securities Information, Inc. Global Securities Information, Inc. International Business Research 51job Inc
Request Description
Hibshman Optical Corp SB-2 333-132176 Troika Dialog UK Ltd TDAM Cyprus Ltd ZAO Troika Dialog Asset Management Troika Dialog Asset Management Troika Russia Fund Viceroy LLC American Financial Group Inc Ceres Group Inc David Chaim Alfonso Brown Printworks LLC Blue Dolphin Energy Co S-3 333-134156 CONSOL Energy Inc Barry Rosenstein Firth Property LLC Orbital Imaging Corp S-1 333-128638 Havell Capital Management LLC Theresa A Havell aka Theresa Ann Havell ISR Family LLC Uranium Resources Inc S-1 333-133960 EGL Inc Amber Capital LP King Pharmaceuticals Small Business Incentive Act of 1980 Abbey Restaurants and Bars USA LA LLC Hollywood Club LLC SS and C Technologies Inc S-4 333-135139 Viral Genetics Inc /DE/ SB-2 333-134185 Hyde LLC Louisiana Squared Inc Gilcrest Investments LLC Smith Micro Software Inc S-3 333-134611 JANA Partners LLC Asset Acceptance Capital Corporation Odyssey Re Holdings Corp Level 3 Communications Inc 333-133990 S-4 Level 3 Communications Inc 333-133991 S-4 SBE Waiting P A LLC
Requested Date
8/14/2006 8/11/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/9/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 7/25/2006 8/14/2006 8/14/2006 8/14/2006
Closed Date
7/27/2007 9/8/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 8/18/2006 1/17/2008 1/17/2008 8/16/2006 4/16/2007 9/24/2007 8/17/2006 8/17/2006 8/18/2006 8/18/2006 8/19/2006 8/15/2006 1/10/2008 8/21/2006 8/17/2006 3/28/2008 8/19/2006 8/19/2006 2/7/2008 2/7/2008 8/22/2006 8/22/2006 8/21/2006 8/25/2006 8/21/2007 3/10/2008 3/10/2008 9/11/2006
Final Disposition
NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF WIT NIF;RTW NIF DUP NIF NIF NIF DUP NIF;WIT NIF DUP NIF NIF WIT WIT NIF NIF NIF RTW NIF WIT (b)(7)(A) NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Other Reasons
Exemption Cited
Request ID
Requester Name
Miller, Ken Miller, Ken Spence, Michael Harrison, Richard Gavin, J. Patrick Spence, Michael Harrison, Richard Harrison, Richard Spence, Michael Harrison, Richard Gavin, J. Patrick Perger, Lynette Devick, Susan Harrison, Richard Spence, Michael Gavin, J. Patrick Perger, Lynette Harrison, Richard Spence, Michael Schuster, Fredric Spence, Michael Harrison, Richard Miller, Ken Spence, Michael Spence, Michael Gavin, J. Patrick Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Edwards, Mark Edwards, Mark Edwards, Mark Motz, Robert Motz, Robert Motz, Robert Motz, Robert
Organization
Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. International Business Research SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. International Business Research Washington Metropolitan Area Transit Authority International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research International Business Research SEC Insight International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research
Request Description
Infinity Fund Ltd Infinity Capital Management Ltd Sedona Holdings LLC NOVA Communications LTD 333-130836 SB-2 Canadian Natural Resources Limited SRC Entertainment LLC Caliper Life Sciences Inc Xenogen Corp Sunset Crescent Management Company LLC Navistar International Corp Wyndham Worldwide Corporation Vladimir Potapov Computer Associates International Inc IQ Biometrix Inc 333-132461 SB-2 Three Wall Investments LLC Techne Corporation Oleg Larichev Tortoise Energy Infrastruture Corp N-2 333131204 Vine Bar LLC Suzanne Johnson Yazmeen LLC CNA Financial Corp 333-127544 S-3 Albany Management Company Ltd Windypoint Capital Holdings Inc Windypoint Capital Corp Critical Therapeutics Inc Lee Minsup Kim aka Lee M Kim Ortec International Inc 333-135144 SB-2 LearnByClick Inc Viking Components Inc Xin Net Corp 333-128323 SB-2 Sicor Inc 10-Q Gensia Sicor cka Sicor Inc 100Q Gensia Sicor cka Sicor Inc NetList Inc NetList Holdings GP Inc NetList Technology Texas LP Tatum LLC
Requested Date
8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/10/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/7/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/15/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006 8/7/2006 8/7/2006 8/7/2006 8/14/2006 8/14/2006 8/14/2006 8/14/2006
Closed Date
8/17/2006 8/17/2006 8/17/2006 1/29/2008 9/8/2007 8/18/2006 9/19/2006 8/23/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF RTW NIF NIF WIT WIT NIF NIF WIT NIF NIF;WIT NIF NIF WIT NIF DUP NIF NIF NIF WIT NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF
Exemption Cited
12/12/2007 Other Reasons 12/3/2007 8/18/2006 10/3/2006 2/7/2008 8/18/2006 1/30/2008 8/22/2006 3/25/2008 8/22/2006 4/1/2008 8/16/2006 8/16/2006 8/16/2006 8/21/2006 8/22/2006 12/3/2007 8/28/2006 4/16/2007 9/12/2006 8/22/2006 1/17/2008 3/21/2007 4/30/2007 8/30/2006 8/17/2006 8/17/2006 8/17/2006 8/30/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Pemberton, Christopher Motz, Robert Motz, Robert Gavin, J. Patrick Conti, Richard Clayton, Norma Jean Edwards, Mark Spence, Michael Edwards, Mark Edwards, Mark Pemberton, Christopher Hughes, Siobhan Spence, Michael Harrison, Richard Motz, Robert Malkin, Sandra Harrison, Richard Motz, Robert Gavin, J. Patrick Lipton, Robert Motz, Robert Gavin, J. Patrick Malinowski, Thomas Motz, Robert Harrison, Richard Malinowski, Thomas Sherman, Steven Sherman, Steven Gavin, J. Patrick Sherman, Steven Costello, Maureen Costello, Maureen Sherman, Steven Huang, William Gavin, J. Patrick SEC Insight
Organization
International Business Research SEC Insight International Business Research International Business Research SEC Insight Pleasant Plains Veterinary Hospital Recombinant Capital Inc. International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Dow Jones Newswires International Business Research Global Securities Information, Inc. International Business Research Dovin Malkin & Ficken LLC Global Securities Information, Inc. International Business Research SEC Insight Lipton Associates Inc International Business Research SEC Insight Cotal Systems, Inc. International Business Research Global Securities Information, Inc. Cotal Systems, Inc. Law Offices of Steven Sherman Law Offices of Steven Sherman SEC Insight Law Offices of Steven Sherman International Business Research International Business Research Law Offices of Steven Sherman EACM Advisors LLC SEC Insight
Request Description
Caremark Rx Inc Epicor Software Corp H and E Equipment Services LLC Dennis Rueb FileNet Corp Wonderware Corp Freemont General Corporation Wellington Consulting Services Inc MemberWorks Incorporated Shaman Pharmaceuticals Inc Broadmark Capital LLC Sustainable Development Group Skyepharma PLC Peter C Lybrand fka Peter C Tosto Richard Lindsey Sinova Capital Partners LLC Metals USA Inc S-4 Chun Ki Hong aka C K Hong aka Chuck Hong SEC v Marion D Sherrill Starmed Group Inc SB-2 Crimson Components Canveo Inc The Enforcement Division of the U.S. Securities and Exchange Commission Infinilink Inc Stewart Enterprises Inc John Joseph Lee III Fine Digital USA Inc Liquidmetal Technologies Inc S-1 1861 Capital Management LLC Aquila Capital Management LLC Aquila Securities LLC Ceradyne Inc Tantus Funds LLC Franklin Bank and Trust Company Franklin Bancorp Inc Acacia Capital Management LLC Levoyd Robinson Limited Brands Inc
Requested Date
8/15/2006 8/14/2006 8/15/2006 8/10/2006 8/14/2006 8/14/2006 8/15/2006 8/9/2006 8/8/2006 8/7/2006 8/14/2006 8/14/2006 8/7/2006 8/10/2006 8/15/2006 8/14/2006 8/14/2006 8/14/2006 8/15/2006 8/14/2006 8/14/2006 8/15/2006 8/15/2006 8/14/2006 8/15/2006 8/15/2006 8/14/2006 8/14/2006 8/15/2006 8/15/2006 8/15/2006 8/16/2006 8/15/2006 8/16/2006 8/16/2006 8/15/2006 8/16/2006 8/16/2006
Closed Date
12/3/2007 8/21/2006 9/27/2006 2/22/2008 8/22/2006 12/3/2007 9/14/2006 6/13/2007 9/12/2006 8/17/2006 11/6/2007 9/13/2006 8/17/2006 9/6/2006 9/26/2006 8/18/2006 8/18/2006
Final Disposition
Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons FEE WIT
Exemption Cited
(b)(7)(A);NIF;WIT
(b)(7)(A);NIF WIT NIF WIT WIT DES NIF NIF NIF RTC NIF RTW NIF (b)(7)(A) CAN;DUP NIF WIT NIF (b)(7)(A);NIF;WIT NIF NIF WIT NIF NIF NIF;RPR (b)(7)(A) NIF NIF NIF NIF NIF NIF;WIT
11/28/2007 Other Reasons 10/17/2006 Granted in full 8/25/2006 1/30/2008 8/17/2006 4/16/2007 8/17/2006 8/29/2006 8/29/2006 10/6/2006 8/24/2006 8/24/2006 9/13/2006 8/18/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Sherman, Steven Huang, William Huang, William Sherman, Steven Gavin, J. Patrick Huang, William Sherman, Steven Huang, William Huang, William Huang, William Huang, William Huang, William DePeau, Andrew Huang, William Huang, William Costello, Maureen Huang, William Huang, William Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Huang, William Huang, William Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Huang, William Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Gavin, J. Patrick Evans, David
Organization
Law Offices of Steven Sherman EACM Advisors LLC EACM Advisors LLC Law Offices of Steven Sherman SEC Insight EACM Advisors LLC Law Offices of Steven Sherman EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research
Request Description
Market Compass Inc Bradford Couri Chicago Fundamental Investment Partners LLC Michael Williams CNX Gas Corporation Andrew Fredman Amy Hoffman Allen Blaskovic David Sultan Jeffrey Engelberg Fergal Cassidy Ashbel Williams Agile Group LLC Ronald Klipstein Therese Stoch Greencastle Farms Inc Steven Novatney John Gordon Dominion Resources Inc John Steven Marcum aka J Steven Marcum aka Steven Marcum Cytec Industries Inc Sean Haas Eric Baer Citizens First Bank Inc Citizens First Corporation Mary D Cohorn aka Mary Caldwell Affymetrix Inc David Dieffenbacher Jeffrey Tannenbaum Brian Meyer Camellia Advisors LLC Fir Tree LLC Churchill Capital Partners Churchill Environmental and Industrial Equity Partners Churchill Fund IV Churchill Environmental and Industrial Equity Fund Coca Cola Bottling Co Consolidated Renova Corporation
Requested Date
8/15/2006 8/16/2006 8/16/2006 8/15/2006 8/16/2006 8/16/2006 8/15/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/9/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 5/19/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/16/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/11/2006
Closed Date
11/3/2006 8/18/2006 8/18/2006
Final Disposition
Other Reasons Other Reasons Other Reasons NIF;RPR NIF NIF NIF;RPR NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF
Exemption Cited
10/13/2006 Other Reasons 1/28/2008 8/24/2006 8/24/2006 8/25/2006 8/25/2006 8/29/2006 8/29/2006 8/18/2006 8/18/2006 8/18/2006 8/23/2006 8/23/2006 9/8/2006 8/24/2006 1/8/2008 8/24/2006 8/18/2006 8/18/2006 8/18/2006 8/25/2006 8/25/2006 8/18/2006 8/18/2006 9/12/2006 9/18/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Rand, Jon Evans, David Lynch, Megan Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Costello, Maureen Gavin, J. Patrick Motz, Robert Evans, David Spencer, Michelle Gavin, J. Patrick Evans, David Costello, Maureen Evans, David Evans, David Lynch, Megan Evans, David Malinowski, Thomas Evans, David Gavin, J. Patrick Evans, David Melendez, Lisa Costello, Maureen Malinowski, Thomas Showman, Wallace Borland, William Harrison, Richard Harrison, Richard Gavin, J. Patrick Dechert LLP
Organization
International Business Research CheckFund Manager LLC International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research The Andrew W. Mellon Foundation SEC Insight International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research Cotal Systems, Inc. International Business Research SEC Insight International Business Research International Business Research International Business Research Cotal Systems, Inc. Bernstein Litowitz Berger & Grossmann LLP Georgia Institute of Technology Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight
Request Description
04-5052-FOIA eLink Communications Patrick Donnell Noone GT Equipment Technologies Downey Financial Corporation Rodney J Ruston aka Rod Ruston William M Koehn Christopher J Hayman aka Chris Hayman Entravision Communications Corporation Vincent J Gallant aka Vince Gallant Miles W Safranovich Chartworth Capital LLC Chartworth Management Co Inc Chartworth LLC North American Energy Partners Omnicell Inc Michael R Lindburg Oryx Technology Corporation Kayne Anderson Capital Advisors 801-46991 True Religion Apparel Inc Vericom Technologies Inc NACG Holdings Inc Clareos Technologies Inc Kedar P Gupta VN Capital Management LLC aka VN Capital Fund I LP Thomas M Zarrella Octagon Research Solutions Inc Howard T Smith DST Systems Inc Goeselt and Smith Inc CSU Transport Ronald A McIntosh aka Ron McIntosh James C Walker Omnicom Group Inc EDGAR System Hyperdynamics Corp (File # 333135540) S-1 Credit Suisse First Boston Mortgage Securities Corp (File # 333135481) S-3 Forest Oil Corporation
Requested Date
8/17/2006 8/11/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 5/19/2006 8/17/2006 8/17/2006 8/17/2006 8/11/2006 8/17/2006 8/11/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/17/2006 8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/18/2006
Closed Date
8/22/2006 8/25/2006 8/25/2006 8/28/2006 12/5/2007 9/13/2006 8/23/2006 8/29/2006 8/18/2006 8/18/2006 8/22/2006 8/22/2006 8/22/2006 8/22/2006 8/22/2006 8/21/2006 11/7/2007 12/6/2007 9/12/2006 9/12/2006 9/8/2006 9/13/2006 9/8/2006 8/22/2006 8/22/2006
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF WIT WIT NIF NIF NIF RPR NIF NIF NIF NIF WIT NIF NIF NIF NIF CAN WIT WIT WIT
11/13/2006 Other Reasons 12/12/2007 Other Reasons 8/18/2006 8/18/2006 8/30/2006 8/25/2006 11/9/2007 9/27/2006 1/3/2008 4/16/2007 1/23/2008 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Motz, Robert Patch, David Harrison, Richard Harrison, Richard Motz, Robert Patch, David Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Harrison, Richard Arnau, L. Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Thompson, Randy Gavin, J. Patrick Motz, Robert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Wright, Samuel Reed, Terrance Mierzejewski, Mark Mierzejewski, Mark Harrison, Richard Harrison, Richard Motz, Robert Coffey, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert -
Organization
International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Williams Mullen SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Federal Correctional Institution McKean Lankford Coffield and Reed Check Fund Manager LLC Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Escala
Request Description
Marcelo D Guiscardo Permian Basin Royalty Trust (File # 333135160) S-3 Energas Resources Inc (File #333132276) SB-2 John C G O'Leary Taser Balaton Power Inc CD&L Inc ENSCO International Inc Christopher G DeClaire Applied DNA Sciences Inc Morgan Stanley DWS International Fund Inc (File # 333136571) N-14 Advance Medical Optics Inc Met Investors Series Trust (File # 33313665) N1A AIM Variable Insurance Funds (File # 333136670) Administrative Proceeding File No 3-10607 wayne a stevens Esterline Technologies Corporation Pride International Inc White Mountain Titanium Corp SB-2 EIP Investment Trust N-1A Royal Phoenix SB-2 724 Solutions Inc Peopleview Inc SB-2 John R Russell The Promus Companies Incorporated Statoil ASA Brevan Howard US Asset Management LP Alan E Howard Reeds Inc SB-2 Cytation Corp SB-2 Paul A Bragg Patrick Christopher Downs Prospect Street Energy Corp N-2 Stratabid Com Inc SB-2 Viking Systems Inc SB-2 Jorge E Estrada Mora
Requested Date
8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/18/2006 8/18/2006 8/21/2006 8/10/2006 8/21/2006 8/18/2006 8/21/2006 8/21/2006 8/16/2006 8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/18/2006 8/9/2006 8/11/2006 8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/21/2006 8/18/2006
Closed Date
8/24/2006 9/11/2006 3/24/2008
Final Disposition
Other Reasons Granted in full Other Reasons NIF NIF RTW WIT WIT NIF WIT (b)(4) NIF;WIT (b)(4) FEE NIF;RTW FEE RTW (b)(4) RTW FEE RTW (b)(7)(A) NIF NIF RTW RTW NIF NIF WIT NIF
Exemption Cited
12/11/2006 Other Reasons 11/14/2007 Other Reasons 11/13/2006 Granted in full 1/10/2008 8/22/2006 5/9/2007 12/3/2007 Other Reasons Other Reasons Denied in full Other Reasons
10/16/2006 Denied in full 11/14/2006 Granted in full 9/19/2006 Other Reasons
11/29/2006 Other Reasons 8/24/2006 5/9/2007 3/14/2008 8/8/2007 8/21/2006 10/3/2006 8/24/2006 8/24/2006 Other Reasons Denied in full Granted in full Granted in full Other Reasons Denied in full Other Reasons Other Reasons 11/22/2006 Other Reasons 11/29/2006 Other Reasons
12/11/2006 Other Reasons 10/19/2007 Other Reasons 8/24/2006 9/14/2006 12/6/2006 4/16/2007 8/25/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Bugatch, Budd Patch, David Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Perger, Lynette Loewy, Robert Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Edwards, Mark Malinowski, Thomas Malinowski, Thomas Edwards, Mark Mierzejewski, Mark Mierzejewski, Mark Edwards, Mark Drosman, Daniel Edwards, Mark Patch, David Mocking, Fred Edwards, Mark Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Sattarzadeh, Sahar -
Organization
Raymond James & Associates Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC Teuton, Loewy & Parker LLP Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Recombinant Capital Inc. Cotal Systems, Inc. Cotal Systems, Inc. Recombinant Capital Inc. Check Fund Manager LLC Check Fund Manager LLC Recombinant Capital Inc. Milberg Weiss Bershad Hynes & Lerach LLP Recombinant Capital Inc. Recombinant Capital Inc. Verdis Wealth Management Verdis Wealth Management Verdis Wealth Management SEIU Vonage
Request Description
Furniture Brands International Dynegy Holdings Inc S-4 Structured Asset Securities Corp S-3 Beverly Hills Bancorp Inc New Visual Corp SB-2 Stage Stores Inc YPF Exploration and Production Overseas Inc Aeroflex Inc Natus Medical Inc S-3 Leap Wireless International Inc S-1 Viasat Inc S-3 Anthony Faillace Nicholas Czuczko Drake GenPar LLC Drake Management LLC Drake Capital Management LLC Drake Global Oppurtunities Fund Ltd Drake Global Opportunities Fund LP Drake Global Opportunities Master Fund Ltd Sonus Pharmaceuticals Inc Stephen Leslie Domenik Sevin Rosen Funds Sonus Pharmaceuticals Inc 10-Q Deerfield Capital Management LLC Gregory H Sachs Sonus Pharmaceuticals Inc now called Sirna Therapeutics Inc Coca Cola Company Sonus Pharmaceuticals Inc now called Sirna Therapeutics Inc Global Links Masset Inc Sparta Pharmaceuticals Inc 10-Q John Brynjolfsson William S Thompson Jr John C Maney Simon Property Group Inc
Requested Date
8/20/2006 8/18/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/18/2006 8/18/2006 8/18/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/14/2006 8/21/2006 8/21/2006 8/14/2006 8/21/2006 8/21/2006 8/14/2006 8/8/2006 8/14/2006 8/20/2006 8/15/2006 8/14/2006 8/21/2006 8/21/2006 8/21/2006 8/22/2006
Closed Date
9/11/2006 4/16/2007
Final Disposition
(b)(5) WIT WIT NIF (b)(7)(A) NIF NIF WIT NIF NIF (b)(7)(A) NIF NIF (b)(6);NIF NIF NIF NIF FEE;NIF NIF RLD NIF NIF FEE NIF CAN;WIT MOT NIF NIF Granted in full Other Reasons
Exemption Cited
12/12/2006 Denied in full 12/15/2006 Granted in full 12/12/2007 Other Reasons 12/12/2007 Other Reasons 6/4/2007 10/5/2006 9/19/2006 2/5/2008 1/28/2008 9/18/2006 9/5/2006 9/28/2006 8/29/2006 8/23/2006 10/5/2006 8/29/2006 8/29/2006 8/29/2006 3/29/2007 9/12/2006 3/19/2007 10/4/2006 3/19/2008 5/3/2007 Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
12/27/2006 Other Reasons 10/3/2006 10/5/2006 10/5/2006 9/6/2006 9/11/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Knight, Helen Shelton, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Knight, Helen Myers, Bill Myers, Bill Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Spence, Michael Chittum, Ryan Young, Bobby Spence, Michael Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Patch, David Gavin, J. Patrick Spence, Michael Spence, Michael Davis, Jeremy SEC Insight SEC Insight
Organization
Request Description
Financial Institutions Inc Sonus Networks Inc Troob Capital Management LLC Peter J Troob First Data Corporation WGL Holdings Inc Platinum Grove Partner LLC Titan Advisors LLC George J Fox Jr Resource America Inc or related Daniel Gideon Cohen FOIA Request Letter 05-0642 Pepsico Inc Pike Electric Corporation fka Pike Holdings Inc Plum Creek Timber Company Inc Carrier International S A or related Glenn Michael Creamer Pequot Capital Management Morgan Stanley New Castle Partners Mark A Kurland Hospira Inc Foundation Coal Holdings Inc TIVO Inc Alberto Culver Company Albertsons Inc Global Industries Ltd Jeffrey A Dachis Game Financial Corporation The Mills Corporation Ardra Young Studio Holdings LLC Fulton Financial Corporation TPG Credit aka Texas Pacific Group Credit Management KB Home Aggregate Fails to Deliver for Global Link Digene Corporation Razorfish Ventures Razorfish Inc How to buy stocks without a broker
Requested Date
8/22/2006 8/21/2006 8/22/2006 8/22/2006 8/21/2006 8/22/2006 8/22/2006 8/22/2006 8/22/2006 6/27/2006 8/21/2006 8/22/2006 8/22/2006 8/22/2006 8/23/2006 8/22/2006 8/22/2006 8/22/2006 8/22/2006 8/22/2006 8/21/2006 8/21/2006 8/21/2006 8/21/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/4/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/17/2006
Closed Date
1/7/2008 9/12/2006 9/8/2006 1/10/2008 8/24/2006 8/24/2006 9/8/2006 9/6/2006 2/1/2008 8/31/2006 4/1/2008 2/1/2008 8/28/2006 9/18/2006 9/18/2006 9/18/2006 1/31/2008 1/11/2008 8/20/2007 11/5/2007 12/6/2007 10/4/2006 9/8/2006 9/27/2006 9/7/2006 8/25/2006 8/10/2007 8/31/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons WIT
Exemption Cited
(b)(7)(A);WIT NIF NIF WIT NIF;RTW NIF FEE;NIF NIF NIF WIT NIF;WIT NIF;WIT NIF DUP NIF NIF NIF;WIT NIF;WIT WIT NIF;RTW WIT NIF NIF (b)(7)(A) NIF NIF NIF NIF (b)(7)(A) CAN WIT NIF CAN NPF
Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC Guernsey Financial Services Commission Hearst Argyle Television Inc SEC Insight SEC Insight SEC Insight Guernsey Financial Services Commission Washington Examiner Washington Examiner CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research International Business Research The Wall Street Journal International Business Research SEC Insight CheckFund Manager LLC SEC Insight SEC Insight International Business Research International Business Research -
12/29/2006 Denied in full 8/25/2006 9/25/2006 11/5/2007 9/22/2006 Other Reasons Other Reasons Other Reasons Other Reasons 11/29/2007 Other Reasons
Request ID
Requester Name
Spence, Michael O'Malley, Kevin O'Malley, Kevin Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Spence, Michael Spence, Michael Gavin, J. Patrick Haskell, Richard Gavin, J. Patrick Deyneha, Natalia Gavin, J. Patrick Rothacker, Rick Gavin, J. Patrick Jones, Marty Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Haney, William Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Harrison, Richard Harrison, Richard Lynch, Megan Lynch, Megan Harrison, Richard Harrison, Richard Manlove, Jeffrey Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
International Business Research Nicoletti Hornig Campise & Sweeney Nicoletti Hornig Campise & Sweeney SEC Insight SEC Insight CheckFund Manager LLC International Business Research International Business Research SEC Insight SEC Insight International Business Research SEC Insight Banking Reporter SEC Insight Wilkie Farr & Gallagher LLP SEC Insight CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Razorfish Studios Suprema Securities Inc Suprema Specialties Inc Genlyte Group Inc American Woodmark Corporation Rory Joseph O Neill Capital D Partners Bond Art and Science Energy Conversion Devices Inc Raser Technologies Inc Harman International Industries Inc Lori L Chan Inter Tel Inc Mangan and McColl Partners aka M and M Partners Tarragon Corporation formerly Terrragon Realty Investors Inc SEC Telephone Directory Golden West Financial Corporation David L Coolidge AAA Capital Management Inc Home Solutions of America Christopher Gust Wolverine Trading Witness Systems Inc Shurgard Storage Centers Inc Public Storage Inc /CA Santa Fe Partners LLC James Douglas Leatherberry Advanced Digital Information Corp Quantum Corp /DE/ Northfield Laboratories GATX Corporation Permian Basin Royalty Trust S-3 Cole Computer Corp SB-2 Isle of Capri Casinos Inc PRG Schultz International Inc S-1 H and Q Life Sciences Investors N-2 Andersons Inc S-3 Internet Commerce Corp S-3 Leather Factory Inc S-1 Amerinst Insurance Group Ltd S-3
Requested Date
8/23/2006 8/18/2006 8/18/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/23/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/24/2006 8/26/2006 8/25/2006 8/25/2006 8/25/2006 8/28/2006 8/28/2006 8/25/2006 8/25/2006 8/28/2006 8/28/2006 8/26/2006 8/25/2006 8/28/2006 8/28/2006 8/25/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006
Closed Date
9/25/2006 2/7/2008 3/18/2008 1/22/2008 1/9/2008 9/22/2006 8/29/2006 9/1/2006 12/3/2007 9/21/2006 9/20/2006 8/30/2006 1/23/2008 9/13/2006 8/26/2006 8/26/2006 5/2/2007 9/1/2006 9/8/2006 2/5/2008 10/4/2006 10/2/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons NIF WIT WIT WIT WIT NIF NIF NIF WIT NIF NIF;RTW NIF WIT WIT NIF;WIT NIF NIF NIF (b)(6);NIF (b)(7)(A) RTW NIF NIF WIT WIT WIT DUP WIT NIF;WIT WIT WIT WIT WIT DUP
Exemption Cited
12/10/2007 Other Reasons 12/10/2007 Other Reasons 10/5/2006 1/17/2008 9/21/2006 1/3/2008 2/1/2008 2/14/2008 4/16/2007 4/16/2007 1/4/2008 8/29/2006 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Dow, Jeff Gavin, J. Patrick Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Dow, Jeff Gavin, J. Patrick Harrison, Richard Harrison, Richard Dow, Jeff Harrison, Richard Harrison, Richard Dow, Jeff Petherbridge, Mark Harrison, Richard Harrison, Richard Harrison, Richard Williamson, Charles Harrison, Richard Harrison, Richard Spence, Michael Lichtcsien, Susan Lichtcsien, Susan Spence, Michael Larkin, Ryan Miller, Ken Spence, Michael Spence, Michael Eckel, Kelly Spence, Michael Edwards, Mark Edwards, Mark Gavin, J. Patrick Costello, Maureen Costello, Maureen SEC Insight
Organization
Global Securities Information, Inc.
Request Description
Sequoia Mortgage Funding Corp S-3 Cambridge Investment Research Health Net Inc American Spectrum Realty Inc Mackenzie Patterson Fuller LP GTECH Holdings Corporation Western Gas Resources Inc Anadarko Petroleum Corp AIG Financial Advisors Grant Prideco Inc Cirtran Corp (File # 333128549) SB-2 Spescom Software Inc (File # 333133105) S-1 FSC Securities Corporation Linens N Things Inc (File # 333135646) S-4 Electronic Materials & Device Division Royal Alliance NVE Corporation Spectrum Pharmaceuticals Inc (File # 333135029) S-3 Mountain Valley Bancshares Inc (File # 333134006) SB-2 AirTran Holdings Inc Maurice Greenberg Dynadapt System Inc Mercator Partners Acquisition Corp Fuel Inc William F Harnisch Peconic Partners LLC TSDesign Inc SEC registered broker-dealers Armajaro Asset Management LP SBI Group Inc SBI and Company ValueLine Inc and/or John Dempsey Merger Sub Inc Sugen Inc Sugen Inc Accredited Home Lenders Co Minnesota Applied Research Center Inc Lucidus Medical LLC
Requested Date
8/28/2006 8/25/2006 8/25/2006 8/28/2006 8/28/2006 8/25/2006 8/28/2006 8/28/2006 8/25/2006 8/25/2006 8/28/2006 8/28/2006 8/25/2006 8/28/2006 8/28/2006 8/25/2006 8/27/2006 8/28/2006 8/28/2006 8/28/2006 8/27/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/29/2006 8/28/2006 8/28/2006 8/28/2006 8/23/2006 8/28/2006 8/21/2006 8/21/2006 8/28/2006 8/28/2006 8/28/2006
Closed Date
4/16/2007 9/29/2006 12/6/2007 3/10/2008 1/2/2008 1/29/2008 1/28/2008 3/25/2008 1/8/2008 9/27/2007 1/10/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons WIT FEE WIT NIF WIT WIT RTW WIT NIF WIT WIT FEE WIT WIT WIT (b)(7)(A) WIT NIF NIF NIF NIF FEE NIF NIF NIF WIT NIF NIF NIF NIF
Exemption Cited
Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research The Financial Information Group Greenwich-Van Advisors LLC International Business Research International Business Research Duane Morris International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research International Business Research
12/28/2006 Granted in full 12/12/2007 Other Reasons 9/8/2006 9/27/2006 4/16/2007 4/16/2007 1/3/2008 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
11/24/2006 Denied in full 12/14/2007 Other Reasons 3/7/2008 9/11/2006 2/5/2008 9/11/2006 9/28/2006 9/28/2006 9/28/2006 9/12/2006 9/12/2006 2/6/2008 8/30/2006 7/17/2007 5/7/2007 9/6/2006 9/6/2006 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Spence, Michael Spence, Michael Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Martin, Dan Costello, Maureen Costello, Maureen Moore, Paul DePeau, Andrew Drabot, Elizabeth Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Costello, Maureen Henshall, Taylor Costello, Maureen Costello, Maureen Gardiner, Ryan Hoye, Bobbie Evans, David Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research Lieff Cabraser Heimann and Bernstein LLP Cotal Systems, Inc. Adivser Compliance Associates LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research Brown University Investment OFfice International Business Research International Business Research SEC Infoline Inc Melville Johnson P.C. International Business Research International Business Research International Business Research
Request Description
Avenue A Razorfish Inc Razorfish Sub Network Strategos LLC Quicksilver Resources Inc Labor Ready Inc Kline Hawkes & Co Centronics Corporation Hovnanian Enterprises Inc Standard Global Equity Partners LP Standard Pacific Capital Offshore Fund Ltd Standard Pacific Holdings Standard Pacific Partners LP Standard Pacific Capital Management Standard Pacific Capital LLC New York SEC employees Elisabeth Goot and Joseph N Bruno Humanetics Corporation Humanetics Incorporated Bertelsmann AG Fontana Capital LLC Frequently Requested FOIA Document Heritage Commerce Corporation Ronald Zenk aka Ron Zenk John L Zenk Integrated Device Technology Inc Jeffrey Johnson Todd Johnson Integrative Health Solutions Inc SpectRx Inc SpectRx Inc SpectRx Inc Keyspan Corporation Associated Health Advocates Inc Yorktown Energy Partners VII John C Dykstra Advantrx Corporation Computer Sciences Corporation AFLAC Inc Core Laboratories N V First Britannia N V Premcor Investments Inc
Requested Date
8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/11/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/21/2006 8/28/2006 8/28/2006 8/25/2006 8/9/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/21/2006 8/21/2006 8/21/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/28/2006 8/25/2006 8/21/2006 8/11/2006 8/11/2006 8/29/2006
Closed Date
8/31/2006 8/31/2006 8/31/2006 1/16/2008 9/6/2006 9/6/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 3/7/2008 9/6/2006 9/12/2006 9/12/2006 9/27/2006 9/14/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons NIF NIF NIF WIT WIT NIF WIT NIF NIF NIF NIF NIF NIF NIF MOT NIF NIF (b)(7)(A) NIF NIF NIF;WIT NIF NIF WIT NIF NIF NIF NIF;RLD WIT NIF NIF NIF NIF NIF WIT NIF CAN
Exemption Cited
11/28/2006 Other Reasons 12/20/2007 Other Reasons 8/30/2006 8/30/2006 1/10/2008 9/6/2006 8/30/2006 8/30/2006 2/8/2007 10/5/2006 9/25/2006 10/3/2006 9/5/2006 9/5/2006 9/27/2006 9/18/2006 6/18/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Perger, Lynette Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Beyers, Tim Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Costello, Maureen Kiernan, Cortney Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Reisinger, Susan Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Reisinger, Susan Costello, Maureen Lynch, Megan Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reisinger, Susan DePeau, Andrew Costello, Maureen Gavin, J. Patrick SEC Insight
Organization
Greenwich-Van Advisors LLC CheckFund Manager LLC SEC Insight The Motley Fool International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight CheckFund Manager LLC International Business Research CheckFund Manager LLC SEC Insight International Business Research Check Fund Manager LLC American Lawyer Media International Business Research International Business Research SEC Insight International Business Research Check Fund Manager LLC American Lawyer Media International Business Research CheckFund Manager LLC International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research American Lawyer Media Cotal Systems, Inc. International Business Research SEC Insight
Request Description
Troika Dialog UK Ltd CNA Surety Corporation Peter Lionel Briger Jr Wesco International Inc TASER International Henry M Kuchta Jackson Hewitt Tax Service Inc Port Arthur Finance Corporation Mattel Inc Sabine River Holding Corporation Dow Jones and Company Inc Novelis Inc Drawbridge Special Opportunities Advisors LLC Stephen J D Posford Clay B Lifflander National Retail Properties Inc fka Commercial Net Lease Realty Inc Brian F Dalton John Bartoletta GE InVision Inc John Antle Baker Jr James Andrew Smith aka James A Smith Hovanian Enterprises Inc Hovnanian Enterprises Inc Kjell Rustad High Street Financial Inc Diagnostics Products Corporation Newfoundland & Labrador Refining Company Amit B Wadhwaney Altius Minerals Mariner Energy Inc Tahera Diamond Corporation Glenmore Highlands Inc Bottin International Investments Ltd International Financial Services Centre (IFSC) Dermot F Desmond Schering Plough Corporation J and W Seligman and Co Inc David H W Dobson aka Harry Dobson Medicines Co
Requested Date
8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/29/2006 8/20/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/31/2006 8/30/2006 8/30/2006
Closed Date
9/18/2006 1/16/2008 8/31/2006 1/11/2008 9/11/2006 6/28/2007 9/28/2006 7/18/2007 9/27/2007 9/6/2006 9/28/2006 9/27/2006 12/6/2007 9/15/2006 3/12/2008 9/2/2006 9/1/2006 1/8/2008 9/6/2006 8/31/2006 8/31/2006 9/6/2006 1/16/2008 9/11/2006 9/11/2006 9/7/2006 9/7/2006 9/25/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF WIT DES NIF NIF NIF WIT NIF
Exemption Cited
(b)(7)(A);NIF WIT NIF NIF NIF WIT NIF (b)(6);NIF NIF NIF;WIT NIF (b)(6);NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF NIF NIF;WIT
11/30/2006 Other Reasons 11/29/2006 Denied in part 9/13/2006 Other Reasons 12/12/2007 Other Reasons
Request ID
Requester Name
Reisinger, Susan Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Lynch, Megan Costello, Maureen Gavin, J. Patrick Costello, Maureen Reisinger, Susan Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Koch, Sarah Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Macdonald, Geoffrey Harrison, Richard Harrison, Richard Allen, Sam Allen, Sam Allen, Sam Harrison, Richard Harrison, Richard
Organization
American Lawyer Media International Business Research International Business Research SEC Insight International Business Research CheckFund Manager LLC International Business Research SEC Insight International Business Research American Lawyer Media International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Tishkoff & Associates PLLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research Stearns Weaver Miller Weissler Alhadeff &Sitterson Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Monsanto Company Roland W Butler Jr J Geoffrey Thurlow Costco Wholesale Corporation International Investment and Underwriting Third Avenue Management Company LLC Betdaq Global Betting Exchange Mastercard Inc Mountain Province Diamond Syncor International Corporation American Pacific Mining Company Inc Lytton Minerals Ltd Novell Inc Estithmaar Islamic Real Estate Fund Cabela's Inc Dubai Investment Group MGI Pharma Inc Montpelier Re Holdings Ltd Neuwing Real Estate Ventures LLC Neuwing Inc Longwing Centerpointe LLC Longwing Incorporated Longwing Real Estate Ventures LLC Massey Energy Company Triple Net Properties LLC BJ Wholesale Club Inc Carta Inc Longwing Poway Laf LLC Longwing Poway Plaza LLC Vincent T Pica II Pica Marine Services LLC BankAtlantic Bancorp Inc Jennison Value Fund N-14 333-136928 Jennison US Emerging Growth Fund Inc N-14 333136899 SMR Preferred Partners LLC SMR LLC Stewart M Reid MB Financial Inc /MD/ First Oak Brook Bancshares Inc
Requested Date
8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/30/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 8/31/2006 9/5/2006 9/5/2006 9/1/2006 9/1/2006 9/1/2006 9/5/2006 9/5/2006
Closed Date
9/27/2006 9/18/2006 9/18/2006 1/17/2008 9/14/2006 9/14/2006 9/5/2006 9/13/2006 9/13/2006 9/13/2006 2/1/2008 9/15/2006 2/25/2008 9/5/2006 1/11/2008 1/22/2008 9/25/2006 9/25/2006 9/7/2006 9/7/2006 9/7/2006 10/3/2006 9/6/2006 9/11/2006 9/11/2006 9/28/2006 9/19/2006 9/27/2006
Final Disposition
Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part (b)(7)(A) NIF NIF WIT NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF
Exemption Cited
(b)(7)(A);WIT NIF WIT NIF WIT (b)(7)(A);WIT NIF NIF NIF NIF NIF WIT (b)(7)(A) WIT NIF NIF NIF NIF NIF (b)(6) WIT NIF
11/21/2006 Granted in full 12/18/2006 Granted in full 3/14/2008 Other Reasons
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard
Organization
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Check Fund Manager LLC Global Securities Information, Inc.
Request Description
Little Squaw Gold Mining Co SB-2 333-133216 General Growth Properties Inc Viisage Technology Inc Identix Inc Nexicon Trimble Navigation Ltd Richard P Brennan Health and Nutrition Systems International Inc SB-2 333-131709 Avatech Solutions Inc S-1 333-135231 Crusade Management Ltd S-3 333-128920 Arotech Corp S-1 333-133697 Xstract PLC Diodes Inc Falconbridge Ltd Imperial Sugar Co /NEW/ S-3 333-133783 ADA ES Inc S-3 333-131085 Voyageur Tax Free Funds N-14 333-137048 Mountain National Bancshares Inc S-3 333135730 Murphy Oil Corporation Treasure Explorations Inc SB-2 333-136492 La Burbuja Cafe Inc SB-2 333-136424 ValueAct Capital Management LLC AOB Holdings Inc SB-2 333-136596 Maximus Exploration Corp SB-2 333-136630 First Commonwealth Financial Corp PA Morton Industrial Group Inc Laurel Capital Group Inc First Trust Exchange Traded Fund II N-1A 333137036 Under Armour Inc Jeffrey Ubben Trustmark Corp Republic Bancshares of Texas Inc AIP Variable Insurance Trust N-1A 333-136914 Technitrol Inc Camulos Capital LP National Grid PLC
Requested Date
9/5/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 9/5/2006 9/5/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 9/1/2006 9/5/2006
Closed Date
Final Disposition
WIT WIT WIT WIT WIT WIT NIF WIT RTW WIT WIT NIF;WIT NIF WIT WIT NIF WIT WIT NIF NIF WIT NIF (b)(4) NIF;WIT NIF WIT NIF (b)(4) WIT NIF NIF
Exemption Cited
12/11/2006 Other Reasons 1/15/2008 4/16/2007 3/13/2008 1/30/2008 3/10/2008 4/16/2007 1/4/2008 5/15/2007 4/16/2007 12/6/2007 9/19/2006 9/19/2006 3/12/2008 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full
10/25/2006 Denied in full 12/4/2007 9/15/2006 1/10/2008 9/8/2006 Other Reasons Other Reasons Other Reasons Other Reasons
10/23/2006 Denied in full 1/7/2008 9/8/2006 Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Sole, Andrew Hemment, Jack Harrison, Richard Harrison, Richard Harrison, Richard Kiernan, Cortney Kiernan, Cortney Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Goloboy, Andrew Edwards, Mark Edwards, Mark Tansil, Olga Gavin, J. Patrick Gavin, J. Patrick Tansil, Olga Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Kiernan, Cortney Kiernan, Cortney Tansil, Olga Tansil, Olga Tansil, Olga Edwards, Mark Tahmouresie, Maria Horn, Geoffrey Adler, Kristin Malinowski, Thomas McKnight, Wade
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Dunbar & Rodman LLP Recombinant Capital Inc. Recombinant Capital Inc. George Van & Company SEC Insight SEC Insight George Van & Company SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. CheckFund Manager LLC CheckFund Manager LLC George Van & Company George Van & Company George Van & Company Recombinant Capital Inc. Foster & Associates Lowey Dannenberg Bemporad & Selinger, P.C. National Security Archive Cotal Systems, Inc. Van Money Manager Research LLC
Request Description
Rhode Island Gas Distribution Business Strategic Partners Opportunity Funds N-14 333136901 Metromedia International indiviual loans of CMBS pools Lottomatica Spa Gtech Holdings Corp Cirtran Corp Tiger Consumer Partners LP Patrick F McCormack Coffee Exchange Inc S-1 333-134323 Farmstead Telephone Group Inc S-1 333-135046 Action Products International S-3 333-135078 Parallel Technologies Inc SB-2 333-131052 CSC Computer Science Limited from Inso Corporation Synaptic Pharmaceutical Corp 10-Q Synaptic Pharmaceutical Corp 10-Q Corey S Ribotsky Gencorp Inc Harrahs Entertainment Inc N I R Group LLC Nova Chemicals Corporation New River Pharmaceuticals Inc Intercontinental Exchange Inc Newmarket Corporation Supergen Inc Supergen Inc Sailfish Capital Partners LLC Greg Lewin AJW Offshore Ltd AJW Qualified Partners LLC AJW Partners LLC Symyx Technologies Inc Gerald R Brookman Treasury note futures contracts Electronic reading rooms CM Advisors William Bradford White
Requested Date
9/5/2006 9/5/2006 9/4/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 9/1/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/1/2006 8/28/2006 8/28/2006 9/4/2006 9/5/2006 9/5/2006 9/4/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 8/28/2006 8/28/2006 9/5/2006 9/5/2006 9/4/2006 9/4/2006 9/4/2006 8/28/2006 9/1/2006 10/14/2005 9/5/2006 9/6/2006 9/6/2006
Closed Date
Final Disposition
NIF RTW WIT WIT NIF NIF NIF NIF WIT NIF FEE;NIF WIT WIT NIF WIT WIT WIT NIF;WIT NIF NIF NIF FEE;NIF FEE;NIF (b)(6);NIF NIF (b)(6) (b)(8) NIF NIF NIF
Exemption Cited
10/10/2007 Granted in full 12/11/2006 Granted in full 10/17/2006 Other Reasons 4/16/2007 1/28/2008 9/9/2006 9/15/2006 3/7/2008 3/7/2008 3/7/2008 1/15/2008 11/1/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 10/13/2006 Other Reasons
12/17/2007 Granted in full 9/14/2007 3/22/2007 1/17/2008 12/6/2007 10/3/2006 1/7/2008 12/4/2007 1/16/2008 5/16/2007 9/13/2006 9/13/2006 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
10/11/2006 Other Reasons 10/11/2006 Other Reasons 11/8/2006 10/3/2006 9/20/2006 9/27/2006 Denied in part Other Reasons Denied in full Other Reasons Other Reasons -
Request ID
Requester Name
Evans, David Schleinkofer, Raymond Schleinkofer, Raymond Evans, David Gavin, J. Patrick Evans, David Evans, David Edelstein, Meryl Conover, Becky Mierzejewski, Mark Malinowski, Thomas Conover, Becky Malinowski, Thomas Gavin, J. Patrick Mower, Brian Braswell, Kim Evans, David Mierzejewski, Mark Conover, Becky Taylor, Austin Evans, David Evans, David Evans, David Gavin, J. Patrick Conover, Becky Conover, Becky Gore, Krissi Conover, Becky Conover, Becky Conover, Becky Remond, Carol Evans, David Costello, Maureen Hettena, Seth Costello, Maureen Conover, Becky Gavin, J. Patrick Schleinkofer, Raymond
Organization
International Business Research Verdis Wealth Management Verdis Wealth Management International Business Research SEC Insight International Business Research International Business Research Chitwood Harley Harnes LLP EACM Advisors LLC Check Fund Manager LLC Cotal Systems, Inc. EACM Advisors LLC Cotal Systems, Inc. SEC Insight IOMED, Inc. Greenwich-Van Advisors, LLC International Business Research Check Fund Manager LLC EACM Advisors LLC Brown University Investment Office International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC EACM Advisors LLC Chitwood Harley Harnes, LLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Dow Jones Newswires International Business Research International Business Research International Business Research EACM Advisors LLC SEC Insight Verdis Wealth Management Dublin 98FM Jaimie Dimon
Request Description
Requested Date
9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/1/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 8/31/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/7/2006 9/6/2006 9/7/2006 9/6/2006 9/6/2006 9/6/2006
Closed Date
9/27/2006 -
Final Disposition
Other Reasons NIF NIF NIF WIT WIT NIF (b)(7)(A) NIF NIF NIF NIF NIF WIT NIF NIF NIF -
Exemption Cited
James E Staley Digicel VCA Antech Inc ESAT Telecom ESAT Digifone Scientific Atlanta Inc Claudia Pohoverlenko Ore Hill Partners LLC Sabby K Mionis Devesh Gandhi Capital Management Advisors NewAlliance Bancshares Inc IOMED Inc S-1 Gartmore Investment Limited NewsTalk 106 Benjamin Nickoll Neil Drucker Berkshire Partners LLC Denis J OBrien Doncaster Rovers FC OBrien Cellular Ltd Cognizant Technology Solutions Corporation Sonar Capital Management LLC Sonar Partners LP Coca-Cola Company Sonar Overseas Erisa Fund Ltd Sonar Institutional Fund LP Sonar Overseas Fund Ltd Overstock com Concern Worldwide US Inc Cray Supercomputers Inc Barry C Nelsen Cray Inc Eric Lu FileNet Corporation James Ahn
10/12/2006 Other Reasons 11/3/2006 1/23/2008 9/18/2006 9/13/2006 9/13/2006 9/20/2006 9/13/2006 3/25/2008 1/11/2008 9/29/2006 9/18/2006 9/15/2006 10/3/2006 9/19/2006 9/25/2006 9/18/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF WIT NIF WIT NIF
11/29/2007 Other Reasons 9/18/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 1/12/2007 9/18/2006 9/27/2006 2/19/2008 9/12/2006 1/7/2008 9/13/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Schleinkofer, Raymond Evans, David Gavin, J. Patrick Floyd, Matthew Braswell, Kim Evans, David Conover, Becky Gavin, J. Patrick Heimbach, Craig Braswell, Kim Costello, Maureen McKnight, Wade McKnight, Wade McKnight, Wade McKnight, Wade McKnight, Wade Evans, David Evans, David Evans, David Evans, David Evans, David McKnight, Wade Motz, Robert Motz, Robert Gosa, Matt Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Evans, David Mierzejewski, Mark Evans, David Costello, Maureen Evans, David Evans, David Gavin, J. Patrick Motz, Robert Motz, Robert Malinowski, Thomas
Organization
Verdis Wealth Management International Business Research SEC Insight Andrews & Kurth LLP Greenwich-Van Advisors, LLC International Business Research EACM Advisors LLC SEC Insight Greenwich-Van Advisors, LLC International Business Research Van Money Manager Research LLC Van Money Manager Research LLC Van Money Manager Research LLC Van Money Manager Research LLC Van Money Manager Research LLC International Business Research International Business Research International Business Research International Business Research International Business Research Van Money Manager Research LLC International Business Research International Business Research Greenwich Alternative Investments, LLC SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research Cotal Systems, Inc.
Request Description
Deepa Majmudar Colm Delves E Trade Financial Corporation Siebel Systems Inc and Oracle Corporation S-4 333-129139 David Thompson Bank of Ireland Vikram Ramakrishnan Hansen Natural Corporation Consumer Complaints The Alphagen Velas Fund Limited Onyx Software Corporation TT International Hong Kong Limited TT Long Short Europe Fund Limited TT International Investment Management TT International Advisors Inc TT International Hibernia Foods Finance Ltd Hibernia Foods Holdings Ltd Hibernia Foods Bakeries Ltd Hibernia Chilled Foods Ltd Hibernia Foods Plc Roger Simeon Bernheim Yuah Hung Du aka Yuah Hung Duh Mark Du aka Mark Duh Ross Garon Sinclair Broadcast Group Inc Jinpan International Ltd Newpark Resources Inc Infinergy Capital Management LLC Baldwin and Clarke Corporate Finance Inc UK Rak Ltd Copper River Management LLC Communicorp Group Lante Corporation Hibernia Brands Ltd Hibernia Bridlington Ltd Hillenbrand Industries Inc Xiangsheng Ling Zhiyuan Li ARCIM Advisors LLC
Requested Date
9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 9/6/2006 8/31/2006 9/6/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/6/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006
Closed Date
9/13/2006 9/13/2006 9/27/2007 9/29/2006 9/13/2006 1/16/2008 2/5/2008 9/12/2006 9/19/2006 9/20/2006 9/21/2006 9/21/2006 9/21/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/13/2006 9/13/2006 9/13/2006 9/15/2006 1/10/2008 9/18/2006 9/25/2006 9/25/2006 10/5/2006 10/5/2006 9/29/2006 9/29/2006 9/27/2006 9/27/2006 9/11/2006 9/12/2006 9/11/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons NIF NIF
Exemption Cited
(b)(2);(b)(5);(b)(7)(A);(b)(7) (C) CAN NIF WIT NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF
Request ID
Requester Name
DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gosa, Matt Gosa, Matt DePeau, Andrew Evans, David Malinowski, Thomas Evans, David Gavin, J. Patrick Evans, David Mierzejewski, Mark Evans, David Gavin, J. Patrick Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Harrison, Richard Harrison, Richard Downs, Travis Gavin, J. Patrick Evans, David Smith, Jeff Smith, Jeff Gavin, J. Patrick Evans, David Harrison, Richard Goodman, Avery Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen
Organization
Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Cotal Systems, Inc. International Business Research Cotal Systems, Inc. International Business Research SEC Insight International Business Research Check Fund Manager LLC International Business Research SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight International Business Research VerdisWealth VerdisWealth SEC Insight International Business Research Global Securities Information, Inc. A. B. Goodman Law Firm Ltd. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research
Request Description
Arthur J Samberg Lyster Watson and Co Robert C Watson Mueller Water Products Inc formerly Mueller Holdings Inc Tykhe Capital LLC Tykhe Portfolios Ltd Pequot Capital Management Esse Telecom Harpreet Harry Singh Arora Aquaeasy Ltd Washington Mutual Inc E Island UK Ltd Marc C Cohodes Morearc Ltd Starbucks Corporation Copernicus International Market Neutral Fund LP Copernicus International Market Plus Fund LP Copernicus International Long Short Fund Copernicus International LLC Copernicus International Market Neutral Offshore 2X Fund Ltd Sycamore Networks Inc Allen Organ Co Eastern Research Inc KB Home Corporation American Eagle Outfitters Inc 360 Networks Breckinridge Capital Advisors Peter Coffin Ormat Technologies Inc ESAT Telecom Group PLC Primus Telecommunications Group Inc (File # 333135838) S-3 Securities Industry Conference on Arbitration Omega Healthcare Investors Inc Powerhouse Technologies Group Inc (File # 333131177) SB-2 Irvine Sensors Corp DE (File # 333131770) S-3 Brian C Henry
Requested Date
9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/6/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/7/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/11/2006 9/11/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/11/2006 9/9/2006 9/8/2006 9/11/2006 9/11/2006 9/7/2006
Closed Date
-
Final Disposition
NIF FEE;NIF FEE;NIF WIT NIF NIF DUP NIF NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF;WIT WIT NIF NIF WIT NIF NIF NIF;WIT WIT WIT NIF
Exemption Cited
12/15/2006 Other Reasons 12/29/2006 Other Reasons 1/16/2008 9/13/2006 9/14/2006 2/4/2008 9/19/2006 9/19/2006 9/15/2006 12/4/2007 7/18/2007 9/19/2006 9/13/2006 12/4/2007 9/29/2006 9/29/2006 9/29/2006 9/29/2006 9/29/2006 3/7/2008 3/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/13/2006 Other Reasons 12/15/2006 Other Reasons 10/31/2006 Granted in full 12/4/2007 1/29/2008 4/16/2007 9/15/2006 Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Perger, Lynette Costello, Maureen Kiernan, Cortney Costello, Maureen Kiernan, Cortney Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Evans, David Harrison, Richard Harrison, Richard Harrison, Richard Evans, David Kopytoff, Verne Gavin, J. Patrick Harrison, Richard Harrison, Richard Evans, David Gavin, J. Patrick Downs, Travis Evans, David Evans, David Harrison, Richard Harrison, Richard Estes, Andrea Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Harrison, Richard Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors LLC International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research San Francisco Chronicle SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Boston Globe State House Bureau International Business Research Check Fund Manager LLC Check Fund Manager LLC Global Securities Information, Inc. SEC Insight
Request Description
Republic of Turkey (File # 333-133956) S-B Household Credit Card Master Note Trust I (File # 333134419) S-3 Don Townswick Peter J Ungaro Firebird Management LLC Mentor Graphics Corporation James C Passin Cardinal Health Inc QEP Co Inc Cincinnati Bell Inc Life Insurance Business of Abbey National PLC Hewlett Packard Co New Century TRS Holdings Inc formerly New Century Financial Corp Voyageur Tax Free Funds (File # 333137048) N14 e-via SpA Kerzner International Ltd Vail Banks Inc US Bancorp DE Media Lab Europe Google Noble Energy Inc Morgan Stanley Transmontaigne Inc PGA European Tour Courses plc Sykes Enterprises Inc Activision Inc Radio Investments NV Radio 2000 Limited Somera Communications Inc Jostens Holding Corp S-4 233-135256 sale of Cascade Communications stock in 1996 Convergys Corporation Victor Kholsa Strategic Value Partners LLC PCS Edventures Com Inc PG & E Corporation
Requested Date
9/11/2006 9/11/2006 9/8/2006 9/7/2006 9/8/2006 9/7/2006 9/8/2006 9/11/2006 9/11/2006 9/7/2006 9/11/2006 9/11/2006 9/8/2006 9/11/2006 9/8/2006 9/11/2006 9/11/2006 9/11/2006 9/8/2006 8/31/2006 9/8/2006 9/11/2006 9/11/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/8/2006 9/11/2006 9/11/2006 9/7/2006 9/7/2006 9/8/2006 9/8/2006 9/11/2006 9/12/2006
Closed Date
3/28/2008
Final Disposition
Granted in full RTW NIF WIT NIF WIT FEE;NIF WIT WIT NIF WIT NIF;WIT NIF NIF WIT WIT NIF WIT NIF NIF;WIT (b)(7)(A) NIF NIF WIT NIF NIF NIF NIF WIT NIF;WIT
Exemption Cited
11/29/2006 Other Reasons 9/14/2006 9/21/2006 8/3/2007 11/7/2007 9/25/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/12/2007 Other Reasons 1/22/2008 5/10/2007 9/15/2006 1/17/2008 1/17/2008 9/13/2006 1/11/2008 2/5/2008 9/18/2006 1/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
10/11/2007 Denied in full 9/25/2006 9/25/2006 9/19/2006 2/25/2008 10/6/2006 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Lynch, Megan Paull, Thomas Gavin, J. Patrick Goldsmith, Barry Mast, Dennis Gavin, J. Patrick Willits, William Stevens, Rachel Gavin, J. Patrick Schaaf, K.C. Gavin, J. Patrick Jones, Tanya Lynch, Megan Inami, Debbie Levy, Marc Huang, William Lichtcsien, Susan Huang, William Lichtcsien, Susan Mierzejewski, Mark Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Antal, David Penland, Jason Perger, Lynette Perger, Lynette Perger, Lynette Levy, Marc Huang, William Mierzejewski, Mark Kupillas, Matthew SEC Insight
Organization
CheckFund Manager LLC SEC Insight Gibson Dunn & Crutcher LLP SEC Insight DLA Piper US LLP SEC Insight Stradling Yocca Carlson & Rauth SEC Insight CheckFund Manager LLC The Associated Press EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Freedom InfoSource Inc Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC The Associated Press EACM Advisors LLC Check Fund Manager LLC Milberg Weiss Bershad & Schulman LLP
Request Description
Caseys General Stores Inc Saliba Portfolio Managment PW Eagle China Medical Technologies Inc Fairfax Financial Holdings Limited Yuri B Zelinsky Coldwater Creek Inc World Information Technology Inc Bear Stearns Cirrus Logic Inc Sonus Pharmaceuticals Inc S-1 Chipotle Mexican Grill Inc Indymac Bank Christopher Brian Hausman James L Hotvet The Hershey Co Colm O'Shea Himelsein Mandel Advisors HM Fund Managment Balyasny International Asset Management Limited Wayne Himelsein Max Holmes Christopher Malkus Adam Grunfeld Johan Liljefors Walter Schabel Comac Capital LP Comac Services Limited R B Marich Inc Keane Federal Systems Gartmore Investment Limited David Thompson The AlphaGen Velas Fund Limited Rite Aid Corp Michael Perry Plainfield Asset Management LLC United States v Martha Stewart and Peter Bacanovic and SEC v Martha Stewart and Peter Bacanovic Escala Group Inc fka Greg Manning Auctions Inc
Requested Date
9/12/2006 9/12/2006 9/12/2006 9/12/2006 9/12/2006 9/13/2006 9/12/2006 9/13/2006 9/6/2006 9/12/2006 9/12/2006 9/12/2006 9/6/2006 9/12/2006 9/12/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/12/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/13/2006 9/14/2006
Closed Date
1/7/2008 9/15/2006 12/3/2007
Final Disposition
Other Reasons Other Reasons Other Reasons WIT NIF WIT WIT (b)(7)(A)
Exemption Cited
10/10/2006 Granted in full 10/27/2006 Granted in full 10/18/2006 Granted in full 12/28/2007 Other Reasons 2/13/2008 9/24/2007 9/19/2006 12/3/2007 1/16/2008 9/27/2006 6/22/2007 9/28/2006 9/22/2006 9/22/2006 9/15/2006 9/15/2006 9/15/2006 3/20/2008 9/27/2006 9/19/2006 9/19/2006 6/5/2007 9/15/2006 9/20/2006 6/12/2007 11/1/2006 9/27/2006 Denied in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);RTC WIT NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE FEE NIF NIF NIF NIF;RTW NIF NIF (b)(7)(A)
06-08572-FOIA
Gavin, J. Patrick
SEC Insight
9/14/2006
1/16/2008
Denied in part
(b)(7)(A);WIT
Request ID
Requester Name
Gavin, J. Patrick Cabrera-Lopez, Maya Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mast, Dennis DePeau, Andrew DePeau, Andrew Sladek, Igor Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Meyer, Albert Malinowski, Thomas Edwards, Mark Edwards, Mark Edwards, Mark Bunzel, Robert Batdorff, Julia Harrison, Richard Motz, Robert Motz, Robert Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Motz, Robert Motz, Robert Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard Motz, Robert Motz, Robert SEC Insight LRP Publications SEC Insight
Organization
Request Description
NRG Energy Inc U.S. Securities and Exchange Commission Ohio Casualty Corporation Synbiotics Corp Crystallex International Corporation Owens Illinois Inc Synsorb Biotech Inc Onyx Pharmaceuticals Inc Old Republic International Corporation Quanex Corporation Komag Inc Antonio Chion John Alfred Paulson Paulson and Co Inc HMS Group and Almont Products LLC Foot Locker Inc International Coal Group Inc Great Atlantic and Pacific Tea Co Inc SHK Management LLC Structure of compensation at the SEC Daniel Lawrence Shak Targeted Genetics Corp Targeted Genetics Corp Tanox Inc In the Matter of Pinnfund USA Inc LA-2423 Sterling Mining Company of Idaho Western Power and Equipment Corp S-1 333133843 Elite Capital Inc Elite Strong Growth Investment Inc Dynasty Capital Management LLC Washington Real Estate Investment Trust Phoenix Group Corp SB-2 333-134969 New York Global Group Inc New York Global Securities Inc Spartech Corporation Roderick H Dillon Otish Mountain Diamond Co SB-2 333-133104 Benjamin Wei aka Benjamin Wey Tianbing Wei aka Tianbing Wey
Requested Date
9/14/2006 9/14/2006 9/14/2006 9/5/2006 9/5/2006 9/5/2006 9/5/2006 9/14/2006 9/14/2006 9/14/2006 9/14/2006 9/5/2006 9/7/2006 9/7/2006 9/14/2006 9/13/2006 9/14/2006 9/14/2006 9/14/2006 9/14/2006 9/14/2006 9/5/2006 9/5/2006 9/5/2006 9/14/2006 9/13/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/15/2006
Closed Date
Final Disposition
FEE NIF WIT WIT WIT WIT WIT WIT NIF;WIT FEE;NIF NIF NIF WIT NIF;WIT WIT NIF NIF MOT;NIF RLD (b)(6) WIT WIT NIF NIF WIT WIT NIF NIF NIF;WIT NIF WIT WIT WIT
Exemption Cited
11/29/2007 Other Reasons 10/16/2006 Other Reasons 12/6/2007 6/12/2007 1/7/2008 1/29/2008 1/4/2007 1/7/2008 12/3/2007 12/3/2007 Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. German Embassy Cotal Systems, Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Bartko Zankel Tarrant Miller Lovitt and Hannan Inc Bullivan Houser Bailey PC Global Securities Information, Inc. International Business Research International Business Research Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. International Business Research International Business Research SEC Insight Check Fund Manager LLC Global Securities Information, Inc. International Business Research International Business Research
12/28/2007 Other Reasons 10/10/2006 Granted in full 2/1/2008 9/21/2006 9/19/2006 12/3/2007 1/10/2008 9/19/2006 9/19/2006 11/6/2007 5/16/2007 1/19/2007 1/3/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Downs, Travis Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Harrison, Richard Spence, Michael Gavin, J. Patrick Harrison, Richard Harrison, Richard Spence, Michael Spence, Michael Harrison, Richard Spence, Michael Spence, Michael Krimshtein, Anna Gavin, J. Patrick Harrison, Richard Motz, Robert Malinowski, Thomas Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Spence, Michael Motz, Robert Harrison, Richard SEC Insight
Organization
Lerach Coughlin Stoia Geller Rudman & Robbins LLP Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research Wiss & Krimshtein PA SEC Insight Global Securities Information, Inc. International Business Research Cotal Systems, Inc. SEC Insight International Business Research International Business Research International Business Research Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. NYFix Inc
Request Description
Childrens Place Retail Stores Inc
Requested Date
9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/18/2006 9/15/2006 9/15/2006 9/18/2006 9/18/2006 9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/18/2006 9/18/2006 9/15/2006 9/15/2006 9/18/2006
Closed Date
2/20/2008 1/17/2008 9/19/2006 9/19/2006 9/19/2006 9/19/2006 4/16/2007
Final Disposition
WIT WIT WIT NIF NIF NIF NIF WIT NIF NIF;WIT WIT NIF NIF NIF NIF NIF NIF WIT (b)(7)(A) NIF WIT NIF NIF (b)(7)(A) NIF WIT WIT NIF NIF WIT Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Nova Oil Inc S-3 333-136202 Benchmark Global Tianjin Consulting Co Ltd Benchmark Global Fund LP Benchmark Global Securities Inc Benchmark Global Capital Group Inc Composite Technology Corp S-3 333-134652 American Campus Communities Inc S-3 333129131 SouthTrust Bank of N C Peoples Bank Nestor Inc S-3 333-135778 Brigham Exploration Co S-4 333-135271 Capital Bank Corp TrustAtlantic Financial Corp Koppers Inc (File # 333136329) S-3 James Andrew Beck J Beck & Co International Mart Corp fka NUPAC International Quicksilver Inc Opus Resource Group Inc (File # 333135815) SB2 EMTC Group Inc Alex Cheng Sun Life Financial Inc Benchmark Securities Group Inc Benchmark Asset Management Inc Benchmark Capital & Finance Inc Basic Energy Services Inc (File # 333135807) S4 Diamond Hill Capital Management Inc Applied Imaging Corp (File # 333134621) S-3 ALFA International Corp (File # 333131217) John Nathan Anthony Jr Chinafacturing Solutions LLC World Omni Auto Receivables LLC (File # 333133809) S-3
11/27/2007 Granted in full 10/13/2006 Other Reasons 1/10/2008 4/16/2007 9/21/2006 10/5/2006 10/5/2006 5/11/2007 9/26/2006 9/26/2006 9/26/2006 12/3/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/21/2007 Granted in full 11/27/2006 Denied in full 9/29/2006 12/6/2006 9/20/2006 10/5/2006 Other Reasons Other Reasons Other Reasons Denied in full 11/29/2007 Other Reasons
Request ID
Requester Name
Motz, Robert Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Sengstack, Michele Mierzejewski, Mark Sengstack, Michele Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Sengstack, Michele Price, David Sengstack, Michele Malinowski, Thomas Sengstack, Michele Mast, Dennis Mast, Dennis Mast, Dennis Mast, Dennis Pell, Michael Mierzejewski, Mark Mierzejewski, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Thomas, Kenneth Gavin, J. Patrick Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark
Organization
International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC International Business Research International Business Research Cotal Systems, Inc. International Business Research Data Library Investigative Reporters and Editors Check Fund Manager LLC Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC
Request Description
Rastino Company International SovGEM Limited First Pacific Consulting Group Inc BMW FS Securities LLC (File # 333133845) S-3 Priority Securities Inc Shangwei Xu Amit Tandon Collier Service Group LLC Alternative Debt Portfolios LLC Bucks County Roadrunners Inc Andrew J Taylor Robin Shah Tenor Capital Management Company LP Eric Gangloff Peter J Vallaro Pixar and Walt Disney Pictures S-1 10-K Donald E Welker Valhalla Capital Advisors LLC Philip M Miele Lawerence C Renbaum Pamela H Nolan Stacy M Nahrwold Matthew D Strada Database of administrative proceedings Arthur Mbanefo Raeburn Advisers LLC Martek Biosciences Corp Immunogen Inc Archer Daniels Midland Company AirTran Holdings Inc AMR Corporation MedImmune Inc SEC v Zwick ABM Industries Inc Large Scale Biology Corp Depomed Inc Puget Sound Energy Inc Anixter International Inc Jason Dekker Dekker Capital Management LLC
Requested Date
9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/15/2006 9/15/2006 9/15/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/18/2006 9/11/2006 9/11/2006 9/11/2006 9/11/2006 9/19/2006 9/19/2006 9/19/2006 9/11/2006 9/11/2006 9/18/2006 9/18/2006 9/18/2006 9/11/2006 9/19/2006 9/18/2006 9/11/2006 9/11/2006 9/18/2006 9/18/2006 9/20/2006 9/20/2006
Closed Date
9/20/2006 9/20/2006 9/20/2006
Final Disposition
Other Reasons Other Reasons Other Reasons NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP WIT WIT NIF;RTW (b)(7)(A) WIT NIF;WIT NIF;WIT NIF NIF
Exemption Cited
11/29/2006 Other Reasons 9/27/2006 9/27/2006 9/27/2006 10/5/2006 10/3/2006 10/3/2006 10/3/2006 10/6/2006 9/20/2006 1/17/2007 9/26/2006 9/29/2006 9/21/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
10/10/2006 Granted in full 10/10/2006 Granted in full 10/10/2006 Granted in full 10/10/2006 Granted in full 11/1/2006 9/21/2006 9/26/2006 1/8/2007 1/17/2008 5/24/2007 1/8/2008 5/18/2007 2/26/2008 1/17/2008 9/27/2006 9/27/2006 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
10/27/2006 Denied in full 10/10/2007 Granted in full
Request ID
Requester Name
Schleinkofer, Raymond Gavin, J. Patrick Lynch, Sheila Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Foutch, Paul Gavin, J. Patrick Gavin, J. Patrick McGlamry, Darryl Gavin, J. Patrick Gavin, J. Patrick Gunne, Walter Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Hammitt, Harrry Gavin, J. Patrick Gavin, J. Patrick Regen, Lauren Schenke, Jarred Harrison, Richard Gavin, J. Patrick Varchaver, Nicholas Gavin, J. Patrick Harrison, Richard Jones, Marty Gavin, J. Patrick Harrison, Richard Malinowski, Thomas Malinowski, Thomas
Organization
Verdis Wealth Management SEC Insight Sullivan & Cromwell LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight The Dallas Morning News SEC Insight SEC Insight SEC Insight SEC Insight Stone Amusement Co Inc SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight SEC Insight Robert J. Trobe Global Securities Information, Inc. SEC Insight Fortune Magazine SEC Insight Global Securities Information, Inc. Wilkie Farr & Gallagher LLP SEC Insight Global Securities Information, Inc. Cotal Systems, Inc. Cotal Systems, Inc.
Request Description
Richard D Taormina Partners Trust Financial Group Inc Brookdale Senior Living Inc 333-127372 Barnes Group Inc Paxar Corporation Republic Bancorp Inc Triad Hospitals Inc Blockbuster Inc Intermec Inc formerly Unova Inc Orbital Sciences Corporation Equity One Inc Pinnacle West Capital Corporation CRD database Pepco Holdings Inc CB Richard Ellis Group Inc Form Applications Shuffle Master Inc Penwest Pharmaceuticals Co Broker dealers registered with the SEC ADVO Inc Jeffrey M Solomon Ramius Capital Group LLC Psychiatric Solutions Inc State Street Corporation Quanta Services Inc Qiagen NV John Power SEC-registered brokers and dealers El Capitan Precious Metals Inc S-3 333-131370 Smith International Inc Computer Associates International Inc Scotts Miracle Gro Co formerly Scotts Company Vitamin Shoppe Industries S-4 333-134983 SEC employees Sonic Corporation Cell Therapeutics Inc S-3 333-131533 Max George Ansbacher Ansbacher Investment Management Inc
Requested Date
9/20/2006 9/19/2006 9/20/2006 9/19/2006 9/19/2006 9/20/2006 9/20/2006 9/19/2006 9/20/2006 9/20/2006 9/19/2006 9/20/2006 9/14/2006 9/20/2006 9/19/2006 9/13/2006 9/21/2006 9/21/2006 9/21/2006 9/21/2006 9/21/2006 9/21/2006 9/21/2006 9/22/2006 9/21/2006 9/21/2006 2/3/2006 9/22/2006 9/25/2006 9/22/2006 9/22/2006 9/22/2006 9/25/2006 9/22/2006 9/22/2006 9/25/2006 9/22/2006 9/22/2006
Closed Date
9/26/2006 1/11/2008 2/22/2007 9/17/2007 1/23/2008 2/1/2008 12/6/2007 12/4/2007 1/10/2008 12/3/2007 1/30/2008 9/21/2006 9/27/2007 1/8/2008 9/22/2006 10/3/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT RTW WIT NIF;RTW WIT NIF;WIT WIT WIT NIF;WIT WIT RTA;RTW NIF;WIT NIF;WIT RPR NIF NIF;WIT RPR GLO NIF
Exemption Cited
12/11/2006 Other Reasons 12/15/2006 Denied in part 11/29/2006 Other Reasons 4/5/2007 1/23/2008 2/1/2008 11/1/2006 8/3/2007 Denied in part Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF;RTW (b)(4) WIT NIF;WIT NIF NIF WIT WIT (b)(7)(A) WIT WIT (b)(2) NIF;WIT NIF NIF
12/10/2007 Other Reasons 12/20/2007 Other Reasons 12/12/2006 Denied in full 1/11/2008 4/16/2007 Other Reasons Other Reasons
12/19/2006 Denied in full 1/10/2008 10/5/2006 10/5/2006 Other Reasons Other Reasons Other Reasons 11/27/2007 Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Lam, Brian Gavin, J. Patrick Harrison, Richard Harrison, Richard Patch, David Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Jones, Tanya Edwards, Mark Gavin, J. Patrick Arzonetti, Robert Roberts, Marlon Gavin, J. Patrick Costello, Maureen Arzonetti, Robert Costello, Maureen Arzonetti, Robert Madine, Colin Arzonetti, Robert Mierzejewski, Mark Arzonetti, Robert Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. SEC Insight Harris Cramer LLP Office of Financial and Insurance Services SEC Insight International Business Research Harris Cramer LLP International Business Research Harris Cramer LLP Harris Cramer LLP Check Fund Manager LLC Harris Cramer LLP SEC Insight
Request Description
Asbury Automotive Group Inc S-3 333-123505 Structured Products Corp S-3 333-133978 Lynx Therapeutics Inc S-3 333-134264 Commvault Systems Inc S-1 333-132550 Email Real Estate Com Inc S-3 333-135554 Bongiovi Entertainment Inc 333-133457 SB-2 Cardtronics Inc 333-131199 S-4 Tech Data Corporation Auxillium Pharmaceuticals Inc 333-133477 S-3 The Silver Crisis of 1980 TreeHouse Foods Inc Tidelands Oil and Gas Corp/Wa 333-135636 SB-2 Futuremedia PLC 333-131314 F-3 Aggregate Continuous Net Settlement CNS Failure Data Sonoco Products Co ME Portfolio Management LTD 333-134196 S-3 Yardville National Bancorp 333-136111 S-3 Lazard Funds Inc 333-137407 N-14 Guerite Funds N-1A 333-137471 EMC Corp RSA Security Inc DE EMC Mortgage Telik Inc Coca Cola Enterprises Inc Kenneth D Nelson Keith L Mohn Career Education Corporation Joy Machnicki Charles D Norton Joy Frestedt Alan A Terril Avanir Pharmaceuticals Ready Mix Inc Columbus Hill Partners LP Bradley E Larson Brightpoint Inc
Requested Date
9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/22/2006 9/25/2006 9/24/2006 9/22/2006 9/25/2006 9/25/2006 9/25/2006 9/22/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/15/2006 9/18/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006
Closed Date
10/5/2006
Final Disposition
Granted in full DUP NIF WIT WIT WIT WIT NIF NIF DUP RTW RTW NIF;RTW WIT RTW (b)(4) WIT WIT NIF WIT NIF WIT WIT NIF NIF NIF NIF NIF NIF NIF WIT
Exemption Cited
10/16/2006 Other Reasons 3/7/2008 4/16/2007 11/8/2007 Other Reasons Other Reasons Granted in full
10/18/2006 Other Reasons 12/28/2007 Other Reasons 11/29/2006 Other Reasons 12/1/2006 3/28/2008 12/3/2007 1/10/2007 12/6/2006 11/8/2006 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full
10/18/2006 Denied in full 12/14/2007 Other Reasons 2/7/2008 9/29/2006 3/28/2008 8/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons
11/29/2007 Other Reasons 10/11/2006 Other Reasons 10/11/2006 Other Reasons 10/6/2006 10/4/2006 9/27/2006 10/2/2006 10/2/2006 1/17/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Arzonetti, Robert Arzonetti, Robert Edwards, Mark Gavin, J. Patrick Hill, Karren Edwards, Mark Gavin, J. Patrick Heenan, John Edwards, Mark Ravnitzky, Michael Arzonetti, Robert Edwards, Mark Mierzejewski, Mark Arzonetti, Robert Gavin, J. Patrick Arzonetti, Robert Motz, Robert Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Kiernan, Cortney Motz, Robert Malinowski, Thomas Gavin, J. Patrick Motz, Robert Schwarz, Steven Malinowski, Thomas Motz, Robert Motz, Robert Farhang, Faye Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Hammitt, Harry Motz, Robert Gavin, J. Patrick Thetford, Michelle
Organization
Harris Cramer LLP Harris Cramer LLP Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. SEC Insight Edwards Frickle Anner-Hughes & Culver Recombinant Capital Inc. Harris Cramer LLP Recombinant Capital Inc. Check Fund Manager LLC Harris Cramer LLP SEC Insight Harris Cramer LLP International Business Research SEC Insight Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC International Business Research Cotal Systems, Inc. SEC Insight International Business Research Cotal Systems, Inc. International Business Research International Business Research Keller Rohrback LLP SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research Access Reports International Business Research SEC Insight Charles Schwab
Request Description
Meadow Valley Corporation Meadow Valley Contractors Inc Transgene S A Belo Corporation Washington Mutual Bank and CTX Morgage Company LLC Transkaryotic Therapies Inc Audible Inc NorthWestern Corporation Third Wave Technologies Inc SEC FOIA Improvement Plan David D Doty Techniclone Corp Kevin Eng Charles E Cowan Asbury Automotive Group Inc Don A Patterson Partners for Growth Inc Hewitt Associates Inc E Barry Mansur Mansur Capital Corporation LS Power Equity Partners Jazzology Inc Gresham Investment Managment LLC Healthcare Realty Trust Incorporated The Global Child Inc Director of National Intelligence waivers Jonathan Samuel Spencer Percadia Inc TissueLink Europe S r L Zoran Corporation H and R Block Inc Atherotech Inc Frozen Food Express Industries Inc Computer Motion Inc Freeport McMoRan Copper and Gold Inc TissueLink MEdical Holdings Inc State Street Corporation TissueLink Medical Inc Core Mark Holding Company Inc Royal Alliance
Requested Date
9/25/2006 9/25/2006 9/18/2006 9/25/2006 9/16/2006 9/18/2006 9/25/2006 9/18/2006 9/18/2006 9/17/2006 9/25/2006 9/18/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/22/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/26/2006 9/22/2006 9/26/2006 9/26/2006 9/27/2006
Closed Date
Final Disposition
NIF NIF WIT RPR WIT (b)(7)(A) NIF NIF NIF NIF
Exemption Cited
10/13/2006 Other Reasons 10/13/2006 Other Reasons 12/4/2007 9/26/2006 5/15/2007 1/9/2008 11/7/2006 2/7/2008 9/27/2006 3/31/2008 5/22/2007 10/3/2006 10/3/2006 9/4/2007 10/4/2006 10/4/2006 Other Reasons Other Reasons Granted in full Other Reasons Denied in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
(b)(7)(A);NIF;RTW NIF NIF (b)(7)(A);NIF;WIT NIF NIF NIF NIF NIF (b)(7)(A);WIT NIF NIF NIF NIF NIF WIT WIT NIF WIT NIF WIT NIF DUP NIF WIT -
12/28/2007 Denied in part 10/13/2006 Other Reasons 10/31/2006 Other Reasons 9/27/2006 9/27/2006 10/4/2006 1/22/2008 Other Reasons Other Reasons Other Reasons Denied in part
10/12/2006 Other Reasons 11/13/2006 Other Reasons 10/5/2006 10/5/2006 10/3/2006 3/20/2008 1/22/2008 10/6/2006 1/22/2008 1/7/2008 10/6/2006 9/29/2006 1/7/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Patch, David Gavin, J. Patrick Osgood, Karen Gosa, Matt Gosa, Matt Evans, David Evans, David Mierzejewski, Mark Evans, David Evans, David Lynch, Megan Lynch, Megan Evans, David Evans, David Licato, Nicholas Gosa, Matt Evans, David Evans, David Gosa, Matt Gosa, Matt Evans, David Evans, David Malinowski, Thomas Malinowski, Thomas Evans, David Evans, David Evans, David Murphy, Mark Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Patch, David Motz, Robert
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight The Dominion Group Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research Scott + Scott LLC Greenwich Alternative Investments, LLC International Business Research International Business Research Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research SurgiLight, Inc. International Business Research International Business Research International Business Research SEC Insight International Business Research
Request Description
Eastwood Specialty Products Inc M Jacqueline Eastwood aka Mary J Eastwood aka Jackie Eastwood Joseph F Army Michael D Picchi Edward J Myska Ingersoll-Rand Co Ltd CMKM Diamonds Hyperion Solutions Corporation EISAI CO LTD FI Tykhe Fund Ltd Tykhe Strategies Ltd Chace Street Inc Boston Turf Club Inc Southeast Capital Advisors LP Keith D Lowey Verdolino and Lowey P C Michael Roy Weisberg ING Investment Management aka Crestwood Capital Partners Adero Inc Kevin Dann and Partners LLC Ionatron Inc Dr Steve Lin CHB Partners LLC Conihasset Partners LLC Dr Xiaolei Zhu Y Thomas Ku Mizzen Group LLC Martin Associates LLC Griffon Energy Capital LLC Lewis G Williams Halyard Restructuring Group LLC Richard D Bailey Lawerence M Lipsher SurgiLight Inc R Blake Young Timothy A Woodward Scott B Ungerer Microstrategy Incorporated Pinnacle Business John A Moore
Requested Date
9/26/2006 9/26/2006 9/26/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006
Closed Date
10/2/2006 10/6/2006
Final Disposition
Other Reasons Other Reasons NIF NIF NIF NIF NIF WIT FEE
Exemption Cited
(b)(7)(A);WIT RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF (b)(7)(A);NIF;WIT FEE WIT
10/18/2006 Other Reasons 10/25/2006 Other Reasons 10/25/2006 Other Reasons 10/25/2006 Other Reasons 10/25/2006 Other Reasons 10/3/2006 10/3/2006 10/3/2006 3/24/2008 10/2/2006 10/2/2006 10/2/2006 10/3/2006 10/3/2006 10/3/2006 10/3/2006 9/29/2006 9/29/2006 9/29/2006 9/29/2006 10/4/2006 10/4/2006 10/4/2006 10/3/2006 2/1/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Motz, Robert Motz, Robert Gavin, J. Patrick Patch, David Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Patch, David Motz, Robert Motz, Robert Patch, David Gavin, J. Patrick Mierzejewski, Mark Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Malinowski, Thomas Spence, Michael Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Perger, Lynette Perger, Lynette Gavin, J. Patrick Gavin, J. Patrick Williams, Shawn Williams, Shawn Gavin, J. Patrick
Organization
International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Check Fund Manager LLC International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research Cotal Systems, Inc. International Business Research Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight SEC Insight Lerach Coughlin et al Lerach Coughlin et al SEC Insight
Request Description
Robert F McCullough William J Grealis Marlin Business Services Corp Serac Holdings Alexander Ellis III Arthur Vos IV Thomas W Wren Jr Manulife Financial Corporation Cassavant Mining Frank A Magnotti Robert M Chiste U S Canadian Minerals Max Re Capital Ltd Robert W Butts GMT Holdings LLC DKC Corp Celero Energy Holdings LLC Celero Energy LP dba Celero Energy Holding Jack D Hightower Farmington Canal Rails To Trails Association Sippican Group LLC Alpha Energy Domestic Management Collier Service Group LLC Brick Capital Management LLC William L Collins Brencourt Advisors LLC Michael Reed David Kutner Tom Barnaby James Anderson Kaveh Sheibani Red Hat Inc Pendragon Lancelot Fund Pendragon Merlin Fund Tony Zucker Anthony Zucker Pride International Inc Phoenix Technologies Ltd Fossil Inc Affymetrix Inc Pathmark Stores Inc
Requested Date
9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/27/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/29/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/28/2006 9/27/2006 9/28/2006 9/29/2006
Closed Date
10/3/2006 9/29/2006 1/17/2008 10/4/2006 10/4/2006 10/4/2006 1/11/2008 10/5/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT FEE NIF NIF NIF WIT FEE NIF FEE FEE WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF (b)(6);NIF NIF
Exemption Cited
11/16/2006 Other Reasons 10/26/2006 Other Reasons 11/16/2006 Other Reasons 12/12/2007 Other Reasons 10/5/2006 10/3/2006 10/3/2006 10/4/2006 10/4/2006 10/4/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/12/2006 Other Reasons 10/12/2006 Other Reasons 10/12/2006 Other Reasons 10/12/2006 Other Reasons 10/12/2006 Other Reasons 11/20/2006 Granted in full 10/17/2006 Other Reasons 2/26/2008 10/4/2006 3/20/2008 10/5/2006 10/4/2006 10/5/2006 10/3/2006 10/3/2006 1/29/2008 1/22/2008 10/2/2006 10/3/2006 2/6/2008 Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons
(b)(7)(A);RTW NIF NIF NIF NIF (b)(7)(A);NIF;WIT WIT NIF (b)(7)(A) WIT
Request ID
06-08881-FOIA 06-08882-FOIA 06-08883-FOIA 06-08884-FOIA 06-08885-FOIA 06-08886-FOIA 06-08887-FOIA 06-08888-FOIA 06-08889-FOIA 06-08890-FOIA 06-08891-FOIA 07-00107-FOIA 07-00108-FOIA 07-00109-FOIA 07-00110-FOIA 07-00111-FOIA 07-00112-FOIA 08-00004-FIFO
Requester Name
Spence, Michael Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Quinn, Sandra Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Booth, Kelly Booth, Kelly Booth, Kelly Booth, Kelly Booth, Kelly Booth, Kelly O'Donnell, Kevin SEC Insight
Organization
International Business Research Cotal Systems, Inc. SEC Insight Carlile Patchen & Murphy LLP SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC Selman Munson & Lerner Selman Munson & Lerner Selman Munson & Lerner Selman Munson & Lerner Selman Munson & Lerner Selman Munson & Lerner -
Request Description
Bucks County Road Runners Inc PXRE Group Ltd Brian Todd Batt Rite Aid Corporation Banc One Securities Corporation Transocean Inc Pendragon Capital LLC Marco Bergonzi The Reynolds and Reynolds Company John Pennells Julian Harvey Wood Ritchie Capital Ritchie Capital Management LLC Ritchie Risk Linked Strategies Trading Ltd Ritchie Risk Linked LLC Ritchie Capital Finance A R Thane Ritchie Reed E. Slatkin
Requested Date
9/28/2006 9/29/2006 9/28/2006 9/29/2006 9/28/2006 9/29/2006 9/28/2006 9/28/2006 9/29/2006 9/28/2006 9/28/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 9/25/2006 11/1/2005
Closed Date
10/3/2006 9/29/2006 1/30/2008 10/6/2006 12/6/2007 10/5/2006 10/3/2006 10/3/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF NIF;WIT (b)(4) WIT NIF NIF WIT NIF NIF (b)(7)(A) DUP NIF NIF NIF (b)(7)(A) -
Exemption Cited
11/14/2006 Denied in full 10/26/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 11/14/2006 Denied in full -
Securities and Exchange Commission 100 F Street NE Washington, DC 20549-5100
Requests Report
Received between 10/01/2006 and 04/02/2008
Request ID
06-00423-APPS 07-00001-APPS 07-00001-CHAI 07-00001-CONG 07-00001-FOIA 07-00001-FOPA 07-00001-GOVT 07-00002-APPS 07-00002-CHAI 07-00002-CONG 07-00002-FOIA 07-00002-PA 07-00003-APPS 07-00003-CONG 07-00003-FOIA 07-00004-APPS 07-00004-CONG 07-00004-FOIA 07-00004-PA 07-00005-APPS 07-00005-FOIA 07-00005-FOPA 07-00006-APPS 07-00006-FOIA 07-00006-FOPA 07-00006-PA 07-00007-APPS 07-00007-FOIA 07-00007-FOPA 07-00007-PA 07-00008-APPS
Requester Name
Gavin, J. Patrick Greenberg, Les Potter, John Greene, Cliff Edwards, Mark b6 Stewart II, William Kilberg, William Aguirre, Michael Gavin, J. Patrick Costello, Maureen b6 Gavin, J. Patrick Goggin, Gordon Harrison, Richard Gavin, J. Patrick Sivere, Peter Harrison, Richard b6 Gavin, J. Patrick Miller, Ken b6 Gavin, J. Patrick Costello, Maureen b6 b6 Gavin, J. Patrick Costello, Maureen b6 b6 Stamps, Ivan SEC Insight Attorney at Law
Organization
Cendant
Request Description
Securities Industry Conference on Arbitration SICA Brocade Communications Systems Inc CTR Hanover Direct Inc Thoratec Laboratories Corp aka Thoratec Corp b6 Medi Hut Company Inc registered investment companies City of San Diego current 07' FOIA requests Mindtek Limited b6 Nuance Communications Marcia Long HO-1176401 Sanders Morris Harris Group Inc S-3 (File # 333134448) Witness Systems Inc Certain Mutual Fund Trading Practices Quadriga Superfund S-1 (File # 333136804) b6 Assurant Inc Drake Capital Management b6 EchoStar Communications Corporation Tecktronic Limited b6 b6 Chemtura Corporation Digital Equipment Limited b6 Jamod Rohn Ivan Commodore Stamps
Requested Date
3/12/2007 9/30/2006 7/25/2007 3/6/2007 9/25/2006 10/6/2006 10/16/2006 10/4/2006 8/30/2007 3/22/2007 10/2/2006 10/26/2006 10/11/2006 7/5/2007 10/2/2006 10/20/2006 6/20/2007 10/2/2006 2/7/2007 10/20/2006 9/29/2006 10/18/2006 10/20/2006 10/2/2006 10/18/2006 4/6/2007 10/20/2006 10/2/2006 10/30/2006 5/31/2007 10/11/2006
Closed Date
7/12/2007 11/1/2006 8/8/2007 3/12/2007
Final Disposition
Partially reversed Other Reasons Other Reasons Granted in full (b)(7)(C) MOT MOT MOT NIF CAN DUP NIF NIF (b)(7)(A) (b)(7)(A) WIT NIF (b)(7)(A) (b)(6);NIF NIF DUP NIF NIF NIF
Exemption Cited
quinn emanuel trial lawyers Recombinant Capital Inc. U.S. Department of Justice Gibson, Dunn & Crutcher LLP The City Attorney City of San Diego SEC Insight International Business Research The Law Office of Philip A. Steiner SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Auburn Correctional Facility SEC Insight Van Hedge SEC Insight International Business Research SEC Insight International Business Research -
10/12/2006 Other Reasons 11/14/2006 Other Reasons 11/20/2006 Completely upheld 7/11/2007 Granted in full 12/28/2006 Granted in full 11/28/2006 Completely upheld 7/16/2007 1/2/2008 4/17/2007 Granted in full Other Reasons Other Reasons
11/20/2006 Completely upheld 11/20/2006 Denied in part 2/26/2008 Other Reasons -
Request ID
07-00008-FOIA 07-00008-FOPA 07-00009-APPS 07-00009-FOIA 07-00010-APPS 07-00010-FOIA 07-00010-FOPA 07-00011-APPS 07-00011-FOIA 07-00011-FOPA 07-00012-APPS 07-00012-FOIA 07-00012-FOPA 07-00013-APPS 07-00013-FOIA 07-00013-FOPA 07-00014-APPS 07-00014-FOIA 07-00014-FOPA 07-00015-APPS 07-00015-FOIA 07-00016-APPS 07-00016-FOIA 07-00017-APPS 07-00017-FOIA 07-00018-APPS 07-00018-FOIA 07-00018-FOPA 07-00019-APPS 07-00019-FOIA 07-00019-FOPA 07-00020-APPS 07-00020-FOIA 07-00020-FOPA 07-00021-APPS
Requester Name
Harrison, Richard b6 Greenberg, Les Harrison, Richard Heenan, John Costello, Maureen b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick
Organization
Global Securities Information, Inc. Attorney at Law Global Securities Information, Inc. Edwards Frickle Anner-Hughes & Culver International Business Research SEC Insight Global Securities Information, Inc. EACM Advisors LLC SEC Insight Global Securities Information, Inc. Phelps Dunbar LLC SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight
Request Description
California Water Service Group S-3 (File # 333136844) b6 Securities Industry Conference on Arbitration SICA Satcon Technology Corp S-3 (File # 333136673) Northwestern Corporation Hewlett Packard India b6 New Alliance Bancshares Inc Zion Oil & Gas Inc SB-2 (File # 333131275) b6 Precision Castparts Corporation Patriot National Bancorp Inc S-1 (File # 333136824) b6 Ceradyne Inc Liveperson Inc S-3 (File # 333-136249) b6 Caremark Rx Inc High Grade Mining Corp SB-2 (File # 333135132) b6 Novell Inc Leading Edge Solutions Montpelier Re Holdings Ltd Far East Energy Corp S-3 (File # 333-136032) Affymetrix Inc Vitro SA DE CV F-4 (File # 333-135546) Cameron International Corporation UTIX Group Inc SB-2 (File # 333-132165) b6 Asbury Automotive Group Inc Creative Computer Applications Inc S-3 (File # 333-134926) b6 Cerner Corporation Applica Inc S-3 (File # 333-136754) b6 Hyperion Solutions Corporation
Requested Date
10/2/2006 11/14/2006 11/2/2006 10/2/2006 11/10/2006 10/2/2006 10/20/2006 11/16/2006 10/2/2006 11/29/2006 11/16/2006 10/2/2006 12/4/2006 11/16/2006 10/2/2006 11/30/2006 11/16/2006 10/2/2006 12/29/2006 11/16/2006 10/2/2006 11/29/2006 10/2/2006 11/29/2006 10/2/2006 11/29/2006 10/2/2006 2/9/2007 11/29/2006 10/2/2006 1/2/2007 11/29/2006 10/2/2006 3/15/2007 11/29/2006
Closed Date
1/17/2008
Final Disposition
Other Reasons WIT NIF MOT;NAR WIT (b)(7)(A) NIF (b)(7)(A) WIT CAN (b)(7)(A) (b)(7)(A) RTW NIF (b)(7)(A) NIF WIT (b)(7)(A) WIT (b)(7)(A) NIF NIF (b)(7)(A) WIT (b)(7)(A) NIF (b)(7)(A)
Exemption Cited
11/16/2006 Other Reasons 12/26/2006 Other Reasons 4/16/2007 5/29/2007 10/3/2006 5/31/2007 4/16/2007 6/18/2007 2/28/2007 Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld
10/27/2006 Granted in full -
12/26/2006 Completely upheld 10/27/2006 Granted in full 3/12/2008 4/11/2007 4/12/2007 2/20/2007 10/4/2006 4/16/2007 Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons
12/26/2006 Completely upheld 4/16/2007 6/26/2007 6/5/2007 5/30/2007 Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld
12/20/2007 Other Reasons 2/20/2007 10/5/2006 5/18/2007 5/29/2007 Completely upheld Granted in full Other Reasons Completely upheld
Request ID
07-00021-FOIA 07-00021-FOPA 07-00022-APPS 07-00022-FOIA 07-00022-FOPA 07-00023-APPS 07-00023-FOIA 07-00024-APPS 07-00024-FOIA 07-00024-FOPA 07-00025-APPS 07-00025-FOIA 07-00025-FOPA 07-00026-APPS 07-00026-FOIA 07-00026-FOPA 07-00027-APPS 07-00027-FOIA 07-00028-APPS 07-00028-FOIA 07-00028-FOPA 07-00029-APPS 07-00029-FOIA 07-00029-FOPA 07-00030-APPS 07-00030-FOIA 07-00031-APPS 07-00031-FOIA 07-00031-FOPA 07-00032-APPS 07-00032-FOIA 07-00033-APPS 07-00033-FOIA 07-00033-FOPA
Requester Name
Harrison, Richard b6 Haskell, Richard Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Stine, Carl Harrison, Richard b6 Radcliffe, Willow Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen b6 Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard b6
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Auburn Correctional Facility SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Wolf Popper LLP Global Securities Information, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Check Fund Manager LLC SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC
Request Description
Commvault Systems Inc S-1 (File # 333132550) b6 Raser Technologies Bioject Medical Technologies Inc S-3 (File # 333135432) b6 Blockbuster Inc Bond Securitization LLC S-3 (File # 333136741) Autodesk Inc El Captail Precious Metals Inc S-3 (File # 333131370) b6 Embarcadero Technologies Inc Home Diagnnostics Inc S-1 (File # 333133713) b6 Seitel Inc Verticalnet Inc S-3 (File # 333135789) b6 Flowserve Corporation Maxwell Technologies Inc S-3 (File # 333135249) Pathmark Stores Inc Cornerstone Ministries Investments Inc SB-2 (File # 333131861) b6 Baxter International Inc Franklin Receivables LLC S-3 (File # 333-134782) b6 Escala Group fka Greg Manning Auctions Inc Graham Paul Nortan Standen Coca Cola Enterprises Inc Graham Nortan aka Graham Standen b6 Tekelec Paul Nortan aka Paul Standen Build A Bear Workshop Inc Hartford Financial Services Group Inc / DE S-4 (File # 333135608) b6
Requested Date
10/2/2006 3/20/2007 12/7/2006 10/2/2006 2/21/2007 12/4/2006 10/2/2006 12/4/2006 10/2/2006 4/17/2007 12/4/2006 10/2/2006 4/17/2007 12/12/2006 10/2/2006 5/2/2007 12/18/2006 10/2/2006 12/13/2006 10/2/2006 5/10/2007 12/13/2006 10/2/2006 3/7/2007 12/13/2006 10/2/2006 12/13/2006 10/2/2006 6/25/2007 12/13/2006 10/2/2006 12/21/2006 10/2/2006 7/10/2007
Closed Date
Final Disposition
DUP RTA NIF WIT NIF NIF WIT (b)(7)(A) WIT NIF WIT WIT
Exemption Cited
12/26/2006 Completely upheld 12/5/2007 6/29/2007 2/7/2008 9/24/2007 2/6/2008 4/16/2007 4/16/2007 7/18/2007 4/16/2007 1/10/2007 10/4/2006 10/4/2006 3/4/2008 2/20/2007 10/4/2006 1/10/2007 11/2/2007 Other Reasons Other Reasons Other Reasons Other Reasons
(b)(2);(b)(5)
Completely reversed Other Reasons Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Denied in full Completely upheld Other Reasons Granted in full Denied in full WIT WIT NIF WIT (b)(7)(A) NIF NIF (b)(2);(b)(5);(b)(7)(C) (b)(7)(A) NIF NIF (b)(5);(b)(7)(C);(k)(2);(k)(5)
Request ID
07-00034-APPS 07-00034-FOIA 07-00034-FOPA 07-00035-APPS 07-00035-FOIA 07-00036-APPS 07-00036-FOIA 07-00037-APPS 07-00037-FOIA 07-00038-APPS 07-00038-FOIA 07-00038-FOPA 07-00039-APPS 07-00039-FOIA 07-00040-APPS 07-00040-FOIA 07-00041-APPS 07-00041-FOIA 07-00041-FOPA 07-00042-APPS 07-00042-FOIA 07-00042-FOPA 07-00043-APPS 07-00043-FOIA 07-00044-APPS 07-00044-FOIA 07-00044-FOPA 07-00045-APPS 07-00045-FOIA 07-00046-APPS 07-00046-FOIA 07-00047-APPS 07-00047-FOIA 07-00048-APPS 07-00048-FOIA 07-00049-APPS 07-00049-FOIA
Requester Name
Walters, Barry Harrison, Richard b6 Gavin, J. Patrick Wilson, Marny Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Marino, Elizabeth Gavin, J. Patrick Marino, Elizabeth b6 Gavin, J. Patrick Marino, Elizabeth b6 Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard b6 Barr, Evan Stine, Carl Gulliford, Don Edwards, Mark Gatti, Claudio Costello, Maureen Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard -
Organization
Fee Charge Global Securities Information, Inc. SEC Insight Ohio Department of Insurance SEC Insight International Business Research SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight Elkton FCI SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Steptoe & Johnson LLP Wolf Popper LLP Gulliford, McGaughey & Dunlap, P.L.L.C. Recombinant Capital Inc. IL Sole 24 Ore International Business Research SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc.
Request Description
Structured Products Corp S-3 (File # 333133978) b6 Pride International Inc Derrick N McKinney Freeport McMoran Cooper and Gold Inc TEC Nova India Pvt Ltd Affiliated Computer Services Inc Tecnova aka Technova Silicon Image Inc Insynq Inc b6 Systemax Inc Oppenheimer Baring China Fund N-1A (File # 333137576) Bed Bath & Beyond Inc Aptus Capital LLC Healthcare Realty Trust Incorporated Alexander Romero b6 AES Corporation John Romero b6 IMS Helath Incorporated Oppenheimer Baring Japan Fund N-1A (File # 333137581) H&R Block Inc Principal Investors Fund Inc N-14 (File # 333137649) b6 Hugo Salvador Villa Manzo Seitel Inc TYCO Titan Pharmaceuticals Inc Gaudenzio Roveda Hemant Shantilal Sonawala aka Hamant S Sonawala Max Re Capital Ltd Clarient Inc United Industrial Corporation John S Grace / Reeves Telecom Acquisition Corp
Requested Date
12/26/2006 10/2/2006 7/18/2007 12/22/2006 9/25/2006 12/22/2006 10/2/2006 12/22/2006 10/2/2006 12/22/2006 10/2/2006 8/27/2007 12/22/2006 10/2/2006 12/22/2006 9/29/2006 12/22/2006 9/29/2006 8/17/2007 12/22/2006 9/29/2006 9/13/2007 12/22/2006 10/2/2006 12/22/2006 10/2/2006 9/6/2007 1/16/2007 9/21/2006 1/20/2007 9/25/2006 1/29/2007 10/2/2006 1/23/2007 10/2/2006 1/23/2007 10/2/2006
Closed Date
1/22/2007 1/10/2007 11/5/2007 2/16/2007 10/2/2007 5/30/2007 10/6/2006 2/28/2007 10/6/2006 2/28/2007 12/5/2007 9/25/2007 2/28/2007
Final Disposition
Completely reversed Other Reasons Denied in part Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Granted in full Denied in full Completely upheld RTW (b)(6) (b)(7)(A) CAN (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) (b)(7)(A) (b)(7)(A) (b)(4) (b)(7)(A) NIF NIF (b)(7)(A) (b)(7)(A) (b)(4) (b)(7)(A) (b)(4) NIF (b)(7)(A) (b)(7)(A)
Exemption Cited
10/18/2006 Denied in full 6/26/2007 5/31/2007 3/2/2007 Completely upheld Completely upheld Completely upheld
10/25/2006 Denied in full 2/16/2007 Completely upheld
10/25/2006 Denied in full 10/22/2007 Other Reasons 4/17/2007 2/28/2007 11/8/2006 4/2/2007 Completely upheld Partially reversed Other Reasons Other Reasons 11/13/2006 Denied in full
(b)(4);(b)(6) RLD NIF DUP (b)(7)(A) NIF (b)(7)(A) -
10/26/2006 Other Reasons 2/16/2007 3/10/2008 5/29/2007 3/13/2008 Completely upheld Other Reasons Completely upheld Granted in full
Request ID
Requester Name
Gavin, J. Patrick Isaacs, Carol Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Kennemore, Dwayne Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Williamson, Pat Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Weinberg, Neil SEC Insight SEC Insight
Organization
Request Description
Gilead Sciences Inc Colgate Palmolive Co Kellwood Co Therapeutic Antibodies Inc Stewart Enterprises Inc Suresh Chandra Rajpal aka Suresh C Rajpal E Trade Financial Corporation Marsh Supermarkets Inc Medis Technologies Ltd Trestle Holdings Inc Red Hat Inc Highland Capital Management International Business Machines Corporation Therapeutic Antibodies Inc Gilead Sciences Inc Lavleen Mohan Singh aka Lavleen M Singh Juniper Networks Inc Reeves Telecom Ltd Partnership Lexmark International Inc Me Portfolio Management Ltd S-3 (File # 333134196) Comverse Technology Inc ProxyMed aka Proxymed Shaw Group Transgenomic Inc Merck & Co Inc Hindintron Group of Companies Pool Corp Realogy Corp Flir Systems Inc Shutterfly Inc S-1 (File # 333135426) Sun Life Financial Inc Northern Trust Corporation AmerisourceBergin Corporation Richard Harris Sacks Moody's Corp E-Exchange ADVO Inc Nanometrics Incorporated BISYS Fund Services Inc
Requested Date
1/23/2007 10/1/2006 1/23/2007 9/25/2006 1/23/2007 10/2/2006 1/23/2007 10/2/2006 1/23/2007 10/2/2006 1/23/2007 9/30/2006 1/23/2007 9/25/2006 1/25/2007 10/2/2006 1/23/2007 10/2/2006 1/26/2007 10/2/2006 1/23/2007 9/29/2006 1/23/2007 9/25/2006 1/23/2007 10/2/2006 2/2/2007 10/2/2006 2/2/2007 10/2/2006 2/2/2007 9/28/2006 2/1/2007 10/2/2006 2/1/2007 10/3/2006 2/5/2007 9/28/2006 2/5/2007
Closed Date
7/11/2007 2/14/2007 10/6/2006 7/13/2007 4/16/2007 2/20/2007 1/29/2008 10/4/2006 3/20/2007 7/11/2007 7/2/2007 1/10/2008 5/21/2007 12/7/2006 2/16/2007 2/20/2008 2/14/2007 2/16/2007 10/5/2006 2/14/2007 2/6/2008 5/21/2007 4/16/2007 1/22/2008 7/2/2007 11/2/2006 4/26/2007
Final Disposition
Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Granted in full Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Completely upheld Granted in full Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) WIT (b)(7)(A) WIT NIF NIF NIF (b)(7)(A) WIT NIF RTW (b)(7)(A) (b)(7)(A) (b)(7)(A) NIF (b)(7)(A) WIT (b)(7)(A) WIT WIT (b)(7)(A) FEE;NIF NIF NIF;WIT (b)(7)(A)
Exemption Cited
Recombinant Capital Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Bloomberg News SEC Insight Recombinant Capital Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Thomson Financial SEC Insight Recombinant Capital Inc. SEC Insight International Business Research SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight International Business Research SEC Insight SEC Insight Forbes
Request ID
07-00069-FOIA 07-00070-APPS 07-00070-FOIA 07-00071-APPS 07-00071-FOIA 07-00072-APPS 07-00072-FOIA 07-00073-APPS 07-00073-FOIA 07-00074-APPS 07-00074-FOIA 07-00075-APPS 07-00075-FOIA 07-00076-APPS 07-00076-FOIA 07-00077-APPS 07-00077-FOIA 07-00078-APPS 07-00078-FOIA 07-00079-APPS 07-00079-FOIA 07-00080-APPS 07-00080-FOIA 07-00081-APPS 07-00081-FOIA 07-00082-APPS 07-00082-FOIA 07-00083-FOIA 07-00084-APPS 07-00084-FOIA 07-00085-APPS 07-00085-FOIA 07-00086-APPS 07-00086-FOIA 07-00087-APPS
Requester Name
Costello, Maureen Jones, Marty Mierzejewski, Mark Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Stevens, Rachel Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Costello, Maureen Hirschmann, David Costello, Maureen Basiak, John Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Greenberg, Les Costello, Maureen Grimm, Stephanie
Organization
International Business Research Wilkie Farr & Gallagher LLP Check Fund Manager LLC SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research DLA Piper US LLP International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight Cotal Systems, Inc. SEC Insight International Business Research Chamber of Commerce International Business Research Lowenstein Sandler PC SEC Insight International Business Research SEC Insight International Business Research SEC Insight Cotal Systems, Inc. Attorney at Law International Business Research University of Minnesota
Request Description
Emery Worldwide SEC employees email accounts John F Eckstein IV Ligand Pharmaceuticals Inc Chase Capital Partners KB Home Healthwide.com Inc Pharmion Corporation E-Capital Solutions The Bear Stearns Companies Inc Trigyn Technologies Limited Performance Food Group Co Techno Information Systems H&R Block Inc Paul Norton aka Paul Standen Chordiant Software Inc Graham Paul Norton-Stranden NeuroMetrix Inc Graham Norton aka Graham Standen Reliant Energy Inc Phoenix Advisory Co Inc ChevronTexaco Corporation Electronictender com Investment Company Release No 27600 E Womp Lernout and Hauspie Speech NV Nabi Biopharmaceuticals Cosmo Ferrites Limited Hewitt Associates Inc Multiple Zones Teva Pharmaceuticals Industries Ltd Karel Gordon Investment Associates Inc Securities Industry Conference on Arbitration (SICA) Four Soft Private Limited public companies investigated by the Commission for fraud from 1995 through 2006 E Wanted com identity of visitors to Office of Chief Accountant 99 Cents Only Stores
Requested Date
10/3/2006 2/7/2007 10/2/2006 2/9/2007 10/3/2006 2/7/2007 10/3/2006 2/7/2007 10/3/2006 2/9/2007 10/3/2006 2/21/2007 10/3/2006 2/21/2007 10/3/2006 2/21/2007 10/3/2006 2/21/2007 10/3/2006 2/21/2007 10/2/2006 2/21/2007 10/3/2006 3/1/2007 10/3/2006 3/5/2007 9/28/2006 10/3/2006 3/5/2007 10/3/2006 3/5/2007 10/2/2006 3/13/2007 10/3/2006 4/24/2007
Closed Date
10/3/2006 3/2/2007 4/5/2007 3/20/2007 10/4/2006 10/4/2006 10/5/2006 5/21/2007 10/5/2006 6/22/2007 7/2/2007 3/16/2007 10/4/2006 3/30/2007 10/4/2006 10/4/2006 4/25/2007 12/5/2007 10/6/2006 4/16/2007 10/6/2006 3/22/2007 10/6/2006 -
Final Disposition
NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF FEE;WIT NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF (b)(7)(A) WIT NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF -
Exemption Cited
10/17/2006 Other Reasons Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Completely upheld Completely upheld Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons -
10/11/2006 Other Reasons -
07-00087-FOIA 07-00088-APPS 07-00088-FOIA
Costello, Maureen Salky, Steven Gavin, J. Patrick
International Business Research Zuckerman Spaeder LLP SEC Insight
10/3/2006 5/7/2007 9/28/2006
10/6/2006
Other Reasons
NIF NIF WIT
Request ID
07-00089-APPS 07-00089-FOIA 07-00090-APPS 07-00090-FOIA 07-00091-APPS 07-00091-FOIA 07-00092-APPS 07-00092-FOIA 07-00093-APPS 07-00093-FOIA 07-00094-APPS 07-00094-FOIA 07-00095-APPS 07-00095-FOIA 07-00096-APPS 07-00096-FOIA 07-00097-APPS 07-00097-FOIA 07-00098-APPS 07-00098-FOIA 07-00099-APPS 07-00099-FOIA 07-00100-APPS 07-00100-FOIA 07-00101-APPS 07-00101-FOIA 07-00102-APPS 07-00102-FOIA 07-00103-APPS 07-00103-FOIA 07-00104-APPS 07-00104-FOIA 07-00105-APPS 07-00105-FOIA 07-00106-APPS 07-00106-FOIA 07-00107-APPS 07-00108-APPS
Requester Name
Gellasch, Tyler Costello, Maureen Balber, Carmen Mierzejewski, Mark Gottlieb, Louis Costello, Maureen Sivere, Peter Patch, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kiernan, Cortney Gavin, J. Patrick Kiernan, Cortney Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hoffmann, Craig Gavin, J. Patrick Kim, Phillip Gavin, J. Patrick Patch, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Patch, David Rafferty, Timothy Gavin, J. Patrick Gandhi, Shailesh Prinz, Barrett
Organization
Mayer Brown Rowe & Maw LLP International Business Research The Foundation for Taxpayer and Consumer Rights Check Fund Manager LLC Labaton Sucharow International Business Research SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight The Rosen Law Firm PA SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Arkin Kaplan Rice LLP L M Singh
Request Description
US Representative Tom Tancredo Merrill Lynch & Co Cornerstone Quantitative Investment Group Inc American International Group Inc Hemant Shanthal Sonawala aka Hamant S Sonawala Certain Mutual Fund Trading Practices NY-7220 Imergent Inc Sun Microsystems Inc Sysco Corporation Investools Inc OpHedge Investment Services LLC Dynegy Inc Systemax Inc Weatherford International Ltd Edward Martinson Patterson UTI Energy Inc Supervalu Inc Valero Energy Corporation Osterweis Capital Management Rambus Inc John Steven Osterweis Omnicare Inc Southern Union Co Marvel Entertainment Inc OnCourse Technologies Inc Tetra Tech Inc Nature's Sunshine Products Inc Wells Fargo & Company Allied Capital Best Buy Co Inc Thomas and Betts Corporation Motient Corporation Pegasus Wireless Timothy Rafferty Tekelec Dow Chemical The Dow Chemical Company
Requested Date
5/9/2007 10/3/2006 5/17/2007 10/2/2006 5/22/2007 10/3/2006 5/30/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/6/2007 10/3/2006 6/14/2007 10/3/2006 6/28/2007 7/12/2007
Closed Date
7/20/2007 6/18/2007 10/6/2006 10/6/2006
Final Disposition
Completely reversed NIF Completely upheld Other Reasons Other Reasons
Exemption Cited
(b)(5);(b)(6) NIF NIF NIF (b)(7)(A) WIT (b)(7)(A) NIF (b)(7)(A);RTW (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) WIT (b)(7)(A) CAN (b)(7)(A) (b)(7)(A) NIF NIF;WIT (b)(7)(C) CAN WIT MOT
12/20/2007 Other Reasons 11/8/2006 2/1/2008 1/29/2008 7/12/2007 12/6/2006 7/18/2007 1/10/2008 7/18/2007 10/5/2006 7/12/2007 10/5/2006 6/21/2007 12/5/2007 7/2/2007 10/4/2007 6/22/2007 11/7/2006 2/8/2008 2/28/2008 6/20/2007 1/22/2008 8/14/2007 Granted in full Completely upheld Other Reasons Completely upheld Denied in part Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Granted in full Other Reasons Partially reversed Other Reasons Other Reasons Other Reasons
Request ID
07-00109-APPS 07-00110-APPS 07-00111-APPS 07-00112-APPS
Requester Name
Prinz, Barrett Courie, Robert Pass, Henry Link, Scott
Organization
Arkin Kaplan Rice LLP Sherrard German & Kelly, P.C. Law Offices of Henry Ian Pass Christian Smith & Jewell
Request Description
Andrew Liveris InternetMoney.com Inc The Depository Trust Company (DTC) Langley Partners LP North Olmsted Partners LP Quantico Partners LP Jeffrey Thorp Certain Mutual Fund Trading Practices Investigation # NY-7220 TriActive Technologies LLC Medis Technologies Ltd TriActive Inc email by Mary Jo White (SEC00005002) UnionBancal Corporation Arthur J Samberg Peter Dartley and Jared Mehl AirGate PCS Inc Options Express Randstad North America Avocent Corp Sixth Dimension Inc Nuance Communications Inc Innovative Valve Technologies Inc Mylan Laboratories Inc Ims Health Incorporated IPC Holdings Ltd Bruce T Bernstein Sulphco Inc Rockmore Capital LLC Washington Post Co Gas Natural SDG SA Quality Systems Inc Caja de Ahorros y Pensiones de Barcelona Synopsys Inc Silicon Image Inc Google Inc PRG Schultz International Inc General Mills Inc AT T Bell Labs Amerisource Bergen Corporation Franklin Credit Management Corp First Marblehead Corporation
Requested Date
7/12/2007 7/17/2007 8/1/2007 8/3/2007
Closed Date
8/14/2007 3/14/2008 8/20/2007
Final Disposition
Other Reasons Completely upheld MOT (b)(7)(A) Completely reversed -
Exemption Cited
07-00113-APPS 07-00113-FOIA 07-00114-APPS 07-00114-FOIA 07-00115-APPS 07-00115-FOIA 07-00116-APPS 07-00116-FOIA 07-00117-APPS 07-00117-FOIA 07-00118-APPS 07-00118-FOIA 07-00119-APPS 07-00119-FOIA 07-00120-APPS 07-00120-FOIA 07-00121-APPS 07-00121-FOIA 07-00122-APPS 07-00122-FOIA 07-00123-APPS 07-00123-FOIA 07-00124-APPS 07-00124-FOIA 07-00125-APPS 07-00125-FOIA 07-00126-APPS 07-00126-FOIA 07-00127-APPS 07-00127-FOIA 07-00128-APPS 07-00128-FOIA 07-00129-APPS
Sivere, Peter Evans, David Kreider, James Evans, David Tucker, D. Scott Gavin, J. Patrick Morley, Matt Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Lynn, Jeffrey Gavin, J. Patrick Lynn, Jeffrey Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick
International Business Research International Business Research Morgan Stanley SEC Insight Fried Frank Harris Shriver and Jacobson LLP International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight Sullivan & Cromwell LLP SEC Insight Sullivan & Cromwell LLP SEC Insight SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight
9/4/2007 10/4/2006 8/30/2007 10/4/2006 9/7/2007 10/4/2006 9/20/2007 10/4/2006 9/26/2007 10/4/2006 9/14/2007 10/4/2006 9/14/2007 10/4/2006 9/26/2007 10/4/2006 9/14/2007 10/4/2006 9/26/2007 10/4/2006 9/14/2007 10/4/2006 9/14/2007 10/4/2006 9/26/2007 10/4/2006 9/17/2007 10/4/2006 9/18/2007 10/4/2006 9/20/2007 10/4/2006 9/20/2007
10/5/2007
Other Reasons
MOT NIF NIF NIF WIT (b)(3):15 U.S.C. 80b10(b);(b)(4);(b)(7)(C) (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) (b)(7)(A);WIT (b)(7)(A);NIF NIF (b)(4) NIF NIF;WIT (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A) NIF -
10/12/2006 Other Reasons 9/17/2007 1/15/2008 1/22/2008 1/15/2008 11/7/2007 9/27/2007 Other Reasons 10/12/2006 Other Reasons Other Reasons Partially reversed Completely upheld Completely upheld
10/17/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/18/2007 Completely upheld 11/7/2006 11/1/2006 Other Reasons Denied in part Denied in full -
10/20/2006 Other Reasons 2/1/2008 11/7/2007 9/27/2007 Other Reasons Completely upheld Completely upheld
10/17/2006 Other Reasons 10/17/2006 Other Reasons 12/10/2007 Completely upheld 10/25/2006 Other Reasons -
Request ID
07-00129-FOIA 07-00130-APPS 07-00130-FOIA 07-00131-APPS 07-00131-FOIA 07-00132-APPS 07-00132-FOIA 07-00133-APPS 07-00133-FOIA 07-00134-APPS 07-00134-FOIA 07-00135-APPS 07-00135-FOIA 07-00136-APPS 07-00136-FOIA 07-00137-APPS 07-00137-FOIA 07-00138-APPS 07-00138-FOIA 07-00139-APPS 07-00139-FOIA 07-00140-APPS 07-00140-FOIA 07-00141-FOIA 07-00142-FOIA 07-00143-FOIA 07-00144-FOIA 07-00145-FOIA 07-00146-FOIA 07-00147-FOIA 07-00148-FOIA 07-00149-FOIA 07-00150-FOIA 07-00151-FOIA 07-00152-FOIA 07-00153-FOIA 07-00154-FOIA 07-00155-FOIA 07-00156-FOIA 07-00157-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Evans, David Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Lynn, Jeffrey Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Price, Henry Gavin, J. Patrick Reich, Mark Costello, Maureen Malinowski, Thomas Lynch, Megan Evans, David Lynn, Jeffrey Evans, David Costello, Maureen Gavin, J. Patrick Lynn, Jeffrey Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Gavin, J. Patrick Coggins, Ryan Riggins, Espin Costello, Maureen SEC Insight SEC Insight
Organization
Textron Inc Comverge Inc
Request Description
Titan International Inc
Requested Date
10/4/2006 9/18/2007 10/4/2006 9/20/2007 10/4/2006 9/17/2007 10/3/2006 9/18/2007 10/4/2006 9/18/2007 10/4/2006 9/17/2007 10/4/2006 9/17/2007 10/4/2006 9/17/2007 10/4/2006 9/20/2007 10/4/2006 9/20/2007 10/4/2006 9/17/2007 10/3/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/3/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006
Closed Date
1/22/2008 1/6/2008 10/3/2007
Final Disposition
Other Reasons Completely upheld Other Reasons Completely upheld WIT (b)(7)(A) NIF NIF NIF WIT (b)(7)(A) NIF (b)(7)(A) WIT NIF (b)(7)(A) NIF NIF WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF;WIT NIF;NPF NIF
Exemption Cited
International Business Research SEC Insight Cotal Systems, Inc. SEC Insight International Business Research SEC Insight Sullivan & Cromwell LLP SEC Insight International Business Research SEC Insight SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research Price Waicukauski & Riley LLC SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Cotal Systems, Inc. CheckFund Manager LLC International Business Research Sullivan & Cromwell LLP International Business Research International Business Research SEC Insight Sullivan & Cromwell LLP International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight Bell South International Business Research
Wind River Systems Inc Joseph Lucian Vidich Silicon Storage Technology E-Pocket aka EPocket Neustar Inc Repsol YPF SA LCA Vision Inc Tektronix India Time Warner Universal Forest Products Inc American Science and Engineering Inc Hindintron Tektronix Provident Financial Services Global Sterling Payment Systems Charter Communications Hindintron Schiller Medical Instruments Conseco Inc, Rollin M Dick & James S Adams Ternium SA SEC v Chiang Global Diversified Acquisition Corp Manalapan Oracle Advisors LLC Jaideep Chand Khanna FuelQuest Inc Acciona SA AisRe Mail Key aka MailKey United Fire and Casualty Co Grupo Entrecanales Gartner International E Commerce Solutions EDS Communications Electronic Data Systems Artha Capital Management Inc Universal American Financial Corporation Sirius Satellite Radio Prosperity Automated Network Applied Intelligence Group
10/18/2006 Other Reasons 12/10/2007 Completely upheld 1/29/2008 Other Reasons -
10/18/2006 Other Reasons 10/18/2007 Completely upheld 10/25/2006 Other Reasons 1/22/2008 11/7/2007 Other Reasons Completely upheld 10/18/2006 Other Reasons
10/25/2006 Other Reasons 10/24/2006 Other Reasons 10/25/2006 Other Reasons 10/5/2006 10/5/2006 Other Reasons Other Reasons 10/24/2006 Other Reasons 10/11/2006 Other Reasons 12/13/2007 Other Reasons 1/25/2008 Other Reasons 10/11/2006 Other Reasons 11/17/2006 Other Reasons 10/16/2006 Other Reasons 1/10/2008 Other Reasons 10/11/2006 Other Reasons 11/24/2006 Granted in full 10/27/2006 Other Reasons 10/11/2006 Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evashevski, Margo Gavin, J. Patrick Sengstack, Michele Williams, Andrew Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research The Rosen Law Firm PA International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight
Request Description
Danger Ranger NetAcross Holdings & Investments Spyrance Inc Exveo India Limited Digital Soft Ltd David C Erickson and Face to Face Financial Inc aka FTF Financial Corp Affiliated Computer Services Inc Dietsmart Inc Steven A Gould and/or Northfield Laboratories Inc Isaac Kier LLC International Business Machines Corporation Coqui Capital Partners Coqui Capital Advisors Metlife Inc Tremisis Acquisition Corp Tremisis Energy Acquisition Per Se Technologies Inc Netflix Inc Rand Acquisition Corp Rand Logistics Inc Alternative Debt Portfolios LP Zale Corp Paulson & Company United Industrial Corporation Royalty Management Inc Royalty Holdings Inc Booth Creek Ski Group Inc Booth Creek Ski Holdings Inc Booth Creek Retail Management LLC Booth Creek Ski Acquisition LLC Central Park Acquisition Corp Dell Inc Robert L Sachs Constellar Capital LLC UMB Financial Corporation Forge ABS LLC Michael Robert Bissonnette IKE Alaska LLC
Requested Date
10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/4/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/2/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006
Closed Date
10/6/2006 10/6/2006 10/6/2006 10/6/2006 1/29/2008 5/4/2007
Final Disposition
NIF NIF NIF NIF NIF WIT NIF (b)(7)(A) NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Exemption Cited
10/25/2006 Other Reasons 12/19/2006 Denied in part 10/13/2006 Other Reasons 10/13/2006 Other Reasons 6/26/2007 Denied in part 10/11/2006 Other Reasons 10/11/2006 Other Reasons 4/24/2007 12/3/2007 10/6/2006 10/6/2006 Denied in part Other Reasons Other Reasons Other Reasons
(b)(7)(A);RTW NIF NIF (b)(7)(A);NIF NIF NIF (b)(7)(A);NIF CAN NIF NIF NIF FEE NIF (b)(7)(A);WIT NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF NIF WIT NIF NIF
Chaloemtiarana, Jennifer Netflix Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Stevens, Suzanne DePeau, Andrew Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Sengstack, Michele International Business Research International Business Research SEC Insight Lerach Coughlin Stoia Geller Rudman & Robbins LLP Cotal Systems, Inc. SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Check Fund Manager LLC Check Fund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC International Business Research
10/27/2006 Other Reasons 10/27/2006 Other Reasons 10/11/2006 Other Reasons 10/11/2006 Other Reasons 10/11/2006 Other Reasons 10/12/2006 Other Reasons 10/13/2006 Other Reasons 8/2/2007 Denied in part 10/16/2006 Other Reasons 10/18/2006 Granted in full 1/10/2008 Other Reasons 10/16/2006 Other Reasons 10/16/2006 Other Reasons
Request ID
Requester Name
Sengstack, Michele Graham, Joseph Kitchens, Bruce Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Conover, Becky Conover, Becky Conover, Becky Costello, Maureen Gavin, J. Patrick Conover, Becky Costello, Maureen Hibbard, Justin Gosa, Matt Gavin, J. Patrick Malinowski, Thomas Conover, Becky Costello, Maureen Gosa, Matt Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim -
Organization
Request Description
Condor Venture Group LLC NYSE Symbols Sun Trust Investment Services Tortuga Capital Partners First Americas Management Kier Global Paramount Acquisition Corp Dos Manes Management Southside Investments LLC Snow Park Technologies LLC North Star Commercial Properties LLC Laurence S Levy Edward Levy Isaac S Kier Regency Affiliates Inc Grand Slam Aquisition Corp Derby Industries LLC Iron Mountain Resources Inc LSL Corp Roanwell Corp Norcross Safety Products LLC North Star Group Commercial Properties LLC Francois Langlade-Demoyen Langlade Absolute Fund Langlade Capital Management LLC Mindteck Consulting Inc Washington Federal Inc Pierre Iseux INS Experts Inc Abaxis Inc Thomas E Claugus Westlake Chemical Corporation Thomas Boone Pickens Jr Lars Titland Internet Application Group GMT Capital Corporation William Lyon Homes Acuity Fund Ltd Acuity Partners LP Acuity Master Fund Ltd
Requested Date
10/5/2006 9/29/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/6/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/5/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/7/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006
Closed Date
9/18/2007
Final Disposition
NIF FEE;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF Other Reasons
Exemption Cited
10/16/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/18/2006 Other Reasons 10/12/2006 Other Reasons 10/12/2006 Other Reasons 10/12/2006 Other Reasons 10/12/2006 Other Reasons 10/20/2006 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons -
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research SEC Insight EACM Advisors LLC International Business Research SBC Global Greenwich Alternative Investments, LLC SEC Insight Cotal Systems, Inc. EACM Advisors LLC International Business Research Greenwich Alternative Investments, LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC
10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/23/2006 Granted in full 10/23/2006 Granted in full 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/30/2006 Other Reasons 10/30/2006 Other Reasons 10/30/2006 Other Reasons 10/30/2006 Other Reasons 1/29/2008 Other Reasons 10/31/2006 Other Reasons 10/31/2006 Other Reasons 11/7/2006 1/12/2007 Other Reasons Other Reasons 10/31/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 1/10/2008 Other Reasons 10/11/2006 Other Reasons 10/11/2006 Other Reasons 10/11/2006 Other Reasons
Request ID
Requester Name
Braswell, Kim Braswell, Kim Mierzejewski, Mark Gosa, Matt Gosa, Matt Gosa, Matt Gavin, J. Patrick Braswell, Kim Braswell, Kim Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Gosa, Matt Gosa, Matt Gosa, Matt Patch, David Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Conover, Becky Costello, Maureen Costello, Maureen Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim Conover, Becky Gosa, Matt Sengstack, Michele Sengstack, Michele Mierzejewski, Mark Scannell, Kara Sengstack, Michele
Organization
Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Check Fund Manager LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight International Business Research International Business Research International Business Research Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research Cotal Systems, Inc. EACM Advisors LLC International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC EACM Advisors LLC Greenwich Alternative Investments, LLC International Business Research International Business Research Check Fund Manager LLC Wall Street Journal International Business Research
Request Description
Acuity Capital Advisors LLC Acuity Capital Management LLC Pacific Energy Resources Ltd The Kinetics Fund Inc Kinetics Partners LP Kinetics Advisers LLC Watts Water Technologies Inc David J. Harris Howard Needle Xcel Energy Inc Millbrook Press Inc MPLC Inc Caribbean Storage Inc Bay Resource Partners OS Fund Limited Bay II Resource Partners LP Bay Resources LP SEC attorney Richard Sauer Hinditron Informatics Ltd Hindintron Services Limited Hindintron Cray Supercomputers BP Capital LP Cedric Magnelia DVL Inc Sarva Dharma Samblava Kendra Wasusau Paper Corporation formerly Wasau Mosinee Paper Corporation Islanet Communications Hudson Health Sciences Inc Sovereign Bancorp Inc John C Howe Superior Energy Services Inc OHP Opportunity Fund LLC OHP Opportunity Fund Inc Old Hill Partners Inc Paul Feldman Peter B Doyle Hana Biosciences Inc Alabama 8 Cellular Vladimir Katic Short selling Naked short selling Fails or fails to deliver First Americas Partners LLC
Requested Date
10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/8/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/6/2006 10/5/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF WIT NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF;WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/11/2006 Other Reasons 10/11/2006 Other Reasons 10/10/2006 Other Reasons 10/10/2006 Other Reasons 10/10/2006 Other Reasons 10/10/2006 Other Reasons 12/5/2007 2/1/2008 Other Reasons Other Reasons
10/27/2006 Other Reasons 10/27/2006 Other Reasons 10/27/2006 Other Reasons 10/12/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/26/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 1/17/2008 Other Reasons
10/23/2006 Other Reasons 10/23/2006 Other Reasons 1/10/2008 1/17/2008 12/1/2006 12/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons -
10/24/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/16/2006 Other Reasons 11/30/2006 Other Reasons 10/16/2006 Other Reasons
Request ID
Requester Name
Sengstack, Michele Gosa, Matt Harrison, Richard Harrison, Richard Gavin, J. Patrick Huang, William Schmid, Elizabeth Harrison, Richard Gavin, J. Patrick Costello, Maureen Costello, Maureen Gosa, Matt Braswell, Kim Harrison, Richard Gavin, J. Patrick Huang, William Gavin, J. Patrick Costello, Maureen Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Huang, William Braswell, Kim Gosa, Matt Costello, Maureen Gavin, J. Patrick Huang, William Harrison, Richard Harrison, Richard Braswell, Kim Huang, William Gavin, J. Patrick Costello, Maureen Costello, Maureen Gosa, Matt Harrison, Richard Harrison, Richard Gosa, Matt Gosa, Matt
Organization
International Business Research Greenwich Alternative Investments, LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight EACM Advisors LLC Brower Piven Global Securities Information, Inc. SEC Insight International Business Research International Business Research Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. SEC Insight EACM Advisors LLC SEC Insight International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC International Business Research SEC Insight EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors, LLC EACM Advisors LLC SEC Insight International Business Research International Business Research Greenwich Alternative Investments, LLC Global Securities Information, Inc. Global Securities Information, Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Securelogix Dave Woolf
Request Description
Requested Date
10/5/2006 10/9/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/9/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/9/2006 10/9/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/9/2006 10/9/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/9/2006 10/10/2006 10/10/2006 10/9/2006 10/9/2006
Closed Date
Final Disposition
NIF NIF NIF NIF WIT NIF CAN WIT WIT NIF NIF NIF NIF RTW WIT NIF WIT NIF NIF NIF NIF WIT NIF NIF FEE;NIF NIF NIF NIF;WIT NIF WIT NIF NIF NIF WIT NIF NIF NIF WIT WIT NIF NIF
Exemption Cited
Discount Investment Corp Ltd Koor Industries Ltd Audiovox Corporation Donald Bobbs Ford Motor Credit Company Innovative Food Holdings Inc VistaCare Inc Rebecca C Matthias aka Rebecca Crane Daniel W Matthias aka Dan Matthias Marc R Nuccitielli The Star Fund Ltd Goodrich Petroleum Corp S-3 333-133431 Valeant Pharmaceuticals International Staro Asset Management Stewart Information Services Corporation Edward M Krell Golden West Financial Corp / DE Mothers Work Inc Mothers Work R E Inc Allis Chalmers Corp S-4 333-136978 Wachovia Corp NEW Joseph J Lucas Pierre Naim James D Balakian Mimi Maternity Inc Unisource Energy Corporation Colin Lancaster Mattel Inc /DE/ Radica Games Ltd Summit Offshore Water Equity Fund Ltd Brian H Davidson Sempra Energy Dan Howard Industries Inc Mothers Stores Inc Brencourt Advisors LLC Accredited Home Lenders Holding Co Aames Investment Corp Chris McGovern Brencourt Multi-Strategy International Ltd
12/31/2007 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons 10/17/2006 Other Reasons 10/31/2006 Other Reasons 4/11/2007 1/25/2008 12/5/2006 1/29/2008 3/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/17/2006 Other Reasons 10/18/2006 Other Reasons 10/18/2006 Other Reasons 1/4/2008 Other Reasons 12/15/2006 Other Reasons 10/24/2006 Other Reasons 11/8/2006 Other Reasons 10/24/2006 Other Reasons 10/31/2006 Other Reasons 1/10/2008 1/10/2008 3/4/2008 Other Reasons Other Reasons Other Reasons 10/31/2006 Other Reasons
Request ID
Requester Name
Gosa, Matt Gosa, Matt Harrison, Richard Harrison, Richard Braswell, Kim Costello, Maureen Costello, Maureen Lynch, Megan Mierzejewski, Mark Braswell, Kim Hyndman, Cynthia Mierzejewski, Mark Braswell, Kim Braswell, Kim Braswell, Kim Lynch, Megan Mastranadi, John Braswell, Kim Stachewicz, Jeff Harrison, Richard Harrison, Richard Evans, David Huang, William Huang, William Harrison, Richard Harrison, Richard Huang, William DePeau, Andrew Huang, William DePeau, Andrew Evans, David Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Evans, David Gosa, Matt Braswell, Kim
Organization
Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors, LLC International Business Research International Business Research CheckFund Manager LLC Check Fund Manager LLC Greenwich-Van Advisors, LLC Robinson Curley & Clayton PC Check Fund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC CheckFund Manager LLC Citizens United Greenwich-Van Advisors, LLC FOIA Group Inc Global Securities Information, Inc. Global Securities Information, Inc. International Business Research EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC Cotal Systems, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC
Request Description
William L Collins Brencourt Multi Strategy Fund LP Open Text Corp Hummingbird Ltd Summit Global Managment Inc Maternal Impressions Inc Motherhood Maternity Shops Inc Constellation Capital Management LLC Thomas Sandlow Paul H Ang Mellon Bank N A and Dreyfus Corporation Tremont Partners Inc Rainbow Advisory Services Ltd Rainbow Advisory Services (UK) Ltd John I Dickerson Shahriar (Sean) Shahida Hillary Rodham Clinton Monitor Capital Inc All credit card holders and their transaction data Skyhawk Capital Management Funds Trust N-1A (File # 333137714) Canadian Superior Energy Inc F-3 File # 333137035 iMark Inc Stuart M Wilson Mohsin Ansari Blackrock Inc NY Asset Management Division Brian J Stark Arthur J Pergament Stark Investments Pergament Advisors LLC Industrial Pond Services Inc Glacier Bancorp Inc Farmers Capital Bank Corp Chaparral Resources Inc Federal Signal Corp Lukoil Oil Co FI Transco Cogeneration Company Summit Asset Management Summit Master Water Equity Fund LP
Requested Date
10/9/2006 10/9/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/3/2006 10/10/2006 10/9/2006 10/9/2006 10/10/2006 10/10/2006 10/3/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/11/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006
Closed Date
Final Disposition
NIF WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF FEE (b)(4) WIT NIF NIF NIF WIT WIT NIF
Exemption Cited
10/23/2006 Granted in full 10/13/2006 Other Reasons 2/11/2008 1/2/2008 Other Reasons Other Reasons
10/13/2006 Other Reasons 10/17/2006 Other Reasons 10/13/2006 Other Reasons 10/17/2006 Other Reasons 10/13/2006 Other Reasons 10/17/2006 Other Reasons 10/13/2006 Other Reasons 10/11/2006 Other Reasons 10/11/2006 Other Reasons 9/28/2007 2/1/2007 Other Reasons Other Reasons 10/11/2006 Other Reasons 10/26/2006 Other Reasons
10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 1/10/2008 1/10/2008 Other Reasons Other Reasons -
10/24/2006 Other Reasons 11/13/2006 Denied in part 10/24/2006 Other Reasons 10/24/2006 Other Reasons 12/15/2006 Other Reasons 12/15/2006 Other Reasons 4/16/2007 1/29/2008 6/13/2007 Other Reasons Other Reasons Granted in full -
(b)(7)(A);NIF NIF NIF NIF NIF WIT WIT NIF NIF
Request ID
Requester Name
Evans, David Braswell, Kim Harrison, Richard DePeau, Andrew Gosa, Matt Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Harrison, Richard Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Evans, David Harrison, Richard Huang, William Gavin, J. Patrick Evans, David Evans, David Harrison, Richard Harrison, Richard Evans, David Evans, David Gavin, J. Patrick Harrison, Richard Evans, David Evans, David Huang, William Harrison, Richard Gavin, J. Patrick Huang, William Evans, David Harrison, Richard
Organization
International Business Research Greenwich-Van Advisors, LLC Global Securities Information, Inc. Cotal Systems, Inc. Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research Global Securities Information, Inc. EACM Advisors LLC SEC Insight International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research SEC Insight Global Securities Information, Inc. International Business Research International Business Research EACM Advisors LLC Global Securities Information, Inc. SEC Insight EACM Advisors LLC International Business Research Global Securities Information, Inc.
Request Description
Transco Power Company Summit Water Equity Fund LP Pengrowth Energy Trust Lake Shore Asset Management Inc Thomas E Claugus Allwaste Inc ESBI Energy Company Allwaste Environmental Services Clean America Inc School Speciality Inc Black Hawk Gaming & Development Co Inc S-4 File # 333-136066 American National Power Inc ANP Power Company Majesco Holdings Inc S-3 File # 333-135463 GMT Corporation Bay Resources LP Bay II Resource Partners LP Bay Resource Partners OS Fund Ltd Azurix North America Locating Inc Private Businesss Inc S-1 File # 333-133542 Shepherd Investments International Ltd Ruby Tuesday Inc Tevco Power Company J D Meagher Allwaste Inc Republic Bancorp Inc KY Neff Rental Inc S-4 333-130841 Comverge Utah Inc Comverge Technologies Inc Orient Express Hotels Ltd Tidelands Bancshares Inc SB-2 333-136823 Philip Services Corp Allscaff Inc Michael A Roth Organitech USA Inc SB-2 333-134027 Sothebys Robert J Barnard Allquest Pipeline Services Inc Midway Games Inc S-3 333-136272
Requested Date
10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/12/2006 10/10/2006 10/10/2006
Closed Date
Final Disposition
NIF NIF WIT NIF DUP FEE NIF NIF NIF WIT NIF NIF RTW NIF NIF NIF NIF NIF WIT NIF NIF;WIT NIF NIF WIT WIT NIF NIF WIT NIF NIF RTW WIT NIF NIF RTW
Exemption Cited
10/31/2006 Other Reasons 10/16/2006 Other Reasons 1/29/2008 Other Reasons 10/18/2006 Other Reasons 10/25/2006 Other Reasons 11/27/2006 Other Reasons 10/16/2006 Other Reasons 10/23/2006 Other Reasons 10/16/2006 Other Reasons 1/10/2008 3/11/2008 Other Reasons Granted in full
10/13/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 2/7/2008 Other Reasons
10/26/2006 Other Reasons 2/1/2008 Other Reasons 10/26/2006 Other Reasons 10/23/2006 Other Reasons 2/7/2008 1/2/2008 Other Reasons Other Reasons
10/26/2006 Other Reasons 10/31/2006 Other Reasons 1/17/2008 3/7/2008 Other Reasons Granted in full
10/17/2006 Other Reasons 10/17/2006 Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Gavin, J. Patrick Huang, William Gosa, Matt Braswell, Kim Harrison, Richard Costello, Maureen Costello, Maureen Gosa, Matt Braswell, Kim Harrison, Richard Costello, Maureen Costello, Maureen Gavin, J. Patrick Gosa, Matt Perger, Lynette Braswell, Kim Harrison, Richard Evans, David Evans, David Perger, Lynette Braswell, Kim Harrison, Richard Harrison, Richard Costello, Maureen Evans, David Costello, Maureen Evans, David Gavin, J. Patrick Perger, Lynette Braswell, Kim Gosa, Matt Harrison, Richard Harrison, Richard Evans, David Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight
Organization
International Business Research EACM Advisors LLC Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. International Business Research International Business Research Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. International Business Research International Business Research SEC Insight Greenwich Alternative Investments, LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. International Business Research International Business Research Greenwich-Van Advisors LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research
Request Description
Advanced Refractory Services Inc Fairchild Semiconductor International Inc Michael Keough Steve Landis Lucas Energy Total Return Offshore Ltd Brazilian Petroleum Corp 333-118644 F-3 Greater Philadelphia First Mammoth Sports Group Inc Eric R Hermann Lucas Capital Management LLC MCG Capital Corp N-2 333-133669 Destination Maternity iMaternity InterMune Inc FH International Financial Services Inc Jeff Meyer George B Lucas Jr GS Mortgage Securities Corp II S-3 333-136045 Oil Re Refining Company of Hawaii Inc P S Pacific Inc LibertyView Income Fund LLC Brett Flynn Principal Investors Fund Inc N-14 File # 333137875 Hallmark Financial Services Inc 333-136414 S-1 MaternityMall.com Philip Refractory and Corrosion Services Inc FutureTrust Serv Tech Inc Axis Capital Holdings Ltd LibertyView Income Fund Ltd Ashton Lee FH Emerging Markets Debt Fund Ltd Vantagemed Corp SB-2 333-136510 Stewart Capital Mutual Funds N-1A File # 333137670 Turnaround Maintenance Inc Maternite A Pea in the Pod Inc Maternity Works
Requested Date
10/10/2006 10/11/2006 10/10/2006 10/12/2006 10/12/2006 10/10/2006 10/10/2006 10/10/2006 10/12/2006 10/12/2006 10/10/2006 10/11/2006 10/11/2006 10/12/2006 10/12/2006 10/12/2006 10/12/2006 10/10/2006 10/10/2006 10/10/2006 10/12/2006 10/12/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/11/2006 10/10/2006 10/12/2006 10/12/2006 10/12/2006 10/12/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/11/2006 10/11/2006
Closed Date
1/17/2008
Final Disposition
NIF WIT NIF NIF NIF WIT NIF NIF NIF (b)(6);NIF NIF NIF (b)(7)(A) NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF RTW NIF NIF NIF Other Reasons
Exemption Cited
10/20/2006 Other Reasons 12/15/2006 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 2/6/2008 Other Reasons 10/20/2006 Other Reasons 10/20/2006 Other Reasons 10/27/2006 Other Reasons 1/28/2008 5/23/2007 Denied in part Granted in full
10/23/2006 Other Reasons 10/23/2006 Other Reasons 8/9/2007 11/3/2006 4/16/2007 11/3/2006 11/3/2006 Denied in part Other Reasons Other Reasons Other Reasons Other Reasons 10/24/2006 Other Reasons
10/31/2006 Other Reasons 10/31/2006 Other Reasons 12/18/2006 Other Reasons 1/30/2008 Granted in full
10/24/2006 Other Reasons 10/31/2006 Other Reasons 10/24/2006 Other Reasons 10/31/2006 Other Reasons 1/10/2008 Other Reasons 10/18/2006 Granted in full 10/16/2006 Other Reasons 10/24/2006 Other Reasons 12/7/2006 3/14/2008 Other Reasons Granted in full
Request ID
Requester Name
Gavin, J. Patrick Gosa, Matt Harrison, Richard Costello, Maureen Costello, Maureen Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Gavin, J. Patrick Perger, Lynette Harrison, Richard Harrison, Richard Costello, Maureen Braswell, Kim Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Perger, Lynette Braswell, Kim Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Gosa, Matt Costello, Maureen Braswell, Kim Costello, Maureen Harrison, Richard Costello, Maureen Costello, Maureen SEC Insight
Organization
Greenwich Alternative Investments, LLC Global Securities Information, Inc. International Business Research International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research SEC Insight Greenwich-Van Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Greenwich-Van Advisors, LLC Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Greenwich Alternative Investments, LLC International Business Research Greenwich-Van Advisors, LLC International Business Research Global Securities Information, Inc. International Business Research International Business Research
Request Description
AES Corporation FH Emerging Markets Debt Fund LP Centurion Investment Trust N-1A File # 333137834 Jennifer J Weng Jennifer J Chen Amazon.com Inc DGHM Investment Trust N-1A File # 333137775 Principal Variable Contracts Fund Inc N-14 File # 333137812 Mark D Chen Di-Jiang Chen aka Dorjiang Chen Bed Bath & Beyond Inc Neuberger Berman Asset Management LLC Dreyfus US Treasury Intermediate Term Fund N14 File # 333137762 Dreyfus Liquid Assets Inc N-14 File # 333137761 Wu K Zhong Russell Lucas USCORP SB-2 333-135346 Russell Corporation London Fog Industries Inc Easton Hunt Capital Partners LP Big Lots Inc Neuberger Berman LLC Lucas Energy Total Return Master Fund Microfield Group Inc S-1 333-135953 American Century Quantitative Equity Funds Inc N-14 File # 333137742 Scranton Outlet Corporation Star Sportswear Manufacturing Corporation American Century Mutual Funds Inc N-14 File # 333137741 FH International Asset Management LLC Cincinnati Milacron Inc Lucas Energy Total Return Partners LP SureData Inc Englobal Corp S-3 333-136830 Sonics Inc Zilog Inc
Requested Date
10/12/2006 10/12/2006 10/10/2006 10/12/2006 10/12/2006 10/12/2006 10/12/2006 10/10/2006 10/12/2006 10/12/2006 10/12/2006 10/12/2006 10/10/2006 10/10/2006 10/12/2006 10/12/2006 10/10/2006 10/11/2006 10/10/2006 10/12/2006 10/12/2006 10/12/2006 10/12/2006 10/10/2006 10/10/2006 10/10/2006 10/11/2006 10/10/2006 10/12/2006 10/12/2006 10/12/2006 10/12/2006 10/10/2006 10/12/2006 10/11/2006
Closed Date
12/5/2007 11/3/2006
Final Disposition
Other Reasons Denied in part WIT NIF (b)(4) NIF NIF NIF NIF NIF
Exemption Cited
10/24/2006 Other Reasons 10/24/2006 Other Reasons 11/9/2007 3/21/2008 Other Reasons Granted in full
10/24/2006 Other Reasons 10/16/2006 Other Reasons 11/30/2006 Other Reasons 11/30/2006 Other Reasons 10/23/2006 Other Reasons 10/16/2006 Other Reasons 1/10/2007 Other Reasons 10/27/2006 Other Reasons 10/16/2006 Other Reasons 10/23/2006 Other Reasons 8/20/2007 Other Reasons 12/15/2006 Other Reasons 10/13/2006 Other Reasons 4/16/2007 Other Reasons 12/12/2006 Other Reasons 10/13/2006 Other Reasons 10/13/2006 Other Reasons 12/14/2006 Granted in full 10/26/2006 Other Reasons 11/7/2007 Other Reasons 10/26/2006 Other Reasons 10/20/2006 Other Reasons 12/19/2006 Granted in full 10/18/2006 Other Reasons 11/14/2006 Other Reasons
(b)(7)(A);WIT NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF FEE;NIF NIF RTW;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
DePeau, Andrew Costello, Maureen DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Gosa, Matt Gosa, Matt Gosa, Matt Gavin, J. Patrick Smith, Jessica Gosa, Matt Gosa, Matt Gosa, Matt Austin, Sean Edwards, Mark Dell Orfano, Matthew Evans, David Evans, David Evans, David Evans, David Malinowski, Thomas Sharif, Ahmed Costello, Maureen Costello, Maureen Gavin, J. Patrick Lichtcsien, Susan Sharif, Ahmed Malinowski, Thomas Lichtcsien, Susan Costello, Maureen Evans, David Costello, Maureen Evans, David Edwards, Mark Gosa, Matt Evans, David Evans, David Isaacson, Andy Kelly, Aaron
Organization
Cotal Systems, Inc. International Business Research Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight Stafford Associates Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. SCS Financial Services LLC International Business Research International Business Research SEC Insight CheckFund Manager LLC SCS Financial Services LLC Cotal Systems, Inc. CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. Greenwich Alternative Investments, LLC International Business Research International Business Research The Nation Newspaper -
Request Description
Wexford Capital LLC CSS Industries Inc Charles E Davidson Jeffrey Saye Saye Capital Management LP Zazove Offshore High Yield Convertible Fund Ltd Zazove High Yield Convertible Securities Fund LP Zazove Associates LLC Furniture Brands International Inc Administrative Proceeding 3-12372 Argo Capital Management Ltd The Argo Fund Ltd Argonaftis Capital Management Ltd The CIT Group Consumer Finance Inc Rosetta Inpharmatics Inc Inter Parfums Inc Strategic Materials Inc Smart Grid Solutions Group Pentacon Inc Belco Petroleum Victor Stewart Linell Jonathan Jacobson Greater Pacific Limited A Media Inc Ethan Allen Interiors Inc Craig Effron Kevin Sowers Cross Shore GP LLC Scoggin Capital Management LP DynaXchange com Inc Rockport Partners LLC PreIPO Capital Partners Limited Rockport Capital Partners LP BioTransplant Inc Andreas Rialas PPT Research Inc Schweiteer Maudvit GE Invision fka Invision Technologies EMC Mortgage Corporation
Requested Date
10/12/2006 10/11/2006 10/12/2006 10/12/2006 10/12/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/3/2006 10/13/2006 10/13/2006 10/13/2006 10/9/2006 10/1/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/12/2006 10/12/2006 10/12/2006 10/13/2006 10/13/2006 10/12/2006 10/13/2006 10/13/2006 10/12/2006 10/13/2006 10/12/2006 10/13/2006 10/1/2006 10/13/2006 10/13/2006 10/13/2006 10/4/2006 9/29/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE;NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) RPR
Exemption Cited
10/24/2006 Other Reasons 10/31/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 11/8/2006 11/3/2006 11/3/2006 1/17/2008 Other Reasons Other Reasons Other Reasons Other Reasons
12/11/2006 Denied in full 10/31/2006 Other Reasons 10/31/2006 Other Reasons 10/31/2006 Other Reasons 11/13/2006 Other Reasons 12/28/2006 Granted in full 10/16/2006 Other Reasons 10/16/2006 Other Reasons 10/16/2006 Other Reasons 10/16/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 6/19/2007 7/20/2007 Other Reasons Other Reasons
10/16/2006 Other Reasons 10/16/2006 Other Reasons 11/27/2006 Other Reasons 10/16/2006 Other Reasons 10/26/2006 Other Reasons 10/16/2006 Other Reasons 10/26/2006 Other Reasons 5/18/2007 Granted in full 10/31/2006 Other Reasons 10/31/2006 Other Reasons 10/31/2006 Other Reasons 11/6/2006 Denied in full Other Reasons
Request ID
Requester Name
Perger, Lynette Edwards, Mark Perger, Lynette Evans, David Evans, David Evans, David Gosa, Matt Gavin, J. Patrick Gibbons, Michele Sharif, Ahmed Edwards, Mark Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Gavin, J. Patrick Gosa, Matt Gavin, J. Patrick Evans, David Evans, David Evans, David Sharif, Ahmed Gavin, J. Patrick Evans, David Evans, David Evans, David Perger, Lynette Evans, David Evans, David Evans, David Edwards, Mark Nielsen, Peri Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Harrison, Richard Gosa, Matt Gosa, Matt Lichtcsien, Susan
Organization
Greenwich-Van Advisors LLC Recombinant Capital Inc. Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research Greenwich Alternative Investments, LLC SEC Insight Mayer Brown Rowe & Maw SCS Financial Services LLC Recombinant Capital Inc. Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight Greenwich Alternative Investments, LLC SEC Insight International Business Research International Business Research International Business Research SCS Financial Services LLC SEC Insight International Business Research International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research Recombinant Capital Inc. Wilson Sonsini Goodrich & Rosati Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Global Securities Information, Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC
Request Description
Ashmore Emerging Markets Liquid Investment Portfolio Cambridge Antibody Technology Group Ashmore Investment Management Limited Acuity Brands Inc Amvescap PLC The Ohio Electric Utility Institute Gene T Pretti Copart Inc Paulson and Company Inc or Paulson Management LLC Richard Grubman Ribapharm Inc David Winton Harding Winton Capital Management Ltd Winton Hedge Fund Ltd Winton Futures Fund Dolby Laboratories Inc Christopher B Cook Christopher and Banks Corporation Akin Gump Strauss Hauer Feld LLP Pilgrim Insurance Copmpany William Gallagher and Associates Andrew Rafal Deere and Co ISE Corporation Southwest Windpower Powerspan Corporation Julian Green Acadia Bay Energy Co LLC Casco Bay Energy Co LLC Catalytic Solutions Inc Celtrix Pharmaceuticals Inc Portal Software Inc 05-05312-FOIA IKOS Financial Fund IKOS Asset Management Limited IKOS IKOS LP Saflink Corp S-3 333-135626 Aspect Master Fund Ltd Aspect Capital Ltd Bruce Francis Prevost
Requested Date
10/13/2006 10/1/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/16/2006 10/12/2006 10/1/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/12/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/13/2006 10/1/2006 10/10/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF;WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF NIF NIF NIF WIT NIF NIF NIF
Exemption Cited
10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 11/15/2007 Other Reasons 10/24/2006 Other Reasons 11/30/2006 Other Reasons 11/8/2006 11/8/2006 11/8/2006 11/8/2006 1/17/2008 1/17/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/20/2006 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons 11/20/2006 Other Reasons 10/20/2006 Other Reasons 2/1/2008 Other Reasons 10/24/2006 Other Reasons 10/20/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/17/2006 Denied in part 10/26/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 4/16/2007 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons
Request ID
Requester Name
Lichtcsien, Susan Harrison, Richard Huang, William Huang, William Braswell, Kim Harrison, Richard Harrison, Richard Huang, William Huang, William Braswell, Kim Harrison, Richard Harrison, Richard Huang, William Evans, David Braswell, Kim Harrison, Richard Harrison, Richard Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Harrison, Richard Lichtcsien, Susan Lichtcsien, Susan Banks, Todd Harrison, Richard Huang, William Braswell, Kim Gosa, Matt Gosa, Matt Huang, William Huang, William Gosa, Matt Perger, Lynette Huang, William Huang, William Angel, James Braswell, Kim Braswell, Kim Braswell, Kim
Organization
CheckFund Manager LLC Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC International Business Research Greenwich-Van Advisors, LLC Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. EACM Advisors LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC EACM Advisors LLC EACM Advisors LLC Greenwich Alternative Investments, LLC Greenwich-Van Advisors LLC EACM Advisors LLC EACM Advisors LLC Georgetown University Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC
Request Description
Palm Beach Capital Management LLC World Air Holdings Inc Michael Balkin Andrew Goldman Diamond Head Capital International Ltd Coherent Inc S-3 333-135669 MobilePro Corp Ross Laser Alec Litowitz Okumus Capital LLC Newmil Bancorp Inc Bridge Street Financial Inc Magnetar Capital Fertech Environmental Services Inc Steven K Yamane KLA Tencor Corp Webster Financial Corp Okumus Diversified Value Partners LP Okumus Diversified Value Fund Ltd Ahmet H Okumus Okumus Diversified Value Advisors LLC Alliance Financial Corp Mark T Boyer ROI Capital Management Inc Apache Corporation MPW Industrial Services Group Inc Michael Turro Reddy Wong Hoe Choon Michael C Adam Martin Lueck Paul A Smith David Pritsker Anthony J Todd Dr Martin Coward Sanjay Dasgupta Richard Levy Settlement failures before and after the implementation of Regulation SHO Diamond Head Capital Management LLC Diamond Head Capital International LP Diamond Head Capital Partners LP
Requested Date
10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/13/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006
Closed Date
4/16/2007
Final Disposition
NIF WIT NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF FEE;NIF NIF NIF NIF NIF NIF NIF Other Reasons
Exemption Cited
10/24/2006 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons 10/24/2006 Other Reasons 12/28/2006 Granted in full 11/21/2006 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons 10/23/2006 Other Reasons 3/24/2008 3/24/2008 Other Reasons Other Reasons
10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 4/17/2007 6/5/2007 Granted in full Other Reasons
10/24/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 12/20/2007 Other Reasons 10/23/2006 Other Reasons 10/24/2006 Other Reasons 4/20/2007 3/10/2008 11/3/2006 11/3/2006 11/3/2006 11/6/2006 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Evans, David Huang, William Huang, William Huang, William Huang, William Evans, David Huang, William Huang, William Evans, David Harrison, Richard Harrison, Richard Huang, William Huang, William Harrison, Richard Harrison, Richard Harrison, Richard Aguirre, Gary Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Costello, Maureen Costello, Maureen Harrison, Richard Perger, Lynette Perger, Lynette Perger, Lynette Perger, Lynette Evans, David Evans, David Evans, David Evans, David Evans, David Harrison, Richard Lynch, Megan Evans, David Evans, David Harrison, Richard Evans, David Sengstack, Michele
Organization
International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research Global Securities Information, Inc. Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. CheckFund Manager LLC International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research Acorn Factor
Request Description
David Snyderman Christopher Aristides Eric Scheyer David Aidi Linekin Bay Energy Marc Helwani Brian Rose Kenetech Corporation Powerlinx Inc SB-2 333-135168 Accenture SCA David Wecker Min Htoo Sunset Financial Resources Inc Lawson Products Inc New DE Summa Industries File Number HO-9818 Mario J Gabelli Gabelli Securities Inc Gabelli Associates Fund LP Gabelli Associates Ltd Celsur Logistics Ltd Celsur Inc Custom Branded Networks Inc 333-135437 SB-3 Pascal Magnollay DKR Fusion Management Co LP DKR Quantitative Strategies Fund Ltd DKR Quantitative Strategies Fund LP Edson Moore Healthcare Ventures Optimer Inc Medi Hut Co Inc Enertech Capital Partners Atlantic Energy ADE Corp Clifton Scott Robbins Franklin Fuel Cells Inc Intellon Corporation Jewett Cameron Trading Co Ltd S-1 333-109558 The NanoSteel Company Datacore Marketing Inc
Requested Date
10/13/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/13/2006 10/16/2006 10/16/2006 10/13/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/17/2006 10/17/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
10/18/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 10/25/2006 Other Reasons 10/25/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 10/17/2006 Other Reasons 12/5/2007 8/2/2007 Granted in full Granted in full
11/24/2006 Denied in part 10/31/2006 Other Reasons 2/7/2008 2/7/2008 4/16/2007 7/20/2007 Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF WIT WIT WIT FEE;NIF FEE;NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF FEE NIF FEE NIF FEE;NIF NIF NIF NIF NIF
10/31/2006 Other Reasons 10/30/2006 Other Reasons 10/30/2006 Other Reasons 10/30/2006 Other Reasons 10/30/2006 Other Reasons 10/23/2006 Other Reasons 12/1/2006 11/2/2006 11/9/2006 4/1/2008 3/4/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/23/2006 Other Reasons 10/23/2006 Other Reasons 10/11/2007 Granted in full 10/25/2006 Other Reasons 10/25/2006 Other Reasons
Request ID
Requester Name
Sengstack, Michele Harrison, Richard Sengstack, Michele Sengstack, Michele Lynch, Megan Palumbo, Anthony Sharif, Ahmed Costello, Maureen Sharif, Ahmed Lynch, Megan Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Sharif, Ahmed Harrison, Richard Evans, David Evans, David Evans, David Highfill, Mitch Harrison, Richard Harrison, Richard Evans, David Lynch, Megan Harrison, Richard Harrison, Richard Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Harrison, Richard Evans, David Evans, David Evans, David Evans, David
Organization
International Business Research Global Securities Information, Inc. International Business Research International Business Research CheckFund Manager LLC SCS Financial Services LLC International Business Research SCS Financial Services LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. SCS Financial Services LLC Global Securities Information, Inc. International Business Research International Business Research International Business Research Deutsche Bank Global Securities Information, Inc. Global Securities Information, Inc. International Business Research CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Check Fund Manager LLC International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research
Request Description
Jeffrey D Yowell Synthetic Fixed Income Securities Inc S-3 333135656 Daniel H Carrothers Northern Explorer LLC Barington Capital Group LP GTJ Reit Inc Harry Nudelman International Wireless Holdings Inc Michael Stansky James Anthony Mitarotonda Uranium Power Corp SB-2 333-136270 Flexpoint Sensor Systems Inc SB-2 333-127192 Bassini Playfair and Associates LLC Bassini Playfair Wright Advisors Inc Bassini Playfair Wright LLC Knickerbocker L L Co Inc SB-2 333-135966 Jim Pallota Ultrapetrol Bahamas Ltd F-1 333-132856 ImaRx Therapeutics Elite Pharmaceuticals Clean Air Power Inc SEC registered companies Acme Packet Inc S-1 333-134683 Principal Variable Contracts Fund Inc N-14 333137960 Current Communications Group Blue Harbour Group LP ING Equity Trust N-14 333-137955 Principal Investors Fund Inc N-14 333-137875 Sandell Asset Management Corp Thomas Sandell Sanford L Antignas aka Sandy Antignas Budgethotels Network Inc SB-2 333-131101 Mariner Real Estate Management Corporation Mariner Equities Corporation Mariner Commercial Development Corporation Mariner Venture Capital Corp
Requested Date
10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/16/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/16/2006 10/17/2006 10/17/2006 10/16/2006 10/16/2006 10/17/2006 10/17/2006 10/17/2006 10/16/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006
Closed Date
Final Disposition
NIF WIT NIF NIF FEE;NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF WIT NIF NIF NIF NIF CAN RTW NIF NIF WIT DUP
Exemption Cited
10/25/2006 Other Reasons 12/21/2007 Other Reasons 10/24/2006 Other Reasons 10/24/2006 Other Reasons 12/11/2006 Other Reasons 7/2/2007 11/8/2006 11/8/2006 Granted in full Other Reasons Other Reasons
10/25/2006 Other Reasons 12/18/2006 Other Reasons 9/18/2007 Other Reasons 12/15/2006 Granted in full 11/6/2006 11/6/2006 2/7/2008 3/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons
10/31/2006 Denied in part 10/27/2006 Denied in part 10/20/2006 Other Reasons 2/6/2008 Other Reasons
(b)(7)(A);NIF (b)(7)(A);NIF NIF WIT NIF NIF NIF NIF
Request ID
Requester Name
Lichtcsien, Susan Lichtcsien, Susan Conover, Becky Evans, David Malinowski, Thomas Conover, Becky Evans, David Evans, David Conover, Becky Malinowski, Thomas Evans, David Evans, David Hoye, Bobbie Evans, David Evans, David Conover, Becky Evans, David Evans, David Conover, Becky Evans, David Evans, David Mierzejewski, Mark Conover, Becky Evans, David Evans, David Conover, Becky Evans, David Spence, Michael Mierzejewski, Mark Spence, Michael Spence, Michael Bookman, Karla Spence, Michael Spence, Michael Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky
Organization
CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC International Business Research Cotal Systems, Inc. EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC Cotal Systems, Inc. International Business Research International Business Research Melville Johnson P.C. International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research Check Fund Manager LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research Kasowitz Benson Torres & Friedman International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
Argent Funds Group LLC Argent Funds Group Stephen E Rogers Boca Raton Industries Inc Sean Charles Warren Matthew G McGrath Broward Filling Stations Inc Concourse Capital Corporation Eugene L Shen White River Investment Partners LLC Continental Business Forms Inc Continental Business Forms Acquisition Corp AFLAC Inc Discovery Roundup Inc Diversified Electronic Components Inc JD Capital Management LLC Kalyn Acquisition Corp Marino Racing Inc J David Rogers E Venture Marketing Inc Future Concepts Studios Inc Marek Fludzinski Eric A Madoff Condor Network Leasing Co Inc Dade Filling Stations Inc Andrew R Barnard Dielco Holding Corporation Landirth Rainey Powell Jr Thales Fund Management LLC National Commerce Financial Inc New South Bancshares Inc Amerimar Incorporated or Amerimar Communications Company Inc Richard Worthington Edwards Square 1 Financial Inc Tempo Capital Management Ltd Tempo Capital Corporation Tempo Master Fund LP Tempo Fund LLC Tempo Fund Asia Tempo Fund Ltd
Requested Date
10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/10/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/31/2006 Other Reasons 10/31/2006 Other Reasons 11/20/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons Other Reasons 10/30/2006 Other Reasons 10/25/2006 Other Reasons 10/24/2006 Other Reasons 10/25/2006 Other Reasons -
11/14/2006 Other Reasons 11/14/2006 Other Reasons 10/23/2006 Other Reasons 10/25/2006 Other Reasons 10/25/2006 Other Reasons 2/26/2008 Other Reasons 10/25/2006 Other Reasons 10/25/2006 Other Reasons 11/16/2006 Granted in full 11/9/2006 11/9/2006 11/9/2006 Other Reasons Other Reasons Other Reasons
10/31/2006 Other Reasons 10/31/2006 Other Reasons 10/31/2006 Other Reasons 11/8/2006 11/8/2006 Other Reasons Other Reasons 12/15/2006 Other Reasons 10/27/2006 Other Reasons 3/26/2007 Other Reasons
NIF;RPR;RTW FEE NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Evans, David DePeau, Andrew DePeau, Andrew Conover, Becky Evans, David Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hager, Jeremy Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kinsella, Paul Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Weinberg, Neil
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC International Business Research SEC Insight SEC Insight International Business Research SEC Insight SEC Insight International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight Hager Law PLLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Ropes & Gray LLP SEC Insight SEC Insight SEC Insight International Business Research Forbes
Request Description
Mariner Acquisition Corp Mariner Ventures Corporation Mariner Capital Corporation Mariner Securities Corporation Mariner Corporation David J Winters Wintergreen Advisers LLC Donald P McCarthy Bennett Marks Tetra Tech Inc Shaw Group Inc Peter W Kuyper Payless Shoesource Inc Polaris Industries Inc Timothy R Chrisman Daniel L Nir P and S Capital Management LLC C H Robinson Worldwide Inc Netgear Inc Noble Corp Napster Inc Charles W Jackson Merck and Co Inc GlobalSantaFe Corporation Health Management Associates Inc Level 3 Communications Inc J W Mays Inc Landrys Restaurants Inc Lennar Corporation Kellwood Co Interpublic Group of Companies Inc Internap Network Services Corp Ikon Office Solutions Inc Performance Food Group Co Genzyme Corporation tender offer Newell Rubbermaid Inc Hormel Foods Corp Newmont Mining Corp Richard A Alston Bisys Fund Services Inc and 27 Mutual Fund Companies
Requested Date
10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/19/2006 10/19/2006 10/19/2006 10/19/2006 10/19/2006 10/19/2006 10/19/2006 10/19/2006 10/19/2006 10/18/2006 10/18/2006 10/18/2006 10/19/2006 10/18/2006 10/17/2006 10/17/2006 10/18/2006 10/12/2006 10/18/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/17/2006 10/19/2006 10/6/2006 10/19/2006 10/19/2006 10/18/2006 10/19/2006 10/20/2006
Closed Date
11/3/2006 11/2/2006 11/3/2006 11/2/2006 1/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/27/2006 Other Reasons 10/27/2006 Other Reasons 10/27/2006 Other Reasons 12/19/2006 Other Reasons 5/16/2007 Denied in part 11/20/2006 Denied in full 10/25/2006 Other Reasons 8/7/2007 1/17/2008 Other Reasons Other Reasons
(b)(7)(A);NIF;RTW (b)(7)(A) NIF NIF;RTW NIF;WIT NIF NIF NIF NIF;WIT NIF;WIT WIT WIT NIF WIT NIF;RTW WIT WIT WIT NIF;WIT (b)(7)(A);RTW (b)(7)(A);NIF;RTW NIF;RTW NIF;RTW WIT RTW NIF;WIT NIF;WIT WIT NIF (b)(7)(A)
10/25/2006 Other Reasons 10/26/2006 Other Reasons 10/26/2006 Other Reasons 1/10/2008 1/10/2008 1/17/2008 1/10/2008 9/24/2007 12/5/2007 1/8/2007 1/17/2008 1/29/2008 2/1/2008 2/1/2008 1/31/2007 4/24/2007 4/25/2007 12/5/2007 1/22/2008 1/22/2008 12/6/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Evans, David Costello, Maureen Evans, David Harrison, Richard Evans, David Evans, David Harrison, Richard Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Costello, Maureen Gavin, J. Patrick Costello, Maureen Harrison, Richard Harrison, Richard Costello, Maureen Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Costello, Maureen Harrison, Richard
Organization
International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research SEC Insight International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc.
Request Description
Chrisman & Company Li On Cells Inc Chrisman & Company - Fresno Inc Evergreen Solar Inc Kosan Biosciences Inc S-3 File # 333136617 Dynergy Inc Global Technology Associates Inc Empire Energy Corp SB-2 File # 333136243 Hawthorne Financial Corp Alliant Techsystems Inc The Cerplex Group Inc Motion Picture Licensing Corporation Epiphany Funds 333-138045 N-1A Motion Picture Licensing Corporation of America Vical Inc S-3 File # 333131307 MFS Series Trust XII N-1A 333-138013 Toro Co Analytical Surveys Inc S-3 File # 333136078 The Alston Ladd Corporation Bemis Co Inc KFT Partners Limited Partnership Wright Mananged Income Trust 333-137984 N1A Community Bancorp CTSC Inc Valspar Corp
Requested Date
10/20/2006 10/20/2006 10/20/2006 10/20/2006 10/23/2006 10/20/2006 10/20/2006 10/23/2006 10/20/2006 10/20/2006 10/20/2006 10/20/2006 10/23/2006 10/20/2006 10/23/2006 10/23/2006 10/20/2006 10/23/2006 10/20/2006 10/20/2006 10/20/2006 10/23/2006 10/23/2006 10/20/2006 10/20/2006
Closed Date
11/8/2006 12/3/2007
Final Disposition
NIF NIF NIF NIF WIT NIF NIF RTW FEE NIF;WIT (b)(7)(A) NIF (b)(4) NIF WIT (b)(4) NIF;WIT WIT NIF WIT NIF (b)(4) WIT NIF NIF;RTW RTW NIF NIF;WIT NIF NIF NIF WIT NIF WIT Other Reasons Other Reasons
Exemption Cited
12/14/2006 Denied in full 10/31/2006 Other Reasons 12/7/2006 Denied in full 10/31/2006 Other Reasons 1/10/2008 12/7/2006 2/1/2008 4/16/2007 Other Reasons Denied in full Other Reasons Other Reasons
10/31/2006 Other Reasons 1/14/2008 6/15/2007 Other Reasons Denied in full 11/27/2006 Other Reasons
12/21/2007 Other Reasons 11/27/2006 Other Reasons 11/13/2006 Other Reasons 3/17/2008 11/8/2006 Granted in full Other Reasons
Stanford Management Ltd SB-2 File # 333108218 10/23/2006 Sky Financial Group Inc Vista Exploration Corp SB-2 File # 333137270 BWC Financial Corp Donaldson Co Inc 5455 Centinela LLC Copyright Licensing Associates LLC UFO Magazine Inc First Mercury Financial Corp S-1 File # 333134573 Soldier of Fortune Publishing Inc Uroplasty Inc S-3 File # 333137128 10/23/2006 10/23/2006 10/23/2006 10/20/2006 10/20/2006 10/20/2006 10/20/2006 10/23/2006 10/20/2006 10/23/2006
10/27/2006 Granted in full 3/12/2008 2/1/2008 11/2/2006 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Costello, Maureen Harrison, Richard Costello, Maureen Gavin, J. Patrick Evans, David Costello, Maureen Evans, David Harrison, Richard Evans, David Harrison, Richard Evans, David Gavin, J. Patrick Costello, Maureen Harrison, Richard Harrison, Richard Goodman, Benny DePeau, Andrew Lynch, Megan DePeau, Andrew Toth, Aron Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Lynch, Megan Braswell, Kim Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research SEC Insight International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research SEC Insight International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Lerach Coughlin Stoia Geller Rudman & Robbins LLP Cotal Systems, Inc. CheckFund Manager LLC Cotal Systems, Inc. University of Warwick Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight CheckFund Manager LLC Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC SEC Insight
Request Description
Valley Bancorp Waterfield Mortgage Co Inc Mosaic Co First Republic Bancorp Inc Christian video Licensing International LLC Screenvue Inc Bluefly Inc S-3 File # 333136866 P N Inc BF Acqusition Group II Inc SB-2 File # 333130058 N N P Inc Patterson Companies Inc Nth Power Technologies Benfilm Inc Liberty Environmental Partners Service Corporation International S-4 File # 333132617 AllConnect Inc Camco N-1A File # 333138079 H2Gen Innovations Inc Regis Corp TTHM Capital Partners LLC Lemaitre Vascular Inc S-1 File # 333133532 Hercules Technology Growth Capital Inc N-2 File # 333136918 Sepracor Inc Prime Logic Capital LLC HFR Group LLC aka HFR Asset Management Marc G Cummins Litigation of Audit Firms Gartmore Riverview LLC Steven Joseph Turi Allied Waste Industries Inc Joseph George Nicholas Mark Darrell Brown Advisory Board Co Steven Thompson aka William Steven Thompson Applera Corporation
Requested Date
10/23/2006 10/23/2006 10/20/2006 10/23/2006 10/20/2006 10/20/2006 10/23/2006 10/20/2006 10/23/2006 10/20/2006 10/20/2006 10/20/2006 10/20/2006 10/20/2006 10/23/2006 10/20/2006 10/23/2006 10/20/2006 10/20/2006 10/20/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/24/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006
Closed Date
4/25/2007 4/25/2007 1/17/2008 12/5/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF WIT NIF NIF NIF WIT NIF RTW NIF WIT NIF NIF NIF WIT NIF (b)(4) NIF WIT NIF RTW CAN NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF;WIT NIF NIF;WIT
Exemption Cited
11/14/2006 Other Reasons 10/25/2006 Other Reasons 4/16/2007 Other Reasons 10/25/2006 Other Reasons 11/15/2006 Other Reasons 10/25/2006 Other Reasons 2/4/2008 11/2/2006 11/2/2006 4/16/2007 11/2/2006 11/9/2006 11/2/2006 2/4/2008 1/11/2007 4/17/2007 3/12/2008 11/1/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/13/2006 Other Reasons 10/25/2006 Other Reasons 10/26/2006 Other Reasons 6/20/2007 11/9/2006 1/29/2008 12/1/2006 2/1/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/27/2006 Other Reasons
Request ID
Requester Name
Schleinkofer, Raymond Gavin, J. Patrick Schleinkofer, Raymond Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Schleinkofer, Raymond Gavin, J. Patrick Gavin, J. Patrick Evans, David Edwards, Mark Gavin, J. Patrick Evans, David Edwards, Mark Gavin, J. Patrick Evans, David Edwards, Mark Gavin, J. Patrick Evans, David Edwards, Mark Malinowski, Thomas Evans, David Edwards, Mark Gosa, Matt Evans, David Edwards, Mark Malinowski, Thomas Edwards, Mark Kiernan, Cortney McDonald, Janet McDonald, Janet McDonald, Janet McDonald, Janet McDonald, Janet McDonald, Janet McDonald, Janet McDonald, Janet
Organization
Verdis Wealth Management SEC Insight Verdis Wealth Management SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Verdis Wealth Management SEC Insight SEC Insight International Business Research Recombinant Capital Inc. SEC Insight International Business Research Recombinant Capital Inc. SEC Insight International Business Research Recombinant Capital Inc. SEC Insight International Business Research Recombinant Capital Inc. Cotal Systems, Inc. International Business Research Recombinant Capital Inc. Greenwich Alternative Investments, LLC International Business Research Recombinant Capital Inc. Cotal Systems, Inc. Recombinant Capital Inc. CheckFund Manager LLC -
Request Description
David Loevner American Standard Companies Inc Simon Hallett Avon Products Inc RAB Partners Ltd RAB Capital Plc RAB Capital Ltd RAB UK Fund Ltd Rusty Johnson FormFactor Inc Bentley Pharmaceuticals Inc Marino Transport Inc Triangle Pharmaceuticals Inc Brown Shoe Co Inc Mode Acquisition Corporation Triangle Pharmaceuticals Inc Cache Inc Patriot Equity Corporation Tularik Inc Ciber Inc Patriot Equity LLC Tularik Inc Lux Capital Group Patriot Realty Development I LLC Trex Medical Corporation Tykhe Strategies Ltd Patriot Realty Management LLC US Bioscience Robert Bradley Paull Unigene Laboratories Jeffrey D Leu Probate Court DeKalb County Superior Court DeKalb County Wachovia Bank Pattie Jean Williams Sam Appel Stephen Apolinsky Geneva Stegeman Caffrey Robert Edwin Turner
Requested Date
10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/23/2006 10/24/2006 10/24/2006 10/8/2006 10/24/2006 10/24/2006 10/8/2006 10/24/2006 10/24/2006 10/8/2006 10/24/2006 10/24/2006 10/8/2006 10/24/2006 10/24/2006 10/8/2006 10/24/2006 10/24/2006 10/15/2006 10/24/2006 10/15/2006 10/24/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006 10/18/2006
Closed Date
11/1/2006 11/2/2006
Final Disposition
Other Reasons Other Reasons NIF NIF;RTW NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE FEE NIF NIF NIF -
Exemption Cited
10/25/2006 Other Reasons 12/5/2007 11/8/2006 11/8/2006 11/8/2006 3/28/2008 7/10/2007 1/22/2008 1/17/2008 1/17/2008 2/27/2008 2/4/2008 3/30/2007 1/14/2008 5/7/2007 11/1/2006 11/1/2006 5/14/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Granted in full
11/14/2006 Other Reasons 11/14/2006 Other Reasons 9/13/2007 4/23/2007 Granted in full Other Reasons 10/26/2006 Other Reasons 10/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 12/8/2006 12/8/2006 Other Reasons Other Reasons
11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons -
Request ID
Requester Name
Jolly, Orlandis Evans, David Edwards, Mark DePeau, Andrew Evans, David Edwards, Mark DePeau, Andrew Edwards, Mark Evans, David Vianale, Kenneth Mierzejewski, Mark Evans, David Mierzejewski, Mark Evans, David Evans, David Evans, David Lambiras, Jon Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Mishaan, Albert Lynch, Megan Mishaan, Albert McDonald, Janet Evans, David Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas -
Organization
International Business Research Recombinant Capital Inc. Cotal Systems, Inc. International Business Research Recombinant Capital Inc. Cotal Systems, Inc. Recombinant Capital Inc. International Business Research Vianale & Vianale LLP Check Fund Manager LLC International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research Berger & Montague P C SEC Insight SEC Insight CheckFund Manager LLC Kasowitz Benson Torres & Friedman LLP CheckFund Manager LLC Kasowitz Benson Torres & Friedman LLP International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc.
Request Description
Washington Mutual Home Loans Patriot Properties Associates LLC Unigene Laboratories Inc Brevan Howard Asset Management Proxymed Supply Corp Trimeris Inc Kaspar D Ernst Trimeris Inc RailAmerica Financial Services Inc Forward Industries Inc Michael Zaransky RailAmerica Inc Prime Property Investors Ltd RailAmerica Intermodal Services Inc Gary O Marino Matthew J Devine Medi-Hut Company Inc Ball Corporation BioMarin Pharmaceutical Inc Gary Stephen Davis Edward Bao DKR Capital Partners LP aka DKR Oasis Management Company LP Howard Silverman Wachovia Securities Fermanagh Investment Group Inc BKY Inc Denny Corp Fermanah Investment Group Inc Dominos Pizza Inc Parallax Power Supply LLC Datascope Corp DIRECTV Group Inc Edison International Chico's Fas Inc Chattem Inc Click Commerce Inc Claires Stores Inc Candela Corp Commercial Metals Co Calvin Y H Chow
Requested Date
10/18/2006 10/24/2006 10/15/2006 10/24/2006 10/24/2006 10/15/2006 10/24/2006 10/15/2006 10/24/2006 10/20/2006 10/24/2006 10/24/2006 10/24/2006 10/24/2006 10/24/2006 10/24/2006 8/30/2005 10/24/2006 10/24/2006 10/25/2006 10/25/2006 10/25/2006 10/25/2006 10/18/2006 10/26/2006 10/26/2006 10/26/2006 10/26/2006 10/27/2006 10/26/2006 10/27/2006 10/27/2006 10/27/2006 10/27/2006 10/26/2006 10/26/2006 10/26/2006 10/26/2006 10/26/2006 10/26/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF;WIT NIF NIF NIF FEE NIF NIF WIT NIF RTW NIF WIT WIT WIT WIT NIF;RTW NIF WIT NIF;RTW NIF;WIT NIF
Exemption Cited
10/27/2006 Other Reasons 10/26/2006 Other Reasons 12/18/2006 Granted in full 11/9/2006 11/9/2006 12/4/2006 Other Reasons Other Reasons Other Reasons
10/27/2006 Other Reasons 10/27/2006 Other Reasons 11/9/2006 11/7/2006 2/6/2008 11/9/2007 9/25/2007 11/9/2006 12/8/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/21/2006 Other Reasons 11/21/2006 Other Reasons 1/22/2008 11/1/2006 7/31/2007 1/17/2008 1/17/2008 1/17/2008 1/17/2008 9/14/2007 9/11/2007 1/17/2008 8/13/2007 1/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Evans, David Mierzejewski, Mark Gavin, J. Patrick Evans, David Mierzejewski, Mark Evans, David Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Evans, David Gavin, J. Patrick Gavin, J. Patrick Evans, David Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Malinowski, Thomas Harrison, Richard Harrison, Richard Etkind, Barbara Harrison, Richard Etkind, Barbara Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas Harrison, Richard Harrison, Richard Tuato'o, Jennifer Harrison, Richard Dunay, Daniel Harrison, Richard Stein, George SEC Insight
Organization
International Business Research Check Fund Manager LLC SEC Insight International Business Research Check Fund Manager LLC International Business Research SEC Insight CheckFund Manager LLC SEC Insight International Business Research SEC Insight SEC Insight International Business Research Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Ross Dixon & Bell LLP Global Securities Information, Inc. Ross Dixon & Bell LLP Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Keller Rohrback LLP Global Securities Information, Inc. Citigroup Global Securities Information, Inc. Bloomberg News
Request Description
Circuit City Stores Inc Joseph T Brandon Taconic Capital Advisors LLC Celgene Corp Charles J Silva Kenneth D Brody David E Blandford CF Industries Holdings Inc Basso Capital Management LP aka Basso Securities Ltd EMS Technologies Inc Connecticut Electric and Switch Mfg Co Journal Register Co DeVry Inc Randy R Mauerman Nanosys Inc CBIZ Inc formerly Century Business Services Inc Superior Energy Services Inc S-4 333-136686 Drake Partners LLC Carnival Corp Candies Inc S-3 333-137383 Royal Dutch Petroleum Company Duff and Phelps Utility and Corporate Bond Trust Inc N-2 333-136962 Shell Transport and Trading Company PLC Direct Insite Corp SB-2 333-128039 Achillion Pharmaceuticals Inc S-1 333-132921 West Corp ATI Technologies Inc Anthony Louis Faillace Advanced Micro Devices Inc Panama Industries Ltd SB-2 File # 333124704 Dell Inc Brands Shopping Network Inc S-3 File # 333135325 Man Financial Inc Behringer Harvard Reit I Inc S-11 File # 333133116 Oracle Corp
Requested Date
10/25/2006 10/26/2006 10/26/2006 10/25/2006 10/26/2006 10/26/2006 10/26/2006 10/25/2006 10/26/2006 10/25/2006 10/26/2006 10/25/2006 10/27/2006 10/26/2006 10/26/2006 10/25/2006 10/30/2006 10/27/2006 10/30/2006 10/30/2006 10/13/2006 10/30/2006 10/13/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/27/2006 10/30/2006 10/30/2006 10/16/2006 10/30/2006 10/27/2006 10/30/2006 10/17/2006
Closed Date
6/15/2007
Final Disposition
Other Reasons NIF NIF NIF NIF;WIT NIF FEE;NIF NIF NIF;RTW NIF NIF NIF WIT NIF;WIT NIF NIF WIT WIT NIF WIT WIT RTW WIT WIT MOT;NIF WIT RTW (b)(7)(A) RTW RPR WIT (b)(7)(A)
Exemption Cited
11/20/2006 Other Reasons 11/16/2006 Other Reasons 1/29/2008 Other Reasons 10/31/2006 Other Reasons 11/20/2006 Other Reasons 11/2/2006 11/2/2006 11/1/2006 4/25/2007 11/8/2006 12/5/2007 2/1/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/14/2006 Other Reasons 1/16/2008 1/17/2008 Other Reasons Other Reasons -
11/27/2006 Granted in full 4/11/2007 4/16/2007 4/16/2007 10/2/2007 1/29/2008 3/12/2008 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
11/14/2006 Denied in full 1/10/2007 12/5/2006 12/5/2007 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Beck, Susan Stewart, Darnley Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gosa, Matt Mena, Bruce Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert
Organization
Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC The American Lawyer Berstein Litowitz Berger & Grossmann LLP Check Fund Manager LLC Check Fund Manager LLC SEC Insight Greenwich Alternative Investments, LLC Supertek SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research
Request Description
MobilePro Corp Astral Investments Trust N-1A File # 333138117 Renaissance Learning Inc Eden Capital International Corporation Eden Capital Management Ltd Eden Capital Management Partners LP Eden Capital Ltd Eden Capital LLC Eden Capital Partners LP Robert Half International Inc Pool Corp Odyssey Healthcare Inc David Slager Atticus Capital LLC Hewlett Packard Co Comverse Technology Inc Brian C Lippey Trigram Capital Management LP Nuvelo Inc Adam J Newar SK1 officer information Nucor Corp Taywood Homes Limited TWCF Inc TWKC Inc Tri Valley Corp MicroSystems Technology Inc MicroSystem Technology Holding Company CWJ Inc CWJ Management Inc Bertrand Saliba Meadowood Utilities Company Mirasol Club Realty LLC Regional Utility District One Inc Vanguard Realtors LLC Vanguard Homes LLC Anchor Bancorp Wisconsin Inc TW Lido Holdings LLC TW Lido Beach Club LLC TW Lido Spa LLC
Requested Date
10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/30/2006 10/31/2006 10/30/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006
Closed Date
2/7/2008
Final Disposition
Other Reasons WIT (b)(4) NIF;RTW NIF NIF NIF NIF NIF NIF WIT WIT NIF;WIT NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF (b)(7)(A) NIF RTW NIF;WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF
Exemption Cited
11/29/2006 Denied in full 12/14/2006 Other Reasons 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 1/10/2008 1/17/2008 1/10/2008 11/8/2006 2/20/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
11/15/2006 Other Reasons 11/27/2006 Denied in full 11/16/2006 Other Reasons 11/20/2006 Other Reasons 7/26/2007 12/7/2006 2/1/2008 11/9/2006 11/9/2006 11/9/2006 Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/13/2006 Other Reasons
12/11/2007 Other Reasons 11/16/2006 Other Reasons 11/16/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/14/2006 Other Reasons 11/6/2006 11/6/2006 11/6/2006 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Lichtcsien, Susan Motz, Robert Mierzejewski, Mark Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Lichtcsien, Susan Conover, Becky Lichtcsien, Susan Gavin, J. Patrick Edwards, Mark Robinson, Kito Conover, Becky Gosa, Matt Gavin, J. Patrick DePeau, Andrew Edwards, Mark Gavin, J. Patrick Gosa, Matt Conover, Becky Gosa, Matt Gosa, Matt
Organization
International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight CheckFund Manager LLC International Business Research Check Fund Manager LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research Check Fund Manager LLC CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC SEC Insight Recombinant Capital Inc. Office of Eric Knipe EACM Advisors LLC Greenwich Alternative Investments, LLC SEC Insight Cotal Systems, Inc. Recombinant Capital Inc. SEC Insight Greenwich Alternative Investments, LLC EACM Advisors LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC
Request Description
TW Acquisitions Inc TW En Provence LLC TW Half Moon Beach Club Sulphco Inc Alaqua Lakes Realty Inc Taylor Woodrow Inc Taylor Woodrow Homes Inc Taylor Woodrow Communities Taylor Woodrow Homes Florida Inc Taylor Woodrow U S Tower Inc Monarch Developments of Georgia Inc Monarch Homes of Florida Inc Monarch Development Corporation Monarc Construction Limited Healthways Inc formerly American Healthways Inc Bruce F Prevost John R Peshkin Bear Stearns Emerging Markets Macro Overseas Fund Anadigics Inc AnyDoc Software Inc Collier Jackson Inc Evergreen Energy Inc formerly KFX Inc Confidential Services Inc Melissa Ko Laurus Capital Management Jason Topaz Eugene Grin (Grinshpon) Anheuser Busch Companies Inc Urologix Inc Asia Coating Ltd Gabe (Gabriel) Tsuboyama Thomas Ritson Ferguson Credemce Systems Corp Finvest Asset Management LLC United Therapeutics Corp Black and Decker Corp Clarion CRA Hedge Fund LP James Stasi ING Clarion Real Estate Securities LP ING Groep N V
Requested Date
10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 10/31/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 10/22/2006 11/2/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 10/22/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006
Closed Date
11/9/2006 11/9/2006 11/9/2006 6/20/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in part NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF;WIT NIF NIF WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF WIT NIF WIT NIF NIF NIF NIF;WIT
11/15/2006 Other Reasons 11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/2/2006 11/2/2006 11/3/2006 11/3/2006 1/17/2008 11/6/2006 2/4/2008 11/6/2006 11/8/2006 1/17/2008 11/2/2006 11/2/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/22/2006 Other Reasons 11/16/2006 Other Reasons 11/22/2006 Other Reasons 1/29/2008 6/28/2007 1/17/2008 11/6/2006 11/6/2006 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons 11/22/2006 Other Reasons
Request ID
Requester Name
Gosa, Matt Gavin, J. Patrick Gosa, Matt Gosa, Matt Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Gosa, Matt Braswell, Kim Robinson, Kito Conover, Becky Gavin, J. Patrick Motz, Robert Edwards, Mark Campbell, Ronald Gavin, J. Patrick Edwards, Mark Robinson, Kito Robinson, Kito Robinson, Kito Malinowski, Thomas Conover, Becky Edwards, Mark Robinson, Kito Robinson, Kito Robinson, Kito Malinowski, Thomas Conover, Becky Conover, Becky Conover, Becky Kiernan, Cortney DePeau, Andrew Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim SEC Insight
Organization
Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC Office of Eric Knipe EACM Advisors LLC SEC Insight International Business Research Recombinant Capital Inc. The Orange County Register SEC Insight Recombinant Capital Inc. Office of Eric Knipe Office of Eric Knipe Office of Eric Knipe Cotal Systems, Inc. EACM Advisors LLC Recombinant Capital Inc. Office of Eric Knipe Office of Eric Knipe Office of Eric Knipe Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC Cotal Systems, Inc. SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC
Request Description
ING Real Estate Netherlands Rockwell Collins Inc ING Clarion US Ltd ING Clarion US LP PilotRock Capital LP PilotRock Capital LLC PilotRock Investment Partners GP LLC PilotRock Investment Parnters II LP PilotRock Investment Partners LP PilotRock Offshore Fund Ltd Joseph P Smith Thomas D O'Malley Jr Sue Wong International Inc Brett Overacker Crane Co Oaks Preserve Realty Inc Unimed Pharmaceuticals Inc Winsted Holdings Inc 8-K Audiocodes Ltd Urologix Inc Dieter Raabe Sue L Wong Drake Investments Ltd Steven Scott Weissman Adam Perlaky United Therapeutics Corp Montaly Ltd Montaly Ltd Studio S Inc Longacre Management LLC Tim Collier Koert Kuipers Lois Haym Nicholas Maounis PRS International Investment CVS Corp Sandler Plus GP LLC Sandler Plus Offshore Fund Ltd Sandler Plus Master Fund Ltd Sandler Plus Domestic Fund LP Sandler Associates
Requested Date
11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/2/2006 11/1/2006 11/1/2006 11/1/2006 10/22/2006 11/1/2006 11/1/2006 10/22/2006 10/24/2006 10/24/2006 10/24/2006 11/1/2006 11/1/2006 10/22/2006 10/24/2006 10/24/2006 10/24/2006 11/1/2006 11/1/2006 11/1/2006 11/1/2006 11/2/2006 11/2/2006 11/2/2006 11/2/2006 11/3/2006 11/3/2006 11/3/2006 11/3/2006
Closed Date
11/6/2006 2/1/2008 11/6/2006 11/6/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/3/2006 11/3/2006 1/10/2008 5/3/2007 7/19/2007 1/10/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF;WIT -
Exemption Cited
12/12/2006 Denied in part 11/13/2006 Other Reasons 11/13/2006 Other Reasons 9/25/2007 11/8/2006 5/18/2007 11/2/2006 Other Reasons Other Reasons Granted in full Other Reasons
(b)(7)(A);NIF NIF NIF CAN NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF
11/16/2006 Other Reasons 11/16/2006 Other Reasons 11/20/2006 Other Reasons 11/15/2006 Other Reasons 11/15/2006 Other Reasons 11/15/2006 Other Reasons 11/6/2006 11/6/2006 4/1/2008 11/7/2006 11/7/2006 11/7/2006 11/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Smith, B.E.
Organization
Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC -
Request Description
Andrew M Sandler Sandler Offshore Fund Inc Sandler Associates II LP Sandler Capital Management efiling of a future US Mail Cout Filing Criminal and Civil Subpoena and Subpoena Duce Tecum Drugstore Com Inc Apple Computer Inc Electronic Data Gathering Analysis and Retrieval Interactive Financial Data Extensible Business Reporting Language James Burritt CSX Corp Dynamex Inc Thomas H Lee Capital LLC Delta and Pine Land Co Amaranth Advisors LLC Utek Corp Citigroup Private Equity Managing Partner Yamana Gold Inc MBNA America Bk Nat Assoc MBNA Master Credit Card Trust II S-3 333-136122 XTF Advisors Trust N-1A 333-138261 Viceroy Explorations Ltd Alger Funds N-14 333-138307 Micro Linear Corp CA Davita Inc Sirenza Microdevices Inc Enzo Biochem Inc Glatfelter P H CO 333-135808 S-4 Eton Park Capital Management Lipman Electronic Engineering Ltd VeriFone Holdings Inc Choiceone Fianancial Services Inc RRSat Global Communications Network Ltd F-1 333-137930 Valley Ridge Financial Corp Golden Star Resource Corp SB-2 333-137922 John Robert Barber
Requested Date
11/3/2006 11/3/2006 11/3/2006 11/3/2006 11/3/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NAR
Exemption Cited
Gavin, J. Patrick Farhang, Faye Person, Michael Person, Michael Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Kiernan, Cortney Gavin, J. Patrick Malinowski, Thomas Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Lichtcsien, Susan Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas
SEC Insight Keller Rohrback LLP INPUT INPUT Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc.
11/2/2006 11/2/2006 11/3/2006 11/3/2006 11/2/2006 11/2/2006 11/2/2006 11/2/2006 11/2/2006 11/2/2006 11/2/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006 11/6/2006 11/3/2006 11/6/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006
1/17/2008
Other Reasons
WIT (b)(7)(A) WIT WIT NIF WIT NIF;WIT NIF WIT (b)(7)(A) WIT NIF NIF (b)(4) NIF NIF;WIT NIF;WIT WIT (b)(7)(A);NIF RTW RTW WIT NIF NIF
12/22/2006 Denied in full 12/11/2007 Other Reasons 12/11/2007 Other Reasons 11/16/2006 Other Reasons 1/29/2008 2/1/2008 11/8/2006 12/4/2007 2/1/2008 3/24/2008 3/10/2008 12/7/2006 3/25/2008 1/8/2007 3/24/2008 3/25/2008 2/1/2008 1/17/2008 7/2/2007 4/18/2007 4/17/2007 4/11/2007 1/29/2008 11/7/2006 3/5/2008 11/8/2006 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Denied in full Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Symons, Dennis Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Strikeforce Technologies Inc SB-2 333-124817 First Community Bancorp Development Bank of Japan S-B 333-133356 Community Bancorp Inc Gilead Sciences Inc Hewlett Packard Co Mercury Interactive Corp WCA Shiloh Landfill LLC S-4 333-137543 Occam Networks Inc DE S-1 333-134318 Hyundai ABS Funding Corp 333-134931 S-3 Cadence Resources Corp SB-2 333-137176 WiderThan Co Ltd Petroleum Helicopters Inc S-4 333-135674 Realnetworks Inc Bank of the James Financial Group Inc SB-2 333137085 Featherlite Inc Barnabus Enterprises Ltd SB-2 333-136987 Michaels Stores Inc US Home and Garden Inc S-3 333-137324 Emerson Electric Co Optium Corp S-1 333-135472 Vibrac Corp Galaxy Energy Corp S-3 333-137260 Mercury Interactive Corp Spectra Fund 333-138308 N-14 LR-15682 First Franklin Financial Corp S-1 333-137473 Hartford Hls Series Fund 333-138335 N-14 Salmon Express Inc SB-2 333-136457 Kronos Advanced Technologies Inc SB-2 333124167 Healthronics Inc fka Healthtronics Surgical Solutions Inc Tasker Capital Corp S-1 333-133549 Online Processing Inc 333-135061 S-1 Fellows Energy Ltd 333-138627 SB-2
Requested Date
11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006
Closed Date
1/29/2008 11/7/2007
Final Disposition
Other Reasons Granted in full WIT NIF WIT
Exemption Cited
12/29/2006 Other Reasons 12/20/2007 Other Reasons 1/10/2008 1/10/2008 4/16/2007 11/9/2007 8/31/2007 Denied in part Other Reasons Other Reasons Other Reasons Other Reasons 12/21/2007 Other Reasons
(b)(7)(A);NIF;WIT WIT WIT WIT RTW RTW WIT NIF NIF RTW WIT WIT RTW RTW NIF WIT RTW WIT WIT RTW
11/13/2007 Granted in full 1/10/2008 12/6/2006 Other Reasons Granted in full 11/13/2007 Other Reasons
11/13/2007 Other Reasons 1/10/2007 4/16/2007 4/25/2007 2/4/2008 1/10/2007 3/14/2008 1/10/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
12/28/2006 Granted in full 12/13/2006 Granted in full 12/5/2007 5/25/2007 9/18/2007 12/5/2007 1/17/2008 12/5/2007 1/2/2008 Other Reasons Granted in full Other Reasons Granted in full Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt DePeau, Andrew Gavin, J. Patrick Edwards, Mark Harrison, Richard Gavin, J. Patrick Gosa, Matt Edwards, Mark DePeau, Andrew Gavin, J. Patrick Larkin, Ryan Gavin, J. Patrick Gosa, Matt Harrison, Richard DePeau, Andrew Gavin, J. Patrick Stanley, L. Jerome SEC Insight
Organization
Request Description
Sciele Pharma Inc formerly Horizon Pharmaceutical Corp Fellows Energy Ltd 333-127413 SB-2 Perdigao S A F-3 333-136375 Viragen Inc S-1 333-136144 Franklyn Resources III Inc SB-2 333-136262 Vital Images Inc S-3 333-137237 Tucows Inc PA S-3 333-136284 iCorps Technologies Sterling Financial Corp Bay Net Financial Inc Iconix Brand Group Inc Mossimo Inc Entrust Capital Inc Entrust Management LLC Entrust Dedicated Fund LP Entrust Partners Offshore LLC Entrust Partners LLC Entrust Capital Partners II LP Entrust Capital Partners LP Michael E Horowitz Philip A Falcone Hearst Argyle Television Inc Variagenics Inc S-1 Itronics Inc 333-137181 SB-2 Leggett and Platt Inc Greg S Hymowitz ICN Pharmaceuticals Inc now known as Valeant Pharmaceuticals Harbinger Capital Partners Infineon Technologies AG Registered broker dealers International Paper Co Mark S Fife Husker AG LLC S-3 333-137122 Harbert Management Company Lifetime Brands Inc formerly Lifetime Hoan Corp SEC Administrative Proceeding File Number 9223 and Royal Alliance Associates 3D Systems Corp
Requested Date
11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/3/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 10/29/2006 11/6/2006 11/6/2006 11/6/2006 10/29/2006 11/7/2006 11/6/2006 11/7/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 11/6/2006 10/31/2006
Closed Date
2/1/2008 1/2/2008 4/16/2007 1/2/2008 2/7/2008 4/16/2007 4/16/2007 11/9/2006 3/12/2008 3/20/2008 4/16/2007 3/12/2008 11/8/2006 11/8/2006 12/5/2006 12/5/2006 4/24/2007 4/24/2007 11/9/2006 6/29/2007 4/16/2007 1/17/2008 11/9/2006
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;WIT WIT WIT WIT WIT WIT WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF WIT NIF;WIT NIF WIT NIF WIT CAN
Exemption Cited
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. SEC Insight Greenwich Alternative Investments, LLC Recombinant Capital Inc. Cotal Systems, Inc. SEC Insight The Financial Information Group SEC Insight Greenwich Alternative Investments, LLC Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight L. Jerome Stanley, P.C.
11/20/2006 Other Reasons 11/30/2006 Other Reasons 1/29/2008 12/4/2006 2/1/2008 11/8/2006 4/16/2007 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
07-01153-FOIA
Gavin, J. Patrick
SEC Insight
11/6/2006
NIF
Request ID
Requester Name
Williams, Warner Edwards, Mark Edwards, Mark Edwards, Mark DePeau, Andrew Costello, Maureen Huang, William DePeau, Andrew Costello, Maureen Huang, William Levenberg, Charles Costello, Maureen Huang, William Levenberg, Charles Costello, Maureen Huang, William Braswell, Kim Huang, William Lichtcsien, Susan Huang, William Farhang, Faye Huang, William Lynch, Megan Costello, Maureen Huang, William Lynch, Megan Costello, Maureen Lynch, Megan Lynch, Megan Costello, Maureen Huang, William Kiernan, Cortney Costello, Maureen Moyer, Liz Costello, Maureen Kiernan, Cortney Costello, Maureen Costello, Maureen Huang, William Huang, William -
Organization
Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Cotal Systems, Inc. International Business Research EACM Advisors LLC Cotal Systems, Inc. International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC Greenwich-Van Advisors, LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC Keller Rohrback LLP EACM Advisors LLC CheckFund Manager LLC International Business Research EACM Advisors LLC CheckFund Manager LLC International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research EACM Advisors LLC CheckFund Manager LLC International Business Research Forbes.com International Business Research CheckFund Manager LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC
Request Description
License to trade commodities Versicor Inc now known as Vicuron Vernalis Group PLC Vernalis Group PLC Silver Point Capital P-Maxco Enterprises Simon Raykher Robert J O'Shea TPK International Brian Kriftcher William Ackman / Gotham Partners Supan Technologies Christopher Tuzzo Triangle Industries / Nelson Peltz Asian CERC Mark Sonnino Summit Asset Management LLC Gabriel Nechamkin NWI Management LP Lief Rosenblatt Cablevision Systems Corporation Satellite Fund Management LLC Westfield Capital Management Vahe A Sarkissian Matthew Deschamps William Albert Muggia Integrated Process Equipment Corporation aka IPEC Paul Pejman Touradji Catequil Asset Management LP now known as Touradji Capital Management LP Superwave Technology Noel Flynn Park Street Capital LLC Materials Research Corporation Pegasus Wireless Veeco Instruments Robert Gary Segel NewSun Technology Megasol Corporation Stephen Shapiro Satellite Advisors LLC
Requested Date
11/7/2006 10/29/2006 10/29/2006 10/29/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/8/2006 11/7/2006 11/7/2006 11/8/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006 11/7/2006
Closed Date
12/4/2006 4/17/2007 8/27/2007 11/9/2006 11/8/2006 11/9/2006 11/9/2006 11/9/2006 2/29/2008 1/11/2007
Final Disposition
Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part RTA NIF NIF NIF NIF NIF NIF FEE;NIF NIF
Exemption Cited
11/21/2006 Other Reasons 11/29/2006 Denied in full 11/17/2006 Other Reasons 11/17/2006 Other Reasons 11/28/2006 Other Reasons 11/29/2006 Other Reasons 11/17/2006 Other Reasons 11/17/2006 Other Reasons 11/8/2006 Other Reasons
(b)(7)(A);NIF (b)(7)(A) NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
12/19/2006 Other Reasons 11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/30/2006 Other Reasons 11/30/2006 Other Reasons 11/30/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/9/2006 12/8/2006 5/30/2007 Other Reasons Other Reasons Granted in full -
Request ID
Requester Name
Huang, William Huang, William Taylor, Jack Sengstack, Michele Lichtcsien, Susan Sengstack, Michele Lichtcsien, Susan Gavin, J. Patrick Miller-Howard, Adam DePeau, Andrew Lanier, Kristi Costello, Maureen DePeau, Andrew Braswell, Kim Braswell, Kim Braswell, Kim Costello, Maureen Braswell, Kim Sengstack, Michele Braswell, Kim Sengstack, Michele Braswell, Kim Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Graham, Joseph Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Sengstack, Michele Brooks, Robert Gavin, J. Patrick Sengstack, Michele Ruiz, Carolyn Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Otanez, Marty Sengstack, Michele
Organization
EACM Advisors LLC EACM Advisors LLC TR&I Taylor Research and Investigations International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC SEC Insight Analysis Group Inc Cotal Systems, Inc. deCODE Genetics Inc International Business Research Cotal Systems, Inc. Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC International Business Research Greenwich-Van Advisors, LLC International Business Research Greenwich-Van Advisors, LLC International Business Research Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC SEC Insight SEC Insight International Business Research SEC Insight International Business Research The University of Alabama SEC Insight International Business Research Richardson Patrick Westbrook & Rickman LLC SEC Insight International Business Research International Business Research
Request Description
Satellite Overseas Fund Ltd Satellite Asset Management LP CAC Capital Corporation Verne Mendel Ltd William A Ackman Verne Mendel Medical Corp Pershing Square Capital Management LP Ligand Pharmaceuticals Inc Metromedia Fiber Networks Jeffrey L Gendell FOIA request David H Harkness Tontine Capital Management Litchfield Capital Partners II LP Litchfield Capital Master Fund Ltd Litchfield Capital Group LLC Barry S Holt Litchfield Capital Partners LP Associated Aircraft Manufacturing and Sales Inc Litchfield Atlantic Fund Ltd AAMSI Litchfield Capital Management LLC ManTech International Corp Chad P Yonker Medco Health Solutions Inc 07-00197-FOIA Dentsply International Inc Francis B Barker Media Technologies Ltd Military Electronics Corp National Securities Clearing Corporation Services Acquisition Corp International Michael A Murphy Callable Certificates of Deposit and Deposit Notes Moodys Corp AA LSI Avionics Inc Precision Defense Products Inc
Requested Date
11/7/2006 11/7/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/7/2006 11/8/2006 11/9/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 10/30/2006 11/8/2006 11/8/2006 11/8/2006 11/8/2006 11/2/2006 11/8/2006 11/8/2006 11/1/2006 11/8/2006 11/8/2006 11/8/2006 11/3/2006 11/8/2006
Closed Date
11/9/2006 1/30/2007 2/6/2008 -
Final Disposition
Other Reasons Denied in full Other Reasons NIF (b)(7)(A)
Exemption Cited
(b)(4);(b)(8) NIF NIF NIF NIF (b)(7)(A) WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF;RTW;WIT WIT NIF (b)(7)(A) NIF WIT CAN WIT NIF NIF (b)(7)(A) NIF
11/13/2006 Other Reasons 11/13/2006 Other Reasons 11/14/2006 Other Reasons 1/11/2007 Denied in full 12/11/2006 Other Reasons 11/16/2006 Other Reasons 11/27/2006 Granted in full 11/30/2006 Other Reasons 11/16/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/16/2006 Other Reasons 11/28/2006 Other Reasons 11/21/2006 Other Reasons 11/28/2006 Other Reasons 11/21/2006 Other Reasons 11/28/2006 Other Reasons 1/10/2008 11/9/2006 1/10/2008 3/29/2007 Other Reasons Other Reasons Other Reasons Granted in full
12/11/2007 Other Reasons 11/17/2006 Other Reasons 11/20/2006 Denied in full 11/29/2006 Other Reasons 1/17/2008 3/21/2008 2/29/2008 Other Reasons Other Reasons Other Reasons
11/15/2006 Other Reasons 11/13/2006 Other Reasons 12/18/2006 Denied in full 11/13/2006 Other Reasons
Center for Tobacco Control Research & Education Universal Corporation International Business Research Peter J Beaulieu
Request ID
Requester Name
Sengstack, Michele Welsh, Gary Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Mierzejewski, Mark Braswell, Kim Braswell, Kim DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Braswell, Kim Braswell, Kim Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gavin, J. Patrick Braswell, Kim Gosa, Matt Lynch, Megan Lynch, Megan Gavin, J. Patrick Braswell, Kim Gosa, Matt Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Braswell, Kim Gosa, Matt Costello, Maureen Lievick, Sarah Mierzejewski, Mark Gavin, J. Patrick Braswell, Kim Costello, Maureen
Organization
International Business Research PricewaterhouseCoopers LLP International Business Research International Business Research SEC Insight Check Fund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC Check Fund Manager LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC International Business Research Kasowitz Benson Torres & Friedman LLP Check Fund Manager LLC SEC Insight Greenwich-Van Advisors, LLC International Business Research
Request Description
St Augustine Avionics Inc Examination Brochure National Association of Aircraft and Communications Suppliers Inc NAACS Southwest Airlines Co Daniel J Barker Olympus Capital Mangement Olympus Capital LLP Colin Jonathan Smith Deephaven Capital Management Hewlett Packard Co Man Investments John Michael Kelly MPC Pilgrim Fund LP MPC Pilgrim Fund Inc Invicta General Partner Ltd Invicta Chikara Japan Fund LP Invicta Chikara Japan Fund Limited Invicta Chikara Master Fund Limited Invicta Investment Management Ltd Invicta Investment Manager LLP PerkinElmer Inc Andrew Ballard Simon Charles Richard Donne Daniel Bernard Zwirn D B Zwirn and Co LP Raytheon Company MPC Investors Limited Ramiz Husan Joshua Solan Apis Capital Advisors LLC SpectraLink Corp The Candela Fund Limited Tom Capasse U and I Technology Inc Jerry Treppel Stephen A Feinberg SurModics Inc Anthony Joseph McCarthy The Hinditron Group of Companies
Requested Date
11/8/2006 11/7/2006 11/8/2006 11/8/2006 11/8/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/10/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/10/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/10/2006 11/9/2006 11/9/2006 11/9/2006 11/9/2006 11/10/2006 11/9/2006 11/9/2006 11/10/2006 11/9/2006 11/10/2006 11/9/2006 11/10/2006 11/10/2006 11/9/2006 11/10/2006 11/10/2006 11/9/2006 11/10/2006
Closed Date
1/9/2007
Final Disposition
NIF NIF NIF WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Granted in full
Exemption Cited
11/16/2006 Other Reasons 11/17/2006 Other Reasons 11/17/2006 Other Reasons 1/22/2008 Other Reasons 11/17/2006 Other Reasons 11/17/2006 Other Reasons 11/17/2006 Other Reasons 11/28/2006 Other Reasons 1/22/2008 Other Reasons -
11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/14/2006 Other Reasons 11/16/2006 Other Reasons 11/16/2006 Other Reasons 11/16/2006 Other Reasons 11/16/2006 Other Reasons 11/20/2006 Other Reasons 11/20/2006 Other Reasons 4/19/2007 Other Reasons 11/16/2006 Other Reasons 11/16/2006 Other Reasons 11/16/2006 Other Reasons 12/15/2006 Denied in part 11/30/2006 Denied in full 11/22/2006 Other Reasons 11/22/2006 Other Reasons 11/22/2006 Other Reasons 11/22/2006 Other Reasons 1/17/2008 Other Reasons 11/29/2006 Other Reasons 11/29/2006 Other Reasons 11/29/2006 Other Reasons 3/30/2007 2/1/2008 Other Reasons Other Reasons
(b)(7)(A);NIF (b)(7)(A) NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF;WIT NIF NIF
Request ID
Requester Name
Gosa, Matt Jeffries, Jeff Mierzejewski, Mark Braswell, Kim Gavin, J. Patrick Gosa, Matt Walters, Barry Braswell, Kim Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Braswell, Kim Braswell, Kim Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cohan, William Cohan, William Harrison, Richard Harrison, Richard Harrison, Richard Malinowski, Thomas Molenda, David Harrison, Richard Harrison, Richard Harrison, Richard Conover, Becky Conover, Becky Harrison, Richard King & Spalding
Organization
Greenwich Alternative Investments, LLC Check Fund Manager LLC Greenwich-Van Advisors, LLC SEC Insight Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC SEC Insight SEC Insight Check Fund Manager LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight SEC Insight SEC Insight Greenwich-Van Advisors, LLC SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Wolters Kluwer Law & Business Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. Jack Ross
Request Description
AFC Enterprises Inc George L Noble MSG & Partners (CI) Limited Stellant Inc MD Strass FinStrat Waterfall Holdings LLC RSA and Secure ID Tokens John Kevin Barden Westbank Corp Amis Holdings Inc Noble Partners LP Waterfall Asset Management LLC Waterfall Management LLC Waterfall Eden Master Fund Ltd Waterfall Eden Fund LP Waterfall Eden Fund Ltd Candela Fund Limited Jeffrey Michael Atherton Pitney Bowes Inc Procter & Gamble Co Pactiv Corp Dominic John McEwan Revlon Inc Secure Computing Corp Praxair Inc David Wittig Douglas Lake Logistics Division Glamis Gold Ltd AnorMED Inc Riva Ridge Capital Management LP Peter G Berlute Yak Communications Inc Cambior Inc Aspenbio Inc SB-2 File # 333-137504 NewAlpha Advisers aka New Alpha Advisers NewAlpha Participations aka New Alpha Participations C-Chip Technologies Corp SB-2 File # 333136608
Requested Date
11/10/2006 11/6/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/9/2006 11/9/2006 11/9/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/9/2006 11/10/2006 11/9/2006 11/9/2006 11/9/2006 11/10/2006 11/9/2006 11/9/2006 11/9/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006
Closed Date
Final Disposition
NIF FEE;NIF NIF NIF;WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT WIT NIF NIF
Exemption Cited
11/16/2006 Other Reasons 11/28/2006 Granted in full 11/30/2006 Other Reasons 11/30/2006 Other Reasons 11/19/2007 Other Reasons 11/30/2006 Other Reasons 12/5/2006 12/5/2006 2/1/2008 Granted in full Other Reasons Other Reasons 11/28/2006 Other Reasons
11/28/2006 Other Reasons 11/30/2006 Other Reasons 11/30/2006 Other Reasons 11/29/2006 Other Reasons 11/30/2006 Other Reasons 11/29/2006 Other Reasons 11/15/2006 Other Reasons 11/21/2006 Other Reasons 12/17/2007 Other Reasons 12/17/2007 Other Reasons 12/17/2007 Other Reasons 11/15/2006 Other Reasons 9/27/2007 9/27/2007 10/3/2007 1/17/2008 4/16/2007 Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons
(b)(2);(b)(5);(b)(7)(C);NIF NIF NIF WIT WIT NIF NIF NIF RTW NIF NIF WIT
Request ID
Requester Name
Harrison, Richard Harrison, Richard Conover, Becky Gavin, J. Patrick Harrison, Richard Harrison, Richard Conover, Becky Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Braswell, Kim Gavin, J. Patrick Gosa, Matt Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Conover, Becky Malinowski, Thomas Harrison, Richard Harrison, Richard Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Gavin, J. Patrick Silver, Scott Conover, Becky Harrison, Richard Harrison, Richard Gavin, J. Patrick Conover, Becky Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors, LLC SEC Insight Greenwich Alternative Investments, LLC CheckFund Manager LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight Blum & Silver, LLP EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Evans & Sutherland Computer Corp S-2 File # 333-137637 Community Bancshares Inc / DE Benjamin N Cooke Student Loan Corp MGCC Investment Strategies Inc S-1 File # 333135250 E Com Technologies Corp SB-2 File # 333136898 Eric J Bonnet Sun Healthcare Group Inc Kirshner Entertainment & Technologies Inc SB-2 File # 333-131666 KBW Inc S-1 File # 333-136509 Apex Silver Mines Ltd S-3 File # 333-134912 John Innes Silicon Laboratories Inc Chikara Japan Fund Ltd Glacier Bay Capital LLC Cerberus Capital Management LLC TALX Corp Christophe Bourret Stephen Harris Golden Investors Real Estate Trust S-3 File # 333137699 Navidec Inc SB-2 File # 333-126934 Adobe Systems Inc Stratton Street PCC Limited-HX2 Fund Stratton Street Capital CI Ltd Stratton Street Capital LLP Stratton Street PCC Limited Price T Rowe Group Inc Gary J Gross Nicolas Gomart Drugmax Inc S-3 333-136858 Simplagene USA Inc SB-2 333-136512 Ultimate Software Group Inc ADI Participations SA Bravo Foods International Corp SB-2 333-130535 Dearborn Bancorp Inc MI S-3 333-137542 RJ Reynolds Tobacco Holdings Inc S-4 333137773
Requested Date
11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/9/2006 11/10/2006 11/9/2006 11/10/2006 11/10/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/10/2006 11/6/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006
Closed Date
Final Disposition
WIT WIT NIF NIF;WIT WIT WIT NIF WIT WIT WIT WIT NIF NIF;RTW NIF NIF NIF (b)(7)(A) NIF WIT WIT NIF NIF NIF NIF NIF;WIT NIF NIF WIT WIT WIT NIF RTW WIT WIT
Exemption Cited
12/21/2007 Other Reasons 4/16/2007 1/10/2008 1/10/2008 1/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons
11/15/2006 Other Reasons 11/16/2006 Other Reasons 11/20/2006 Other Reasons 11/20/2006 Other Reasons 8/8/2007 3/12/2008 1/2/2008 1/22/2008 Denied in part Granted in full Other Reasons Other Reasons 11/30/2006 Other Reasons
11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 2/1/2008 Other Reasons 11/17/2006 Other Reasons 11/28/2006 Other Reasons 4/16/2007 2/7/2008 Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Barr, Evan Mierzejewski, Mark Harrison, Richard Mierzejewski, Mark Edwards, Mark Edwards, Mark Conover, Becky Gavin, J. Patrick SEC Insight
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Steptoe & Johnson LLP Check Fund Manager LLC Global Securities Information, Inc. Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. EACM Advisors LLC SEC Insight
Request Description
Vector Group Ltd Medcath Corp S-3 333-137756 American Energy Group Ltd SB-2 333-136312 Phase III Medical Inc DE S-1 333-137045 Mexican Petroleum F-4 333-136674 Plains All American Pipeline LP Steakhouse Partners Inc Perfectdata Corp Enzon Pharmaceuticals Inc Citizens First Corp Debt Resolve Inc SB-2 333-135911 Richardson Electronics Ltd DE S-1 333-125254 Barnabus Entertainment Ltd SB-2 333-136987 Vital Images Inc S-3 333-137237 MBNA America BK Nat Assoc MBNA Master Credit Trust II S-3 333-136122 Smart Video Technologies Inc S-1 333-137034 Key Consumer Receivables LLC S-3 333-135860 Allion Heathcare Inc Paincare Holdings Inc Applied Digital Solutions Inc Brookfield Homes Corp Ford Motor Co Legg Mason Partners Variable Portfolios III Inc N14 333-138415 Legg Mason Partners Income Funds N-14 333138416 American Century Mutual Fund Inc N-14 333138467 American Century Quantitative Equity Funds Inc N-14 333-138470 Hugo Salvador Villa Manzo aka Hugo Villa Greenlight Capital PFI Holdings Corp S-1 333-136913 David M Einhorn Vertex Pharmaceuticals Inc 10Q Vertex Pharmacueitcals Inc 10Q Eureka Strategic First Consulting Group Inc
Requested Date
11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/13/2006 11/15/2006 11/15/2006 11/13/2006 11/15/2006 11/6/2006 11/6/2006 11/14/2006 11/14/2006
Closed Date
2/11/2008 4/16/2007 2/11/2008 2/11/2008 4/16/2007 4/16/2007 1/29/2008 8/27/2007 2/29/2008 1/10/2008
Final Disposition
NIF;WIT WIT WIT WIT WIT WIT WIT WIT WIT DUP CAN;DUP DUP RTW WIT WIT WIT WIT WIT NIF NIF WIT NIF WIT Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons
Exemption Cited
11/17/2006 Granted in full 11/20/2006 Other Reasons 11/17/2006 Other Reasons 11/20/2006 Other Reasons 10/10/2007 Granted in full 1/10/2007 1/29/2008 Other Reasons Other Reasons
12/28/2007 Other Reasons 12/28/2007 Other Reasons 12/5/2007 12/5/2007 6/13/2007 1/17/2007 6/13/2007 6/13/2007 4/23/2007 1/17/2008 11/8/2007 4/17/2007 1/22/2008 Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons
Request ID
Requester Name
Edwards, Mark Kiernan, Cortney Edwards, Mark Mierzejewski, Mark Edwards, Mark Harrison, Richard Gosa, Matt Mierzejewski, Mark Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Harrison, Richard Conover, Becky Harrison, Richard Gavin, J. Patrick Harrison, Richard Conover, Becky Gavin, J. Patrick Harrison, Richard Conover, Becky Conover, Becky Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard King, Anthony Conover, Becky Harrison, Richard Conover, Becky Gavin, J. Patrick Kiernan, Cortney Harrison, Richard Skelley, Lynne Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen
Organization
Recombinant Capital Inc. CheckFund Manager LLC Recombinant Capital Inc. Check Fund Manager LLC Recombinant Capital Inc. Global Securities Information, Inc. Greenwich Alternative Investments, LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC Global Securities Information, Inc. EACM Advisors LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. EACM Advisors LLC SEC Insight Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. EACM Advisors LLC Global Securities Information, Inc. EACM Advisors LLC SEC Insight CheckFund Manager LLC Global Securities Information, Inc. Federal Source, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research
Request Description
Vertex Pharmaceuticals Inc 10Q John Christopher Hockin Vertex Pharmaceuticals Inc 10Q Steven Bardack Vertex Pharmaceuticals Inc 10Q Pioneer Series Trust IV N-1A 333-138560 Zazove Offshore High Yield Convertible Fund Ltd Strata Capital Management LP David (Michael) Williams John O Sullivan Gamco Investors Inc et al John (Joseph) Comerford The Blackstone Group LP Emily Marty Price Watson Pharmaceuticals Inc HNI Corp Banc Corp Vivek (Michael) Mathias UCBH Holdings Inc Companhia Vale do Rio Doce Dermot Andrew Keane Michael (Geoffrey) Whitehouse Genzyme Corp Harrahs Entertainment Inc Bank Holdings Vitesse Semiconductor Corp Goldcorp Inc Small Businesses Plexus Partners Regions Financial Corp Plexus Management Ltd Encore Wire Corp Whitney & Co LLC Iamgold Corp Contract # SECHQ106C0045 to Keane Federal Systems Andrx Corp DE PowerShares Global Exchange Traded Fund Trust N-1A File # 333-138490 Community Land Company Community Bank Foundation
Requested Date
11/6/2006 11/14/2006 11/6/2006 11/14/2006 11/6/2006 11/13/2006 11/14/2006 11/14/2006 11/14/2006 11/14/2006 11/14/2006 11/14/2006 11/13/2006 11/14/2006 11/13/2006 11/14/2006 11/13/2006 11/14/2006 11/14/2006 11/13/2006 11/14/2006 11/14/2006 11/13/2006 11/13/2006 11/13/2006 11/14/2006 11/13/2006 11/7/2006 11/14/2006 11/13/2006 11/14/2006 11/14/2006 11/14/2006 11/13/2006 11/14/2006 11/13/2006 11/13/2006 11/15/2006 11/15/2006
Closed Date
1/8/2008 -
Final Disposition
NIF NIF DUP NIF NIF NIF NIF NIF;WIT NIF NIF NIF RTW NIF;WIT NIF NIF;WIT WIT NIF NIF WIT RTW WIT WIT WIT NIF WIT NIF WIT NIF DUP NIF (b)(4) NIF NIF
Exemption Cited
11/20/2006 Other Reasons Granted in full 11/20/2006 Other Reasons 12/12/2006 Other Reasons 3/20/2008 Granted in full 11/16/2006 Other Reasons 11/16/2006 Other Reasons 2/7/2008 1/10/2008 3/10/2008 Other Reasons Other Reasons Other Reasons 11/16/2006 Other Reasons 12/18/2006 Other Reasons 12/28/2006 Other Reasons 12/12/2006 Other Reasons 11/19/2007 Other Reasons 12/12/2006 Granted in full 11/28/2006 Other Reasons 2/1/2008 1/29/2008 Other Reasons Other Reasons
12/12/2007 Other Reasons 12/28/2007 Other Reasons 2/7/2008 1/17/2008 Other Reasons Other Reasons 11/15/2006 Other Reasons 11/15/2006 Other Reasons 11/27/2006 Other Reasons 12/12/2006 Other Reasons 3/14/2008 4/15/2007 Other Reasons Denied in full
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Sultan, Christina Gavin, J. Patrick Lynch, Megan Braswell, Kim Costello, Maureen Whitaker, Matthew Gore, Sandra Costello, Maureen Whitaker, Matthew Costello, Maureen Costello, Maureen Whitaker, Matthew Costello, Maureen Costello, Maureen Whitaker, Matthew Costello, Maureen Costello, Maureen Lynch, Megan Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research Sultan & Comapny SEC Insight CheckFund Manager LLC Greenwich-Van Advisors, LLC International Business Research WestLaw CourtExpress James Mintz Group International Business Research WestLaw CourtExpress International Business Research International Business Research WestLaw CourtExpress International Business Research International Business Research WestLaw CourtExpress International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Cotal Systems, Inc. Cotal Systems, Inc.
Request Description
Community Bank Community Investment Corporation V. Charles Jackson Charles V Jackson George D Oppenheimer Avis Budget Group Inc Tudor Investment Corporation John Hugh Innes SONY High Definition Facilities Inc McAfee Inc Bernard Salick Tibbett & Britten Group - Americas Eric G. Borrmann WebMD Business Services The Athenaeum Fund Evan S Collins The Boston Safe Deposit and Trust Company of California Continental Illinois National Bank and Trust Terry W Davis Lipper & Co Trendata Resources Corporation John Raymond Torell IV Electrocel Technology Systems Richard W Dalbeck Abiomed Inc Manhattan Entertainment Group Inc Manhattan Entertainment Group LLC Manhattan Entertainment Group Inc First South Bancorp Inc Southern California Gas Gubers Peters Entertainment United International Pictures Mellon Financial Group Mellon Bank N A General Communication Inc Commercial Capital Bank Commercial Capital Bancorp of Irvine Peapack Gladstone Financial Corp Balyasny Asset Management LP Dmitry Balyasny
Requested Date
11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/6/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/14/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006 11/15/2006
Closed Date
Final Disposition
NIF NIF NIF NIF WIT CAN NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF;WIT NIF NIF
Exemption Cited
11/17/2006 Other Reasons 11/17/2006 Other Reasons 11/17/2006 Other Reasons 6/5/2007 1/18/2008 Other Reasons Other Reasons Other Reasons
11/27/2006 Other Reasons 11/21/2006 Other Reasons 12/21/2006 Denied in full 12/4/2006 Other Reasons 11/24/2006 Other Reasons 12/15/2006 Denied in full 12/19/2006 Other Reasons 3/20/2008 3/6/2008 3/6/2008 Other Reasons Other Reasons Other Reasons 11/22/2006 Denied in full
11/30/2006 Other Reasons 11/30/2006 Other Reasons 11/30/2006 Other Reasons 10/3/2007 Other Reasons 11/22/2006 Other Reasons 11/22/2006 Other Reasons 11/22/2006 Other Reasons 1/30/2008 12/4/2006 12/4/2006 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Costello, Maureen Clydesdale, John Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sheby, Matthew DePeau, Andrew DePeau, Andrew Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Schwartz, Gilbert Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Sengstack, Michele Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight
Organization
International Business Research International Business Research Codex Finance Limited International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Schwartz & Ballen LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Lithia Motors Inc KFT Partners LP Christian Video Licensing International Ltd Heron Asset Management and Bevex Inc Council of Federal Home Loan Banks MCSi Corp Beacon Roofing Supply Inc Emeritus Corporation Lojack Corp Playboy Enterprises Inc QAD Inc DTS Inc 10-Q Thomas M Fitzgerald Longbow Capital Managment Pennant Capital Management LLC Alan Fournier Sharper Image Corporation Sabre Style Arbitrage Fund LP Sabre Style Arbitrage Fund Ltd Sabre Fund Management Ltd Hector Communications Corp Jed Oil Inc F-3 File # 333-136180 Bank Holdings Yak Communications Inc Logistics Division Harrahs Entertainment Inc Thermage Inc S-1 File 333-136501 Office of Compliance Inspections and Examinations The Blackstone Group LP Encore Medical Corp Chesapeake Utilities Corp S-3 File # 333-135602 Westfield Financial Inc S-1 File # 333-137024 Datacore Inc Western Sizzlin Corp S-3 File # 333-137222 Allion Healthcare Inc Paincare Holdings Inc Applied Digital Solutions Inc Brookfield Homes Corp
Requested Date
11/15/2006 11/15/2006 11/15/2006 11/14/2006 11/15/2006 11/15/2006 11/16/2006 11/16/2006 11/16/2006 11/16/2006 11/16/2006 11/13/2006 11/16/2006 11/16/2006 11/16/2006 11/16/2006 11/16/2006 11/17/2006 11/17/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 10/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006
Closed Date
Final Disposition
NIF;RTW NIF NIF NIF NIF WIT WIT NIF;WIT WIT WIT NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF RTW;WIT DUP DUP DUP DUP RTW DUP WIT WIT NIF WIT WIT DUP DUP DUP
Exemption Cited
12/12/2007 Other Reasons 11/28/2006 Other Reasons 12/6/2006 9/28/2007 Other Reasons Other Reasons 11/21/2006 Other Reasons 11/30/2006 Other Reasons 11/22/2006 Other Reasons 11/22/2006 Other Reasons 11/22/2006 Other Reasons 12/5/2007 4/16/2007 Other Reasons Other Reasons
11/20/2006 Other Reasons 11/20/2006 Other Reasons 11/20/2006 Other Reasons 11/20/2006 Other Reasons 3/10/2008 Other Reasons -
11/20/2006 Other Reasons 12/20/2007 Other Reasons 3/11/2008 4/16/2007 Granted in full Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Szele, George Gosa, Matt Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Lynch, Megan Lynch, Megan Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Goldsmith, Barry Lichtcsien, Susan Lichtcsien, Susan Kiernan, Cortney Kiernan, Cortney Kiernan, Cortney
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Independent Asset Management LLC Greenwich Alternative Investments, LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Gibson Dunn & Crutcher LLP CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Ford Motor Co
Request Description
Legg Mason Partners Variable Portfolios III Inc N14 File # 333-138415 Sea Carriers Dan Jelicic CNB Bancorp Inc VA SB-2 333-137698 Southern Power Co S-3 333-134219 IPayment Inc S-4 333-135959 Metabolix Inc S-1 333-135760 Soundpost Capital LP Capella Education Co S-1 333-124119 Rubincon Ventures Inc S-1 333-136586 Adcare Health Systems Inc SB-2 333-131542 Kana Software Inc S-1 333-137224 Clint Derek Coghill Coghill Capital Management Powerhouse Technologies Group Inc SB-2 333137434 Conectisys Corp SB-2 333-137204 Investors Real Estate Trust S-3 333-137699 Republic Property Trust Banc Corp Community Bancshares Inc DE Regions Financial Corp Amsouth Bancorporation DCP Midstream Partners LP Companhia Vale do Rio Doce Inco Ltd American Century Mutual Funds Inc N-14 333138467 American Century Quantitative Equity Funds Inc N-14 333-138470 PowerShares Global Exchange Traded Fund Trust N-1A 333-138490 Iamgold Corp Fairfax Financial Holdings George E Hall Clinton Group BroadStreet Capital Partners Shengbei Guo DB Advisors LLC
Requested Date
11/20/2006 11/20/2006 7/11/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/17/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/17/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006
Closed Date
Final Disposition
DUP DUP NIF WIT WIT WIT NIF RTW RTW RTW RTW NIF NIF WIT WIT DUP NIF;WIT DUP DUP DUP WIT WIT DUP NIF DUP DUP DUP NIF NIF FEE NIF NIF NIF
Exemption Cited
11/20/2006 Other Reasons 11/20/2006 Other Reasons 3/24/2008 2/14/2008 4/16/2007 1/17/2008 1/9/2007 4/11/2007 4/11/2007 4/11/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/23/2006 Other Reasons 11/23/2006 Other Reasons 11/23/2006 Other Reasons 1/10/2008 1/10/2008 12/4/2006 12/4/2006 12/7/2006 12/7/2006 12/7/2006 3/21/2008 12/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Malinowski, Thomas Conover, Becky Harrison, Richard Gavin, J. Patrick Conover, Becky Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Conover, Becky Mierzejewski, Mark Conover, Becky Gavin, J. Patrick Mayo, Sheldon Lynch, Megan Gavin, J. Patrick Harrison, Richard Lynch, Megan Conover, Becky Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Harrison, Richard Lynch, Megan Gavin, J. Patrick Harrison, Richard Malinowski, Thomas Schleinkofer, Raymond Perger, Lynette
Organization
Cotal Systems, Inc. EACM Advisors LLC Global Securities Information, Inc. SEC Insight EACM Advisors LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC Check Fund Manager LLC EACM Advisors LLC SEC Insight CheckFund Manager LLC SEC Insight Global Securities Information, Inc. CheckFund Manager LLC EACM Advisors LLC Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. CheckFund Manager LLC SEC Insight Global Securities Information, Inc. Cotal Systems, Inc. Verdis Wealth Management Greenwich-Van Advisors LLC Brian James
Request Description
Pequot Capital Management Inc Cache Inc S-3 File # 333-134435 Legg Mason Inc Matthew Turner Collagenex Pharmaceuticals Inc S-3 File # 333131655 Wal-Mart Stores Inc Amerisafe Inc S-1 File # 333-137583 Hansen Medical Inc S-1 File # 333-136685 Luke (James) Lynch William Gunlicks Brendan Macmillan AT&T Corp Information on Mutual Funds, Annuities, Stocks and Bonds Deerfield Management Company LP Comverse Technology Inc Whitney Information Network Inc S-1 333130964 James Edward Flynn William Christopher Nicholas Apex Wealth Enterprises Ltd S-4 333-137752 Founding Partners Capital Management Co Inc MeadWestvaco Corporation Torch Executive Services Ltd SB-2 333-131032 Oceanwood Capital Services Oceanwood Capital Oceanwood Global Opportunities Oceanwood General Partner Dennis Follmer Christopher Reginald Gate Pogo Producing Co S-4 333-136926 Treesdale Partners LLC Eddie Bauer Holdings Inc Nymex Holdings Inc S-1 333-135800 Peter A Labon Greg Houser Joshua B Parker
Requested Date
11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/16/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/21/2006 11/21/2006
Closed Date
2/11/2008 1/29/2008 12/8/2006 -
Final Disposition
NIF WIT WIT NIF NIF NIF;RTW WIT NIF NIF NIF
Exemption Cited
11/28/2006 Other Reasons Other Reasons Other Reasons Other Reasons
12/21/2006 Other Reasons 1/5/2007 Granted in full 12/28/2007 Other Reasons 11/27/2006 Other Reasons 8/1/2007 Denied in part 11/30/2006 Other Reasons 11/21/2006 Other Reasons 11/27/2006 Other Reasons 1/17/2008 6/5/2007 4/11/2007 12/5/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF RTO NIF (b)(7)(A);WIT WIT NIF RTW NIF;RTW WIT NIF NIF NIF NIF NIF NIF WIT NIF WIT WIT NIF NIF NIF
12/21/2007 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 11/27/2006 Other Reasons 12/6/2006 12/6/2006 4/16/2007 12/5/2007 1/2/2008 12/7/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Schleinkofer, Raymond Lynch, Megan Downs, Travis Edwards, Mark Lichtcsien, Susan Perger, Lynette Lichtcsien, Susan Perger, Lynette Perger, Lynette Gavin, J. Patrick Perger, Lynette Perger, Lynette Perger, Lynette Gavin, J. Patrick Perger, Lynette Cohen, Raymond Gavin, J. Patrick Mierzejewski, Mark Edwards, Mark Perger, Lynette Edwards, Mark Gavin, J. Patrick Perger, Lynette Morales, Eduardo Mierzejewski, Mark Valentini, Francesco Gordon, James DePeau, Andrew Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Edwards, Mark Edwards, Mark Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick
Organization
Verdis Wealth Management CheckFund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP Recombinant Capital Inc. CheckFund Manager LLC Greenwich-Van Advisors LLC CheckFund Manager LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC Greenwich-Van Advisors LLC SEC Insight Greenwich-Van Advisors LLC SEC Insight Check Fund Manager LLC Recombinant Capital Inc. Greenwich-Van Advisors LLC Recombinant Capital Inc. SEC Insight Greenwich-Van Advisors LLC Check Fund Manager LLC American Administration Services Co Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight
Request Description
Lantz Stringham G Granger MacDonald NVIDIA Corporation VimRx Pharmaceuticals Inc now called Nexell Therapeutics North Run Capital Gargoyle Paired Equity LP Todd Benjamin Hammer Gargoyle Hedged Value CI Fund Ltd Gargoyle Hedged Value Fund LP TCF Financial Corp Charles Goodgal Gargoyle Hedged Value QP Fund LP Gargoyle Asset Management LLC Princeton Review Inc Phillip S Martin New York Stock Exchange MGP Ingredients Inc Galtere International Fund V I Technologies Inc aka Panacos Pharmaceuticals Bruce T Rogoff V I Technologies Inc aka Panacos Pharmaceuticals Manpower Inc Alan L Salzbank NME Global LLC and or PhoenixSurf Renee Haugerud Division of Enforcement Data Administrative Proceeding File Number 3-12432 Lone Pine Capital LLC Kulicke & Soffa Industries Inc Cleburne Villas Developers LLC Louisiana Pacific Corp Vical Inc Vical Inc Ulrich Witting Computer Horizons Corporation David Riddell Hercules Inc
Requested Date
11/21/2006 11/21/2006 11/21/2006 11/13/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/3/2006 11/21/2006 11/21/2006 11/13/2006 11/21/2006 11/13/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 10/31/2006 11/21/2006 11/21/2006 11/21/2006 11/21/2006 11/13/2006 11/13/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006
Closed Date
12/7/2006 12/7/2006 2/11/2008
Final Disposition
Other Reasons Granted in full Other Reasons NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF;RTW NIF NIF NIF NIF WIT NIF CAN NIF (b)(7)(A) NIF NIF;WIT NIF WIT NIF NIF;WIT NIF NIF;RTW
Exemption Cited
11/28/2006 Other Reasons 12/15/2006 Granted in full 11/28/2006 Other Reasons 12/15/2006 Other Reasons 12/15/2006 Other Reasons 2/1/2008 Other Reasons 11/29/2006 Other Reasons 12/15/2006 Other Reasons 12/15/2006 Other Reasons 1/10/2008 6/5/2007 1/5/2007 11/7/2007 Other Reasons Other Reasons Other Reasons Other Reasons 11/30/2006 Other Reasons
11/27/2006 Other Reasons 11/7/2007 1/18/2008 9/25/2007 12/6/2006 1/4/2007 12/4/2006 2/1/2008 Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
11/28/2006 Other Reasons 12/11/2007 Other Reasons 8/28/2007 12/7/2006 Granted in full Other Reasons 12/17/2007 Granted in full 11/19/2007 Other Reasons 11/28/2006 Other Reasons 12/13/2006 Other Reasons
Request ID
Requester Name
Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Flynn-Poppey, Elissa Lynch, Megan Conover, Becky Conover, Becky Bulkey, Chris Conover, Becky Lynch, Megan Conover, Becky DePeau, Andrew Conover, Becky Conover, Becky Conover, Becky Conover, Becky Malinowski, Thomas Conover, Becky Malinowski, Thomas Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky DePeau, Andrew Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Conover, Becky Conover, Becky SEC Insight
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight Mintz, Levin, Cohn, Ferris, Glovsky & Popeo PC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC Technology Research Group EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Kroger Co
Request Description
Alessandro Vittorini Dominic Valder Live Nation Inc Julian Mant Masco Corp Dane O'Dell Stifel Financial Corp ImmunoGen Inc Life Settlement Solutions Ian Harris Antonis Giannopoulos Susan Mathews Brett Carron Larry Alan Simon Martin Tonnby Enso Capital Management LLC Henry "Keith" Decarlucci aka Keith Decarlucci Michael Humphries MKM Longboat Capital Advisors Sagamore Hill EU Holdings Ltd O Francis Biondi aka Ottavio Francis Biondi Jr Rohit Kapur King Street Capital Management John Richard Horseman Horseman Global Fund Horseman European Select Fund Horseman Emerging Market Opportunities Fund Horseman Capital Management Ivory Investment Management LP Dreyfus Premier California Tax Exempt Bond Fund Inc N-14 333-138939 Dreyfus Premier State Municipal Bond Fund N-14 333-138929 Dreyfus Premier New Jersey Municipal Bond Fund Inc N-14 333-198920 Dreyfus General New York Municipal Money Market Fund N-14 333-138941 Mark John Driver Christopher Harrison
Requested Date
11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/24/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/27/2006 11/27/2006
Closed Date
1/22/2008
Final Disposition
NIF WIT NIF WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons
Exemption Cited
12/12/2006 Other Reasons 11/27/2006 Other Reasons 12/12/2007 Other Reasons 11/29/2006 Other Reasons 9/27/2007 2/1/2008 Other Reasons Other Reasons 12/12/2006 Other Reasons 11/29/2006 Granted in full 11/28/2006 Other Reasons 11/28/2006 Other Reasons 12/15/2006 Other Reasons 5/14/2007 Other Reasons 11/30/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 11/28/2006 Other Reasons 12/4/2006 12/4/2006 12/6/2006 Other Reasons Other Reasons Other Reasons
11/30/2006 Other Reasons 11/30/2006 Other Reasons 11/13/2007 Denied in part 11/29/2006 Other Reasons 11/29/2006 Other Reasons 11/29/2006 Other Reasons 11/29/2006 Other Reasons 11/29/2006 Other Reasons 12/7/2006 3/27/2008 12/5/2006 12/4/2006 Other Reasons Granted in full Other Reasons Other Reasons
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Cornforth, Stacey Mierzejewski, Mark Cornforth, Stacey Harrison, Richard Cornforth, Stacey Harrison, Richard Harrison, Richard Harrison, Richard Gatti, Claudio Harrison, Richard Conover, Becky Harrison, Richard Gavin, J. Patrick Harrison, Richard Kiernan, Cortney Brown, Derrell Kiernan, Cortney Conover, Becky Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Gardiner, Ryan Harrison, Richard Harrison, Richard SEC Insight SEC Insight
Organization
Request Description
W H Energy Services Inc Toreador Resources Corp Bernard L Madoff Investment Securities LLC Bernard L Madoff Mitchell A Kuflik Anthony R Clemente Robert J Sobel Evergreen International Trust N-14 333-138784 Peter A Hochfelder Evergreen Fixed Income Trust DE N-14 333138777 Evergreen Municipal Trust DE N-14 333-138792 Dreyfus Cash Managment Plus Inc N-14 333138947 Gaudenzio Roveda Dreyfus Treasury Cash Management N-14 333138945 Russell Grant Clark Dreyfus Government Cash Management Funds N14 333-138946 Sanfilippo John B and Son Inc Dreyfus GNMA Fund N-14 333-138934 Farallon Capital Management LLC U S Bank Thomas Steyer Stephen Clive Roberts Evergreen Select Equity Trust N-14 333-138786 Met Investors Series Trust N-14 333-138829 Evergreen Equity Trust DE N-14 333-138789 General California Municipal Money Market Fund N-14 333-138938 Evergreen Select Fixed Income Trust N-14 333138791 Advantage Funds Inc N-14 333-138942 Symbion Inc CepTor Corp Triple Net Properties LLC Nutech Digital Inc Bluestone Ventures Inc SB-2 333-130900
Requested Date
11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/27/2006 11/28/2006 11/27/2006 11/28/2006 11/28/2006 11/28/2006 11/27/2006 11/28/2006 11/27/2006 11/28/2006 11/27/2006 11/28/2006 11/27/2006 11/20/2006 11/27/2006 11/27/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/27/2006 11/28/2006 11/15/2006 11/28/2006 11/28/2006
Closed Date
2/1/2008 1/10/2008 1/3/2007 1/3/2007 5/10/2007 5/9/2007 5/9/2007 4/16/2007 1/29/2007 4/16/2007
Final Disposition
Other Reasons Other Reasons Denied in part Denied in part Granted in full Granted in full Granted in full Granted in full Other Reasons Granted in full NIF;WIT WIT
Exemption Cited
CheckFund Manager LLC CheckFund Manager LLC SCS Financial Services LLC Check Fund Manager LLC SCS Financial Services LLC Global Securities Information, Inc. SCS Financial Services LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. IL Sole 24 Ore Global Securities Information, Inc. EACM Advisors LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Infoline Inc Global Securities Information, Inc. Global Securities Information, Inc.
(b)(7)(A);NIF (b)(7)(A);NIF NIF NIF NIF WIT NIF NIF NIF RTW;WIT WIT (b)(7)(A) WIT -
11/29/2006 Other Reasons 4/16/2007 1/17/2008 4/16/2007 1/17/2007 3/6/2008 5/23/2007 3/12/2008 5/23/2007 3/11/2008 5/23/2007 3/12/2008 2/1/2008 2/7/2008 3/15/2007 2/7/2008 3/13/2008 Granted in full Other Reasons Granted in full Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Denied in full Other Reasons Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Mierzejewski, Mark Gavin, J. Patrick Harrison, Richard Harrison, Richard Basiak, John Harrison, Richard Harrison, Richard Harrison, Richard Conover, Becky Gavin, J. Patrick Harrison, Richard Harrison, Richard Feffer, Joel Williams, W.S. Harrison, Richard Harrison, Richard Braswell, Kim Braswell, Kim Braswell, Kim Kiernan, Cortney Kiernan, Cortney Gosa, Matt Gavin, J. Patrick Gosa, Matt Malinowski, Thomas Gosa, Matt Anderson, Scott Gosa, Matt Gavin, J. Patrick Gosa, Matt Lynch, Megan Gosa, Matt Lynch, Megan Braswell, Kim Braswell, Kim Gavin, J. Patrick Braswell, Kim
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Lowenstein Sandler PC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Wechsler Harwood LLP Business Decisions Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC CheckFund Manager LLC CheckFund Manager LLC Greenwich Alternative Investments, LLC SEC Insight Greenwich Alternative Investments, LLC Cotal Systems, Inc. Greenwich Alternative Investments, LLC Edward Jones Greenwich Alternative Investments, LLC SEC Insight Greenwich Alternative Investments, LLC CheckFund Manager LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC Actuant Corp
Request Description
Aether Systems Inc S-3 333-137365 Isonics Corp S-3 333-134816 Canaras Capital Management LLC Crosstex Energy Inc M Systems Flash Disk Pioneers Ltd Sandisk Corp Lernout and Hauspie Speech NV Alliance Imaging Inc DE S-3 333-122453 First Solar Holdings LLC S-1 333-135574 Indymac ABS Inc S-3 333-134691 Kirill Ilinski Lubys Inc Monmouth Real Estate Investment Corp S-3 333136896 HSBC Holdings PLC Smith Barney Allocation Series, Inc. 14A EEO investigations HCA Inc TN Exabyte Corp DE WPG Farber Fund LP WPG Farber Partners Fund LP WPG Farber Present Fund LP Highview Capital Management LLC James Randall Park Seligman Tech Spectrum Fund LLC AFLAC Corporation Seligman Tech Spectrum Fund Dwight Walter Anderson Seligman Tech Spectrum Master Fund OnCourse Technologies Inc J W Seligman and Company Incorporated Silicon Graphics Inc Seligman Partners LLC David Alan Boutwell Paul Wick Harbert Management Corporation Robeco USA LLC Robeco USA Inc Zale Corporation Robeco Investment Management
Requested Date
11/28/2006 11/28/2006 11/28/2006 11/27/2006 11/27/2006 11/28/2006 11/28/2006 11/27/2006 11/28/2006 11/28/2006 11/28/2006 11/27/2006 11/27/2006 11/28/2006 11/28/2006 11/27/2006 11/15/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006
Closed Date
6/18/2007 3/12/2008 1/17/2008 1/22/2008 2/6/2008 2/6/2008 2/7/2007 4/11/2007 4/11/2007 4/11/2007 1/17/2008 4/16/2007
Final Disposition
Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF WIT WIT WIT (b)(7)(A) RTW RTW NIF WIT WIT WIT NIF NPF WIT WIT NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF
Exemption Cited
11/30/2006 Other Reasons 11/30/2006 Other Reasons 12/20/2006 Other Reasons 12/19/2006 Other Reasons 12/20/2006 Other Reasons 12/12/2006 Other Reasons 12/20/2006 Other Reasons 12/21/2006 Other Reasons 12/17/2007 Other Reasons 12/6/2006 12/6/2006 12/4/2006 12/4/2006 12/5/2007 12/4/2006 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 12/15/2006 Other Reasons 12/15/2006 Other Reasons
Request ID
Requester Name
Braswell, Kim Mierzejewski, Mark Braswell, Kim Braswell, Kim Mierzejewski, Mark Posner, Sarah Gavin, J. Patrick Braswell, Kim Foster, Dana Braswell, Kim Braswell, Kim Ferrell-Anton, Becky Gavin, J. Patrick Braswell, Kim Braswell, Kim Malinowski, Thomas Braswell, Kim Gavin, J. Patrick Braswell, Kim Esposito, Lauren Foster, Dana Huang, William Huang, William Shore, Steven Huang, William Huang, William Huang, William Huang, William Braswell, Kim Gavin, J. Patrick Braswell, Kim Huang, William Malin, Greg Huang, William Wierzba, Steven Huang, William Huang, William Huang, William
Organization
Greenwich-Van Advisors, LLC Check Fund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Check Fund Manager LLC SEC Insight Greenwich-Van Advisors, LLC Ackerman Link Sartory Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Johnson Pope Bokor Ruppel & Burns LLP SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Cotal Systems, Inc. Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC Ackerman Link Sartory EACM Advisors LLC EACM Advisors LLC Ganfer & Shore, LLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
WPG Farber QP Fund LP Ore Hill Partners LLC WPG Farber Advisers LLC WPG Farber Fund Manager LLC Frederick J Wahl Kingdom Vision Network Inc Vail Resorts Inc Farber Manager LLC Investment Company Act Release Number 17534 Farber Advisors LLC Gerald P Farber Bisys Fund Services Inc Goodyear Tire and Rubber Company WPG Farber Overseas LP WPG Farber Weber Overseas LP Ospraie Management LLC aka Ospraie Group LLC WPG Farber Overseas Fund Ltd Dobson Communication Corporation WPG Farber Overseas Partners Ltd SEC File No HO-784 Blue Chip Stamps Investment Company Act Release No 12888 Hudson Capital Advisors LLC Deborah Mieszala Carl Marks Advisory Group LLC Palisades Investment Partners LLC Peter Lopez Quinn Stills Jordan Floriani Robeco Weiss Peck and Greer Investments FNB Corp Weiss Peck and Greer Investments Michael Petrino Division of Enforcement Quantum Leap Institute LLC OmniVision Technologies Rodney Hagenbuch Gregory Lai Richard Capalbo
Requested Date
11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/20/2006 11/28/2006 11/28/2006 11/17/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/20/2006 11/29/2006 11/29/2006 11/22/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006
Closed Date
12/8/2006
Final Disposition
NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF WIT NIF Other Reasons
Exemption Cited
12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/5/2006 12/7/2006 6/20/2007 12/4/2006 12/4/2006 11/9/2007 1/8/2007 1/10/2007 12/4/2006 12/8/2006 12/6/2006 12/8/2006 12/8/2006 7/19/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
(b)(2);(b)(5);(b)(7)(C);(b)(8) NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF
12/14/2006 12/5/2006 12/5/2006 12/8/2006 12/8/2006 12/5/2006 1/17/2008 3/29/2007 12/6/2006 3/20/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/14/2006 Other Reasons 12/20/2006 Granted in full 12/4/2006 12/7/2006 12/5/2006 Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Huang, William Gavin, J. Patrick Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Huang, William Gavin, J. Patrick Huang, William Dufeal, Nigel Beard, George Quan, Stuart Gonzalez de Frutos, Ubaldo Spence, Michael Conover, Becky Conover, Becky Miller, Kelly Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Conover, Becky Conover, Becky Kiernan, Cortney Mierzejewski, Mark Spence, Michael Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Conover, Becky Mierzejewski, Mark Conover, Becky Conover, Becky Conover, Becky Spence, Michael Gavin, J. Patrick Mierzejewski, Mark Salazar, Diana SEC Insight SEC Insight
Organization
EACM Advisors LLC
Request Description
Affinity Investment Advisors LLC AmSouth Bancorporation Huntington Bancshares Incorporated Jeffrey Randolph Paul Ernst Citizens Banking Corp 3M Company Jordan Jetter Colgate Palmolive Company Robert Ryan Fremont Investment and Loan Form 1-A Filings from January 1999 to the present Whitney Infoirmation Network Inc Accenture SCA Oscodar Investments LLC GLS Capital Management LLC GLS Capital UK LLP Rivet Software Cerner Corporation William J Bush Old National Bancorp GLS Capital Services Ltd GLS Capital Partners LLC Ali Saadatnezhadi Pardus Capital Management L P Jeffrey D Oscodar Providence Service Corp George Allen Weiss Weiss Multi Strategy Advisers LLC Janina Maya Hitchens Donald A Kurz GLS Offshore Global Opportunities Fund Ltd GLS Global Opportunities Fund LP GLS International Advisors Ltd Hanheld Entertainment Inc Lowes Companies Inc Karim Samii James Blackwell Tidelands Oil and Gas Corp
Requested Date
11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/21/2006 11/29/2006 11/30/2006 11/30/2006 12/1/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 12/1/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 12/1/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 12/1/2006 11/30/2006 11/30/2006 11/30/2006
Closed Date
1/4/2007 2/4/2008 12/5/2006 12/5/2007 1/17/2008 12/5/2007 1/17/2007 12/1/2006
Final Disposition
NIF Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
(b)(7)(A);NIF;RTW WIT NIF NIF WIT WIT NIF WIT NIF NIF RPR (b)(7)(A) NIF NIF NIF NIF FEE;RTW NIF NIF;WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF WIT DUP;RTW NIF RPR
EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC Federal Sources Inc SEC Insight International Business Research SEC Insight EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC Check Fund Manager LLC International Business Research SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research SEC Insight Check Fund Manager LLC -
11/30/2006 Other Reasons 11/13/2007 Denied in full 10/1/2007 Other Reasons
12/29/2006 Other Reasons 12/8/2006 12/8/2006 3/5/2008 7/18/2007 Other Reasons Other Reasons Granted in full Other Reasons
12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/17/2007 Other Reasons 12/15/2006 Other Reasons 12/15/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/21/2006 Other Reasons 12/21/2006 Other Reasons 12/21/2006 Other Reasons 11/15/2007 Other Reasons 1/4/2007 12/5/2006 Other Reasons Other Reasons
Request ID
Requester Name
Conover, Becky Gavin, J. Patrick Conover, Becky Mierzejewski, Mark Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Liagre, Jennifer SEC Insight
Organization
EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight -
Request Description
Geoffrey Lloyd Symonds Qualcomm Inc Mark Brown Artemis Capital Partners LLC Roy Ku Superior Industries International Inc Blake Myers Jason Benjamin Rich Abercrombie & Fitch Co Country Wide Home Loans Multiple Vote Blackborad Inc Bright Horizons Family Solutions Inc Chordiant Software Inc AGL Resources Inc Gary Aguirre and Pequot Capital Management Bricolage Capital LLC SEC v Laurence M Brown Litton Loan Servicing LP Anaren Inc Autodesk Inc Finvest Capital ReachCapital Management LLC Nigel P Hart Achillion Pharmaceuticals Inc Acorda Therapeutics Inc Countrywide Financial and affiliates Albany Molecular Research Inc Algorx Pharmaceuticals Inc Tim Steer Alnylam Pharmaceuticals Inc Algos Pharmaceutical Corp Alkermes Inc Aphton Corp Allergan Inc Simon Rowe Richard Pease Apollo Biopharmaceutics Inc New Star UK Gemini Hedge Fund Ltd
Requested Date
11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 11/30/2006 12/1/2006 11/27/2006 12/3/2006 12/1/2006 12/1/2006 12/1/2006 12/1/2006 12/1/2006 11/28/2006 12/1/2006 11/27/2006 12/1/2006 12/1/2006 12/1/2006 12/1/2006 12/1/2006 11/28/2006 11/28/2006 12/4/2006 11/28/2006 11/28/2006 12/4/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006 12/4/2006
Closed Date
1/17/2008 8/9/2007 12/6/2006 12/5/2006 1/22/2008 12/5/2006 1/14/2008 4/1/2008 1/17/2008 9/10/2007 -
Final Disposition
NIF WIT WIT NIF NIF WIT NIF NIF WIT NIF NIF;WIT NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons -
Exemption Cited
Spinel de Souza Cargano, Marcia Gavin, J. Patrick SEC Insight Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Scannell, Kara Geoppinger, Jean Willensky, Paul Tsarkos, Ioannis Gavin, J. Patrick Farhang, Faye Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Catlett, Cynthia Catlett, Cynthia Stein, Kevin Catlett, Cynthia Catlett, Cynthia Gosa, Matt Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gosa, Matt Gosa, Matt Catlett, Cynthia Gosa, Matt SEC Insight SEC Insight SEC Insight Wall Street Journal Waite Schneider Bayless & Chesley Co., L.P.A. SEC Insight Keller Rohrback LLP Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC RoyaltyStat LLC RoyaltyStat LLC California Reinvestment Committee RoyaltyStat LLC RoyaltyStat LLC Greenwich Alternative Investments, LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC RoyaltyStat LLC Greenwich Alternative Investments, LLC
(b)(7)(A);NIF NIF;RTW NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF
12/14/2006 Other Reasons 4/1/2008 1/11/2007 Other Reasons Denied in full
12/12/2006 Other Reasons 12/15/2006 Other Reasons 1/17/2008 1/14/2008 9/26/2007 12/8/2006 12/8/2006 7/23/2007 Other Reasons Granted in full Granted in full Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Gosa, Matt Bisaccia, Kathleen Gosa, Matt Catlett, Cynthia Gosa, Matt Gosa, Matt Catlett, Cynthia Gosa, Matt Gosa, Matt Catlett, Cynthia Novotny, Karen Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Posner, Sarah Catlett, Cynthia Posner, Sarah Catlett, Cynthia Posner, Sarah Catlett, Cynthia Posner, Sarah Catlett, Cynthia Posner, Sarah Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Lynch, Megan Stein, Kevin Stein, Kevin KROLL
Organization
Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC RoyaltyStat LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC RoyaltyStat LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC RoyaltyStat LLC Wild Oats Markets, Inc. RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee CheckFund Manager LLC California Reinvestment Committee California Reinvestment Committee
Request Description
New Star European Hedge Fund Ltd Robert William Mann New Star European Hedge Fund LP 3 Dimensional Pharmaceuticals Inc New Star Master European Hedge Fund Ltd New Star Asset Management Bermuda Ltd Abgenix Inc New Star Asset Management Ltd New Star Institutional Managers Ltd Alteon Inc DE FOIA Request 05-06849 Altus Pharmaceuticals Inc Acadia Pharmaceuticals Inc Amarin Corp PLC UK Acambis PLC Amylin Pharmaceuticals Inc Accentia Biopharmaceuticals Inc Acusphere Inc Aderis Pharmaceuticals Inc Mark Hanby Adeza Biomedical Corp Randall Worley Adolor Corp Dale A Allison Jr Advancis Pharmaceuticals Corp Earl Paulk Altana Aktiengesellschaft Eddie Long Altarex Corp Anadys Pharmaceuticals Inc Angiotech Pharmaceuticals Inc Anika Therapeutics Inc Antigenics Inc DE Countrywide Home Loans Countrywide America's Wholesale Lender Countrywide Correspondent Lending Countrywide Full Spectrum Lending Division Argent Funds Group LLC Full Spectrum Lending LandSafe Real Estate Closing Services
Requested Date
12/4/2006 12/4/2006 12/4/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006 12/4/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/5/2006 12/4/2006 12/4/2006
Closed Date
12/8/2006 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF NIF NIF NIF NIF NIF Other Reasons -
Exemption Cited
12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/8/2006 3/28/2008 1/30/2008 3/6/2008 3/10/2008 12/7/2006 12/7/2006 12/7/2006 7/25/2007 12/7/2006 12/7/2006 3/29/2007 8/2/2007 8/3/2007 8/3/2007 Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Stein, Kevin Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Stein, Kevin Malinowski, Thomas Stein, Kevin LeBlanc, Paul LeBlanc, Paul LeBlanc, Paul
Organization
California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee California Reinvestment Committee Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC California Reinvestment Committee Cotal Systems, Inc. California Reinvestment Committee Phelps Dunbar LLC Phelps Dunbar LLC Phelps Dunbar LLC
Request Description
LandSafe Appraisal Services Inc LandSafe Credit Services Inc LandSafe Flood Determination Inc LandSafe Title Countrywide Capital Markets Countrywide Securities Corporation Countrywide Servicing Exchange Countrywide Asset Management Corp CFC International Capital Markets Balboa Insurance Group Graham Capital Management LP Kenneth G Tropin Lateef Investment Management LP Khateeb Lateef DirectNet Insurance Agency Troy Wayne Buckner Countrywide Insurance Services Inc Mobile Self Storage Inc NY-06981A Global Home Marketing Inc NY-06988A Callingcard Industries Inc Food Palace International Inc and Nutri Berry Industries Inc NY-077068A Greenway Environmental Services Inc MHO-4322 Great Northern Asset Management Inc David Bruce McMahan Ryan Alan Franco Phelps Dodge Corporation Countrywide Investment Services Inc Countrywide Warehouse Lending Caterpillar Inc UK Valuation Ltd Steven G Rothmeier CFC International India Services Verde River Iron Company LLC Mellon Capital Management Corporation Charles Jacklin Mutual Fund registered for sale in Puerto Rico Pod Capital Investments LP Melissa Sohn Peter Siphron
Requested Date
12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/5/2006 12/5/2006 12/5/2006 12/5/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/12/2006 Other Reasons 12/28/2006 Other Reasons 12/28/2006 Other Reasons 12/28/2006 Other Reasons 1/5/2007 Other Reasons 12/19/2006 Granted in full 12/11/2006 Other Reasons 12/11/2006 Other Reasons 12/11/2006 Other Reasons 12/11/2006 Other Reasons 12/20/2006 Other Reasons 12/21/2006 Other Reasons 12/20/2006 Other Reasons -
LeBlanc, Paul DePeau, Andrew Lynch, Megan Malinowski, Thomas Gavin, J. Patrick Stein, Kevin Stein, Kevin Gavin, J. Patrick Stein, Kevin DePeau, Andrew Stein, Kevin Kiernan, Cortney Lichtcsien, Susan Lichtcsien, Susan Bush, Stacy Huang, William Huang, William Huang, William
Phelps Dunbar LLC Cotal Systems, Inc. CheckFund Manager LLC Cotal Systems, Inc. SEC Insight California Reinvestment Committee California Reinvestment Committee SEC Insight California Reinvestment Committee Cotal Systems, Inc. California Reinvestment Committee CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Bush Investment Group, LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
12/4/2006 12/4/2006 12/5/2006 12/5/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/5/2006 12/5/2006 12/4/2006 12/5/2006 12/5/2006 12/5/2006
12/22/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 2/1/2008 Other Reasons 12/20/2006 Other Reasons 12/19/2006 Other Reasons 2/1/2008 12/7/2006 1/8/2007 Other Reasons Other Reasons Other Reasons 12/12/2006 Other Reasons
FEE NIF NIF NIF WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NAR NIF NIF NIF
Request ID
Requester Name
Huang, William Huang, William Malinowski, Thomas Lynch, Megan Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Malinowski, Thomas Stevens, Jodi Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Meredith, Michole Goggin, Gordon Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Lynch, Megan Malinowski, Thomas Gavin, J. Patrick Harrison, Richard Harrison, Richard DePeau, Andrew Gavin, J. Patrick Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Harrison, Richard Catlett, Cynthia DePeau, Andrew Catlett, Cynthia Gavin, J. Patrick Harrison, Richard
Organization
EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. CheckFund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. Clearing Corp SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. CheckFund Manager LLC Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. Global Securities Information, Inc. RoyaltyStat LLC Cotal Systems, Inc. RoyaltyStat LLC SEC Insight Global Securities Information, Inc. David Siphron
Request Description
Siphron Capital Management Mission Point Capital Partners Transylvania International Inc A C Moore Arts and Crafts Inc Jeffrey Louis Lignelli Bard CR Inc Stonebrook Fund Management LLC Clearing Corp Clear Channel Communications Inc Jerome Swartz Acuity Brands Inc Amgen Inc Coast Financial Holdings Inc Chase Home Finance LLC HO1176401 filed by Marcia Long Moyes Jerry Center Bancorp Inc Cabot Oil and Gas Corp Consolidated Edison Inc Met Investors Series Trust N-14 333-139044 LSI Industries Inc S-3 333-137675 Gerald (Jerry) Andrew Lembas NuWave Investment Corp Brookdale Senior Living Inc Service Corporation International Alcatel Martin A Finegold Endo Pharmaceuticals Holdings Inc Enchanted Village Inc S-1 333-137019 Arena Pharmaceuticals Inc Ariad Pharmaceuticals Inc Intergraph Corp Central Freight Lines Inc Biodelivery Sciences International Inc Cambridge Place Investment Management LLP Biomarin Pharmaceutical Inc Frontier Oil Corp Neomagic Corp Form S-3 File # 333133088
Requested Date
12/5/2006 12/5/2006 12/5/2006 12/4/2006 12/5/2006 12/4/2006 12/4/2006 12/5/2006 12/1/2006 12/5/2006 12/4/2006 12/5/2006 12/4/2006 12/5/2006 11/28/2006 12/5/2006 12/4/2006 12/5/2006 12/5/2006 12/5/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/6/2006 12/6/2006 12/4/2006 11/28/2006 12/4/2006 12/4/2006 12/4/2006 11/28/2006 12/6/2006 11/28/2006 12/6/2006 12/4/2006
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF WIT NIF WIT
Exemption Cited
12/14/2006 Other Reasons 12/14/2006 Other Reasons 12/7/2006 9/5/2007 8/13/2007 Other Reasons Other Reasons Other Reasons 12/28/2006 Other Reasons 12/28/2006 Other Reasons 12/28/2006 Other Reasons 12/28/2007 Other Reasons 12/12/2006 Other Reasons 12/28/2007 Other Reasons 9/19/2007 12/5/2007 7/10/2007 12/5/2007 2/1/2008 2/1/2008 2/26/2008 5/3/2007 2/7/2008 Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
NIF;RPR;RTA (b)(6) NIF RTW;WIT NIF;WIT WIT WIT NIF NIF WIT NIF WIT NIF NIF WIT NIF WIT (b)(4) NIF (b)(4) NIF;WIT RTW
12/11/2006 Other Reasons 12/11/2006 Other Reasons 1/22/2008 2/6/2008 2/6/2008 12/8/2006 7/24/2007 2/6/2008 8/27/2007 3/14/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
10/25/2007 Granted in full 12/11/2007 Other Reasons 12/27/2006 Denied in full 12/28/2006 Other Reasons 12/20/2006 Denied in full 1/10/2008 Other Reasons 12/21/2006 Other Reasons
Request ID
Requester Name
Catlett, Cynthia Catlett, Cynthia Harrison, Richard Catlett, Cynthia Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Gosa, Matt Harrison, Richard Gavin, J. Patrick Catlett, Cynthia Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Catlett, Cynthia Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Lichtcsien, Susan Harrison, Richard Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Harrison, Richard Harrison, Richard Catlett, Cynthia Harrison, Richard Lichtcsien, Susan Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Harrison, Richard Catlett, Cynthia Catlett, Cynthia RoyaltyStat LLC RoyaltyStat LLC
Organization
Arqule Inc
Request Description
Bioprogress Ple Alderwoods Group Inc Atrix Laboratories Inc Discount Investment Corp Ltd Biosite Inc Biosphere Medical Inc Western Copper Corp New Star GP (Bermuda) Ltd Overseas Shipholding Group Inc Hubbell Inc Bradley Pharmaceuticals Inc Goodrich Petroleum Corp Form S-3 File # 333129642 Callisto Pharmaceuticals Inc Auxilium Pharmaceuticals Inc Dreyfus Municipal Funds Inc N-14 333-138965 Avalon Pharmaceuticals Inc Heritage Management Inc SB-2 333-135796 Cancervax Corp Cell Genesys Inc T-3 Energy Services Inc S-1 333-134602 David B Burt Empire Global Corp Idacorp Inc Celldex Therapeutics Inc Cellegy Pharmaceuticals Inc York Water Co Form S-3 File # 333137932 Alion Science and Technology Corp Avanir Pharmaceuticals Dreyfus Bond Funds IncN-14 333-138959 Aldertree Capital Partners LLC Celltech Group PLC Centaur Pharmaceuticals Inc Pathmark Stores Inc Centocor Diagnostics Inc BMR Solutions Inc Form SB-2 File # 333137416 Cephalon Inc Cerus Corp
Requested Date
11/28/2006 11/28/2006 12/4/2006 11/28/2006 12/4/2006 11/28/2006 11/28/2006 12/4/2006 12/6/2006 12/4/2006 12/6/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006 12/4/2006 11/28/2006 12/4/2006 11/28/2006 12/4/2006 12/4/2006 12/6/2006 12/4/2006 12/6/2006 11/28/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006 12/4/2006 12/6/2006 11/28/2006 12/4/2006 12/6/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006
Closed Date
4/19/2007 11/6/2007 2/11/2008 6/14/2007 3/10/2008 7/26/2007 4/20/2007 8/2/2007 1/29/2008 1/10/2008 1/10/2007 1/31/2008 3/22/2007 1/31/2008
Final Disposition
Denied in part Granted in full Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full (b)(4) WIT RLD NIF (b)(4) NIF WIT WIT NIF RTW NIF WIT WIT (b)(4) WIT WIT NIF WIT WIT -
Exemption Cited
Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. Greenwich Alternative Investments, LLC Global Securities Information, Inc. SEC Insight RoyaltyStat LLC Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. CheckFund Manager LLC Global Securities Information, Inc. SEC Insight RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight RoyaltyStat LLC Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC
12/14/2006 Other Reasons 3/12/2008 3/6/2008 12/5/2007 3/18/2008 2/1/2008 2/7/2008 12/5/2007 6/13/2007 1/17/2008 1/3/2008 Granted in full Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons -
Request ID
Requester Name
Catlett, Cynthia Gavin, J. Patrick Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Harrison, Richard Catlett, Cynthia Catlett, Cynthia Braswell, Kim Gavin, J. Patrick Catlett, Cynthia Malinowski, Thomas Gavin, J. Patrick Catlett, Cynthia Lichtcsien, Susan Gavin, J. Patrick Catlett, Cynthia Lichtcsien, Susan Gavin, J. Patrick Catlett, Cynthia Lynch, Megan Gavin, J. Patrick Catlett, Cynthia Lynch, Megan Mierzejewski, Mark Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Catlett, Cynthia RoyaltyStat LLC SEC Insight
Organization
Request Description
Avi Biopharma Inc Tecumseh Products Company Maritrans Inc / DE Avigen Inc / DE Aviron Elron Electronic Industries Ltd / NY Pacific CMA Inc Form S-3 File # 333134620 Axys Pharmaceuticals Inc Barrier Therapeutics Inc Lucent Technologies Inc Harbor Global Co Ltd Biocircuits Corp Biocryst Pharmaceuticals Inc Steven Thompson aka William Steven Thompson Alcoa Inc Curis Inc Mark H Schwartz Charter Financial Corp Cytrx Corp Metropolitan Capital Advisors Inc Fisher Scientific International Inc Chemokine Therapeutics corp Jeffrey E Schwarz First State Bancorporation Chirex Inc Claren Road Asset Management LLC Hudson City Bancorp Chiron Corp Brian Peter Riano John W Jordan II Hughes Communications Inc Cistron Biotechnology Inc Clontech Laboratories Inc Cocensys Inc Jordan Zalaznick Advisers Inc Coley Pharmaceutical Group Inc Collagenex Pharmaceuticals Inc Interlachen Capital Group LLC Columbia Laboratories Inc Connetics Corp
Requested Date
11/28/2006 12/6/2006 12/4/2006 11/28/2006 11/28/2006 12/4/2006 12/4/2006 11/28/2006 11/28/2006 11/28/2006 12/4/2006 11/28/2006 11/28/2006 12/8/2006 12/7/2006 11/28/2006 12/7/2006 12/7/2006 11/28/2006 12/7/2006 12/7/2006 11/28/2006 12/7/2006 12/7/2006 11/28/2006 12/7/2006 12/7/2006 11/28/2006 12/7/2006 12/7/2006 12/7/2006 11/28/2006 11/28/2006 11/28/2006 12/7/2006 11/28/2006 11/28/2006 12/7/2006 11/28/2006 11/28/2006
Closed Date
1/9/2008 1/17/2008 1/29/2008 1/31/2007 4/17/2007 4/20/2007 -
Final Disposition
NIF;WIT WIT RTW RTW RTW WIT NIF WIT WIT NIF;WIT NIF WIT NIF WIT NIF NIF;RTW NIF (b)(4) NIF Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons -
Exemption Cited
Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Greenwich-Van Advisors, LLC SEC Insight RoyaltyStat LLC Cotal Systems, Inc. SEC Insight RoyaltyStat LLC CheckFund Manager LLC SEC Insight RoyaltyStat LLC CheckFund Manager LLC SEC Insight RoyaltyStat LLC CheckFund Manager LLC SEC Insight RoyaltyStat LLC CheckFund Manager LLC Check Fund Manager LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC RoyaltyStat LLC
12/14/2006 Other Reasons 12/21/2007 Other Reasons 11/9/2007 6/11/2007 Granted in full Granted in full
11/13/2007 Other Reasons 12/5/2007 1/17/2008 1/17/2008 2/4/2008 1/17/2008 4/13/2007 6/6/2007 8/15/2007 1/28/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Denied in full -
Request ID
Requester Name
Mierzejewski, Mark Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Harrison, Richard Harrison, Richard Catlett, Cynthia Hara, Miz Harrison, Richard Harrison, Richard Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Harrison, Richard Huang, William Kiernan, Cortney Rujikarn, Jeannie Kiernan, Cortney Cundiff, Garry Huang, William Catlett, Cynthia Huang, William Huang, William Huang, William Huang, William Catlett, Cynthia RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC
Organization
Check Fund Manager LLC
Request Description
Andrew Fraley Corautus Genetics Inc Corgentech Inc Corixa Corp Corus Pharma Inc Cotherix Inc Coulter Pharmaceuticals Inc Critical Therapeutics Inc Cubist Pharmaceuticals Inc Cyclacel Group Plc Cypress Bioscience Inc Cytogen Corp Cytokinetics Inc Depomed Inc Digene Corp Discovery Laboratories Inc DE DOV Pharmaceutical Inc Draxis Health Inc Cn Unioil Petroleum Development Corp Drugabuse Sciences Inc Enforcement actions initiated in FY 2004 and 2005 JLG Industries Inc Oshkosh Truck Corp Durect Corp Francisco Alfaro Entremed Inc Financial Investors Variable Insurance Trust N-1A 333-139186 Jeffrey Hanlon North Bar Partners Ltd Donald E Rea Glenn Tatarsky MOEL Inc Pharo Global Advisors Limited Esperion Therapeutics Inc MI First Pacific Advisors LLC Pharo Management LLC Pharo Management (UK) LLP First Pacific Advisors Inc Dynavax Technologies Corp
Requested Date
12/7/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/11/2006 12/11/2006 11/28/2006 12/11/2006 12/11/2006 12/11/2006 11/28/2006 12/8/2006 11/28/2006 12/11/2006 12/8/2006 12/8/2006 12/8/2006 12/8/2006 12/8/2006 12/8/2006 11/28/2006 12/8/2006 12/8/2006 12/8/2006 12/8/2006 11/28/2006
Closed Date
1/4/2007 3/18/2008 3/6/2008 6/5/2007 3/29/2007 6/5/2007 1/11/2007 1/11/2007 1/18/2008 -
Final Disposition
NIF NIF NIF (b)(4) -
Exemption Cited
Other Reasons Granted in full Other Reasons Denied in part Granted in full Granted in full Other Reasons Other Reasons Other Reasons
(b)(4);(b)(6) NIF NIF NIF RTW WIT NIF NIF (b)(4) NIF NIF RPR NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF
Global Securities Information, Inc. Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. Global Securities Information, Inc. RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC CheckFund Manager LLC Deloitte Financial Advisory Services LLP CheckFund Manager LLC EACM Advisors LLC RoyaltyStat LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC RoyaltyStat LLC
12/26/2007 Other Reasons 2/11/2008 3/18/2008 1/16/2008 2/28/2008 3/21/2008 1/8/2007 5/18/2007 6/22/2007 5/25/2007 Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Denied in full
12/28/2006 Other Reasons 12/28/2006 Other Reasons 12/19/2006 Other Reasons 12/28/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/28/2006 Other Reasons 1/9/2008 Other Reasons
Request ID
Requester Name
Huang, William DePeau, Andrew Gavin, J. Patrick Harrison, Richard Catlett, Cynthia Harrison, Richard Huang, William Huang, William Catlett, Cynthia Gavin, J. Patrick Gavin, J. Patrick Huang, William Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Huang, William Gavin, J. Patrick Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Harrison, Richard Gavin, J. Patrick Harrison, Richard Huang, William Catlett, Cynthia Huang, William Martin, Tom Catlett, Cynthia Harrison, Richard Kiernan, Cortney Kiernan, Cortney Huang, William Catlett, Cynthia Ripley, Rhonda Ripley, Rhonda Ripley, Rhonda Huang, William
Organization
EACM Advisors LLC Cotal Systems, Inc. SEC Insight Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC RoyaltyStat LLC SEC Insight SEC Insight EACM Advisors LLC RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC EACM Advisors LLC SEC Insight SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. EACM Advisors LLC RoyaltyStat LLC EACM Advisors LLC Law Office of Thomas Glenn Martin RoyaltyStat LLC Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC RoyaltyStat LLC Law & Order Records Retrieval Law & Order Records Retrieval Law & Order Records Retrieval EACM Advisors LLC Ilko Menkov
Request Description
Vicis Capital LLC Intersections Inc Morgan Stanley Essential Therapeutics Inc Saxon Capital Inc Matthew Roche Christopher Curanovic Emisphere Technologies Inc Columbia Laboratories Inc Trident Microsystems Inc Michael Skarbinski Eyetech Pharmaceuticals Inc Miura Global Management LLC First Horizon Pharmaceutical Corp Frank Luis Educate Inc First Charter Corp Forest Laboratories Inc Gene Logic Inc Genelabs Technologies Inc CA Infousa INC Syntax Brillian Corp Opinion Research Corp Spass Dimitrov Endo Pharmaceuticals Guillaume Fonkenell Westland Development Co Inc Epicept Corp Northern Ethanol Inc Columbus Avenue Consulting LLC Joe Holmand aka Joseph Holman aka Michael Joseph Holman Mark Dow Epix Medical Inc Peter Frankl and/or SEC Investigation # SF-2846 John Deckard and/or SEC Investigation # SF2846 Netopia Inc and/or SEC Investigation # SF-2846 Jonathan Liggett
Requested Date
12/8/2006 12/8/2006 12/8/2006 12/11/2006 11/28/2006 12/11/2006 12/8/2006 12/8/2006 11/28/2006 12/8/2006 12/8/2006 12/8/2006 11/28/2006 12/8/2006 11/28/2006 12/8/2006 12/8/2006 12/8/2006 11/28/2006 11/28/2006 11/28/2006 12/11/2006 12/8/2006 12/11/2006 12/8/2006 11/28/2006 12/8/2006 12/9/2006 11/28/2006 12/11/2006 12/8/2006 12/8/2006 12/8/2006 11/28/2006 12/8/2006 12/8/2006 12/8/2006 12/8/2006
Closed Date
Final Disposition
NIF NIF NIF;WIT WIT RTW NIF NIF WIT WIT NIF NIF NIF WIT WIT (b)(4) WIT NIF WIT NIF FEE;NIF (b)(6) WIT NIF NIF NIF NIF NIF (b)(7)(A) NIF
Exemption Cited
11/13/2007 Granted in full 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 1/23/2008 1/22/2008 8/22/2007 6/1/2007 1/17/2008 1/17/2008 3/11/2008 3/30/2007 2/13/2008 4/16/2007 6/19/2007 4/16/2007 1/13/2007 9/6/2007 9/17/2007 2/7/2008 Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Denied in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons
12/15/2006 Other Reasons 12/15/2006 Other Reasons 12/15/2006 Other Reasons 3/18/2008 3/14/2007 3/14/2007 3/14/2007 Granted in full Other Reasons Other Reasons Denied in full
Request ID
Requester Name
Catlett, Cynthia Huang, William Harrison, Richard Rice, Kim Catlett, Cynthia Harrison, Richard Huang, William Gavin, J. Patrick Catlett, Cynthia Gavin, J. Patrick Huang, William Harrison, Richard Catlett, Cynthia Catlett, Cynthia Harrison, Richard Huang, William Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Harrison, Richard Catlett, Cynthia Harrison, Richard Harrison, Richard Huang, William Catlett, Cynthia Catlett, Cynthia Huang, William Huang, William Catlett, Cynthia Harrison, Richard Huang, William Gavin, J. Patrick Catlett, Cynthia Gavin, J. Patrick Harrison, Richard Huang, William Huang, William Harrison, Richard RoyaltyStat LLC
Organization
EACM Advisors LLC Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC SEC Insight RoyaltyStat LLC SEC Insight EACM Advisors LLC Global Securities Information, Inc. RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight Global Securities Information, Inc. RoyaltyStat LLC Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC RoyaltyStat LLC RoyaltyStat LLC EACM Advisors LLC EACM Advisors LLC RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC SEC Insight RoyaltyStat LLC SEC Insight Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc.
Request Description
Geron Corporation Robert Rodriguez Quadramed Corp S-1 File # 333113040 Wells Fargo Home Mortgage aka Wells Fargo Bank NA Gilead Sciences Inc Voice Powered Technology International Inc SB-2 File # 333136062 James Atwood Longs Drug Stores Corporation Gpc Biotech Ag Charles Schwab Corporation Steven Romick Digital Generation Systems Inc S-3 File # 333137958 Gtc Biotherapeutics Inc Gtx Inc /Tn BRT Realty Trust S-3 File # 333128458 Eric Ende Hana Biosciences Inc Hemosol Corp Jacobs Engineering Group Inc HY Tech Technology Group Inc SB-2 File # 333136772 Heska Corp Hybridon Inc S-3 File # 333133455 Hybridon Inc S-3 File # 333133456 Thomas Atteberry Immucell Corp / DE Immunogen Inc Pavan Nagpal Stephen O'Neil Idm Pharma Inc Republic Companies Group Inc Christopher Thomas Laureate Education Inc Genencor International Inc Coca Cola Company Inc Cubic Energy Inc SB-2 333-136374 FPA Fund Distributors Inc GRA Partners LLC Hersha Hospitality Trust S-3 333-138038
Requested Date
11/28/2006 12/8/2006 12/11/2006 12/1/2006 11/28/2006 12/11/2006 12/8/2006 12/11/2006 11/28/2006 12/11/2006 12/8/2006 12/11/2006 11/28/2006 11/28/2006 12/11/2006 12/8/2006 11/28/2006 11/28/2006 12/11/2006 12/11/2006 11/28/2006 12/11/2006 12/11/2006 12/8/2006 11/28/2006 11/28/2006 12/8/2006 12/8/2006 11/28/2006 12/11/2006 12/8/2006 12/11/2006 11/28/2006 12/11/2006 12/11/2006 12/8/2006 12/8/2006 12/11/2006
Closed Date
7/30/2007 1/29/2008
Final Disposition
Granted in full Other Reasons Other Reasons NIF WIT WIT NIF NIF NIF NIF WIT (b)(4) NIF WIT RTW NIF NIF NIF WIT WIT WIT NIF NIF -
Exemption Cited
12/19/2006 Other Reasons 1/11/2007 7/17/2007 1/10/2008 1/18/2007 12/3/2007 1/4/2008 12/4/2007 Other Reasons Other Reasons Other Reasons Denied in full Granted in full Granted in full Other Reasons
12/21/2006 Other Reasons 12/20/2006 Granted in full 12/21/2006 Granted in full 12/21/2006 Granted in full 12/19/2006 Other Reasons 5/11/2007 6/5/2007 8/16/2007 4/16/2007 1/22/2008 1/14/2008 1/10/2007 8/2/2007 3/6/2008 Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
Request ID
Requester Name
Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Harrison, Richard Huang, William McGuire, Jason Catlett, Cynthia Harrison, Richard Huang, William Gavin, J. Patrick Catlett, Cynthia Harrison, Richard Huang, William Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Harrison, Richard Huang, William Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Huang, William Friedman, Greg Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Spence, Michael Catlett, Cynthia Catlett, Cynthia Spence, Michael Malinowski, Thomas Catlett, Cynthia Catlett, Cynthia Spence, Michael Malinowski, Thomas Conover, Becky Spence, Michael RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC
Organization
Genta Inc DE Genvec Inc
Request Description
Requested Date
11/28/2006 11/28/2006 11/28/2006 12/11/2006 12/8/2006 12/1/2006 11/28/2006 12/11/2006 12/8/2006 12/11/2006 11/28/2006 12/11/2006 12/8/2006 11/28/2006 11/28/2006 11/28/2006 12/11/2006 12/8/2006 11/28/2006 11/28/2006 11/28/2006 12/8/2006 12/13/2006 12/12/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/12/2006 12/11/2006 11/28/2006 11/28/2006 12/11/2006 12/12/2006 11/28/2006 11/28/2006 12/11/2006 12/12/2006 12/12/2006 12/11/2006
Closed Date
2/27/2008 1/10/2007 1/10/2007 1/10/2007 5/17/2007 1/17/2008 1/16/2008 4/17/2007 -
Final Disposition
(b)(4) NIF NIF;RPR (b)(4) WIT NIF
Exemption Cited
Guilford Pharmaceuticals Inc Eastern Virginia Bankshares Inc S-3 333-138440 Dennis Bryan Countrywide Home Loans Inc Human Pheromone Sciences Inc Zenith Technology Inc SB-2 333-126856 Steven Geist JER Investors Trust Inc Icagen Inc Biopure Corp S-1 333-138049 Rikard Ekstrand Genetics Institute Inc Idec Pharmaceuticals Corp DE Idenix Pharmaceuticals Inc International Uranium Corp Julian Mann Igi Inc Imclone Systems Inc DE Imcor Pharmaceutical Co Edwin Setzler Administrative Proceeding File No: 3-10277 Lincoln Educational Services Corp Medicines Co DE Medicines Co MA Incara Pharmaceuticals Corp Indevus Pharmaceuticals Inc iMergent Inc Nigel D Wightman Inhibitex Inc Innovative Drug Delivery Systems Inc John J Sauickie Octavian Global Partners LLC Inspire Pharmaceuticals Inc Intarcia Therapeutics Inc Titanium Asset Management Richard Adam Hurowitz Jorge Villon Brunswick Growth Ventures LLC
Denied in full Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Global Securities Information, Inc. EACM Advisors LLC RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC SEC Insight RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Global Securities Information, Inc. EACM Advisors LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC EACM Advisors LLC Wilson, Elser, Moskowitz, Edelman & Dicker, LLP SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight International Business Research RoyaltyStat LLC RoyaltyStat LLC International Business Research Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC International Business Research Cotal Systems, Inc. EACM Advisors LLC International Business Research
NIF;RTW;WIT RTW NIF NIF WIT NIF (b)(4) (b)(4) NIF WIT RTW;WIT NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF
12/19/2006 Other Reasons 12/12/2007 Granted in full 6/7/2007 Other Reasons -
12/21/2007 Other Reasons 12/14/2006 Other Reasons 1/9/2007 3/30/2007 3/30/2007 1/4/2007 12/5/2007 2/1/2008 1/4/2007 Granted in full Denied in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons
12/27/2006 Other Reasons 12/27/2006 Other Reasons 1/18/2007 Denied in full -
Request ID
Requester Name
Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Spence, Michael Catlett, Cynthia Spence, Michael DePeau, Andrew RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC
Organization
Request Description
Ista Pharmaceuticals Inc Keryx Biopharmaceuticals Inc Intermune Inc King Pharmaceuticals Inc Kos Pharmaceuticals Inc Whitewater Place LLC Intermune Pharmaceuticals Inc John M Kuzan Digilog Capital LLC aka Digilog Managment LLC Digilog Constellation LLC Digilog Shen LLC Bart Ethan Baum N M Rothschild Asset Management Ltd Buildemploy Ltd SEC v Adelphia Communications Corporation et al Medicinova Inc Joshua B Parker Martek Biosciences Corp Gargoyle Asset Management LLC Matritech Inc DE Pepsi Bottling Group Inc State Street Global Advisors Ltd Glenn Russell Dubin Immunomedics Inc Iomed Inc Isis Pharmaceuticals Inc Scion Cardio Vascular Inc Siesta Key Capital Leukosite Inc Lexicon Genetics Inc TX West Marine Inc Blackrock Inc Ligand Pharmaceuticals Inc Liposome Co Inc webMethods Inc Highbridge Capital Management Lynx Therapeutics Inc Manhattan Pharmaceuticals Inc NeuroMetrix Inc Parkfield Capital LLP Integrity Trading Inc
Requested Date
11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/11/2006 11/28/2006 12/11/2006 12/12/2006
Closed Date
1/19/2007 4/19/2007 -
Final Disposition
RTW (b)(4) NIF NIF NIF
Exemption Cited
12/29/2006 Other Reasons Denied in full Other Reasons 12/22/2006 Other Reasons
International Business Research RoyaltyStat LLC International Business Research Cotal Systems, Inc.
Malinowski, Thomas Spence, Michael Spence, Michael Thomas, Keith Catlett, Cynthia Lichtcsien, Susan Catlett, Cynthia Lichtcsien, Susan Catlett, Cynthia Gavin, J. Patrick Spence, Michael Lynch, Megan Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Chakoff, Stephen Spence, Michael Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Spence, Michael Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Lynch, Megan Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Spence, Michael Paciorek, Michael
Cotal Systems, Inc. International Business Research International Business Research CDC T-67081 RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC SEC Insight International Business Research CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC International Business Research RoyaltyStat LLC RoyaltyStat LLC SEC Insight International Business Research RoyaltyStat LLC RoyaltyStat LLC SEC Insight CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight International Business Research Pinnacle Capital Markets
12/12/2006 12/11/2006 12/11/2006 11/23/2006 11/28/2006 12/11/2006 11/28/2006 12/11/2006 11/28/2006 12/12/2006 12/11/2006 12/12/2006 11/28/2006 11/28/2006 11/28/2006 12/12/2006 12/11/2006 11/28/2006 11/28/2006 12/12/2006 12/11/2006 11/28/2006 11/28/2006 12/12/2006 12/12/2006 11/28/2006 11/28/2006 12/12/2006 12/11/2006 12/12/2006
12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/19/2006 Other Reasons 12/26/2007 Other Reasons 11/29/2007 Granted in full 12/19/2006 Other Reasons 12/5/2007 Other Reasons 12/19/2006 Other Reasons
NIF NIF NIF RPR NIF NIF WIT WIT NIF (b)(4) NIF (b)(4) WIT NIF (b)(7)(A);NIF;RTW NIF NIF WIT NIF RPR
11/15/2007 Denied in part 12/26/2006 Granted in full 1/10/2007 6/28/2007 7/26/2007 1/10/2007 3/4/2008 8/29/2007 5/15/2007 2/21/2007 11/9/2007 6/19/2007 1/17/2008 1/5/2007 Other Reasons Granted in full Denied in full Other Reasons Granted in full Granted in full Denied in part Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Malinowski, Thomas Spence, Michael Catlett, Cynthia Foster, Dana Foster, Dana Foster, Dana Foster, Dana Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Greene, Cliff Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Sivere, Peter Catlett, Cynthia Catlett, Cynthia Smith, Ann Gottfried, Daniel
Organization
Cotal Systems, Inc. International Business Research RoyaltyStat LLC Ackerman Link Sartory Ackerman Link Sartory Ackerman Link Sartory Ackerman Link Sartory RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Cain Hibbard Myers & Cook PC -
Request Description
Ionic Capital Management LLC Wheelock Natwest Investment Management Ltd Maxim Pharmaceuticals Inc Putnam Investment Management LLC Putnam Investment Management Inc Putnam Retail Management Limited Partnership Putnam Advisory Company LLC Medicis Pharmaceutical Corp Mediumme Inc / DE Memory Pharmaceuticals Corp Convera Corp Hanover Direct Inc Metabasis Therapeutics Inc Metamorphix Inc Mgi Gp Inc Microcide Pharmaceuticals Inc Momenta Pharmaceuticals Inc NCI Building Systems Inc MicroIslet Inc Migenix Inc Certain Mutual Fund Trading Practices Investigation # NY-7220 Millennium Pharmaceuticals Inc Molecular Insight Pharmaceuticals Inc Administrative Proceeding # 3-11930 All Employees, Commissioners and Other Officials' name, work address, e-mail address, telephone and fax numbers Myogen inc National Fuel Gas Co Nastech Pharmaceuticals Co Inc Nektar Therapeutics Nektar Therapeutics Tiger Asia Management LLC Neopharm Inc Neoprobe Corp Sung Kook Bill Hwang OYO Geospace Corp Neose Technologies Inc Neurobiological Technologies Inc CA
Requested Date
12/11/2006 12/11/2006 11/28/2006 12/1/2006 12/1/2006 12/1/2006 12/1/2006 11/28/2006 11/28/2006 11/28/2006 12/13/2006 12/5/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/13/2006 11/28/2006 11/28/2006 12/13/2006 11/28/2006 11/28/2006 12/13/2006 12/4/2006
Closed Date
1/4/2007 1/4/2007 3/30/2007 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/3/2007 7/19/2007 8/3/2007 1/22/2008 5/25/2007 5/17/2007 7/18/2007 1/5/2007 -
Final Disposition
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full Denied in full Denied in full Denied in full NIF NIF (b)(4) CAN CAN FEE FEE NIF;RPR WIT (b)(7)(A) (b)(4) (b)(7)(A) -
Exemption Cited
Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Mierzejewski, Mark Catlett, Cynthia Catlett, Cynthia Mierzejewski, Mark Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia
RoyaltyStat LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC SEC Insight Check Fund Manager LLC RoyaltyStat LLC RoyaltyStat LLC Check Fund Manager LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC
11/28/2006 12/13/2006 11/28/2006 11/28/2006 12/13/2006 12/13/2006 11/28/2006 11/28/2006 12/13/2006 12/13/2006 11/28/2006 11/28/2006
2/5/2008 1/22/2008 1/17/2007 1/17/2007 1/29/2008 1/11/2007 -
Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
(b)(4) WIT NIF NIF WIT NIF NIF NIF -
Request ID
Requester Name
Malinowski, Thomas Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Malinowski, Thomas Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Lichtcsien, Susan Catlett, Cynthia Catlett, Cynthia Lichtcsien, Susan Catlett, Cynthia Catlett, Cynthia Kiernan, Cortney Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Mierzejewski, Mark Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Dusty, James Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Malinowski, Thomas Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Gavin, J. Patrick Posner, Sarah Catlett, Cynthia SEC Insight RoyaltyStat LLC RoyaltyStat LLC
Organization
Cotal Systems, Inc.
Request Description
Delta Investment Partners LLC Exploration Co of Delaware Inc Neurogen Corp Neurologix Inc DE Charles E Jobson New River Pharmaceuticals Inc Nexmed Inc Nitromed Inc Fort Mason Capital LLC North American Scientific Inc Novacea Inc Daniel H German Novadel Pharma Inc Nps Pharmaceuticals Inc Tiger Veda Management LLC Nutrition 21 Inc Nuvelo Inc Sensus Drug Development Corp Sepracor Inc / DE Pivot Point Capital LLC DJO Inc Protein Design Labs Inc / DE Quatrx Pharmaceuticals Co Seattle Genetics Inc Senetek Plc Eng Electronics For Imaging Inc Anthony P Brenner Smith A O Corp Executive Order # 12631 - Working Group on Financial Markets Questcor Pharmaceuticals Inc Prestwick Pharmaceuticals Inc Ruddick Corp Longacre Management LLC Oxis International Inc Pacific Pharmaceuticals Inc Regeneron Pharmaceuticals Inc Watson Wyatt Worldwide Inc Callaway Golf Company Gener8xion Entertainment Inc Pain Therapeutics Inc
Requested Date
12/13/2006 12/13/2006 11/28/2006 11/28/2006 12/13/2006 11/28/2006 11/28/2006 11/28/2006 12/13/2006 11/28/2006 12/14/2006 12/13/2006 11/28/2006 11/28/2006 12/13/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/15/2006 12/14/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/14/2006 12/14/2006 12/14/2006 12/14/2006 11/28/2006 11/28/2006 12/15/2006 12/15/2006 11/28/2006 11/28/2006 11/28/2006 12/15/2006 12/14/2006 12/14/2006 11/28/2006
Closed Date
8/27/2007 -
Final Disposition
NIF NIF RTW NIF (b)(4) NIF NIF (b)(4) NIF (b)(4) NIF NIF WIT (b)(4) RTW;WIT NIF WIT NIF WIT NIF WIT NIF;WIT NIF Other Reasons -
Exemption Cited
12/28/2006 Other Reasons 12/15/2006 Other Reasons 1/18/2007 1/30/2008 1/19/2007 12/4/2007 3/30/2007 3/12/2008 12/5/2007 1/19/2007 2/21/2008 2/1/2008 1/12/2007 1/17/2008 7/26/2007 8/16/2007 Denied in full Denied in full Denied in full Granted in full Denied in full Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Check Fund Manager LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight Check Fund Manager LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC SEC Insight Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight SEC Insight RoyaltyStat LLC
12/11/2007 Other Reasons 12/19/2006 Other Reasons 5/29/2007 1/29/2008 1/17/2008 Granted in full Other Reasons Other Reasons -
Request ID
Requester Name
Catlett, Cynthia Catlett, Cynthia Woerner, Michael Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Catlett, Cynthia Gavin, J. Patrick Catlett, Cynthia Gavin, J. Patrick Malinowski, Thomas Catlett, Cynthia Catlett, Cynthia Wierzba, Steven Catlett, Cynthia Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Gavin, J. Patrick Mierzejewski, Mark DePeau, Andrew Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Bilodeau, Otis DePeau, Andrew Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Braswell, Kim Sirianni, Robert RoyaltyStat LLC RoyaltyStat LLC
Organization
Request Description
Osi Pharmaceuticals Inc Reliant Pharmaceuticals Inc Fidelity Management & Research Company and FMR Co Inc Remote Mdx Inc Netflix Inc Omrix Biopharmaceuticals Inc Pdl Biopharma Inc Peregrine Pharmaceuticals Inc Onyx Pharmaceuticals Inc Parker Drilling Company Orapharma Inc Pozen Inc NC Praecis Pharmaceuticals Inc Pioneer Natural Resources Company Progenics Pharmaceuticals Inc Pathogenesis Corp Reinsurance Group of America Inc Panacos Pharmaceuticals Inc Rohm and Haas Company Steven Scott Weissman Orphan Medical Inc Oscient Pharmaceuticals Corp OVTI Transactions Pharmacyclics Inc Pharmafrontiers Corp Sansar Capital Management LLC Prestige Brands Holdings Inc Rowan Companies Inc Sanjay Motwani Griffon Energy Capital LLC Scolr Inc Scolr Phama Inc Renovis Inc Case Closing Report Alpha Energy Domestic Management LLC Repligen Corp Ribozyme Pharmaceuticals Inc Theravance Inc Mark Thompson Benjamin Franklin Lear II
Requested Date
11/28/2006 11/28/2006 12/7/2006 11/28/2006 12/14/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/14/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/15/2006 11/28/2006 12/15/2006 12/14/2006 11/28/2006 11/28/2006 12/14/2006 11/28/2006 11/28/2006 12/14/2006 11/28/2006 12/15/2006 12/14/2006 12/15/2006 11/28/2006 11/28/2006 11/28/2006 12/15/2006 12/15/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/5/2006
Closed Date
2/4/2008 1/12/2007 7/17/2007 7/17/2007 1/22/2008 1/4/2007 4/11/2007 5/14/2007 1/25/2008 1/10/2008 5/10/2007 12/5/2007 3/6/2008 1/30/2008 8/16/2007 -
Final Disposition
NIF WIT NIF NIF WIT NIF;RTW (b)(4) WIT (b)(4) WIT NIF (b)(4) RTW NIF RTW NIF NIF CAN NIF NIF NIF FEE
Exemption Cited
Law Offices of Keller Rohrback LLP RoyaltyStat LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC SEC Insight RoyaltyStat LLC RoyaltyStat LLC SEC Insight RoyaltyStat LLC SEC Insight Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC SEC Insight Check Fund Manager LLC Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Bloomberg News Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Greenwich-Van Advisors, LLC -
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Denied in part Granted in full
12/28/2006 Other Reasons 12/28/2006 Other Reasons 10/1/2007 1/11/2007 1/12/2007 3/7/2008 3/30/2007 11/6/2007 5/14/2007 1/5/2007 4/20/2007 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Sirianni, Robert Catlett, Cynthia Catlett, Cynthia Braswell, Kim Malinowski, Thomas Campbell, Gary Catlett, Cynthia Catlett, Cynthia Braswell, Kim Lynch, Megan Campbell, Gary Campbell, Gary Catlett, Cynthia Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Robinson, Matthew Stevens, Rick Henshall, Taylor Campbell, Gary Catlett, Cynthia Catlett, Cynthia Holliness, Floyd Holliness, Floyd Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Braswell, Kim Baldwin, Elizabeth Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Campbell, Gary Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Campbell, Gary Catlett, Cynthia RoyaltyStat LLC RoyaltyStat LLC
Organization
Adrian Lear
Request Description
Salix Pharmaceuticals Ltd Threshold Pharmaceuticals Inc Trafigura Asset Management Limited Grey K LLC NirtoMed Santarus Inc Scios Inc Jeremy Weir Quintet Strategies LLC ChipMOS Technologies Level 3 Communication Sgx Pharmaceuticals Inc Galena Cayman Limited Galena Asset Management Limited Galena Fund LP Galena Fund Limited Wal Mart Stores Inc Markland Technologies North Bridge Growth Equity I ID BioMedical Shire Pharmaceuticals Group Plc Sibia Neurosciences Inc Option One Mortgage Option Mortgage Skinmedica Inc Skyepharma Plc Somaxon Pharmaceuticals Inc Duncan Letchford The Childrens Investment Fund LP TCI Fund Management Spectrum Pharmaceuticals Inc Stemcells Inc Stratagene Holding Corp Martha Stewart Living Omnimedia Sunesis Pharmaceuticals Inc Supergen Inc Synbiotics Corp Tanox Inc Highveld Steel and Vanadium 3 Targacept Inc
Requested Date
11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/18/2006 12/7/2006 11/28/2006 11/28/2006 12/15/2006 12/15/2006 12/7/2006 12/7/2006 11/28/2006 12/15/2006 12/15/2006 12/15/2006 12/15/2006 12/5/2006 12/16/2006 12/15/2006 12/7/2006 11/28/2006 11/28/2006 12/8/2006 12/8/2006 11/28/2006 11/28/2006 11/28/2006 12/15/2006 12/15/2006 11/28/2006 11/28/2006 11/28/2006 12/7/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/7/2006 11/28/2006
Closed Date
1/5/2007 3/11/2008 4/9/2007 8/2/2007 8/3/2007 1/16/2008 1/16/2008 7/23/2007 1/17/2007 1/17/2007 3/21/2008 3/21/2008 2/4/2008
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF RLD NIF NIF NIF NIF NIF NIF RPR RPR (b)(4) NIF NIF NIF NIF RPR NIF NIF NIF NIF NIF (b)(4) (b)(4) (b)(4) NIF -
Exemption Cited
Greenwich-Van Advisors, LLC Cotal Systems, Inc. Dodge Correctional Institution RoyaltyStat LLC RoyaltyStat LLC Greenwich-Van Advisors, LLC CheckFund Manager LLC Dodge Correctional Institution Dodge Correctional Institution RoyaltyStat LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Law Offices of Kenneth C. Chessick, M.D. Brown University Investment OFfice Dodge Correctional Institution RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Greenwich-Van Advisors, LLC VerdisWealth Management RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Dodge Correctional Institution RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Dodge Correctional Institution RoyaltyStat LLC
12/27/2006 Other Reasons 12/29/2006 Other Reasons 12/27/2006 Other Reasons 12/27/2006 Other Reasons 12/18/2006 Other Reasons 1/4/2007 1/23/2007 1/8/2007 1/8/2007 Other Reasons Granted in full Other Reasons Other Reasons -
12/27/2006 Other Reasons 12/28/2006 Other Reasons 1/12/2007 8/14/2007 1/31/2008 1/11/2008 1/18/2007 3/5/2008 Denied in part Granted in full Denied in part Granted in full Denied in full Other Reasons -
Request ID
Requester Name
Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Malinowski, Thomas Lynch, Megan Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Malinowski, Thomas Catlett, Cynthia Catlett, Cynthia Lynch, Megan Catlett, Cynthia Catlett, Cynthia Lynch, Megan Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Mierzejewski, Mark Catlett, Cynthia Cohen, Raymond Catlett, Cynthia Kiernan, Cortney Kiernan, Cortney Catlett, Cynthia Williams-El, Kenya Catlett, Cynthia Catlett, Cynthia Lichtcsien, Susan Lichtcsien, Susan Catlett, Cynthia Wilson, Mary Catlett, Cynthia Catlett, Cynthia RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC
Organization
Tercica Inc
Request Description
Targeted Genetics Corp WA Texas Biotechnology Corp DE Robert Neil Koltun Ravi Iyer Titan Pharmaceuticals Inc Tolerrx Inc Transkaryotic Therapies Inc Unimed Pharmaceuticals Inc United Therapeutics Corp Valera Pharmaceuticals Inc Nasser Gharibi Azari Vernalis Plc Vertex Pharmaceuticals Inc MA Cobalt Partners LP aka Cobalt Management LLC aka Cobalt Capital Viragen Inc Viropharma Inc Wayne Manning Cooperman Virus Research Institute Inc Vital Living Inc Xcyte Therapies Inc Xenova Group PLC Eric E Dillon Zann Corp Silver Creek Capital Management LLC YM Biosciences Inc NYSE Regulation Inc Zonagen Inc Bruce Webster Gregory Aslan Capital Management LP Triangle Pharmaceuticals Inc Citi Mortgage Inc Trimeris Inc Tularik Inc Och Ziff Capital Management Group Daniel S Och Unigene Laboratories Inc Commonwealth Income and Trust Fund VI Vanda Pharmaceuticals Inc Vaxgen Inc
Requested Date
11/28/2006 11/28/2006 11/28/2006 12/18/2006 12/15/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/18/2006 11/28/2006 11/28/2006 12/18/2006 11/28/2006 11/28/2006 12/18/2006 11/28/2006 11/28/2006 11/28/2006 11/28/2006 12/18/2006 11/28/2006 12/18/2006 11/28/2006 12/18/2006 11/28/2006 12/18/2006 12/18/2006 11/28/2006 12/12/2006 11/28/2006 11/28/2006 12/18/2006 12/18/2006 11/28/2006 12/18/2006 11/28/2006 11/28/2006
Closed Date
3/14/2008 -
Final Disposition
Other Reasons NIF NIF NIF (b)(4) NIF (b)(4) NIF NIF NIF NIF NIF (b)(4) NIF NIF RPR -
Exemption Cited
Cotal Systems, Inc. CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Cotal Systems, Inc. RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC Check Fund Manager LLC RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC CheckFund Manager LLC RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC CheckFund Manager LLC CheckFund Manager LLC RoyaltyStat LLC State of North Carolina Dept of Secretary of State RoyaltyStat LLC RoyaltyStat LLC
12/29/2006 Other Reasons 12/29/2006 Other Reasons 1/3/2007 1/29/2008 12/4/2007 8/20/2007 9/26/2007 4/24/2007 11/8/2007 1/5/2007 1/24/2008 1/5/2007 1/11/2007 4/17/2007 1/4/2007 5/9/2007 Granted in full Granted in full Denied in full Granted in full Granted in full Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons 12/17/2007 Denied in full
11/14/2007 Granted in full 11/14/2007 Granted in full 2/5/2007 1/12/2007 3/30/2007 3/30/2007 Denied in part Other Reasons Granted in full Granted in full
(b)(7)(A);NIF NIF -
Request ID
Requester Name
Malinowski, Thomas Catlett, Cynthia Catlett, Cynthia Ravnitzky, Michael Norris, Matthew Catlett, Cynthia Catlett, Cynthia Catlett, Cynthia Gosa, Matt Gosa, Matt Gosa, Matt Gavin, J. Patrick Knapton, Donna Knapton, Donna Gavin, J. Patrick Gavin, J. Patrick Pollack, Russell Gavin, J. Patrick Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick RoyaltyStat LLC RoyaltyStat LLC -
Organization
Cotal Systems, Inc. Vical Inc
Request Description
Aperta Asset Management LLC Vicuron Pharmaceuticals Inc SEC Reports securities and bonds sold for profit based on the population of prisons Vion Pharmaceuticals Inc Xoma Ltd DE XTL Biopharmaceuticals LTD TT Long Short Europe Alpha Fund Ltd TT Long Short Europe Fund Ltd Roger Simeon Berneim OSI Systems Inc Dean Garrett Tanella Safe Harbor Fund I Limited Partnership LP Pain Therapeutics Inc Robbins and Myers Inc Market Timing Sanderson Farms Inc Boston Beer Co Inc TT International TT International Advisors Inc TT International Investment Management James G Dinan York Capital Management Richard L Chilton Chilton Investment Company Marlon Quan Nisource Inc Stewardship Investment Advisors LLC NPS Pharmaceuticals Inc Empire Resorts Inc OPNET Technologies Inc Stanley Works Achim Max Holmes Alyst Acquisition Corp Michael E Weksel William Weksel Weksel Davies & Co Inc Robert H Davies New York Times Co
Requested Date
12/18/2006 11/28/2006 11/28/2006 12/11/2006 12/11/2006 11/28/2006 11/28/2006 11/28/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/4/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006
Closed Date
8/3/2007 1/18/2008 1/4/2007 1/4/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF RPR RTA (b)(4) NIF NIF NIF RTW;WIT WIT WIT WIT NIF;RTW NIF NIF NIF NIF NIF NIF NIF WIT NIF WIT NIF NIF;WIT WIT NIF NIF NIF FEE NIF NIF NIF;WIT
Exemption Cited
PA Department of Corrections RoyaltyStat LLC RoyaltyStat LLC RoyaltyStat LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight Carlton Fields Carlton Fields SEC Insight SEC Insight Campbell Campbell Edwards and Conroy SEC Insight SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight
11/30/2007 Denied in full 5/11/2007 1/17/2007 1/17/2007 1/4/2007 1/17/2008 1/22/2008 1/22/2008 1/14/2008 1/3/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/28/2006 Other Reasons 12/28/2006 Other Reasons 12/28/2006 Other Reasons 12/27/2006 Other Reasons 12/27/2006 Other Reasons 2/21/2008 12/5/2007 2/1/2008 3/31/2008 2/1/2008 8/29/2007 8/29/2007 3/29/2007 8/30/2007 3/31/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Lynch, Megan Spence, Michael DePeau, Andrew Gavin, J. Patrick Spence, Michael Schleinkofer, Raymond Schleinkofer, Raymond Spence, Michael Spence, Michael Spence, Michael Mishaan, Albert Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Lynch, Megan Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Lynch, Megan Spence, Michael Spence, Michael Spence, Michael Spence, Michael Mierzejewski, Mark DePeau, Andrew Spence, Michael
Organization
CheckFund Manager LLC International Business Research Cotal Systems, Inc. SEC Insight International Business Research Verdis Wealth Management Verdis Wealth Management International Business Research International Business Research International Business Research Kasowitz Benson Torres & Friedman LLP SEC Insight SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research International Business Research SEC Insight CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Cotal Systems, Inc. International Business Research
Request Description
PilotRock Investment Partners Fine & Perlow Associates of Ft Lauderdale Ltd Caryn Gail Seidman-Becker Emcore Corporation Lodgian Inc Donald Lee Devivo James C Harmon Walter T Parrington Jr Jeffrey S Davidson Interstate Hotels Corp Odyssey Re Holdings Corp American Semiconductor Corp Alleghany Corp Robert L Leeds III Saba Software Inc Silar Advisors LP Whitebox Advisors LLC Andrew J Redleaf Tupperware Corporation BH Affiliates Inc Yehuda Z "Udi" Toledano Reliant Energy Inc Thomas Daniel OMalley Jr Key Hospitality Acquisition Corp Cincinnati Hotel Corp Continental Design and Supplies Inc e-fin, LLC LogistiCare Source Companies LLC Crossroads Memphis Company LLC Crossroads Hospitality Co Barington Capital Group LP E F Johnson Company Viking Mobile Communications Inc Brooke Partners LP Industrial Acquisitions Management LLC Plainfield Asset Management LLC Arience Capital Management LP Hilltop Worcester Corp
Requested Date
12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006 12/20/2006
Closed Date
1/4/2007 1/4/2007 1/10/2007 12/5/2007 9/20/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF
Exemption Cited
12/27/2006 Other Reasons 12/28/2006 Other Reasons 1/18/2007 4/2/2007 9/27/2007 8/14/2007 1/5/2007 1/5/2007 1/16/2008 8/3/2007 10/3/2007 4/19/2007 1/5/2007 1/19/2007 1/5/2007 1/3/2007 1/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Spence, Michael Laynas, John Freeman, Derrick Kelly, Jean Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Baumgarten, Joseph Patch, David Malinowski, Thomas Malinowski, Thomas Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Gaither, Lesli Gavin, J. Patrick Trahant, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Whitaker, Matthew Gavin, J. Patrick Green, Walter Lichtcsien, Susan DePeau, Andrew Gavin, J. Patrick Spence, Michael Lichtcsien, Susan Gavin, J. Patrick Spence, Michael Lynch, Megan Gavin, J. Patrick Hansen, Afthemia Spence, Michael Gavin, J. Patrick Lynch, Megan USP Canaan -
Organization
Request Description
Robert A Schriesheim Mortgage banks HSBC Mortgage Service Novastar Mortgage Co Michael James Frey Teradyne Inc Strayer Education Inc Schlumberger Limited aka Schlumberger N V Bill Barrett Corp Gerald T Malone Raser Technologies Inc Andrew Mark Fishman Schonfeld Weston Capital Management LLC EBF and Associates Houston Exploration Company Threshold Pharmaceuticals Inc SEC v Starcash Inc et al Scana Corp Edward M Liddy Crescent Real Estate Equities Company Visteon Corp Whitney Holding Corp Flotek Industries Inc Supportsoft Inc Tyco International Ltd Bassett Furniture Industries Inc Nanette Miller Robert Scott Koenigsberger Innovative Options Management LLC Allis Chalmers Energy Inc TEK Corp Gramercy Advisors LLC Best Buy Co Inc IHC / Conshohocken Corp William Edward Rose General Cable Corp Richard Allen Hansen IHC / Atlanta Corp Akamai Technologies Inc HBK Investments LP
Requested Date
12/20/2006 10/5/2006 9/29/2006 9/29/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/15/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/21/2006 12/22/2006 12/22/2006 12/22/2006 12/22/2006 12/22/2006 12/22/2006 12/22/2006 12/25/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006
Closed Date
1/10/2007
Final Disposition
Other Reasons NIF NPF RPR RPR NIF NIF;WIT NIF;WIT WIT NIF (b)(7)(A) NIF NIF NIF WIT WIT NIF NAR DUP;RTW WIT NIF;WIT WIT WIT (b)(7)(A) NIF;RTW (b)(7)(A) NIF NIF NIF;WIT WIT NIF
Exemption Cited
12/21/2006 Other Reasons 12/21/2006 Other Reasons 12/21/2006 Other Reasons 1/17/2007 1/10/2008 2/4/2008 1/22/2008 4/2/2007 4/5/2007 3/12/2007 1/8/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons
CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Proskauer Rose LLP Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC SEC Insight SEC Insight Dow Lohnes PLLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight WestLaw CourtExpress SEC Insight Daniels & Green LLC CheckFund Manager LLC Cotal Systems, Inc. SEC Insight International Business Research CheckFund Manager LLC SEC Insight International Business Research CheckFund Manager LLC SEC Insight International Business Research SEC Insight CheckFund Manager LLC
12/27/2006 Other Reasons 1/5/2007 12/5/2007 2/1/2008 1/22/2008 7/5/2007 6/19/2007 7/2/2007 2/1/2008 1/10/2008 12/5/2007 5/1/2007 5/1/2007 2/15/2007 4/27/2007 2/26/2008 1/22/2008 1/19/2007 5/9/2007 1/11/2007 4/2/2007 6/7/2007 1/18/2007 1/22/2008 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons -
(b)(7)(A);NIF NIF (b)(7)(A);WIT NIF;RTW FEE NIF NIF;WIT -
Request ID
Requester Name
Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Lynch, Megan Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Lynch, Megan Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Kelly, Willy Gavin, J. Patrick Williams, Warner DePeau, Andrew DePeau, Andrew Mena, Bruce Kiernan, Cortney SEC Insight
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. Supertek CheckFund Manager LLC
Request Description
Universal Investors Inc Benchmark Electronics Inc Universal Stainless and Alloy Products Inc Interstate Hotels Co IHC / Lisle Corp IHC Member Corp Sowood Capital Management LP aka Sowood Capital Management LLC Interstate Hotels LLC FNB United Corp Interstate International Employee Corp INTMB Inc IHC Capital Corp Key Employee Corp Jeffrey Burkhard Larson Mandala II Orlando 60 Management Co L-1 Identity Solutions Inc IHC / Park West Corp Westborough Hotel Management Co Orange Advisors LLC Thor Industries Inc Orange Realty Co LLC IHC / CG Portfolio Corp Orange Services LLC IHC / Realty Corp Artselect Inc BNT Group Inc Freshcombe USA Inc Income Opportunity Real Estate Trust GAMA Corporated Travel Services Inc Andromeda Enterprises Inc Millennium 3 Capital Inc TM Union Square Inc 1st Horizon Mortgage Company Cal-Maine Foods Inc Regulation of 5 U.S.C. 552 Clarium Capital Management LLC Peter Andreas Purchase Card Holder Information Millennium Management LLC
Requested Date
12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 12/26/2006 10/24/2006 12/27/2006 12/18/2006 12/27/2006 12/27/2006 12/27/2006 12/27/2006
Closed Date
3/24/2007 1/14/2008 5/4/2007 4/19/2007 3/20/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NPF NIF NIF RTW -
Exemption Cited
12/27/2006 Other Reasons 1/17/2008 1/4/2007 1/4/2007 1/10/2007 1/4/2007 1/17/2007 1/8/2007 1/9/2007 6/6/2007 1/17/2007 1/10/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/27/2006 Other Reasons 12/31/2007 Other Reasons 12/27/2006 Granted in full 1/16/2007 1/16/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/8/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 12/27/2006 Other Reasons
12/29/2006 Other Reasons 12/29/2006 Other Reasons 1/12/2007 1/17/2008 4/2/2007 8/3/2007 1/10/2007 1/17/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Kiernan, Cortney Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Grimm, Stephanie Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Mierzejewski, Mark Spence, Michael Mierzejewski, Mark Spence, Michael Malinowski, Thomas Spence, Michael Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Mierzejewski, Mark Harrison, Richard SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
CheckFund Manager LLC Cabot Corp
Request Description
Israel A Englander Owens & Minor Inc Titanium Metals Corp Thermo Fisher Scientific Inc Toys "R" Us Inc United Natural Foods Inc Universal Technical Institute Inc Accounting Fraud information for Public Companies from 1995 through 2006 NTL Holdings Inc Lawson Software The Reader's Digest Association Inc ARCH Development Partners LLC Trimeris Inc Global TeleSystems Inc Tuesday Morning Corp SBC Equity Partners Inc Dobson Communications Corp Ultratech Inc Skyworks Solutions Inc Lawrence A Heller Brooke Group Inc Helios Advisors LLC Western Union Corp David Andrew Bryson Liggett Group Inc Sky Bell Asset Management aka Sky Bell Asset Management LLC Gary Marks Michael J Gelblat GK Capital LLC New Stream Capital LLC MAI Basic Four Inc CKE Restaurants Inc GovDelivery Inc Grubb & Ellis Co Safe Lites LLC Invitrogen Corporation Bear Stearns High Grade Structured Credit Strategies LP Metasolv Inc
Requested Date
12/27/2006 12/27/2006 12/27/2006 12/27/2006 12/27/2006 12/27/2006 12/27/2006 12/27/2006 12/27/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 12/28/2006 1/2/2007 1/2/2007 1/3/2007
Closed Date
1/29/2007 2/1/2008 1/10/2008 12/5/2007 2/1/2008 3/24/2007 4/9/2007 5/22/2007 1/14/2008 4/19/2007 1/17/2008 1/10/2007 5/8/2007 4/12/2007 2/4/2008 3/21/2007 1/11/2007 1/30/2007 1/4/2007 1/4/2007 1/8/2007 4/22/2007 1/3/2007 1/3/2007 1/5/2007 1/5/2007 1/5/2007 1/11/2007 9/5/2007 3/24/2007 6/28/2007 1/10/2007 6/28/2007 4/7/2007 -
Final Disposition
NIF NIF;WIT WIT WIT WIT WIT RTW;WIT NIF NIF FEE WIT NIF WIT NIF NIF;RTW NIF WIT NIF NIF NIF NIF FEE NIF FEE NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
University of Minnesota SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research Check Fund Manager LLC International Business Research Check Fund Manager LLC International Business Research Cotal Systems, Inc. International Business Research CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight Check Fund Manager LLC Global Securities Information, Inc.
(b)(7)(A);RTW NIF NIF NIF NIF NIF
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick DePeau, Andrew Harrison, Richard Harrison, Richard Gavin, J. Patrick Pierce, James Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Morrison, Chris Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Rasciner, Heidi Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Opdyke, Jon Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight
Organization
Global Securities Information, Inc. Cotal Systems, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC SEC Insight Check Fund Manager LLC Check Fund Manager LLC Global Securities Information, Inc. SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight Check Fund Manager LLC SEC Insight Cleary Gottilieb Steen & Hamilton LLP SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Westlaw CourtExpress Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Oracle Corp
Request Description
Impax Laboratories Inc TTC Absolute Return Fund QP LLC Trammell Crow Co CB Richard Ellis Group Inc Honeywell International Inc Telynx Incorporated Tripath Imaging Inc Becton Dickinson and Co Genentech Inc Metrologic Instruments Inc Fox Point Capital Management LLC Charles S Anderson Antigenics Inc Nami Holding Company LLC Majeed Mike Nami Pacific Select Fund N-14 333-139681 Applied Materials Inc Exxon Mobil Corporation Van Eck Absolute Return Advisors Applications for Awards of Bounties Derek Steven Van Eck Aquila Inc Marvel Entertainment Inc Ralph R Cioffi ChevronTexaco Corporation FinCEN Amylin Pharmaceuticals Inc Build-A-Bear Workshop Inc Tiedmann Investment Group Carl H Tiedemann Bally Total Fitness Holding Corporation Ionatron Inc First Mablehead Corporation File Number 812-13297 Fidelity Commonwealth Trust II N-1A File # 81121990 Fidelity Rutland Square Trust N-1A File # 333139427 Oppenheimer Strategic Income Fund N-14 File # 333139700 Greenwich Advisors Trust 811-21996
Requested Date
1/3/2007 1/2/2007 1/2/2007 1/3/2007 1/3/2007 1/2/2007 1/2/2007 1/3/2007 1/3/2007 1/2/2007 1/3/2007 1/2/2007 1/2/2007 12/29/2006 1/2/2007 1/2/2007 1/3/2007 12/19/2006 1/2/2007 1/2/2007 12/29/2006 1/2/2007 12/19/2006 1/2/2007 1/2/2007 1/2/2007 12/29/2006 12/19/2006 12/19/2006 1/2/2007 1/2/2007 12/19/2006 12/19/2006 1/2/2007 1/2/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007
Closed Date
4/9/2007 4/30/2007 4/16/2007 4/27/2007 6/13/2007 3/24/2008 1/30/2008 4/17/2007 11/8/2007 5/22/2007 4/9/2007 4/9/2007 1/10/2008 8/3/2007 5/25/2007 2/6/2008 1/9/2007 3/5/2008 1/9/2007 5/18/2007 1/11/2007 2/13/2008 2/28/2008 12/4/2007 4/19/2007 1/8/2007 1/8/2007 12/4/2007 1/30/2008 4/3/2007 6/13/2007 9/27/2007 3/29/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Denied in full Granted in full Other Reasons NIF NIF WIT NIF WIT NIF NIF NIF;RTW RTW NIF NIF NIF NIF NIF;WIT NIF CAN NIF -
Exemption Cited
(b)(7)(A);RTW NIF (b)(7)(A) (b)(2);(b)(3):15 U.S.C. 78q(h)(5) NIF NIF NIF NIF (b)(7)(A);WIT NIF NIF (b)(4) NIF -
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick McMurry, John Gosa, Matt Gosa, Matt Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gosa, Matt Gosa, Matt Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Ravnitzky, Michael Gavin, J. Patrick Gosa, Matt Gavin, J. Patrick Gosa, Matt Gavin, J. Patrick Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight SEC Insight SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight Greenwich Alternative Investments, LLC SEC Insight Greenwich Alternative Investments, LLC SEC Insight Global Securities Information, Inc.
Request Description
TIGERS Revenue Trust N-1A File # 333139501 Investors Cash Trust N-14 File # 333139488 MFS Municipal Series Trust N-14 File # 333139458 Sentinel Group Funds Inc N-14 File # 333139447 Lincoln Variable Insurance Products Trust N-14 File # 333139398 Venture Catalyst Inc International Game Technology OilGear Co Aleris International Inc Emulex Corp / DE Weingarten Realty Investors / TX S-3 File # 333138336 Oragenics Inc SB-2 File # 333125660 CNS Inc / DE Glaxosmithkline PLC Hutchinson Technology McDonalds Corporation Criminal Bonds, Bonding, Judgement Numbers and Forms 24; 25 and 25 (A) Entrust Capital Partners II LP Entrust Capital Partners LP NBTY Inc Omnicare Inc Options Express ING Groep NV Joseph Patrick Smith Vivus Inc Vivus Inc Vivus Inc Viropharma Inc Viropharma Inc IG investigations closed or completed since October 1 2005 Digital River Inc Michael E Horowitz Medtronic Inc Entrust Capital Inc Mylan Laboratories Inc Triarc Companies Inc S-3 333-127818
Requested Date
1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 12/10/2006 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/4/2007 1/3/2007 11/20/2006 11/20/2006 11/20/2006 11/20/2006 11/20/2006 12/21/2006 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007
Closed Date
4/18/2007 4/18/2007 5/3/2007 4/16/2007 4/18/2007 5/3/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons NIF RTW RTW WIT (b)(6) NIF NIF NIF RTW CAN NIF NIF NIF (b)(7)(A)
Exemption Cited
10/12/2007 Other Reasons 4/9/2007 8/1/2007 4/25/2007 1/30/2008 4/3/2007 4/3/2007 2/22/2008 5/10/2007 6/7/2007 7/6/2007 2/28/2008 1/29/2008 6/13/2007 4/19/2007 6/5/2007 4/12/2007 1/4/2007 6/19/2007 4/9/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in part Other Reasons Granted in full Granted in full Granted in full Denied in part Denied in part Other Reasons Other Reasons Denied in part Granted in full
(b)(7)(A);NIF DUP;NIF NIF (b)(2);(b)(7)(A);(b)(7)(C) (b)(7)(A);NIF DUP DUP (b)(7)(A);NIF -
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Breed, Allen Gavin, J. Patrick Walker, Sharon Huang, William Gavin, J. Patrick Reyes, Jorge Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Malinowski, Thomas Malinowski, Thomas DePeau, Andrew Huang, William Huang, William Huang, William Litherland, Michael Huang, William Gavin, J. Patrick Gosa, Matt Huang, William Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Associated Press SEC Insight The Marker Group Inc EACM Advisors LLC SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Greenwich Alternative Investments, LLC EACM Advisors LLC SEC Insight CheckFund Manager LLC SEC Insight
Request Description
Clearly Canadian Beverage Corp F-3 333-136245 Data Systems and Software Inc S-1 333-138109 Vector Group Ltd S-3 333-137093 Nanosensors Inc SB-2 333-136220 Bio Key International Inc SB-2 333-137240 Uroplasty Inc SB-2 333-138265 Carrizo Oil and Gas Inc S-1 333-136778 Ortec International Inc WHX Corp Exopack Holding Corp S-4 333-136559 Metabasis Therapeutics Inc S-3 333-138720 Interleukin Genetics Inc S-3 333-138862 Ace Marketing and Promotions Inc SB-2 333138918 Trust for Professional Managers N-14 333139634 Taser International Inc Pegasystems Inc CVS Corporation and Caremark Rx Inc Robert Marren Rambus Inc Argent Mortgage Company LLC Sprint Nextel Corporation Wavefront Capital Group II LLC Nicholas "Nick" Greenfield Marc Culver Cohodes Trafelet & Company James Brandt Tracy Hedges jarl nelson william heon Blank SEC Forms William Duncan Sun Microsystems Inc New Star GP (Bermuda) Ltd Duncan-Hurst Capital Management Inc Taro Pharmaceutical Industries Ltd Masanori Fujita Teva Pharmaceutical Industries Ltd
Requested Date
1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/3/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 12/23/2005 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 12/22/2006 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007
Closed Date
2/11/2008 4/18/2007 2/11/2008 6/5/2007 5/22/2007 4/16/2007 6/19/2007 2/7/2008 4/4/2007 4/17/2007 5/1/2007 4/9/2007 4/9/2007 9/27/2007 1/11/2007 5/2/2007 1/11/2007 10/2/2007 4/12/2007 4/12/2007 4/24/2007 3/23/2007 3/23/2007 1/10/2007 1/10/2007 4/27/2007 4/26/2007 1/12/2007 1/12/2007 5/4/2007 4/3/2007 3/4/2008
Final Disposition
Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in part WIT WIT WIT WIT RTW NIF RTW NIF NIF RTW NIF
Exemption Cited
(b)(7)(A);RTW RPR (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF (b)(7)(A);WIT
Request ID
Requester Name
Lynch, Megan Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Spence, Michael DePeau, Andrew Spence, Michael Greenewald, John DePeau, Andrew Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael DePeau, Andrew Duran, Jesus Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Westbrook, Jesse DePeau, Andrew Spence, Michael Edwards, Mark Edwards, Mark Harrison, Richard SEC Insight
Organization
CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research Cotal Systems, Inc. International Business Research Cotal Systems, Inc. International Business Research SEC Insight International Business Research International Business Research Cotal Systems, Inc. Royston Rayzor Vickery and Williams LLP International Business Research SEC Insight SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research Bloomberg News Cotal Systems, Inc. International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Global Securities Information, Inc.
Request Description
Nikko Alternative Asset Management United Auto Group Inc Grant Ivan Grieve aka Gad Grieve Copper River Managment LLC Standard Pacific Capital LLC Beaver Creek Fund Limited Andrew R Midler Remy White Trafelet Blake Burdine James Peterson Michael Mcelroy Rebecca Laferney Walter Industries Inc Orange Hospitality Inc Yishan Thomas Ku Coqui Capital Partners FOIA Case Log for 2006 Tykhe Capital LP Millennium 3 Opportunity Fund Valero Energy Corporation MT Acquisition Group Interstate Hotels and Resorts Inc ARX Investment Management LP ABB Ltd Mary Beth Associates Inc Maxim Integrated Products Inc Oxford Industries Inc Textron Inc Humascan Inc Ingredients com Forrester Research Inc CR Capital Inc Unisys Corporation Alyn Corp SEC Chairman Christopher Cox Dwight D Sipprelle Magic Cinemas LLC Women First Healthcare Inc Women First Healthcare Inc BlackRock Global Dynamic Equity Fund N-14 333139818
Requested Date
1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/8/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 12/21/2006 1/4/2007 1/5/2007 11/27/2006 11/27/2006 1/9/2007
Closed Date
4/10/2007 4/10/2007 8/3/2007 8/3/2007 1/10/2007 1/10/2007 4/12/2007 4/12/2007 3/24/2007 3/24/2007 1/11/2007 4/25/2007 1/11/2007 4/10/2007 4/10/2007 7/19/2007 4/12/2007 4/5/2007 4/30/2007 4/19/2007 1/12/2007 4/12/2007 4/4/2007 4/12/2007 5/15/2007 7/9/2007 1/16/2007 1/10/2007 1/10/2007 1/9/2007 1/11/2007 1/11/2007 5/24/2007 3/24/2008 1/30/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);RTW NIF NIF NIF (b)(7)(A) NIF NIF;RTW NIF (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF RLD -
Request ID
Requester Name
Hunsberger, Brent Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Edwards, Mark Edwards, Mark Edwards, Mark Mierzejewski, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Johnson, Jonathan Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas Mierzejewski, Mark Sengstack, Michele Trimble, William Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard The Oregonian
Organization
Request Description
Schnitzer Steel Industries Inc and SSI International Far East Ltd Aim Variable Insurance Funds N-14 333-139814 FPL Group Inc Florida Power and Light Company Bob Evans Farms Inc Anthony M Ramunno Jr Watson Pharmaceuticals Inc Watson Pharmaceuticals Inc Watson Pharmaceuticals Inc Manish Mittal Xoma Corp now called Xoma Ltd Xoma Ltd Xoma Ltd Xoma Ltd Xenova Group PLC StateShares Inc N-1A 333-139823 Investors Cash Trust N-14 333-139829 Tween Brands Inc ING Investors Trust N-14 333-139825 Syntel Inc Six Flags Inc Overstock com Inc J2 Global Communications Inc Renaissance Asset Management LLC Brian Joseph Higgins Blackstone Kalix Francesco Piovanetti FOIA Case Log for 2005 Broadwing Corp Level 3 Communications Inc UCBH Holdings Inc Summit Bank Corp Ameris Bancorp Islands Bancorp Newalliance Bancshares Inc Westbank Corp Citizens Banking Corp Republic Bancorp Inc Kraft Paper Business Stone Arcade Acquisition Corp
Requested Date
1/9/2007 1/9/2007 1/8/2007 1/8/2007 1/8/2007 1/8/2007 11/27/2006 11/27/2006 11/27/2006 1/8/2007 12/4/2006 12/4/2006 12/4/2006 12/4/2006 12/4/2006 1/9/2007 1/9/2007 1/8/2007 1/9/2007 1/8/2007 1/8/2007 12/29/2006 1/8/2007 1/8/2007 1/8/2007 1/8/2007 1/8/2007 1/2/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007
Closed Date
2/1/2008 4/30/2007 4/26/2007 4/26/2007 5/16/2007 4/20/2007 1/28/2008 1/12/2007 6/11/2007 3/29/2007 4/19/2007 5/17/2007 4/5/2007 6/14/2007 1/31/2008 5/22/2007 7/20/2007 1/10/2007 3/29/2007 3/29/2007 3/24/2007 7/5/2007 4/19/2007 3/10/2008 1/29/2008 4/26/2007 1/30/2008 5/4/2007 1/29/2008 5/22/2007 3/18/2008 4/27/2007
Final Disposition
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons NIF NIF NIF NIF
Exemption Cited
Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight SEC Insight Overstock.com, Inc. SEC Insight Check Fund Manager LLC Cotal Systems, Inc. Check Fund Manager LLC International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
(b)(7)(A);NIF NIF NIF (b)(4) NIF NIF NIF;WIT (b)(4);NIF NIF NIF NIF NIF NIF NIF RTW RTW NIF NIF RTW NIF RTW
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Ayee-Louie, Juliet Kiernan, Cortney Kiernan, Cortney DePeau, Andrew Bear, Nathan Harris, William Gavin, J. Patrick Gavin, J. Patrick
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. The Bank of New York CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Lerach Coughlin et al LLP SEC Insight SEC Insight
Request Description
State National Bancshares Inc Banco Bilbao Vizcaya Argentaria S A Sands Regent Herbst Gaming Inc On Track Innovations Ltd International Project Solution Division Merck and Co Inc Sirna Therapeutics Inc Interchange Financial Services Corp NJ TD Banknorth Inc Bellsouth Corp AT and T Inc Bank of Escondido Dillon Yarn Division Sanpaolo IMI SPA Aztar Corp Solarfun Power Holdings Co Ltd F-1 333-139258 Trina Solar Ltd F-1 333-139144 Teekay Offshore Partners LP F-1 333-139116 Huron Ventures Inc S-1 333-138003 Remote MDX Inc SB-2 333-137814 Shadows Bend Development Inc SB-2 333138994 Maxygen Inc S-3 333-124940 Savvis Communications Corp S-3 333-136028 Foamex International Inc S-1 333-138180 Attunity Ltd F-3 333-138044 Olympic Cascade Financial Corp S-1 333-133732 Wise Metals Group LLC Pegasus Communications Corp Charter Financial Corp GA Unit Investment Trusts James Arthur Davis Western Reserve Capital Management LP Jetstream Capital LLC Cardinal Health Inc Oritani Financial Corp Interworkings Inc Fidelity National Financial Inc
Requested Date
1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/3/2007 1/9/2007 1/9/2007 1/4/2007 1/4/2007 1/9/2007 1/9/2007 1/9/2007
Closed Date
5/3/2007 1/30/2008 5/15/2007 4/26/2007 4/5/2007 5/1/2007 4/3/2007 1/28/2008 5/22/2007 5/11/2007 4/17/2007 4/4/2007 5/15/2007 6/1/2007 2/13/2008 4/16/2007 2/11/2008 6/5/2007 4/6/2007 5/22/2007 4/10/2007 2/7/2008 5/9/2007 5/3/2007 5/10/2007 4/13/2007 2/11/2008 1/10/2007 4/4/2007 1/17/2007 5/31/2007 -
Final Disposition
Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF RTW RTW RTW NIF NIF RTW RTW RTW RTW NIF RTW RTW WIT WIT WIT RTW NIF WIT RPR NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Barr, Alfred Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Mierzejewski, Mark Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Zuckerman, Jason Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Miller, Ken Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Becker, Jordan Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Jamieson, Dan Gavin, J. Patrick Costello, Maureen Stevens, Garth Costello, Maureen SEC Insight SEC Insight
Organization
Request Description
Caremark Rx Inc The Barr Financial Group Inc and Alfred E Barr Admin Proceeding 3-9918 Appolo Investment Corp Paul E Johnson Gentex Corporation Comerica Incorporated Nicusa Capital Sansar Capital Management LLC Bayswater Realty and Capital Corp Bayswater Land Corp John Paul Ho New York Community Bancorp American Property Investors Inc Sanjay Motwani Ghelu Corp American Railcar Industries Inc Competitive Technologies Inc Arizona Charlies Inc Barberry Corp Capital City Bank Group Ealing Corp Fleetwood Corp Jospeh P Smith Foxfield Thoroughbreds Inc Geraph Inc Global Partner Inc Hanover Holding Corp Highcrest Investors Corp In the Matter of Hartford Investment Financial Services Inc C-03823 Provident New York Bancorp Allegiance Internet Inc Crimson Investments ACF Industries Incorporated ACF Industries LLC Proposed consolidation of the NYSE and NASD regulatory units Northeast Utilities Arnos Corp Matrixx Initiatives Inc Beckton Corp
Requested Date
1/9/2007 12/27/2006 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/9/2007 1/10/2007 11/21/2006 11/21/2006 1/10/2007 1/10/2007 11/21/2006 1/10/2007 11/22/2006 11/21/2006 1/10/2007 11/21/2006 11/21/2006 1/10/2007 11/21/2006 11/21/2006 1/10/2007 11/21/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 1/9/2007 1/10/2007 11/21/2006 1/10/2007 11/21/2006 11/21/2006 1/10/2007 1/10/2007 11/21/2006 1/4/2007 11/21/2006
Closed Date
4/12/2007
Final Disposition
Denied in part Other Reasons RPR NIF;WIT FEE NIF;RTW NIF NIF RTC NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(C);WIT
11/14/2007 Other Reasons 5/17/2007 5/16/2007 1/12/2007 4/10/2007 1/30/2008 3/27/2007 8/3/2007 4/19/2007 1/16/2007 1/16/2007 1/16/2007 3/30/2007 3/30/2007 12/7/2007 1/16/2007 1/16/2007 1/12/2007 1/12/2007 4/4/2007 4/4/2007 4/4/2007 2/9/2007 4/5/2007 3/24/2007 1/17/2007 1/17/2007 1/17/2007 4/2/2007 4/2/2007 5/22/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC SEC Insight International Business Research Check Fund Manager LLC International Business Research International Business Research Law Office of Jason M. Zuckerman, PLLC International Business Research International Business Research SEC Insight International Business Research International Business Research Greenwich-Van Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research Paduano and Weintraub LLP SEC Insight International Business Research Check Fund Manager LLC International Business Research International Business Research InvestmentNews SEC Insight International Business Research Snell and Wilmer LLP International Business Research
(b)(2);(b)(5);(b)(7)(C) NIF
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Kappy, Pia Evans, David Evans, David Costello, Maureen Gavin, J. Patrick Costello, Maureen Evans, David Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew Harkinson, Josh Heim, David Evans, David Costello, Maureen Evans, David Costello, Maureen Gavin, J. Patrick Evans, David Costello, Maureen Evans, David Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight
Organization
International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Lovell Stewart Halebian LLP International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Mother Jones Magazine Bochetto and Lentz International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research
Request Description
Benherone Corp Landstar System Inc Bretton Woodworks Corp Blockbuster Inc Delta Air Lines Inc Buffalo Investors Corp Charlie Holding Corp Carl C Icahn Icahn and Company Inc Icahn Associates Corp Icahn Enterprises Icahn Entities Icahn Group Inc Avista Corp Avista Utilities Avista Energy and Avista Power Atlantic European Partners LLC Artus Advisors LLC Icahn Acquisition Corp Sirius Satellite Radio Inc Icahn Offshore LP Thomas M Blake Icahn Holding Corporation 2000 South Las Vegas Boulevard Retail Corporation Twocan Corp Lyrical Partners LP Congresswoman Nancy Pelosi Edward Ahmed Hamilton Siedle aka Edward A H Siedle aka Edward Siedle Scott W Smith XO Communications Inc Michael W Ernestus XO Communications Services Inc Idearc Inc Majeed S Nami Vehicle Owner LLC Nami Resources Company Vegas Financial Subsidiary Corp Express Scripts Inc Icahn Security Trading Company Inc Stratosphere Land Corporation Icahn Option Management Company
Requested Date
11/21/2006 1/10/2007 11/21/2006 11/21/2006 1/10/2007 11/21/2006 11/21/2006 11/21/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 11/22/2006 1/8/2007 11/29/2006 11/29/2006 11/22/2006 1/11/2007 11/22/2006 11/29/2006 11/22/2006 11/27/2006 11/27/2006 1/4/2007 1/11/2007 1/11/2007 11/29/2006 11/27/2006 11/29/2006 11/27/2006 1/11/2007 11/29/2006 11/27/2006 1/12/2007 11/27/2006 1/11/2007 11/22/2006 11/27/2006 11/22/2006
Closed Date
1/23/2008 5/15/2007 3/23/2007 3/18/2008 1/17/2007 1/17/2007 10/2/2007 10/2/2007 1/17/2007 3/29/2007 3/29/2007 3/29/2007 3/27/2007 3/27/2007 5/17/2007 1/16/2007 4/19/2007 1/16/2007 4/19/2007 3/24/2007 3/24/2007 4/16/2007 1/17/2007 4/2/2007 3/30/2007 4/2/2007 3/30/2007 4/2/2007 12/5/2007 1/23/2008 4/12/2007 1/22/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF CAN CAN NIF NIF NIF NIF NIF NIF NIF DUP;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF WIT NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Kiernan, Cortney Lynch, Megan Evans, David Evans, David Gavin, J. Patrick Lichtcsien, Susan Mierzejewski, Mark Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Lichtcsien, Susan Evans, David Evans, David Evans, David Leppke, Ron Evans, David Evans, David Burlingame, Laurie Gavin, J. Patrick Evans, David Lichtcsien, Susan Evans, David Kiernan, Cortney SEC Insight
Organization
International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research SEC Insight CheckFund Manager LLC Check Fund Manager LLC International Business Research International Business Research SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research Goodwin Procter LLP SEC Insight International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC
Request Description
Commerce Bancorp Icahn Institutional Services Inc The Carl C Icahn Foundation LHP Equipment Inc Icahn Partners Master Fund LP Allegheny Energy Icahn Partners LP Key Belle Inc Turtle Investors Corp GT Travel Club Inc Edwards Lifesciences Corp The Travel Channel Inc Vegas Financial Corp Testudo Corp Mirant Corp Willem Kooyker Madison Street Partners LLC Ariana Energy LLC B & N Truck Repairs Inc Millea Holdings Inc Jeffrey C Moskowitz Two Sigma Investments LLC Ford Lincoln Mercury Autoplex Inc Fortress Properties LLC Infosys Technologies Ltd Tesco Corp David Michael Sherman Bryant Jude Regan Mas Energy Inc MMT Land Company Inc Morgan Oil Ltd List of public companies filing chapter 11 petitions Production Management Services KY LLC Production Management Company LLC Cosi Inc S-1 (File # 333107689) Key Energy Services Inc Mustang Properties of Corbin LLC Lafitte Capital Management O G Investment LLC Blenheim Capital Management LLC
Requested Date
1/11/2007 11/22/2006 11/27/2006 11/22/2006 11/22/2006 1/11/2007 11/22/2006 11/22/2006 11/27/2006 11/27/2006 1/11/2007 11/27/2006 11/27/2006 11/27/2006 1/12/2007 1/15/2007 1/15/2007 11/29/2006 11/29/2006 1/12/2007 1/12/2007 1/15/2007 11/29/2006 11/29/2006 1/12/2007 1/12/2007 1/12/2007 1/15/2007 11/29/2006 11/29/2006 11/29/2006 1/15/2007 11/29/2006 11/29/2006 1/12/2007 1/12/2007 11/29/2006 1/15/2007 11/29/2006 1/15/2007
Closed Date
1/22/2008 6/7/2007 4/5/2007 3/23/2007 3/23/2007 4/6/2007 1/17/2007 1/17/2007 1/18/2008 1/17/2007 3/29/2007 3/29/2007 4/25/2007 4/25/2007 4/25/2007 4/25/2007 5/10/2007 5/3/2007 4/13/2007 4/12/2007 4/1/2008 3/24/2007 4/20/2007 4/13/2007 4/13/2007 4/18/2007 3/24/2007 3/24/2007 4/4/2007 1/17/2007 4/4/2007 1/17/2007 -
Final Disposition
NIF WIT NIF NIF CAN NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Costello, Maureen Daley, Dorian Costello, Maureen Balber, Carmen Costello, Maureen Lynch, Megan Costello, Maureen Evans, David Costello, Maureen Evans, David Evans, David Costello, Maureen Evans, David Costello, Maureen Evans, David Evans, David Costello, Maureen Evans, David Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Evans, David Lynch, Megan Evans, David Lichtcsien, Susan Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research Oracle Corporation International Business Research The Foundation for Taxpayer and Consumer Rights International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC International Business Research International Business Research Mike Nami
Request Description
The Auto Place Inc Appalachian Royalty Trust LLC Total Financial Services Inc Richard A Bloom aka Rick Bloom FOIA request made by Bloomberg news agency AGC Group Inc Merrill Lynch and Co Cambridge Financial Technologies LLC Drew McKinley Hayworth AT Boston LLC Bengel Transit Inc Coating Installation and Research Company Inc Culton Energy Corp Nami Capital Partners LLC BFMA Holding Corporation Nami Enterprises Inc North East Actuarial Services Limited Company Nami Holding Company LLC Nami Resources Inc OCRIC Inc Nami Service Company LLC Motient Corporation Provenance Ltd John A Overdeck State Farm Employees Activities Association Marietta Corporation Humanitarian & Scientific World Foundation Ltd Marietta Holding Corporation Lasse Wagene Marietta Realty Holdings Ltd Scott W Smith Metropolitan Real Estate Thomas H Blake Harvey Partners LLC Ensource Energy Company LLC GMC Pontiac Buick Autoplex Inc
Requested Date
11/29/2006 11/29/2006 11/29/2006 11/29/2006 1/12/2007 1/12/2007 12/4/2006 1/12/2007 12/4/2006 1/15/2007 12/4/2006 11/29/2006 12/4/2006 11/29/2006 11/29/2006 1/12/2007 11/29/2006 12/4/2006 11/29/2006 11/29/2006 12/4/2006 11/29/2006 1/12/2007 12/4/2006 1/15/2007 12/4/2006 1/12/2007 12/4/2006 1/12/2007 12/11/2006 1/12/2007 12/13/2006 1/12/2007 12/13/2006 1/12/2007 12/13/2006 11/29/2006
Closed Date
4/4/2007 1/17/2007 1/17/2007 4/4/2007 3/27/2007 1/17/2007 4/11/2007 3/12/2007 4/20/2007 1/17/2007 3/29/2007 1/17/2007 3/29/2007 1/17/2007 3/29/2007 4/19/2007 3/29/2007 4/19/2007 3/29/2007 3/29/2007 4/19/2007 3/29/2007 4/19/2007 3/29/2007 4/19/2007 5/18/2007 3/29/2007 3/29/2007 3/29/2007 4/3/2007 4/30/2007 3/31/2007 8/16/2007 3/29/2007 3/31/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);WIT NIF NIF NIF FEE NIF NIF NIF NIF CAN FEE;NIF (b)(7)(A);NIF NIF NIF
Request ID
Requester Name
Evans, David Evans, David Burlingame, Laurie Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Mergenthaler, Richard Gavin, J. Patrick Edwards, Mark Evans, David Evans, David Scharkey, John Gavin, J. Patrick Edwards, Mark Evans, David Evans, David Greene, Joyce Gavin, J. Patrick Campbell, Gary Edwards, Mark Evans, David Evans, David Gavin, J. Patrick DePeau, Andrew Costello, Maureen Edwards, Mark Costello, Maureen Edwards, Mark Evans, David Evans, David Bloom, Jason Evans, David Gavin, J. Patrick Mierzejewski, Mark
Organization
International Business Research International Business Research Goodwin Procter LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research UW Business School SEC Insight Recombinant Capital Inc. International Business Research International Business Research Gould & Ratner SEC Insight Recombinant Capital Inc. International Business Research International Business Research SEC Insight Dodge Correctional Institution Recombinant Capital Inc. International Business Research International Business Research SEC Insight Cotal Systems, Inc. International Business Research Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research Haynes and Boone LLP International Business Research SEC Insight Check Fund Manager LLC
Request Description
JNJ Production Company Inc KNETX com Inc PeopleSupport Inc S-1 Trust Energy Company LLC Trust Pipeline Company LLC United Drilling Company LLC United Well Services LLC Veda Air LLC Vinland Energy Capital LLC Mark L Sander Adnan Sakil Alliance Asset Management Inc Corporate Financial Reporting Misconduct General Mills Inc Rigel Pharmaceuticals Inc Sabine Petroleum Partners Ltd Tristone Energy Company LLC International Galleries Inc Radian Group Inc Ribapharm Inc Continental Sprayers International Ltd Indesco International Inc Consol Energy Inc, Consolidated Coal Company and CNX Land Resources Sigma Designs Inc National OTC Dow Jones Company Allos Therapeutics Inc T Michael White Jeffery W Johnson Atmel Corp Levin Capital Strategies LP MCH Aquisitions Inc Bruker AXS Inc Caswell Massey Ltd Array Biopharma Inc Equus Resources Inc Sunset Financial Resources Inc Global Axcess Corp Sunset Commercial Group LLC Evergreen Solar Inc Forrest Fontana
Requested Date
11/29/2006 11/29/2006 1/12/2007 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 11/29/2006 12/4/2006 12/4/2006 12/4/2006 1/16/2007 1/16/2007 12/18/2006 12/13/2006 12/13/2006 1/16/2007 1/16/2007 12/18/2006 12/13/2006 12/13/2006 1/9/2007 1/16/2007 1/7/2007 12/11/2006 12/19/2006 12/19/2006 1/16/2007 1/16/2007 1/16/2007 12/11/2006 1/16/2007 12/11/2006 12/19/2006 12/19/2006 1/16/2007 12/19/2006 1/16/2007 1/16/2007
Closed Date
4/2/2007 4/2/2007 1/22/2008 1/22/2008 1/22/2008 1/23/2008 4/5/2007 3/23/2007 4/5/2007 4/5/2007 4/26/2007 5/17/2007 6/1/2007 4/19/2007 4/19/2007 6/5/2007 2/29/2008 4/16/2007 4/13/2007 6/20/2007 4/27/2007 4/4/2007 4/10/2007 11/9/2007 4/10/2007 4/4/2007 4/4/2007 4/4/2007 7/20/2007 4/11/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF;RPR NIF NIF NIF RTO NIF WIT NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Edwards, Mark Edwards, Mark Evans, David Evans, David Evans, David Berstein, Jeffrey Gavin, J. Patrick Edwards, Mark Evans, David Evans, David Evans, David Evans, David Malinowski, Thomas Halsey, Tyson Gavin, J. Patrick Evans, David Edwards, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Lynch, Megan Evans, David Stachyra, Frank Costello, Maureen Gavin, J. Patrick Edwards, Mark Costello, Maureen Costello, Maureen Evans, David Evans, David Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Malinowski, Thomas Evans, David
Organization
Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research International Business Research MEAG New York Corporation SEC Insight Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Halsey Advisory and Management LLC SEC Insight International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research SEC Insight Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research
Request Description
Dov Pharmaceutical Inc Genencor International Inc The Wiser Oil Company Flagship Capital Corporation Inc Scott W Smith Funding LLC Clinton Group Hilton Hotels Corp Therasense Inc William L Driggers Alliance Mortgage Company ContinentalAFA Dispensing Company Caleb Financial Services Corp Jonathan Everett Sandelman SEC Audit Safenet Inc Commercial Financial Underwriters LLC Northwest Biotherapeutics Inc First National Bank of St Mary's Colleen Morgan First National Banc Inc John B Watson Ameris Bancorp Crestview Capital Partners LLC Chek Master of North Florida Inc Jack Grubman Solomon Smith Barney aka Citigroup Global Markets Inc Cathy Fleischer S T Bancorp Inc Zymogenetics Inc Kathleen A Browne NaturalNano Inc Timothy S Ayers First Atlantic Financial Holdings Inc Fontana Capital LLC Caleb Mortgage Company Purity Financial Services Corp Vector Marketing Inc Western World Insurance Agency Sandleman Partners Multi Strategy Fund LP ABC Bancorp
Requested Date
12/11/2006 12/18/2006 12/13/2006 12/19/2006 12/13/2006 1/16/2007 1/16/2007 12/18/2006 12/14/2006 12/19/2006 12/13/2006 12/19/2006 1/16/2007 1/16/2007 1/16/2007 12/19/2006 12/18/2006 12/19/2006 12/13/2006 12/19/2006 12/19/2006 12/19/2006 1/16/2007 12/19/2006 1/8/2007 12/19/2006 1/16/2007 12/11/2006 12/19/2006 12/19/2006 12/19/2006 12/19/2006 1/16/2007 12/19/2006 12/19/2006 12/19/2006 12/19/2006 1/16/2007 12/19/2006
Closed Date
3/29/2007 6/1/2007 1/18/2008 1/17/2007 3/29/2007 1/17/2007 3/29/2007 8/3/2007 3/30/2007 4/25/2007 4/19/2007 4/19/2007 3/30/2007 4/19/2007 3/30/2007 4/24/2007 5/10/2007 3/29/2007 3/29/2007 5/3/2007 4/9/2007 4/2/2007 4/3/2007 4/3/2007 3/31/2007 3/31/2007 3/31/2007 3/31/2007 3/31/2007 1/22/2008 1/22/2008 -
Final Disposition
NIF NIF CAN (b)(7)(A) NIF NIF NIF NIF NIF (b)(8)
Exemption Cited
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);RTW NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF;RTC NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Evans, David Evans, David Evans, David Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Reagan, Kelly
Organization
International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research Page, Mrachek, Fitzgerald & Rose, P.A.
Request Description
AMC A Mortgage Company of NE Florida Inc 1st Performance National Bank 1st Performance Bank Stewart Ross Flink PBS of South Florida Inc PBS of Southern California Inc PBS of North Florida Inc Thomas D Abrams Phoenix Investments Inc Phoenix Investment Advisors Inc Abrams Industries Inc Phoenix Business Management Inc Phoenix Administrative Services Inc Swiss Capital Management Ltd Dycom Industries Inc Jay A Johnston Scott G Seaman Gramercy Advisors LLC Gramercy Financial Group LLC McClatchy Co Gramercy Baupost Mexico Fund LLC Gramercy Brazil NPL Fund I LLC Gramercy Capital Growth Partners LP Gramercy Capital Partners LLC NATCO Group Inc First State Bank & Trust Co Commercial State Bank of Donalsonville FNC Bancorp Inc Coastal Banking Company Inc Baring Vostok Capital Partners First National Bank of Nassau County Lowcountry National Bank First Capital Bank Holding Corporation CenterPoint Energy Inc AB Investments LLC Luker Road Acquisition Inc Merrill Lynch Litigation GRQ Consultants Inc UNU Acquisition Corp Marlin Capital Resources Andrea Electronics Corp Horseman Capital International
Requested Date
12/19/2006 12/19/2006 12/19/2006 1/16/2007 12/19/2006 12/19/2006 12/19/2006 1/16/2007
Closed Date
1/22/2008 1/22/2008 1/22/2008 4/5/2007 3/29/2007 3/29/2007 3/29/2007 3/5/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF WIT
Exemption Cited
Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Taylor, Austin Evans, David Evans, David Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Landset, Nicole Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Conover, Becky
SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research Brown University Investment Office International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research American Association for Justice International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC
1/17/2007 12/21/2006 12/21/2006 12/21/2006 12/21/2006 1/17/2007 12/21/2006 12/21/2006 12/21/2006 12/21/2006 1/17/2007 12/22/2006 12/22/2006 12/22/2006 12/22/2006 1/17/2007 12/22/2006 12/22/2006 12/22/2006 1/17/2007 12/27/2006 1/17/2007 1/12/2007 12/27/2006 12/27/2006 12/27/2006 12/27/2006 1/17/2007
5/29/2007 4/19/2007 4/18/2007 4/18/2007 4/16/2007 4/13/2007 4/14/2007 4/16/2007 4/16/2007 1/24/2008 4/25/2007 4/26/2007 4/26/2007 4/26/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/10/2007 4/4/2007 4/10/2007 5/29/2007 4/19/2007 3/29/2007 4/11/2007 4/19/2007 8/3/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF (b)(2);(b)(5);(b)(6);NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Kiernan, Cortney Evans, David Costello, Maureen Evans, David Costello, Maureen Evans, David Gavin, J. Patrick Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Motz, Robert Evans, David Taylor, Austin Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Green, Brian Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wake, Daniel Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research Brown University Investment Office International Business Research International Business Research International Business Research International Business Research Edwards Angell Palmer & Dodge LLP International Business Research International Business Research International Business Research International Business Research Sander Ingebretsen & Parish, P.C. International Business Research International Business Research
Request Description
Becoming Art Inc Silverstar Holdings Ltd Ckrush Inc Robert W Buchalter AmeriQual Group LLC Credit Capital Investments LLC BB Brookhaven LLC Imperial Capital LLC BB Grenada LLC Green Valley Holding Inc BB Laurel LLC Concur Technologies Inc Brokerage of West Alabama Inc Bausch Lomb Oral Care Division Inc Technology Innovations LLC Barry Honig Robert S Koenigsberger E ON AG Gramercy Financial Services LLC Gramercy Financial Advisory Services LLC Gramercy Holdings LLC Gramercy Asset Managment LLC MGIC Investment Corporation Gramercy Capital Recovery Fund A LLC Gramercy Capital Recovery Fund II A LLC Colin F Watts First National Bank of Coffee Co LS Power B S Electronics LLC Contrarian Cash Fund I Ltd Contrarian Fund Advisors LLC Contrarian Cash Fund LLC North Korean government or related entities Dynamic Leisure Corp Dyneco Corp China Evergreen Environment Marlin Capital Partners I LLC Will Hoover and affiliated entities William O Buchalter John D Nagle
Requested Date
12/28/2006 12/28/2006 12/28/2006 1/4/2007 1/17/2007 1/17/2007 1/4/2007 1/17/2007 1/4/2007 1/17/2007 1/4/2007 1/17/2007 1/4/2007 12/19/2006 12/19/2006 12/27/2006 12/21/2006 1/17/2007 12/21/2006 12/21/2006 12/21/2006 12/21/2006 1/17/2007 12/21/2006 12/21/2006 12/21/2006 12/22/2006 1/17/2007 12/27/2006 12/27/2006 12/27/2006 12/27/2006 1/17/2007 12/27/2006 12/27/2006 12/27/2006 12/28/2006 1/11/2007 1/4/2007 1/4/2007
Closed Date
4/24/2007 4/19/2007 4/24/2007 3/29/2007 4/10/2007 4/2/2007 4/3/2007 4/10/2007 4/3/2007 4/10/2007 4/3/2007 6/25/2007 4/3/2007 4/2/2007 4/2/2007 8/28/2007 4/2/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
12/12/2007 Other Reasons 12/12/2007 Other Reasons 12/12/2007 Other Reasons 12/12/2007 Other Reasons 4/18/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 5/3/2007 4/3/2007 4/3/2007 4/3/2007 4/16/2007 4/5/2007 4/12/2007 4/12/2007 4/12/2007 3/29/2007 1/22/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Victor, William Mierzejewski, Mark Evans, David Evans, David Evans, David Mierzejewski, Mark McMorris, Sonia Evans, David Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Evans, David Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
The Buchalter Company Inc AB Philadelphia LLC Buchalter Grant Louisiana LLC Buchalter Kahn Holdings LLC Buchalter II Inc Buchalter Real Estate Texas LLC DG Stores Texas LLC Firstrade Securities Inc Loch Capital Management LLC MG Pace LLC O'Quinn Motor Co Inc Pace Station LLC Timothy McSweeney Reliant Energy Annual Report Park Place Homeowners Association Inc RBGW LLC RWB LLC Pep Boys Manny Moe & Jack Buchalter Aircraft Inc Logo Sports LLC Nicholas Puro Barry M Shereck Portland General Electric Company College Enterprises Inc Copyworks Inc Diamond Medical Management Inc EZ2Get.com Inc Royal Gold Inc Somuchfun Inc Capital Growth Properties Operating Partners LP Cornerstone Financial Corporation Advanced Power Systems International Inc Crop Growers Insurance Agency Inc Crop Growers Employer Organization Inc Crop Growers of North Dakota Inc Crop Growers Corporation Crop Growers Insurance Inc Lakeside Capital Group Petrolink USA Inc Prairie Mountain Insurance Inc
Requested Date
1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/18/2007 1/18/2007 1/4/2007 1/4/2007 1/4/2007 1/18/2007 1/16/2007 1/4/2007 1/4/2007 1/4/2007 1/18/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/18/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/18/2007 1/5/2007 1/4/2007 1/5/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007
Closed Date
3/29/2007 1/23/2008 3/29/2007 3/29/2007 7/18/2007 3/29/2007 4/26/2007 4/16/2007 4/16/2007 4/16/2007 4/16/2007 4/18/2007 4/18/2007 4/18/2007 3/31/2008 3/29/2007 4/25/2007 4/5/2007 4/5/2007 5/24/2007 4/6/2007 4/6/2007 4/6/2007 4/6/2007 4/12/2007 3/29/2007 5/10/2007 4/24/2007 3/29/2007 4/24/2007 4/24/2007 4/24/2007 4/3/2007 4/3/2007 3/12/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Evans, David Evans, David Gosa, Matt Gosa, Matt Costello, Maureen Costello, Maureen Evans, David Goldsmith, Barry Goldsmith, Barry Gosa, Matt Gosa, Matt Gosa, Matt Walker, Sloan Gavin, J. Patrick Evans, David Evans, David Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Gosa, Matt Lichtcsien, Susan
Organization
International Business Research International Business Research Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research Gibson Dunn & Crutcher LLP Gibson Dunn & Crutcher LLP Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Greenwich Alternative Investments, LLC CheckFund Manager LLC
Request Description
The Wheat Growers Farm Mutual Insurance Company 1859 Lakewood LLC Trellus Management Company LLC Trellus Company LLC GSI 2003 LLC Global Strategies International LLC DGTC LLC Fairfax Financial Holdings Limited Odyssey Re Holdings Corp Trellus Offshore Fund Limited Trellus Partners II LP Trellus Partners LP SEC Chairman William Cary and Cady Roberts and Co Novartis AG The Village Homeowners Association Inc Village Inc Windsong Inc Progress Energy Inc Rose Marie Fox Rose Marie Shanahan Rose Marie Logan China Opportunity Acquisition Corp Petrochina Co Ltd Haison Knitting Mills Special Teams Inc Education Enrollment Services Inc Edverify Inc Research in Motion Ltd Donald Josephson Andrew Weatherwax aka Andy Weatherwax Jeremy Sanchez William J Hunt III Zoe Spa LLC Zi Spa LLC Crop Loss Adjusting Services Inc Cimarron Crop Insurance Services Inc John J Hemmingson John W Alderman Catalysis Partners LLC
Requested Date
1/10/2007 1/10/2007 1/18/2007 1/18/2007 1/10/2007 1/10/2007 1/4/2007 1/18/2007 1/18/2007 1/18/2007 1/18/2007 1/18/2007 1/6/2007 1/18/2007 1/4/2007 1/4/2007 1/4/2007 1/18/2007 1/4/2007 1/4/2007 1/4/2007 1/5/2007 1/18/2007 1/5/2007 1/5/2007 1/5/2007 1/5/2007 1/18/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/10/2007 1/18/2007 1/18/2007
Closed Date
5/7/2007 4/3/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 6/15/2007 6/20/2007 5/3/2007 5/3/2007 5/3/2007 4/3/2007 4/5/2007 4/5/2007 4/13/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/12/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 1/23/2008 1/22/2008 3/28/2008 3/28/2008 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/18/2007 4/11/2007 4/10/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Lichtcsien, Susan Evans, David Evans, David Gosa, Matt Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Grob, Evan Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Kreider, James Costello, Maureen Costello, Maureen Levi, Hunter Costello, Maureen Costello, Maureen Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Stevens, Suzanne Gavin, J. Patrick Costello, Maureen Costello, Maureen
Organization
CheckFund Manager LLC International Business Research International Business Research Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research SEC Insight International Business Research International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight International Business Research International Business Research
Request Description
John P Francis Fairfax Building Inc Greensboro Ave Auto Sales Inc Adam Usdan Holly Hill and Del Inc HTB Inc Kingsville 1031 LLC Magnolia Park at Englewood Homeowners Assoc Inc Agricultural Insurance Group Corporation Harry Edelson Trapeze Asset Management fka Strategic Advisors Corp United Technologies Corporation Edelson Technology Inc Edelson Technology Associates Limited Partnership Edelson VI Investments LP Edelson IV LP Edelson Associates IV LP Becton Dickinson and Comapny Edelson Technology Partners II LP Edelson Technology Associates II LP Aggregate Continuous Net Settlement CNS Failure for Medis Technologies Ltd Edelson Technology Partners III LP Edelson Technology Associates III LP policies and corporate governance guidelines Anheuser Busch Lucas Western Inc Remmele Engineering Inc Apache Corporation Richard Elden Lakeview Capital Management LLC No Rush Inc Wendys International Inc Edelson V LP Edelson Brothers Big Store Zale Corporation Southern Co Edelson Technology Partners LP Edelson VI Associates LLC
Requested Date
1/18/2007 1/4/2007 1/4/2007 1/18/2007 1/4/2007 1/4/2007 1/4/2007 1/4/2007 1/10/2007 1/4/2007 1/20/2007 1/19/2007 1/8/2007 1/8/2007 1/8/2007 1/8/2007 1/8/2007 1/19/2007 1/8/2007 1/8/2007 1/22/2007 1/8/2007 1/8/2007 1/10/2007 1/22/2007 1/22/2007 1/19/2007 1/19/2007 1/19/2007 1/10/2007 1/19/2007 1/8/2007 1/5/2007 1/19/2007 1/19/2007 1/8/2007 1/8/2007
Closed Date
4/10/2007 4/11/2007 4/11/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/16/2007 4/16/2007 5/2/2007 7/3/2007 4/18/2007 4/18/2007 4/16/2007 4/5/2007 4/5/2007 4/18/2007 4/6/2007 4/6/2007 5/11/2007 3/29/2007 3/29/2007 5/31/2007 4/24/2007 4/24/2007 4/2/2007 4/2/2007 4/2/2007 6/13/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RPR NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF CAN NIF NIF
Exemption Cited
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Seltenrich, Jennifer Matoesian, M. Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Mishaan, Albert Gavin, J. Patrick Mierzejewski, Mark Mishaan, Albert Mishaan, Albert Gavin, J. Patrick Mishaan, Albert Conover, Becky Mishaan, Albert Mishaan, Albert Conover, Becky Mishaan, Albert Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky
Organization
International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Michaels & Ward LLP Greensfelder Hemker & Gale P.C. Cotal Systems, Inc. SEC Insight SEC Insight Cotal Systems, Inc. Kasowitz Benson Torres & Friedman LLP SEC Insight Check Fund Manager LLC Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP SEC Insight Kasowitz Benson Torres & Friedman LLP EACM Advisors LLC Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP EACM Advisors LLC Kasowitz Benson Torres & Friedman LLP International Business Research SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
Edelson Associates V LLC Gregory Pickert aka Greg Pickert Theresa Short Axcellis Technologies Inc John Bowden Richard Pogue aka Rich Pogue Abbott Laboratories James Frazer aka Jim Frazer Terry L Johnson Witness Systems Inc Bohemia Capital Management LP Synopsys Inc Omnivision Technologies Inc Lexmark International Inc Daniel Seth Loeb In the Matter of A G Edwards and Sons Inc Anthony B Marshall Third Point LLC Danaher Corporation AnnTaylor Stores Corporation Pavel Zeman Morgan Keegan and Company Inc Standard Microsystems Corporation Venus Capital Management Inc Jeffrey Perry Lone Pine Associates LLC Stein Mart Inc Lone Pine Members LLC Robert Andrew Feinblatt Lone Pine Capital LLC Trinity Fund Ltd Kelly F Ireland Trinity Capital of Jacksonville Inc Pioneer Artists Wind River Systems Inc Perrigo Co Trivium Capital Management LLC Trivium GP LLC Trivium Onshore Fund LP Trivium Offshore Fund Ltd
Requested Date
1/8/2007 1/19/2007 1/19/2007 1/19/2007 1/19/2007 1/19/2007 1/19/2007 1/19/2007 1/19/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/22/2007 1/4/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007
Closed Date
4/5/2007 4/5/2007 4/5/2007 4/12/2007 3/28/2008 1/22/2008 1/31/2008 4/25/2007 5/11/2007 4/30/2007 10/3/2007 8/9/2007 3/20/2008 5/14/2007 6/1/2007 5/25/2007 4/16/2007 4/11/2007 4/18/2007 4/16/2007 5/9/2007 4/12/2007 5/9/2007 3/29/2007 6/4/2007 4/12/2007 1/16/2008 8/3/2007 8/3/2007 1/16/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF
Exemption Cited
(b)(7)(A);RTW NIF NIF;RTW NIF;WIT NIF (b)(7)(A) NIF FEE;NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF (b)(7)(A);NIF NIF;RTW NIF NIF NIF NIF
Request ID
Requester Name
Mishaan, Albert Mishaan, Albert Mishaan, Albert Mishaan, Albert Gavin, J. Patrick Mishaan, Albert Mishaan, Albert Connelly, Kaitlynn Mishaan, Albert Mishaan, Albert Mishaan, Albert Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Mishaan, Albert Conover, Becky Mishaan, Albert Costello, Maureen Mierzejewski, Mark Mishaan, Albert Mishaan, Albert Costello, Maureen Theimer, Sharon Lynch, Megan Theimer, Sharon Mierzejewski, Mark Jackson, Scott Theimer, Sharon Mierzejewski, Mark Gavin, J. Patrick Theimer, Sharon Jackson, Scott Gavin, J. Patrick Campbell, Gary Theimer, Sharon Gavin, J. Patrick Theimer, Sharon Gavin, J. Patrick Theimer, Sharon
Organization
Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP SEC Insight Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Input Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight Kasowitz Benson Torres & Friedman LLP EACM Advisors LLC Kasowitz Benson Torres & Friedman LLP International Business Research Check Fund Manager LLC Kasowitz Benson Torres & Friedman LLP Kasowitz Benson Torres & Friedman LLP International Business Research The Associated Press CheckFund Manager LLC The Associated Press Check Fund Manager LLC Moore School of Business The Associated Press Check Fund Manager LLC SEC Insight The Associated Press Moore School of Business SEC Insight Dodge Correctional Institution The Associated Press SEC Insight The Associated Press SEC Insight The Associated Press Daniel S Loeb
Request Description
Max Bernstein Third Point LLC Spyro Contogouris SimpleTech Inc Adam D Sender Exis Integrated Partners LP Keane Exis Differential Partners LP Exis Capital LLC Exis Capital Management Inc Riley Investment Management LLC John J Ahn Bryant Riley Sonic Solutions Christopher Brett Lawless Edward "Ward" Davis aka Edward Wilson Davis II John D Gwynn Citicorp POS Information Services Vikas Mehrotra Copper River Partners LP Andrew Heller TEMPTime Former Sen. John Edwards, D-NC London Wall Capital Management Ltd Sen. John McCain, R-AZ Lighthouse Partners LLC Renal Care Group Form 10K Sen. Hillary Rodham Clinton, D-NY Sean McGould Kohl's Corporation Former Florida Gov. Jeb Bush Cellstar Corporation Form 10K Charter Communications NASD and Dow Jones Sen. Sam Brownback, R-Kan Carmax Inc Former New York City Mayor Rudolph Giuliani Littelfuse Inc Former Massachusetts Gov. Mitt Romney
Requested Date
1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/23/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/23/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/22/2007 1/24/2007 1/17/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007
Closed Date
5/10/2007 4/13/2007 5/10/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 1/22/2008 3/28/2008 3/28/2008 5/15/2007 4/26/2007 9/10/2007 4/2/2007 4/2/2007 4/17/2007 5/14/2007 4/10/2007 4/18/2007 4/11/2007 4/18/2007 1/18/2008 3/6/2008 4/18/2007 4/5/2007 5/9/2007 4/18/2007 5/3/2007 6/5/2007 4/18/2007 4/18/2007 9/25/2007 4/18/2007 5/15/2007 4/18/2007 -
Final Disposition
-
Exemption Cited
Denied in part Other Reasons Denied in part Denied in part Denied in part Denied in part Denied in part Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in part Granted in full Denied in full Granted in full Denied in part Denied in part Denied in part Other Reasons Denied in part
(b)(7)(A);NIF;RTW NIF (b)(7)(A);NIF;RTW (b)(7)(A);NIF (b)(7)(A);NIF (b)(7)(A);NIF (b)(7)(A);NIF NIF NIF NIF (b)(4);NIF NIF (b)(7)(A);NIF NIF NIF NIF (b)(7)(A);NIF NIF (b)(2);(b)(6) NIF (b)(2);(b)(6) NIF NIF (b)(2);(b)(6) NIF NIF;RTW (b)(2);(b)(6) (b)(7)(A) (b)(2);(b)(6) (b)(2);(b)(5);(b)(7)(C);NIF (b)(2);(b)(6) NIF;RTW (b)(2);(b)(6)
Request ID
Requester Name
Kincaid, John Lynch, Megan Gavin, J. Patrick Dillow, Clay Theimer, Sharon Theimer, Sharon Theimer, Sharon Theimer, Sharon Theimer, Sharon Theimer, Sharon Theimer, Sharon Gavin, J. Patrick Coly, Yolanda Lashinsky, Adam Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Jackson, David Chaiken, Brian Gavin, J. Patrick Gavin, J. Patrick Kuo, Yi-Chia Kuo, Yi-Chia Kuo, Yi-Chia Kuo, Yi-Chia Kuo, Yi-Chia Kuo, Yi-Chia Gavin, J. Patrick Jackson, Scott Patch, David Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Jackson, Scott Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Winstead
Organization
CheckFund Manager LLC SEC Insight The Associated Press The Associated Press The Associated Press The Associated Press The Associated Press The Associated Press The Associated Press SEC Insight Nat'l Ass'n of Minority and Women Owned Law Firms Fortune Magazine SEC Insight SEC Insight SEC Insight Chicago Tribune SEC Insight SEC Insight Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP SEC Insight Moore School of Business International Business Research SEC Insight International Business Research SEC Insight Moore School of Business SEC Insight International Business Research SEC Insight International Business Research International Business Research
Request Description
Golden State Bancorp John Douglas Proctor Kforce Inc Merger between AT and T Inc and BellSouth Corp Senator Barack Obama Senator Christopher Dodd Governor Tom Vilsack Senator Joseph Biden Governor Bill Richardson Senator Chuck Hagel Representative Tom Tancredo Hexcel Corporation Securities and Exchange Commission Kinder Morgan Incorporated Cymer Inc Energy Transfer Equity LP Portfolio Recovery Associates Inc Senator Barack Obama George Foreman Enterprises Inc Leucadia National Corp Tektronix Inc BlackRock Kelso Capital Corp BlackRock Kelso Capital Corp GSC Investment LLC GSC Investment LLC Fortress Investment Group Holdings LLC Fortress Investment Group Holdings LLC The Dress Barn Inc Tellabs Inc Endwave Corporation Edward J Matthias Avocent Corp Robert B Hersov Kenexa Corp Nash Finch Company Patterson UTI Energy Inc Richard Y Roberts Precision Castparts Corporation Eric J Watson Jonathan L Ledecky
Requested Date
1/16/2007 1/24/2007 1/24/2007 1/16/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/24/2007 1/16/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/25/2007 1/28/2007 1/26/2007 1/26/2007 1/26/2007 1/26/2007 1/24/2007 1/26/2007 1/26/2007 1/26/2007 1/26/2007 1/26/2007
Closed Date
8/7/2007 5/3/2007 5/24/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 10/2/2007 6/12/2007 5/24/2007 4/13/2007 2/8/2007 5/1/2007 4/17/2007 4/2/2007 4/2/2007 6/21/2007 6/21/2007 7/12/2007 7/12/2007 4/11/2007 3/6/2008 3/18/2008 4/5/2007 6/6/2007 4/17/2007 4/18/2007 4/3/2007 4/17/2007 4/25/2007 5/14/2007 8/9/2007 11/1/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in part Granted in full Denied in part Denied in part Denied in part Denied in part Denied in part Denied in part Granted in full Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in part Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF;RTW (b)(6) -
Exemption Cited
(b)(2);(b)(6) (b)(2);(b)(6) (b)(2);(b)(6) (b)(2);(b)(6) (b)(2);(b)(6) (b)(2);(b)(6) (b)(7)(A);RTW NIF NIF (b)(6) NIF;RTW NIF NIF RTW RTW NIF;RTW NIF NIF (b)(7)(A);NIF NIF NIF (b)(7)(A) NIF NIF FEE FEE
Request ID
Requester Name
Motz, Robert Kaplan, Ethan Kiernan, Cortney Kiernan, Cortney Wagner, Kathryn -
Organization
International Business Research CheckFund Manager LLC CheckFund Manager LLC Pryor Cashman Sherman & Flynn LLP United Fruit
Request Description
Jay H Nussbaum Soundpost Partners LP Jaime Lester Galton Biometrics Corporation Medify Solutions Ltd Halal Financial Services HS3 Technologies Inc Beckman Coulter Inc M Kerry Kennedy ATMI Inc Jimmie Lee Solomon Leonard J Olim Buckingham Capital Inc First Horizon National Corporation Lincoln Assurance Limited FrontPoint Partners LLC Coventry Health Care Inc CPG OIG Report No ECO602-605 Corn Products International Inc Independent Turn Around Consulting So Much Fun Inc Anthony James Todd DuPont Neoprene Plant Tyco Playtime Inc eBay Inc Nuance Communications SF 311 Classification Management Program Data Biomet Inc Pieter Wolters James S Trotman Blackbaud Inc Modine Manufacturing Company Altria Group Inc fka Philip Morris Companies Inc Westpoint Stevens Inc MGM Mirage Hansen Natural Corporation Manor Care Inc Deborah Pilalas Miavita Inc Dr Frederick Erick Noensie
Requested Date
1/26/2007 1/29/2007 1/26/2007 1/26/2007 1/26/2007
Closed Date
4/11/2007 1/25/2008 4/16/2007 4/16/2007 4/17/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF NIF NIF NIF (b)(7)(A)
Exemption Cited
Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Shrubsole, Paul DePeau, Andrew Gavin, J. Patrick Ravnitzky, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Gosa, Matt Price, Tricia Costello, Maureen Jackson, Scott Gavin, J. Patrick Warren, Patrick Gavin, J. Patrick Evans, David Evans, David Gavin, J. Patrick Jackson, Scott Gavin, J. Patrick Jackson, Scott Gavin, J. Patrick Shanks, Rodney Gavin, J. Patrick Conover, Becky Costello, Maureen Conover, Becky
SEC Insight International Business Research SEC Insight International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight International Business Research International Business Research Greenwich Alternative Investments, LLC HeplerBroom International Business Research Moore School of Business SEC Insight Department of Economics SEC Insight International Business Research International Business Research SEC Insight Moore School of Business SEC Insight Moore School of Business SEC Insight Keller Rohrback LLP SEC Insight EACM Advisors LLC International Business Research EACM Advisors LLC
1/26/2007 1/26/2007 1/26/2007 1/26/2007 1/29/2007 1/29/2007 1/29/2007 1/8/2007 1/29/2007 1/29/2007 1/23/2007 1/29/2007 1/29/2007 1/29/2007 1/29/2007 1/29/2007 1/29/2007 1/26/2007 1/29/2007 1/30/2007 1/29/2007 1/26/2007 1/29/2007 1/29/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007
6/1/2007 3/20/2008 4/10/2007 4/10/2007 4/10/2007 5/3/2007 4/4/2007 5/25/2007 5/11/2007 4/13/2007 4/25/2007 4/11/2007 1/23/2008 6/1/2007 6/6/2007 3/7/2008 7/27/2007 4/5/2007 4/26/2007 5/30/2007 1/30/2008 6/25/2007 4/11/2007 6/21/2007 7/20/2007 12/4/2007 4/16/2007 4/6/2007 4/13/2007
Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);RTW NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF CAN NIF NIF (b)(7)(A);NIF (b)(7)(A) NIF NIF NIF NIF;RTW NIF NIF;RTW NIF NIF NIF
Request ID
Requester Name
Scott, Royce Theimer, Sharon Mierzejewski, Mark Gerut, Amanda Mierzejewski, Mark Gavin, J. Patrick Shultz, Heidi Evans, David Gordon, Marcy Conover, Becky Evans, David Hintze, John Downey, James Conover, Becky Gavin, J. Patrick Costello, Maureen Lonian, Trippe Costello, Maureen Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Lynch, Megan Lynch, Megan Gavin, J. Patrick Jones, Gregory Gavin, J. Patrick Malinowski, Thomas Evans, David Jackson, Scott Gavin, J. Patrick Evans, David Lanzilotta, Rocco Malinowski, Thomas Gavin, J. Patrick Mack, Todd Costello, Maureen Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick -
Organization
Request Description
Interfirst Bnk Abilene Republic Bank Abilene Former Virginia Gov. Mark Warner EagleRock Capital Management LLC Victory Funds Nader Tavakoli Savvis Inc Payee names and addresses IsoTis OrthoBiologics Inc Merrill Lynch and Co Alan Friedman Robert J Morocco Listed securities for Nasdaq and the New York Stock Exchange Sovereign Bank FSB Jeff Yokuty McCormick and Co Inc Concord Camera Corp Securities and Exchange Commission The Duck Corporation Actel Corporation Trafelet and Company LLC Remy White Trafelet Michael Alan Price Empyrean Capital Partners OGE Energy Corp Office of Filings and Information Services Transatlantic Holdings Inc Eva Aihua Xu Lifebank Corporation Mastec Inc R H Donnelley Corp GenSci Regeneration Sciences Inc E Trade Financial Corporation Bayswater Asset Management LLC Washington Post Co Jeffrey A Citron Theresa L Doody Jetblue Airways Corp New Generation Advisers Inc HealthSpring Inc Laidlaw International Inc
Requested Date
1/26/2007 1/24/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/24/2007 1/26/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/25/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/30/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 2/1/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 1/26/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 1/31/2007 2/1/2007 2/1/2007 2/1/2007
Closed Date
4/26/2007 4/18/2007 5/15/2007 4/18/2007 5/3/2007 2/27/2008 4/16/2007 6/5/2007 4/13/2007 4/5/2007 6/20/2007 5/10/2007 4/2/2007 1/23/2008 4/5/2007 2/6/2008 8/3/2007 4/27/2007 5/3/2007 11/7/2007 2/22/2007 4/11/2007 4/19/2007 4/19/2007 4/5/2007 4/13/2007 4/26/2007 5/25/2007 4/2/2007 7/20/2007 1/18/2008 4/5/2007 4/9/2007 5/2/2007 12/5/2007 11/7/2007
Final Disposition
Other Reasons Denied in part Other Reasons Denied in part Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF
Exemption Cited
The Associated Press Check Fund Manager LLC Check Fund Manager LLC SEC Insight Nelson-Brown Equities Inc. International Business Research Associated Press EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight International Business Research Investor Group Services International Business Research SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight Cotal Systems, Inc. International Business Research Moore School of Business SEC Insight International Business Research Cotal Systems, Inc. SEC Insight WDS Inc International Business Research SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight
(b)(2);(b)(6) NIF (b)(7)(A);NIF NIF NIF (b)(2);(b)(5);(b)(6) NIF NIF NAR;RPR NIF CAN NIF NIF NIF NIF NIF NIF;WIT NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF CAN NIF NIF;RTW NIF NIF;RTW NIF;WIT
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Abney, David Bonelli, Robert Gavin, J. Patrick Gavin, J. Patrick Nielsen, Catherine Huang, William Huang, William Huang, William Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Malinowski, Thomas Gavin, J. Patrick Gosa, Matt Gosa, Matt Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Huang, William Braswell, Kim Zambrowicz, Kevin Huang, William Zambrowicz, Kevin Bennett, Edward Huang, William Zambrowicz, Kevin Mosley, Edward Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick SEC Insight SEC Insight -
Organization
Sunoco Inc
Request Description
Vital Signs Inc Walt Disney Productions Bret Grebow Union Pacific Corporation SBA Communications Corporation Securities and Exchange Commission CCM Vision Fund LLC CCM Mid Cap Growth Fund CCM Growth Fund LLC Ivory Flagship Fund LP Ivory Offshore Flagship Fund Limited Ivory Flagship Master Limited Ivory Capital Group LLC Ivory Capital Limited Ivory Capital LP Curtis Macnguyen Bedminster Capital Management LLC Aqua America Inc Ivory Capital Advisors LLC Ivory Investment Management LP Tyson Foods Inc Andrew Cupps Cupps Capital Management LLC WD-40 Company Eric Meyer Shariah Capital Inc Weis Markets Inc Endeavor Fund LLC Trafigura Asset Management Limited Block Interest Discovery System Kevin Leitner Liquidnet Inc Stratesec Inc Laura Flentye ITG Inc Rothchild and Lehman Ronald Oliver Drake Waste Management Inc Waste Connections Inc
Requested Date
2/1/2007 2/1/2007 2/2/2007 1/29/2007 2/1/2007 2/1/2007 1/29/2007 2/2/2007 2/2/2007 2/2/2007 2/5/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/5/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/2/2007 2/4/2007 2/2/2007 2/2/2007 2/2/2007
Closed Date
4/17/2007 1/18/2008 4/12/2007 4/16/2007 4/4/2007 4/25/2007 4/25/2007 4/25/2007 5/10/2007 5/10/2007 5/10/2007 4/16/2007 4/18/2007 4/16/2007 4/17/2007 4/17/2007 4/17/2007 8/3/2007 8/3/2007 3/21/2008 4/19/2007 4/19/2007 6/8/2007 4/13/2007 4/11/2007 1/4/2008 6/5/2007 4/19/2007 5/17/2007 4/2/2007 1/18/2008 1/23/2008 1/18/2008 4/5/2007 6/5/2007 5/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Gusrae Kaplan Bruno & Nusbaum PLLC SEC Insight SEC Insight The National Security Archive EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Cotal Systems, Inc. SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight EACM Advisors LLC Greenwich-Van Advisors, LLC Bingham Mccutchen EACM Advisors LLC Bingham Mccutchen Law Offices of Williams & Connolly LLP EACM Advisors LLC Bingham Mccutchen Cotal Systems, Inc. SEC Insight SEC Insight
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF;WIT (b)(6);NIF NIF NIF NIF NIF NIF CAN CAN NIF NIF;RTW NIF
Request ID
Requester Name
Edwards, Mark Rupani, Sonal Edwards, Mark Pagach, Kenneth Edwards, Mark Gosa, Matt Edwards, Mark Edwards, Mark Gosa, Matt Edwards, Mark Gosa, Matt Anderson, Chris Edwards, Mark Leppke, Ron
Organization
Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Greenwich Alternative Investments, LLC Recombinant Capital Inc. Recombinant Capital Inc. Greenwich Alternative Investments, LLC Recombinant Capital Inc. Greenwich Alternative Investments, LLC Recombinant Capital Inc. -
Request Description
Ribozyme Pharmaceuticals Inc aka Sirna Therapeutics Apple Computer Inc Chiron Corporation Roger A Hubley Sepracor Inc Rafal Janczyk Corixa Corp Cephalon Inc Aviva Group PLC Gilead Sciences Inc Commercial Union Investment Management (Polska) SA Cyberkey Solutions Targeted Genetics Corp list of public companies which have filed Chapter 11 bankruptcy from October 1 2005 to present Array Biopharma Inc Marek Przybylski Cytel Corp OEA Power Study as Related to Independent Mutual Fund Chairs and Literature Review on Independent Mutual Fund Chairs and Directors Biomatrix Inc Morley Fund Management Channel Islands Limited Morley Fund Management International Limited Morley Fund Management Limited Morley Alternative Investment Strategy Fund PCC Limited Central European Long Short Fund Pershing Square Capital Management LP William A Ackman Flir Systems Inc Man Investments Limited Man Bayswater Global Marco Kirby Corp Paolo Alimonti Adair Capital LLC Bulltick Capital Markets Deltic Timber Corporation
Requested Date
1/2/2007 1/14/2007 12/26/2006 2/5/2007 12/26/2006 2/5/2007 1/2/2007 1/2/2007 2/5/2007 1/2/2007 2/5/2007 2/5/2007 12/26/2006 2/5/2007
Closed Date
8/24/2007
Final Disposition
Denied in full (b)(4) CAN NIF NIF NIF NIF NIF NIF (b)(7)(A) -
Exemption Cited
11/15/2007 Other Reasons 4/11/2007 6/1/2007 5/10/2007 6/22/2007 2/19/2008 4/23/2007 5/10/2007 8/2/2007 Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons
10/29/2007 Denied in full -
Edwards, Mark Gosa, Matt Edwards, Mark Hirschmann, David
Recombinant Capital Inc. Greenwich Alternative Investments, LLC Recombinant Capital Inc. Chamber of Commerce
12/26/2006 2/5/2007 12/26/2006 2/5/2007
4/26/2007 2/16/2007
Other Reasons Other Reasons Denied in full
NIF DUP (b)(5)
Edwards, Mark Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Braswell, Kim Braswell, Kim Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney DePeau, Andrew Gavin, J. Patrick
Recombinant Capital Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. SEC Insight
1/2/2007 2/5/2007 2/5/2007 2/5/2007 2/5/2007 2/5/2007 2/6/2007 2/6/2007 2/5/2007 2/6/2007 2/6/2007 2/5/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007
1/18/2008 1/18/2008 4/5/2007 4/5/2007 4/9/2007 4/30/2007 4/30/2007 4/23/2007 4/23/2007 11/7/2007 4/18/2007 4/18/2007 8/2/2007 8/27/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF;WIT NIF NIF NIF NIF
Request ID
Requester Name
Braswell, Kim Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Evans, David Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Braswell, Kim Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Evans, David Jackson, Scott Smith, Phillip Gavin, J. Patrick Molenda, David Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Huang, William Huang, William Downs, Travis Huang, William Edwards, Mark Huang, William Huang, William Gavin, J. Patrick SEC Insight
Organization
Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight International Business Research SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC CheckFund Manager LLC Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC SEC Insight International Business Research Moore School of Business SEC Insight Wolters Kluwer Law & Business SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. EACM Advisors LLC EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC Recombinant Capital Inc. EACM Advisors LLC EACM Advisors LLC SEC Insight
Request Description
Bayswater Asset Management LLC Eastman Chemical Company Eva Xu ON Semiconductor Corp Genesis Bioventures Inc Urban Outfitters Arif Inayatullah Fuller H B Co Tricadia Capital Management LLC KeyCorp Javier Guerra Kimberly-Clark Corporation Alberto Franco Franco Asset Management Jeff Zhang GulfMark Offshore Inc Daniel Schuessler Catalina Marketing SMC Ventures Inc Time Warner Prudential Securities Inc 3Comm Corp Julie M Van Cleave Brown & Brown Inc Advanced Magnetics Inc InterMune Inc Millennium Pharmaceuticals Inc Pharmion Corporation Trankaryotic Therapies Inc Shaojie Zuo Bin Laurence MIPS Technologies Inc Matthew Mosteiro Sheffield Pharmaceuticals Inc Douglas Erb Steven Weinstein list of all FOIA requests, including the name of the requestor, what the requestor sought, and the dates of each request, from January 1, 2006 to December 31, 2006
Requested Date
2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/5/2007 2/6/2007 2/5/2007 2/6/2007 2/5/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/6/2007 2/1/2007 1/16/2007 2/5/2007 2/7/2007 2/7/2007 1/15/2007 2/7/2007 1/15/2007 2/7/2007 1/15/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 1/15/2007 2/7/2007 2/7/2007 2/7/2007
Closed Date
4/20/2007 5/23/2007 4/11/2007 6/7/2007 12/5/2007 4/9/2007 3/4/2008 4/19/2007 12/5/2007 1/29/2008 5/7/2007 5/15/2007 4/2/2007 6/5/2007 5/23/2007 3/28/2008 4/5/2007 5/30/2007 7/10/2007 3/8/2007 4/18/2007 2/26/2008 5/22/2007 4/10/2007 4/11/2007 7/17/2007 5/10/2007 5/10/2007 7/5/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full NIF NIF NIF NIF;RTW NIF;RTW NIF (b)(7)(C) NIF WIT NIF NIF;WIT NIF NIF NIF NIF DUP NIF NIF NIF (b)(4)
Exemption Cited
(b)(7)(A);NIF;WIT WIT NIF (b)(4) (b)(7)(A);WIT CAN NIF NIF NIF (b)(7)(A) NIF NIF -
Request ID
Requester Name
Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Malinowski, Thomas Malinowski, Thomas Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Edwards, Mark Kiernan, Cortney Edwards, Mark Gavin, J. Patrick Edwards, Mark Henshall, Taylor Gavin, J. Patrick Malinowski, Thomas Edwards, Mark Kiernan, Cortney Edwards, Mark Lichtcsien, Susan Lichtcsien, Susan Shteir-Dunn, Vicki Shteir-Dunn, Vicki Shteir-Dunn, Vicki Gavin, J. Patrick Edwards, Mark Manasseh, Jahan Gavin, J. Patrick Gavin, J. Patrick
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight Recombinant Capital Inc. Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Recombinant Capital Inc. CheckFund Manager LLC Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Brown University Investment OFfice SEC Insight Cotal Systems, Inc. Recombinant Capital Inc. CheckFund Manager LLC Recombinant Capital Inc. CheckFund Manager LLC CheckFund Manager LLC SEC Insight Recombinant Capital Inc. Klayman & Toskes, P.A. SEC Insight SEC Insight Brett Spector
Request Description
John Giordano Suttonbrook Capital John London Suttonbrook Offshore Suttonbrook Holdings Jospeh Voboril Chemtura Corporation Medici Healthcare OReilly Automotive Inc Radiation Therapy Services Inc Heska Corporation Donald Earle Morgan Brigade Capital Management LLC Christopher Casey Stephen Logan David Blaustein Eugene Chen Time Warner Telecom Inc Generex Biotechnology Corp Tripoint Asset Management LP Antigenics Inc CIGNA Corporation Agouron Pharmaceuticals Inc Colony Investors VIII Horizon Lines Inc David L Kessenich Dura Pharmaceuticals Inc Stephen M Oristaglio Martek Biosciences Corp Netwide Capital LLC Jamie or Gabriel Fenton Brightstar Information Technology Services Inc James J Cahill Ian Scott-Dunne American Power Conversion Corporation Titan Pharmaceuticals Inc Lara Millard and Associates Hot Topic Inc Selective Insurance Group
Requested Date
2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 1/15/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/7/2007 2/8/2007 1/29/2007 2/8/2007 1/22/2007 2/8/2007 1/29/2007 2/8/2007 2/8/2007 2/8/2007 1/22/2007 2/8/2007 1/22/2007 2/8/2007 2/8/2007 2/8/2007 2/8/2007 2/8/2007 2/8/2007 1/29/2007 2/1/2007 2/8/2007 2/8/2007
Closed Date
4/23/2007 4/9/2007 4/23/2007 4/9/2007 4/9/2007 4/19/2007 12/5/2007 1/22/2008 5/15/2007 11/8/2007 4/2/2007 1/18/2008 1/18/2008 4/10/2007 4/10/2007 7/11/2007 8/17/2007 4/12/2007 3/20/2008 11/8/2007 4/19/2007 5/22/2007 4/25/2007 5/31/2007 5/2/2007 4/30/2007 5/4/2007 5/4/2007 4/19/2007 7/9/2007 5/25/2007 -
Final Disposition
NIF NIF NIF NIF NIF NIF WIT NIF (b)(4);NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons
Exemption Cited
(b)(7)(A);NIF NIF;WIT NIF;RTW
Request ID
Requester Name
Edwards, Mark Mierzejewski, Mark Edwards, Mark Malinowski, Thomas Edwards, Mark Lichtcsien, Susan Edwards, Mark Shteir-Dunn, Vicki Trautmann, Gregg Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Braswell, Kim Braswell, Kim Johnson, Jesse Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Costello, Maureen Conover, Becky Jackson, Scott Edwards, Mark Malinowski, Thomas Costello, Maureen Costello, Maureen Fortmiller, Keith Malinowski, Thomas Costello, Maureen Fortmiller, Keith Edwards, Mark Evans, David
Organization
Recombinant Capital Inc. Check Fund Manager LLC Recombinant Capital Inc. Cotal Systems, Inc. Recombinant Capital Inc. CheckFund Manager LLC Recombinant Capital Inc. Trautmann & Associates LLC SEC Insight CheckFund Manager LLC SEC Insight Greenwich-Van Advisors, LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight Check Fund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC International Business Research EACM Advisors LLC Moore School of Business Recombinant Capital Inc. Cotal Systems, Inc. International Business Research International Business Research EACM Advisors LLC Cotal Systems, Inc. International Business Research EACM Advisors LLC Recombinant Capital Inc. International Business Research
Request Description
Agouron Pharmaceuticals Inc Excellere Capital Management LLC Anesta Corp KRG Capital Partners LLC Dura Pharmaceuticals Coor Capital LLC Gensia Sicor The Vantage Funds Kennedy Funding Inc Smucker J M Co Dorchester Capital Advisors LLC BE Aerospace Inc Kevin C Toner Magellan Midstream Partners LP Robert H Lynch Anthony M Frascella Drake Gold Resources Inc Quality Systems Inc Noble Trust Company Regions Financial Corporation Michael Jeffrey Halpern SAIC Inc Michael Watzky Matlin Patterson Aristeia Capital LLC Aristeia Partners LP Aristeia International Ltd William R Techar Schematic Inc Remington Investment Strategies LP Millipore Corporation Calypte Biomedical Corp Ralph Flexner Rosenberg KPE Inc Bluehead Inc Jeremy Garber R6 Capital Management LP Alphaview Howard Judah Zauderer Rosetta Inpharmatics Inc Orthopaedic Biosystems Inc
Requested Date
1/29/2007 2/8/2007 1/29/2007 2/8/2007 1/22/2007 2/8/2007 1/22/2007 2/8/2007 2/10/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/11/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/9/2007 2/12/2007 2/12/2007 2/2/2007 1/8/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 1/8/2007 2/12/2007
Closed Date
4/2/2007 1/18/2008 4/10/2007 2/4/2008 1/10/2008 4/18/2007 6/7/2007 5/15/2007 1/24/2008 6/20/2007 4/18/2007 7/23/2007 1/4/2008 5/1/2007 5/29/2007 4/2/2007 4/2/2007 1/18/2008 1/18/2008 1/18/2008 4/10/2007 4/11/2007 5/10/2007 7/5/2007 11/9/2007 4/5/2007 4/5/2007 4/30/2007 4/23/2007 4/6/2007 4/23/2007 11/1/2007 4/18/2007
Final Disposition
NIF NIF NIF NIF NIF;WIT NIF NIF;RTW NIF NIF;WIT NIF NIF Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Exemption Cited
(b)(7)(A);RTW NIF NIF;WIT NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Lynch, Megan Fortmiller, Keith Edwards, Mark Fortmiller, Keith Fortmiller, Keith Costello, Maureen Edwards, Mark Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Hughes, Siobhan Selby, Scott Conover, Becky Conover, Becky Lynch, Megan Costello, Maureen Fortmiller, Keith Fortmiller, Keith Reich, Mark Costello, Maureen Fortmiller, Keith Fortmiller, Keith Edwards, Mark Costello, Maureen Conover, Becky Conover, Becky Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Westbrook, Jesse
Organization
CheckFund Manager LLC EACM Advisors LLC Recombinant Capital Inc. EACM Advisors LLC EACM Advisors LLC International Business Research Recombinant Capital Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Dow Jones Newswires EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC International Business Research EACM Advisors LLC EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research EACM Advisors LLC EACM Advisors LLC Recombinant Capital Inc. International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Bloomberg News
Request Description
Silvermine Capital Management LLC Vladimir Jelisavcic Incara Pharmaceuticals Corp Longacre Master Fund Ltd Longacre International Ltd Nicholas Worth Biomatrix Inc Longacre Capital Partners QP LP Longacre Capital Partners LP LSE Fund Management LLC Longacre Fund Management LLC Royal Dutch Shell Reebok Moore Advisors Ltd Moore Holdings Bahamas Ltd Richard Fredrich Kurth Dale Herigstad Marc David Simon Steven Scott Weissman SEC v Chiang Andrew Solmssen Longacre Special Equities Offshore Fund Ltd Longrace Special Equities Fund LP Aurora Biosciences Corp Trevor Kaufman Moore Global Investments Ltd Moore Global Fixed Income Fund Ltd Longacre European Capital (GP) Ltd Longacre European Fund Management (UK) LLP Longacre European Fund Management LLC Longacre Management LLC SEC Office of the Chairman Staff and Office of Economic Analysis relating to Investment Company/Mutual Fund Governance Tedco Inc Trump Entertainment Resorts Inc The Content Project Inc Roderick TI Wong Pacer International Inc
Requested Date
2/12/2007 2/12/2007 1/8/2007 2/12/2007 2/12/2007 2/12/2007 1/8/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 1/8/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/8/2007
Closed Date
4/18/2007 4/19/2007 11/5/2007 8/3/2007 8/9/2007 4/25/2007 4/19/2007 4/20/2007 4/19/2007 4/19/2007 4/19/2007 6/1/2007 4/18/2007 4/18/2007 4/11/2007 4/11/2007 4/12/2007 4/18/2007 4/10/2007 4/12/2007 4/12/2007 4/12/2007 8/13/2007 4/19/2007 4/19/2007 4/19/2007 5/11/2007 5/11/2007 5/11/2007 5/14/2007 -
Final Disposition
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);RTC NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Fortmiller, Keith Gavin, J. Patrick Costello, Maureen Lynch, Megan Jackson, Scott
EACM Advisors LLC SEC Insight International Business Research CheckFund Manager LLC Moore School of Business
2/12/2007 2/12/2007 2/13/2007 2/13/2007 2/9/2007
4/20/2007 4/5/2007 4/23/2007 5/9/2007
Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Malinowski, Thomas Jackson, Scott Gavin, J. Patrick Costello, Maureen Perger, Lynette Gavin, J. Patrick Costello, Maureen Fox, Richard Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Lynch, Megan Jackson, Scott Gavin, J. Patrick Costello, Maureen Malinowski, Thomas Jackson, Scott Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Wilkerson, Sheila Gavin, J. Patrick Costello, Maureen Fortmiller, Keith Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Evans, David Etre, Alicia SEC Insight
Organization
International Business Research Cotal Systems, Inc. Moore School of Business SEC Insight International Business Research Greenwich-Van Advisors LLC SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC Moore School of Business SEC Insight International Business Research Cotal Systems, Inc. Moore School of Business SEC Insight International Business Research SEC Insight Cotal Systems, Inc. S D Martin Financial Services Inc SEC Insight International Business Research EACM Advisors LLC SEC Insight International Business Research SEC Insight International Business Research International Business Research Paduano & Weintraub LLP
Request Description
Prestige Brands Holdings Inc Plinyminor Inc Murray Stahl Teradyne Inc Juniper Networks Inc Titus Anspach Group LLC Julian Markby American Oriental Bioengineering Inc 2th LLC Cyberkeysolutions Inc Parlux Fragrances Inc Esther Alicia Navar FondElec Group Inc FondElec Capital LLC Triton Associates Inc Force Protection Inc Moore Capital Partners LLC Moore Capital Advisors LLC Moore Capital Management LLC Davidson Kempner Healthcare Fund LP Laboratory Corporation of America Holdings Owens Corning Sales Inc EV Confidential LLC Horizon Asset Management Services LLC EDO Corporation Huron Consulting Group Inc H Design Inc Analogic Corporation Kinetics Asset Management Inc S D Martin Financial Services Inc Bodisen Biotech Inc Big Media Group LSE Partners LLC China Security and Surveilance Technology Inc Thomas G Couchois Wynn Resorts Ltd Alicia Navar Noyola Sanjay Pai Hartford Investment Financial Services Inc
Requested Date
2/12/2007 2/13/2007 2/13/2007 2/7/2007 2/12/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/12/2007 2/12/2007 2/13/2007 2/12/2007 2/13/2007 2/3/2007 2/12/2007 2/13/2007 2/13/2007 2/8/2007 2/12/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/12/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/13/2007 2/12/2007
Closed Date
11/7/2007 4/6/2007 4/20/2007 4/23/2007 5/17/2007 4/20/2007 8/8/2007 4/25/2007 3/21/2007 7/23/2007 4/20/2007 4/16/2007 4/16/2007 4/16/2007 7/18/2007 4/12/2007 4/12/2007 4/19/2007 4/19/2007 4/26/2007 4/19/2007 1/24/2008 3/26/2008 4/19/2007 5/29/2007 2/20/2008 12/4/2007 7/26/2007 4/2/2007 1/18/2008 1/18/2008 1/18/2008 6/5/2007 4/10/2007 3/28/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;WIT NIF NIF DUP
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF RTC (b)(7)(A) NIF NIF NIF NIF (b)(4);FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;RTW (b)(7)(A);NIF WIT (b)(7)(A);RTW NIF NIF NIF NIF NIF NIF NIF -
Request ID
Requester Name
Evans, David Evans, David Evans, David Fortmiller, Keith Conover, Becky Conover, Becky Evans, David Conover, Becky Conover, Becky Evans, David Evans, David Costello, Maureen Costello, Maureen DePeau, Andrew Conover, Becky Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Eviatar, Daphne Gavin, J. Patrick McLinden, Larry Gavin, J. Patrick Cevert, Mark Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Hill, James Gavin, J. Patrick Zatz, Jack Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC The American Lawyer SEC Insight Loeb Kosacz & Sundberg LLP SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC SEC Insight SEC Insight Cauchois Inc
Request Description
Jackson Street Conservatory LLC Belo Horizonte Advisors LLC John Raymond Brecker Louis Moore Bacon Moore Foreign Exchange Fund Ltd A Med Systems Inc Moore Emerging Markets Fund Ltd Moore Credit Fund Ltd Genesis Bioventures Inc Opus Medical Inc Richard D Titus Michael Titus Weiss Asset Management LLC Moore Europe Capital Management LLP Longacre European Master Fund LP Longacre European Ltd Longacre European Capital Partners QP LP Man Global Strategies Investment Strategies Ltd Man Global Quant Alpha Fund Ltd Man Global Quant Alpha Fund LLC Man Global Quant Alpha Master Fund Ltd Man Global Quant Alpha Investments Ltd Halliburton and/or Kellogg Brown and Root International Flavors and Fragrances Inc TechnoConcepts Inc IPSCO Inc UTi Worldwide Inc Alliance Data Systems Corp Peter F Zollo Knot Inc Daniel H Drath Molecular Devices Corp Aspect Capital Inc Aspect Capital Limited Aspect Diversified Fund Limited NitroMed Brinks Co FairPoint Communications Inc Cooper Industries Ltd
Requested Date
2/13/2007 2/13/2007 2/13/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/12/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/14/2007 2/14/2007 2/15/2007 2/14/2007 2/15/2007 2/14/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007
Closed Date
4/13/2007 4/15/2007 4/15/2007 1/23/2008 1/24/2008 1/23/2008 1/23/2008 4/23/2007 4/23/2007 4/22/2007 4/22/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 1/18/2008 1/18/2008 1/18/2008 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 6/7/2007 7/10/2007 3/10/2008 4/6/2007 11/7/2007 4/20/2007 4/20/2007 8/9/2007 8/6/2007 8/9/2007 4/26/2007 4/26/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;RTW NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF;WIT
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Tankersley, Camille Gosa, Matt Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Kiernan, Cortney Kiernan, Cortney DePeau, Andrew Lynch, Megan Kiernan, Cortney Kiernan, Cortney Patch, David Lynch, Megan Sarelson, Matthew Mierzejewski, Mark Braswell, Kim Mierzejewski, Mark Mierzejewski, Mark Schneider, Floyd Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Gosa, Matt Gosa, Matt Gosa, Matt Lynch, Megan Gosa, Matt SEC Insight
Organization
Christian Smith & Jewell Greenwich Alternative Investments, LLC SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Sarelson, P.A. Check Fund Manager LLC Greenwich-Van Advisors, LLC Check Fund Manager LLC Check Fund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC CheckFund Manager LLC Greenwich Alternative Investments, LLC
Request Description
Hanesbrands Inc Matter of Gradient Analytics Inc SF-3024 Michael Cyril Louis Adam Huntsman Corporation Martin Anthony Lueck Martin Patrick Lueck SR Global Fund SR Global General Partner Limited Kids Research Unlimited Inc Teenage Research Unlimited Inc Michael A Wood Liz Claiborne Inc AT and T Inc Weatherford International Ltd Bayes Capital Management LLC Thomas H Lau Paige Capital Management LLC Michele A Paige Edward J Latessa Jr GMT Capital Corp Credit Risk Advisors LP Allen J Levinson Gradient Analytics Thomas Eugene Claugus Bayview Financial LPor Bayview Financial Services Co LLP Strategic Value Partners LLC Mark Ort Victor Kholsa Brian K Klein Alexis Jose Rivera Paul J Glazer LLC Paul J Glazer Glazer Capital LLC Glazer Offshore Fund Ltd Glazer Capital Management LP IIU Asset Strategies Limited IIU Convertible Fund PLC Dermot Desmond RiverSource Investments LLC Paul OReilly
Requested Date
2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/15/2007 2/14/2007 2/14/2007 2/14/2007 2/19/2007 2/19/2007 2/19/2007 2/19/2007 2/17/2007 2/19/2007 2/16/2007 2/16/2007 2/16/2007 2/19/2007 2/19/2007 2/19/2007 2/16/2007 2/19/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/16/2007 2/19/2007 2/16/2007
Closed Date
5/29/2007 4/2/2007 7/25/2007 1/18/2008 1/18/2008 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/20/2007 4/17/2007 3/27/2008 4/15/2007 4/19/2007 4/19/2007 1/29/2008 1/24/2008 5/11/2007 5/11/2007 4/1/2008 5/21/2007 1/23/2008 1/23/2008 4/12/2007 4/12/2007 7/25/2007 4/12/2007 5/10/2007 5/10/2007 5/10/2007 5/22/2007 5/9/2007 5/2/2007 5/2/2007 5/16/2007 5/18/2007 4/5/2007 -
Final Disposition
Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;RTW NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF;RTW -
Exemption Cited
(b)(7)(A);RTW NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF CAN NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Mierzejewski, Mark Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Humphreys, Adam Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gottlieb, Louis Gavin, J. Patrick Baran, Donna Conover, Becky Gavin, J. Patrick Conover, Becky Ryst, Sonja Alvara, Anne Gavin, J. Patrick Graffam, Mary Conover, Becky Simonian, Guy Gavin, J. Patrick Thornhill, Thomas Conover, Becky Hayden, Andrew Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Conover, Becky Gavin, J. Patrick Gavin, J. Patrick
Organization
CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. Check Fund Manager LLC Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC King & Spalding LLP SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Labaton Sucharow SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC BusinessWeek.com SEC Insight American Association for Justice EACM Advisors LLC Cotal Systems, Inc. SEC Insight HellerEhrman LLP EACM Advisors LLC University of Denver SEC Insight CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC SEC Insight SEC Insight
Request Description
Nina Ruth Lipsky Hughes Canyon Capital Advisors LLC Joshua S Friedman Aria Partners GP LLC Steelhead Partners LLC Thomas H Lee Capital GPS Partners LLC Brett S Messing Medicor Ltd Allergan Inc Trellus Offshore Fund Ltd Trellus Partners LP Trellus Small Cap Opportunity Fund Ltd Trellus Partners II LP Trellus Company LLC Trellus Management Company LLC Bill Troy (William Robert Troy) James (Roland) Gillespie (Jim Gillespie) American International Group Inc Sally Beauty Holdings Inc Washington Mutual Mortgage Company Jonathan (Steven) Savitz Tim Hortons Inc Anthony G Miller GE InVision Inc Bruce Leslie Schroeder and/or Future Vision Direct Marketing Crocs Inc Tellabs Inc et al Adam L Usdan Carrington Capital Management LLC Energy Transfer Partners LP SEC's Office of Chief Accountant Reports John W Alderman Business Roundtable TC Pipelines LP David G Logan Union Bancaire Privee Asset Management Greg Mount Chartermac White Mountains Insurance Group Ltd
Requested Date
2/19/2007 2/17/2007 2/17/2007 2/17/2007 2/16/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/16/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/12/2007 2/16/2007 2/13/2007 2/20/2007 2/16/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/13/2007 2/20/2007 2/16/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/16/2007 2/20/2007
Closed Date
4/20/2007 4/24/2007 4/20/2007 4/20/2007 5/7/2007 5/1/2007 5/2/2007 5/10/2007 5/18/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/18/2007 5/18/2007 4/25/2007 12/5/2007 6/12/2007 4/20/2007 1/24/2008 2/20/2008 6/20/2007 11/7/2007 6/15/2007 4/20/2007 4/20/2007 4/23/2007 8/22/2007 8/5/2007 2/6/2008 2/28/2008 4/19/2007 4/19/2007 4/26/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF;RTW RPR NIF NIF;WIT NIF;WIT (b)(7)(A) NIF;WIT NIF NIF NIF (b)(7)(A) NIF NIF
Exemption Cited
(b)(7)(A);WIT NIF NIF NIF;RTW (b)(7)(A);RTW
Request ID
07-03861-FOIA 07-03862-FOIA 07-03863-FOIA
Requester Name
Conover, Becky Conover, Becky Waterman, Richard
Organization
EACM Advisors LLC EACM Advisors LLC University of Kentucky
Request Description
Tracy V Maitland Bob Miller (Robert Alan Miller) Number of monitoring and enforcement activities each month from 1/1/1970-2/21/2007 Nautilus Inc Greywolf Structured Products Master Fund LP Greywolf High Yield Master Fund Greywolf Structured Products Overseas Fund I Ltd Greywolf Structured Products Fund I LP Greywolf High Yield Overseas Fund Request submitted by Chamber of Commerce dated 2/5/07 The GSI Group Inc Daniel Fongnien Chiang and Eva Yi Fen Chen CACI International Inc Trellus Small Cap Opportunity Offshore Fund Ltd Cedar Partners Interoil Corp IPCS Inc John Mack Greywolf High Yield Partners LP Greywolf Capital Overseas Fund Greywolf Capital Partners II LP Greywolf Advisors LLC Greywolf Capital Management LP Advent Capital Management LLC James Graham Randolph Burritt Cevdet Samikoglu Humana Inc John O'Hagan FOIA Requests for each Fiscal Year from 19982006 Robert Neil Koltun RNK Capital LLC Fortress Investment Group LLC Fortress Investment Group LLC Bluemountain Capital Management LP Manhattan International Transport Inc
Requested Date
2/20/2007 2/20/2007 2/12/2007
Closed Date
1/24/2008 -
Final Disposition
Other Reasons NIF -
Exemption Cited
Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gaffney, Barbara Wingler, Tracy Reich, Mark Gavin, J. Patrick Conover, Becky Huang, William Gavin, J. Patrick Gavin, J. Patrick Hughes, Siobhan Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Mierzejewski, Mark Malinowski, Thomas Conover, Becky Gavin, J. Patrick Conover, Becky Nielsen, Catherine Malinowski, Thomas Malinowski, Thomas Whitaker, Matthew Ponchione, Marc Lichtcsien, Susan Cellini, Lorenzo
SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Cleary Gottlieb Steen & Hamilton LLP Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight Dow Jones Newswires EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC Cotal Systems, Inc. EACM Advisors LLC SEC Insight EACM Advisors LLC The National Security Archive Cotal Systems, Inc. Cotal Systems, Inc. WestLaw CourtExpress Willkie Farr & Gallagher LLP CheckFund Manager LLC Tycko & Zavareei LLP
2/16/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/12/2007 2/20/2007 2/12/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/20/2007 2/16/2007 2/20/2007 2/15/2007 2/21/2007 2/21/2007 2/21/2007 2/21/2007 2/21/2007 2/12/2007
4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 1/4/2008 7/20/2007 6/29/2007 5/3/2007 1/23/2008 1/23/2008 4/16/2007 4/16/2007 4/16/2007 4/16/2007 4/16/2007 4/15/2007 4/15/2007 4/15/2007 4/21/2007 4/15/2007 4/4/2007 4/19/2007 4/19/2007 7/19/2007 7/19/2007 5/22/2007 -
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
NIF NIF NIF NIF NIF RPR (b)(7)(A) NIF NIF NIF (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF RTW RTW NIF -
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gupta, Raj Gavin, J. Patrick Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Gosa, Matt Costello, Maureen Braswell, Kim Braswell, Kim Braswell, Kim Gosa, Matt Gavin, J. Patrick Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Huang, William Huang, William Gavin, J. Patrick Lynch, Megan Braswell, Kim Costello, Maureen Gosa, Matt Costello, Maureen Gavin, J. Patrick Gosa, Matt Mifsud, Edward Malinowski, Thomas Gosa, Matt DePeau, Andrew Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
ACCO Brands Corp Atmos Energy Corp Acxiom Corp CBRL Group Inc Seacor Holdings Inc Compass Minerals International Inc International Management Associates LLC Fred's Inc Dynegy Inc Auriel Global Macro Fund LP Auriel Global Macro Fund Auriel Global Macro Master Fund Auriel Capital Management LLP Auriel Capital Cayman Limited Acclaim Coupon Partners LLC Leonardo Capital Fund Ltd Leonardo Capital Management Ltd Leo Fund Managers Ltd Anoosh Lachin Curtiss Wright Corp AFG Entertainment LLC Isaac Kier Kier Global LLC Enrich Spangenberg Harb Investment Maher Harb Aquantive Inc John Peter Costas Stefano Roma Acclaim Commercial Group Inc Larry Abele Acclaim Properties Inc Complete Production Services Inc Lawrence Abele Tyco International Ltd Highland Capital Management LP Asif Noor Matthew Hulsizer The Corporate Executive Board Company American Express Telecom Inc Nelnet Inc
Requested Date
2/21/2007 2/21/2007 2/21/2007 2/21/2007 2/21/2007 2/21/2007 2/21/2007 2/22/2007 2/21/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007
Closed Date
8/1/2007 12/5/2007 11/8/2007 1/24/2008 4/23/2007 5/1/2007 4/15/2007 4/15/2007 4/15/2007 4/13/2007 4/13/2007 4/13/2007 5/22/2007 6/12/2007 6/5/2007 5/2/2007 8/9/2007 5/2/2007 6/8/2007 6/8/2007 6/8/2007 1/24/2008 1/22/2008 5/15/2007 5/15/2007 4/20/2007 4/2/2007 4/2/2007 5/16/2007 1/23/2008 3/28/2008 4/12/2007 4/12/2007 5/16/2007 4/16/2007 -
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;RTW NIF;RTW NIF;WIT NIF NIF NIF
Exemption Cited
Isenberg School of Management SEC Insight SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich Alternative Investments, LLC SEC Insight International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight CheckFund Manager LLC Greenwich-Van Advisors, LLC International Business Research Greenwich Alternative Investments, LLC International Business Research SEC Insight Greenwich Alternative Investments, LLC Cotal Systems, Inc. Greenwich Alternative Investments, LLC Cotal Systems, Inc. SEC Insight International Business Research SEC Insight
(b)(7)(A);RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF (b)(7)(A) (b)(6);NIF NIF NIF NIF NIF -
Request ID
Requester Name
Costello, Maureen DePeau, Andrew Lynch, Megan Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Ramakanth, Swayampakula Gavin, J. Patrick Hayden, Andrew Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Costello, Maureen Thayer, Bruce Gavin, J. Patrick Thayer, Bruce Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Thayer, Bruce Thayer, Bruce Hughes, Siobhan Thayer, Bruce Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gosa, Matt Evans, David Evans, David Costello, Maureen
Organization
International Business Research Cotal Systems, Inc. CheckFund Manager LLC Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research First Albany Capital SEC Insight University of Denver International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight Cotal Systems, Inc. International Business Research INPUT SEC Insight INPUT International Business Research SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. INPUT INPUT Dow Jones Newswires INPUT International Business Research SEC Insight SEC Insight International Business Research Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research
Request Description
Cash Flow Advance LLC Peak6 LLC Peak6 Capital Management LLC Dillon Read Capital Management LLC Mark Kiyoski Okada Information Industry Council Foundation LSC Holdings LLC ESavingzone com Inc GTI Telecom Inc SJW Corp Buckle Mountain Holdings LLC Ligand Pharmaceuticals Mentor Corporation Navistar International Corporation Conquest Ling Distance Corp Republic Services Inc Pall Corporation Conquest Long Distance Corp NMPP Inc Knoll Inc Vicis Capital LLC Runsearchrun Inc BearingPoint Bon-Ton Stores Inc Abacus Technology Group Conquest Operator Service Corp Churchill Downs Incorporated John David Succo Victus Capital LLC Alta Systems BAE Systems PLC Richard B Cheney Program Manager Support Services S & L Acquisitions Corporation The Timken Company Presidential Life Corporation TT IP LC Auriel General Partner Limited Mark A Parkin Adam Parkin Smartalk Teleservices Inc
Requested Date
2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/21/2007 2/22/2007 2/22/2007 2/22/2007 2/22/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007 2/23/2007
Closed Date
4/16/2007 5/18/2007 6/12/2007 4/5/2007 4/5/2007 4/6/2007 4/6/2007 11/7/2007 4/23/2007 5/29/2007 4/24/2007 2/6/2008 4/25/2007 -
Final Disposition
Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF;RTW NIF NIF NIF;WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF;WIT NIF NIF (b)(7)(C) NIF NIF NIF;RTW NIF NIF NIF NIF WIT
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/14/2007 Other Reasons 10/24/2007 Other Reasons 5/2/2007 5/11/2007 12/7/2007 6/8/2007 4/11/2007 6/11/2007 1/29/2008 5/1/2007 7/18/2007 10/1/2007 4/5/2007 1/23/2008 4/24/2007 4/19/2007 4/5/2007 4/6/2007 4/6/2007 4/26/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Gavin, J. Patrick Evans, David Courie, Robert McDonald, Robert Evans, David Evans, David Evans, David Evans, David Malinowski, Thomas Evans, David Kurak, Kerri Evans, David Evans, David Stevens, Jodi Malinowski, Thomas Evans, David Mierzejewski, Mark Gavin, J. Patrick Lilley, William DePeau, Andrew DePeau, Andrew SEC Insight
Organization
Corning Inc International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research Sherrard German & Kelly, P.C. International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research UAW Legal Services Plans International Business Research International Business Research Clearing Corp Cotal Systems, Inc. International Business Research Check Fund Manager LLC SEC Insight Cotal Systems, Inc. Cotal Systems, Inc.
Request Description
Smartel Communications Inc Thomas A Hamilton Carlisle Companies Incorporated Ask Financial Services Inc Expeditors International of Washington Inc Bay Island Associates LLC General Dynamics Corporation Desoto Company Inc Polyone Corporation Vonage Holdings Corp Investment Management & Research Inc Pilot Realty Inc Willis Group Holdings Ltd Strong & Hamilton Inc Securities Exchange v Sendo 2006 Annual Report of Darling International Inc Rudisill Foundry Company Treelake Company Integra Management Ltd Thomas A Hamilton PA Ivory Investment Management LP AIB Investment Management Ltd Celebrity Resorts and Casinos Inc LCF Edmond De Rothschild Fund Management Ltd Raymond James and Associates X Clearing Corporations Curtis Gia Macnguyen All Hallows House Ltd Amida Capital Management II LLC Argonaut Group Inc Seattle Gas Company and Central Public Service Corporation Terence M Hogan Addison Clark Fund LP aka Addison Clark Capital LLC and Addison Clark Management LLC Hudson Realty Capital Previous Request 05-03223-FOIA relating to ZIM Corporationn
Requested Date
2/23/2007 2/23/2007 2/23/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/23/2007 2/19/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/26/2007 2/21/2007 2/26/2007 2/26/2007 12/20/2006 2/26/2007 2/26/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007
Closed Date
6/15/2007 4/25/2007 4/25/2007 4/23/2007 4/20/2007 12/6/2007 4/11/2007 3/6/2008 1/24/2008 6/6/2007 4/25/2007 4/19/2007 11/7/2007 4/6/2007 5/17/2007 4/26/2007 4/25/2007 4/25/2007 4/25/2007 4/16/2007 6/5/2007 6/5/2007 5/2/2007 5/11/2007 4/2/2007 5/2/2007 3/18/2008 1/4/2008 4/4/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons NIF NIF NIF NIF;RTW NIF NIF;WIT NIF NIF NIF NIF;WIT NIF;RTW NIF NIF NIF;WIT NIF (b)(7)(A) RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF
Exemption Cited
07-04011-FOIA 07-04012-FOIA
Henshall, Taylor Houle, Jeffrey
Brown University Investment OFfice Greenberg Traurig LLC
2/27/2007 2/27/2007
4/25/2007 5/17/2007
Other Reasons Granted in full
NIF -
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Kiernan, Cortney Kiernan, Cortney DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Spence, Michael Vallarino, Thomas Gavin, J. Patrick Mishaan, Albert Gavin, J. Patrick Schleinkofer, Raymond Gavin, J. Patrick Braswell, Kim Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Fritsky, Amy SEC Insight SEC Insight
Organization
Request Description
Genesee & Wyoming Inc Senior Housing Properties Trust Aaron M Sosnick ART Advisors LLC Diamond Capital Management LLC Maureen Kelly Farrell Epsilon Investment Management Steven G Stevanovich David S Rich Pier 1 Imports Inc PPG Industries Inc PPL Corp Clark K Hunt Sanctuary Capital Management LP Avid Technology Inc Richard L Chilton Jr Chilton Investment Company Inc Chilton Investment Company LLC Chilton Small Cap International Chilton Small Cap International (BVI) Ltd Chilton Small Cap Partners LP Semele Group Novastar Financial Echostar Communications Corp James Carr Bettis ValueClick Inc James A Harmon Gap Inc aka The Gap Inc Daniel V Szemis Ness Technologies Inc Treesdale Partners LLC Dennis K Rhee Merrill Lynch Pierce Fenner and Smith Incorporated v Gregory Elinsky v Michael Botte and Charles Harabuda H/2 Credit Manager LP Spencer B Haber Dollar General Energy Income Partners LLC James Murchie
Requested Date
2/27/2007 2/27/2007 2/27/2007 2/28/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007 2/27/2007 3/1/2007 3/1/2007 3/1/2007 3/1/2007 3/1/2007 3/1/2007 3/1/2007 3/1/2007 3/1/2007 2/28/2007 3/1/2007 3/1/2007 2/28/2007 3/1/2007 3/1/2007 3/2/2007 3/1/2007 2/28/2007 3/1/2007 3/1/2007 12/7/2006
Closed Date
6/12/2007 4/23/2007 1/24/2008 1/24/2008 5/1/2007 5/11/2007 4/2/2007 4/2/2007 6/4/2007 4/18/2007 8/6/2007 5/21/2007 5/21/2007 3/18/2008 6/14/2007 1/23/2008 8/10/2007 4/24/2007 4/24/2007 4/24/2007 5/4/2007 5/2/2007 2/11/2008 2/4/2008 3/17/2008 6/13/2007 5/2/2007 1/23/2008 1/23/2008 9/7/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF DUP;NIF NIF NIF NIF NIF WIT
Exemption Cited
CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC SEC Insight SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC International Business Research SEC Insight Kasowitz Benson Torres & Friedman LLP SEC Insight Verdis Wealth Management SEC Insight Greenwich-Van Advisors, LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC Rubin Fortunato & Harbison PC
(b)(4);(b)(8) NIF;RTW DUP NIF;WIT WIT NIF NIF NIF NIF NIF (b)(7)(A)
Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan
CheckFund Manager LLC CheckFund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC
3/1/2007 3/1/2007 3/1/2007 2/28/2007 2/28/2007
4/19/2007 4/19/2007 1/23/2008 4/16/2007 4/16/2007
NIF NIF NIF NIF NIF
Request ID
Requester Name
Person, Michael Gavin, J. Patrick Carcello, Joe Gavin, J. Patrick Mishaan, Albert Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick DePeau, Andrew Mierzejewski, Mark Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gosa, Matt Gosa, Matt Gosa, Matt Crandall, Jeanne Lynch, Megan Davis, James Malinowski, Thomas Lynch, Megan Malinowski, Thomas Lynch, Megan Lynch, Megan Costello, Maureen Mierzejewski, Mark Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan INPUT SEC Insight
Organization
Request Description
SECHQ104Q0028 Risk Assessment Products or Services ITC Holdings Corp Miniscribe Corporation Amerigroup Corp Gradient Analytics Inc 06-05988-FOIA Dover Corporation Lawrence A Post Priceline com Inc Richard Paul Brennan Post Advisory Group LLC Pioneer Drilling Co Camulos Capital Scholastic Corporation ING Clarion Global LP ING Clarion Global Limited Steven David Burton FSC Securities Corporation Administrative Proceeding No. 3-9785 David Jason Finn Lendmark Financial Services Inc Crystal Advisors LLC ABS Investment Management LLC Matthew Jordan Storm Michael W Beattie Tradex Global Advisors LLC Nicholas S Wurf Lighthouse Partners LLC Dollar Thrifty Automotive Group Inc David Durie (John David Durie) RTI International Metals Inc Sharon (Lee) Ward Tetra Technologies Inc BRC Market Neutral Fund Ltd Foster Wheeler Ltd Jean Karoubi Techwell Inc Robert Scannell Venoco Inc Tradewinds Financial Corporation / Tradewinds Investment Management LP
Requested Date
2/28/2007 3/1/2007 2/28/2007 3/1/2007 2/28/2007 2/28/2007 3/1/2007 2/28/2007 2/27/2007 3/1/2007 2/28/2007 2/27/2007 2/28/2007 3/2/2007 3/2/2007 3/2/2007 3/2/2007 3/5/2007 3/4/2007 3/2/2007 3/5/2007 3/2/2007 3/2/2007 3/2/2007 3/2/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/2/2007 3/5/2007 3/2/2007 3/5/2007 3/2/2007 3/5/2007
Closed Date
10/4/2007 5/29/2007 4/2/2007 5/23/2007 4/23/2007 4/25/2007 5/14/2007 4/13/2007 6/27/2007 11/2/2007 11/2/2007 5/15/2007 4/2/2007 1/23/2008 4/19/2007 5/3/2007 5/22/2007 6/12/2007 4/24/2007 4/26/2007 5/3/2007 11/9/2007 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
University of Tennessee SEC Insight Kasowitz Benson Torres & Friedman LLP SEC Insight Check Fund Manager LLC SEC Insight Cotal Systems, Inc. Check Fund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Reyna Hinds & Crandall CheckFund Manager LLC Cotal Systems, Inc. CheckFund Manager LLC Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research Check Fund Manager LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC
10/30/2007 Denied in part 12/12/2007 Other Reasons 6/12/2007 4/24/2007 11/7/2007 4/26/2007 4/27/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/29/2007 Other Reasons
(b)(7)(A);NIF NIF;WIT NIF CAN NIF NIF;WIT NIF NIF NIF;WIT -
Request ID
Requester Name
Goodman, Avery DePeau, Andrew Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Brown, Jay Martin, Michael Martin, Michael Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Miller, Erich
Organization
A. B. Goodman Law Firm Ltd. Cotal Systems, Inc. SEC Insight Check Fund Manager LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight Cotal Systems, Inc. SEC Insight University of Denver CheckFund Manager LLC SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight INPUT
Request Description
Letter from SEC's Richard G. Ketchum dated in 1987 or 1988 Himelsein Mandel Advisors Chemed Corp Kelly Perkins Novell Inc Mark Frederick Jaeger DealerTrack Holdings Inc John Ray Riddle Choice Hotels International Inc BRC Investment Management LLC 24 7 Real Media Inc The Longchamp Group Inc TriZetto Group Inc Navistar International Corp DRS Technologies Engineered Support Systems Johnson and Johnson Pinnacle Asset Management LP EMC Corporation New Alliance Bancshares Inc John Kennedy Hurley Steel Dynamics Inc Geoffrey A Stern Gartner Inc Task/Delivery Orders and Task/Delivery Order Modifications Regarding SEC Contracts Timberland Company Former Assistant Secretary Thomas Luce Zebra Technologies Corporation Mark R Graham JANA Partners LLC Administrative Proceeding File Number 3-12250, Global Crown Capital LLC Avery Dennison Corporation Donnell Anthony Segalas Hasbro Inc Cavalry Asset Management Ryder System Inc Muirfield Capital Management LLC Guitar Center Inc
Requested Date
3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/5/2007 3/2/2007 3/5/2007 3/2/2007 3/5/2007 3/2/2007 2/27/2007 2/28/2007 2/28/2007 3/7/2007 3/6/2007 3/6/2007 3/7/2007 3/6/2007 3/7/2007 3/7/2007 3/6/2007
Closed Date
3/21/2008 4/2/2007 5/16/2007 1/23/2008 4/19/2007 5/18/2007 4/16/2007 4/18/2007 5/31/2007 10/4/2007 1/24/2008 6/5/2007 5/3/2007 12/6/2007 6/12/2007 2/29/2008 4/24/2007 11/7/2007 6/19/2007
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF;WIT RPR;RTW NIF NIF;WIT NIF
Exemption Cited
(b)(7)(A);WIT NIF NIF;WIT -
Gavin, J. Patrick Moltzen, Edward Gavin, J. Patrick DePeau, Andrew Mierzejewski, Mark Machtinger, Steven Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick
SEC Insight CRN SEC Insight Cotal Systems, Inc. Check Fund Manager LLC Bingham McCutchen LLP SEC Insight CheckFund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight
3/7/2007 3/7/2007 3/7/2007 3/6/2007 3/6/2007 3/7/2007 3/6/2007 3/7/2007 3/6/2007 3/7/2007 3/6/2007 3/7/2007 3/7/2007
5/3/2007 2/6/2008 6/12/2007 7/18/2007 3/31/2008 1/24/2008 4/2/2007 5/16/2007 1/23/2008 4/19/2007 -
Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons -
NIF NIF NIF;WIT NIF (b)(7)(A);NIF FEE (b)(7)(A);NIF;RTW NIF NIF;RTW NIF NIF NIF
Request ID
Requester Name
Giza, Peter Gavin, J. Patrick Shank, Christopher Gavin, J. Patrick Malone, Matthew Singleton, Heidi Mierzejewski, Mark Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Malinowski, Thomas Malinowski, Thomas Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Richard, Christine Conover, Becky Conover, Becky Conover, Becky SEC Insight
Organization
Spitbrook Associates Shank & Hamilton, P.C. SEC Insight Michaels & Ward LLP Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Bloomberg EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
Complete ADV data for every RIA listed Public Storage Inc Cummins Inc Watson Wyatt Worldwide Inc Michael OBrien Pickens SEC v John Fife and Clarion Management LLC Kevin J Lynch Davidson Kempner Healthcare Fund LP Davidson Kempner Distressed Opportunities International Ltd Davidson Kempner Partners Davidson Kempner Endowment Partners M.H. Davidson & Co Davidson Kempner International Advisors LLC Davidson Kempner Advisers Inc Davidson Kempner Distresses Opportunities Fund LP Davidson Kempner Institutional Partners LP Davidson Kempner International Ltd Davidson Kempner European Partners LLP Davidson Kempner Healthcare International Ltd Davidson Kempner Capital Management LLC Brunella Jacs LLC Stanley G Katz Aaron Fisher Avram Friedman Shulamit Leviant Anthony (Alexander) Yoseloff Robert (Joseph) Brivio Jr Eric (Philip) Epstein Discovery Global Citizen's Capital Partners Discovery Global Citizens Fund Discovery Global Opportunity Fund Discovery Capital Management MBIA Inc and Capital Asset Research Michael Joshua Leffell Scott Eric Davidson DK Acquisition Partners LP
Requested Date
2/24/2007 3/7/2007 3/2/2007 3/7/2007 3/6/2007 2/14/2007 3/6/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/1/2007 3/8/2007 3/8/2007 3/8/2007
Closed Date
6/19/2007 4/17/2007 12/5/2007 8/24/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/24/2007 4/24/2007 4/24/2007 4/24/2007 4/26/2007 5/10/2007 5/10/2007 3/12/2008 8/1/2007 6/12/2007 6/5/2007 4/9/2007 1/24/2008 1/28/2008 1/24/2008 1/24/2008 6/19/2007 4/24/2007 4/23/2007 4/23/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons NPF NIF;RTW WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Mierzejewski, Mark Conover, Becky Conover, Becky Conover, Becky Thomas, Molly Thomas, Molly Jackson, Scott Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Huang, William Huang, William Huang, William Huang, William Huang, William Motz, Robert Motz, Robert Gavin, J. Patrick Schleinkofer, Raymond Huang, William Huang, William Huang, William Costello, Maureen Huang, William Huang, William Costello, Maureen Huang, William Gavin, J. Patrick
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Armstrong Teasdale LLP Armstrong Teasdale LLP Moore School of Business Check Fund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight Verdis Wealth Management EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight Michael Liu
Request Description
Sammy Acebal Frederick Kip Allardt Stephen Michael Dowicz Elena Sherman Robert Citrone Discovery Americas Capital Partners DK Group LLC Marvin Harold Davidson MHD Management Co DK Management Partners LP DK European Ltd Gar Wood Securities LLC Timothy Iain Levart Thomas Lenox Kempner Jr DK Presidio Investors LLC Backdating of stock options Backdating of stock options Laboratory Corporation of America Holdings Robert S Jersey Guy S Spier Aquamarine Capital Management LLC Partner Offshore Fund Ltd Partner Healthcare Offshore Fund Ltd Partner Healthcare Principals Fund LP Partner Healthcare Fund LP Partner Asset Management LLC eWings Holding Group Inc eWings Technologies Inc Adams Respiratory Therapeutics Inc Colin Moran Christopher Aristides Partner Fund Management LLC Partner Fund Management LP Dorothy C Weaver Partner Fund LP Partner Principals Fund LP Christine Weaver West Partner Institutional Fund Ltd CTS Corporation
Requested Date
3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/8/2007 3/1/2007 3/2/2007 2/4/2007 3/8/2007 3/8/2007 3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/8/2007 3/9/2007 3/9/2007 3/8/2007 3/9/2007 3/9/2007
Closed Date
4/2/2007 4/2/2007 4/2/2007 4/2/2007 1/23/2008 1/23/2008 1/23/2008 4/19/2007 4/19/2007 4/19/2007 4/16/2007 4/16/2007 4/16/2007 5/31/2007 6/12/2007 5/31/2007 6/20/2007 6/21/2007 4/19/2007 4/13/2007 4/13/2007 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 4/19/2007 4/19/2007 2/15/2008 4/19/2007 4/19/2007 5/31/2007 5/31/2007 5/3/2007 5/31/2007 5/31/2007 5/3/2007 5/31/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF DUP DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Costello, Maureen Huang, William Costello, Maureen Huang, William Costello, Maureen Motz, Robert Motz, Robert Lynch, Megan Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Costello, Maureen Huang, William Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Huang, William Costello, Maureen Gavin, J. Patrick Motz, Robert Kiernan, Cortney Motz, Robert Motz, Robert Kiernan, Cortney Gavin, J. Patrick Huang, William Huang, William Motz, Robert Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Huang, William
Organization
International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight International Business Research SEC Insight International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research SEC Insight SEC Insight International Business Research EACM Advisors LLC International Business Research SEC Insight International Business Research CheckFund Manager LLC International Business Research International Business Research CheckFund Manager LLC SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research EACM Advisors LLC
Request Description
Martin Brian Mulroney aka Brian Mulroney Brian Grossman Michael J Schroeder aka Mike Schroeder Eric Moore Paul N Stavropoulos DVA Global DVA Investments BVI Ltd Austin Capital Management Itron Inc Li Wen Shi First Advantage Corp Survey Support Incorporated Conor Sen Survey Technology Center Inc Thomas O Hicks Jr S S Enterprises LLC Thomas O Hicks Wanda Faye (Martinez) Potts China VCMC Rare Hospitality International Inc Hibbett Sports Inc Foresighe International Inc Arun Sarna Merchants' Onlive Services Inc Sonic Automotive Inc HF Capital LLC John S Osterweis Sonoma Capital LLC Killary Software Systems Osterweis Capital Management LLC Journal Communications Inc Jason Greenfield Linda Fitzgerald Xiong Yin Eric C Neuman Joseph B Armes National CineMedia Inc Kita Inc Expo Technology Support Inc Express International Incorporated Christopher James
Requested Date
3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/8/2007 3/12/2007 3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/8/2007 3/8/2007 3/8/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007
Closed Date
1/24/2008 1/28/2008 6/5/2007 1/24/2008 4/11/2007 4/11/2007 4/11/2007 4/19/2007 5/18/2007 4/19/2007 4/13/2007 4/20/2007 4/13/2007 5/11/2007 4/25/2007 5/29/2007 2/1/2008 4/2/2007 5/15/2007 4/2/2007 5/23/2007 4/6/2007 4/2/2007 4/6/2007 4/6/2007 1/11/2008 4/24/2007 5/10/2007 5/7/2007 5/10/2007 5/10/2007 5/15/2007 4/25/2007 4/25/2007 4/25/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF (b)(6);NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Zatuchni, David Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Panos, Diane Sengstack, Michele Gavin, J. Patrick Panos, Diane Sengstack, Michele Costello, Maureen Costello, Maureen Costello, Maureen Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Motz, Robert Motz, Robert Sengstack, Michele Tromp, Stanley SEC Insight
Organization
International Business Research International Business Research International Business Research International Business Research Zatuchni & Associates SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research Panos & Associates LLC International Business Research SEC Insight Panos & Associates LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Journalist
Request Description
Regency Energy Partners LP Terrapin Fund of Funds LP Terrapin Holdings LLC Terrapin Asset Management LLC Terrapin Partners LLC XO Communications Inc American Capital Strategies Ltd Jason G Weiss Jonathan W Berger Richard H Rogel Arch Coal Inc Nathan D Leight VastVideo Inc Thomson Financial Eat Great Food LLC Cooper Companies Inc Thomas S Bloom Carl A Albert Rose Industrial Center Association Rose Commerce Center Rose Road Condominium Association Great Lakes Dredge and Dock Google Inc Aldabra Acquisition Corp Pacific EyeNet Inc Aldabra Fund of Funds LP Hong Kong Construction Holdings Ltd Sky Capital Partners Inc PaperExchange com Inc Vancouver British Columbia Public Companies; SEC, British Columbia and B.C. Attoryney General Navigant Consulting Inc TWF Management Company LLC American Classic Sanitation LLC e-Steel LLC National Oilwell Varco Inc Michael Hsu aka Ko-Yi Hsu Beatrice Hom aka Fang Zhou Progressive Corporation Wing Yip aka Lawrence Yip
Requested Date
3/8/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/8/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 2/27/2007 3/12/2007 3/12/2007 2/27/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/9/2007 3/9/2007 3/12/2007 3/12/2007
Closed Date
1/23/2008 5/4/2007 5/4/2007 5/4/2007 5/4/2007 7/27/2007 4/11/2007 4/25/2007 4/25/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;WIT NIF NIF NIF NIF CAN NIF NIF NIF NIF;WIT NIF NIF (b)(7)(A) NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT
Exemption Cited
11/26/2007 Other Reasons 12/12/2007 Other Reasons 4/6/2007 3/10/2008 4/6/2007 9/18/2007 1/8/2008 4/23/2007 4/19/2007 4/19/2007 4/19/2007 5/29/2007 5/30/2007 4/16/2007 4/25/2007 4/16/2007 4/25/2007 4/25/2007 4/9/2007 8/30/2007 Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert
International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research
3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/12/2007 3/9/2007 3/9/2007 3/12/2007 3/12/2007
3/18/2008 5/31/2007 4/10/2007 5/31/2007 10/3/2007 3/28/2008 1/22/2008 3/28/2008 4/19/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
FEE NIF NIF NIF NIF;RTW NIF NIF NIF NIF
Request ID
Requester Name
Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Ravnitzky, Michael Edwards, Mark Edwards, Mark Sengstack, Michele Sengstack, Michele Mierzejewski, Mark Gavin, J. Patrick Edwards, Mark Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Edwards, Mark Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Mierzejewski, Mark Lloyd, Rick Edwards, Mark Gavin, J. Patrick Sengstack, Michele Edwards, Mark Sengstack, Michele Sengstack, Michele Fox, Richard Sengstack, Michele Lynch, Megan Froehlich, Kelsey Sengstack, Michele Edwards, Mark Edwards, Mark SEC Insight
Organization
International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research Check Fund Manager LLC SEC Insight Recombinant Capital Inc. International Business Research SEC Insight International Business Research Recombinant Capital Inc. International Business Research SEC Insight International Business Research Check Fund Manager LLC Recombinant Capital Inc. SEC Insight International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research CheckFund Manager LLC James Mintz Group International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Questar Corp
Request Description
Voxa Inc aka Voxa.com Inc Vincent Shen aka Hui Shen First Taiwan Investment Banking Group Werner Enterprises Inc Shanghai Bao Fang Title Company Shanghai Yangtze Assets Exchange Shanghai Construction Group Briefings or Presentations on the subject of FOIA 3-Dimensional Pharmaceuticals Inc 3-Dimensional Pharmaceuticals Inc Quelsys Greycourt Holdings Corp Donald R Morken Safeway Inc Accelrys formerly called Pharmaceopeia Inc Origen Financial Talbots Inc Great Lakes Dredging LLC Acacia Research Corporation American Marine Constructors Inc WebEx Communications Inc The Soup Man Genesee Investments LLC James T Dooley and James E Lorenz III Aclara Biosciences Inc Avista Corporation Preferred Provider Organization of Michigan Inc Abgenix Inc DotPlanet com Ebony Bear Limited Partnership Jim Plant Navigant Capital Advisors LLC Emerging Markets Management LLC Meeting regarding options backdating and earnings restatements Scott Taub KPMG LLP Adolor Corporation aaiPharma Inc
Requested Date
3/12/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/9/2007 3/5/2007 1/22/2007 1/22/2007 3/13/2007 3/13/2007 3/13/2007 3/13/2007 1/29/2007 3/13/2007 3/13/2007 3/13/2007 1/29/2007 3/13/2007 3/13/2007 3/13/2007 3/13/2007 3/13/2007 2/5/2007 3/13/2007 3/13/2007 1/22/2007 3/13/2007 3/13/2007 3/14/2007 3/13/2007 3/12/2007 3/13/2007 3/13/2007 2/5/2007 1/22/2007
Closed Date
4/23/2007 5/29/2007 4/2/2007 4/2/2007 5/16/2007 4/23/2007 4/23/2007 4/23/2007 4/19/2007 3/28/2008 5/10/2007 4/14/2007 4/17/2007 4/14/2007 5/21/2007 8/2/2007 12/5/2007 4/4/2007 6/8/2007 1/22/2008 7/5/2007 1/22/2008 4/25/2007 1/22/2008 4/23/2007 2/11/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF;RTW NIF NIF NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Sengstack, Michele Lynch, Megan Gavin, J. Patrick Edwards, Mark Burns, Dara Burns, Dara Burns, Dara Sengstack, Michele Sengstack, Michele Sengstack, Michele Maguire, Timothy Edwards, Mark Baldwin, Elizabeth Meredith, Catherine Edwards, Mark Sengstack, Michele Sengstack, Michele Edwards, Mark Edwards, Mark Sengstack, Michele Sengstack, Michele Edwards, Mark Edwards, Mark Gavin, J. Patrick Sengstack, Michele DePeau, Andrew Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Greenway, Gib Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick
Organization
International Business Research CheckFund Manager LLC SEC Insight Recombinant Capital Inc. Boies Schiller & Flexner LLP Boies Schiller & Flexner LLP Boies Schiller & Flexner LLP International Business Research International Business Research International Business Research O'Neil, DiManno & Kelly Recombinant Capital Inc. VerdisWealth Management Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SCS Financial Services LLC International Business Research International Business Research International Business Research International Business Research SEC Insight
Request Description
WMA Internet Services Inc Antoine Willem Van Agtmael RPC Inc Abaxis Inc Verizon 424B3 filing dated September 2 2005 Verizon S-4 dated April 12 2005 and its amendments Verizon S-8 dated January 19 2006 Q Interactive Inc CoolSavings Inc Medical Management Associates Inc Operation Spamalot and Equitable Mining Corp Acambis PLC formerly Peptide Therapeutics Group PLC Eton Park Capital Management LP Enron Access Pharmaceuticals Inc Aldabra Corp Equilinx Accumed International Inc Biokeys Pharmaceuticals Inc Suburban Medical Center Doberdor Partners Aclara Biosciences Inc Advanced Magnetics Inc Idexx Laboratories Inc Great Lakes Trailing Comp Geoffrey C Gwin PPOM Holdings Limited Partnership PPOM Genpar PPOM GP FAI LP Fairchild Aircraft Inc BEA Systems Inc Michael Sears Tom Facciola Fairchild Aerospace Corp Fairchild Financial Fairchild Dornier Holding Inc Fairchild Aircraft Services Fair Isaac Corporation
Requested Date
3/13/2007 3/12/2007 3/13/2007 1/22/2007 3/9/2007 3/9/2007 3/9/2007 3/13/2007 3/13/2007 3/13/2007 3/12/2007 1/29/2007 3/13/2007 3/14/2007 1/29/2007 3/13/2007 3/13/2007 1/29/2007 2/5/2007 3/13/2007 3/13/2007 2/5/2007 2/5/2007 3/13/2007 3/13/2007 3/13/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007
Closed Date
4/6/2007 4/24/2007 11/7/2007 7/25/2007 6/18/2007 4/23/2007 4/23/2007 5/10/2007 5/14/2007 11/7/2007 6/6/2007 6/26/2007 8/7/2007 4/26/2007 4/27/2007 4/10/2007 4/10/2007 9/26/2007 2/1/2008 5/4/2007 5/16/2007 5/4/2007 5/4/2007 5/4/2007 4/4/2007 4/4/2007 3/18/2008 5/18/2007 4/25/2007 4/25/2007 4/6/2007 5/16/2007 8/22/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Granted in full Denied in part Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF NIF NIF NIF (b)(7)(A) -
Exemption Cited
(b)(7)(A);NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);WIT NIF NIF NIF NIF NIF NIF;RTW
Request ID
Requester Name
Sengstack, Michele Sengstack, Michele Edwards, Mark Edwards, Mark Gavin, J. Patrick Evans, David Evans, David Miller, Anthony Edwards, Mark Edwards, Mark Greenway, Gib Lynch, Megan Gavin, J. Patrick Lynch, Megan Sengstack, Michele Sengstack, Michele Stiteler, Allen Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Evans, David Evans, David Sengstack, Michele Sengstack, Michele Edwards, Mark Conover, Becky Kiernan, Cortney Mierzejewski, Mark Blomquist, Michael Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky
Organization
International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SCS Financial Services LLC CheckFund Manager LLC SEC Insight CheckFund Manager LLC International Business Research International Business Research Pennsylvania Securities Commission SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. EACM Advisors LLC CheckFund Manager LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
Fairchild Air Inc Fairchild Aerospace Inc Alexion Pharmaceuticals Inc Albany Molecular Research Inc Healthcare Services Group Inc Eric P Schneider Robert M Schneider Casimir Capital LP Alkermes Inc Alkermes Inc Brett Messing and Steve Sugarman Walter Flamenbaum FrieghtCar America Inc Paul Capital Partners aka Paul Capital Advisors Inc Dornier Aviation North America Inc Dornier Luftfahrt GmH John T Elduff and Edward B Shimer v. Donaldson Lufkin & Jenrette South Jersey Industries Inc First Aircraft Leasing Limited Fairchild Venture Capital Corp Fairchild Dornier Corp Sunrise Senior Living Inc Fairchild Aircraft Holding Inc The David Lawrence Albert Foundation 3040 N 29th Avenue Ltd Atlas Pen & Pencil Corp Carl A Albert Inc Albert & Oliker PC Alliance Pharmaceutical Corp Daniel (Neal) Bass Nikolai Battoo Meldrum Asset Management LLC Providian Financial by Washington Mutual Entercom Communications Corporation Drawbridge Special Opportunities Advisors Drawbridge Special Opportunities Fund Fortress Investment Group Fortress Investment Holdings FIG Advisors LLC
Requested Date
3/14/2007 3/14/2007 2/12/2007 2/12/2007 3/14/2007 3/14/2007 3/14/2007 3/16/2007 2/12/2007 2/12/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/2/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 3/14/2007 2/12/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007
Closed Date
5/10/2007 5/10/2007 1/23/2008 4/10/2007 8/7/2007 4/26/2007 5/11/2007 7/25/2007 4/2/2007 4/2/2007 4/2/2007 3/28/2008 1/23/2008 4/22/2007 4/22/2007 6/5/2007 4/16/2007 5/3/2007 8/7/2007 8/2/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/13/2007 12/5/2007 8/1/2007 8/1/2007 5/10/2007 4/16/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Sengstack, Michele Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Sengstack, Michele Conover, Becky Sengstack, Michele Conover, Becky Conover, Becky Conover, Becky Sengstack, Michele Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky DePeau, Andrew Conover, Becky Gavin, J. Patrick Conover, Becky Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Kiernan, Cortney Gavin, J. Patrick Gavin, J. Patrick Richard, Diane SEC Insight
Organization
International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC SEC Insight EACM Advisors LLC Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight SEC Insight Mosaic
Request Description
Foundry Networks Inc Fairchild Dornier Luftfahrt Betreiigungs GmbH Alan Chesick Drawbridge Global Macro Fund K2 Inc Michael Edward Novogratz Wesley Robert Edens Kevin Treacy Genaero Peter (Lionel) Briger Jr Aura Systems Inc Robert (Ian) Kauffman Randal (Alan) Nardone Drawbridge Global Macro Advisors Fairfield Acquisition Inc Adam Levinson The Mens Wearhouse Inc Scott Lawin Power One Inc Sri Wijegoonaratna Cedarview Capital Partners LP Sara Sprung Tradestation Group Inc Michael Joshua Cohn Conor F ODriscoll Genuine Parts Company Torrey Pines Capital Management LP Northrop Grumman Corp Palm Beach Links Capital LP Olin Corporation Bio Rad Laboratories Inc Count Johann Heinrich von Bernstorff German Ambassador to the US from 1914-1917 Nalco Holding Co Robert K Jafek Sun Life Financial Inc B Scott Olson Scott Olson Palm Beach Links Capital LP Archer Daniels Midland Company
Requested Date
3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/15/2007 3/16/2007 3/16/2007 3/16/2007 3/16/2007 3/16/2007 3/16/2007 3/16/2007
Closed Date
8/2/2007 1/23/2008 4/9/2007 4/23/2007 4/23/2007 4/2/2007 4/2/2007 1/23/2008 4/25/2007 4/25/2007 4/9/2007 4/9/2007 5/31/2007 5/31/2007 12/6/2007 5/1/2007 5/14/2007 4/24/2007 11/7/2007 5/25/2007 5/10/2007 5/31/2007 2/22/2008 4/24/2007 5/22/2007 10/3/2007 1/30/2008 -
Final Disposition
NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF NIF NIF NIF;WIT Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
NIF;RTC;WIT NIF NIF;WIT NIF (b)(7)(A);WIT NIF NIF NIF NIF
Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Kiernan, Cortney Gavin, J. Patrick
SEC Insight Check Fund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight
3/16/2007 3/16/2007 3/16/2007 3/16/2007 3/19/2007
5/25/2007 4/2/2007 3/26/2008 4/25/2007 2/19/2008
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
NIF;RTW NIF NIF NIF -
Request ID
Requester Name
Sapien, Joaquin DePeau, Andrew Gavin, J. Patrick Froehlich, Kelsey Granche', Claudia Novitsky, Mark Edwards, Mark DePeau, Andrew Williams, Harvey Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Braswell, Kim Braswell, Kim Braswell, Kim Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark DePeau, Andrew Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lynch, Megan Narayanswamy, Anupama Parker, Ashley Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Braswell, Kim Gavin, J. Patrick Goldberg, Stuart Goldberg, Stuart Gavin, J. Patrick
Organization
Center for Public Integrity Cotal Systems, Inc. SEC Insight James Mintz Group Recombinant Capital Inc. Cotal Systems, Inc. State of New Jersey SEC Insight SEC Insight Check Fund Manager LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC Sunlight Foundation Finnegan Henderson Farabow Garrett & Dunner LLP Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Greenwich-Van Advisors, LLC SEC Insight Somerset Capital Somerset Capital SEC Insight
Request Description
Communication between SEC and EPA including the Top 100 PRP's Jules Lee Pomerantz Capano Energy LLC David Hanlon and Resorts International Inc Acceptance Insurance Companies Inc Tele Tech Holdings Altana Aktiengesellschaft Group G Capital Partners LLC Investcorp Bank B.S.C. Spartan Stores Inc Newfield Exploration Co Ernst von Metzsch Man Bayswater Global Investments LLC Bayswater Global Quant Alpha Fund LLC Bayswater Global Quant Alpha Fund Ltd AMR Corporation Alterex Corp Altarex Corp Altarex Corp ABL Capital Fund Blockbuster Inc JLP Management Associates LLC Sunstone Hotel Investors Inc Arthur C Williams III Western Refining Inc Pine Groove Associates Inc Congress and the SEC i2 Technologies Inc Alteon Inc Stryker Corporation Shire Pharmaceuticals Group PLC Allscripts Healthcare Solutions Inc Cambrian Capital LP Bayswater Global Quant Alpha Master Fund Ltd Alliancebernstein Holding LP Industrial Enterprises of America John D. Mazzuto Amedisys Inc
Requested Date
3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/14/2007 2/19/2007 3/19/2007 1/5/2007 3/20/2007 3/20/2007 3/20/2007 3/20/2007 3/20/2007 3/20/2007 3/19/2007 2/19/2007 2/19/2007 2/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 3/19/2007 2/19/2007 3/20/2007 3/20/2007 3/20/2007 3/20/2007 3/20/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007
Closed Date
5/22/2007 4/11/2007 5/8/2007 6/5/2007 5/16/2007 5/22/2007 3/29/2007 1/24/2008 4/24/2007 3/27/2007 8/9/2007 4/11/2007 5/22/2007 5/21/2007 7/26/2007 6/27/2007 5/31/2007 1/25/2008 7/18/2007 7/12/2007 4/2/2007 7/25/2007 1/23/2008 1/23/2008 4/19/2007 10/2/2007 8/9/2007 1/18/2008 2/26/2008 5/4/2007 3/18/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons DES NIF NIF RTO;RTW NIF RTO NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF DES CAN RTW;WIT NIF NIF NIF NIF WIT NIF NIF;WIT
Exemption Cited
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Costello, Maureen Lichtcsien, Susan Costello, Maureen Malinowski, Thomas Costello, Maureen Lichtcsien, Susan Costello, Maureen Snider, Michael Costello, Maureen Wilmore, Ronald Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Lichtcsien, Susan Costello, Maureen Costello, Maureen Conover, Becky Costello, Maureen Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Edwards, Mark SEC Insight
Organization
International Business Research International Business Research CheckFund Manager LLC International Business Research Cotal Systems, Inc. International Business Research CheckFund Manager LLC International Business Research Law Offices of Snider & Associates LLC International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research EACM Advisors LLC International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Verigy Ltd
Request Description
Peter R Shields My Rich Uncle Inc Rockview Capital Management Executone Inc Restoration Capital Management LLC Metro North GK Capital LLC Morans All Bargaining Unit and Bargaining Unit Eligible Employees Enigma Software DC Brands International Limitrader com ADC Telecommunications Inc Soundbite Communications Inc Robert C Leahy aka Bob Leahy New Jersey Resources Corp Edwin J McGuinn aka Ed McGuinn MRU Holdings Inc MEMC Electronic Materials Inc Automated Trading Systems Inc LIMITrader Securities Inc M David Muschel eLot Inc eLottery Inc Philippe Lamarque Mabon Securities Pamela Marie Lawrence Cascioli Hudson River Club Tuesdays Children Greenwich Youth Lacrosse Riverstone Realty Limited Partnership Unistar Gaming Corp Virginia Executone Information Systems Inc EMDM Realty Corp VODAVI Inc MCM Consulting LLC Amarin Corporation PLC Amarin Corporation PLC Amarin Corporation PLC
Requested Date
3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 2/26/2007 2/26/2007 2/26/2007
Closed Date
4/11/2007 1/24/2008 4/5/2007 4/24/2007 5/22/2007 5/23/2007 8/1/2007 4/27/2007 6/13/2007 4/10/2007 5/14/2007 4/23/2007 5/25/2007 4/23/2007 5/7/2007 6/1/2007 9/5/2007 4/2/2007 1/23/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF;RTW NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
12/12/2007 Other Reasons 12/12/2007 Other Reasons 4/25/2007 4/22/2007 4/25/2007 5/10/2007 6/7/2007 10/2/2007 8/2/2007 1/25/2008 1/25/2008 4/23/2007 4/23/2007 4/23/2007 4/13/2007 4/13/2007 4/13/2007 5/21/2007 3/28/2008 5/21/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
Request ID
Requester Name
Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Braswell, Kim Braswell, Kim Braswell, Kim Braswell, Kim Gavin, J. Patrick Costello, Maureen Sarelson, Matthew Costello, Maureen Sarelson, Matthew Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Mierzejewski, Mark Place, Randall Gavin, J. Patrick Braswell, Kim Costello, Maureen Braswell, Kim Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Lichtcsien, Susan Costello, Maureen Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Burns, William Mierzejewski, Mark Gavin, J. Patrick Lynch, Megan Lynch, Megan Gavin, J. Patrick Costello, Maureen Edwards, Mark Gosa, Matt SEC Insight
Organization
Adtran KG Funds LLC Ellen Sue Kier CheckFund Manager LLC CheckFund Manager LLC SEC Insight Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC Greenwich-Van Advisors, LLC SEC Insight International Business Research Sarelson, P.A. International Business Research Sarelson, P.A. SEC Insight International Business Research International Business Research SEC Insight Check Fund Manager LLC Blum & Silver LLP SEC Insight Greenwich-Van Advisors, LLC International Business Research Greenwich-Van Advisors, LLC SEC Insight SEC Insight Recombinant Capital Inc. CheckFund Manager LLC International Business Research CheckFund Manager LLC SEC Insight SEC Insight Susman Godfrey LLP Check Fund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research Recombinant Capital Inc. Greenwich Alternative Investments, LLC
Request Description
Requested Date
3/23/2007 3/22/2007 3/22/2007 3/23/2007 3/21/2007 3/21/2007 3/21/2007 3/21/2007 3/23/2007 3/22/2007 3/20/2007 3/22/2007 3/20/2007 3/23/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/21/2007 3/22/2007 3/21/2007 3/23/2007 3/22/2007 2/26/2007 3/22/2007 3/22/2007 3/22/2007 3/23/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 3/22/2007 2/26/2007 3/23/2007
Closed Date
12/5/2007 10/2/2007 10/2/2007 1/30/2008 4/19/2007 4/19/2007 5/31/2007 5/29/2007 1/24/2008 4/5/2007 4/5/2007 7/26/2007 5/7/2007 5/7/2007 6/4/2007 1/10/2008 1/23/2008 4/5/2007 1/23/2008 9/12/2007 5/10/2007 11/5/2007 4/24/2007 4/25/2007 4/24/2007 6/14/2007 1/23/2008 3/6/2008 8/1/2007 4/17/2007 4/17/2007 1/14/2008 5/16/2007 4/5/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT WIT NIF NIF;RTW NIF NIF NIF;WIT NIF NIF
Exemption Cited
Overseas Shipholding Group Inc Thor Asset Management Inc Thor Optima LLC Thor Optima Fund Ltd Thor Optima Fund LP Ambac Financial Group Bella Channel Limited Partnership Bayview Financial LP Belle Channel Limited Partnership Bayview Financial Securities Co LLC SPX Corporation Infostar Technologies Inc Infostar Inc IPC Holdings Ltd Neil K Braverman Newbridge Securities Corporation MDU Resources Group Inc Peter Kambolin Bellestone Realty Limited Partnership Dr Alexei Chekhlov ARRIS Group Inc Mankind Corp Amarillo Biosciences Inc Leon A Romero Alternative Trading Systems Inc Mar Oil and Gas Corporation Republic Airways Holdings Inc AmSurg Corp Deloitte & Touche LLP Braverman Holdings Limited Lockheed Martin Corporation Stonebrook Structured Products LLC Jerome D Abernathy Penn Virgina Corp Executine Information Systems Inc American Pharmaceutical Partners aka Abraxis Epic Distressed Debt Opportunity Fund LP
Request ID
Requester Name
Gosa, Matt Gosa, Matt Costello, Maureen Gosa, Matt Costello, Maureen Gosa, Matt Gosa, Matt Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gosa, Matt Costello, Maureen Costello, Maureen Sprouse, John Douglas, Gart Costello, Maureen Burns, Patrick Costello, Maureen Edwards, Mark Edwards, Mark Eurich, Richard Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Edwards, Mark Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Edwards, Mark Edwards, Mark
Organization
Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research Greenwich Alternative Investments, LLC International Business Research Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Greenwich Alternative Investments, LLC International Business Research International Business Research International Business Research BEVERLY HILLS REGULATORY CONSULTANTS GROUP LLC International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SCS Financial Services, LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Epic GP LLC
Request Description
Epic Asset Management LLC Brooktrout Technology Inc Epic Distressed Debt Opportunity Fund Ltd Brooktrout Networks Group Inc Epic Distressed Debt Opportunity Master Fund Ltd Herbert Eli Seif Brooktrout Inc Brooktrout Technology Inc Brooktrout Software Inc Brooktrout Acquisition Corp Interspeed Inc Netaccess Inc AspenTech Ltd Pelago Networks Inc Tilion Inc Cambridge Robotics James John Duplessie Excel Switching Corporation Snowshore Networks Securities Corporation Conversion Solutions Holding Corp CSHD Short Interest Technically Speaking Incorporated SEC Registered Investment Advisers Filtran Inc AndRx Corporation AndRx Corporation Thomas Facciola Michael Sears Boeing Company James Dinan York Capital Management Borders Group Inc Amgen Inc API Enterprises Inc Alarm Products International Inc Amylin Pharmaceuticals Inc Gseneibur Inc Amylin Pharmaceuticals Inc Anika Therapeutics Inc
Requested Date
3/23/2007 3/23/2007 3/22/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/26/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/23/2007 3/22/2007 3/23/2007 3/23/2007 3/26/2007 3/5/2007 3/5/2007 3/26/2007 3/26/2007 3/26/2007 3/26/2007 3/26/2007 3/5/2007 3/26/2007 3/26/2007 3/5/2007 3/26/2007 3/5/2007 3/12/2007
Closed Date
10/2/2007 10/2/2007 5/23/2007 4/5/2007 5/23/2007 4/5/2007 5/15/2007 5/11/2007 4/26/2007 5/23/2007 5/23/2007 2/6/2008 4/27/2007 4/11/2007 5/7/2007 4/11/2007 4/6/2007 4/18/2007 6/12/2007 4/18/2007 2/28/2008 4/25/2007 6/21/2007 5/10/2007 8/15/2007 6/14/2007 5/23/2007 6/26/2007 5/15/2007 12/5/2007 12/4/2007 4/27/2007 4/27/2007 5/10/2007 1/25/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW NIF NIF (b)(7)(A) FEE;NIF NIF WIT NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Edwards, Mark Edwards, Mark Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Edwards, Mark Evans, Andre Edwards, Mark Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Larson, Laura Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen b6 Gavin, J. Patrick Costello, Maureen Costello, Maureen Radler, Robert Radler, Robert Mierzejewski, Mark Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan DePeau, Andrew Costello, Maureen DePeau, Andrew Gavin, J. Patrick Costello, Maureen SEC Insight
Organization
Recombinant Capital Inc. Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research SEC Insight International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. NCI - Office of Workforce Development SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research Fried Frank Harris Shriver and Jacobson LLP SEC Insight International Business Research International Business Research Radler, Bohy, Replogle Miller LLP Radler, Bohy, Replogle Miller LLP Check Fund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. International Business Research Cotal Systems, Inc. SEC Insight International Business Research
Request Description
CNET Networks Inc CV Therapeutics Inc Ethical Holdings Ltd aka Amarin Corp Phillip DeZwirek Magainin Pharmaceuticals Inc aka Genaera Corp DeZwirek Oil and Gas Inc Cecoaire Inc Chiron Corporation Ceco Environmental Corp Antigenics Inc Investment Fraud Sepracor Inc Downey Financial Corp Interneuron Pharmaceuticals Inc aka Indevus Antares Pharma Inc aka Medi Ject Corp Antares Pharma Inc Antares Pharma Inc REGSHO Security Silicon Storage Technology Inc Brandon Glen Stranzl BGS Value Partners LP Kirk & Blum Manufacturing Company Kirk & Blum Request Number 06-00014-FOPA Thomas & Betts Corp CECO Filters USA CECO Filters India Gilmore Steel Company and/or Oregon Steel Company of Portland, Oregon Pope & Talbot Inc Seneca Capital LP Cott Corp NWI Management LP and/or NWI Explorer Global Marco Fund LP Hari (Nellapalli) Hariharan Joseph Oughourlian API Electronics Group Inc Amber Capital LP TJX Companies Inc H M White
Requested Date
3/26/2007 3/19/2007 3/19/2007 3/26/2007 3/19/2007 3/26/2007 3/26/2007 3/26/2007 3/26/2007 3/12/2007 3/17/2007 3/19/2007 3/26/2007 3/19/2007 3/12/2007 3/12/2007 3/12/2007 3/28/2007 3/27/2007 3/28/2007 3/28/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/22/2007 3/22/2007 3/27/2007 3/27/2007 3/28/2007 3/28/2007 3/28/2007 3/27/2007 3/28/2007 3/27/2007 3/27/2007
Closed Date
6/7/2007 6/18/2007 -
Final Disposition
Denied in part Other Reasons (b)(7)(A) NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF CAN CAN NIF NIF;RTW NIF NIF NIF (b)(7)(A) NIF NIF;WIT FEE
Exemption Cited
11/13/2007 Granted in full 4/6/2007 4/5/2007 4/5/2007 3/26/2008 5/11/2007 Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
10/10/2007 Granted in full 9/14/2007 5/17/2007 5/16/2007 7/9/2007 5/10/2007 5/10/2007 1/25/2008 1/25/2008 4/9/2007 5/25/2007 6/1/2007 4/20/2007 5/2/2007 5/2/2007 4/25/2007 5/11/2007 4/30/2007 4/30/2007 5/23/2007 6/14/2007 8/9/2007 1/23/2008 5/17/2007 Granted in full Granted in full Granted in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Gavin, J. Patrick Malmberg, Joy Davis, Jill
Organization
International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC SEC Insight Foltz Martin LLC Filtran Inc
Request Description
Busch International EOG Resources Inc K and B Contracting K and B Parts K&B Duct KBD Technic Douglas A Hirsch CorVel Corp Short interest for FHAL Sanswire Technologies Inc aka Wireless Holdings Group Inc Sanswire Inc and related individuals Globetel Communications Corp Globetel Subsidiary Inc aka Sanswire Networks LLC and related individuals CRT Capital Group PMI Group Inc Ventana Medical Systems Inc W&T Offshore Inc Tremblant Capital Group LLC copy of FOIA request regarding letter dated September 9, 2003 to William H Donaldson Stanfield Capital Partners LLC Christopher A Pucillo Checkpoint Systems Inc Brett E Barakett FEI Co Golden Star Resources Ltd International Business Machines Corporation Plainfield Asset Management LLC Achim Max Holmes Diversified Global Capital Group Christopher Hawkins Lord Criterion Capital Management Amcore Investment Services Inc David Bavarez Krishnan Sadasivam
Requested Date
3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/27/2007 3/28/2007 3/28/2007
Closed Date
4/10/2007 4/11/2007 1/7/2008 4/9/2007 4/9/2007 4/5/2007 4/6/2007 4/24/2007 9/17/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF DUP NIF;WIT NIF NIF NIF NIF NIF NIF -
Exemption Cited
07-04641-FOIA
Davis, Jill
Foltz Martin LLC
3/28/2007
6/25/2007
Denied in full
(b)(7)(A)
Pasceri, Vito Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Boylan, Geraldine
SEC Insight SEC Insight SEC Insight Check Fund Manager LLC NYSE Group Inc.
3/28/2007 3/28/2007 3/28/2007 3/28/2007 3/28/2007 3/28/2007
12/5/2007 1/9/2008 5/14/2007 5/30/2007 4/2/2007
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
WIT NIF;WIT NIF;RTW NIF -
DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Etcheverry, Martin Mierzejewski, Mark Mierzejewski, Mark Pfeiffer, Darien Lichtcsien, Susan Lichtcsien, Susan Kinion, Steve Schleinkofer, Raymond Schleinkofer, Raymond
Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC Citigroup Security & Investigative Services CheckFund Manager LLC CheckFund Manager LLC Zack Stamp Ltd. Verdis Wealth Management Verdis Wealth Management
3/28/2007 3/28/2007 3/28/2007 3/28/2007 3/28/2007 3/28/2007 3/29/2007 3/29/2007 3/29/2007 3/29/2007 3/29/2007 3/29/2007 3/21/2007 3/29/2007 3/29/2007
5/23/2007 8/9/2007 4/10/2007 4/16/2007 1/2/2008 4/24/2007 4/30/2007 7/10/2007
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF;WIT NIF NIF WIT NIF NIF (b)(8) NIF NIF
11/28/2007 Other Reasons 4/17/2007 8/22/2007 5/11/2007 5/10/2007 Other Reasons Denied in full Other Reasons Other Reasons
Request ID
Requester Name
Schleinkofer, Raymond Schleinkofer, Raymond DePeau, Andrew DePeau, Andrew O'Grady, Daniel Jones, Charles Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Sprouse, John Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen
Organization
Verdis Wealth Management Verdis Wealth Management Cotal Systems, Inc. Cotal Systems, Inc. InfoUSA Meagher & Geer PLLP SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research
Request Description
Robert K Baumbach Paul S Szczygiel Richard Cayne Perry Perry Capital LLC Form ADV Peter Mergenthaler Investools Inc Nattymac Capital LLC Nattymac Funding LLC St. Mary Land & Exploration Co Mortgage Funding Corp of America The 523 Corporation Builders Financial Group Inc Fortune Brands Inc Tampa Funding LLC Southland Properties Inc The Painting Company LLC Corrections Corp of America Matthew W Botwin Paul G Levy Alvin Press Inc CKX Inc Cardio Acquisition Corporation Complete Management Inc Complete Management of Queens Inc Century Aluminum Co The Rabinovici Family LLC Intertech / Penta Group Inc FHAL fail to deliver from Jan 1 to Aug 15 2006 Veterinary Reference Laboratories Inc Veterinary Clinical Laboratory Inc Southwestern Energy Co Spartan Motors Inc Empire Financial Group Inc Empire Financial Holding Company Empire Investment Advisors Inc SLM Corp Beneficial Corporation Harbor Capital
Requested Date
3/29/2007 3/29/2007 3/29/2007 3/29/2007 3/19/2007 3/30/2007 3/30/2007 4/2/2007 4/2/2007 3/30/2007 4/2/2007 4/2/2007 4/2/2007 3/30/2007 4/2/2007 4/2/2007 4/2/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 2/6/2007 3/31/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 4/2/2007 4/2/2007
Closed Date
1/25/2008 1/25/2008 5/7/2007 5/7/2007 7/5/2007 5/16/2007 4/11/2007 4/11/2007 4/19/2007 4/4/2007 4/4/2007 4/4/2007 5/9/2007 4/5/2007 4/5/2007 4/5/2007 1/24/2008 4/6/2007 4/26/2007 4/6/2007 6/15/2007 5/24/2007 5/24/2007 5/24/2007 4/27/2007 4/30/2007 4/18/2007 4/18/2007 6/29/2007 1/23/2008 1/9/2008 1/9/2008 5/15/2007 3/28/2008 4/26/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF RTW NIF NIF NIF;RTW NIF NIF NIF NIF;RTW NIF NIF NIF NIF;WIT NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF
Exemption Cited
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Braswell, Kim Huang, William Spence, Michael Edwards, Mark Huang, William Spence, Michael Spence, Michael Huang, William Huang, William Spence, Michael Costello, Maureen Huang, William Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Spence, Michael Huang, William Huang, William SEC Insight
Organization
International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Greenwich-Van Advisors, LLC EACM Advisors LLC International Business Research Recombinant Capital Inc. EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC
Request Description
Realty Mortgage ExlService Holdings Inc B W Auto Sales LLC Business Insurance Associates LLC Wyndon Financial Group Inc Cleveland Cliffs Inc Rent A Jogger Inc Steven M Rabinovici Advanced Alliance Management Corp Circor International Inc Consumer Health Network Inc Medical Management Inc Wells Capital Management Mark D Cooper OSI Pharmaceuticals Inc Oncogene Sciences Inc MDS Capital Corp MDS Ventures Pacific Inc eXgenics Inc Maxim Pharmaceuticals Inc Jeff Zhang Michael Zucaro Cellegy Pharmaceuticals Inc PE Corp aka Applera Corp March Krotee CollaGenex Pharmaceuticals The Wilkerson Group Jason Kesselman Carl T Anderson Genex Corp Bruce Olster Jeffrey Lignelli David Christel National Mortgage Acceptance Corporation Nattymac LLC Homemax Inc Mariah Limited Partnership Tierra Verde Cellisis Pharmaceuticals Inc Stonebrook Management Associates LLC Stonebrook Offshore Partners Ltd
Requested Date
4/2/2007 3/30/2007 4/2/2007 4/2/2007 4/2/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 3/30/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 3/30/2007 3/30/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 3/30/2007 3/26/2007 4/2/2007 3/30/2007 3/30/2007 4/2/2007 4/2/2007 3/30/2007 4/1/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 3/30/2007 4/2/2007 4/2/2007
Closed Date
4/26/2007 12/5/2007 5/10/2007 5/10/2007 5/10/2007 1/25/2008 3/28/2008 1/25/2008 5/25/2007 5/15/2007 5/15/2007 6/26/2007 4/13/2007 4/13/2007 4/13/2007 4/4/2007 4/4/2007 4/4/2007 4/13/2007 4/13/2007 7/27/2007 4/23/2007 4/19/2007 5/24/2007 6/11/2007 3/24/2008 8/1/2007 4/30/2007 4/30/2007 4/30/2007 4/17/2007 4/17/2007 4/13/2007 4/23/2007 4/23/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF WIT NIF NIF NIF CAN;NIF NIF NIF NIF NIF;RTW NIF NIF (b)(6);NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF WIT NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Huang, William Huang, William Edwards, Mark Edwards, Mark Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Watkins, Lisa Edwards, Mark Spence, Michael Spence, Michael Braswell, Kim Huang, William Spence, Michael Spence, Michael Edwards, Mark Braswell, Kim Spence, Michael Braswell, Kim Huang, William Spence, Michael Malyk, Jaclyn Huang, William Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Murray, Brendan Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael
Organization
EACM Advisors LLC EACM Advisors LLC Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Wiggin & Nourie PA Recombinant Capital Inc. International Business Research International Business Research Greenwich-Van Advisors, LLC EACM Advisors LLC International Business Research International Business Research Recombinant Capital Inc. Greenwich-Van Advisors, LLC International Business Research Greenwich-Van Advisors, LLC EACM Advisors LLC International Business Research Cuyler Burk P.C. EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research
Request Description
Stonebrook Institutional Partners LP Stonebrook Fund Management LLC Aradigm Corporation Aradigm Corporation Management Associates Cytoclonal Pharmaceutics Inc Continental Water Systems Inc Continental Water Systems Leasing Corporation Merrimack Pharmaceuticals Inc Aderis Pharmaceuticals Inc Koji Goto's Admin Proceeding Argonaut Technologies Inc Biomedical Marketing Association IBM Healthcare Consulting Eva Xu Marc Abel Easton Associates LLC Isuma Strategies Inc Arena Pharmaceuticals Inc Daniel Schuessler Chromos Molecular Systems Inc Bayswater Asset Management LLC Andrew Bauer Waters Associates Inc Quaker Oats Company Patterson McDonald Transkaryotic Therapies Inc Mercator Genetics Inc G and G Frashier Management LLC Frashier Land Partners Frashier Investments Brendan E Murray 3-12436 China Life Insurance Co Ltd Providence and Worcester Railroad Company B C Research Inc Vital Images Inc Boston Life Sciences Inc Tanox Inc Wesbanco Inc Applied Biotechnology Inc
Requested Date
4/2/2007 4/2/2007 3/26/2007 3/26/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 3/29/2007 3/26/2007 3/30/2007 3/30/2007 4/2/2007 4/2/2007 3/30/2007 3/30/2007 3/26/2007 4/2/2007 3/30/2007 4/2/2007 4/2/2007 3/30/2007 4/2/2007 4/2/2007 3/30/2007 3/30/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007
Closed Date
4/23/2007 4/23/2007 2/27/2008 5/3/2007 4/18/2007 4/23/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons NIF NIF NIF NIF CAN CAN CAN CAN RPR NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF WIT RPR NIF NIF;WIT NIF NIF NIF NIF CAN NIF NIF NIF NIF;RTW NIF NIF CAN;WIT NIF
Exemption Cited
11/16/2007 Other Reasons 11/16/2007 Other Reasons 11/16/2007 Other Reasons 11/16/2007 Other Reasons 6/6/2007 7/25/2007 4/26/2007 4/26/2007 5/10/2007 5/15/2007 5/15/2007 5/15/2007 9/14/2007 5/10/2007 5/10/2007 4/17/2007 1/25/2008 5/1/2007 5/1/2007 5/1/2007 4/24/2007 4/24/2007 4/24/2007 4/10/2007 4/17/2007 4/11/2007 4/11/2007 4/19/2007 4/6/2007 4/13/2007 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Reed, Terrance Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Burns, Dara Burns, Dara Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Edmonds, Ronald Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas DePeau, Andrew SEC Insight
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Lankford Coffield and Reed International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight Boies Schiller & Flexner LLP Boies Schiller & Flexner LLP SEC Insight International Business Research SEC Insight SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc.
Request Description
Helicon Therapeutics Inc World Wrestling Entertainment Inc Latty Cove Partners LLC AlphaGene Inc Inex Pharmaceuticals Corp Afferon Corp Treasure Road Partners Ltd Aderis Inc Statoil ASA Neuromed Pharmaceuticals Inc Neuromed Technologies Inc Aegon N V IsoTis S A IsoTis OrthoBiologics Cameron International Corp Echostar DBS Corp Echostar DBS Corp Embarcadero Technologies Inc Cepheid Inc Electro Scientific Industries Inc Kraft Foods Inc Manhattan Associates Inc GenSci Regeneration Sciences Inc Nortran Pharmaceuticals Inc Movado Group Inc Vidatron Entertainment Group Inc Vianet Technologies Inc Ultrapure Corporation Advanced Technology Ventures Agrisoma Biosciences Inc Yankee Candle Co Inc Apex Bioventures LLC AVI BioPharma Inc Bond information Robert J Raymond RR Advisors LLC Neustar Inc New York and Company Inc Scientific Games Corp SAC Capital Advisors LLC Ascend Capital LLC
Requested Date
4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 3/27/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/2/2007 4/2/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 4/3/2007 3/5/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007
Closed Date
4/13/2007 11/7/2007 4/19/2007 4/19/2007 5/29/2007 5/24/2007 5/24/2007 4/30/2007 3/11/2008 5/10/2007 5/10/2007 12/5/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF WIT WIT WIT RTW NIF
Exemption Cited
11/15/2007 Other Reasons 11/15/2007 Other Reasons 5/25/2007 5/25/2007 4/18/2007 7/26/2007 8/1/2007 3/28/2008 Other Reasons Other Reasons Other Reasons Denied in part Denied in part Other Reasons
(b)(7)(A);NIF NIF (b)(7)(A);RTW (b)(7)(A);NIF NIF CAN CAN NIF;RTW NIF (b)(7)(A) NIF NIF NIF NIF;RTW NIF WIT NAR NIF NIF (b)(7)(A);RTW NIF NIF;RTW NIF
11/16/2007 Other Reasons 11/16/2007 Other Reasons 5/11/2007 4/26/2007 2/28/2008 5/15/2007 5/15/2007 5/15/2007 5/11/2007 5/1/2007 4/4/2007 5/10/2007 1/25/2008 6/29/2007 5/2/2007 5/11/2007 8/1/2007 Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Heinrich, Fred Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Courtade, John Gavin, J. Patrick Gavin, J. Patrick Mueller, Ronald Gavin, J. Patrick Gavin, J. Patrick Pomerantz, Mark Gavin, J. Patrick Newman, James DePeau, Andrew DePeau, Andrew Lynch, Megan Lynch, Megan Lord, Shawn Watson, John Newman, James Mierzejewski, Mark Merritt, Matthew Millette, Suzanne Kelly, Anthony Millette, Suzanne SEC Insight SEC Insight SEC Insight
Organization
Request Description
Sauer Danfoss Inc Molsen Coors Brewing Co Meridian Bioscience Inc Steven Alan Cohen Alec N Litowitz Magnetar Capital LLC M K Peterson Family Limited Partnership James M Peterson Liberty Hampshire Company LLC Badger State Ethanol LLC and CVP LLC unredated Exhibit 10.3 10.4 Lone Star Technologies Inc Monro Muffler Brake Inc Manitowoc Co Inc Olin Corp Vasco Data Security International Inc Energizer Holdings Inc Jack in the Box Inc Crestview Capital Partner LLC Stewart R Flink and affiliated persons Fedex Corp InterDigital Communications Corp FOIA Request No 04-1762 Jones Apparel Group Inc LeapFrog Enterprises Inc Banc of America Securities LLC LKQ Corp Fred Astaire Davidson Kempner International Advisors LLC Thomas L Kempner Jr Richard Alan Goldsmith Carlyle Blue Wave Partners Management LP SEC Child Development Center Optical Surveillance International Inc James Mitchell Newman Sanjay Motwani Multi Fineline Electronix, Inc Sanjay Venkat Wal-Mart Corporation Peter Treadway
Requested Date
4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/4/2007 4/2/2007 4/2/2007 4/2/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/5/2007 4/4/2007 4/5/2007 4/8/2007 4/6/2007 4/6/2007 4/6/2007 4/6/2007 4/6/2007 4/6/2007 4/8/2007 4/9/2007 4/9/2007 4/9/2007 4/3/2007 4/9/2007
Closed Date
8/9/2007 4/17/2007 4/19/2007 4/19/2007 4/19/2007 5/1/2007 5/2/2007 4/13/2007 7/26/2007 6/27/2007 12/5/2007 4/21/2007 5/25/2007 5/2/2007 1/24/2008 6/11/2007
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF NIF;RTW NIF NIF NIF NIF NIF -
Exemption Cited
Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research Heinrich Law Office SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Law Office of John Courtade SEC Insight SEC Insight Gibson, Dunn & Crutcher LLP SEC Insight SEC Insight Paul, Weiss, Rifkind, Wharton & Garrison LLP SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC Skies the Limit Academy Check Fund Manager LLC Ropes & Gray LLP EACM Advisors LLC EACM Advisors LLC
(b)(7)(A);NIF WIT NIF NIF NIF NIF;WIT (b)(7)(A) NIF NIF NIF;WIT (b)(7)(A) NIF NIF NIF NIF NIF CAN NIF NIF NIF CAN
11/27/2007 Other Reasons 6/14/2007 5/4/2007 12/6/2007 6/1/2007 6/21/2007 5/9/2007 2/27/2008 5/15/2007 1/23/2008 6/18/2007 5/31/2007 7/10/2007 4/19/2007 5/1/2007 4/10/2007 Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Millette, Suzanne Jones, Charles Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Lichtcsien, Susan Lichtcsien, Susan McMorris, Sonia Mierzejewski, Mark Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Henson, Ted DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Malinowski, Thomas Sorrentino, Ralph Gavin, J. Patrick Gavin, J. Patrick Erion, Joe Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
EACM Advisors LLC Meagher & Geer PLLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Service Employees International Union Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. RJS Consulting Inc SEC Insight SEC Insight Iowa Division of Criminal Investigation International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight
Request Description
Peter Treadway International Gaming Management Inc Ranjit Thomas Thomas Perrone Caryn O'Mara Riley Y McCormack Matthew B Hastings Champlain Investment Partners LLC Judith Wilkinson OConnell acquisition of the list of Sundry Issues since the inception of the SEC Sansar Capital Management LLC Tracer Capital Offshore Fund Ltd Tracer Capital Management LP Tracer Capital Partners QP LP Tracer Capital Partners LP Tracer Capital Management LLC Seth A Wunder JPMorgan Chase Leon G Cooperman Omega Advisors Inc Aeropostale Inc Luminur Management LLC Michael Weinman and UBS Paine Webber Inc Euronet Worldwide Inc Duquesne Light Holdings Inc GTECH IFP Inc IFP Inc Investacorp Financial Products Inc Investacorp Advisory Services Inc Investcorp Group Inc Investacorp Inc Archer Zwigard Investments Inc Archer Financial Services Inc Archer Advisory Services Inc Archer Zwigard & Associates Bruce A Zwigard Bebe Stores Inc Geron Corp Clorox Co
Requested Date
4/9/2007 3/30/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/8/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 4/2/2007 4/9/2007 4/9/2007 4/10/2007 4/10/2007 3/28/2007 4/10/2007 4/10/2007 4/4/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007
Closed Date
6/6/2007 6/6/2007 8/1/2007 8/6/2007 5/29/2007 5/29/2007 5/31/2007 5/2/2007 5/2/2007 7/17/2007 5/15/2007 3/4/2008 3/4/2008 5/10/2007 1/25/2008 4/18/2007 3/28/2008 6/29/2007 6/22/2007 4/23/2007 5/2/2007 5/3/2007 4/11/2007 1/9/2008 1/9/2008 1/9/2008 1/9/2008 3/28/2008 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 5/15/2007 12/5/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF DUP NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTO DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF;WIT
Exemption Cited
Request ID
Requester Name
Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Boitano, Margaret Gavin, J. Patrick Huang, William Wilbur, Robert Gavin, J. Patrick Huang, William Tilney, Angus Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Mierzejewski, Mark Gavin, J. Patrick Huang, William
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Cotal Systems, Inc. SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC Board of Law Examiners SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC
Request Description
Securities Support Services of South Florida Inc Via Insurance Agency of Inc Valor Insurance Agency of Texas Inc Valor Insurance Agency Inc Valor Insurance Agency of Ohio Inc Valor Insurance Agency of Massachusetts Inc RR Donnelley and Sons Co Paul Segal PDL Biopharma Inc fka Protein Design Labs Timothy S Peterson Creative Technology Ltd Regiment Capital Advisors LP Anadarko Petroleum Corp FuelCell Energy Inc Fleetwood Enterprises Inc SEC v. Charles D. Erwin and Michael J McGhan Bowater Inc Richard Buchan Trapeze Asset Management fka Strategic Advisors Corp Gateway Inc Chenhui Wen Travis Dawson Shahan TransDigm Group Inc James Hayes Stuart Friou Joseph Vari Andrew Duffy Hannah Buchan Hunter Advisors Jeffry Moore 3 Notch Capital Partners Hunter Asset Management Hunter Global Capital Management Hunter Global Investors James Pallotta Advance America Cash Advance Centers Inc Margo Zaslavsky
Requested Date
4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/10/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 3/29/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007
Closed Date
1/29/2008 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF NIF NIF;WIT NIF WIT NIF NIF NIF WIT NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF
Exemption Cited
12/10/2007 Other Reasons 6/4/2007 11/7/2007 4/19/2007 6/21/2007 3/18/2008 5/31/2007 2/28/2008 5/15/2007 5/15/2007 5/18/2007 12/5/2007 10/2/2007 1/4/2008 2/28/2008 6/11/2007 6/11/2007 6/12/2007 4/18/2007 5/2/2007 1/23/2008 4/18/2007 5/2/2007 5/2/2007 5/2/2007 12/7/2007 6/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Huang, William Mierzejewski, Mark Gavin, J. Patrick Huang, William Greenbank, Roger Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Lynch, Megan Lynch, Megan Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Rappeport, Alan Conover, Becky Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Conover, Becky Costello, Maureen Costello, Maureen DePeau, Andrew Conover, Becky Costello, Maureen Conover, Becky Parmar, Neil
Organization
EACM Advisors LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC Pennsylvania Gaming Control Board EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC The Economist Group EACM Advisors LLC International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research EACM Advisors LLC International Business Research International Business Research Cotal Systems, Inc. EACM Advisors LLC International Business Research EACM Advisors LLC SmartMoney
Request Description
Edward Kosnik Tudor Investment Corporation Dun and Bradstreet Corp Christian McCall Drexel Burnham Lambert Inc William Thompson Northwest Natural Gas Co Johan Utterman Xilinx Inc Vicente Citarella Eric Stephenson Brian Fortune Hannah Flournoy Leo Ehly Christopher Bucaria David Laub Diserio Capital Management LLC Matthew J Diserio CF Egerton Sterling Investment Fund Egerton Capital European Fund Plc Egerton European Equity Fund Ltd Egerton Capital Partners LP Helen Avery Egerton Investment Partners LP John C Armitage Egerton European Dollar Fund Ltd Egerton Capital Ltd Financial Accounting Standards Board Egerton Capital Limited Partnership Steve R Dezso Petra Capital Management LLC Andrew D Stone M S Khoo Carrie Wang Chao f/k/a Yu Pu Wang Mao Shi Khoo aka Khoo Mao Shi Peak Plastics Inc Garrison Investment Group Roland Vetter Hock Voon Loo a/k/a Loo Hock Voon Gabriela Ross TD Ameritrade et al
Requested Date
4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/4/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/11/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/13/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007
Closed Date
5/30/2007 8/3/2007 5/2/2007 9/26/2007 3/20/2008 11/7/2007 4/19/2007 6/6/2007 8/9/2007 8/5/2007 8/5/2007 5/29/2007 5/29/2007 5/29/2007 5/30/2007 5/31/2007 5/31/2007 5/30/2007 6/4/2007 4/18/2007 5/31/2007 4/18/2007 5/29/2007 5/30/2007 12/4/2007 5/29/2007 1/9/2008 5/18/2007 4/19/2007 1/23/2008 4/19/2007 6/6/2007 5/3/2007 6/6/2007 5/3/2007 5/3/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF DUP NIF WIT NIF NIF;WIT NIF
Exemption Cited
(b)(7)(A);(b)(7)(C);RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6);(b)(8) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Request ID
Requester Name
Conover, Becky Gloven, Mark Costello, Maureen Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Conover, Becky Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Conover, Becky Conover, Becky Conover, Becky Huang, William Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Huang, William Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Huang, William Huang, William Gavin, J. Patrick Taylor, Austin Costello, Maureen Costello, Maureen Huang, William Huang, William Gavin, J. Patrick Costello, Maureen Costello, Maureen Huang, William English & Gloven
Organization
EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight Brown University Investment Office International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research International Business Research EACM Advisors LLC Michael Blank
Request Description
Jaime L Solow The Semicycle Foundation Nick Jones Sobhna Dahya E Pak International Inc Marcello Sallusti Paul Murphy Ralph Kanza Eli Ungar Antheus Capital LLC Walden International Singapore Pte Ltd Leila Govi Jay Huck Charles Evans Lombe HBK Master Fund LP HBK Global Securities LP HBK Offshore Fund HBK Fund LP HBK Investments LP B and G Foods Inc Heather Harris Amazon com Baby Inc Amazon com Target com Inc Amazon Exports Sales Inc Amazon Services Inc Borders Teamed with Amazon com Inc Intuit Inc Intuit Software Inc Gayla Mathis Carol Biondo Estee Lauder Companies Inc Sequoia Capital China Hurricane Systems Inc Hurricane Computer Systems Inc Qi Wang Timothy Ryan GSI Commerce Inc Anthony A Shalom aka Tony Shalom Michael F Shalom aka Mike Shalom William Rose
Requested Date
4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/12/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/16/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007
Closed Date
5/17/2007 4/24/2007 5/29/2007 5/16/2007 10/4/2007 5/9/2007 5/9/2007 6/22/2007 6/24/2007 4/18/2007 4/18/2007 5/18/2007 3/5/2008 5/18/2007 5/18/2007 8/24/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 7/30/2007 6/6/2007 6/6/2007 6/6/2007 10/9/2007 6/6/2007 4/30/2007 4/30/2007 2/4/2008 8/9/2007 2/1/2008 5/9/2007 5/9/2007 -
Final Disposition
(b)(7)(A) NIF NIF NIF NIF NIF DES;NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Request ID
Requester Name
Huang, William Gavin, J. Patrick Huang, William Huang, William Costello, Maureen Costello, Maureen Gavin, J. Patrick Burns, Judith Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Costello, Maureen Evans, David Evans, David Huang, William Huang, William Gavin, J. Patrick Evans, David Evans, David Huang, William Gavin, J. Patrick Mierzejewski, Mark Evans, David Evans, David Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Evans, David Lillie, Leonora Huang, William Huang, William Lynch, Megan Lynch, Megan Lynch, Megan Lichtcsien, Susan Lichtcsien, Susan SEC Insight
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight Dow Jones Newswires International Business Research International Business Research International Business Research SEC Insight SEC Insight Check Fund Manager LLC International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research International Business Research EACM Advisors LLC SEC Insight Check Fund Manager LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight International Business Research UBS Investment Bank EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Kevin O'Neal Kyphon Inc Jon Mosle
Request Description
Requested Date
4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 2/6/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/13/2007 4/12/2007 4/13/2007 4/13/2007 4/16/2007 4/16/2007 4/16/2007 4/16/2007 4/16/2007
Closed Date
5/23/2007
Final Disposition
Other Reasons NIF NIF;WIT NIF NIF NIF NIF WIT NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
12/26/2007 Other Reasons 10/15/2007 Other Reasons 10/15/2007 Other Reasons 10/15/2007 Other Reasons 10/15/2007 Other Reasons 12/5/2007 2/15/2008 2/15/2008 2/15/2008 1/4/2008 1/4/2008 2/19/2008 6/21/2007 6/21/2007 6/22/2007 6/12/2007 6/21/2007 6/27/2007 4/23/2007 4/23/2007 4/23/2007 6/4/2007 4/23/2007 1/10/2008 1/9/2008 1/23/2008 3/28/2008 1/23/2008 5/24/2007 5/3/2007 5/3/2007 3/28/2008 5/3/2007 7/12/2007 5/18/2007 4/26/2007 6/6/2007 6/6/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Samuel Morland Russell A Olson aka Russ Olson Andre Bellini Inc Rollins Inc Negotiated settlements of enforcement matters Eccounting Inc International Computer Exchange Inc Jacqueline Limited Inc Seaboard Corp Todco Renaissance Technologies Corporation Mayjoe Inc Diane B Greene Mark S Peek Laurence Lebowitz Benjamin Heller UGI Corp Mendel L Rosenblum VMWare Inc David Haley Virgin Media Inc formerly NTL Inc formerly Telewest Global Inc James H Simons VXtreme Inc Small Parts Inc John Gentry Jeffrey Estes Sealy Corp Liberty Global Inc Carl Eschenbach Cold Stone Creamery Richard Booth Jamiel Akhtar Highfields Capital Management LP Arthur Mitchell Wrubel Wesley Capital Management LLC SIO Capital Management LLC Michael Castor
Request ID
Requester Name
Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark DeBuck, Donald Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Costello, Maureen Costello, Maureen Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Costello, Maureen Gavin, J. Patrick Mierzejewski, Mark Costello, Maureen Gavin, J. Patrick Mierzejewski, Mark Costello, Maureen Gavin, J. Patrick Faucon, Benoit Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Sengstack, Michele Gavin, J. Patrick
Organization
CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Computer Sciences Corporation International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Check Fund Manager LLC International Business Research SEC Insight Check Fund Manager LLC International Business Research SEC Insight Dow Jones Newswires International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight
Request Description
Jonathon Scott Jacobson Concordia Advisors LLC Christopher M Dillon FOIA Request 2004-1743 Phillip W Caprio Phyllis A Caprio Joseph C Caprio Nicholas E Caprio TMC Services Inc TMC Ridge LLC Mr T Stables Inc MITS Investments Corp Mueller Industries Inc International Game Technology Precise Painting Inc Pur H2O Inc Fluor Corp Shake N Move Fishing Charters LLC We Care Distribution LLC CIT Group Inc Shalom Holdings 1 LP Shalom Holdings 2 LP Tri FM1 Inc Tri Enterprise Construction LLC Tri Electric Inc Tri Maintenance and Contractors Inc Tiffany International Inc Rofin Sinar Technologies Inc Howard J Golden Software Brokers of America Inc Parker Hannifin Corp Southpaw Asset Management LP Shoe Depot Inc Move Inc formerly Homestore Inc Total S A Shoe Distributors Inc SBA Computers Inc Monaco Coach Corp Battaglia Shoes CC78 Management LLC Media General Inc
Requested Date
4/16/2007 4/16/2007 4/16/2007 4/16/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/18/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007
Closed Date
4/23/2007 1/23/2008 1/29/2008 5/11/2007 4/30/2007 4/30/2007 4/30/2007 4/30/2007 4/24/2007 4/24/2007 5/16/2007 5/16/2007 1/2/2008 4/20/2007 4/25/2007 5/16/2007 4/26/2007 4/26/2007 6/6/2007 6/6/2007 5/16/2007 5/16/2007 5/16/2007 5/16/2007 5/15/2007 12/5/2007 5/10/2007 1/4/2008 1/4/2008 2/15/2008 6/21/2007 11/8/2007 7/11/2007 4/23/2007 4/23/2007 6/4/2007 1/9/2008 1/9/2008 1/23/2008
Final Disposition
Other Reasons Other Reasons Denied in part Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF
Exemption Cited
(b)(7)(A);NIF (b)(6) NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF;WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Sengstack, Michele Gavin, J. Patrick Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Lynch, Megan Costello, Maureen Costello, Maureen Schaefer, Adam Spence, Michael Spence, Michael Spence, Michael DePeau, Andrew Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Klemann, Jill Costello, Maureen Costello, Maureen Costello, Maureen Spence, Michael Spence, Michael Spence, Michael Spence, Michael Zatuchni, David Spence, Michael Spence, Michael DePeau, Andrew Spence, Michael Spence, Michael Spence, Michael SEC Insight SEC Insight
Organization
Request Description
Global Environmental Concepts Inc World Fuel Services Corp Insituform Technologies Inc Presidential Services LLC @Road Inc IFX Networks Limited Inc IFX EN Inc IFX Corp IFX Communications Ventures Inc IFX CELC II Inc Spinner Asset Management LLC Arthur Charles Spinner Intcomex Incomtex Holdings Materials requested by the Wall Street Journal Columbia General Investments TC Venture Partners New Glarus Foods Inc Atalaya Capital Management LP Facilitator Capital Fund Andrew A Boemi Edward O Ned Boshell Jr Phillip F Wiggins Cozad Westchester Agricultural Asset Management Partnership The Westchester Group AMERCO International Technology Investments LC Tutopia com Inc Tonisa Group LLC Stratford Land Company Stratford Realty Capital Stratford Company Adkins Holdings LLC XO Communications Inc George Woodrow Woody Adkins Randall E Pope Ivan Q Zinn Neal E Kottke Kottke Associates LLC Kottke LLC
Requested Date
4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/17/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/10/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/13/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007 4/18/2007
Closed Date
5/3/2007 5/24/2007 5/24/2007 5/3/2007 6/7/2007 5/25/2007 5/25/2007 6/11/2007 5/25/2007 5/25/2007 2/28/2008 2/28/2008 4/30/2007 4/30/2007 4/24/2007 5/16/2007 5/16/2007 4/25/2007 5/29/2007 4/25/2007 4/25/2007 4/26/2007 4/26/2007 5/21/2007 5/21/2007 5/10/2007 5/10/2007 5/17/2007 6/21/2007 6/21/2007 6/21/2007 4/23/2007 6/4/2007 4/23/2007 5/18/2007 5/18/2007 5/3/2007 5/3/2007 5/3/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;RTW NIF NIF;RTW NIF NIF NIF NIF NIF
Exemption Cited
International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research Medill School of Journalism International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Robbins Umeda & Fink LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Zatuchni & Associates International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research
(b)(7)(A);NIF (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Lichtcsien, Susan Lichtcsien, Susan Conover, Becky Lynch, Megan Huang, William Huang, William Lynch, Megan Hilton, Ryan Huang, William Gavin, J. Patrick Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Huang, William
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC Cohasset Ltd Winston Holt
Request Description
Requested Date
4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007
Closed Date
6/7/2007 6/7/2007 1/30/2008 8/9/2007 8/9/2007 5/23/2007 5/29/2007 5/29/2007 1/2/2008 1/2/2008 4/26/2007 1/24/2008 5/18/2007 11/7/2007 4/26/2007 4/26/2007 5/3/2007 7/10/2007 5/3/2007 5/3/2007 5/17/2007 5/23/2007 8/10/2007 5/21/2007 5/21/2007 5/21/2007 5/10/2007 5/10/2007 1/18/2008 1/18/2008 1/18/2008 1/16/2008 8/7/2007 6/21/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF NIF;WIT NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF FEE;NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF
Exemption Cited
Arkansas Best Corp Keith Hennington John McCafferty Acacia Research Corp Anthony Hairston Brian Shearer Scientific Learning Corp Plato Learning Inc Gunnar Overstrom First Security Group Inc David Snyder Intersil Corp Michael Pausic Lee Ainslie Pharmacopeia Drug Discovery Inc Steven Galbraith Brian Zied Bernard L Madoff Bernard L Madoff Investment Securities LLC Greg O Mahoney Blue Harbour Group LP Brazos Equity Marmalade Ltd Clifton Scott Robbins United Pan Am Financial Corp Carter Creech Advance Auto Parts Inc ADVO Inc Michelle Perrin David Singer Maverick Stable Maverick Neutral Maverick Levered Maverick Long Maverick Fund Maverick Capital Chubb Corp Andrew Warford
Request ID
Requester Name
Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Huang, William Lynch, Megan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Huang, William Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Drake, Geoffrey Deyneha, Natalia Huang, William Huang, William Huang, William Deyneha, Natalia Huang, William Deyneha, Natalia Deyneha, Natalia Huang, William Deyneha, Natalia Huang, William Millette, Suzanne Deyneha, Natalia Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia SEC Insight
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC Check Fund Manager LLC International Business Research International Business Research King & Spalding LLP International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research Evan Wyly
Request Description
Conexant Systems Inc Sharyl Robertson Ericsson LM Telephone Co Steven Kapp Stephen Schreder Alaska Communications Systems Group Inc Sean Barron Borden Putnam Eric Sippel Gary Steven Bell Atherton Capital Incorporated Lakefront Ventures LLC Atherton Capital Partners LP Lakefront Media Partners LLC Stacy M Madigan Angiotech Pharmaceuticals Inc Patrick Tenney EOS Partners LP DRM Holdings Inc DRM Agency Inc Far East Energy Corporation and/or Scott Stewart Gruder DRM Consulting Inc Black Bear Pacific Peter Lane Black Bear Fund Bill Parizek Black Bear Offshore William J Parizek Stacy M Schauf Catherine O'Neill 89th Street LLC Jay Sherwood Adam Demark Old Line Construction Co Brian D Young Pioneer Construction Co Shepherd Partners LLC Viseon Partners LLC American Investors Group Inc
Requested Date
4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/19/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/19/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007
Closed Date
1/23/2008 1/23/2008 5/18/2007 5/18/2007 1/17/2008 5/22/2007 3/26/2008 5/21/2007 5/21/2007 1/18/2008 5/21/2007 1/18/2008 5/21/2007 7/27/2007 4/25/2007 4/25/2007 4/25/2007 4/25/2007 6/19/2007 4/26/2007 6/21/2007 8/17/2007 6/21/2007 4/25/2007 6/21/2007 4/25/2007 4/25/2007 5/11/2007 4/25/2007 5/11/2007 4/26/2007 4/26/2007 5/11/2007 4/26/2007 5/11/2007 4/26/2007 -
Final Disposition
Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Request ID
Requester Name
Deyneha, Natalia Gavin, J. Patrick Huang, William Huang, William Deyneha, Natalia Millette, Suzanne Deyneha, Natalia Huang, William Deyneha, Natalia Deyneha, Natalia Millette, Suzanne Millette, Suzanne Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Millette, Suzanne Deyneha, Natalia Millette, Suzanne Millette, Suzanne Deyneha, Natalia Gavin, J. Patrick Deyneha, Natalia Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Graham, Joseph Huang, William Huang, William Kirton, Kurt Person, Michael Kirton, Kurt Huang, William Huang, William Link, Scott Huang, William Deyneha, Natalia Gavin, J. Patrick Huang, William SEC Insight
Organization
Request Description
Shepherd Capital LP American Home Mortgage Investment Corp Christian Bonomo Richard Barry Capstone West Construction Group Inc Anna Polanski Capstone West Inc Eastbourne Capital Managment Net Capital Incorporated Brimstone Capital Partners LLC Neale Trangucci Steward Tabin Securities Resolution Corporation Arthur P. Brazy Jr Tim Brazy Mike Hamill or Michael Hamill US Advisors Inc Derek Satzinger John Grizzetti David G Reinhart Adecco SA Reinhart Law Office PA Mason Capital Kenneth Garschina Michael Martino David MacKnight Index of electronically received consumer complaints for the month of April Cambiar Investors LLC Cambiar Holdings LLP Vanguard SEC Employee Directory ING Direct Roderick Hostetler Christine Simon Rhino Advisers In and Thomas Badian Sedona Corp Nancy Wigton Miller & Schroeder Financial Inc Advanced Energy Industries Inc Brian Barish
Requested Date
4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/20/2007 4/10/2007 4/23/2007 4/23/2007 4/23/2007 4/24/2007 4/23/2007 4/23/2007 4/23/2007 4/18/2007 4/23/2007 4/20/2007 4/20/2007 4/23/2007
Closed Date
5/11/2007 1/23/2008 3/28/2008 1/28/2008 1/9/2008 6/7/2007 1/9/2008 6/6/2007 6/7/2007 6/7/2007 5/18/2007 5/18/2007 6/7/2007 5/18/2007 5/18/2007 5/10/2007 6/7/2007 5/10/2007 5/10/2007 5/10/2007 3/28/2008 5/10/2007 1/30/2008 8/9/2007 8/5/2007 6/14/2007 1/17/2008 1/17/2008 2/7/2008 6/26/2007 5/30/2007 1/28/2008 1/29/2008 1/28/2008 5/21/2007 5/10/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DES;NIF WIT NIF NIF CAN NIF NIF;RTW NIF
Exemption Cited
EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research SEC Insight International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC INPUT EACM Advisors LLC EACM Advisors LLC Christian Smith & Jewell EACM Advisors LLC International Business Research SEC Insight EACM Advisors LLC
Request ID
Requester Name
Huang, William Huang, William Lynch, Megan Huang, William Lynch, Megan Huang, William Schleinkofer, Raymond Huang, William Huang, William Deyneha, Natalia Huang, William Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kirkpatrick, Christopher Gavin, J. Patrick Barlas, Stephen
Organization
EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC Verdis Wealth Management EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Haynes and Boone, LLP SEC Insight Financial Executive Magazine
Request Description
Drew Brownstein Timothy Beranek Jeffrey Alan Wolfson Carol Vansickle BMR 2 LLC Jennifer Dunne Nicholas N Cournoyer Jeffrey Susman Andrew Baumbusch Domestic Limited Liability Company Ania Aldrich Maria Azari Michael Gardner Acadia Pharmaceuticals Inc National Instruments Corp Auxilium Pharmaceuticals Inc Cognex Corp American Equity Investment Life Granite Construction Inc HCC Insurance Holdings Inc Air Products and Chemicals Inc SEC Chairman Chris Cox and FASB Chairman Robert Herz and or Financial Accounting Foundation Chairman Robert Denham SEC Chief Accountant Conrad Hewitt and FASB Chairman Robert Herz and or Financial Accounting Foundation Chairman Robert Denham LCA Vision Inc Action Performance Companies Inc FRM Americas LLC Richard Seamans Seamans Capital Management Ltd Alfred Stephan Gertrude Stephan Tina Stephan Blackwell as related to US v Blackwell Perini Corp Allete Inc Hudson Highland Group Inc Actuant Corp SA-SO Acquisition Company
Requested Date
4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 4/20/2007 4/23/2007 4/23/2007 4/23/2007 4/20/2007 4/24/2007 4/24/2007 4/24/2007 4/24/2007 4/24/2007 4/20/2007 4/24/2007 4/24/2007
Closed Date
5/3/2007 5/3/2007 5/21/2007 5/23/2007 4/25/2007 4/25/2007 5/1/2007 5/1/2007 4/26/2007 4/26/2007 6/7/2007 6/7/2007 8/9/2007 8/31/2007 1/30/2008 5/10/2007 3/27/2008 12/7/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF;WIT NIF (b)(7)(A) NIF;WIT CAN NIF;WIT
Exemption Cited
12/10/2007 Other Reasons 11/7/2007 10/9/2007 Other Reasons Denied in part
(b)(6);(b)(8)
Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lesar, James
SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC -
4/24/2007 4/24/2007 4/24/2007 4/25/2007 4/25/2007 4/15/2007
6/27/2007 12/5/2007 1/17/2008 6/22/2007 6/22/2007 -
Denied in part Other Reasons Other Reasons Other Reasons Other Reasons -
(b)(7)(A);RTW NIF;WIT NIF NIF NIF -
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David
SEC Insight SEC Insight SEC Insight SEC Insight International Business Research
4/24/2007 4/24/2007 4/24/2007 4/24/2007 4/13/2007
6/14/2007 6/7/2007
Other Reasons Other Reasons
NIF;RTW NIF
Request ID
Requester Name
Huang, William Huang, William Huang, William Huang, William Huang, William Millette, Suzanne Lichtcsien, Susan Lichtcsien, Susan Huang, William Huang, William Huang, William Huang, William Huang, William Evans, David Huang, William Evans, David Huang, William Evans, David Huang, William Mierzejewski, Mark Armenteros, Veronica Gavin, J. Patrick Millette, Suzanne Millette, Suzanne Kiernan, Cortney Kiernan, Cortney Millette, Suzanne Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Kaplan, Edward Millette, Suzanne Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Mierzejewski, Mark Gavin, J. Patrick Millette, Suzanne Millette, Suzanne Gavin, J. Patrick
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC Check Fund Manager LLC Kubicki Draper SEC Insight EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight International Business Research International Business Research Check Fund Manager LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight
Request Description
Zaxis Institutional Offshore Zaxis Institutional Partners LP Zaxis Partners LP Zaxis Equity Neutral LP Zaxis Offshore Limited Joseph Bishop Scopus Partners LP Alexander N Mitchell Apex Capital LLC Robert Francello Kara Singleton Thomas Courtney Adam Fiore SA-SO Company Anna Lim SA-SO Manufacturing Inc William Studebaker SS Acquisiton Company Jennifer Provine William L Collins Mutual Benefits Corp Dionex Corp Dahlia Loeb Eric Sheridan Hilcorp Energy Company Jeffrey D Holdebrand Jeremy Cohen Brett Messing GPS Partners LLC Dillards Inc Radiation Theraphy Services Inc Kathleen Miller Microsoft Corp Dupont El de Nemours & Co Four 88 LP Four 88 I Inc Brencourt Advisors LLC Deckers Outdoor Corp Matthew Zweig Aaron Keller Denbury Resources Inc
Requested Date
4/25/2007 4/25/2007 4/25/2007 4/25/2007 4/25/2007 4/26/2007 4/26/2007 4/26/2007 4/25/2007 4/25/2007 4/25/2007 4/27/2007 4/25/2007 4/13/2007 4/25/2007 4/13/2007 4/25/2007 2/6/2007 4/25/2007 4/25/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/26/2007 4/25/2007 4/25/2007 4/26/2007 4/25/2007 4/26/2007 4/26/2007 4/26/2007 4/13/2007 4/13/2007 4/25/2007 4/26/2007 4/26/2007 4/26/2007 4/25/2007
Closed Date
5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 6/7/2007 6/5/2007 6/5/2007 5/24/2007 5/24/2007 5/25/2007 8/2/2007 6/7/2007 8/2/2007 6/7/2007 8/2/2007 6/7/2007 8/2/2007 1/30/2008 1/17/2008 8/9/2007 7/31/2007 5/2/2007 5/2/2007 7/2/2007 3/17/2008 1/25/2008 7/2/2007 5/23/2007 5/23/2007 6/25/2007 6/27/2007 6/25/2007 5/23/2007 6/4/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);WIT RPR WIT NIF;WIT NIF;RTW NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Millette, Suzanne DePeau, Andrew DePeau, Andrew Huang, William Lynch, Megan Lynch, Megan Millette, Suzanne Hughes, Siobhan Huang, William Huang, William Millette, Suzanne Huang, William Millette, Suzanne Millette, Suzanne Evans, David Huang, William Evans, David Millette, Suzanne Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Conover, Becky Evans, David Costello, Maureen Evans, David Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Archinaco, Jason Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Theobald, William Conover, Becky Conover, Becky Conover, Becky Evans, David Gavin, J. Patrick
Organization
EACM Advisors LLC Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC Dow Jones Newswires EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC International Business Research EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight EACM Advisors LLC International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research White and Williams LLP SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research SEC Insight Donald Vuolo
Request Description
The Foundry Group Bradley Andrew Feld Sanford Colen Soundview Capital Investors LLC Gilles A Marchand Jr David Selvers Steve Jobs URSA Partners LP URSA Offshore Limited Intrepid Capital Fund Offshore Ltd Daniel Katz Intrepid Captial Management Intrepid Fund Management LLC William A Montgomery Permal US Opportunities Ltd Windstream Corporation Steven Shapiro Patrick M McMahon MKP Capital Managment LLC Winn Dixie Stores Inc Glenn P Cummins Montex Energy Inc Charles E Bradley Jr Katfish Resources LP Myers Industries Inc Imation Corp Mobile Preventive Maintenance Inc C F Partners Ltd Allliance Capital Management and/or AllianceBernstein Input Output Inc PNM Resources Inc Terra Nitrogen Co LP Elizabeth Arden Inc HCA Inc William H Frist MD Kenneth Sands David Litten John Banks RWH Genpar LC Infospace Inc
Requested Date
4/26/2007 4/26/2007 4/26/2007 4/25/2007 4/26/2007 4/26/2007 4/26/2007 4/25/2007 4/25/2007 4/25/2007 4/25/2007 4/25/2007 4/26/2007 4/26/2007 4/13/2007 4/25/2007 4/13/2007 4/26/2007 4/25/2007 4/25/2007 4/27/2007 4/27/2007 4/13/2007 4/25/2007 4/13/2007 4/27/2007 4/27/2007 4/13/2007 4/13/2007 4/26/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/13/2007 4/27/2007
Closed Date
5/16/2007 5/30/2007 5/30/2007 1/28/2008 1/28/2008 1/28/2008 6/7/2007 5/2/2007 6/7/2007 6/7/2007 5/24/2007 5/24/2007 5/24/2007 6/7/2007 5/1/2007 5/4/2007 5/3/2007 5/24/2007 5/24/2007 1/18/2008 8/7/2007 6/27/2007 5/11/2007 5/11/2007 6/7/2007 6/21/2007 6/21/2007 1/18/2008 6/7/2007 6/8/2007 5/1/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF;RTW NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Evans, David Roush, Melissa Roush, Melissa SEC Insight
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research Thomas & Brustkern, LLP Thomas & Brustkern, LLP
Request Description
Midway Games Inc Chaim Fortgang Marc Furstein Informatica Corp Intuit Inc Andrew Berman Constantine Dean Dakolias Rainbow Sign Company Securities and Exchange Commission v i2 Technologies Inc Securities and Exchange Commission v Gregory A Brady William M Beecher Reagan L Lancaster SEC against Gregory Brady William M Beecher Reagan L Lancaster Drawbridge Global Marco Drawbridge Special Opportunities DB Special Opportunities Drill Quip Inc Metro Goldwyn Mayer Inc Las Vegas Sands Corp Bally Entertainment Corp Harrahs Entertainment Inc Meritage Corporation Kevin C Toner Aristeia Capital LLC Levi Strauss and Company Post Road Capital Management LLC David Lawrence Eigen Grifco International Inc E-Ting Foo Matthew Kogan Christopher Henderson Francisco Pasco Alfaro Miura Global Management LLC Stephen Walsh Kenneth Gray Senator John McCain Mary Emrich Joel Gervasi Roger Chiang Michael Freeland Rosemont Offshore Ardmore International
Requested Date
4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/13/2007 4/27/2007 4/27/2007
Closed Date
11/7/2007 5/4/2007 5/4/2007 7/23/2007 6/7/2007 8/3/2007 8/3/2007 5/10/2007 5/10/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full NIF;WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A)
Exemption Cited
Morin, Michael Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Kelly, Anthony
Finnegan Henderson Farabow Garrett & Dunner, LLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight -
4/26/2007 4/27/2007 4/27/2007 4/27/2007 4/27/2007 4/30/2007
5/10/2007 5/9/2007 5/9/2007 5/21/2007 1/2/2008 4/30/2007
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF;WIT RPR
Henderson, Mary Lichtcsien, Susan Lichtcsien, Susan Ainley, Joseph DePeau, Andrew DePeau, Andrew Russo, Ronald Huang, William Huang, William Huang, William Lichtcsien, Susan Lichtcsien, Susan Huang, William Huang, William Ciaramitaro, Paul Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William
CheckFund Manager LLC CheckFund Manager LLC Popelka Law Group Cotal Systems, Inc. Cotal Systems, Inc. Cocoanut Row Capital Management LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
4/30/2007 5/1/2007 5/1/2007 4/30/2007 4/30/2007 4/30/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 4/25/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007
6/8/2007 6/8/2007 3/14/2008 5/2/2007 5/2/2007 5/18/2007 6/7/2007 6/8/2007 7/31/2007 7/31/2007 3/12/2008 6/7/2007 2/15/2008 6/24/2007 6/21/2007 5/16/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Huang, William Huang, William Huang, William Raisher, Mark Gavin, J. Patrick Sengstack, Michele Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Meyer, Patricia Meyer, Patricia Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Meyer, Patricia Meyer, Patricia Meyer, Patricia Meyer, Patricia Mierzejewski, Mark Meyer, Patricia Meyer, Patricia Meyer, Patricia Gavin, J. Patrick Gavin, J. Patrick Meyer, Patricia Meyer, Patricia Meyer, Patricia Meyer, Patricia Meyer, Patricia Gavin, J. Patrick Schleinkofer, Raymond Schleinkofer, Raymond Sengstack, Michele Malinowski, Thomas Malinowski, Thomas
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research Check Fund Manager LLC SEC Insight SEC Insight Patricia A. Meyer & Associates Patricia A. Meyer & Associates International Business Research International Business Research International Business Research International Business Research Patricia A. Meyer & Associates Patricia A. Meyer & Associates Patricia A. Meyer & Associates Patricia A. Meyer & Associates Check Fund Manager LLC Patricia A. Meyer & Associates Patricia A. Meyer & Associates Patricia A. Meyer & Associates SEC Insight SEC Insight Patricia A. Meyer & Associates Patricia A. Meyer & Associates Patricia A. Meyer & Associates Patricia A. Meyer & Associates Patricia A. Meyer & Associates SEC Insight Verdis Wealth Management Verdis Wealth Management International Business Research Cotal Systems, Inc. Cotal Systems, Inc.
Request Description
Gladwyne Capital Bryn Mawr Offshore Bryn Mawr Capital Classification of Special Assistant Position AmerisourceBergen Corp eLink Communications Inc Francis Rodilosso Wyeth USG Corp Texas Energy Partners 2002 LLP Texas Energy Partners 2002-S LLP EJ Family Associates Numver 1 LLC Eric and Jessica Zachs Family Foundation Inc Greater Hartford Jewish Community Center Inc Cellular Service Bureau Inc Appalachian Energy Partners 2001-D LLP Appalachian Energy Partners 2001-S II LLP Appalachian Energy Partners 2003-D LLP Appalachian Energy Partners 2003-S LLP Greylock Capital Management LLC Flaming Creek Energy Partners 2004-S LLP Haynes #2 Energy Partners 2001 LLP Mueller No. 1 Energy Partners 2002 LLP CNX Gas Corp USEC Inc American Siding & Window Company Blue Flame Burning Springs Energy Partners 2001-S LLP Burning Springs Energy Partners 1999 LLP Burning Springs Energy Partners 2000 LLP Fresh Del Monte Produce Inc Hugh Young Devan Kaloo Louis Ferrante RNK Capital LLC Robert Neil Koltun
Requested Date
5/1/2007 5/1/2007 5/1/2007 5/2/2007 5/1/2007 5/2/2007 5/2/2007 5/1/2007 5/1/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/1/2007 5/1/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/1/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007
Closed Date
1/28/2008 6/5/2007 6/5/2007 5/4/2007 12/3/2007 5/9/2007 5/10/2007 1/23/2008 1/2/2008 5/23/2007 5/23/2007 6/6/2007 6/7/2007 6/6/2007 6/6/2007 6/4/2007 5/30/2007 6/4/2007 6/27/2007 6/8/2007 6/8/2007 2/6/2008 2/6/2008 2/27/2008 6/21/2007 6/6/2007 6/6/2007 6/12/2007 1/28/2008 1/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF CAN
Exemption Cited
(b)(7)(A);RTW NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Meyer, Patricia Meyer, Patricia Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Costello, Maureen Hart, Kathleen Meyer, Patricia Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Meyer, Patricia Meyer, Patricia Gandhi, Shailesh Motz, Robert Motz, Robert Varner, Thomas Varner, Thomas Varner, Thomas SEC Insight
Organization
Autoliv Inc CheckFund Manager LLC CheckFund Manager LLC SEC Insight Patricia A. Meyer & Associates Patricia A. Meyer & Associates International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research Fortent Inform Patricia A. Meyer & Associates SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Patricia A. Meyer & Associates Patricia A. Meyer & Associates International Business Research International Business Research -
Request Description
Topspin Partners LBO LP Leo Guthart Centennial Communications Corp Martin Twist Energy Company LLC Martin Ray Twist White Energy Inc White Energy Holding Company LLC Microsemi Corp Synnex Corp Bantry Bay Insurance LLC Bantry Bay Ventures LLC Bantry Bay Equities LLC Kinder Morgan Inc John H Massey Bundesanstalt fur Finanzdienstleistungsaufsicht or BaFin Cherokee Energy Company LLC Kimco Realty Corp Private Equity National Indemnity Holdings LP Brad K Heppner Malcolm Frank Miller Pat Noonan William C Helmbrecht III Paul F Lipari Michael K Sloan Barry J Rourke Eric M Zachs Rolf Zimmermann Jason Lustig I F M Inc BRPL Holdings LLC Recursion Software Inc Mountain Energy Partners 2004-II LLP Perkins Well Completion 2004-D LLP Dow Chemicals Panaglotis Zafet Simon Zafet Monolithic Power Systems Inc Tessera Technologies Inc VLSI Technology Inc
Requested Date
5/1/2007 5/2/2007 5/2/2007 5/1/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/1/2007 5/1/2007 5/2/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/1/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/3/2007 5/3/2007 5/3/2007 5/4/2007 5/4/2007 5/4/2007
Closed Date
12/5/2007 1/24/2008 2/1/2008 2/22/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 6/25/2007 8/2/2007 8/2/2007 8/2/2007 6/29/2007 1/8/2008 8/10/2007 7/16/2007 5/21/2007 5/16/2007 5/18/2007 5/16/2007 1/9/2008 1/9/2008 1/9/2008 1/9/2008 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 6/8/2007 5/23/2007 5/23/2007 2/28/2008
Final Disposition
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full WIT NIF (b)(7)(A) NIF;WIT NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RPR NIF (b)(7)(A) NIF NIF -
Exemption Cited
Request ID
Requester Name
Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Varner, Thomas Lichtcsien, Susan Lichtcsien, Susan Varner, Thomas Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Motz, Robert Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Gilmore, Uriah Costello, Maureen Millette, Suzanne Millette, Suzanne Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Millette, Suzanne Gavin, J. Patrick SEC Insight
Organization
International Business Research International Business Research International Business Research SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Investor Solutions International Business Research EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC EACM Advisors LLC SEC Insight
Request Description
Alexios Komninos First Cash Financial Services Inc Ioannis Tsigkounakis George Hamawi Panda Project Inc Steve Madden Ltd Hancock Holding Co Pascal Magnollay DKR Fusion Management LP Quest Diagnostics Inc Jazz Semiconductor Inc Barrington Partners Russell B Faucett Artisan Components Brinker International Inc Roland Beberniss aka Roland Bebernib aka Roland Bebernip Sigma Aldrich Corp Ellas M Culucundis BancFirst Corp Georgios Koutsollutsos aka George Koutsolioutsos Cambridge Display Technology Inc. Agilent Technologies Inc Continental Airlines Inc Merrill Lynch and Co Inc Smithfield Foods Inc Chippac International Co Ltd Avanex Corp Applied Micro Circuits Corp Greatbatch Inc Chartered Semiconductor Manufacturing Ltd Darling International Incorporated Gudc Inc Tim Pierson Lance Kravitz Abrams Bison Investments LLC Gavin Abrams Gavin Abrams Paul Singer K Swiss Inc
Requested Date
5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/4/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/4/2007 5/3/2007 5/3/2007 5/4/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/4/2007 5/3/2007 5/3/2007 5/3/2007 5/3/2007 5/4/2007 5/4/2007 5/4/2007 5/3/2007 5/4/2007 5/4/2007 5/7/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007
Closed Date
5/18/2007 11/7/2007 5/17/2007 6/8/2007 2/26/2008 8/1/2007 5/15/2007 7/11/2007 6/27/2007 6/27/2007 1/30/2008 6/4/2007 6/1/2007 5/16/2007 5/18/2007 1/28/2008 10/2/2007 6/22/2007 12/5/2007 6/27/2007 6/7/2007 6/7/2007 6/7/2007 6/27/2007 5/8/2007 6/8/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF NIF -
Exemption Cited
(b)(7)(A);WIT NIF NIF NIF;WIT NIF NIF NIF (b)(4) NIF NIF;RTW NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF DUP NIF -
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Fiore, Crispin Millette, Suzanne Costello, Maureen Padula, Gary Millette, Suzanne Costello, Maureen Malinowski, Thomas Millette, Suzanne Malinowski, Thomas Millette, Suzanne Millette, Suzanne Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Millette, Suzanne Millette, Suzanne Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Cusack, Bob Millette, Suzanne Costello, Maureen Alton, Stacey Millette, Suzanne Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Millette, Suzanne Millette, Suzanne Millette, Suzanne
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Blank Rome LP EACM Advisors LLC International Business Research Brown University Investment Office EACM Advisors LLC International Business Research Cotal Systems, Inc. EACM Advisors LLC Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC International Business Research SEC Insight SEC Insight International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight International Business Research The Hill newspaper EACM Advisors LLC International Business Research Davidovitz & Bennett LLP EACM Advisors LLC International Business Research SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
TCG - TDT Corp TCG VS & A Corp Chancellor Radio Broadcasting Company Chancellor Media Corporation Gulf Broadcast Group Inc Gulf United Corporation Highland Consolidated Investment Counselors LLC Highland IBC LLC iMergent Inc Jay Newman Crossroads 1999 Series Private Investment Portfolio I LLC American Securities Partners V Elliot Greenberg Elmwood Land & Cattle Company LLC Tobias GP LLC Gordon Singer Seth Tobias Ed Joel Brian Miller HS & L GP LLC Medcath Corp IAC Interactivecorp Clubcorp Resorts Inc Charles MacDonald Keith Horn Frank Miller Brad K Heppner LP Nordic American Tanker Shipping Ltd The Crossroads Group Senator Bill Frist and HCA holdings Joshua Nadell Westlb Mellon Asset Management G Stephen Jizmagian Richard Perry Consultants Investment Company LLC Lincare Holdings Inc Jarden Corp Paul Leff Michael Neus Carl Berg
Requested Date
5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/7/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/7/2007 5/4/2007 5/4/2007 5/7/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/7/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/4/2007
Closed Date
5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 7/2/2007 6/8/2007 6/8/2007 8/1/2007 8/1/2007 7/31/2007 1/28/2008 5/24/2007 1/28/2008 5/15/2007 3/26/2008 5/15/2007 1/2/2008 5/23/2007 5/23/2007 6/7/2007 6/28/2007 5/17/2007 6/7/2007 6/25/2007 5/24/2007 5/24/2007 1/24/2008 1/24/2008 1/16/2008 1/16/2008 6/26/2007 7/20/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(4);(b)(8) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF FEE;NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF;WIT NIF;WIT NIF NIF
Request ID
Requester Name
Millette, Suzanne Lichtcsien, Susan Lichtcsien, Susan Millette, Suzanne Costello, Maureen Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Vallarino, Thomas Link, Scott DeMarcus, Matthew Millette, Suzanne Millette, Suzanne Williams, Mike Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Link, Scott Millette, Suzanne Millette, Suzanne Millette, Suzanne Millette, Suzanne Costello, Maureen Millette, Suzanne
Organization
EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Christian Smith & Jewell Wolnitzek & Rowekamp, P.S.C EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Christian Smith & Jewell EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC
Request Description
Randall Borkenstein Steven Tananbaum Golden Tree Asset Management LP Jonathan Pollock Rahall Communications Corporation Thomas S Dwan Ed Min Touradji Capital Touradji Global Resources Touradji DeepRock Touradji Diversified Paul Touradji Paul Crone Charles Ray Perry Capital Perry Partners Perry Corp Perry Investment Perry Commitment Perry Real Estate Seth P Plattus Frank Bruno Novastar Financial Jeffrey Thorp Langley Partners LP North Olmsted Partners LP Quantico Partners LP Schaeffer Investment Research Incorporated Elliot Management Elliott Advisors Pre-September 11 2001 Trading Review Gentry Beach Kevin P Genda Holbrook Dorn Stephen A Feinberg Cerberus Bruce Lieberman Mark A Neporent Jeffrey L Lomasky Andreas Hommert Alan Greenbaum WTSP TV Inc Benjamin Bram
Requested Date
5/4/2007 5/4/2007 5/4/2007 5/4/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/1/2007 4/30/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/1/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007
Closed Date
7/20/2007 6/1/2007 5/24/2007 6/1/2007 5/17/2007 6/7/2007 6/6/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 2/15/2008 2/15/2008 6/25/2007 6/25/2007 6/26/2007 6/25/2007 6/25/2007 6/25/2007 6/1/2007 6/26/2007 7/6/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in part NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF (b)(7)(A) (b)(2);(b)(6);(b)(7)(A) NIF NIF (b)(5) NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF
12/11/2007 Denied in part 6/5/2007 6/5/2007 1/28/2008 1/28/2008 8/1/2007 5/29/2007 5/31/2007 6/14/2007 6/14/2007 5/29/2007 6/5/2007 6/5/2007 6/28/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
McDonald, Robert Millette, Suzanne McDonald, Robert Mierzejewski, Mark McDonald, Robert Mierzejewski, Mark Millette, Suzanne McDonald, Robert Millette, Suzanne McDonald, Robert Millette, Suzanne McDonald, Robert Millette, Suzanne Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Abate, Anthony Costello, Maureen Lynch, Megan Lynch, Megan Malinowski, Thomas Malinowski, Thomas -
Organization
EACM Advisors LLC Check Fund Manager LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee International Business Research CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc.
Request Description
Darling International Inc William L Richter Darling International Inc Pershing Square Capital Management LP Darling International Inc William Ackman Robert Vollero Darling International Inc Elliott Associates Darling International Inc Elliott International Darling International Inc Elliott Capital Max Baucus Norm Coleman Susan Collins Elizabeth Doyle Tom Harkin James Inhofe Tim Johnson Mary Landrieu Frank Lautenberg Charles Schumer Gordon Smith John Sununu Tom Allen Mark Udall Phacq Company Strauss Harry Zelnick ZelnickMedia Corporation John Bryan Walker EnerVest Management Partners Ltd
Requested Date
4/30/2007 5/7/2007 4/30/2007 5/7/2007 4/30/2007 5/7/2007 5/7/2007 4/30/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/2/2007 5/7/2007 5/8/2007 5/8/2007 5/8/2007 5/8/2007
Closed Date
6/12/2007 6/12/2007 5/18/2007 6/12/2007 5/18/2007 6/12/2007 5/18/2007 6/12/2007 5/18/2007 6/12/2007 5/18/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 8/13/2007 2/22/2008 2/22/2008 2/22/2008 8/1/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Neubauer, Chuck Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Newman, James Harrah, John Sheils, Denis Conover, Becky Conover, Becky Conover, Becky Conover, Becky Lichtcsien, Susan Conover, Becky Gavin, J. Patrick Lichtcsien, Susan Edwards, Mark Conover, Becky Gavin, J. Patrick Graifman, Brian Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Conover, Becky Conover, Becky Conover, Becky Conover, Becky
Organization
Los Angeles Times International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Kohn, Swift & Graf, P.C. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC SEC Insight CheckFund Manager LLC Recombinant Capital Inc. EACM Advisors LLC SEC Insight Gusrae, Kaplan & Bruno, PLLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
Request Description
Cyrsh Technologies Snydergeneral Corporation United General Insurance Agency of Longview Inc Mason Best Capital Company Mason Best Securities Company Helmbrecht Operating LLC American Contractors Insurance Group Inc IPM Products Corporation Zoltek Companies Inc Arthur Murray Validea Capital Management LLC Marvell Technology Group Ltd Sven Jones Scott Grazyk Duncan (Edward) Ford Chee Meng Lee Globeflex Capital LP Anthony Peter Clake Chicago Mercantile Exchange Holdings Inc Marina Marrelli Astra AB Suzan Rose Cenveo Inc SEC v Daley Jon May Adrian (James) Brown Desmond (John) Anderson Simon (Daniel) Goodman Mark Barrie Hawtin Taubman Centers Inc Moodys Corp Regeneron Pharmaceuticals Inc Aviron Aviron Avigen Inc Avigen Inc The Eureka Euro Fund Limited The Eureka US Fund Limited Eureka Strategic Partners Eureka Partners
Requested Date
5/8/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/7/2007 5/9/2007 5/9/2007 5/9/2007 5/3/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 4/2/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 4/9/2007 4/9/2007 4/9/2007 4/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007
Closed Date
7/9/2007 6/1/2007 6/1/2007 6/5/2007 6/5/2007 1/9/2008 6/14/2007 6/14/2007 2/26/2008 2/28/2008 6/26/2007 2/26/2008 6/5/2007 8/1/2007 6/5/2007 8/1/2007 6/5/2007 8/1/2007 7/17/2007 5/23/2007 6/21/2007 5/23/2007 5/17/2007 5/17/2007 6/5/2007 1/28/2008 12/7/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF DUP NIF;WIT NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Conover, Becky Conover, Becky Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Patch, David Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Link, Scott Evans, David Balthazar, Ricardo Balthazar, Ricardo Patch, David Gavin, J. Patrick Link, Scott Evans, David Gavin, J. Patrick SEC Insight
Organization
Bankrate Inc David Cook Fahmi Syed EACM Advisors LLC EACM Advisors LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Christian Smith & Jewell International Business Research SEC Insight Christian Smith & Jewell International Business Research SEC Insight
Request Description
Requested Date
5/9/2007 5/9/2007 5/9/2007 4/2/2007 4/2/2007 4/2/2007 4/2/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/9/2007 5/7/2007 5/10/2007 5/10/2007 5/10/2007 5/9/2007 5/10/2007 5/7/2007 5/10/2007 5/10/2007
Closed Date
6/12/2007 5/18/2007 7/20/2007 9/28/2007 7/20/2007 1/23/2008 2/14/2008 1/23/2008 8/22/2007 6/8/2007 6/1/2007 1/28/2008 1/28/2008 1/28/2008 6/14/2007 6/14/2007 6/14/2007 7/26/2007 6/6/2007 6/6/2007 12/5/2007 12/5/2007 -
Final Disposition
Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF;WIT NIF;WIT NIF;WIT (b)(4) NIF
Exemption Cited
Atrix Laboratories Inc Atrix Laboratories Inc ArQule Inc ArQule Inc Citigroup Inc Oceaneering International Inc Perot Systems Corp Skyline Corp WCI Communities Inc TRW Automotive Holdings Corp Tidelands Oil and Gas Daoud Zekrya James (Frederick) Netherthorpe Paul (Roderick Clucas) Marshall Marshall Wace Michael (Manning) Sargent Ian (Gerald Patrick) Wace David Williams CT Communications Inc Varian Medical Systems Inc Robert Brown Teekay Shipping Corp Echelon Corp Aventis Inc Univeral Health Services Inc Christopher Pearce Ernesto Fragomeni Wasim Rehman Hilary L Shane LAB International Inc Petroleo Brasileiro S A (Petrobras) Petrobras International Finance Company (PIFCo) Securities Industry Association Ad Hoc Committee Mexican Economic Development Inc Oaktree Capital Management LLC Halvor Jaeger UST Inc
(b)(4);(b)(8) NIF NIF NIF NIF NIF NIF NIF NIF NIF DES;NIF WIT WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF
10/19/2007 Granted in full 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/15/2007 Other Reasons 5/18/2007 5/29/2007 5/29/2007 7/19/2007 11/8/2007 3/12/2008 7/31/2007 6/13/2007 Other Reasons Granted in full Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Link, Scott Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Evans, David Gavin, J. Patrick Evans, David Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Henshall, Taylor Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Sengstack, Michele Narayanswamy, Anupama
Organization
International Business Research Christian Smith & Jewell International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. International Business Research SEC Insight International Business Research Check Fund Manager LLC SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight Brown University Investment OFfice International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Sunlight Foundation
Request Description
Stephen Lermer Galleon Management LP Andrew Reiter Josef Bossart Taneli Jouhikainen Peter Barrett Hans Rainer Hoffmann Gunter Knorr Jean Marie Pomerleau Roman Denk Barbara Lead Rolf K Reininghaus Maurice St Jacques Palm Advisors LLC Otter Tail Corp Monster Worldwide Inc RadioShack Corp Carl Gregory de Rozario Keijo Vakiparta Global Payments Inc Robert O Williams III Botti Brown Asset Management LLC Abraxis BioScience Inc fka American Pharmaceutical Partners Inc Cheesecake Factory Inc FTI Consulting Inc Jayco Development Corp Ecolab Inc Daktronics Inc Castanea Partners III Teck Group LLC Belden CDT Inc John C Beggins Palms of Tampa Realty Inc Toby E. Wells Ali M Haralson Ali M Devinik Tara J Wilson Specialized Loan Servicing LLC Philip W Caprio Members of Congress and SEC between March 1, 2007 to April 30, 2007
Requested Date
5/10/2007 5/7/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/10/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 5/11/2007 4/17/2007 5/14/2007
Closed Date
5/24/2007 6/26/2007 6/5/2007 6/12/2007 6/12/2007 6/27/2007 6/6/2007 6/6/2007
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/15/2007 Other Reasons 10/15/2007 Other Reasons 2/26/2008 2/26/2008 8/1/2007 6/28/2007 7/9/2007 6/5/2007 6/5/2007 1/28/2008 6/18/2007 6/6/2007 12/5/2007 7/31/2007 6/1/2007 6/6/2007 6/5/2007 1/28/2008 6/18/2007 5/17/2007 5/17/2007 6/13/2007 6/13/2007 6/5/2007 6/6/2007 6/6/2007 7/31/2007 7/25/2007 Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);RTW NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DES
Request ID
Requester Name
Sims, Theodore Feinberg, Dyanne Sims, Theodore Sims, Theodore Sylvester, Timothy Fernicola, Robert Walker, Scott Barnhart, Mike Walker, Scott Boyce, Gilbert Boyce, Gilbert Walker, Scott Rossi, Jim Rossi, Jim Peters, Victor Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Lynch, Megan Lynch, Megan Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Dundas, Jessica Koche, Kevin Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen
Organization
Federal Corr. Inst [Williamsburg] Gilbride, Heller & Brown, P.A. Federal Corr. Inst [Williamsburg] Federal Corr. Inst [Williamsburg] Lowenstein Sandler Ids Backgrounds, LLC Lowenstein Sandler Kutak Rock LLP Kutak Rock LLP Lowenstein Sandler Pietragallo Bosick & Gordon Pietragallo Bosick & Gordon SEC Insight International Business Research SEC Insight International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight Axium Consulting LLC Accipiter Capital Management, LLC SEC Insight SEC Insight International Business Research International Business Research Teco Energy
Request Description
SEC v Michael Lauer et al Case No 03-80612 CH Energy Petro Hawk Energy Computershare/Exxon Mobil Robert Fernicola Donna Fernicola and Bernice Fernicola et al Patrick Bryne Landmark Partners Inc Gradient Analytics Inc Lou Ann Hinish M and T Overstock com Inc Liberty Tax Credit Plus LP Liberty Tax Credit Plus II LP Stock Shares Emulex Corp Brian S Anderson Annaly Capital Management Inc fka Annaly Mortgage Management Inc William F Schnell Trafelet & Company LLC Remy White Trafelet Biogen Idec Inc Carl B Walking Eagle Sr Gregory T Barnum AVX Corp Thomas J Moudry Brett A Shockley Time Warner Inc Scott W Koller Total System Services Inc Jeffrey C Mack Autozone Inc Fortune Financial Systems aka Fortune Financial System of Nevada Inc Bradley Pharmaceuticals Tibco Software Inc Minerals Technologies Inc John A Witham Christopher F Ebbert
Requested Date
3/13/2007 5/11/2007 3/13/2007 3/13/2007 3/15/2007 4/2/2007 5/14/2007 5/14/2007 5/14/2007 5/14/2007 5/14/2007 5/14/2007 5/14/2007 5/14/2007 3/1/2007 5/16/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007 5/16/2007 5/15/2007 5/15/2007 5/15/2007 5/15/2007
Closed Date
6/5/2007 7/25/2007 6/5/2007 6/5/2007 10/1/2007 2/8/2008 6/21/2007 9/6/2007 6/20/2007 7/2/2007 11/7/2007 5/18/2007 8/24/2007 6/13/2007 3/28/2008 8/1/2007 1/23/2008 6/13/2007 1/2/2008 6/6/2007 5/18/2007 7/10/2007 6/12/2007 6/7/2007 6/28/2007 12/5/2007 6/28/2007 8/28/2007 6/25/2007
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons RPR (b)(7)(A) NIF NIF RTO (b)(7)(A) NIF (b)(6) RPR RPR NIF;WIT NIF NIF;RTW NIF NIF NIF NIF;WIT NIF NIF;WIT NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF WIT NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Estevez, Victor Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Rickards, Jeanna Willoughby, Jack Willoughby, Jack Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Pieper, Joel Gavin, J. Patrick Selby, Scott Costello, Maureen DePeau, Andrew DePeau, Andrew Haut, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark SEC Insight SEC Insight SEC Insight SEC Insight
Organization
MDS Inc Coinstar Inc
Request Description
Requested Date
5/15/2007 5/15/2007 5/15/2007 5/8/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/18/2007 5/16/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/17/2007 5/18/2007 5/17/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/16/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 5/18/2007 4/16/2007 4/16/2007
Closed Date
6/25/2007 3/28/2008 7/10/2007 6/13/2007 6/13/2007 5/22/2007 5/22/2007 11/7/2007 10/4/2007 7/31/2007 6/16/2007 3/26/2008 3/26/2008 6/7/2007 6/7/2007 6/7/2007 12/5/2007 6/28/2007 6/5/2007 5/24/2007 6/6/2007 6/13/2007 2/13/2008 1/10/2008 12/7/2007 6/7/2007 12/5/2007 12/5/2007 2/26/2008 -
Final Disposition
Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons (b)(4);NIF DUP;NIF NIF NIF NIF NIF;RTW NIF NIF;WIT NIF;RTW NIF NIF CAN CAN NIF NIF NIF WIT NIF;RTW NIF NIF NIF RTW
Exemption Cited
AFC Enerterprises Inc General Electric Co Amstel Light Beer Co Taiwan Semiconductor Manufactoring Co Ltd Russell M Herman Dawson Herman Capital Management Inc Diageo Plc John S Slattery LGL Group Inc Stewart WP & Co Ltd International Aviation Management Group RBS Greenwich WR Grace & Co RVS Partners ESL Investments RBS Aviation Capital Orbis International RBS Aerospace Western Union Co TASER International Inc WellPoint Inc Harken Energy Corporation Lombard Aviation Capital Richard George Robb Christofferson Robb & Company AFSCME v AIG Ameriprise Financial Inc Oakley Inc Cintas Corp Western Gas Resources Inc Avant Immunotherapeutics Inc Volt Information Sciences Inc Moodys Corp Whiting Petroleum Corp Ryland Group Inc ITT Education Services Inc Protective Life Corp Autoimmune Inc Avax Technologies Inc
CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research SEC Insight SEC Insight International Business Research International Business Research Holland & Knight LLP Barrons Barrons International Business Research International Business Research International Business Research SEC Insight Womble Carlyle Sandridge & Rice SEC Insight International Business Research Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc.
(b)(7)(A);WIT NIF;WIT NIF;WIT NIF;WIT DUP NIF WIT WIT NIF -
Request ID
07-05836-FOIA
Requester Name
Pass, Henry
Organization
Law Offices of Henry Ian Pass
Request Description
The Depository Trust Company (DTC) and/or The Depository Trust and Clearing Corporation (DTCC) Gamestop Corp Barr Laboratories Inc New Oriental Education & Technology Group Inc AVI BioPharma Inc Michael A Karsch Karsch Capital Management LP Kurt Benjamin Fortune Financial Systems aka Fortune Financial Systems of Nevada Inc Z Trim Holdings Inc Fiberstar Inc ePak Holdings Ltd ePak Technologies Hong Kong Limited ePak Hong Kong Pte Limited ePak Resources (S) Pte Ltd Plamen Monovski Infotech Ventures Ltd Investment Infotech Pte Ltd Alain Bourrier Brock Lundberg Walden International Investment Group Global Ventures Pte Ltd Proxima Alfa Investments (USA) LLC Investment G Pte Ltd Darren Marotta Lawrence (Larry) Simon Muvee Technologies Pte Ltd Cover Page Header Data Eric Hovde Hovde Capital Advisors LLC Almoayed Group WLL Almoayed Telecom Almoayed System Group Amnet Home Solutions of America Inc Enron Corporation shareholders Christopher Slocum Sherlane International Limited
Requested Date
5/18/2007
Closed Date
7/9/2007
Final Disposition
Denied in full (b)(7)(A)
Exemption Cited
Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Lichtcsien, Susan Lichtcsien, Susan Fullin, Timothy Dundas, Jessica Fullin, Timothy Fullin, Timothy Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Eurich, Richard Costello, Maureen Costello, Maureen Eurich, Richard Fullin, Timothy Costello, Maureen Mierzejewski, Mark Costello, Maureen Fullin, Timothy Fullin, Timothy Costello, Maureen Lahiri, Robin Lichtcsien, Susan Lichtcsien, Susan Starr, Brett Starr, Brett Starr, Brett Starr, Brett Lyons, Alice Gaffney, Barbara Fullin, Timothy Costello, Maureen
SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. CheckFund Manager LLC CheckFund Manager LLC Z Trim Holdings Inc Axium Consulting LLC Z Trim Holdings Inc Z Trim Holdings Inc International Business Research International Business Research International Business Research International Business Research SCS Financial Services, LLC International Business Research International Business Research SCS Financial Services, LLC Z Trim Holdings Inc International Business Research Check Fund Manager LLC International Business Research Z Trim Holdings Inc Z Trim Holdings Inc International Business Research NOBLEVentures CheckFund Manager LLC CheckFund Manager LLC Jack Burke & Associates Ltd Jack Burke & Associates Ltd Jack Burke & Associates Ltd Jack Burke & Associates Ltd Fox, Wackeen, Dungey, Beard, Sobel, Bush, LLP Cleary Gottlieb Steen & Hamilton LLP Z Trim Holdings Inc International Business Research
5/18/2007 4/16/2007 5/18/2007 4/16/2007 5/16/2007 5/16/2007 5/18/2007 5/16/2007 5/18/2007 5/18/2007 5/21/2007 5/21/2007 5/21/2007 5/21/2007 5/16/2007 5/21/2007 5/21/2007 5/16/2007 5/18/2007 5/21/2007 5/21/2007 5/22/2007 5/18/2007 5/18/2007 5/21/2007 5/21/2007 5/21/2007 5/21/2007 5/16/2007 5/16/2007 5/16/2007 5/16/2007 5/16/2007 5/14/2007 5/18/2007 5/21/2007
1/23/2008 11/7/2007 6/7/2007 6/7/2007 6/14/2007 6/6/2007 7/18/2007 7/20/2007 7/18/2007 7/19/2007 8/1/2007 7/20/2007 8/28/2007 5/30/2007 6/6/2007 5/30/2007 6/12/2007 6/12/2007 6/6/2007 6/14/2007 1/15/2008 3/26/2008 6/26/2007 6/26/2007 6/12/2007 6/12/2007 6/12/2007 7/11/2007 7/17/2007 7/5/2007 6/5/2007 7/31/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF NIF
Request ID
Requester Name
Fullin, Timothy Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Fullin, Timothy Fullin, Timothy Costello, Maureen Mierzejewski, Mark Fullin, Timothy Fullin, Timothy Lynch, Megan Lynch, Megan DePeau, Andrew DePeau, Andrew Kreider, James Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen
Organization
Z Trim Holdings Inc CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC Z Trim Holdings Inc Z Trim Holdings Inc International Business Research Check Fund Manager LLC Z Trim Holdings Inc Z Trim Holdings Inc CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research
Request Description
Joseph Sanfilippo Traxis Partners LLC Investment SIII Pte Ltd Seed Ventures III Pte Ltd Travel Meta Search Pte Ltd Madhav Dhar Dale Lindquist James Cluck Assobuild Construction Pte Ltd Mark E Corigliano Peter Drake Carmon Bonnano Touradji Capital Management LP Paul Pejman Touradji Mikhail A Filimonov Alexandra Investment Management LLC Fail to Deliver Data for Medis Technologies Ltd Joshua A Fink Loch Capital Management LLC Timothy J McSweeney Enso Capital Management LLC Erin Taylor Editions Emerald Financial Emerald First Financial Expedia Inc Briggs & Stratton Corp Wireless Ronin Technologies Inc Olympic Financial Bracknell Corp Adesta Communications State Group Ltd FreedomNation Financial LLC PHH Holding Inc Brunswick Corp Chad T Brownstein Leslie E Bider aka Les Bider Accredited Home Lenders Holding Co Jonah F Schnel ITU Ventures Surfect Holdings Inc
Requested Date
5/21/2007 5/21/2007 5/21/2007 5/21/2007 5/21/2007 5/21/2007 5/18/2007 5/18/2007 5/21/2007 5/21/2007 5/18/2007 5/18/2007 5/22/2007 5/22/2007 5/22/2007 5/22/2007 5/23/2007 5/22/2007 5/22/2007 5/22/2007 5/22/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007
Closed Date
6/14/2007 6/29/2007 6/6/2007 6/6/2007 6/6/2007 6/5/2007 6/14/2007 5/23/2007 5/23/2007 6/6/2007 6/6/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RPR NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF NIF WIT NIF NIF NIF NIF NIF NIF
Exemption Cited
10/15/2007 Other Reasons 10/15/2007 Other Reasons 8/1/2007 8/21/2007 6/25/2007 3/28/2008 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 1/25/2008 1/10/2008 6/6/2007 11/6/2007 5/31/2007 6/4/2007 6/4/2007 6/4/2007 6/13/2007 6/13/2007 2/12/2008 7/31/2007 7/31/2007 6/29/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons
(b)(7)(A);WIT NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Spence, Michael Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Boorday, Kayla Lynch, Megan Gavin, J. Patrick Lynch, Megan Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Schleinkofer, Raymond Spence, Michael Schleinkofer, Raymond Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Spence, Michael Spence, Michael Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research SEC Insight Cotal Systems, Inc. SEC Insight Corporated Resolutions CheckFund Manager LLC SEC Insight CheckFund Manager LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Verdis Wealth Management International Business Research Verdis Wealth Management Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight
Request Description
Elevation Partners LP Warner Chappell Music Inc Arcadia Financial Ltd American Science & Engineering Inc Imperium Partners Group LLC Allstate Corp Monster.com Monster Worldwide or TMP Worldwide Odyssey Value Advisors BB&T Corp William George Vlahos Brett Bush Adolor Corp Mariner Energy Inc Clint Kollar Stephen Ellwood Michelle Lynd David Greenhouse Metris Companies Austin Marxe Newberry Capital Management LLC Ameristar Casinos Inc Baldor Electric Co Michael J Holberg Jeffrey Charles Mack John Albion Witham g8wave Warner Brothers Music Douglas Emmett Inc SunAmerica Inc Swank Energy Income Advisors LP Swank Energy Income Advisor LP Omniture Inc Alpha Natural Resources Inc Velite Capital Management LP Countrywide Financial Corp Countrywide Financial Corp David L Coolidge United States Steel Corp Goodrich Petroleum Corp
Requested Date
5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/23/2007 5/24/2007 5/25/2007 5/25/2007 5/24/2007 5/24/2007 5/24/2007 5/25/2007 5/24/2007 5/24/2007 5/24/2007
Closed Date
6/29/2007 6/29/2007 5/30/2007 7/16/2007 5/30/2007 11/7/2007 6/12/2007 1/28/2008 1/28/2008 7/13/2007 7/11/2007 6/7/2007 6/7/2007 8/2/2007
Final Disposition
Other Reasons Granted in full Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF
Exemption Cited
(b)(7)(A);RTW NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF FEE;NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF DUP NIF NIF DUP
10/12/2007 Other Reasons -
10/15/2007 Other Reasons 2/26/2008 2/26/2008 2/26/2008 8/28/2007 8/28/2007 8/2/2007 7/11/2007 7/11/2007 6/7/2007 6/7/2007 1/10/2008 1/10/2008 6/1/2007 5/25/2007 8/1/2007 7/17/2007 5/25/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lynch, Megan Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Haselton, Alicia Lynch, Megan Costello, Maureen Huang, William Huang, William Costello, Maureen Huang, William Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Winn, Patrick Gavin, J. Patrick Millette, Suzanne Costello, Maureen Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Costello, Maureen Huang, William Gavin, J. Patrick Huang, William Huang, William SEC Insight SEC Insight SEC Insight
Organization
Request Description
Goodrich Petroleum Corp Pacific Capital Bancorp United Online Inc Steven T Mnuchin Dune Capital Management LP Wasmer Schroeder & Company Martin Manning Wasmer Flow International Corp Station Casinos Inc Norberto O Morita All FOIA Requests from January 1, 2000 through July 31, 2004 FrontPoint Financial Services Fund Raul Sotomayor IR&M Income Research and Management Sebastian Villa Kenneth Sommers Elisabeth Lang Jonathan Remley Stephen Kern Edmund Ingalls Sohu.com Inc Range Resources Corp Horatio Reyser US Airways Group Inc Photomedex Inc DPL Inc Intrepid Associates Ricardo J Rodriguez aka Rick Rodriguez Steven Eisman Burger King Holdings Inc Citi Trends Inc Jack Sommers John Sommers Goodman Global Inc Southern Cross Group Brian Houle Hertz Global Holdings Inc Karthik Narayanan Richard Kizik
Requested Date
5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/24/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/29/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007
Closed Date
6/25/2007 8/1/2007 11/7/2007 6/20/2007 6/20/2007 1/28/2008 1/28/2008 12/5/2007 6/25/2007 8/7/2007 6/21/2007 6/20/2007 6/20/2007 6/25/2007 1/15/2008 1/28/2008 1/28/2008 7/11/2007 7/11/2007 7/13/2007 6/7/2007 12/5/2007 3/18/2008 11/8/2007 8/1/2007 6/7/2007 6/7/2007 1/23/2008 1/10/2008 6/13/2007 6/20/2007 5/31/2007 5/31/2007 11/7/2007 6/4/2007 6/4/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;RTW NIF NIF;WIT NIF NIF NIF NIF WIT NIF NPF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW WIT NIF NIF -
Exemption Cited
CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight International Business Research Capital District Information CheckFund Manager LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight International Business Research SEC Insight Ra Medical Systems Inc SEC Insight EACM Advisors LLC International Business Research CheckFund Manager LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC
(b)(7)(A);NIF;RTW NIF NIF NIF NIF;WIT NIF;WIT NIF NIF;RTW NIF NIF NIF;WIT NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Lichtcsien, Susan Lichtcsien, Susan Preston, Darrell Tudor, Franz Lynch, Megan Lynch, Megan Price, Henry SEC Insight
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC Bloomberg News Schottenfeld & Associates CheckFund Manager LLC CheckFund Manager LLC Price Waicukauski & Riley LLC
Request Description
UIL Holdings Corp Jennifer Lindenmayer Paul Clifford Phase Forward Inc William O'Malley Robert Sommers Brian J Stark Stark Investments Limited Partnership Auction Rate Securities Industry Usana Health Sciences Matthew S Tewksbury Tewksbury Capital Management Ltd aka Stevens Capital Management Conseco Inc Admin Proceeding # 3-11428 Rollin M Dick Admin Proceeding # 3-12376 James S Adams Admin Proceeding # 3-12377 John C Frey Longacre Capital Corp Longacre Special Equities Longacre Fund Management (UK) LLP Longacre Fund Management (Holdings) Ltd Longacre UK Holdings LLC Longacre Europe II Ltd Longacre European Management LLC Fidelity Blackstone Alternative Asset Mgmt LP Kayne Anderson Capital Advisors LP Stephen Wayne Sullens Dana D Messina ShankerValleau John Valleau Jerry C Berman 3-10092 Hewlett Packard 3-12643 Hewlett Packard 3-12643 James H Donell Roderick Stephan Aria Partners LP Eurobond Exchange Limited Margaret A Amore Forward Air Corp CBS Corp
Requested Date
5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/25/2007 5/30/2007 5/30/2007 5/24/2007 5/29/2007 5/29/2007 5/29/2007 5/15/2007
Closed Date
10/4/2007 6/27/2007 6/27/2007 3/4/2008 7/31/2007 7/31/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF;WIT NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF (b)(7)(A)
Exemption Cited
10/29/2007 10/22/2007 Other Reasons 6/25/2007 9/22/2007 6/25/2007 6/21/2007 9/10/2007 Denied in full Denied in full Other Reasons Other Reasons Denied in full
Mierzejewski, Mark Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Woodfield, Nicholas Lynch, Megan Mierzejewski, Mark Lynch, Megan DePeau, Andrew Rutsen, Sue Rutsen, Sue Sessler, Steve Beck, Susan Brown, J. Robert Kotecki, Georgia Conover, Becky DePeau, Andrew Puricelli, Anthony Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC The Employment Law Group CheckFund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Sessler & Lopez Investigations, Inc. The American Lawyer University of Denver EACM Advisors LLC Cotal Systems, Inc. SEC Insight SEC Insight
5/30/2007 5/29/2007 5/29/2007 5/29/2007 5/29/2007 5/29/2007 5/29/2007 5/29/2007 5/25/2007 5/30/2007 5/30/2007 5/30/2007 5/30/2007 5/29/2007 5/29/2007 5/22/2007 5/29/2007 5/24/2007 5/23/2007 5/29/2007 5/30/2007 5/22/2007 5/31/2007 5/31/2007
6/25/2007 1/28/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 11/8/2007 7/13/2007 1/29/2008 6/7/2007 6/7/2007 8/29/2007 8/29/2007 10/1/2007 6/29/2007 6/4/2007 6/27/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF NIF NIF RTC DUP NIF NIF RTC WIT WIT
Request ID
Requester Name
Lynch, Megan Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan Gottlieb, Mark Shirkey, Ann Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Fullin, Timothy Gavin, J. Patrick Fullin, Timothy Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gottlieb, Mark Gottlieb, Mark Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hughes, Siobhan Huang, William Gavin, J. Patrick Huang, William SEC Insight
Organization
CheckFund Manager LLC CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight Z Trim Holdings Inc SEC Insight Z Trim Holdings Inc SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight Dow Jones Newswires EACM Advisors LLC SEC Insight EACM Advisors LLC
Request Description
D E Shaw & Co LP ArthroCare Corp Russell J Lucas Digital Realty Trust Inc Lucas Energy Total Return Partners LP Lucas Capital Management LLC Jason Glass International Management Associates American Railcar Industries Inc Exco Resources Inc Barnes and Nobles Inc McDermott International Inc Farshad Zaghi American Reprographics Co Nurieel Akhamzadeh Entegris Inc Bentley Pharmaceuticals Inc First Niagara Financial Group Inc Bentley Pharmaceuticals Inc BioChem Pharma Inc Bentley Pharmaceuticals Inc BioChem Pharma Inc Oneok Partners LP fka Northern Border Partners LP Lewis Katz Aziz Nahas Century Small Cap Century Shares Trust Barrick Gold Corp Agilysys Inc Alexion Pharmaceuticals Inc Peter S Stamos Sterling Stamos Capital Management LP Century Capital Partners Century Capital Management Alaska Air Group Inc Advent Software Inc Alter Corp Jeffrey Barbakow Sachem Partners Adaptec Inc Cenco Investment
Requested Date
5/31/2007 5/31/2007 5/31/2007 5/31/2007 5/31/2007 5/25/2007 5/31/2007 5/31/2007 5/31/2007 5/31/2007 5/31/2007 5/18/2007 5/31/2007 5/18/2007 5/31/2007 4/23/2007 5/31/2007 4/23/2007 4/23/2007 4/23/2007 4/23/2007 5/31/2007 5/25/2007 5/25/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007
Closed Date
6/21/2007 3/4/2008 1/11/2008 8/2/2007 1/30/2008 6/29/2007 6/29/2007 1/23/2008 1/14/2008 10/3/2007 3/13/2008 1/29/2008 3/13/2008 9/25/2007 3/13/2008 6/7/2007 6/27/2007 6/19/2007 10/4/2007 10/4/2007 2/4/2008 2/27/2008 8/1/2007 6/29/2007 7/18/2007 1/16/2008 6/13/2007 -
Final Disposition
NIF NIF;WIT (b)(6);NIF NIF NIF NIF;RTW NIF
Exemption Cited
Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons -
(b)(7)(A);RTW NIF;WIT NIF;WIT NIF NIF NIF;RTW NIF NIF NIF;RTW NIF (b)(7)(C) NIF NIF NIF (b)(6);NIF NIF;RTW NIF;WIT (b)(7)(A) NIF NIF
Request ID
Requester Name
Huang, William Huang, William Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Gavin, J. Patrick Hoopes, James Huang, William Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Huang, William Baldwin, Elizabeth Connolly, Scott Evans, David Evans, David Wedemeyer, Joan Burlew, Nick Evans, David Simmons, Valerie Evans, David Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David DePeau, Andrew DePeau, Andrew Evans, David Evans, David Evans, David Evans, David Boller, Robert Gilliam, Dreana Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight Babson College EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC VerdisWealth Management Morse Barnes-Brown Pendleton PC International Business Research International Business Research Law Offices of Keller Rohrback LLP Coldwell Banker Lake Forest East International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research Akin Gump Strauss Hauer & Feld LLP Commonwealth of Virginia CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Sandra Hazel
Request Description
William Lowell Maureen Kane Alvarion Ltd Alec Murray Alcon Inc Alexander and Baldwin Inc Harken Energy Kevin Callahan Alexander Thorndike Automatic Data Processing Inc Steven Alfano AMCOL International Corp Davis Fulkerson Sansar Capital Management LLC David Stone v Instrumentation Laboratory SpA MBI Benefits Inc Azaya Therapeutics Inc Fremont General Corporation Profilers Diversified Capital Group LLC Robert P Nault Hawthorne Securities Corporation Steven R Wasserman SD Technologies Inc Security Dynamics Technologies Inc David P Killion Denali Capital LLC ON Technology Securities Corporation ON Technology Corporation Sandell Asset Management Thomas Eric Sandell RSA Security Inc Roving Software Inc Constant Contact Inc Gail F Goodman Joan M Sweeney Fiducial Business Centers Inc Altius Capital Management LLC Amos Bryant Warren AlphaMetrix Investment Advisors LLC
Requested Date
6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/1/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 5/25/2007 6/4/2007 6/4/2007 5/29/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/4/2007 6/5/2007 6/1/2007 6/5/2007 6/5/2007 6/5/2007
Closed Date
2/26/2008 2/22/2008 7/3/2007 8/28/2007 6/25/2007 7/23/2007 6/25/2007 6/25/2007 1/29/2008 1/29/2008 7/13/2007 6/21/2007 12/7/2007
Final Disposition
NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Exemption Cited
10/25/2007 Other Reasons 7/20/2007 8/31/2007 6/29/2007 8/20/2007 7/13/2007 6/25/2007 7/11/2007 6/25/2007 6/12/2007 6/15/2007 6/15/2007 7/9/2007 6/27/2007 7/2/2007 6/20/2007 6/13/2007 7/25/2007 2/26/2008 7/2/2007 7/2/2007 6/20/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Mierzejewski, Mark Lynch, Megan Lynch, Megan Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Snow, Emily Huang, William Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Prinz, Barrett Prinz, Barrett Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Bird, Michael Gavin, J. Patrick Prinz, Barrett Prinz, Barrett Bird, Michael Bird, Michael Bird, Michael Bird, Michael
Organization
Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Gibson, McClure, Wallace & Daniels EACM Advisors LLC International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research Arkin Kaplan Rice LLP Arkin Kaplan Rice LLP CheckFund Manager LLC CheckFund Manager LLC International Business Research Feltl & Co. SEC Insight Arkin Kaplan Rice LLP Arkin Kaplan Rice LLP Feltl & Co. Feltl & Co. Feltl & Co. Feltl & Co. Jon L Stein
Request Description
P E Investments Warren Joseph Naphtal Natixis Banque Federale Des Banques Populaires Caisse Nationale Des Caisses IXIS Asset Management Jaehoon Park Robert Blanding Donald Ryan Jean Loewenberg John Gidman Kevin Charleston Elaine Stokes Matthew Eagan Loomis Sayles Company Kathleen Gaffney Netopia Inc Daniel Fuss Wireless Ronin Technologies Inc Boston Scientific Corporation Spirit Lake Tribal Council Spirit Lake Nation Olympic Financial Ltd MKS Instruments Inc Spanlink Communications Inc Tricord Systems Inc JP Morgan Cazenove Ian Hannam Jamie Dimon Warren B Moler III Funds III Offshore Advisors III Associates Computer Network Technology Corporation aka CNT Robert Dombrowski Hilb Rogal and Hobbs Co The Dow Chemical Company Andrew Liveris Olivier (Oliver) H Morali View Trade Securities ViewTrade Financial Network ViewTrade Holdings
Requested Date
6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/5/2007 6/6/2007 6/5/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007
Closed Date
6/19/2007 6/13/2007 6/15/2007 11/8/2007 6/25/2007 2/22/2008 2/22/2008 9/4/2007 6/21/2007 6/21/2007 6/25/2007 6/25/2007 1/29/2008 1/29/2008 7/10/2007 8/7/2007 6/19/2007 6/19/2007 6/21/2007 1/24/2008 6/13/2007 6/26/2007 6/26/2007 6/26/2007 6/27/2007 1/29/2008 8/10/2007 7/13/2007 2/29/2008 7/13/2007 7/13/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) FEE;NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF NIF
Exemption Cited
Request ID
Requester Name
Bird, Michael Bird, Michael Bird, Michael Gavin, J. Patrick Bird, Michael Bird, Michael Spence, Michael Spence, Michael Spence, Michael Skenes, Craig Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Spence, Michael Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Bird, Michael Bird, Michael Bird, Michael Bird, Michael Bird, Michael Spence, Michael Costello, Maureen Gavin, J. Patrick Costello, Maureen Bird, Michael Bird, Michael Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Gavin, J. Patrick Costello, Maureen Feltl & Co. Feltl & Co. Feltl & Co. SEC Insight Feltl & Co. Feltl & Co.
Organization
Brandon Ross
Request Description
Bruce T Berstein Dawson James Securities Symantec Corporation Zohar Hod James J St Clair Richard Alan Stein Jonathan Joseph Ledecky Eric J Watson Inspire Pharmaceuticals Inc Victory II L-3 Communications Holdings Inc Great Atlantic and Pacific Tea Co Inc Arcadia Financial Ltd Powerride Motorsports Inc Middleby Corp Inrange Global Consulting Inc Inrange Technologies Corporation Freedomnationa Financial PHH Holding Inc Intelliframe Corporation RF Micro Devices Inc Student Loan Corp Rockmore Partners Rockmore Limited Liability Company Rockmore Investment (US) LP Rockmore Capital LLC Rockmore Investment Master Fund Hanger Orthopedic Group Inc Datalink Corporation Unifi Inc Articulent Inc James J Stclair Omicron Capital Emerald First Financial Emerald Financial Erin Taylor Editions Builders FirstSource Inc HF Merchandising Inc BioMed Realty Trust Inc Pickled Software
Requested Date
6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/6/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007
Closed Date
6/21/2007 6/21/2007 7/18/2007 12/5/2007
Final Disposition
Other Reasons Other Reasons Denied in part Other Reasons NIF NIF (b)(6) WIT NIF NIF WIT WIT FEE NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF
Exemption Cited
10/25/2007 Other Reasons 10/25/2007 Other Reasons 11/15/2007 Other Reasons 11/15/2007 Other Reasons 8/8/2007 8/1/2007 7/9/2007 6/29/2007 6/25/2007 6/25/2007 6/21/2007 6/25/2007 6/15/2007 6/15/2007 6/15/2007 11/7/2007 10/9/2007 6/13/2007 6/13/2007 6/13/2007 6/13/2007 6/13/2007 8/31/2007 7/31/2007 7/2/2007 7/2/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 7/11/2007 6/26/2007 3/4/2008 7/31/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight Feltl & Co. Feltl & Co. Feltl & Co. Feltl & Co. Feltl & Co. International Business Research International Business Research SEC Insight International Business Research Feltl & Co. Feltl & Co. International Business Research International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research
Request ID
Requester Name
Evans, David Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Evans, David Evans, David Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Taylor, Austin Costello, Maureen Mierzejewski, Mark Kotecki, Georgia Gavin, J. Patrick Montgomery, Patrick Kelly, Anthony Trautmann, Robert Trautmann, Robert Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Migas, Joseph Gavin, J. Patrick Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Sengstack, Michele SEC Insight
Organization
International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research Brown University Investment Office International Business Research Check Fund Manager LLC SEC Insight Executive Integrity Trautmann & Associates, LLC Trautmann & Associates, LLC International Business Research SEC Insight International Business Research International Business Research LeBoeuf, Lamb, Greene & MacRae LLP SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research Fred s Inc
Request Description
General Maritime Corp March Industries Salesforce com Inc Orbit Systems Inc IDT Corp Bracknell Corporation Bruce D Smith Hancock Fabrics Inc Metris Companies Inc Jamba Inc Nu Skin Enterprises Inc Pinnacle Finance Fremont General Corp Excelsior Henderson Financial Services LLC Petroleum Development Corp Wireless Facilities Inc PAETEC Holding Corp fka WC Acquisition Holdings Corp Olympic Receivables Finance Corp Propeller Boy Inc Roark Capital Group Peregrine Software Cobra Trading Inc James H Donell Alnylam Pharmaceuticals Inc Center for Audit Quality LexisNexis Matthew Bendes Kennedy Funding Inc Kennedy Funding Financial Inc Richard I Selig Broadridge Financial Solutions Inc The Hunter Realty Organization LLC P E S Property Corp Tenet Healthcare Corporation Town Sports International Holdings Inc The Advisory Board Inc Crown Media Holdings Inc Asian American Capital Partners Ltd Foundation Limited GA Acquisition Corp
Requested Date
6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 6/7/2007 5/23/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007
Closed Date
7/31/2007 3/6/2008 6/15/2007 1/18/2008 6/19/2007 6/16/2007 6/19/2007 6/15/2007 12/5/2007 3/26/2008 11/8/2007 8/16/2007 7/26/2007 6/25/2007 6/28/2007 1/15/2008 1/29/2008 7/17/2007 7/11/2007 1/15/2008 7/18/2007 3/4/2008 3/4/2008 7/31/2007 7/2/2007 7/10/2007 7/10/2007 9/18/2007 1/15/2008 6/15/2007 1/14/2008 6/21/2007 6/21/2007 6/13/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in full Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT NIF NIF;WIT NIF DUP NIF NIF FEE WIT NIF
Exemption Cited
(b)(7)(A);NIF;RTW NIF (b)(2);(b)(5);(b)(7)(A);(b)(7) (C) (b)(4);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF;WIT NIF NIF;WIT NIF NIF NIF
Request ID
Requester Name
Sengstack, Michele Gavin, J. Patrick Atkins, Bryan Passanante, Lisa Sengstack, Michele Trautmann, Robert Trautmann, Robert Trautmann, Robert Trautmann, Robert Trautmann, Robert Trautmann, Robert Trautmann, Robert Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Wierzba, Steven Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Gavin, J. Patrick Sengstack, Michele Sengstack, Michele Padula, Gary Schnitzer, David Mierzejewski, Mark Mierzejewski, Mark Evans, David Evans, David Mierzejewski, Mark Levenberg, Charles Lichtcsien, Susan Lichtcsien, Susan Bennett, Bruce SEC Insight Austin-Tetra Inc
Organization
International Business Research URS Corp
Request Description
Garrick Aug Associates Store Leasing Inc Dun & Bradstreet Inc Enron Union Traders Corp Joseph Wolfer Jeffrey Wolfer Kevin Wolfer Gregg Wolfer Robin Rodriguez University Financial Anglo American Financial Gentiva Health Services Inc LJS Capital Corp LJS Equity Corp Comfort Systems USA Inc Fieldstone Inc Broadstream Technology Inc PSS World Medical Inc Richpark Corp OmniVision Technologies (OVTI) Lawrence J Selevan Lawrence J Selevan Realty Co Kinross Gold Corp David A Groelinger Peter E Sabesan Suburban Propane Partners LP Ceasar Realty Corp Chesterfield Faring Ltd Kelso Investment Associates VIII Fred D Thompson or his offices staff Richard L Chilton Chilton Investment Company Rapco Holding Rapco LLC Jose Luis Daza Carreker Corporation Jim Carreker Terry L Gage Michael S Shearn Time Value of Money LP RBS Partners LP and or ESL Investments Inc
Requested Date
6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/8/2007 6/11/2007 6/4/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007
Closed Date
6/13/2007 11/7/2007 7/6/2007 6/27/2007 2/28/2008 1/30/2008 1/30/2008 1/30/2008 1/17/2008 1/17/2008 1/17/2008 3/13/2008 3/13/2008 7/3/2007 2/4/2008 8/1/2007 6/28/2007 6/25/2007 8/22/2007 6/28/2007 6/28/2007 1/15/2008 1/15/2008 7/24/2007 7/17/2007 7/17/2007 8/2/2007 3/21/2008 7/18/2007 7/18/2007 6/15/2007 6/15/2007 8/8/2007 8/1/2007 8/1/2007 -
Final Disposition
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF;WIT (b)(5) NIF WIT NIF NIF NIF FEE NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF WIT DUP DUP NIF NIF NIF FEE;NIF NIF NIF -
Exemption Cited
Cleary Gottlieb Steen & Hamilton LLP International Business Research Trautmann & Associates, LLC Trautmann & Associates, LLC Trautmann & Associates, LLC Trautmann & Associates, LLC Trautmann & Associates, LLC Trautmann & Associates, LLC Trautmann & Associates, LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research Brown University Investment Office Democratic National Committee Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Covington & Burling LLP
Request ID
Requester Name
Mierzejewski, Mark Jensen, Alex Sengstack, Michele Sengstack, Michele Sengstack, Michele Astley, Stephen Motz, Robert Mierzejewski, Mark Mierzejewski, Mark Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Motz, Robert Lichtcsien, Susan Lichtcsien, Susan Sengstack, Michele Motz, Robert Sengstack, Michele Sengstack, Michele Lichtcsien, Susan Lichtcsien, Susan Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Balber, Carmen Evans, David Malinowski, Thomas Evans, David Berry, Wayne Lynch, Megan -
Organization
Check Fund Manager LLC International Business Research International Business Research International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research The Foundation for Taxpayer and Consumer Rights International Business Research Cotal Systems, Inc. International Business Research CheckFund Manager LLC
Request Description
IFL Victoria Fund GP LLC Mark Sullivan as it pertains to PAS Richard Selig Equities Corp United Brands Floriculture Inc Regency Holdings (Cayman) Inc SEC v. Harley Davidson Inc Robert N Fried Peter Schoenfeld P Schoenfeld Asset Management International LLC Balmforth Partners LLC ACS Education America LLC Varsity Spirit Corp Varsity USA Inc Varsity Brands Inc The Lease Audit & Review Co Inc Subbarao Uppaluri aka Rao Uppaluri Hayground Cove Associates LP Jason Ader Chiquita Brands Company North America Phillip Frost Dev Corp of Nevada Appliedtheory Corp Jaffray Woodriff Quantitative Investment Management LLC The Hunter Realty Management Organization Corp Hunter Management Corp Hunter Construction LLC Hunter Ceprine and Sidewalks Regency Cruises Inc Gannett Investors Inc NJM LLC Riddell Sports Inc Merrill Lynch and Co Plastron Acquisition Corp Jack Samuel Levy Sarivek Partners Fleming Companies Inc Griffon Energy Capital LLC
Requested Date
6/11/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/13/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/12/2007 6/13/2007 6/4/2007 6/13/2007 6/4/2007 6/13/2007 6/13/2007
Closed Date
6/28/2007 7/31/2007 6/21/2007 6/22/2007 3/11/2008 3/18/2008 8/16/2007 8/16/2007 7/11/2007 7/11/2007 6/28/2007 6/28/2007 6/28/2007 1/15/2008 7/19/2007 6/28/2007 6/28/2007 6/29/2007 7/31/2007 7/31/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 6/20/2007 6/20/2007 6/14/2007 6/19/2007 6/21/2007 1/29/2008 6/19/2007 6/20/2007 6/14/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF
Exemption Cited
Request ID
Requester Name
Sengstack, Michele Evans, David Evans, David Evans, David Evans, David Lynch, Megan Feinberg, Dyanne Evans, David Evans, David Evans, David Sengstack, Michele Sengstack, Michele Sengstack, Michele Evans, David Sengstack, Michele Brown, J. Robert Evans, David Evans, David Evans, David Lynch, Megan Sengstack, Michele Lynch, Megan Evans, David Lynch, Megan DePeau, Andrew Motz, Robert Wilczek, Melissa Motz, Robert Motz, Robert Lichtcsien, Susan Lichtcsien, Susan Motz, Robert Green, Daniel Green, Daniel Johnson, Jonathan Lynch, Megan Malinowski, Thomas Malinowski, Thomas Motz, Robert
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC Gilbride, Heller & Brown, P.A. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research University of Denver International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC Cotal Systems, Inc. International Business Research Kroll International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research Vedder, Price, Kaufman & Kammholz, P.C. Vedder, Price, Kaufman & Kammholz, P.C. Overstock.com, Inc. CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. International Business Research
Request Description
Equity International Properties Ltd Service Acquisition Corp International Rapco Holding Company LLC Rapco LLC Thomas E Aucamp Lewis Garry Williams SEC v Michael Lauer et al Broadband Capital Management Clifford W Chapman Steven R Berrard Hunter Management LLC Hunter Maintenance Services Fieldstone Private Capital Group New River Capital Broadway China Ventures LLC IBM Philip Wagenheim Thomas C Byrne Michael D Rapoport David Duane Le Norman Nederlander Worldwide Entertainment Crusader Energy Corp MD Rapp & Company LLC University Capital Strategies Group Paul Arthur Ullman Jeff A Schneiderman Thomas Wagner Daniel C Fierro Brian P Kariger Susan M Byrne Westwood Holdings Group Inc Jeffrey S Cutler Advanced Precision Technology Inc Exact Identification Corporation aggregate continuous net settlement failure data for Overstock com Inc Patrick Joseph Hess George Stabler Loening Select Equity Group Inc Paul J Fierro
Requested Date
6/13/2007 2/6/2007 6/4/2007 6/4/2007 6/4/2007 6/13/2007 5/11/2007 6/4/2007 6/4/2007 6/4/2007 6/13/2007 6/13/2007 6/13/2007 6/4/2007 6/13/2007 6/7/2007 6/4/2007 6/4/2007 6/4/2007 6/13/2007 6/13/2007 6/13/2007 6/4/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/8/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007
Closed Date
7/19/2007 6/14/2007 6/15/2007 6/15/2007 6/22/2007 7/11/2007 6/22/2007 7/11/2007 7/31/2007 7/10/2007 7/10/2007 6/20/2007 3/24/2008 3/13/2008 8/16/2007 8/1/2007 6/28/2007 6/28/2007 7/5/2007 7/5/2007 7/5/2007 7/5/2007 1/15/2008 7/31/2007 6/22/2007 3/21/2008 3/18/2008 8/16/2007 8/7/2007 6/19/2007 6/25/2007 6/26/2007 7/11/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF DUP NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF RTO NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
07-06347-FOIA 07-06348-FOIA 07-06349-FOIA 07-06350-FOIA 07-06351-FOIA 07-06352-FOIA 07-06353-FOIA 07-06354-FOIA 07-06355-FOIA 07-06356-FOIA 07-06357-FOIA 07-06358-FOIA 07-06359-FOIA 07-06360-FOIA 07-06361-FOIA 07-06362-FOIA 07-06363-FOIA 07-06364-FOIA 07-06365-FOIA 07-06366-FOIA 07-06367-FOIA 07-06368-FOIA 07-06369-FOIA
Requester Name
DePeau, Andrew Fine, Karen Morley, John Warborg, Joshua Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Greenberg, Les
Organization
Cotal Systems, Inc. Kirkland & Ellis LLP Covington & Burling LLP Robert Half International Inc. International Business Research International Business Research SEC Insight SEC Insight SEC Insight International Business Research International Business Research Check Fund Manager LLC SEC Insight SEC Insight International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Attorney at Law
Request Description
Highland Financial Holdings Group LLC FOIA request 06-07405 FOIA Request 06-07405 list of companies that must comply with Sarbanes Oxley Robert S Rosenschein Steven Steinberg Provident Financial Services Inc California Pizza Kitchen Inc Conmed Corp Gurunet Corporation Gurunet Israel Ltd Pivot Point Capital LLC Blyth Inc Ntelos Holding Corp Lexico Publishing Group LLC Zobuco Inc Green Mountain Coffee Roasters Inc Heidrick and Struggles International Inc Jackson Hewitt Tax Service Inc Pentair Inc SunTrust Banks Inc National Financial Partners Corp Securities Industry Conference on Arbitration including its members acting as members during the period of August 6 2006 to the date hereof Coeur D Alene Mines Corp Jos A Bank Clothiers Inc Accent Software International Ltd OneBeacon Insurance Group Ltd Mediacom Communications Corp Lubrizol Corp Mellanox Technologies Ltd Corporate Office Properties Trust Marriott International Inc Sanofi Aventis Guru International Inc Answers Corporation Andrew Kandel Aptargroup Inc Anthony P Brenner
Requested Date
6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/14/2007 6/15/2007 6/14/2007 6/14/2007 6/15/2007 6/15/2007 6/15/2007 6/14/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/14/2007 6/14/2007 6/14/2007 6/15/2007 6/15/2007
Closed Date
8/1/2007 6/18/2007 6/18/2007 7/11/2007 6/20/2007 6/20/2007 7/24/2007 2/1/2008 7/20/2007 1/15/2008 1/15/2008 1/29/2008 1/29/2008 3/28/2008 7/24/2007 7/24/2007 7/24/2007 7/24/2007 6/28/2007 12/5/2007 12/5/2007 12/5/2007 7/12/2007
Final Disposition
Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part NIF NIF NIF NIF (b)(7)(A) WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF;RTW NIF;RTW WIT WIT WIT (b)(5)
Exemption Cited
Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Millette, Suzanne Gavin, J. Patrick Mierzejewski, Mark
SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research International Business Research EACM Advisors LLC SEC Insight Check Fund Manager LLC
6/14/2007 6/14/2007 6/15/2007 6/15/2007 6/15/2007 6/14/2007 6/15/2007 6/15/2007 6/14/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/14/2007 6/15/2007
3/18/2008 3/18/2008 8/1/2007 7/3/2007 7/5/2007 7/5/2007 7/5/2007 3/18/2008 7/26/2007 7/11/2007 6/20/2007 6/19/2007 1/14/2008 6/19/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF;RTW NIF NIF NIF NIF;RTW NIF NIF NIF NIF;WIT NIF
Request ID
Requester Name
Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Sivere, Peter Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Lynch, Megan Edwards, Mark Edwards, Mark Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Mohorcic, Susan Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark
Organization
International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight International Business Research SEC Insight CheckFund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight Recombinant Capital Inc. Inlumen Inc
Request Description
Health Partners Inc Spherion Corp Kemet Corp Congress Investigative Report Sirenza Microdevices Inc Syniverse Holdings Inc Group 1 Automotive Inc YouPowered Inc Green Mountain Coffee Roasters Inc Heidrick & Struggles International Inc Atomica Corporation Kivun Computers Ltd RSR Associates Inc Florida Rock Industries Inc MedImmune Inc CVB Financial Corp Steris Corp e-tenna Corporation Kemet Corp Glenn Russell Dubin Biosite Diagnostics Inc Biosite Diagnostics Inc Nacco Industries Inc Corporate Express Inc Bristow Group Inc Tarrant Apparel Group Jared S Bluestein Lumen Technologies Inc Marlin Holdings Inc Marlin Capital LP David M Mobley, Sr Maricopa Investment Fund et al Tractor Supply Co BEC Group Inc Martin E Franklin Hanson PLC Jarden Corp Marvell Technology Group Ltd W Holding Co Inc Biomarin Pharmaceutical Inc
Requested Date
6/15/2007 6/15/2007 6/14/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/15/2007 6/14/2007 6/15/2007 6/14/2007 6/14/2007 6/15/2007 6/15/2007 6/18/2007 5/7/2007 5/7/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/15/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 4/30/2007
Closed Date
6/25/2007 6/25/2007 1/24/2008 7/3/2007 11/7/2007 11/7/2007 11/7/2007 7/11/2007 7/5/2007 10/9/2007 7/31/2007 7/31/2007 7/31/2007 3/4/2008 3/6/2008 7/17/2007 6/20/2007 6/20/2007 6/19/2007 7/5/2007 11/7/2007 7/5/2007 7/11/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons NIF NIF NIF;WIT NIF;WIT NIF;WIT NIF;WIT NIF CAN DUP NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF DUP NIF (b)(4) NIF NIF
Exemption Cited
11/16/2007 Denied in part 11/15/2007 Other Reasons 6/22/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 7/27/2007 3/18/2008 6/28/2007 3/18/2008 2/13/2008 1/16/2008 1/18/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
(b)(7)(A);RTW NIF NIF FEE NIF FEE RTC NIF NIF NIF NIF NIF -
Request ID
Requester Name
Evans, David Edwards, Mark Link, Scott Evans, David Gavin, J. Patrick Evans, David Carney, Joseph
Organization
International Business Research Recombinant Capital Inc. Christian Smith & Jewell International Business Research SEC Insight International Business Research Carney Gluntz & Associates LLC
Request Description
Hanson Investment Management Inc Biomarin Pharmaceutical Inc Ethan H Weitz and Robert R Altman William L Hallisey Polycom Inc Jennifer D Stewart examination manuals of investment advisors, investment companies and broker dealers Alpha Investment Management Inc Bolle Inc Freedom Acquisition Holding Inc ORC Technologies Linear Technology Corporation Nicolas M Berggruen Maxwell Technologies Inc Berggruen Holdings Inc Biosante Pharmaceutical Inc Berggruen Holdings Ltd Biosante Pharmaceutical Inc Berggruen Hotels the aggregate continuous net settlement failure data for Pet Quarters Inc Biogen Inc Benson Eyecare Corp Biogen Inc Alpha Private Equity Group Biomira Inc Alexander Enterprises LLC International Proteins Corp Highbridge Capital Management The 800 Group Warnaco Group Inc Regulation SHO Compliance Biocryst Pharmaceuticals Inc OpenAuto.com James Eric Hanson Bolle America Inc ORC Management Corp American Household Inc Berggruen Texas Biofuels LLC Hearthmark Inc
Requested Date
6/18/2007 4/30/2007 6/11/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007
Closed Date
2/13/2008 1/10/2008 8/1/2007 7/11/2007 7/11/2007
Final Disposition
Other Reasons Denied in part Other Reasons Other Reasons Other Reasons NIF (b)(4) NIF NIF NIF
Exemption Cited
(b)(2);(b)(7)(E)
Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Edwards, Mark Evans, David Edwards, Mark Evans, David Link, Scott Edwards, Mark Evans, David Edwards, Mark Evans, David Edwards, Mark Evans, David Evans, David Lynch, Megan Evans, David Gavin, J. Patrick Patch, David Edwards, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research SEC Insight International Business Research Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research Christian Smith & Jewell Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research CheckFund Manager LLC International Business Research SEC Insight Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 5/7/2007 6/18/2007 5/7/2007 6/18/2007 6/12/2007 4/30/2007 6/18/2007 4/30/2007 6/18/2007 5/7/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 4/30/2007 6/18/2007 6/18/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007
7/11/2007 7/16/2007 7/26/2007 7/16/2007 6/20/2007 6/27/2007 6/20/2007 6/20/2007 6/20/2007 8/7/2007 3/10/2008 1/15/2008 1/15/2008 1/15/2008 11/1/2007 2/26/2008 6/21/2007 7/12/2007 7/16/2007 7/18/2007 7/18/2007 6/22/2007 6/21/2007
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF (b)(7)(A) NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Lynch, Megan Evans, David Henshall, Taylor Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Henshall, Taylor Evans, David Lynch, Megan Bals, Michael Bals, Michael Bals, Michael Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Peters, Barbara
Organization
CheckFund Manager LLC International Business Research Brown University Investment OFfice International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Brown University Investment OFfice International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Law Office of Peters & Peters
Request Description
Empyrean Capital Partners Alltrista Zinc Products Corp Renaissance Institutional Equity Fund Tilia Inc Benson Optical Co Inc Benson Realty Acquisition Corp Magnivision Acquisition Corp Edina Group Inc Ground Round Holdings Inc Meridian Sports Inc OB Sale Corporation Pneumo Abex Corp Alltrista Plastics Corporation Alltrista Newco Corp Lehigh Consumer Products Corp Jarden Direct Inc Jarden Zinc Products Inc Sunbeam Products Inc Brickman Fund IV Superior Optical Company Inc Amos Meron Fail to Deliver Data Harvard Learning Centers Fail to Deliver Data Playstar Corporation Fail to Deliver Data New Wave Mobile Inc Opti-Ray Inc Optical Radiation Corporation Tupper Lake Plastics Inc FGX International Inc Hoover Wood Products Holdings Inc Trienda Corp Davidson Kempner Capital Management LLC Brendan P O'Sullivan ThirdForce PLC Apple UK Xemplar Education Limited Rapid Technology Paul N MacCartney LGM Import LLC Anthony Yoseloff Chevron/Texaco
Requested Date
6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/20/2007 6/20/2007 6/20/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/19/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/12/2007
Closed Date
7/3/2007 6/27/2007 6/25/2007 6/25/2007 6/21/2007 6/21/2007 6/28/2007 6/28/2007 7/31/2007 7/31/2007 7/5/2007 7/5/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RPR
Exemption Cited
10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 1/16/2008 3/18/2008 8/16/2007 8/16/2007 7/11/2007 7/11/2007 8/7/2007 8/7/2007 8/7/2007 1/15/2008 1/15/2008 7/25/2007 7/24/2007 6/22/2007 6/22/2007 3/18/2008 8/1/2007 7/11/2007 7/12/2007 1/15/2008 1/15/2008 6/28/2007 7/18/2007 2/13/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Conover, Becky Mierzejewski, Mark Costello, Maureen Connelly, Kaitlynn Letey, Erin Letey, Erin Vague, Braden Millette, Suzanne Millette, Suzanne Harris, Chris Millette, Suzanne Mierzejewski, Mark Costello, Maureen DePeau, Andrew Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Taylor, Austin Costello, Maureen Costello, Maureen DePeau, Andrew Costello, Maureen Costello, Maureen Malinowski, Thomas Malinowski, Thomas Huang, William Lichtcsien, Susan Lichtcsien, Susan Vague, Braden Vague, Braden Harris, Chris Harris, Chris Mierzejewski, Mark Costello, Maureen Costello, Maureen
Organization
EACM Advisors LLC Check Fund Manager LLC International Business Research Input Riddell Williams P.S. Riddell Williams P.S. Greenwich Alternative Investments LLC EACM Advisors LLC EACM Advisors LLC Greenwich Alternative Investments LLC EACM Advisors LLC Check Fund Manager LLC International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Brown University Investment Office International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Check Fund Manager LLC International Business Research International Business Research Evan L Dick
Request Description
William Boettger Mindleaders.com Inc Science Applications International Corp (SAIC) Western United Holding Co Western United Life Assurance Co Andrew Gibbs Ableco Finance LLC Blackacre Capital Management LLC Chris Rice Partridge Hill Overseas Management LLC EMF Financial Products LLC Texas Energy Capital LLC Laurence Robert Benedict Ronald Lankin Michael Derins Charles E Walker III Refinery Inc Wolf Meldrum & Fewsmith Bridge Agency Jerry Boy GHR Systems Sequoia Capital India WDEP GP LLC VGI Investment LLC Banyan Equity Management LLC Tigre Leasing LLC Jerry Preyss Productions Inc Jonathan Everett Sandelman Sandelman Partners LP Yuan Dubord Chatham Credit Management III LLC Chatham Capital Partners Inc Roberto Casoni Maga Smaller Companies Fund Ltd Cazenove Capital Management Ltd Cazenove European Equity Absolute Return Fund Ltd Eric M Flanagan The Playground Advertising Playground Toy Development Ltd
Requested Date
6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/20/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/22/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/22/2007 6/21/2007 6/21/2007 6/21/2007
Closed Date
7/3/2007 6/25/2007 6/22/2007 8/24/2007 8/24/2007 7/18/2007 7/17/2007 7/20/2007 7/20/2007 7/20/2007 8/8/2007 7/17/2007 7/3/2007 6/27/2007 6/27/2007 6/25/2007 6/25/2007 6/25/2007 6/29/2007 6/29/2007 6/29/2007 7/11/2007 7/11/2007 7/11/2007 8/1/2007 7/31/2007 7/31/2007 7/17/2007 9/26/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 1/17/2008 1/17/2008 1/17/2008 3/26/2008 3/20/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF NIF -
Request ID
Requester Name
Costello, Maureen Vague, Braden Vague, Braden Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Vague, Braden Costello, Maureen Costello, Maureen Harris, Chris Harris, Chris Harris, Chris Harris, Chris Huang, William Harris, Chris Millette, Suzanne Gavin, J. Patrick Williams, Cheryl Williams, Cheryl Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Conover, Becky Vague, Braden Gavin, J. Patrick Vague, Braden Vague, Braden Vague, Braden Mierzejewski, Mark Vague, Braden Mierzejewski, Mark Gavin, J. Patrick
Organization
International Business Research Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC International Business Research International Business Research International Business Research International Business Research International Business Research Greenwich Alternative Investments LLC International Business Research International Business Research Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC EACM Advisors LLC Greenwich Alternative Investments LLC EACM Advisors LLC SEC Insight Milberg Weiss Bershad & Schulman LLP Milberg Weiss Bershad & Schulman LLP CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight EACM Advisors LLC Greenwich Alternative Investments LLC SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Check Fund Manager LLC Greenwich Alternative Investments LLC Check Fund Manager LLC SEC Insight
Request Description
Jerry A Preyss Otus Capital Management LP Otus Capital Management Ltd Doner Advertising W B Doner & Company FrontPoint Partners LLC 302 Lot LLC 301/302 LLC Claire Griffiths Villa 104 LLC Villa 105 LLC John M Romero Aptus Capital LLC Aptus Captial Offshore Fund Ltd Aptus Partners LP Yuan Shi Steve Cordell Styx International Ltd Symmetry Medical Inc Magma Design Automation Inc Bajeev Madhavan Eight Capital Management LLC Metal Management Inc Ravi Chachara PolyMedica Corporation RIG III Management Inc RIG III GP Inc NexCen Brands Inc RIG II Management Inc Advanced Micro Devices Inc Janice (Marie) French aka Jacoby Richard Kayne Hayes Lemmerz International Inc Kayne Anderson Income Partners LP Kayne Anderson Capital Income Partners (QP) LP Kayne Anderson Capital Income Fund Ltd Zimmer Lucas Capital LLC Kayne Anderson Capital Advisors LP Stuart J Zimmer Pacer International Inc
Requested Date
6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/21/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/25/2007 6/25/2007 6/22/2007 6/25/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/25/2007 6/22/2007
Closed Date
8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/23/2007 7/11/2007 7/11/2007 7/12/2007 7/12/2007 7/12/2007 6/28/2007 6/28/2007 7/25/2007 7/25/2007 7/27/2007 7/26/2007 6/28/2007 1/30/2008 11/7/2007 11/7/2007 6/27/2007 6/28/2007 12/5/2007 6/27/2007 6/25/2007 6/25/2007 6/25/2007 6/25/2007 6/25/2007 3/4/2008 6/25/2007 11/7/2007 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
(b)(7)(A);WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT
Request ID
Requester Name
Costello, Maureen Williams, Cheryl Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen DePeau, Andrew Conover, Becky Williams, Cheryl Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Vague, Braden Love, Patrick Costello, Maureen Costello, Maureen Conover, Becky Conover, Becky DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Vague, Braden Vague, Braden Vague, Braden Gavin, J. Patrick Gavin, J. Patrick EVANS, DAVID J EVANS, DAVID J EVANS, DAVID J EVANS, DAVID J EVANS, DAVID J Gavin, J. Patrick
Organization
International Business Research Milberg Weiss Bershad & Schulman LLP International Business Research International Business Research SEC Insight International Business Research EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight International Business Research International Business Research Cotal Systems, Inc. EACM Advisors LLC Milberg Weiss Bershad & Schulman LLP SEC Insight SEC Insight SEC Insight SEC Insight Greenwich Alternative Investments LLC Krieg Keller Sloan Reilley & Roman LLP International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. SEC Insight SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight SEC Insight SEC Insight Michael C Litt
Request Description
Gregory C Walker John V Lovoi Paul B Loyd Jr Occidental Petroleum Corporation PBL Interests Inc Doris (Sheppard) Howland aka Dee Howland RightNow Technologies Inc Howland & Associates Phillips Van Heusen Corp Triumph Group Inc Paul B Loyd & Associates Inc NEP GP LLC Olanrewaju Ayo Fapohunda Rita M Bauer Roy E Jewell Vectren Corp Nextwave Wireless Arrow International Inc Steiner Leisure Limited Scott Howard Shlecter ZipRealty LWJet LLC LRLP LLC Robert Charles Howland Angelo Louis Santiago Apyrous Capital LLC Florida East Coast Industries Inc Aspen Insurace Holdings Ltd John C Frey Richard J Farber Bob Sinnot Clearwire Corp PRA International Mistelle M Locke David Ray White David Ray White Range Online Media Inc Mitchell W Hunt Jr Sycamore Networks Inc
Requested Date
6/21/2007 6/22/2007 6/21/2007 6/21/2007 6/22/2007 6/25/2007 6/25/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/25/2007 6/25/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/21/2007 6/25/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007
Closed Date
6/29/2007 3/4/2008 6/29/2007 6/29/2007 6/29/2007 7/12/2007 7/3/2007 11/8/2007 1/9/2008 7/13/2007 7/13/2007 1/10/2008 8/1/2007 3/4/2008 3/4/2008 1/15/2008 1/14/2008 7/11/2007 8/2/2007 7/17/2007 7/17/2007 7/11/2007 7/11/2007 7/11/2007 2/27/2008 7/12/2007 7/12/2007 7/12/2007 7/12/2007 3/12/2008 1/29/2008 1/15/2008 6/26/2007 1/15/2008 1/15/2008 1/15/2008 1/15/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF;RTW NIF;WIT NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF;WIT NIF NIF DUP NIF NIF NIF
Exemption Cited
(b)(7)(A);WIT
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Crist, Janis Crist, Janis Evans, David Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Brown, J. Robert Brown, J. Robert Evans, David Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Costello, Maureen Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research University of Denver University of Denver International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
San Francisco Ranch Partners Ltd Retirement Insurance Agency Inc Playform Drilling Ccmpany Penloyd Holding Inc G & A Offshore Inc G & A Management Six Inc G & A Management Five Inc G & A Management One Inc G & A Management Three Inc G & A Contract Services Inc TLC Eurofunding Inc TLC Multimedia Inc TLC Properties Inc TLC Acquisition Corp Asset Real Estate & Investment Company Lakeside Mortgage Fund Microsystems Software International Ltd Irving Levy Robert Scott Murray Lloyd R Linnell Stephen D R Moore Paul G Joubert Sheila M Flaherty The Learning Company Funding Inc Softkey Inc Griffin Alexander Drilling Company Frontier Oil Corporation 3Com Corporation Americas Growth Captial LLC Massachusetts Interactive Media Council Inc Schwinger Stoneridge v Scientific Atlanta O Learys Bottom of the 9th Productions Inc Terry L Rose I Levy & Associates Inc Hinston Realty LLC Loyd Brothers Engineering Inc Loyd & Associates Inc Open Channel Solutions Inc Phoenix Acquisition Co Inc
Requested Date
6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/26/2007 6/26/2007 6/26/2007 6/26/2007 6/26/2007 6/26/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/15/2007 6/15/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/26/2007 6/26/2007 6/22/2007 6/22/2007 6/22/2007 6/19/2007 6/19/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007
Closed Date
7/27/2007 7/27/2007 7/27/2007 11/1/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 7/13/2007 7/13/2007 6/28/2007 7/31/2007 7/31/2007 7/25/2007 7/23/2007 9/29/2007 7/17/2007 7/17/2007 7/3/2007 7/3/2007 8/14/2007 7/18/2007 7/18/2007 7/9/2007 6/28/2007 3/31/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Evans, David Evans, David Costello, Maureen Evans, David Evans, David Evans, David Evans, David Costello, Maureen Wedemeyer, Joan Kiernan, Cortney Kiernan, Cortney Costello, Maureen Ho, Daniel Withers, Kate Gavin, J. Patrick Costello, Maureen Gross, Susan Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Duffy, Michael Wardell, Paul Albaugh, Matthew Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Kreider, James Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Law Offices of Keller Rohrback LLP CheckFund Manager LLC CheckFund Manager LLC International Business Research Stanford Law School Georgetown Law SEC Insight International Business Research Law Offices of Bernard M. Gross, P.C. International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research Ruberto, Israel & Weiner, P.C. Baker & Daniels LLP International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research
Request Description
Matthew Benjamin Howe Kevin T O Leary Elbe Corporation Stream International Inc Learning Properties Inc Modus Media International Holdings Inc Home Game Channel Inc Falcon Partners Inc Beazer Homes USA Inc Jaime Lester Soundpost Partners LP Chiles Drilling Company Votes and/or appeals on rulemaking Money Market Mutual Funds Consolidated Graphics Inc DVL Inc Allied Capital Corp Administrative Proceeding # 312661 China Energy & Resources Ltd Guiying Guo aka Guo Guiying Yuangguang Yang aka Burney Yang John Raymond Brecker Brian Baiping Shen aka Baiping Shen Gerald Kevin Nugawela Fuzu Zeng aka Zeng Fuzu Powerwave Technologies Inc Fossil Inc JVL Advisors LLC 550 Partners LLC Encinitas Partners Ltd Michael Sassano Dogan Baruh Robert Okin Scott Abry File No 3-12554 Cardiff Park Bayou Superfund LLC and/or Bayou Management LLC Cinco Estrellas LLC Energy Partners Ltd La Rosa Partners Ltd Casita Del Mar LP Casita Del Mar GP LLC Medis Technologies Ltd CCBM Inc
Requested Date
6/22/2007 6/22/2007 6/26/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/21/2007 6/25/2007 6/25/2007 6/27/2007 5/31/2007 6/26/2007 6/25/2007 6/26/2007 6/25/2007 6/26/2007 6/26/2007 6/26/2007 6/25/2007 6/26/2007 6/26/2007 6/26/2007 6/25/2007 6/25/2007 6/27/2007 6/27/2007 6/27/2007 6/26/2007 6/25/2007 6/25/2007 6/27/2007 6/25/2007 6/27/2007 6/27/2007 6/27/2007 6/26/2007 6/27/2007
Closed Date
8/28/2007 11/7/2007 7/11/2007 7/12/2007 7/12/2007 1/17/2008 1/17/2008 7/25/2007 7/27/2007 7/6/2007 7/6/2007 7/6/2007 3/14/2008 2/11/2008 7/10/2007 7/10/2007 7/26/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF WIT NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(6) (b)(7)(A) NIF NIF NIF NIF (b)(4) NIF
Exemption Cited
10/25/2007 Other Reasons 11/1/2007 3/4/2008 2/29/2008 2/29/2008 2/29/2008 7/3/2007 8/28/2007 8/28/2007 8/28/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 10/25/2007 Other Reasons
10/11/2007 Denied in full 10/2/2007 8/1/2007 7/19/2007 7/19/2007 7/11/2007 7/31/2007 7/31/2007 8/22/2007 7/31/2007 Denied in part Denied in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons
Request ID
Requester Name
Goldsmith, Barry Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Malinowski, Thomas Costello, Maureen Edwards, Mark Gavin, J. Patrick Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Berry, Wayne Edwards, Mark Edwards, Mark Edwards, Mark Lynch, Megan Lynch, Megan Costello, Maureen Costello, Maureen Cartwright, Heather Cartwright, Heather Kreider, James Christian, Kaci Cartwright, Heather Cartwright, Heather Kerrigan, James Cartwright, Heather Cartwright, Heather Cartwright, Heather Harris, Chris SEC Insight
Organization
Gibson Dunn & Crutcher LLP International Business Research SEC Insight International Business Research Cotal Systems, Inc. International Business Research Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research PharmaVentures Ltd PharmaVentures Ltd WWAY TV 3 (ABC) PharmaVentures Ltd PharmaVentures Ltd Colmar Corporation PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd Greenwich Alternative Investments LLC
Request Description
Fairfax Financial Holdings Limited Pediatrix Medical Group Inc Frederick E Smithline Quidel Corporation Baroody Securities Corp Longacre Fund Management LLC Arlene Leasing Corp Biotransplant Inc Lincoln National Corp Biotransplant Inc Carrizo Oil and Gas Inc Carrizo Production Inc Carrizo Partners Ltd Pacific Ethanol Inc State Auto Financial Corporation Alesco Financial Inc Fleming Companies Inc / OK Cambridge Antibody Technology Group PLC Cambridge Antibody Technology Group PLC Cambridge Antibody Technology Group PLC Ahmed M Fattouh II Landmark Advisors LLC Epstein Becker Borsody & Green Partners Ltd Entertainment Video On Demand Distributors Inc GTx Inc DE Oscient Pharmaceuticals Corp Medis Technologies Ltd Publicly held companies in North Carolina Symbollon Corp QLT Inc / BC FY 2008 IT Budget Submission MGI Pharma Inc Kos Pharmaceuticals Inc BioTime Inc Peter Michael Lupoff
Requested Date
6/26/2007 6/25/2007 6/26/2007 6/25/2007 6/26/2007 6/25/2007 6/26/2007 5/14/2007 6/25/2007 5/14/2007 6/27/2007 6/27/2007 6/27/2007 6/25/2007 6/25/2007 6/25/2007 6/27/2007 5/14/2007 5/14/2007 5/14/2007 6/25/2007 6/25/2007 6/26/2007 6/26/2007 6/28/2007 6/28/2007 6/27/2007 6/26/2007 6/28/2007 6/28/2007 6/23/2007 6/28/2007 6/28/2007 6/28/2007 6/27/2007
Closed Date
8/7/2007 7/23/2007 7/12/2007 7/23/2007 1/29/2008 7/23/2007 1/14/2008 7/3/2007 7/3/2007 7/3/2007 7/27/2007 7/20/2007 3/28/2008 3/28/2008 7/20/2007 7/20/2007 8/15/2007 7/11/2007 12/3/2007 8/7/2007 3/26/2008 11/2/2007 2/13/2008 7/10/2007 -
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full Granted in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF CAN (b)(4) NIF
Exemption Cited
Request ID
07-06738-FOIA
Requester Name
Kotecki, Georgia -
Organization
Request Description
James H Donell Pamela Chattoo Celia Winter Randall R Lee Sandra Harris Christopher Cox Paul Atkins Roel C Campos Annette L Nazareth Kathleen L Casey Diego T. Ruiz Senetek plc Durect Corp Barry Brian Brogan Lisa Darlene Bell Zachary B Broch Michael Jay Linde Homeland Mortgage USA of Hollywood Florida Laser Technology Inc Homeland Rescue of Hollywood Florida Inspire Pharmaceuticals Inc Arthur A Levy Robeco Investment Management Inc Dalal Street LLC Robeco WPG Distressed Special Situations Fund Ltd WPG Event Driven Fund Manager LLC CollaGenex Pharmaceuticals Inc Zurich Capital Markets Inc File No 3-12628 Robeco WPG Distressed Special Situations Fund LP Charles E Sweat Myogen Inc George J Schultze Schultze Management Group LLC Schultze Aseet Management LLC Schulze Offshore Fund Ltd Schultze Partners LP Schultze Master Fund Ltd Shoshana Thoma-Isgur Mohnish Pabrai Victus Capital LLC South Financial Group Inc Myron L Turfitt Constellation Brands Inc Colonial Properties Trust Senetek plc
Requested Date
6/20/2007
Closed Date
-
Final Disposition
-
Exemption Cited
Cartwright, Heather Cartwright, Heather Silver, Scott Silver, Scott Silver, Scott Silver, Scott Silver, Scott Diamond, Richard Silver, Scott Cartwright, Heather Harris, Chris Harris, Chris Malinowski, Thomas Harris, Chris Harris, Chris Cartwright, Heather Cruttenden, Peter Harris, Chris Harris, Chris Cartwright, Heather Vague, Braden Vague, Braden Vague, Braden Vague, Braden Vague, Braden Vague, Braden Disraeli, David Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather
PharmaVentures Ltd PharmaVentures Ltd Blum & Silver, LLP Blum & Silver, LLP Blum & Silver, LLP Blum & Silver, LLP Blum & Silver, LLP Blum & Silver, LLP PharmaVentures Ltd Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Cotal Systems, Inc. Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC PharmaVentures Ltd Jorden Burt LLP Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC PharmaVentures Ltd Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight International Business Research SEC Insight SEC Insight PharmaVentures Ltd
6/28/2007 6/28/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/25/2007 6/27/2007 6/28/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/28/2007 6/27/2007 6/27/2007 6/27/2007 6/28/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/27/2007 6/28/2007 6/27/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007
2/28/2008 11/7/2007 11/7/2007 11/7/2007 11/7/2007 7/23/2007 7/3/2007 7/12/2007 3/5/2008 7/12/2007 7/12/2007 2/26/2008
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF (b)(4) (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF;RTW NIF -
11/29/2007 Denied in full 7/12/2007 7/6/2007 12/3/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/21/2007 8/28/2007 8/28/2007 8/10/2007 2/8/2008 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in full
Request ID
Requester Name
Costello, Maureen Cartwright, Heather Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Gavin, J. Patrick Spence, Michael Costello, Maureen Cartwright, Heather Cartwright, Heather Spence, Michael Costello, Maureen Cartwright, Heather Spence, Michael Cartwright, Heather Cartwright, Heather Spence, Michael Cartwright, Heather Cartwright, Heather Costello, Maureen Cartwright, Heather Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Cartwright, Heather Spence, Michael Cartwright, Heather Cartwright, Heather Gavin, J. Patrick Cartwright, Heather Cartwright, Heather Cartwright, Heather Costello, Maureen Spence, Michael Cartwright, Heather Gavin, J. Patrick Malinowski, Thomas
Organization
International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd SEC Insight International Business Research International Business Research PharmaVentures Ltd PharmaVentures Ltd International Business Research International Business Research PharmaVentures Ltd International Business Research PharmaVentures Ltd PharmaVentures Ltd International Business Research PharmaVentures Ltd PharmaVentures Ltd International Business Research PharmaVentures Ltd PharmaVentures Ltd SEC Insight SEC Insight PharmaVentures Ltd PharmaVentures Ltd International Business Research PharmaVentures Ltd PharmaVentures Ltd SEC Insight PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd International Business Research International Business Research PharmaVentures Ltd SEC Insight Cotal Systems, Inc.
Request Description
AFC Aviation Partners LP Cubist Pharmaceuticals Inc Kiantone Pipeline Corporation United Refining Company United Refining Inc United Refining Company of Pennsylvania (Inc) AVIRON Terra Industries Inc James David Gray Capitol Air Express Inc Exelixis Inc Cellegy Pharmaceuticals Inc Bretmore Ski & Cycle Inc Bethany Home Shire Pharmaceuticals Group Plc Scratchy Productions Inc Vivus Inc Xoma Ltd Memphis Orthopedic Inc CollaGenex Pharmaceuticals Inc Indevus Pharmaceuticals Inc Allegheny Environmental Services Company Pain Therapeutics Inc Indevus Pharmaceuticals Inc Imclone Systems Inc Tesoro Corporation Indevus Pharmaceuticals Inc Atrix Laboratories Inc JEH Acquisition Corporation Kos Pharmaceuticals Inc Sano Corp Conceptus Inc BioTime Inc Progenics Pharmaceuticals Inc Depomed Inc Bay Terminal Inc Scott Orthopedics Inc Nuvelo Inc Cal Dive International Inc Sky Murchie Lucas
Requested Date
6/27/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007
Closed Date
7/17/2007 7/17/2007 7/11/2007 7/11/2007 7/11/2007 7/12/2007 7/3/2007 7/12/2007 3/26/2008 7/12/2007 7/12/2007 7/12/2007 7/3/2007 7/31/2007 2/21/2008 1/9/2008 1/17/2008 7/19/2007 12/4/2007 11/8/2007 7/31/2007 7/31/2007 2/7/2008 7/30/2007 7/10/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in full Other Reasons Other Reasons Denied in full Granted in full Other Reasons NIF NIF NIF NIF NIF (b)(4);NIF WIT NIF (b)(4) NIF NIF NIF NIF CAN DUP NIF NIF NIF;WIT NIF NIF (b)(4) NIF NIF (b)(4) NIF
Exemption Cited
Request ID
Requester Name
Cartwright, Heather Costello, Maureen Case, Brendan Costello, Maureen Malinowski, Thomas Cartwright, Heather Cartwright, Heather Costello, Maureen Cartwright, Heather Gavin, J. Patrick Spence, Michael Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Spence, Michael Spence, Michael Spence, Michael Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Gavin, J. Patrick Costello, Maureen
Organization
PharmaVentures Ltd International Business Research The Dallas Morning News International Business Research Cotal Systems, Inc. PharmaVentures Ltd PharmaVentures Ltd International Business Research PharmaVentures Ltd SEC Insight International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd International Business Research SEC Insight International Business Research
Request Description
NexStar Pharmaceuticals Inc Baker Fendt Corp Phillip W Offill Jr John A Catsimatidis Vicis Capital LLC Columbia Laboratories Inc Medicines Co / DE B E Realty Corp SkyePharma PLC Shine Media Accuisition Corp Southern Prosthetic Supply Inc Soohyung H Kim Standard General LP IDEX Corp Red Apple Companies Inc Red Apple Supermarkets Inc Red Apple Services Inc New York NY Broadway Red Apple Super Market Inc Broadway 145th Red Apple Supermarket Inc Kiantone Pipeline Corporation Propetro Holding Corp Propetro Merger Sub Inc Propetro Services Inc II-VI Inc Eaton Corporation Biogen Idec Inc Dale Clark Prosthetics Dale Clark Prosthetics Orthopedic Appliances Inc C&S Acquisition Corp Ferro Corporation Archbishop Spyridon Foundation for Hellenic Education and Culture Inc Country Fair Inc Hellenic Times Inc FFC Realty Corp MGI Pharma Inc Florida Supermarkets Inc Security Capital Assurance Ltd Great Southern Box Company Inc of Alabama
Requested Date
6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 7/2/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 7/2/2007 6/28/2007 6/28/2007 6/28/2007 6/28/2007 6/29/2007 6/28/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 6/29/2007 7/2/2007
Closed Date
7/25/2007 8/7/2007 11/7/2007 1/28/2008 3/4/2008 7/20/2007 7/20/2007 7/20/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/17/2007 7/17/2007 7/17/2007 7/17/2007 1/14/2008 2/4/2008 7/3/2007 7/5/2007 7/5/2007 7/5/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/12/2007 11/7/2007 7/12/2007
Final Disposition
NIF NIF FEE NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF;WIT NIF;WIT DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Costello, Maureen Cartwright, Heather Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Cartwright, Heather Lynch, Megan Sengstack, Michele Cartwright, Heather Cartwright, Heather Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Patch, David Kugler, Sara Costello, Maureen Gavin, J. Patrick Patch, David Mierzejewski, Mark Costello, Maureen Costello, Maureen Patch, David Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Cartwright, Heather Gavin, J. Patrick Ehrenclou, W. Hennen Sengstack, Michele Lichtcsien, Susan Guidos, Mike Gavin, J. Patrick Edwards, Mark Costello, Maureen
Organization
International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC PharmaVentures Ltd CheckFund Manager LLC International Business Research PharmaVentures Ltd PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research The Associated Press International Business Research SEC Insight Check Fund Manager LLC International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research PharmaVentures Ltd SEC Insight Weinstock & Scavo, P.C. International Business Research Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. International Business Research
Request Description
H S Realty Corp Forest Laboratories Inc JCAA LLC Kingsbridge Store Corp KWIK FIL Inc Lincoln Red Apple Supermarket Inc Tigre Leasing LLC Namdor Inc Highpoint Road Investments LP Corixa Corp Philip Jay Hempleman Tomokazu Takahashi Gilead Sciences Inc Immunomedics Inc Donald W Pruitt aka Don Pruitt Steven A McDonald Dennis K Karr Brent P Hollenbeck Arthur Levitt Michael R Bloomberg Crickm Lafayette Trust Polymer Group Inc Bachmann Task Force William Bruce Taylor City Produce Distributors Inc City Produce Operating Corp Fail data Enterprise GP Holdings LP Enterprise Products Partners LP MCV Advertising Associates Inc MCVC Incorporated Sepracor Inc DE Skywest Inc Halo Technologies Holdings Inc Tito Espino Gomez aka Tito Espino Douglas Koplow Boeing Co International Rectifier Corporation Bruker Daltonics Inc aka Bruker Biosciences Frac Services Inc
Requested Date
7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 6/29/2007 7/2/2007 6/29/2007 7/2/2007 6/29/2007 6/29/2007 7/2/2007 7/2/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 7/2/2007 6/29/2007 6/29/2007 6/29/2007 7/2/2007 7/2/2007 6/29/2007 6/29/2007 6/29/2007 7/2/2007 7/2/2007 7/2/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 7/2/2007 6/4/2007 6/29/2007
Closed Date
7/12/2007 3/11/2008 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/31/2007 7/31/2007 8/1/2007 7/31/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 3/5/2008 2/14/2008 8/16/2007 7/26/2007 8/29/2007 7/11/2007 7/11/2007 3/18/2008 7/12/2007 7/27/2007 7/19/2007 7/19/2007 3/28/2008 8/23/2007 1/17/2008 1/29/2008 1/31/2008 2/21/2008 7/17/2007
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF
Exemption Cited
(b)(3):15 U.S.C. 78q(h)(5);(b)(8) NIF;RTW NIF NIF NIF NIF NIF NIF RTW (b)(7)(A);WIT NIF
Request ID
Requester Name
Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Evans, David Evans, David Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Malinowski, Thomas Malinowski, Thomas Evans, David Hughes, Siobhan Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Edwards, Mark Lichtcsien, Susan Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Spence, Michael Edwards, Mark Edwards, Mark Costello, Maureen Franz, Mary Ann
Organization
Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Cotal Systems, Inc. Cotal Systems, Inc. International Business Research Dow Jones Newswires SEC Insight International Business Research SEC Insight Recombinant Capital Inc. CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. International Business Research Miller Nash LLP
Request Description
Cardiogenesis Corp Boston Life Sciences Inc aka Alseres Pharmaceuticals Navitas Fund LP JVL Partners LP Zimmer Holdings Inc Omaha Public Power District The Nebraska Humane Society United Way of the Midlands April December Lehman Alicia Quinones Dator Janet B Emmick Patrick Alan Riley David Andrew Furfine Martin Edward Laprade aka Marty Laprade Brian Kent Monroe Andrew Martin Cantor Marble Arch Investments LP Timothy James Jenkins Charles N Eldred Arturo Cifuentes Origen Financial Inc NEP GP LLC H J Heinz Company Cardiovascular Imaging Systems Inc Watertown Gardens LLC Donald J Drapeau aka Don Drapeau George K Dappert Wayne J Bernauer Richard M Collevechio Ardsley Partners Coherent Inc Pennsylvania Real Estate Investment Trust Gristedes Supermarkets Inc Gristedes Yorktown Heights Inc Gristedes Operating Corp Seattle Orthopedic Group Inc Cantab Pharmaceuticals PLC Cardiometrics Inc Big 4 Cementing LLC Roma Financial Corporation
Requested Date
5/21/2007 6/4/2007 6/29/2007 6/29/2007 7/2/2007 6/22/2007 6/22/2007 6/22/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 6/22/2007 7/2/2007 7/2/2007 6/29/2007 7/2/2007 6/4/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 6/29/2007 7/2/2007 7/2/2007 7/2/2007 6/28/2007 5/21/2007 5/21/2007 6/29/2007 1/5/2007
Closed Date
7/5/2007 7/5/2007 7/18/2007 7/27/2007 8/1/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 8/1/2007 8/1/2007 7/31/2007 8/1/2007 7/13/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/7/2007 8/8/2007 12/5/2007 1/4/2008 1/24/2008 1/24/2008 1/24/2008 11/7/2007 7/11/2007 7/20/2007 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF DUP NIF NIF NIF NIF NIF FEE;NIF WIT NIF NIF NIF NIF NIF -
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Cartwright, Heather Conover, Becky Edwards, Mark Edwards, Mark Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Edwards, Mark Edwards, Mark Cartwright, Heather Stamova, Ilina Conover, Becky McHugh, Megan Evans, David Gavin(NA), J. Patrick Gavin, J. Patrick Harris, Chris Conover, Becky Cartwright, Heather Edwards, Mark Lynch, Megan Lynch, Megan Gavin, J. Patrick McHugh, Megan Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight
Organization
International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. PharmaVentures Ltd EACM Advisors LLC Recombinant Capital Inc. Recombinant Capital Inc. EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. PharmaVentures Ltd EACM Advisors LLC Check Fund Manager LLC International Business Research SEC Insight SEC Insight Greenwich Alternative Investments LLC EACM Advisors LLC PharmaVentures Ltd Recombinant Capital Inc. CheckFund Manager LLC CheckFund Manager LLC SEC Insight Check Fund Manager LLC International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research
Request Description
Domain Energy Advisors LLC Mohawk Industries Inc Caliper Technologies Corp now called Caliper Life Sciences Cardiovascular Dynamics Inc now called Endologix Cardiovascular Dynamics Inc now called Endologix Cardiovascular Dynamics Inc now called Endologix OSI Pharmaceuticals Inc Christopher James Greco Nortan Pharmaceuticals Inc now called Cardiome Pharma Corp Nortan Pharmaceuticals Inc now called Cardiome Pharma Corp William Marc Davis aka Marc Davis Swift Energy Co Timothy Hayden Christiansen Universal Compression Holdings Inc Cardiovascular Diagnostics Inc Cardiovascular Diagnostics Inc Pharmos Corp Auerbach Grayson Incorporated Sawgrass Asset Management Valinor Management LLC PNM Resources Inc Stoneridge Inc Sierra Pacific Resources Weiss Peck and Greer Investments Dean Edward McQuiddy Medicines Co DE Cambridge Heart Inc Carlton Hill Global Capital James Jim M OBrien U Store it Trust David Gallo Bill Jr Rathole Drilling Inc Glo Valve Service and Testing LC Xcel Pharmaceuticals Inc JVL Global Energy LP JVL Global Energy LP JVL Global Energy QP LP
Requested Date
6/29/2007 7/2/2007 6/4/2007 5/28/2007 5/28/2007 5/28/2007 7/2/2007 7/2/2007 5/21/2007 5/21/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 5/28/2007 5/28/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 6/22/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 6/4/2007 7/2/2007 7/2/2007 7/2/2007 7/2/2007 6/29/2007 6/29/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007
Closed Date
7/11/2007 7/19/2007 2/22/2008 1/22/2008 1/18/2008 1/18/2008
Final Disposition
Other Reasons Other Reasons Granted in full Granted in full Granted in full Denied in full NIF NIF (b)(4) NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF
Exemption Cited
10/15/2007 Granted in full 7/18/2007 11/8/2007 7/19/2007 7/23/2007 8/1/2007 1/29/2008 1/29/2008 8/2/2007 7/19/2007 7/24/2007 7/19/2007 7/19/2007 3/18/2008 1/24/2008 3/4/2008 3/4/2008 2/28/2008 2/28/2008 7/5/2007 7/9/2007 7/9/2007 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Cartwright, Heather Cartwright, Heather Cartwright, Heather Costello, Maureen Cartwright, Heather Cartwright, Heather Cartwright, Heather Hitchcock, Cornish
Organization
International Business Research International Business Research PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd International Business Research PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd -
Request Description
Helix Energy Solutions Group Inc Evergreen Energy Inc Praecis Pharmaceuticals Inc Unigene Laboratories Inc Cubist Pharmaceuticals Inc Ensource Energy Investors LLC Immunomedics Inc Anthra Pharmaceuticals Inc CoTherix Inc Smith Barney Fund Management LLC and Citigroup Global Markets Inc Admin Proceeding # 3-11935 Oscient Pharmaceuticals Corp Antartica Asset Management LLC Fairfax Financial Holdings Limited Fernando Javier Moncho Lobo Titan Pharmaceuticals Inc SEC v Tonino Labella et al Request for Confidential Treatment by Edward (Eddie) Lampert Cadence Pharmaceuticals Inc hedge funds, analysts firms and Wall Street members US Congress Trading Analysis of October 27 and 28, 1997 LaSalle Asia Opportunity Fund III LP Ceridian Corporation The Depository Trust Company Service Guides FOIA requests for FY 1998 through current date 2007 The Bank of New York Company Inc La Z Boy Inc Analysis of failure to deliver trades in the markets Hanover Compressor Company Plexus Corporation Sawgrass Investors Group Intrepid Enhanced Alpha Fund Ltd; Intrepid Enhanced Alpha Intermediate Fund Ltd; Intrepid Enhanced Alpha Master Fund Ltd Intrepid Manager LLC
Requested Date
7/3/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007 7/3/2007
Closed Date
7/9/2007 8/30/2007 8/2/2007 -
Final Disposition
Other Reasons Denied in full Other Reasons NIF (b)(4) NIF NIF (b)(7)(A)
Exemption Cited
10/10/2007 Other Reasons 11/15/2007 Granted in full 12/11/2007 Denied in full
Cartwright, Heather Lynch, Megan Goldsmith, Barry Lynch, Megan Cartwright, Heather Kovan, Christine Sekhri, Janet Cartwright, Heather Patch, David Narayanswamy, Anupama Patch, David Padula, Gary Meshulam, Deborah Lenowitz, Jeffrey Bogardus, Kevin Gavin, J. Patrick Gavin, J. Patrick Patch, David Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Millette, Suzanne
PharmaVentures Ltd CheckFund Manager LLC Gibson Dunn & Crutcher LLP CheckFund Manager LLC PharmaVentures Ltd Saul Ewing Wolf Block PharmaVentures Ltd Sunlight Foundation Brown University Investment Office DLA Piper US LLP The Hill SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC
7/3/2007 7/3/2007 6/26/2007 7/3/2007 7/3/2007 6/19/2007 7/3/2007 7/3/2007 7/2/2007 7/5/2007 6/29/2007 7/5/2007 7/6/2007 7/5/2007 7/2/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007
7/18/2007 8/2/2007 -
Other Reasons Other Reasons -
DUP NIF NIF DES NIF (b)(7)(A) NAR NIF;RTW NIF NIF NIF
11/16/2007 Denied in full 10/12/2007 Other Reasons 7/19/2007 8/2/2007 2/20/2008 1/29/2008 8/1/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
07-07001-FOIA
Millette, Suzanne
EACM Advisors LLC
7/6/2007
8/1/2007
Other Reasons
NIF
Request ID
Requester Name
Ellich, Kevin Lynch, Megan Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Armstrong, Peter Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Cartwright, Heather Mellor, Robert Spence, Michael Hoffman, JeLayne Cartwright, Heather Evans, David Evans, David Cartwright, Heather Evans, David Evans, David Cartwright, Heather Spence, Michael Kraut, Richard Evans, David Cartwright, Heather Evans, David Evans, David Evans, David Spence, Michael Cartwright, Heather Evans, David Spence, Michael -
Organization
LCA Vision CheckFund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight Cotal Systems, Inc. Check Fund Manager LLC SEC Insight SEC Insight CheckFund Manager LLC SEC Insight PharmaVentures Ltd International Business Research Greer Herz & Adams LLP PharmaVentures Ltd International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research PharmaVentures Ltd International Business Research Dilworth Paxson LLP International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research
Request Description
Harbinger Capital Partners Funds Caryn Seidman Becker Lehman Brothers Holdings Inc Biovail Corporation International aka Biovail Corp aka Biovail Corporation Delphi Financial Group Inc DE Telecom Corporation of New Zealand Encore Acquisition Co Alta Holdings LLC Filings concerning Canada & Ontario Glimcher Realty Trust Kendle International Inc Bruce Jay Molnar Arience Capital Management LP Drew Industries Inc Investment Technology Group Inc Philip Alan Falcone Bunge Ltd Millennium Pharmaceuticals Inc Veltex Corporation Richard Mack James A Brown Ilex Oncology Inc Aspentech Inc Aspen Technology Inc Nabi Biopharmaceuticals Prism Solutions Inc Union Boat Club GTC Biotherapeutics Inc Andrew M Murstein Dan Turissini of Widepoint Charles F Kane Jr Neopharm Inc Cambridge Software Group Inc C M Management Systems Ltd Inc C M 3 LLC Mario M Cuomo BioMarin Pharmaceutical Inc Cedar Enterprise Solutions Inc Henry L Aaron
Requested Date
7/8/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/9/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/6/2007 7/9/2007 7/3/2007 7/6/2007 6/29/2007 7/10/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/6/2007 6/25/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/6/2007 7/9/2007 7/9/2007 7/6/2007
Closed Date
7/27/2007 1/7/2008 3/4/2008 2/21/2008
Final Disposition
Denied in full Denied in full Other Reasons Denied in part (b)(7)(A) (b)(7)(A) NIF -
Exemption Cited
(b)(7)(A);RTW NIF;RTW NIF;RTW NIF;WIT NIF RTO NIF;WIT NIF;WIT NIF NIF NIF;WIT (b)(7)(A);WIT NIF;WIT NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF (b)(4) NIF NIF NIF WIT NIF NIF
10/23/2007 Other Reasons 10/23/2007 Other Reasons 1/14/2008 7/18/2007 7/12/2007 1/23/2008 7/19/2007 7/12/2007 11/7/2007 2/8/2008 3/6/2008 7/18/2007 8/7/2007 8/22/2007 8/22/2007 1/17/2008 1/17/2008 8/30/2007 7/30/2007 1/30/2008 1/31/2008 11/1/2007 2/27/2008 2/27/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Spence, Michael Spence, Michael Cartwright, Heather Spence, Michael Spence, Michael Evans, David Cartwright, Heather Cartwright, Heather Evans, David Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Evans, David Gavin, J. Patrick Motz, Robert Cartwright, Heather Motz, Robert Motz, Robert Davis, Matthew Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia DePeau, Andrew Cartwright, Heather Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research PharmaVentures Ltd PharmaVentures Ltd International Business Research CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research SEC Insight International Business Research PharmaVentures Ltd International Business Research International Business Research The Kick Law Firm International Business Research International Business Research SEC Insight International Business Research International Business Research PharmaVentures Ltd SEC Insight SEC Insight International Business Research Cotal Systems, Inc. PharmaVentures Ltd International Business Research SEC Insight International Business Research International Business Research
Request Description
America's Registry Inc Coba Group USA Ltd Progress Software Corporation The Conway Family Foundation Inc G Drew Conway Ardent Software Inc Larry D Hall Randy Vataha Cellegy Pharmaceuticals Inc Tony Tavares Jack F Kemp Jr Icarus Corporation Genelabs Technologies Inc Novavax Inc Align360 Inc Ronald M Dickerman Madison Capital Management LLC Madison International Realty LLC G Hunter and Company Inc El Paso Electric Co Nova Tile Inc BioDelivery Sciences International Inc Delilah Properties Inc Attract Inc Able Laboratories Ltd Allegro Holding Corporation Allegro Microsystems Inc Lennox International Inc Overseas Distribution Systems Alberhill Property LLC Gilead Sciences Inc Cadence Resources Corporation Neenah Paper Inc ADC Telecommunications International Inc Summit Global Management Inc Endo Pharmaceutical Holdings Inc Andre G Labrecque Rock-Tenn Company Maruhachi Ceramics of America Inc M G Holding Company LLC
Requested Date
7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/6/2007 7/6/2007 7/9/2007 7/6/2007 7/6/2007 7/9/2007 7/10/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/9/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/11/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007
Closed Date
7/20/2007 7/20/2007 8/8/2007 7/25/2007 7/18/2007 7/18/2007 7/12/2007 7/12/2007 12/3/2007 7/19/2007 7/12/2007 7/12/2007 2/13/2008 3/18/2008 8/1/2007 8/1/2007 10/2/2007 8/30/2007 8/30/2007 2/7/2008 7/19/2007 7/19/2007 11/1/2007 11/1/2007 3/4/2008 3/4/2008 8/28/2007 8/31/2007 8/31/2007 9/4/2007 8/1/2007 8/3/2007 8/7/2007 7/26/2007 7/26/2007
Final Disposition
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF;RTW NIF;RTW NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Cartwright, Heather Deyneha, Natalia Deyneha, Natalia Motz, Robert Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Cartwright, Heather Deyneha, Natalia Deyneha, Natalia Cartwright, Heather Sengstack, Michele Cartwright, Heather Sengstack, Michele Mierzejewski, Mark Mierzejewski, Mark Cartwright, Heather Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Frost, Kenneth SEC Insight SEC Insight
Organization
Cotal Systems, Inc.
Request Description
John Irl Dickerson Hanover Insurance Group Inc Standard Pacific Corp ANDA Networks Inc Anda Wuhan Wuhan Snow City Communication Papa Johns International Inc Siutong Tick Siu Tong Charles R Kenmore Polar Semiconductor Inc Sanken Electric Ltd Scansource Inc Mark Allan Feragne Yoshihiro Suzuki Atrix Laboratories Inc Zambeel Inc TechNet Dennis Hugh Fitzgerald Robert Chan Robert Tick Plantronics Inc Christopher H Lord Criterion Capital Management LLC Noven Pharmaceuticals Inc Telecom Industry Association Qin Yi NPS Pharmaceuticals Inc Berkshire Corporation Bradley Pharmaceuticals Inc Vaughn Communications Inc Robert J Bishop Impala Asset Managment LLC Migenix Inc Tau American Corporation Airpax Corporation LLC ED and D Inc Great Crates Storage Holdings LLC Sonus Networks Inc Telecom Technologies Inc and Broadband Utility Resources as it relates to Qwest Communications International Inc
Requested Date
7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/11/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/10/2007 7/12/2007 7/11/2007 7/11/2007 7/11/2007 7/11/2007 7/11/2007 7/12/2007 7/11/2007 7/11/2007 7/11/2007 7/11/2007 7/12/2007
Closed Date
1/29/2008 1/29/2008 8/29/2007 7/25/2007 7/25/2007 7/25/2007 1/23/2008 7/12/2007 7/12/2007 7/18/2007 7/18/2007 7/19/2007 7/27/2007 7/12/2007 7/12/2007 7/27/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Check Fund Manager LLC Check Fund Manager LLC PharmaVentures Ltd International Business Research International Business Research PharmaVentures Ltd International Business Research PharmaVentures Ltd International Business Research Check Fund Manager LLC Check Fund Manager LLC PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research Gold, Bennett, Cera & Sidener LLP
(b)(7)(A);RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A)
10/17/2007 Other Reasons 10/17/2007 Other Reasons 2/4/2008 8/31/2007 7/31/2007 10/4/2007 10/9/2007 7/18/2007 7/17/2007 7/19/2007 2/27/2008 1/23/2008 7/13/2007 7/31/2007 1/31/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part
Request ID
Requester Name
Gavin, J. Patrick Frost, Kenneth Cartwright, Heather Denk, Metthew SEC Insight
Organization
Gold, Bennett, Cera & Sidener LLP PharmaVentures Ltd Thomson Financial
Request Description
Duke Energy Corporation Sonus Networks Inc Sonus Pharmaceuticals Inc Pension Reserves Investment Management Board of the Commonwealth of Massachusetts Centex Corporation Equifax Inc Commvault Systems Inc Yahoo! Inc Boston Properties Inc Digital Globe Inc George J Fox Jr Frank Gruttadauria Titan Advisors LLC Advanced Magnetics Inc Arch Chemicals Inc University of Texas Investment Management Company Darling International Inc Energy East Corporation and its subsidary New York State Electronic and Gas Darling International Inc Parkway Properties Inc Cousins Properties Inc Medis Technologies Ltd Connetics Corp St Joe Company ISTA Pharmaceuticals Inc Remec Inc Indevus Pharmaceuticals Inc fka Interneuron Pharmaceticals Inc Sutton Brook Capital Management The Scripps E W Company Scott A Greenberg Ventas Inc Howard Fischer InterMune Inc PetSmart Inc John Lapore Transaction Systems Architects Inc Dwight Nelson
Requested Date
7/12/2007 7/12/2007 7/12/2007 7/12/2007
Closed Date
8/6/2007 2/13/2008
Final Disposition
Other Reasons Other Reasons DUP NIF
Exemption Cited
(b)(7)(A);RTW
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kim, Albert Lichtcsien, Susan Evans, Christopher Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Denk, Metthew McDonald, Robert Corbett, Mark McDonald, Robert Gavin, J. Patrick Gavin, J. Patrick Kreider, James Cartwright, Heather Gavin, J. Patrick Cartwright, Heather Lin, Elizabeth Cartwright, Heather Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Harris, Chris Cartwright, Heather Gavin, J. Patrick Harris, Chris Gavin, J. Patrick Harris, Chris
SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight CheckFund Manager LLC The Plain Dealer CheckFund Manager LLC SEC Insight SEC Insight Thomson Financial SEC Insight SEC Insight PharmaVentures Ltd SEC Insight PharmaVentures Ltd Milberg, Weiss, Bershad & Schulman LLP PharmaVentures Ltd CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight Greenwich Alternative Investments LLC PharmaVentures Ltd SEC Insight Greenwich Alternative Investments LLC SEC Insight Greenwich Alternative Investments LLC
7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/11/2007 7/12/2007 7/12/2007 7/12/2007 7/12/2007 7/1/2007 7/10/2007 7/1/2007 7/12/2007 7/12/2007 7/13/2007 7/16/2007 7/13/2007 7/16/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/16/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007
8/14/2007 12/5/2007 3/6/2008 3/6/2008 7/18/2007 2/20/2008 11/7/2007 1/29/2008
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
WIT NIF NIF NIF NIF (b)(7)(A) NIF NIF;WIT CAN NIF;RTW NIF NIF NIF (b)(2);(b)(5);(b)(7)(C) NIF WIT NIF NIF (b)(4) NIF (b)(4);(b)(7)(A) NIF
12/19/2007 Other Reasons 10/1/2007 1/14/2008 8/7/2007 9/27/2007 7/19/2007 12/5/2007 11/1/2007 10/4/2007 7/26/2007 7/19/2007 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Lynch, Megan Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Cunningham, Ken Harris, Chris Cartwright, Heather Harris, Chris Lin, Elizabeth Harris, Chris Harris, Chris Harris, Chris Harris, Chris Harris, Chris Gavin, J. Patrick McDonald, Robert McDonald, Robert Conover, Becky Evans, David Evans, David Conover, Becky Gavin, J. Patrick Sidhom, Noha Mierzejewski, Mark Mierzejewski, Mark Cartwright, Heather Gavin, J. Patrick Cartwright, Heather Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan Lynch, Megan Lynch, Megan Cartwright, Heather Gavin, J. Patrick Conover, Becky SEC Insight SEC Insight
Organization
Request Description
Georgia Gulf Corporation Andrew Corporation Delta Capital Management LLC aka Operations & Capital Partners LLC John Alexander London Myogen Inc Natural Resource Partners LP Umpqua Holdings Corporation Laidlaw Global Corporation Basso Capital Management LP Scios Inc Phil Platek Spectrian Corp Basso Asset Management LP Basso Management LLC Basso Multi Strategy Holding Fund Ltd Basso Multi Strategy Fund LP Basso Multi Strategy Fund Ltd Proassurance Corp Darling International Inc Darling International Incorporated Thompson Siegel Walmsley TBS Shipping Services Ltd TBS International Ltd Old Mutual (US) Holdings Earthlink Inc List of Attorney's who have worked for SEC since 1990 James S McDonnell Family Foundation Jeffrey M McDonnell Reliant Pharmaceuticals Inc Nordstrom Inc Barrier Therapeutics Inc Palo Alto Investors Argon St Inc Dr Joon Yun (Dr A E Joon Yun) Mariner Investment Group Inc aka Mariner Group Capital Markets Inc William Jeter Michaelcheck Atrix Laboratories Inc JDS Uniphase Corporation Thomas Chip W Coleman Jr
Requested Date
7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/16/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/13/2007 7/1/2007 7/1/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/17/2007 7/17/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007
Closed Date
11/7/2007 3/4/2008 7/19/2007 2/5/2008 8/31/2007 1/9/2008 7/16/2007 8/1/2007 7/25/2007 8/9/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 10/4/2007 7/26/2007 7/26/2007 10/4/2007 3/28/2008 7/26/2007 7/19/2007 2/26/2008 11/7/2007 7/19/2007 7/20/2007 7/19/2007 1/9/2008
Final Disposition
NIF;WIT NIF;WIT NIF NIF (b)(4) NIF;RTW NIF;WIT NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF;WIT NIF Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
CheckFund Manager LLC CheckFund Manager LLC PharmaVentures Ltd SEC Insight SEC Insight Grant Thorton LLP Greenwich Alternative Investments LLC PharmaVentures Ltd Greenwich Alternative Investments LLC Milberg, Weiss, Bershad & Schulman LLP Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight EACM Advisors LLC International Business Research International Business Research EACM Advisors LLC SEC Insight Check Fund Manager LLC Check Fund Manager LLC PharmaVentures Ltd SEC Insight PharmaVentures Ltd CheckFund Manager LLC SEC Insight CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC PharmaVentures Ltd SEC Insight EACM Advisors LLC
Request ID
Requester Name
Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Evans, David Gehring, Ted Gavin, J. Patrick Cartwright, Heather Evans, David Evans, David Gavin, J. Patrick Cartwright, Heather Cartwright, Heather Conover, Becky Conover, Becky Conover, Becky Cartwright, Heather Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Evans, David Conover, Becky Conover, Becky Evans, David Evans, David Gavin, J. Patrick Evans, David Evans, David
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research Baker Botts LLP SEC Insight PharmaVentures Ltd International Business Research International Business Research SEC Insight PharmaVentures Ltd PharmaVentures Ltd EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC PharmaVentures Ltd EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight International Business Research International Business Research
Request Description
Bryan F Durand Horace Pritchard Whitworth eCollege.com Brett P Hawkins Charles Chip J Wittman Dennis Mykytyn Modern Capital Management lLC United States Navigation Inc Hudson Trading and Chartering Co Scott H Miller John Jack S Pickler Paul A Ferwerda Lori Anderson Elizabeth Cabell Jennings Maritime Guardian Inc Aspen Technology Inc FBL Financial Group Inc Connetics Corp Home Game Channel Inc Mitsui International Company Ltd Halozyme Therapeutics Inc VIVUS Inc NovaDel Pharma Inc William M Bellamy Frank H Reichel III Herbert Bruce Thomson Peninsula Pharmaceuticals Inc Scott Francis Powers Alfred Gordon Goodykoontz Lawrence Edward Gibson Meredith Corporation Cheryl Morris Mounce Matthew Gilmour Thompson Roymar Ship Management Inc Old Mutual Plc OM Group UK Limited Joseph E Royce Nautica Groupe Ltd Ryerson Inc Gregg L McNelis Ferdinand V Lepere
Requested Date
7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/10/2007 7/16/2007 7/17/2007 7/16/2007 7/16/2007 7/16/2007 7/17/2007 7/17/2007 7/16/2007 7/16/2007 7/16/2007 7/17/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/16/2007
Closed Date
8/1/2007 3/6/2008 8/1/2007 8/1/2007 11/7/2007 11/7/2007
Final Disposition
NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF;RTW NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
10/24/2007 Other Reasons 10/24/2007 Other Reasons 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/27/2007 8/22/2007 8/7/2007 8/7/2007 1/17/2008 1/17/2008 8/30/2007 8/30/2007 8/30/2007 8/2/2007 8/2/2007 8/2/2007 12/5/2007 11/1/2007 11/1/2007 2/26/2008 3/14/2008 8/31/2007 8/31/2007 9/4/2007 8/31/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Passanante, Lisa SEC Insight
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cleary Gottlieb Steen & Hamilton LLP
Request Description
Pharmaceutical Product Development Inc Lawrence A Blatte Auto International Exchange Inc Wells Rich Greene Inc Daniel C Staton Steiner Osher Staton Bell Mayerson Group Balral S Joll Bill S Joll Marc H Bell Marc Bell Capital Partners LLC Marc and Ruti Bell Foundation Bell & Staton Inc PET Capital Partners General Media Communications Inc 138 San Marco Drive LLC Penthouse Media Group Inc 6800 Broken Sound LLC Globix Corporation letter from Chairman Donaldson to Representative Markey responding to June 6 letter Threshold Networks Inc On2 Technologies Inc Anthony Principe Matthew C Frost Maple Optical Systems Inc Four Winds Brokerage Inc Gasoline Stations with Convenience Stores One East Partners LP aka One East Partners Capital Advisors LLC James A Cacioppo Opelstar Endeavor Group Nastech Pharmaceuticals Co Inc Halcyon Structured Asset Management LP Jeffrey L Taylor Roberts Pharmaceutical Corp Steven L Fingerhood Visium Asset Management LLC Stephen Harris Golden Riva Ridge Capital Management LP Steven George Mandis
Requested Date
7/16/2007 7/16/2007 7/16/2007 7/16/2007 7/18/2007 7/18/2007 7/17/2007 7/17/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/6/2007
Closed Date
8/1/2007 8/1/2007 8/1/2007 8/23/2007 7/26/2007 7/26/2007 7/19/2007 7/18/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 8/2/2007 11/7/2007 7/26/2007 7/25/2007 8/14/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Felton, K. Lynch, Megan Lynch, Megan Malinowski, Thomas Cartwright, Heather Lynch, Megan Malinowski, Thomas Cartwright, Heather Lynch, Megan Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Lynch, Megan
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Upstate Correctional Facility CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. PharmaVentures Ltd CheckFund Manager LLC Cotal Systems, Inc. PharmaVentures Ltd CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC
7/17/2007 7/17/2007 7/17/2007 7/17/2007 7/17/2007 7/17/2007 7/8/2007 7/19/2007 7/17/2007 7/17/2007 7/19/2007 7/18/2007 7/17/2007 7/18/2007 7/18/2007 7/18/2007 7/17/2007 7/17/2007 7/18/2007
8/30/2007 9/7/2007 11/1/2007 3/14/2008 9/4/2007 8/1/2007 1/25/2008
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF (b)(7)(A) NIF NIF NIF NIF RPR;RTW NIF NIF NIF (b)(7)(A);NIF NIF NIF NIF DUP NIF NIF
12/13/2007 Denied in part 11/16/2007 Other Reasons
Request ID
Requester Name
Mierzejewski, Mark Mierzejewski, Mark Kiernan, Cortney Mierzejewski, Mark McHugh, Megan Mierzejewski, Mark Lynch, Megan Cartwright, Heather Cartwright, Heather Brown, Mark Patch, David
Organization
Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC PharmaVentures Ltd PharmaVentures Ltd -
Request Description
Okumus Capital LLC Ahmet Okumus Robert A Santella Peter C Gerhard Clifford Viner East Avenue Capital Partners LLC ZF Partners LP aka ZF Ventures LLC Repros Therapeutics Inc fka Zonagen Inc Roberts Pharmaceuticals Corp SP Trader Investment Futures Growth Fund Aggregate Continuous Net Settlement CNS Failure Data or Overstock com for the periods of April 1 2004 thru May 18 2007 SEC Performance on Registration Approvals submitted by public companies a list of investment advisors for the Boston Cambridge area Jacob Jay Gottlieb SAM Advisors LLC Philip William Dobrzynski Matthew Walter Dhane Rick Donald Moulton William Joseph Dezellem Robert Atwood Hensel GMI Online Ventures LTD Inc Bell and Staton LLC Plainfield Asset Management LLC Wilke Thompson Investment Partners Dana Lee Feick Mark Albright Thompson General Media Communications Inc Riverbridge Investment Partners Riverbridge Partners FOIA Request 07-03967-FOIA John Whitney Peyton Tieton Capital Management LLC 3678 Princeton Place LLC Neurex Corp / DE Agouron Pharmaceuticals Inc Genaera Corp aka Magainin Pharmaceuticals Inc
Requested Date
7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/18/2007 7/19/2007 7/18/2007 7/18/2007 7/18/2007
Closed Date
8/2/2007 11/1/2007 3/31/2008 3/14/2008 9/4/2007 11/9/2007 2/26/2008 2/4/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF (b)(4) NIF NIF -
Exemption Cited
(b)(7)(A);NIF
Patch, David Cadena, Ximena Malinowski, Thomas Kiernan, Cortney Conover, Becky Millette, Suzanne Conover, Becky Millette, Suzanne Conover, Becky Costello, Maureen Costello, Maureen Mierzejewski, Mark Conover, Becky Conover, Becky Conover, Becky Costello, Maureen Conover, Becky Conover, Becky Stewart, Beth Conover, Becky Millette, Suzanne Costello, Maureen Cartwright, Heather Cartwright, Heather Cartwright, Heather
Howard University Cotal Systems, Inc. CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC EACM Advisors LLC Williams & Connolly LLP EACM Advisors LLC EACM Advisors LLC International Business Research PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd
7/17/2007 7/18/2007 7/18/2007 7/18/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/13/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007
3/18/2008 2/13/2008 1/29/2008 11/1/2007 10/4/2007 7/26/2007 7/26/2007 7/27/2007 7/27/2007 7/27/2007 7/20/2007 7/20/2007 7/20/2007 1/18/2008 7/20/2007 8/9/2007 8/9/2007 9/27/2007 3/14/2008 3/14/2008 3/14/2008 3/18/2008 1/18/2008 -
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Denied in part -
RTW CAN NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF (b)(4) -
Request ID
Requester Name
Henshall, Taylor Costello, Maureen Conover, Becky Costello, Maureen Cartwright, Heather Conover, Becky Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Conover, Becky Lynch, Megan Costello, Maureen Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Cartwright, Heather Mierzejewski, Mark Mierzejewski, Mark Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Cartwright, Heather Cartwright, Heather Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick
Organization
Brown University Investment OFfice International Business Research EACM Advisors LLC International Business Research PharmaVentures Ltd EACM Advisors LLC International Business Research International Business Research International Business Research CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC SEC Insight PharmaVentures Ltd Check Fund Manager LLC Check Fund Manager LLC PharmaVentures Ltd SEC Insight SEC Insight SEC Insight PharmaVentures Ltd SEC Insight SEC Insight PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd PharmaVentures Ltd SEC Insight SEC Insight SEC Insight SEC Insight CheckFund Manager LLC SEC Insight
Request Description
Carmel Partners Investment Fund III 808 North Street LLC Quadris LLC 7154 Ayrshire Land LLC Dura Pharmaceuticals Inc David Alan Webb Gard Development I LLC Gard Entertainment Inc Gard Entertainment LLC Caspian Capital Partners Andrew William Turner Mark A Weissman 3780 Coventry Lane LLC Broken Sound Corporated Center Condominum Association Achim Max Holmes Les Stroh Penthouse Media Group CA Inc Martin D Gruss Gruss Asset Management LP Hospira Inc Biogen Inc J & W Seligman & Co Incorporated Paul H Wick Cellegy Pharmaceuticals Inc Weingarten Realty Investors Diamond Offshore Drilling Inc Emergency Medical Services LP Collagenex Pharmaceuticals Inc First Community Bancorp Church & Dwight Co Inc Access Pharmaceuticals Inc Salix Pharmaceuticals Ltd Salix Pharmaceuticals Ltd Salix Pharmaceuticals Ltd 22nd Century Insurance Group Altus Pharmaceuticals Inc Calgon Carbon Corporation CYTYC Corp Latigo Partners LP ev3 Inc
Requested Date
7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/19/2007 7/20/2007 7/23/2007 7/23/2007 7/20/2007 7/20/2007 7/20/2007 7/23/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007
Closed Date
8/1/2007 8/1/2007 8/15/2007 8/15/2007 1/29/2008 8/30/2007 8/30/2007 8/30/2007 8/2/2007 11/1/2007 11/1/2007 7/25/2007 7/25/2007 7/23/2007 8/1/2007 8/8/2007 1/31/2008 3/10/2008 7/27/2007 2/26/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF;WIT NIF NIF (b)(4) NIF;WIT NIF;WIT (b)(7)(A) NIF (b)(4) RLD NIF;WIT NIF;WIT NIF NIF;WIT
Exemption Cited
11/26/2007 Other Reasons 11/26/2007 Other Reasons 9/19/2007 1/22/2008 3/3/2008 2/11/2008 3/4/2008 3/6/2008 3/6/2008 8/31/2007 2/21/2008 Denied in part Other Reasons Denied in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Maitland, Gary Maitland, Gary Maitland, Gary Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Patch, David Costello, Maureen Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Stanley, L. Jerome Stanley, L. Jerome Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Harris, Chris Harris, Chris Harris, Chris Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Halpin, Eileen Lynch, Megan Costello, Maureen Costello, Maureen Lynch, Megan Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Harris, Chris Harris, Chris Costello, Maureen
Organization
Kreisberg & Maitland LLP Kreisberg & Maitland LLP Kreisberg & Maitland LLP PharmaVentures Ltd SEC Insight SEC Insight International Business Research PharmaVentures Ltd SEC Insight SEC Insight L. Jerome Stanley, P.C. L. Jerome Stanley, P.C. PharmaVentures Ltd SEC Insight SEC Insight PharmaVentures Ltd SEC Insight SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Office of Human Resources CheckFund Manager LLC International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC International Business Research
Request Description
Genzyme Corporation Genzyme Biosurgery Biomatrix Incorporated Roberts Pharmaceutical Corp Veeco Instruments Inc Kinder Morgan Inc Cal Maine Globix Corporation Connetics Corp Arch Chemicals Inc Boyd Gaming Corporation Sedona Corp Sedona Corp Vivus Inc ITT Industries Inc Superior Essex Inc Vernalis Plc Eli Lilly & Company Comverge Inc Cru Capital Management LLC Cru Theta Capture Fund Steven Moss Hologic Inc Palace Ventures Inc MB Development I LLC PMGI Holdings Inc Staton Colorado LLC Staton Associates Inc Staton Capital LLC Adam Ramsey Joseph Eric Edelman Kendo Communications Inc Gamenet Corporation Perceptive Advisors LLC David Howard Ford NAFT International Ltd Naft Entertainment Corporation Bell Technology Group Ltd Theta Capture Fund Offshore Ltd Theta Capture Fund LP PFM Communications Inc
Requested Date
7/3/2007 7/3/2007 7/3/2007 7/20/2007 7/20/2007 7/20/2007 7/22/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/20/2007 7/23/2007 7/23/2007 7/23/2007 7/20/2007 7/23/2007 7/20/2007 7/20/2007 7/20/2007 7/23/2007 7/23/2007 7/13/2007 7/23/2007 7/20/2007 7/20/2007 7/23/2007 7/20/2007 7/20/2007 7/20/2007 7/23/2007 7/23/2007 7/23/2007 7/23/2007
Closed Date
8/27/2007 8/24/2007 8/24/2007 11/9/2007 2/7/2008 8/15/2007 8/15/2007 8/16/2007 2/1/2008 2/1/2008 2/28/2008 12/5/2007 8/1/2007 8/1/2007 8/1/2007 1/23/2008 7/27/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 1/15/2008 8/9/2007 8/2/2007 2/20/2008 2/29/2008 3/14/2008 3/14/2008 9/4/2007 9/4/2007 9/4/2007
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons CAN CAN NIF DUP NIF RTW NIF NIF (b)(7)(C) WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF
Exemption Cited
10/31/2007 -
(b)(5);(b)(6);(b)(7)(C) NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Harris, Chris Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Gavin, J. Patrick Costello, Maureen Harris, Chris Evans, David Huang, William Huang, William Konopka, Eric Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Evans, David Huang, William Huang, William McHugh, Megan Huang, William Huang, William Huang, William Harris, Chris Huang, William Huang, William Huang, William Huang, William Evans, David
Organization
International Business Research International Business Research SEC Insight International Business Research International Business Research PharmaVentures Ltd International Business Research Greenwich Alternative Investments LLC International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd SEC Insight International Business Research Greenwich Alternative Investments LLC International Business Research EACM Advisors LLC EACM Advisors LLC PiperJaffray Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Greenwich Alternative Investments LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research DRC Inc
Request Description
Phillip R Duke & Associates No 26 Limited Partnership Simpson Manufacturing Co Inc Associates Seminars Inc Associates Title Agency Inc Pharmavene Inc Sandy Beach Entertainment LLC Roy Welland Georgiana Investment LP Duke Realty Corp Speedy Trucking & Distribution Inc Naft Computer Service Corp Viragen International Inc Oshkosh Truck Corporation US Computer Wholesale LLC Marvin Kurtz Oxford Specialty Holdings Inc DJG Small Cap Value Fund David J Greene and Company LLC MasterCard Inc File # 333-67544 Daniel B Sheridan Stephen F Wiggins Thomas P MacMahon Christopher J Garcia Anthony H Wild Craig Effron Scoggin LLC and/or Scoggin Capital Accessible Space Inc Arnold Zeuschner Alan Greene Platinum Partners Value Arbitrage Fund LP aka Platinum Management LLC Pong Chan Lee Unterman Robert Ravitz Cru Capital LLC Stanley Lee Benjamin Nahum Michael Greene James Greene HEI Insurance Agency Inc
Requested Date
7/23/2007 7/23/2007 7/20/2007 7/23/2007 7/23/2007 7/20/2007 7/20/2007 7/23/2007 7/23/2007 7/23/2007 7/20/2007 7/23/2007 7/20/2007 7/20/2007 7/20/2007 7/23/2007 7/24/2007 7/24/2007 7/24/2007 7/12/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/25/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/25/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007
Closed Date
8/1/2007 8/1/2007 8/1/2007 8/16/2007 8/16/2007 1/17/2008 1/29/2008 8/30/2007 8/2/2007 8/2/2007 3/17/2008 12/5/2007 8/10/2007 8/10/2007 7/27/2007 7/27/2007 7/27/2007 7/26/2007 7/26/2007 7/26/2007 11/6/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/16/2007 Other Reasons 11/7/2007 8/1/2007 8/1/2007 8/10/2007 9/26/2007 8/10/2007 8/2/2007 Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons
(b)(7)(A);NIF NIF NIF
Request ID
Requester Name
Evans, David Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Huang, William Evans, David Evans, David Mong, Jessie Madel, Christopher Araneta, Kathy Huang, William Huang, William Huang, William Huang, William Lagueux-Alvarez, Noelle Lynch, Megan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Hughes, Siobhan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Richard, Christine Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan
Organization
International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research Spectrum Law Group LLP Robins Kaplan Miller & Ciresi LLP BRiley EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Paul Hastings Attorneys CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Dow Jones Newswires International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Bloomberg International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC
Request Description
HEI Internet Services Inc CastleRock Management Walter Robert Dahl Jr Michael C Litt Frank E Young FMR Group Inc HealthMarket Inc Clarissa Moore HEI Exchange Inc American Travelers Assurance Company Nolan Wayne Wade Supervalu Inc third party websites that receive information from Edgar website Richard Stahmer Amit Solomon James McAree Rand Gesing ChoicePoint Inc Thor Asset Management Inc Bear Stearns Asset Management Inc Mark A Kurland Magnetar Capital Alec Litowitz Richard B Cheney Duke Associates No 46 Limited Partnership Duke Associates No 51 Limited Partnership Duke Associates No 56 Limited Partnership Duke Associates No 61 Limited Partnership Duke Associates II Limited Partnership Duke Associates III Limited Partnership Duke Associates IV Limited Partnership MBIA Inc Duke Construction Management Inc Duke Construction Limited Partnership Codu of Ohio Corp Duco of Ohio Corp Alexei V Chekhlov
Requested Date
7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/24/2007 7/19/2007 7/24/2007 7/24/2007 7/25/2007 7/24/2007 7/24/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007 7/25/2007
Closed Date
8/2/2007 8/2/2007 1/24/2008 1/24/2008 1/24/2008 3/14/2008 3/14/2008 9/4/2007 9/4/2007 8/1/2007 8/14/2007 1/29/2008 1/29/2008 8/30/2007 8/30/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF
Exemption Cited
10/15/2007 Denied in full 10/5/2007 10/5/2007 10/5/2007 10/5/2007 10/5/2007 8/2/2007 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 8/1/2007 8/1/2007 8/22/2007 8/22/2007 1/31/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Bennett, Bruce Connelly, Faith Gavin, J. Patrick Costello, Maureen Costello, Maureen Olejarczyk, Carla Gavin, J. Patrick Conover, Becky Conover, Becky Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Hoopes, James Conover, Becky Costello, Maureen Gavin, J. Patrick Costello, Maureen Evans, David Gavin, J. Patrick Evans, David Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Mierzejewski, Mark Gavin, J. Patrick Evans, David Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen
Organization
International Business Research Covington & Burling LLP SEC Insight International Business Research International Business Research Standard & Poors SEC Insight EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC SEC Insight SEC Insight Babson College EACM Advisors LLC International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research Citigroup Inc
Request Description
Duke Realty Services Limited Partnership Racial Breakdown of Background Checks Golden Telecom Inc UDL Inc UDL Congregate Care Inc All Funds recorded in the United States Rayonier Inc Derek Franklin Hagen Peter Christian Rogness Sequiam Corporation Strategic Hotels & Resorts Inc Eagle Materials Inc Harken Energy Nancy Louise Archer Robert G Carter Kookmin Bank Timothy L Barnes Smokenders Inc Kaydon Corp Specialty Management Company FL IPA Inc Michael Liddell William C Liedtke III Intelistaf Health Services (Staffing) Inc Intelistaf Group Inc Intelistaf Healthcare Inc Nicholas H VandenBrekel NEC Corp Oxford Specialty Management FL Inc The Wiggins Foundation Inc Eagle Rock Energy Partners LP Windsor Energy Resources Inc Windsor Bakken LLC Wexford Capital Inc Twister Transmission Company Continental Resources Inc Trailwood Congregate Inc Trails Corporation Ansys Inc Tadeca Inc
Requested Date
7/25/2007 6/11/2007 6/27/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007
Closed Date
8/30/2007 1/30/2008 8/29/2007 8/10/2007 8/10/2007 3/14/2008 9/4/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF DUP NIF NIF;RTW NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/11/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 8/1/2007 8/24/2007 1/29/2008 8/30/2007 8/2/2007 8/2/2007 1/24/2008 1/24/2008 8/1/2007 8/1/2007 8/1/2007 8/1/2007 2/11/2008 8/29/2007 7/27/2007 7/27/2007 7/27/2007 8/2/2007 8/2/2007 11/7/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Evans, David Evans, David Evans, David Gavin, J. Patrick Costello, Maureen Lynch, Megan Evans, David Costello, Maureen Gavin, J. Patrick Mierzejewski, Mark Conover, Becky Gavin, J. Patrick Evans, David Evans, David Costello, Maureen Gavin, J. Patrick Evans, David Costello, Maureen Conover, Becky Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Quinlan, Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research CheckFund Manager LLC International Business Research International Business Research SEC Insight Check Fund Manager LLC EACM Advisors LLC SEC Insight International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research Searcy Denney Scarola Barnhart & Shipley
Request Description
Sunshine Publishing Company Inc Trigg Venture Nominee Inc Post4U Inc Delaware Triad Systems Corporation Prelude Systems Inc NWI Management LP Nari Nellapalli Hariharan Ziprealty Inc Applied Data Specialty Inc Marc V Byron Creditcards com Inc Lowell D Kraff Jerry J Stone Polaris Acquisition Corp Bioanalytical Systems Inc Activant Solutions Inc Rory Joseph O Neill Vision Capital Partners LLC Christopher J Speltz YRC Worldwide Inc Kenneth T Rosen Ronald Hubert Oliver NCR Corporation Tranzsubco I Corp Tranzsubco II Corp Demarseco Holdings Inc Lexington Realty Trust Lexer Capital Ltd Jeffrey Whitmire Edmund Harold Nicklin Cooperative Computing Holding Company Inc Cooperative Computing Holding Company Inc Cooperative Computing Inc Praesumo Partners LLC Leap Wireless International Inc Prophet 21 Inc Prophet 21 New Jersey Inc Heska Corporation Applied Digital Solutions Inc
Requested Date
7/26/2007 7/26/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/23/2007
Closed Date
8/31/2007 8/10/2007 8/10/2007 8/10/2007 8/14/2007 8/14/2007 8/2/2007 8/8/2007 8/29/2007 8/29/2007 9/27/2007 9/27/2007 9/27/2007 8/2/2007 8/2/2007 11/7/2007 8/31/2007 8/2/2007 2/14/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF;WIT NIF NIF NIF NIF;WIT NIF NIF NIF NIF DUP NIF NIF NIF NIF CAN;WIT
Exemption Cited
Request ID
Requester Name
Costello, Maureen Evans, David Conover, Becky Conover, Becky Mierzejewski, Mark Costello, Maureen Evans, David Lynch, Megan Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Evans, David Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Conover, Becky Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen McHugh, Megan Gavin, J. Patrick
Organization
International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC International Business Research International Business Research CheckFund Manager LLC International Business Research SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC Cotal Systems, Inc. International Business Research SEC Insight International Business Research International Business Research International Business Research Check Fund Manager LLC SEC Insight
Request Description
Elisabeth DeMarse Searsconnect LLC Andrew John Knuth Lucinda Knuth Rosen Real Estate Securities LLC CCCI Holdings Inc MBDG LLC TPG Credit Management LP Speedware USA Inc Redenvelope Inc QLT Inc FirstMerit Corp EnerSys Westport Asset Management Westport Advisers LLC KFR LLC Distributor Information Systems Corporation BRE Properties Inc Triad Systems Financial Corporation Triad Systems Corporation Canadian Aftermarket Network Inc Terry Anne Wettergreen CCI Triad Gem Inc CCI Triad Financial Holding Corporation CCI Triad Inc Owl Creek Asset Management LP Pfizer Inc Governors Hill Office Associates II Governors Hill Developers General Media Entertainment Inc General Media Art Holding Inc Mark W Spitz-Nagel Universa LLC First National Funding Group Inc Monarch Casino and Resort Inc West Coast Facilities Inc The Coffee Gourmet Ltd Penthouse Images Acquisitions Ltd Inc Marcy Engel RAIT Financial Trust
Requested Date
7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/20/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/27/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/31/2007 7/30/2007 7/31/2007 7/31/2007 7/30/2007 7/30/2007 7/30/2007
Closed Date
8/23/2007 8/23/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 1/31/2008 1/17/2008 1/31/2008 1/29/2008 1/30/2008 1/30/2008 9/28/2007 9/28/2007 9/28/2007 9/28/2007 10/3/2007 8/7/2007 8/7/2007 2/7/2008 2/7/2008 2/7/2008 2/7/2008 8/14/2007 8/10/2007 8/13/2007 8/31/2007 1/10/2008 8/31/2007 8/31/2007 1/22/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
(b)(4);(b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
10/24/2007 Other Reasons 10/24/2007 Other Reasons 8/8/2007 Other Reasons Granted in full 10/11/2007 Other Reasons
Request ID
Requester Name
Mierzejewski, Mark Gavin, J. Patrick Mierzejewski, Mark Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen McHugh, Megan Costello, Maureen Gavin, J. Patrick Costello, Maureen DeLauder, Bobby Lynch, Megan Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Rafferty, Timothy Lichtcsien, Susan Evans, David Evans, David Evans, David Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Cartwright, Heather SEC Insight
Organization
Check Fund Manager LLC Check Fund Manager LLC International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research SEC Insight International Business Research CheckFund Manager LLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd
Request Description
Cloudview Capital Management LLC Tessera Technologies Inc Alex Gurevich Rome Builders Inc Stride Rite Corp PMGI Holdings Inc GMI On-line Ventures Ltd Inc Staton Associates LLC Staton Capital LLC Staton Family Investments Ltd Company Eton Park Capital Management LP Public Storage Inc Pacific Sunwear of California Inc The Walnut Group The Commodity Exchange Act Jeffrey Alan Altman DOMTAR Inc GMCI Internet Operations Inc Duke Realty Investments Inc Duke Management Inc Duke Fitness Inc Duke Development Company Inc Duke Services Inc Duke Technology Investors Inc Duke Realty Limited Partnership Duke Realty Corp Vaughn Index Rodney A Parsley Halo Group LLC Global Pharmatech Inc China Aoxing Pharmaceutical Company Inc Perella Weinberg Partners Capital Management LP China 3C Group PacificNet Inc China Strategic Holdings Oriental Medical Institute Inc China Tire CCITRIAD TSFC Cellegy Pharmaceuticals Inc
Requested Date
7/30/2007 7/30/2007 7/30/2007 7/31/2007 7/30/2007 7/30/2007 7/30/2007 7/31/2007 7/31/2007 7/31/2007 7/30/2007 7/30/2007 7/30/2007 7/31/2007 7/23/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 7/30/2007 6/7/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007
Closed Date
1/23/2008 10/5/2007 9/6/2007 8/23/2007 8/23/2007 8/2/2007 8/3/2007 8/2/2007 1/10/2008 10/9/2007 8/8/2007 3/18/2008 12/5/2007 2/7/2008 1/15/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 1/15/2008 10/5/2007 8/2/2007 8/2/2007
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF FEE;NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
10/24/2007 Other Reasons 1/4/2008 8/31/2007 2/26/2008 8/8/2007 8/13/2007 8/13/2007 2/7/2008 2/7/2008 2/11/2008 Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan Costello, Maureen Lynch, Megan Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Williamson, Jerry Hill, Ranis
Organization
Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC International Business Research SEC Insight International Business Research International Business Research International Business Research Ji Ning Li John Shen Li
Request Description
Iridian Asset Management LLC
Requested Date
7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 7/31/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 7/30/2007 8/1/2007 7/30/2007 7/30/2007 7/28/2007 8/2/2007
Closed Date
1/30/2008 1/17/2008 9/28/2007 9/28/2007 8/8/2007 2/6/2008 8/29/2007 3/13/2008 9/4/2007 2/7/2008 8/8/2007 8/8/2007 8/8/2007 8/8/2007 8/29/2007 8/29/2007 8/29/2007 8/13/2007 8/29/2007 8/14/2007 8/3/2007 8/3/2007 8/29/2007 8/3/2007 8/29/2007 8/29/2007 8/14/2007 8/29/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RPR
Exemption Cited
Joseph J Levinson Ruselle Choi Jeffrey A Silver Richard Lum Chor wah China Aviation Inc China Business Chain Group LLC CCITriad TSFC Neal R Verfuerth Patricia A Verfuerth Verfuerth Properties LLC Mullet River Conservancy LLC Clean Energy Solutions LLC Clean Energy Solutions Ltd Clean Power Solutions Daniel J Waibel Efficient Power Solutions LLC Financial Stocks Offshore Fund Ltd Patricia A Kurtz John Magrish Stein A R Liquidations Inc Wright Medical Group Inc A 1 Restoration & Solar Corp Real Estate Equity Management Corporation Montgomery Crossing Owners Association Inc JP Morgan Chase Bank Publications available about securities rules and laws that regulate how to buy and sell securities Techtronics Inc Rep Sales Inc Independent Monitor S G S Properties Inc Stephen L Boyd Energy 2000 Inc Rykodisc Inc Energy 2000 Ltd Golden Pond Healthcare LLC
NIF;RTO;RTW
Costello, Maureen Costello, Maureen Orcutt, John Costello, Maureen Zubiate, Sandy Costello, Maureen Costello, Maureen Costello, Maureen Evans, David
International Business Research International Business Research Franklin Pierce Law Center International Business Research National Ethics Bureau International Business Research International Business Research International Business Research International Business Research
8/1/2007 8/1/2007 7/30/2007 7/30/2007 8/1/2007 8/1/2007 8/1/2007 8/1/2007 7/26/2007
NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Goble, Richard Evans, David Evans, David Cartwright, Heather Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Samuel Evans, David Evans, David Evans, David Cartwright, Heather Felton, K. Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Gavin, J. Patrick Costello, Maureen Costello, Maureen Malinowski, Thomas Evans, David Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Fien, Melissa Gavin, J. Patrick Mierzejewski, Mark Keeney, Jennifer Cartwright, Heather Cartwright, Heather Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
Financial Industry Association International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research Sheperd Smith & Edwards LLP International Business Research International Business Research International Business Research PharmaVentures Ltd Upstate Correctional Facility International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd SEC Insight International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight Bingham McCutchen LLP SEC Insight Check Fund Manager LLC Schiffrin Barroway Topaz & Kessler LLP PharmaVentures Ltd PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
National Association of Securities Dealers Inc and/or the NYSE Group Inc Genervon Biopharmaceuticals LLC DSE Technologies Corp Depomed Inc Gould Venture Group II Ltd Duna Developers Limited Partnership Fiver Limited Partnership Terrys Tips Inc Vermont Options Advisors LLC Dr Terry Allen Andrew Allen Cangen Corporation Cangen International Cangen Biotechnologies Inc Medicines Co DE Barden Companies Inc Woodhaven Consulting Inc Orion Aviation Inc Orion Energy Systems Ltd Infinity Energy Services Ltd Penwest Pharmaceuticals Co Cognos Inc 312 Fitness Inc 312 Walnut Limited Partnership FrontPoint Offshore Utility and Energy Fund FrontPoint Partners LLC Phillip R Duke and Associates Inc Peoples Liberation Inc Stenler Corporation FirstFed Financial Corproation Herbalife Ltd Tenet Healthcare Corporation Monolothic Power Systems Inc Robert C Jones Top Tankers Inc Genelabs Technologies Inc / CA Atrix Laboratories Inc Caesars National Marketing Inc Caesars World Marketing Inc Caesars Palace Productions Inc Caesars Palace Realty Corp Caesars Tahoe Palace Inc
Requested Date
8/1/2007 7/26/2007 7/26/2007 8/2/2007 7/30/2007 7/30/2007 7/30/2007 7/26/2007 7/26/2007 7/26/2007 7/26/2007 8/2/2007 7/23/2007 7/26/2007 8/1/2007 8/1/2007 8/1/2007 7/31/2007 7/30/2007 7/31/2007 7/31/2007 8/1/2007 7/26/2007 7/30/2007 7/30/2007 7/31/2007 8/2/2007 8/2/2007 7/26/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007
Closed Date
3/7/2008
Final Disposition
Other Reasons WIT NIF NIF NIF NIF NIF
Exemption Cited
10/24/2007 Other Reasons 10/24/2007 Other Reasons 9/28/2007 9/28/2007 9/28/2007 2/8/2008 9/5/2007 8/16/2007 9/5/2007 2/7/2008 2/7/2008 3/20/2008 3/20/2008 3/20/2008 Other Reasons Other Reasons Other Reasons Denied in part Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF;RTW NIF NIF;WIT NIF (b)(7)(A) FEE NIF NIF NIF NIF NIF
10/23/2007 Granted in full 11/14/2007 Other Reasons 9/4/2007 9/4/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 2/19/2008 3/4/2008 1/17/2008 9/27/2007 2/13/2008 11/7/2007 8/31/2007 8/31/2007 8/31/2007 9/4/2007 9/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Zilka, Diane Wyman, Debra Gavin, J. Patrick Lynch, Megan Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Cartwright, Heather Cartwright, Heather Mierzejewski, Mark Cameron, Margaret Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Gavin, J. Patrick McHugh, Megan Costello, Maureen Gavin, J. Patrick McHugh, Megan Cartwright, Heather Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research SEC Insight Grant & Eisenhofer P.A. Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight CheckFund Manager LLC PharmaVentures Ltd SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight PharmaVentures Ltd PharmaVentures Ltd Check Fund Manager LLC Ernst & Young - Montreal SEC Insight SEC Insight International Business Research International Business Research PharmaVentures Ltd International Business Research SEC Insight Check Fund Manager LLC International Business Research SEC Insight Check Fund Manager LLC PharmaVentures Ltd International Business Research SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight
Request Description
Caesars Tahoe Productions Inc Caesars World Branch Office Marketing Inc Caesars World Entertainment Inc Opsware Inc Vivendi SA Ernst & Young LLP Harris Corporation OneCapital Multi-Advisor Offshore Fund Isis Pharmaceuticals Inc Gen-Probe Inc Air France / KLM Jon Peveril Hedley Brownstone Asset Management LP Oren Cohen Horace Mann Educators Corp Atrix Laboratories Inc Abbott Laboratories and Aronex Pharmaceuticals Inc Goldman Sachs Asset Management LP SEC Registrants located in Quebec Canada Horizon Offshore Inc Exar Corporation Christina Johnson Associates LLC AAT Management Group LLC United Therapeutics Corporation and Toray Industries Inc Benco Inc American Commercial Lines Inc Aleph Consulting Group LLC Desert Palace Inc Rockwell Automation Inc Roberto Espinosa Protherics plc Flamingo Hilton Laughlin Inc Harris Stratex Networks Inc Valassis Communications Inc Ballys Midwest Casino Inc Polo Ralph Lauren Corporation Panera Bread Co Mine Safety Appliances Co
Requested Date
8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/2/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007
Closed Date
9/4/2007 9/4/2007 9/4/2007 3/31/2008 8/29/2007 8/29/2007 1/30/2008 10/3/2007 9/28/2007 8/16/2007 8/16/2007 8/16/2007 8/27/2007 8/29/2007 2/11/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons NIF NIF NIF NIF NIF;RTW NIF NIF NIF;RTW NIF NIF NIF NIF;RTW (b)(4) NIF;WIT NIF NIF NIF WIT NIF (b)(7)(A) NIF NIF NIF NIF NIF
Exemption Cited
10/31/2007 Granted in full 2/7/2008 12/5/2007 3/20/2008 9/4/2007 9/17/2007 9/13/2007 8/29/2007 1/17/2008 10/3/2007 8/16/2007 12/7/2007 Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in part
(b)(7)(A);NIF
Request ID
Requester Name
Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen X, Stephen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Edwards, Mark McHugh, Megan Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark McHugh, Megan Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Costello, Maureen Jones, Lindsay Costello, Maureen Costello, Maureen SEC Insight
Organization
International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research SEC Insight Recombinant Capital Inc. Check Fund Manager LLC SEC Insight International Business Research SEC Insight International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Check Fund Manager LLC International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research Bear, Stearn & Co. Inc International Business Research International Business Research
Request Description
Amcore Financial Buck Lake Utility Corp Triarc Companies Inc Park Place Entertainment Corp RC Construction Group Inc All registered mutual funds Target Corporation Caesars Palace Levi Strauss Securitization Corp Levis Only Stores J and M Associates Inc Tween Brands Inc Celgene Corporation Alfredo Viegas BigBand Networks Inc Parball Corporation Staples Inc Orion Gas Marketing Inc Orion Oil and Gas Marketing Inc Cell Genesys Inc Cell Genesys Inc Cell Genesys Inc Cell Genesys Inc TIG Advisors LLC PPE IM Inc PPE Sullivan County Development Company Catalytica Inc Catalytica Inc Catalytica Inc Catalytica Inc Catalytica Inc CMGI Inc Ballys Casino Management Inc Lankin Drilling Fund Inc Indevus Pharmaceuticals Inc Northwest Auditing Services Inc Redex Co Ventures Ltd FTN Financial Securities Corp Resource Development Company Limited LLC DE BL Development Corp
Requested Date
8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/3/2007 8/6/2007 8/7/2007 6/18/2007 8/6/2007 8/7/2007 8/6/2007 8/7/2007 8/6/2007 8/6/2007 6/18/2007 6/18/2007 6/18/2007 6/18/2007 8/6/2007 8/6/2007 8/6/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 6/11/2007 8/7/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007
Closed Date
8/16/2007 8/21/2007 1/23/2008 8/29/2007 8/17/2007 2/7/2008 3/20/2008 11/1/2007 8/14/2007 12/5/2007 2/7/2008 12/5/2007 2/7/2008 3/20/2008 3/20/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF;RTW NIF NIF NIF NIF NAR;RTW NIF NIF NIF NIF WIT NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/25/2007 Granted in full 11/13/2007 Granted in full 1/15/2008 8/29/2007 8/29/2007 8/29/2007 1/30/2008 1/17/2008 1/17/2008 9/28/2007 9/28/2007 8/17/2007 8/16/2007 8/16/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons
(b)(4);(b)(8) NIF NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Williams, Mike Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Cartwright, Heather McHugh, Megan Costello, Maureen DePeau, Andrew McHugh, Megan Costello, Maureen Costello, Maureen Valu, M. Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Jui, Jonathan Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research International Business Research SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight SEC Insight International Business Research PharmaVentures Ltd Check Fund Manager LLC International Business Research Cotal Systems, Inc. Check Fund Manager LLC International Business Research International Business Research Ely State Prison International Business Research International Business Research International Business Research International Business Research International Business Research Brown University Investment Office International Business Research International Business Research
Request Description
WRT Energy Corporation HCL Group Inc Highview Road Inc Macrovision Corporation Galbraith Capital LP Joseph Benson Galbraith Park Place Financial Corp Park Place Marketing Inc Loral Space and Communications Inc Omni Health Corporation Redeco Limited LLC Castle Energy Corporation Pennsylvania Castle Energy Corporation Landtech Consultants Inc Interactive Data Corporation Quantum Corp Caesars Manila Inc Caesars Place Corporation Pre September 11 2001 Trading Review Medicis Pharmaceuticals Corp Public Service Enterprise Group Inc Aegean Management Corporation Pharmasset Inc AlphaBridge Capital Management LLC Mississippi Delta Gaming Company Cabezon Capital Management LLC Thomas Kutzen GECAS GE Commercial Aviation Services Ltd Record label companies in California and New York Grand Resorts Inc Grand Casinos Biloxi Theater Inc Grand Casinos Tunica Inc Grand Casinos Inc Grand Reservation Services Inc General Catalyst V Thomas J Kelly BL Utility Corp
Requested Date
8/6/2007 8/6/2007 8/6/2007 8/7/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/7/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/6/2007 8/7/2007 8/7/2007 8/6/2007 8/6/2007 7/27/2007 8/7/2007 8/7/2007 8/6/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 7/29/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007
Closed Date
10/4/2007 10/4/2007 1/23/2008 10/3/2007 10/3/2007 8/29/2007 8/29/2007 8/16/2007 8/17/2007 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
10/24/2007 Other Reasons 10/24/2007 Other Reasons 1/22/2008 3/6/2008 1/22/2008 1/10/2008 Other Reasons Denied in full Other Reasons Other Reasons Other Reasons -
10/31/2007 Other Reasons 10/25/2007 Granted in full 8/9/2007 2/7/2008 3/14/2008 3/18/2008 9/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/31/2007 Other Reasons 9/4/2007 9/4/2007 9/4/2007 9/4/2007 9/4/2007 1/30/2008 2/26/2008 8/16/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons
Request ID
07-07822-FOIA
Requester Name
Link, Scott
Organization
Christian Smith & Jewell
Request Description
Andreas Badian Jacob Spinner Mottes Drillman Jeffrey (Danny) Graham Pond Securities Corporation dba Pond Equities Ezra Birnbaum Sayne Hirsch Tele Info Inc The Jason Ader Family Foundation Lum S Inc Vanda Pharmaceuticals Inc Financing Commitment Letters Tiger Global Management LLC Hayground Hayground Cove GMAC Mortgage Judith Flynn Ivy Asset Management Corp CeNes Pharmaceuticals PLC MKP Capital Management LLC Midway Group LP Cell Therapeutics Inc Cell Therapeutics Inc Robert A Sherak Jenner Biotherapies Inc broker dealers within the USA list of Cephalon Inc HMC Acquisition Properties Inc Cellegy Pharmaceuticals Inc Cepheid Cepheid Cepheid Grand Casinos Mississippi Development Inc Citimortgage Inc
Requested Date
8/2/2007
Closed Date
-
Final Disposition
-
Exemption Cited
Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Migas, Joseph Henshall, Taylor Costello, Maureen Costello, Maureen Lim, Andrew Lichtcsien, Susan Lichtcsien, Susan Edwards, Mark Lynch, Megan Mierzejewski, Mark Edwards, Mark Edwards, Mark Mierzejewski, Mark Cartwright, Heather Drevno, Mark Edwards, Mark Costello, Maureen Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Costello, Maureen Lim, Andrew Steinvurzel, Andrew Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark
International Business Research International Business Research International Business Research PharmaVentures Ltd LeBoeuf, Lamb, Greene & MacRae LLP Brown University Investment OFfice International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC Recombinant Capital Inc. CheckFund Manager LLC Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. Check Fund Manager LLC PharmaVentures Ltd Recombinant Capital Inc. International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. International Business Research -
8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/7/2007 8/8/2007 8/8/2007 8/1/2007 8/8/2007 8/8/2007 7/2/2007 8/8/2007 8/8/2007 6/25/2007 7/25/2007 8/8/2007 8/9/2007 8/8/2007 7/2/2007 8/8/2007 6/25/2007 7/2/2007 7/2/2007 7/2/2007 8/8/2007 8/1/2007 8/8/2007 8/7/2007 8/8/2007 8/8/2007 8/8/2007 8/8/2007 8/8/2007 6/25/2007 6/25/2007
10/4/2007 8/29/2007 8/17/2007 3/12/2008 1/22/2008 8/30/2007 8/30/2007 3/7/2008 10/4/2007 9/5/2007 8/17/2007 8/17/2007 3/21/2008 3/24/2008 3/13/2008 9/4/2007 9/10/2007 11/7/2007 9/4/2007 1/23/2008 2/6/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 -
Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
NIF NIF NIF (b)(4) WIT NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF NIF NIF -
Capital Management Advisors North America, Inc. investment advisors registered and deregistered International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Hilton Charlotte Inc Hilton D C Corporation Hilton Fort Worth Inc Hilton Gaming Switzerland County Corporation Hilton New York Corporation Hltn Corporation Celltech Group PLC Celltech Group PLC
Request ID
Requester Name
Lynch, Megan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Ames, Heidi SEC Insight SEC Insight SEC Insight
Organization
CheckFund Manager LLC
Request Description
Terrence TJ Connelly Jr Capital One Financial Corporation Molina Healthcare Inc UAP Holding Corp IJETSET IJETSET.COM HMH HPT Residence Inn Inc HMH Properties Inc HMH Restaurants Inc First Potomac Realty Trust BT Group PLC Micrel Inc Host Marriott Corporation American Medical Systems Holdings Inc Safeco Corporation Stereotaxis Inc HMC Retirement Properties Inc Cytec Industries Inc Marriott Retirement Communities Marriott SBM Two Corporation Bradford Bleidt Allocation Plus Asset Management Company Inc Financial Perspective Planning Services Four Corners Meyerhoff Investment Management LLC Joseph Meyerhoff The Steve and Anita Westly Foundation Daiichi Suntory Pharma Co Ltd Airgas Inc Axel Friedberg and Rudolf J Weissenberger Admin Proceeding # 3-10263 Women First Healthcare Inc James E Murphy B J Services Company John R Wagner Paramount Acquisiton Corp Paramout BioCapital Inc Paramount Capital Inc fka Woodshire Ltd Paramount Biosciences LLC Paramount BioCapital Investments LLC Paramount BioCapital Asset Management Inc
Requested Date
8/8/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/2/2007
Closed Date
1/30/2008 3/6/2008 3/28/2008 8/21/2007 8/21/2007 8/17/2007 8/17/2007 8/17/2007 2/11/2008 9/5/2007 8/30/2007 12/5/2007 12/5/2007 12/5/2007 9/4/2007 8/29/2007 8/29/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(4);NIF NIF;RTW WIT WIT WIT NIF NIF;WIT NIF NIF -
Exemption Cited
International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight International Business Research SEC Insight International Business Research International Business Research Devine Millimet
Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Cartwright, Heather Gavin, J. Patrick Schutt, Darrin
CheckFund Manager LLC CheckFund Manager LLC International Business Research PharmaVentures Ltd SEC Insight -
8/9/2007 8/9/2007 8/9/2007 8/9/2007 8/10/2007 8/10/2007
9/5/2007 9/5/2007 9/28/2007 8/14/2007 2/19/2008
NIF NIF NIF (b)(4) NIF WIT
Cartwright, Heather Costello, Maureen Gavin, J. Patrick Costello, Maureen Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert
PharmaVentures Ltd International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007
3/10/2008 3/14/2008 9/4/2007 11/1/2007 11/1/2007 11/1/2007
Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(4) NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Motz, Robert Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Cartwright, Heather Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Cartwright, Heather Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Drury, Susan Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Kiernan, Cortney Kiernan, Cortney Gavin, J. Patrick Motz, Robert Motz, Robert Gavin, J. Patrick Motz, Robert Gmitro, Jennifer Motz, Robert
Organization
International Business Research SEC Insight International Business Research SEC Insight PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research SEC Insight c/o Sharesleuth.com PharmaVentures Ltd SEC Insight SEC Insight International Business Research International Business Research International Business Research SEC Insight SEC Insight PharmaVentures Ltd CheckFund Manager LLC CheckFund Manager LLC SEC Insight International Business Research International Business Research SEC Insight International Business Research Lerach Coughlin Stoia Geller Rudman & Robbins LLP International Business Research
Request Description
Paramount Capital Asset Management Inc fka Aries Financial Services Inc Kellogg Company Pinellas Fish & Chips Inc United America Indemnity Ltd Innovive Pharmaceuticals Inc Michael Bilirakis Mike Bilirakis for Congress Inc Bilirakis Gelep Miller and Knox PA Bilirakis Gelep & Miller PA Bilirakis & Gelep PA Gus M Bilirakis PA Bilirakis Law Group PA Computer Sciences Corporation American Veterans United Against Alcohol Abuse Ligand Pharmaceuticals Inc Jonah J Lobell aka J Jay Lobell Theodore P Nikolis Nikolis & Associates LLC Nikolis & Associates Inc Nasdaq Stock Market Inc Irving Knott and JB Oxford Holdings Inc Xenoport Inc Mack Cali Realty Corp CSG Systems International Inc Dixie Gardens Civic Associates Inc Lindsay A Rosenwald Rosenwald Foundation Inc Worthington Industries Inc Hanmi Financial Corp Zars Inc UT WCG Management LP Barry Stuart Wittlin IPG Photonics Corp Blue Ocean LLC Borlin Corp Silver Wheaton Corp Britshire Ltd UnitedHealth Group Inc Darose Corp
Requested Date
8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/10/2007 8/13/2007 8/10/2007 8/10/2007 8/13/2007 8/10/2007 8/13/2007 8/10/2007
Closed Date
Final Disposition
NIF NIF NIF (b)(7)(A) (b)(4) NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/14/2007 Other Reasons 2/19/2008 8/21/2007 2/4/2008 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/14/2007 9/28/2007 8/30/2007 2/14/2008 1/31/2008 1/31/2008 Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons -
(b)(4);(b)(7)(A) NIF NIF NIF NIF NIF FEE (b)(4) NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF
10/15/2007 Denied in full 11/14/2007 Other Reasons 8/30/2007 9/11/2007 9/5/2007 9/6/2007 1/30/2008 9/28/2007 9/28/2007 2/19/2008 10/4/2007 10/4/2007 1/23/2008 8/29/2007 11/8/2007 8/29/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Malinowski, Thomas Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Edwards, Mark Motz, Robert Motz, Robert Motz, Robert Cartwright, Heather Edwards, Mark Motz, Robert Malinowski, Thomas Motz, Robert Motz, Robert Edwards, Mark Miyao, John Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Cartwright, Heather Gavin, J. Patrick Edwards, Mark Edwards, Mark Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Cartwright, Heather Edwards, Mark Spence, Michael SEC Insight
Organization
Cotal Systems, Inc. International Business Research International Business Research International Business Research SEC Insight Recombinant Capital Inc. International Business Research International Business Research International Business Research PharmaVentures Ltd Recombinant Capital Inc. International Business Research Cotal Systems, Inc. International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight International Business Research International Business Research International Business Research PharmaVentures Ltd SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. International Business Research SEC Insight SEC Insight International Business Research PharmaVentures Ltd Recombinant Capital Inc. International Business Research
Request Description
Syuntra International Inc Aragorn Capital LLC Parose Corp Pennhill Corp Pharm Gen Systems Ltd Yanzhou Coal Mining Co Ltd Cell Pathways Inc Larco Industries Inc Rexhill Incorproated The Castle Group Ltd Auxilium Pharmaceuticals Inc Ciphergen Biosystems Inc The Temple Corporation Steven E Plonsker The Blackshire Group Ltd Scimark Corp Ciphergen Biosystems Inc Espion International Company Chiron Corporation Chiron Corporation Buffalo Wild Wings Inc Wilmington Trust Corp CIMA Labs Inc CIMA Labs Inc Carrington Laboratories Inc Concord EFS Inc Keryx BioPharmaceuticals Inc Superior Capital Corporation Prism Laboratories Inc Celltech Group PLC Endurance Speciality Holdings LTD Cerus Corporation Cerus Corporation Interneuron Pharmaceuticals Inc Williams Sonoma Inc Sina Corporation Bio Syn Technologies Corp Senetek PLC / ENG Copley Pharmaceutical Inc Astea International Inc
Requested Date
8/13/2007 8/13/2007 8/10/2007 8/10/2007 8/10/2007 8/13/2007 7/9/2007 8/10/2007 8/10/2007 8/10/2007 8/14/2007 7/16/2007 8/10/2007 8/13/2007 8/10/2007 8/10/2007 7/16/2007 8/13/2007 7/9/2007 7/9/2007 8/13/2007 8/13/2007 7/9/2007 7/9/2007 7/16/2007 8/13/2007 8/10/2007 8/10/2007 8/10/2007 8/13/2007 8/13/2007 7/16/2007 7/16/2007 8/10/2007 8/13/2007 8/13/2007 8/10/2007 8/14/2007 7/30/2007 8/14/2007
Closed Date
11/7/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 1/23/2008 4/1/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF (b)(4) NIF NIF;RTW NIF NIF NIF -
Exemption Cited
11/14/2007 Other Reasons 11/14/2007 Other Reasons 9/5/2007 9/12/2007 11/7/2007 1/17/2008 1/17/2008 10/9/2007 9/28/2007 10/9/2007 8/31/2007 1/31/2008 11/9/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Schleinkofer, Raymond Schleinkofer, Raymond Millette, Suzanne Millette, Suzanne Edwards, Mark Millette, Suzanne Millette, Suzanne Millette, Suzanne Lynch, Megan Millette, Suzanne Edwards, Mark Spence, Michael Lichtcsien, Susan Schleinkofer, Raymond Lynch, Megan Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Costello, Maureen Spence, Michael Lichtcsien, Susan Spence, Michael Edwards, Mark Spence, Michael Conover, Becky Conover, Becky Bogardus, Kevin Conover, Becky Conover, Becky Conover, Becky Costello, Maureen
Organization
Verdis Wealth Management Verdis Wealth Management EACM Advisors LLC EACM Advisors LLC Recombinant Capital Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC EACM Advisors LLC Recombinant Capital Inc. International Business Research CheckFund Manager LLC Verdis Wealth Management CheckFund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research Recombinant Capital Inc. International Business Research EACM Advisors LLC EACM Advisors LLC The Hill EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research
Request Description
Telligent Capital Management (Hong Kong) Keywise Capital (Hong Kong) Jeffrey L Bryden Jennifer L DeCloux Cistron Biotechnology Inc Robin J Harrison Thomas H Bolgert Rimas M Milaitis AM Investment Partners LLC Mary Campbell Brown Cocensys Inc Bill Gerraughty Roland Randy Jacobus David Snoddy Mark Laurence Friedman Corixa Corporation Corixa Corporation Corixa Corporation Closure Medical Corp fka Tri Point Medical Corporation Closure Medical Corp Closure Medical Corp Lawrence Coben Ronald Ormand Pharmion Corp Charles Norris Jon Schotz Michael J Spence Alternative Strategy Advisers LLC Gary Li Columbia Laboratories Inc Emptoris Inc J Christopher Young C Michael Vaughn FOIA Requests list of Harbor Drive Institutional GP LLC Harbor Drive Asset Management Harbor View Growth Equity Management Bolivian Power Company
Requested Date
8/14/2007 8/14/2007 8/14/2007 8/14/2007 7/23/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 7/23/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 7/30/2007 7/30/2007 7/30/2007 7/23/2007 7/23/2007 7/23/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 8/14/2007 7/30/2007 8/14/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007
Closed Date
10/3/2007 10/3/2007 8/17/2007 8/17/2007 3/12/2008 8/31/2007 8/31/2007 3/20/2008 3/11/2008 9/12/2007 3/24/2008 3/14/2008 11/7/2007 9/10/2007 9/17/2007 9/12/2007 9/28/2007 9/28/2007 8/31/2007 8/31/2007 1/31/2008 9/12/2007 3/27/2008 8/27/2007 3/14/2008 3/14/2008 3/14/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen Costello, Maureen Conover, Becky Costello, Maureen Costello, Maureen DePeau, Andrew Felton, K. Costello, Maureen Costello, Maureen Costello, Maureen Jui, Jonathan Hanson, Rebecca Conover, Becky Conover, Becky Conover, Becky Cartwright, Heather Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Cartwright, Heather Lynch, Megan Lynch, Megan Conover, Becky Gavin, J. Patrick Motz, Robert McHugh, Megan Cartwright, Heather Motz, Robert Schleinkofer, Raymond Schleinkofer, Raymond
Organization
International Business Research International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research EACM Advisors LLC International Business Research International Business Research Cotal Systems, Inc. Upstate Correctional Facility International Business Research International Business Research International Business Research Brown University Investment Office Shaw Gussis Fishman Glantz Wolfson & Towbin LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC PharmaVentures Ltd EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC PharmaVentures Ltd CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC SEC Insight International Business Research Check Fund Manager LLC PharmaVentures Ltd International Business Research Verdis Wealth Management Verdis Wealth Management
Request Description
Liberty Power LP Recovery Corporation of America Catalyst Energy Corp Inspire Pharmaceuticals Inc NRG Energy INC Tremisis Energy LLC David Jeffrey Amster CEC Subco Corp Co Medical Finance Corporation Roswell Capital Partners LLC Golden Crust Grill and Restaurant Harlan F Corben Limited Liability Company Project 2854 Audit Company Inc Sunrise Capital Partners Sansar Capital Management LLC Nicholas Richard Grossi Rudolph Rudy Cleveland Carryl CRT Capital Group LLC CRT Investors LLC Biogen Inc CRT Principals LLC Mark David Mandel CRT Capital Holdings William D Vogel Helena Marie Openshaw Joseph Patrick Scanlon Paul Gray Bigler Shire PLC and Novartis Pharma AG Campbell & Company Inc Donald Keith Campbell Savanna Investors LLC Adminstaff TRACON Pharmaceuticals Inc Russell W Ramsey Centocor Inc Atlantic Pharmaceuticals Inc Hisaaki Sato Yoichiro Imai
Requested Date
8/15/2007 8/15/2007 8/15/2007 8/16/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 7/24/2007 8/15/2007 8/15/2007 8/16/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/15/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007
Closed Date
Final Disposition
NIF NIF NIF (b)(4) (b)(7)(A) NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/15/2007 Denied in full 11/7/2007 8/29/2007 8/29/2007 1/17/2008 1/17/2008 1/30/2008 2/29/2008 Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/11/2007 Other Reasons 9/28/2007 8/31/2007 8/31/2007 10/4/2007 2/1/2008 1/31/2008 1/31/2008 10/3/2007 1/31/2008 9/21/2007 9/28/2007 1/23/2008 8/31/2007 2/20/2008 2/20/2008 2/20/2008 9/12/2007 9/12/2007 3/27/2008 10/4/2007 8/29/2007 8/29/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Schleinkofer, Raymond Schleinkofer, Raymond Lynch, Megan Lynch, Megan Motz, Robert Motz, Robert Gavin, J. Patrick Schleinkofer, Raymond Cartwright, Heather Gavin, J. Patrick Evans, David Lovett, Ken Schleinkofer, Raymond Lynch, Megan Gavin, J. Patrick Cartwright, Heather Lynch, Megan McHugh, Megan Edwards, Mark Edwards, Mark Cartwright, Heather Motz, Robert Motz, Robert Evans, David Evans, David Evans, David Evans, David Evans, David Cartwright, Heather Motz, Robert Motz, Robert Motz, Robert Evans, David Motz, Robert Costello, Maureen SEC Insight
Organization
Verdis Wealth Management Verdis Wealth Management CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research SEC Insight Verdis Wealth Management PharmaVentures Ltd SEC Insight International Business Research NY Post Verdis Wealth Management CheckFund Manager LLC SEC Insight PharmaVentures Ltd CheckFund Manager LLC Check Fund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Janus Capital Group Inc Takashi Kousaka Peter Tasker Caxton Associates LLC Bruce Stanley Kovner Titan Pharmaceuticals Neose Pharmaceuticals Inc Fairpoint Communications Inc Michael Katz Neurex Corp DE MetroPCS Communications Inc Guangzhou Huahui Trade Co Ltd Searle & Co Quinn Riorden FrontPoint Offshore Asia Pacific Fund LP Conns Inc Glycomed Inc now Ligand Pharmaceuticals Inc James Alexander Soutar RAmsey Asset Management Connetics Corporation Connectics Corporation Dov Pharmaceuticals Inc Advanced Plant Pharmaceuticals Inc Flemington Pharmaceutical Corporation United Eagle Airlines Co Ltd Guangdong United Eagle Investment Co Ltd Guangdong City On Line Co Ltd Dransfield Holdings Ltd Digital World Holdings Ltd Interneuron Pharmaceuticals Inc now Indevus Pharmaceuticals Inc Indevus Pharmaceutical Inc NovaDel Pharma Inc Teem Foundation China Council for the Promotion of International Trade Discovery Laboratories Inc Genesis Ireland Aviation Trading
Requested Date
8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/6/2007 8/6/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/17/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007
Closed Date
3/18/2008 8/29/2007 8/29/2007 3/24/2008 3/24/2008 3/13/2008 3/14/2008 1/9/2008 3/18/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;RPR NIF NIF NIF;RTW NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/14/2007 Other Reasons 10/11/2007 Other Reasons 10/15/2007 Other Reasons 10/11/2007 Other Reasons 8/30/2007 9/5/2007 2/20/2008 8/29/2007 8/29/2007 9/13/2007 9/13/2007 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 10/3/2007 10/3/2007 10/3/2007 8/31/2007 8/31/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Motz, Robert Costello, Maureen Motz, Robert Motz, Robert Gavin, J. Patrick Schleinkofer, Raymond Schleinkofer, Raymond Evans, David Motz, Robert Gavin, J. Patrick Schleinkofer, Raymond Schleinkofer, Raymond Edwards, Mark Edwards, Mark Motz, Robert Schleinkofer, Raymond Costello, Maureen Costello, Maureen Costello, Maureen Schleinkofer, Raymond Edwards, Mark Hart, Kathleen Gavin, J. Patrick Schleinkofer, Raymond Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Schleinkofer, Raymond Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Cartwright, Heather Lynch, Megan
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Verdis Wealth Management Verdis Wealth Management International Business Research International Business Research SEC Insight Verdis Wealth Management Verdis Wealth Management Recombinant Capital Inc. Recombinant Capital Inc. International Business Research Verdis Wealth Management International Business Research International Business Research International Business Research Verdis Wealth Management Recombinant Capital Inc. Fortent Inform SEC Insight Verdis Wealth Management International Business Research SEC Insight SEC Insight Verdis Wealth Management SEC Insight CheckFund Manager LLC SEC Insight PharmaVentures Ltd CheckFund Manager LLC
Request Description
Celestial Aviation Trading PK Airfinance Ireland Limited Greenwich Therapeutics Frusco Limited Transcell Technologies Inc Sparta Pharmaceuticals Inc Integra Lifescience Holdings Corp Mark Pearson Robert Macrae Innovative International Holdings Innovive Pharmaceuticals Inc James River Group Inc Jason Jones Toru Ueda Collagenex Pharmaceuticals Inc Collagenex Pharmaceuticals Inc BioCryst Pharmaceuticals Yashwant Bajaj GE Capital Aviation Services GE Commercial Aviation Funding GE Transportation Finance (Ireland) Limited Peter Ferry Conceptus Inc First BanCorp Energy Metals Corp Richard Kincaid VIMRx Pharmaceuticals Inc National Semiconductor Corporation Eclipsys Corp Mark Budris Ross Stores Inc Martello Investment Management Cato Corp MGI Pharma Inc David Francis McCarthy
Requested Date
8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/6/2007 8/6/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/6/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/16/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007
Closed Date
8/31/2007 9/6/2007 1/31/2008 1/31/2008 1/31/2008 1/31/2008 2/19/2008 8/31/2007 8/31/2007 8/29/2007 8/29/2007 1/23/2008 10/3/2007 3/12/2008 9/28/2007 9/28/2007 1/23/2008 1/23/2008 1/23/2008 3/24/2008 3/6/2008 1/22/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
07-08122-FOIA 07-08123-FOIA 07-08124-FOIA 07-08125-FOIA 07-08126-FOIA 07-08127-FOIA 07-08128-FOIA 07-08129-FOIA 07-08130-FOIA 07-08131-FOIA 07-08132-FOIA 07-08133-FOIA 07-08134-FOIA 07-08135-FOIA 07-08136-FOIA 07-08137-FOIA 07-08138-FOIA 07-08139-FOIA 07-08140-FOIA 07-08141-FOIA 07-08142-FOIA 07-08143-FOIA 07-08144-FOIA
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Cartwright, Heather Cartwright, Heather Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gioia, Allison SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
ABN Amro Holdings N V Pogo Producing Co PHH Corporation Allianz SE Biovail Corp International FirstEnergy Corp Oscient Pharmaceuticals Corp Dollar Tree Stores Inc Sepracor Inc DE Elan Corp PLC Ormat Technologies Inc Greenwich Pharmaceuticals Inc Danaos Corp Cheskin Cheskin & Masten Inc Cheskin Associates Inc Cheskin Research Inc Triangle Wire & Cable Inc Nexiq Technologies Inc Medimax Inc Municipal Development Corp Association of Texas Technology Education Bennett Environmental Inc John A Bennett Robert P G Griffiths Richard L Stern SEC v Bennett Environmental Inc et al Stephen A Palacios Modine Manufacturing Co Lee Shupp Penn National Gaming Inc Premier IT Solutions LLC Advanced Medical Optics Inc BBO Energy Capital LP SBE Inc Insignia Solutions PLC Elbit Systems Ltd Jarrell B Ormand PC Encore Endeavors Inc Perugia Realty I LP Perugia Realty II LP Perugia Realty III LP Perugia Realty IV LP
Requested Date
8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/17/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/13/2007
Closed Date
1/23/2008 3/6/2008
Final Disposition
Other Reasons Other Reasons NIF NIF NIF;WIT NIF;WIT WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE
Exemption Cited
PharmaVentures Ltd SEC Insight PharmaVentures Ltd SEC Insight PharmaVentures Ltd PharmaVentures Ltd SEC Insight PharmaVentures Ltd SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Phillips Lytle LLP
10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 8/29/2007 8/29/2007 8/29/2007 9/28/2007 9/28/2007 3/4/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Evans, David Gavin, J. Patrick Costello, Maureen Kusnyer, Charles Kusnyer, Charles Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/21/2007 8/21/2007 8/21/2007 8/20/2007 8/21/2007 8/21/2007 8/20/2007 8/20/2007 8/21/2007 8/21/2007
1/23/2008 3/6/2008 8/31/2007 12/3/2007 8/30/2007
NIF NIF NIF NIF NIF;WIT NIF NIF;RTW NIF NIF NIF NIF NIF
10/24/2007 Granted in full 10/24/2007 Granted in full 9/18/2007 1/17/2008 10/3/2007 10/3/2007 10/3/2007 10/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Lynch, Megan Tenny, T. Lynch, Megan Foster, Dana Lichtcsien, Susan Lichtcsien, Susan Kreider, James
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight International Business Research CheckFund Manager LLC FOIA & PRA Services CheckFund Manager LLC Ackerman Link Sartory CheckFund Manager LLC CheckFund Manager LLC -
Request Description
Perugia Realty V LP Perugia Realty VI LP Perugia Capital LLC Perugia Energy LP Perugia Investment Ltd Perugia Management LLC Perugia Properties LP Esterline Technologies Corporation Texas Industrial Arts Association Prisma Energy Inc American Axle & Manufacturing Holdings Inc Dooley Rucker Maris & Foxman PC Aeroflex Inc Peru Copper Inc ViaSat Inc Warner Chilcott Ltd Darrel K Rhea RCG Ardis Capital LLC Hugh Rice Kelly Andrei Boris Pokrovsky Guidelines on Securities Lending and SEC Deficiency Letters Rosen Capital Management LLC John Kyle Rosen Aggregate Continuous Net Settlement CNS Failure Data for Medis Technologies Ltd Amgen Inc MWPC Acquisition Corp Sparkletts Drinking Water Corporation Firebird Avrora Advisors LLC DRMF Inc Ian Hague Richard H Rosenzweig Hartford Insurance Company Jane Engelhard Jack D Cogen Kelly Music Associates I LLC Public Health International Incorporated Acorda Therapeutics Inc McKesson Water Products Company
Requested Date
8/21/2007 8/21/2007 8/21/2007 8/21/2007 8/20/2007 8/20/2007 8/21/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/21/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/20/2007 8/21/2007 8/21/2007 8/21/2007 8/15/2007 8/21/2007 8/21/2007 8/21/2007
Closed Date
10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 9/4/2007 9/6/2007 9/6/2007 12/5/2007 1/31/2008 1/9/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF;WIT NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF -
Exemption Cited
11/15/2007 Other Reasons 11/15/2007 Other Reasons 11/15/2007 Other Reasons 9/12/2007 9/4/2007 8/27/2007 1/31/2008 9/18/2007 9/19/2007 2/4/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Nellis, Stephen Costello, Maureen Costello, Maureen McHugh, Megan Costello, Maureen McHugh, Megan Costello, Maureen Gross, Michael Costello, Maureen Costello, Maureen Costello, Maureen Cartwright, Heather Costello, Maureen
The Pacific Coast Business Times International Business Research International Business Research Check Fund Manager LLC International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research PharmaVentures Ltd International Business Research
8/21/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/23/2007 8/22/2007
9/27/2007 9/12/2007 9/12/2007 10/3/2007 9/28/2007 9/28/2007 3/4/2008 11/8/2007 8/31/2007 -
Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons -
(b)(7)(A) NIF NIF NIF NIF NIF NIF (b)(7)(C) NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Atkins, John Costello, Maureen Padula, Gary Pasceri, Vito Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Butler, McCall Gavin, J. Patrick Edwards, Mark Edwards, Mark Evans, David Gavin, J. Patrick SandersBaker, PC
Organization
International Business Research International Business Research Brown University Investment Office International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research International Business Research International Business Research SEC Insight SEC Insight Fleishman-Hillard Inc SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. International Business Research SEC Insight
Request Description
Alhambra National Water Co Inc Amarillo Biosciences Inc Eastern Investments LLC Invention Development Fund I LLC CRT Capital Group Natsource Transaction Services LLC Natsource Charitable Foundation Inc Natsource Aeolus Fund I L P Natsource Aeolus LLC Natsource Asset Development LLC Natsource Asset Management LLC Blue Natsource Holding Company Inc Natsource LLC Natsource Management Inc Natsource Management International Inc Ramona Bottling Inc D&N Pump and Tank Inc Polar Water Company Nightlife and Leisure Solutions Inc ICONIX Brand Group Inc Capgemini Financial Services USA Inc Capgemini Financial Services China Inc Kanbay Consulting LLC Kanbay Resources Inc Kanbay Inc Kanbay China Inc Kanbay Managed Solutions Inc Knology Inc Community Banks Inc Rubicon Technology Inc Rubicon Worldwide Inc McKesson HBOC Inc Plum Creek Timber Company Iron Mountain Inc SEC Letters issued during the week of August 22 2007 Bausch Lomb Incorporated Cubist Pharmaceuticals Inc Cubist Pharmaceuticals Inc Optigain Inc Genesco Inc
Requested Date
8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/22/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/13/2007 8/13/2007 8/23/2007 8/23/2007
Closed Date
1/2/2008 10/4/2007 12/3/2007 1/15/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 4/1/2008 3/13/2008 3/13/2008 3/13/2008 8/29/2007 9/19/2007 1/17/2008 10/2/2007 10/2/2007 10/2/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 1/9/2008 1/9/2008 3/13/2008 3/13/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF;WIT NIF;WIT NIF Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Evans, David Evans, David Gavin, J. Patrick McHugh, Megan Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Evans, David Evans, David Lynch, Megan Gavin, J. Patrick Deyneha, Natalia Evans, David Gavin, J. Patrick Gavin, J. Patrick Rich, Glenda Lynch, Megan Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Gavin, J. Patrick McHugh, Megan Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Lynch, Megan McHugh, Megan Deyneha, Natalia SEC Insight
Organization
International Business Research International Business Research SEC Insight Check Fund Manager LLC SEC Insight PharmaVentures Ltd SEC Insight SEC Insight International Business Research International Business Research International Business Research CheckFund Manager LLC SEC Insight International Business Research International Business Research SEC Insight SEC Insight SWEENEY LEV CheckFund Manager LLC International Business Research SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight Check Fund Manager LLC SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research CheckFund Manager LLC Check Fund Manager LLC International Business Research
Request Description
Authorize.net Holdings Inc Raja M Parvez William F Weissman Helix Energy Solutions Group Inc Barry Rosenstein Coinmach Service Corp Dura Pharmaceuticals Inc Webster Financial Corp Tennant Co Municipal Active Alpha Investors LLC Accurum Inc Adjoined Consulting LLC Michael Howard Winer Color Kinetics Inc Mark D Weaver Happy R Hewes Finish Line Inc Citadel Broadcasting Corporation FOIA Request 06-08680 Third Avenue Management LLC SCY Inc First Data Corporation The Greater Los Angeles Nutrition Council Inc GW Services Inc Park Electrochemical SP Ventures Inc Deer Park Spring Water Inc Curagen Corporation Curagen Corporation Dynacorp International Inc Jana Partners LLC Nuveen Investments Inc Glacier Water Services Inc Reynolds American Inc The Sports Club Co Dayrunner Ehrlich Bober & Co Inc Coatue Management LLC Amida Capital Management NIA Broadcasting LLC
Requested Date
8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/13/2007 8/13/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/23/2007 8/24/2007 8/24/2007 8/23/2007
Closed Date
9/19/2007 9/19/2007 9/19/2007 1/24/2008 1/30/2008 1/30/2008 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/9/2007 9/6/2007 12/5/2007 12/5/2007 1/31/2008 1/10/2008 8/29/2007 9/28/2007 9/28/2007 1/24/2008 12/3/2007 1/27/2008 1/30/2008 1/31/2008 3/6/2008 3/19/2008 2/19/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Deyneha, Natalia Deyneha, Natalia Costello, Maureen Lynch, Megan DePeau, Andrew Felton, K. Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Deyneha, Natalia McHugh, Megan DePeau, Andrew Gavin, J. Patrick Lynch, Megan Costello, Maureen Mauldin, Sarah Gavin, J. Patrick Gavin, J. Patrick Harris, Craig Yager, Alan Sengstack, Michele Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Gavin, J. Patrick Costello, Maureen DePeau, Andrew Lynch, Megan Gavin, J. Patrick Costello, Maureen
Organization
International Business Research International Business Research International Business Research CheckFund Manager LLC Cotal Systems, Inc. Upstate Correctional Facility International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research Check Fund Manager LLC Cotal Systems, Inc. SEC Insight CheckFund Manager LLC International Business Research Chamberlain, Hrdlicka, White, Williams & Martin SEC Insight SEC Insight Seattle Post - Intelligencer International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research SEC Insight International Business Research Cotal Systems, Inc. CheckFund Manager LLC SEC Insight International Business Research Neal Ardman
Request Description
Ardman Automotive LLC Women in Need Inc Philippe P Laffont Scott Vincent Booth UB Group Ltd Saybrook Tax Exempt Opportunity Fund LP Saybrook Tax Exempt Advisors II LLC Saybrook Tax Exempt Advisors LLC Saybrook Management Services LLC Saybrook Capital LLC Saybrook Tax Exempt Investors LLC Saybrook Restructuring Advisors LLC Saybrook Employee Group LLC Saybrook Management Services II LLC Saybrook Capital Corporation Saybrook Fund Ramsey Asset Management Michael Marburg Hunter Blue LLC David Rich Eastern Advisors LLC Costar Group Inc Beartooth Capital Partners LLC Metropolitan BancGroup Inc Newmont Mining Homestake Mining Santa Fe Pacific Gold Corporation Health Care REIT Inc Sony Corp Jones Soda Co Planktos Corp Group Floor Stocks Madison Public Affairs Group Robert G Magnuson Broadwood Investment Holdings LP Michael McRee Equity Inns Inc Richard Adams Electron Capital Management LLC Robert Johnstone Keith III Inter Tel Inc Curt Gabardi
Requested Date
8/23/2007 8/23/2007 8/24/2007 8/24/2007 8/24/2007 8/12/2007 8/23/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/24/2007 8/23/2007 8/24/2007 8/24/2007 8/27/2007 8/27/2007 8/27/2007 8/21/2007 8/27/2007 8/27/2007 8/27/2007 8/21/2007 8/24/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007
Closed Date
9/28/2007 9/28/2007 1/28/2008 9/6/2007 1/31/2008 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 9/5/2007 9/5/2007 9/19/2007 10/4/2007 8/30/2007 10/2/2007 11/7/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF;WIT (b)(7)(A) (b)(6) NIF NIF NIF NIF (b)(7)(A) WIT NIF NIF NIF
Exemption Cited
10/26/2007 Denied in full 12/27/2007 Denied in part 8/31/2007 9/4/2007 9/4/2007 3/3/2008 9/19/2007 1/30/2008 1/17/2008 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Zur, Emanuel McHugh, Megan Gavin, J. Patrick McHugh, Megan Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Mierzejewski, Mark Edwards, Mark Cartwright, Heather DePeau, Andrew Martin, Lauren Martin, Lauren Martin, Lauren Sullivan, Henry Martin, Lauren Rothwell, Robert Martin, Lauren Edwards, Mark Martin, Lauren Lynch, Megan James, Andrea Martin, Lauren Edwards, Mark Fawcett, John SEC Insight SEC Insight Wells Notices
Organization
Lazard Ltd
Request Description
Himax Technologies Inc Wells Notices ARCAS VeriFone Holdings Inc David C Hammond Switch & Data Facilities Company Inc Phillip May Freedom Acquisition Holdings Inc William Baron Roger B Miller Crucell N V Idec Pharmaceuticals Corporation Bradley B Williams Tudor Investment Corporation Kingdom Capital Management LLC Sloane Robinson LLP Donald P Lines SEC v Lines Overseas Management Ltd Paloma Partners Management Company Black Warrior Wireline Corp Ospraie Management LP Curis Inc Copper Arch Capital LLC Park West Asset Management LLC The Boeing Co Courage Capital Mangement LLC Corvas International Inc BMI Inc BMI Construction Fund Inc BMI Construction Fund LP BMI Finance & Investment BMI International Trade & Investment BMI Leasing Inc BMI Leasing LP BMI Real Estate Development Inc Ridgefield Capital Asset Management Cor Therapeutics Inc the Aggregate Continuous Net Settlement Failure Data for Overstock.com Inc Anthem Music and Media Group LLC Celltech Group plc QLT Phototherapeutics Inc Axiom International Investors LLC Promontory Palms LLC
Requested Date
8/27/2007 8/27/2007 8/21/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/27/2007 8/29/2007 8/20/2007 8/29/2007 8/29/2007 8/28/2007 8/28/2007 8/28/2007 8/29/2007 8/29/2007 8/29/2007 8/28/2007 8/20/2007 8/28/2007 8/29/2007 8/29/2007 8/28/2007 8/20/2007 8/28/2007
Closed Date
10/4/2007 10/4/2007 10/3/2007 9/6/2007 12/5/2007 12/5/2007 3/20/2008 9/5/2007 3/27/2008 3/4/2008 11/6/2007 11/6/2007 11/6/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons NIF NIF;RTW NIF NIF WIT WIT NIF NIF NIF NIF WIT WIT WIT (b)(7)(A) NIF NIF WIT NIF (b)(7)(A)
Exemption Cited
Check Fund Manager LLC SEC Insight Check Fund Manager LLC SEC Insight International Business Research SEC Insight International Business Research Check Fund Manager LLC Recombinant Capital Inc. PharmaVentures Ltd Cotal Systems, Inc. LCG Associates, Inc. LCG Associates, Inc. LCG Associates, Inc. Mintz Levin LCG Associates, Inc. Vinson & Elkins LCG Associates, Inc. Recombinant Capital Inc. LCG Associates, Inc. CheckFund Manager LLC Seattle Post - Intelligencer LCG Associates, Inc. Recombinant Capital Inc. Kreindler & Kreindler
10/17/2007 Denied in full 10/16/2007 Other Reasons 10/11/2007 Granted in full 10/17/2007 Other Reasons 11/6/2007 Other Reasons
10/11/2007 Other Reasons 12/12/2007 Denied in full 10/15/2007 Denied in part -
(b)(7)(A);NIF -
Lynch, Megan Edwards, Mark Johnson, Jonathan Mierzejewski, Mark Cartwright, Heather Cartwright, Heather Martin, Lauren DePeau, Andrew
CheckFund Manager LLC Recombinant Capital Inc. Overstock.com, Inc. Check Fund Manager LLC PharmaVentures Ltd PharmaVentures Ltd LCG Associates, Inc. Cotal Systems, Inc.
8/28/2007 8/20/2007 8/23/2007 8/29/2007 8/29/2007 8/29/2007 8/28/2007 8/29/2007
9/20/2007 2/4/2008 1/30/2008 10/4/2007 10/4/2007
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF
Request ID
Requester Name
Neubert, Amber Martin, Lauren Martin, Lauren Martin, Lauren Wein, Phyllis Lynch, Megan Lynch, Megan Cartwright, Heather Martin, Lauren Edwards, Mark Cartwright, Heather Harrison, Mick Harrison, Mick Harrison, Mick Harrison, Mick Peper, Margaret Peper, Margaret Motz, Robert Peper, Margaret Motz, Robert Motz, Robert Motz, Robert Motz, Robert Peper, Margaret Motz, Robert Peper, Margaret Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Aguirre, Michael Gavin, J. Patrick Baird Holm LLP
Organization
LCG Associates, Inc. LCG Associates, Inc. LCG Associates, Inc. CheckFund Manager LLC CheckFund Manager LLC PharmaVentures Ltd LCG Associates, Inc. Recombinant Capital Inc. PharmaVentures Ltd The 9/11 Working Group The 9/11 Working Group The 9/11 Working Group The 9/11 Working Group Eppenstein and Eppensteion Eppenstein and Eppensteion International Business Research Eppenstein and Eppensteion International Business Research International Business Research International Business Research International Business Research Eppenstein and Eppensteion International Business Research Eppenstein and Eppensteion International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight The City Attorney City of San Diego SEC Insight
Request Description
Badger State Ethanol LLC Citadel Investment Group LLC Neon Liberty Capital Management Fir Tree Partners Broker Dealers throughout the USA list of Peter Sang Park Robert Austin Ellis Biovail Corporation Viking Global Investors LP Coulter Pharmaceuticals Inc Intercardia Inc The Pakistani ISI Saeed Sheikh Daniel Pearl Lieutenant General Mahmood Ahmed Tradition Asiel Securities Inc Pyxis Securities LLC Bruce N Whitman INET ATS Inc Paul T Farrell MarineSafety International Inc Aviall Inc Pat Kelly TFS Derivatives Corporation Cavalier International Inc Tradition (Global Clearing) Inc FlightSafety International Inc FlightSafety Services Corp FlightSafety New York Inc FlightSafety Foundation FlightSafety Boeing Training International Inc Alfred F Hurley M Safra & Co Inc Petroleum Helicopters Inc Megadata Corp Peter J Troob Troob Capital Management LLC Advantest Corp City of San Diego Chittenden Corp
Requested Date
8/28/2007 8/28/2007 8/28/2007 8/28/2007 8/29/2007 8/29/2007 8/29/2007 8/30/2007 8/29/2007 8/20/2007 8/29/2007 7/29/2007 7/29/2007 7/29/2007 7/29/2007 8/23/2007 8/23/2007 8/29/2007 8/23/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/23/2007 8/29/2007 8/23/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/29/2007 8/30/2007 8/30/2007 8/31/2007 8/30/2007 8/30/2007
Closed Date
11/7/2007 11/6/2007 11/6/2007 11/6/2007 9/28/2007 1/22/2008 2/4/2008
Final Disposition
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons WIT WIT WIT NIF NIF NIF NIF NIF NIF RTO NIF NIF RPR NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) -
Exemption Cited
11/21/2007 Other Reasons 11/15/2007 Other Reasons 11/21/2007 Other Reasons 2/29/2008 9/21/2007 1/30/2008 Other Reasons Other Reasons Other Reasons 10/12/2007 Other Reasons
10/18/2007 Denied in full 11/14/2007 Other Reasons 10/11/2007 Other Reasons 10/1/2007 9/25/2007 1/17/2008 9/27/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 2/20/2008 3/14/2008 11/2/2007 9/7/2007 3/24/2008 1/9/2008 9/27/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full -
Request ID
Requester Name
Costello, Maureen Huang, William Huang, William Huang, William Gavin, J. Patrick Brown, Ronald Gavin, J. Patrick Huang, William Huang, William Mierzejewski, Mark Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Costello, Maureen Huang, William Gavin, J. Patrick Huang, William Lynch, Megan Gavin, J. Patrick Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Vlachtchenko, Ekaterina Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Fiore, Crispin Gavin, J. Patrick Huang, William Huang, William Huang, William
Organization
International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Prickett Jones & Elliott SEC Insight EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research EACM Advisors LLC SEC Insight EACM Advisors LLC CheckFund Manager LLC SEC Insight CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research Analysis Group International Business Research SEC Insight International Business Research International Business Research SEC Insight Cotal Systems, Inc. SEC Insight PharmaVentures Ltd SEC Insight Blank Rome LP SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Regions Bank
Request Description
Adams Harkness & Hill Inc Technology Venture AH&H Fund Investors Adams Harkness Asset Management Inc Coca Cola FEMSA SA de CV UBS Securities LLC Solera Holdings Inc Richard Pell Canaccord Adams Inc Laurence R Smith AS Steamship Co Torm William Krause Karl Dimlich Celeste Guerrero Diane Daly Carmax Inc John Adams China Eastern Airlines Corp Ltd Kevin Dunn Martin Douglass Sass United Breweries Co Inc Resurgence Asset Management LLC Russell Abrams Titan Capital Group LLC Comtrac Inc Jenny Craig Inc and Balance Bar Company Adams Truck & Equipment Repair Inc Madeco SA Parrothead Properties LLC Union Planter Bank Health Net Inc Millburn Ridgefield Corporation RCN Corp Columbia Laboratories Inc Mobile Telesystems OJSC iMergent Inc BJ's Wholesale Club Inc GAM Japan LP GAM Diversity LP GAM Special Situations LP
Requested Date
8/31/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/28/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/31/2007 8/30/2007 8/31/2007 8/30/2007 8/30/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007 8/31/2007 8/31/2007 8/31/2007 8/31/2007 8/31/2007 8/31/2007 8/31/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007 9/4/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007
Closed Date
1/22/2008
Final Disposition
NIF NIF NIF NIF NIF;WIT NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons
Exemption Cited
10/25/2007 Other Reasons 10/25/2007 Other Reasons 11/15/2007 Other Reasons 9/26/2007 9/26/2007 9/26/2007 9/28/2007 9/27/2007 9/27/2007 9/27/2007 9/27/2007 9/27/2007 1/30/2008 10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(2);(b)(5);(b)(7)(C) NIF NIF;RTW NIF NIF NIF NIF NIF NIF;RTW NIF NIF WIT NIF WIT NIF NIF NIF NIF NIF
10/12/2007 Granted in full 9/27/2007 9/27/2007 9/27/2007 12/5/2007 2/14/2008 12/5/2007 3/18/2008 2/20/2008 10/4/2007 10/4/2007 10/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Malinowski, Thomas Cartwright, Heather Huang, William Huang, William Huang, William Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Huang, William Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Spence, Michael
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Cotal Systems, Inc. PharmaVentures Ltd EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight PharmaVentures Ltd SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research
Request Description
GAM Futures LP GAM Avalon Lacelot LLC GAM Avalon Lancelot LLC GAM Services Inc GAM International Management Limited GAM USA Inc Julius Baer Institutional International Equity Strategy Fund Julius Baer Holding Ltd Julius Baer Securities Inc Julius Baer Investment Management LLC Woori Finance Holdings Co Ltd Mark Bruce Fitzsimmons Akorn Inc SCI Asian Hedge LP Prasad Nanisetty Samuel Dedio Hilltop Holdings Inc Theravance Inc National Penn Bancshares Inc Francis Harte Andrew Barker 51job Inc Donald Delano Anthony Williams Michael Quain Hendricus Bocxe CommScope Inc Mary Lisanti Advanced Semiconductor Engineering Inc Donald Quigley Network Appliance Inc Cleco Corp Third Wave Global Investors LLC AH Lisanti Capital Growth LLC Gregory Hopper Denise Downey Brett Gallagher Glen Wisher Riad Younes William B Gerraughty
Requested Date
8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/31/2007 8/31/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007 8/31/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/31/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 8/30/2007 9/4/2007
Closed Date
10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF (b)(6);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF FEE;NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/15/2007 Denied in part 10/10/2007 Other Reasons 10/10/2007 Other Reasons 10/22/2007 Other Reasons 10/10/2007 Other Reasons 1/24/2008 9/5/2007 9/5/2007 9/5/2007 9/6/2007 11/7/2007 11/7/2007 9/28/2007 9/28/2007 1/30/2008 1/30/2008 2/12/2008 1/30/2008 1/30/2008 3/31/2008 4/1/2008 3/6/2008 2/20/2008 2/20/2008 10/2/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Spence, Michael Sandman, Zachary Spence, Michael Spence, Michael Malinowski, Thomas Spence, Michael Spence, Michael Edwards, Mark Ackerman, Andrew -
Organization
International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research Recombinant Capital Inc. The Bond Buyer Ge Gary Li
Request Description
International Lease Finance Corp Everest Software Inc NMS Communications Carlos Federico Carballo Infinium Software Intellution Inc Nexstar Pharmaceuticals Inc National Federation of Municipal Analyst NFMA concerning Chairman Cox municipal bond initiative Watchfire Steven Forman Arthur Haberman Richard J Westelman SEC v Forman et al Rob Roy J Graham SEC v Graham Neurogen Corporation Earnest Partners LLC Sunburst Bank NationsBank Corp Fairfax Financial Holdings Limited Odyssey Re Holdings Corp MetroJackson Chamber of Commerce Athena Neurosciences Inc Vivus Inc Molpus Woodlands Group LLC Millspas College Copernico Capital Partners LLC Aurora Biosciences Corporation Pre Paid Legal Services Inc Kevin Sherer Shinhan Financial Group Co LTD Bob Sherak Benjamin Lane Carrick Montpelier Re Holdings Ltd Sovereign Hedge Fund Management Dana Michael Erwin Energy East Corp Tom Online Inc Gottex Fund Management National Association of Realtors Community Foundation of Greater Jackson Inc
Requested Date
9/4/2007 8/23/2007 9/4/2007 9/4/2007 9/4/2007 9/4/2007 9/4/2007 8/27/2007 9/4/2007
Closed Date
9/14/2007 10/4/2007 2/27/2008 -
Final Disposition
NIF NIF NIF NIF FEE NIF -
Exemption Cited
10/10/2007 Other Reasons Other Reasons Other Reasons Other Reasons -
Spence, Michael Sum, Sylvia Sum, Sylvia Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Goldsmith, Barry Costello, Maureen Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Malinowski, Thomas Edwards, Mark Gavin, J. Patrick Harris, Chris Harris, Chris Harris, Chris McHugh, Megan Gavin, J. Patrick McHugh, Megan DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Kearney, John Costello, Maureen
International Business Research Lerach Coughlin Stoia Geller Rudman Robbins LLP Lerach Coughlin Stoia Geller Rudman Robbins LLP Recombinant Capital Inc. International Business Research International Business Research International Business Research Gibson Dunn & Crutcher LLP International Business Research Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research Cotal Systems, Inc. Recombinant Capital Inc. SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Check Fund Manager LLC SEC Insight Check Fund Manager LLC Cotal Systems, Inc. SEC Insight SEC Insight Cotal Systems, Inc. Snyder Kearney International Business Research
9/4/2007 8/29/2007 8/29/2007 8/27/2007 9/4/2007 9/4/2007 9/4/2007 8/27/2007 9/4/2007 8/27/2007 8/27/2007 9/4/2007 9/4/2007 9/4/2007 4/27/2007 9/5/2007 9/5/2007 9/6/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007
10/3/2007 11/1/2007 9/26/2007 3/10/2008 9/27/2007 10/9/2007 10/9/2007 9/27/2007 1/24/2008 9/6/2007 2/13/2008 1/31/2008 2/20/2008 10/3/2007 3/20/2008 3/13/2008
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Susman, Thomas Harris, Chris Harris, Chris Harris, Chris Harris, Chris Harris, Chris Costello, Maureen Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Narayanswamy, Anupama Aalders, Gerard Rogers, Greg Gavin, J. Patrick Kibler, John Kibler, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research Ropes & Gray LLP Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC International Business Research Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Sunlight Foundation Nederlands Instituut voor Oorlogsdocumentatie Guida Slavich & Flores P.C. SEC Insight SEC Insight SEC Insight SEC Insight International Business Research International Business Research SEC Insight SEC Insight International Business Research SEC Insight International Business Research
Request Description
Metro Jackson YMCA Stewpot Community Services The Nature Conservancy WQMA Inc FOIA Request 05-00078-APPS 04-3083 The Midway Group LP The Midway Group LLC Midway Market Neutral Fund LLC Midway Market Neutral International Fund Ltd Midway Market Neutral International Master Fund Ltd The Snopes Company Inc Neal Richard Greenberg Agile Group LLC Credicorp Ltd Distribution and Services D&S Korea Electric Power Corp Northstar Realty Schulman A Inc Finisar Corporation Monsanto Company Congress and SEC between July 1, 2007 and August 31, 2007 Northrop Corporation Ashland Inc Administrive Proceeding # 3-12487 Portugal Telecom SGPS Hoffman La Roche Inc and F Hoffman La Roche Ltd Horrman La Roche Inc and F Hoffman La Roche Ltd Gigamedia Ltd Barr Pharmaceuticals Inc SK Telecom Co Ltd Taurus Investors LLC Crystalwood of Norman Operating Inc Telemig Celular Participacoes Nike Inc Gale Hollow Apartments Inc Gruma SA DE Delaware WRT Energy Corporation
Requested Date
9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/6/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/5/2007 9/6/2007 9/6/2007 9/6/2007 9/6/2007 9/6/2007 9/7/2007 9/6/2007 9/6/2007 9/6/2007 9/6/2007 9/6/2007 9/6/2007 9/6/2007 9/7/2007 9/7/2007 9/7/2007 9/10/2007 9/7/2007 9/7/2007 9/7/2007
Closed Date
11/6/2007 11/6/2007 9/26/2007 9/26/2007 9/6/2007 9/27/2007 9/27/2007 9/27/2007 9/27/2007 9/27/2007 1/17/2008 1/30/2008 9/28/2007 12/5/2007 1/28/2008 2/26/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in full NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW (b)(4);NIF WIT NIF;WIT NIF;WIT (b)(7)(A) DES (b)(7)(A) NIF;WIT NIF;RTW NIF;RTW NIF NIF NIF NIF NIF NIF
Exemption Cited
10/19/2007 Other Reasons 12/7/2007 12/3/2007 9/27/2007 Denied in full Other Reasons Other Reasons
10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 2/20/2008 Other Reasons -
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Horn, Douglas
Organization
International Business Research International Business Research International Business Research International Business Research U.S. Department of Justice
Request Description
DLB Operating Inc DLB Oil & Gas Inc DLB Funds Inc DLB Drilling and Exploration Inc Drew Carver Richard T Clark Matthew Crockett Robert Garner Joel Holt Bryce Knight Joshua Lankford Mark Lindberg Mark Nofke Rudy Ruettiger Gary Zinn James A Reskin G David Gordon Phil Offill Commercial Chemical Corporation F & C Investments Inc Companhia Paranaense De Energia Copel Banco Itau Holding Financeira Macro Bank Inc Southeast Airport Group Brandywine Realty Trust Gulfport Energy Corporation Taser International Floran Technologies Inc Great White Pressure Control LLC Minoru Ikuma Hong Kun Lee Corbanca Western Digital Corporation Focus Media Holding Ltd Geotech Consultants Inc MedDirect Latino Delhaize Group Oracle Corporation Elm Grove LLC Hideo Sawada WD Media Inc W Willow Limited Smith Bernal Group Limited Sustainable Woodlands Partners LLC Starbuck & Associates Inc Southeastern Petroleum Exploration Co Supergen Inc Coastal Oils Inc CMM Properties Limited Partnership Canadian Trails Inc Bronco Drilling Company LLC
Requested Date
9/7/2007 9/7/2007 9/7/2007 9/7/2007 8/17/2007
Closed Date
10/4/2007 10/4/2007 10/4/2007 10/4/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF
Exemption Cited
Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Costello, Maureen Patch, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Costello, Maureen Cunningham, Michael Gavin(NA), J. Patrick Gavin(NA), J. Patrick Costello, Maureen Costello, Maureen Gavin(NA), J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight International Business Research Tandem Energy Corporation SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research
9/7/2007 9/7/2007 9/7/2007 9/10/2007 9/10/2007 9/10/2007 9/10/2007 9/7/2007 9/9/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/10/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/7/2007 9/11/2007 9/11/2007 9/10/2007 9/10/2007 9/10/2007 9/4/2007 9/10/2007 9/10/2007 9/10/2007 9/10/2007
1/30/2008 1/30/2008 3/6/2008 3/6/2008 3/6/2008 12/5/2007 12/5/2007 2/14/2008 3/14/2008 3/14/2008 11/2/2007 11/2/2007 9/26/2007 9/28/2007 9/26/2007 1/18/2008
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons
NIF NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/10/2007 Other Reasons 10/10/2007 Other Reasons 9/14/2007 9/14/2007 10/4/2007 10/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Melendez, Lisa
Organization
International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research
Request Description
Bossier Properties LLC Valentis Investors LLC Border Oil and Gas Inc Booker & Walker LLC BayStar Capital Management LLC NDS Group PLC Progenics Pharmaceuticals Inc Academy Hill Corporation Marlin Industries Inc Black Gold Resources Inc Gulf Production Corp Depotech Corporation News International Limited Yorkshire Group PLC Quintain Services Limited Quintain Estates and Development PLC Private Equity International Limited Private Equity Investor PLC Lawrence R Goldfarb Castle Production Company Castle Exploration Company Inc Barbara S Thomas aka Barbara Judge aka Lady Judge aka Barbara Singer Cherokee Disposal Inc Proteus Investments Inc Proteus Publications LLC Proteus Productions LLC United Asset Management Corporation Portmeirion Group Public Limited Company Friends Provident Public Limited Company PA Holdings Limited Nationwide Accident Repair Services PLC Eaglet Investment Trust Plc Introgen Therapeutics Inc Alcove London Limited London American Growth Trust Plc ICOS Corporation Net Investor Limited News Television Alexander S Franklin aka Alex Franklin
Requested Date
9/10/2007 9/10/2007 9/10/2007 9/10/2007 9/10/2007 9/11/2007 9/4/2007 9/10/2007 9/10/2007 9/10/2007 9/10/2007 9/4/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 8/17/2007 9/11/2007 9/10/2007 9/10/2007 9/10/2007 9/11/2007 9/10/2007 9/10/2007 9/10/2007 9/10/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/4/2007 9/11/2007 9/11/2007 9/4/2007 9/11/2007 9/11/2007 9/11/2007
Closed Date
10/4/2007 1/30/2008 1/31/2008 2/6/2008 2/6/2008 2/20/2008 2/20/2008 2/14/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/10/2007 Other Reasons 12/18/2007 Granted in full 10/3/2007 10/3/2007 2/20/2008 2/14/2008 3/14/2008 3/14/2008 3/14/2008 1/18/2008 11/2/2007 11/2/2007 9/28/2007 9/26/2007 9/26/2007 9/26/2007 9/27/2007 9/27/2007 1/16/2008 1/18/2008 1/16/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
11/19/2007 Granted in full 10/11/2007 Other Reasons 10/11/2007 Other Reasons 11/14/2007 Granted in full 9/27/2007 9/27/2007 Other Reasons Other Reasons
Request ID
Requester Name
Melendez, Lisa Melendez, Lisa Malinowski, Thomas Malinowski, Thomas Evans, David Evans, David Evans, David Evans, David Stone, Ralph
Organization
International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research Shalov Stone & Bonner LLP
Request Description
Jonah Loop aka Jonah Daniel Loop Jonah Dance Loop and Jonah Daniel Dance Loop John E Sullivan aka John Edward Sullivan Michael Anthony Crowe Mesirow DFinancial Investment Management Centex Hometeam Security Inc Centex Hometeam Lawn Care LLC Centex Home Services Company Centex Security Inc Vivendi Universal SA SEC v Vivendi Universal SA Jean-Marie Messier and Guillaume Hannezo William Gunlicks Mack H Hicks Robert M Swartz William H Cunningham William F Quinn Enhanced Safesystems Inc Garden Plus Co Inc Hometeam Pest Defense LLC John Black Morgan Unseen Theatre Inc Big Red Pixel Productions Inc Amber Lantern Images Inc Loop Films Inc Vera USA LLC Pangea Pictures Corporation SEC securities supervision Solomonloop Inc Transfer agents and federal banking regulators list of Bolivian American Chamber of Commerce Robert L Rosen RLR Capital Partners LP Taser International Sedona Corporation Pet Quarters Inc ReachCapital Management LLC Highland Financial Partners LP Lloyd Lewis Mandell Coeus Capital Management LLC
Requested Date
9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/5/2007
Closed Date
Final Disposition
Exemption Cited
10/10/2007 Other Reasons 9/14/2007 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Simonian, Guy Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Peper, Margaret Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Fischer, Veronika Costello, Maureen Pitou, Amy Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Link, Scott Link, Scott Link, Scott Mierzejewski, Mark Newell, Matthew Malinowski, Thomas Malinowski, Thomas
Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Eppenstein and Eppensteion International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Stockholder Consulting Services Inc International Business Research Check Fund Manager LLC Check Fund Manager LLC Christian Smith & Jewell Christian Smith & Jewell Christian Smith & Jewell Check Fund Manager LLC Willkie Farr & Gallagher LLP Cotal Systems, Inc. Cotal Systems, Inc.
9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 9/11/2007 8/23/2007 9/12/2007 9/12/2007 9/12/2007 9/12/2007 9/12/2007 9/12/2007 9/11/2007 9/12/2007 9/10/2007 9/13/2007 9/13/2007 9/13/2007 9/6/2007 9/6/2007 9/6/2007 9/13/2007 9/13/2007 9/13/2007 9/13/2007
2/14/2008 3/24/2008 11/2/2007 1/16/2008 9/27/2007 10/2/2007 2/14/2008 2/14/2008 3/14/2008 11/2/2007 1/16/2008 11/9/2007 11/2/2007 9/26/2007
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(4);(b)(5);(b)(8) NIF NIF NIF NIF NIF
10/17/2007 Denied in part 10/15/2007 Other Reasons 10/15/2007 Other Reasons 9/27/2007 10/1/2007 9/14/2007 Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Sum, Sylvia Gavin(NA), J. Patrick Gavin(NA), J. Patrick DePeau, Andrew Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick DePeau, Andrew Gavin(NA), J. Patrick Mierzejewski, Mark Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Knott, Alex Mierzejewski, Mark Evans, David Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Palermo, Mike Albiston, Lucinda Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Evans, David Harrison, Richard
Organization
Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research Lerach Coughlin Stoia Geller Rudman Robbins LLP SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. SEC Insight Check Fund Manager LLC SEC Insight SEC Insight SEC Insight Congressional Quarterly Check Fund Manager LLC International Business Research SEC Insight SEC Insight SEC Insight SEC Insight Schwamm, Albiston and Smith, PLLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research Global Securities Information, Inc. Bart Baum
Request Description
Ionic Capital Management LLC Jonathan Copplestone Casana LLC Chauncey Shey SEC v Shey Hillenbrand Industries Inc MCG Capital Corp Convexity Capital Management LLC First Indiana Corp CONSOL Energy Inc Reddy Ice Holdings Inc Jack Reeder Meyer Samsonite Corp Christian M Zugel Covidien LTD Blackrock Inc Markwest Energy Partners LP letters from members of Congress Zais Group LLC Stephen P Brown Piper Jaffray Companies Gramercy Capital Corp Starwood Hotels & Resorts Worldwide Inc Sequa Corp Registered Investment Advisors AIMSI Technologies Inc Rhonda Lynn Holman Hall vs Reginald Hall CBOT Holdings Inc Consolidated Communications Holdings Inc Option Care Inc Citizens Communications Company Owens Illinois Inc Pulte Homes Inc Walgreen Co Keystone Automotive Industries Inc NRG Energy Inc Quanex Corporation BCE Inc George S Hofmeister BP Plc File # 333110203
Requested Date
9/13/2007 9/13/2007 9/13/2007 9/13/2007 9/7/2007 9/14/2007 9/13/2007 9/14/2007 9/14/2007 9/12/2007 9/12/2007 9/14/2007 9/13/2007 9/14/2007 9/13/2007 9/12/2007 9/12/2007 9/14/2007 9/14/2007 9/14/2007 9/12/2007 9/13/2007 9/13/2007 9/14/2007 9/14/2007 9/14/2007 9/14/2007 9/12/2007 9/13/2007 9/14/2007 9/14/2007 9/12/2007 9/12/2007 9/13/2007 9/14/2007 9/14/2007 9/13/2007 9/14/2007 9/18/2007
Closed Date
2/6/2008 10/3/2007 11/7/2007
Final Disposition
NIF NIF NIF NIF (b)(7)(A) WIT NIF NIF NIF;RTW NIF NIF NIF;WIT NIF NIF NIF NIF DES NIF NIF NIF NIF NIF NIF;WIT WIT WIT NIF NIF;WIT NIF;WIT NIF;WIT NIF;WIT NIF;RTW NIF;RTW NIF WIT Other Reasons Other Reasons Denied in full
Exemption Cited
11/16/2007 Other Reasons 2/5/2008 9/24/2007 Other Reasons Other Reasons 11/14/2007 Other Reasons
10/11/2007 Other Reasons 10/12/2007 Other Reasons 10/19/2007 Other Reasons 1/30/2008 1/30/2008 1/30/2008 1/7/2008 12/5/2007 12/5/2007 1/9/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Harrison, Richard Holloman, Ellen Padula, Gary Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Goldsmith, Barry Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight
Organization
Global Securities Information, Inc. Sullivan & Cromwell LLP Brown University Investment Office Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight Global Securities Information, Inc. SEC Insight Gibson Dunn & Crutcher LLP International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Polypore International Goldman Sachs Trust File # 333-140186 eToys Inc First Principles Capital Management LLC ICOS Corp Lilly Eli & Co TDI Holding Corp File # 333-136138 LMG Properties Inc of Mississippi LMG Properties Inc Brandywine Amalgamated Inc Coventry Group File # 333140102 CNI Charter Funds File # 333140100 Check Point Software Technologies Ltd Access Capital Strategies Community Investment Fund Inc MA File # 333133206 ING Investors Trust File # 333140157 ING Investors Trust File # 333140046 Northrop Grumman Corp DE Powerdsine Ltd Indus International Inc ING Equity Trust File # 333140325 Phoenix Adviser Trust File # 333139907 Microsemi Corp Cotherix Earnest Partners Limited LLC Cimarron Mortgage Company Primal Solutions Inc File # 333133709 Unified Series Trust File # 333140169 Illumina Inc Zions Bancorporation / UT Marshall & Illsley Corporation Premier Exhibitions Inc Corporate Office Properties Trust Microchip Technology Inc Fairfax Financial Holdings Limited Capital Placements Inc Capital Placement Associates PA Oregon Steel Mills Inc Pemstar Inc Navisite Inc File # 333138986 Cohen & Steers European Realty Shares Inc File # 333140278
Requested Date
9/17/2007 9/18/2007 9/17/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/14/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/17/2007 9/17/2007 9/18/2007 9/17/2007 9/14/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007
Closed Date
11/1/2007 9/28/2007 9/28/2007 9/28/2007 9/28/2007 9/28/2007 2/14/2008 3/14/2008 2/11/2008 10/5/2007 3/7/2008 3/7/2008 2/7/2008 3/6/2008 2/7/2008 2/7/2008 3/28/2008 1/31/2008 2/12/2008 11/1/2007 12/6/2007 10/5/2007 3/26/2008 1/8/2008 1/8/2008 12/3/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 1/30/2008 1/30/2008 10/5/2007 2/27/2008 -
Final Disposition
NIF;RTW (b)(5) NIF NIF NIF CAN NIF NIF NIF NIF WIT WIT WIT NIF WIT WIT NIF WIT NIF NIF WIT NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF WIT -
Exemption Cited
10/11/2007 Other Reasons 12/18/2007 Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Williamson, Pat Harrison, Richard Kirby, Patrick Kirby, Patrick Kirby, Patrick Harrison, Richard Lichtcsien, Susan Lichtcsien, Susan Padula, Gary Padula, Gary Harrison, Richard Harrison, Richard Padula, Gary Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard Evans, David Evans, David Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Thomson Financial Global Securities Information, Inc. Campbell Bissell & Kirby PLLC Campbell Bissell & Kirby PLLC Campbell Bissell & Kirby PLLC Global Securities Information, Inc. CheckFund Manager LLC CheckFund Manager LLC Brown University Investment Office Brown University Investment Office Global Securities Information, Inc. Global Securities Information, Inc. Brown University Investment Office International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Pfizer Inc
Request Description
St Cloud Capital Partners LP Angeion Corp / MN Dendrites Partners LLC Amerigon Embrex Inc / NC Frank Duval Pegasus Gold Corp Hobart Teneff RR Donnelley & Sons Co Avenue Europe International Management LLC Marc Abenser Lasry Ignition Capital Partners I LP Ignition Venture Partners IV LP Limited Brands Inc Waterloo Ventures Inc 333-135957 Angelo Gordon Realty Fund VII LP Kennebrew Holdings Inc Coldstream Timber Resources LLC Veritas DGC Inc Cohen & Steers Global Realty Shares Inc 333140085 Randall W Atkins Alliance Metals Inc Schwartz Investment Trust 333-140323 Impac Secured Assets Corp 333-139462 Venturi Partners Inc 333-120163 MIV Therapeutics Inc 333-135797 Angiodynamics Inc Open Solutions Inc Open Solutions Inc Benchmark Electronics Inc Conceptus Inc 333-139455 Community First Bancorp Inc 333-136417 Hancock John Investors Trust 812-13357-02 John Hancock Trust 333-139972 Applica Inc General Geophysics Co Energy Conversion Devices Inc 333-129234
Requested Date
9/18/2007 9/18/2007 9/18/2007 9/14/2007 9/17/2007 9/18/2007 9/17/2007 9/17/2007 9/17/2007 9/18/2007 9/17/2007 9/17/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007
Closed Date
Final Disposition
NIF RTW NIF NIF FEE FEE FEE RTW NIF NIF NIF NIF WIT WIT NIF NIF NIF NIF NIF CAN NIF WIT WIT WIT WIT WIT WIT WIT NIF NIF NIF WIT
Exemption Cited
10/10/2007 Other Reasons 12/18/2007 Granted in full 10/10/2007 Other Reasons 10/16/2007 Other Reasons 11/7/2007 11/7/2007 11/7/2007 1/22/2008 Other Reasons Other Reasons Other Reasons Other Reasons 10/12/2007 Other Reasons
11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 2/11/2008 10/5/2007 9/21/2007 9/21/2007 10/2/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/10/2007 Other Reasons 10/10/2007 Other Reasons 10/4/2007 10/5/2007 10/5/2007 10/5/2007 2/7/2008 2/7/2008 3/14/2008 10/5/2007 10/5/2007 3/14/2008 3/14/2008 3/14/2008 3/14/2008 10/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Harrison, Richard Costello, Maureen Costello, Maureen Gavin(NA), J. Patrick Gavin(NA), J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Edwards, Mark Evans, David Evans, David Motz, Robert Harrison, Richard Evans, David Gavin(NA), J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Evans, David Harrison, Richard Gavin(NA), J. Patrick Harrison, Richard Harrison, Richard Evans, David Costello, Maureen Evans, David Evans, David Evans, David Edwards, Mark Evans, David Harrison, Richard Evans, David Costello, Maureen
Organization
International Business Research Global Securities Information, Inc. International Business Research International Business Research SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research Global Securities Information, Inc. International Business Research International Business Research
Request Description
M & M Tree Surgeons Inc First Community Bank of Georgia Dryades Timber Management LP Dryades Timber Management II LP Noven Pharmaceuticals Washington Real Estate Investment Trust Ortec International Inc Financial Investors Variable Insurance Trust Essex Corp Nantucket Services Inc Aradigm Corpn File # 333137169 Exco Resources Inc File # 333139568 QEP Cp Inc Corvas International Inc Terra Nova Partners LP Precinda Ltd Stephen N Gray Korea Equity Fund Inc File # 333138220 Wittke Inc Sonicwall Inc Burlington Coat Factory Warehouse Corp File # 333137916 Sunopta Inc 333-137724 Amtech Systems Inc 333-139592 Rod Reynolds IndexIQ TM Exchange Traded Funds Inc 333140075 Childrens Place Reatail Stores Inc Datawave Systems Inc HealthShares TM Inc 812-13358 Jesse Gill Investek Capital Management Inc American Commercial Machinery & Equipment LLC American Commercial Coatings Inc American Commercial Holdings Inc British Biotechnology Group PLC American Commercial Realty LLC Cash Systems Inc File # 333139179 American Air Services LLC Investek Inc
Requested Date
9/14/2007 9/18/2007 9/14/2007 9/14/2007 9/17/2007 9/17/2007 9/18/2007 9/18/2007 9/18/2007 9/14/2007 9/18/2007 9/18/2007 9/18/2007 9/10/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/10/2007 9/14/2007 9/18/2007 9/14/2007 9/14/2007
Closed Date
2/15/2008 3/12/2008 2/14/2008 2/4/2008 2/20/2008 2/11/2008 3/21/2008 2/11/2008 9/28/2007 9/28/2007 10/5/2007 2/11/2008 9/26/2007 9/26/2007 10/5/2007 2/20/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF CAN CAN NIF WIT WIT NIF NIF WIT WIT NIF NIF NIF WIT NIF NIF WIT WIT WIT NIF RTW (b)(7)(A) NIF NIF NIF NIF NIF NIF WIT NIF NIF
Exemption Cited
10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/10/2007 Other Reasons 10/4/2007 10/4/2007 3/24/2008 2/22/2008 9/21/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/5/2007 10/4/2007 1/18/2008 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Costello, Maureen Evans, David Harrison, Richard Gavin(NA), J. Patrick Harrison, Richard Harrison, Richard Evans, David Evans, David Motz, Robert Edwards, Mark Harrison, Richard Harrison, Richard Maruca, Phelan Harrison, Richard Gavin(NA), J. Patrick Edwards, Mark Gavin(NA), J. Patrick Harrison, Richard Gavin(NA), J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
International Business Research International Business Research International Business Research Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Rose, Chinitz & Rose Global Securities Information, Inc. SEC Insight Recombinant Capital Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
American Manufacturing Consultants Inc Investek Timber Management LLC American Commercial Assembly Inc Triad Data Corp File # 333138081 Jakks Pacific Inc Chiral Quest Inc File # 333138782 Vista Equity Fund II LP Martyn Konig Vahan Kololian Joseph Kwok Sin Kin Kwok NeoRx Corporation Tullow Oil PLC Evraz Group SA Putnam Investment Management LLC British Sky Broadcasting Group PLC Chaparral Steel Co Medicines Co Graphic Packaging Corp Solexa Inc Keyspan Corporation Eupa International Corp / NV Envoy Communications Group Inc DWS Global Commodities Stock Fund Inc Reckson Associates Realty Corp ING Life Insurance & Annuity Co File # 333133151 SL Green Realty Corp ING Clarion Global Real Estate Income Fund File # 333138660 ING Clarion Real Estate Income Fund File # 333138671 Yukon Gold Corp Inc File # 333137039 Syntel Inc File # 333139227 Ciphergen Biosystems Inc File # 333139416 Rita Medical Systems Inc Gilead Sciences Atlantic Southern Financial Group Inc TDAX Funds Inc File # 333139872 Atlantic Southern Financial Group Inc XTF Investors Trust # 333139947 Actelion US Holding Co
Requested Date
9/14/2007 9/14/2007 9/14/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/10/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/10/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/10/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007
Closed Date
10/4/2007 1/16/2008 10/4/2007 10/5/2007 2/14/2008 10/5/2007 3/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF WIT NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF WIT WIT WIT WIT WIT WIT WIT WIT RTW NIF
Exemption Cited
10/19/2007 Other Reasons 10/17/2007 Other Reasons 10/19/2007 Other Reasons 10/2/2007 3/6/2008 3/6/2008 3/6/2008 2/11/2008 3/28/2008 2/11/2008 10/5/2007 2/29/2008 10/5/2007 10/5/2007 10/5/2007 10/5/2007 10/5/2007 3/6/2008 3/28/2008 3/28/2008 1/25/2008 3/28/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Granted in full
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Deyneha, Natalia Deyneha, Natalia Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Evans, David Motz, Robert Deyneha, Natalia Motz, Robert Deyneha, Natalia Deyneha, Natalia Lichtcsien, Susan Deyneha, Natalia Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Motz, Robert Deyneha, Natalia Motz, Robert Motz, Robert Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Moore, Bridget Deyneha, Natalia Deyneha, Natalia Evans, David Deyneha, Natalia Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Baker Botts LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Banta Corp
Request Description
Reinhold Industries Inc / DE Lee Chung AET UK Limited American Eagle Tankers Inc Klopfer & Associates Kyle R Klopfer Resun Leasing Incorporated Modular Space Corporation Carlisle Leasing International LLC OMI Corp Interpool Limited Raja H Venkatesh Arthur L Burns Accuship.com LLC Seacastle Inc Cost Management Recovery Group LLC Lightnetworks Inc Kylin Management LP Iron Data Solutions Partnership Ted Kyung-Ho Kang Iron Data Solutions Inc J D S ENT Artemis Properties LLC Santa s Collectibles Inc NOL Realty Inc American Bureau of Shipping Rocky Mountain Ice Cream Inc Restaurant Business Systems Inc Mastiff Development Inc Sketchers USA Inc 05-02706 Hydrographic Technology Inc ICL Overseas Investments LLC Stephen J Deluca Anvil Holdings Corporation TeraBurst Networks Inc Viador Inc Daystar Technologies Inc Hotel Information Systems Inc Hi Tech Consulting Services Inc Michael G Coles
Requested Date
9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/19/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/18/2007 9/19/2007 9/18/2007 9/19/2007 9/19/2007 9/19/2007 9/19/2007 9/19/2007 9/19/2007 9/19/2007 9/18/2007 9/19/2007 9/18/2007 9/18/2007 9/19/2007 9/19/2007 9/19/2007 9/17/2007 9/19/2007 9/19/2007 9/18/2007 9/19/2007 9/18/2007 9/20/2007 9/20/2007 9/19/2007 9/19/2007 9/19/2007
Closed Date
Final Disposition
NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/16/2007 Other Reasons 10/16/2007 Other Reasons 10/16/2007 Other Reasons 10/16/2007 Other Reasons 10/16/2007 Other Reasons 10/16/2007 Other Reasons 10/16/2007 Other Reasons 9/28/2007 9/28/2007 2/6/2008 2/6/2008 9/28/2007 2/6/2008 9/28/2007 2/6/2008 2/6/2008 2/14/2008 1/4/2008 1/4/2008 1/4/2008 3/14/2008 2/20/2008 2/20/2008 11/2/2007 11/2/2007 11/2/2007 9/24/2007 11/2/2007 3/14/2008 9/26/2007 2/20/2008 9/26/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Watkins, Derek Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Motz, Robert Deyneha, Natalia Deyneha, Natalia Motz, Robert Motz, Robert Sum, Sylvia Deyneha, Natalia Evans, David Motz, Robert McTigue, J Brian Sachs Waldman
Organization
Request Description
SEC Staff Report concerning Select Pension Consultants Black Marlin Etax Advisors Inc Black Marlin Data Neptune Orient Lines Ltd Minority Unit Holders C2 Partners Neptune Realty USA Inc Neptune Shipmanagement Services Pte Ltd UTStarcom Inc KLH & Associates Robert E Weiss International Tanker Owner Pollution Federation Limited Smith Barney Fund Management LLC and Citigroup Global Markets Inc (File no. 3-11935) Harris Custom Programming LLC Mobile Highway LLC Inficon Inc US Marine & Offshore Services Inc Jeffrey D Smock Parallel Petroleum Corporation Playtex Products Inc DigiCurve Inc Isle of Capri Casinos Inc ABR Capital LLC Alan B Rosenthal Rogers Communications Inc Smart Modular Technologies NNN Capital Corporation Key Energy Services Inc International House of Pancakes Inc Protalix BioTherapeutics Inc Gerdau Ameristeel Corp Nighthawk Radiology Holdings Inc Alcan Inc XO Holdings Inc Rigel Capital LLC
Requested Date
9/19/2007 9/19/2007 9/19/2007 9/19/2007 9/18/2007 9/19/2007 9/19/2007 9/18/2007 9/18/2007 9/7/2007 9/19/2007 9/18/2007 9/18/2007 9/13/2007
Closed Date
Final Disposition
Exemption Cited
(b)(3):15 U.S.C. 80b10(b);(b)(5);(b)(8) NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF (b)(7)(A)
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Lerach Coughlin Stoia Geller Rudman Robbins LLP International Business Research International Business Research International Business Research McTigue & Porter LLP
10/10/2007 Other Reasons 10/10/2007 Other Reasons 3/17/2008 Denied in full
Deyneha, Natalia Deyneha, Natalia Evans, David Motz, Robert Deyneha, Natalia Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin(NA), J. Patrick Johnson, Dexter Worley, Douglas Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Fortmiller, Keith
International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight Mallon & Johnson, P.C. Blackwell Sanders LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC
9/19/2007 9/19/2007 9/20/2007 9/18/2007 9/19/2007 9/19/2007 9/19/2007 9/20/2007 9/20/2007 9/20/2007 9/20/2007 9/19/2007 9/20/2007 9/19/2007 9/21/2007 9/20/2007 9/19/2007 9/19/2007 9/19/2007 9/20/2007 9/20/2007 9/21/2007
9/21/2007 9/21/2007 10/4/2007
Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF;WIT NIF;RTW NIF NIF NIF NIF NIF NIF (b)(7)(A);(b)(7)(B) NIF NIF NIF NIF;RTW NIF;WIT WIT NIF
10/19/2007 Other Reasons 10/19/2007 Other Reasons 12/27/2007 Other Reasons 11/5/2007 2/20/2008 1/24/2008 9/21/2007 9/21/2007 3/6/2008 3/6/2008 2/27/2008 2/6/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
10/25/2007 Denied in full 10/12/2007 Other Reasons 10/19/2007 Other Reasons 10/23/2007 Other Reasons 2/4/2008 12/5/2007 Other Reasons Other Reasons
Request ID
Requester Name
O'Neill, Gregg Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Ghozland, Michael Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Evans, David Evans, David Evans, David Evans, David Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith -
Organization
Request Description
Pinnacle Buiness Management (PCBM) aka Serac Holdings Inc (SRCI) Brandywine Global Investment Management LLC Chris David Marzullo Luz E Rivera Luz E Carey Safa Rajab Muhtaseb Mark Paul Glassman George Bertram Kauffman James M Dombek John Meade Corby Ashley C Roehl Alexander S Frink Richard N Stice Roger W Landes Ashley C Mooney Trish Willis Scott Mullet Todd S Jessup Abercrombie & Fitch Co Guy Watanabe Lynn A Rowley Penn Capital Management Marcia A Hocker Christian M Noyes Scott D Schumacher Eric J Green Richard Alan Hocker Highland Stud International LLC Highland Stud Inc Highland Farms Inc Highland Farms LLC Jorge Paulo Silva J Paulo Silva Linda Carabeth Walk Linda Carabeth Olsen Sean M Bogda Paul David Ehrlichman Mary Pinckney Wood Mary Pinck Wood
Requested Date
9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007
Closed Date
Final Disposition
(b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/30/2007 Denied in full 10/12/2007 Other Reasons 10/12/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/15/2007 Other Reasons 10/10/2007 Other Reasons 9/27/2007 9/27/2007 9/27/2007 9/27/2007 Other Reasons Other Reasons Other Reasons Other Reasons
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC
10/15/2007 Other Reasons 10/15/2007 Other Reasons 10/15/2007 Other Reasons 2/6/2008 2/13/2008 2/13/2008 Other Reasons Other Reasons Other Reasons -
10/16/2007 Other Reasons 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/3/2007 10/3/2007 10/3/2007 10/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Fortmiller, Keith Fortmiller, Keith Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Fortmiller, Keith Scott, David Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Tarkan, Michael Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Badway, Ernest Costello, Maureen Evans, David Badway, Ernest Edwards, Mark Evans, David Evans, David Badway, Ernest Badway, Ernest Badway, Ernest Badway, Ernest Badway, Ernest Evans, David Evans, David Badway, Ernest Badway, Ernest Badway, Ernest Evans, David Evans, David Evans, David Tingle, Lorrie
Organization
EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC D.E. Scott & Associates, LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Citi Investment Research EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Fox Rothschild LLP International Business Research International Business Research Fox Rothschild LLP Recombinant Capital Inc. International Business Research International Business Research Fox Rothschild LLP Fox Rothschild LLP Fox Rothschild LLP Fox Rothschild LLP Fox Rothschild LLP International Business Research International Business Research Fox Rothschild LLP Fox Rothschild LLP Fox Rothschild LLP International Business Research International Business Research International Business Research PERS of Mississippi
Request Description
GW Capital Incorporated GW Capital Inc Innovative Health Services Inc Innovative Employer Management Inc Electronic Metallurgy Company EMP Corporation H&H Construction of Kentucky LLC HFFG LLC Hydro Energy Services Inc Corinne C Harvey Registered Investment Advisors and Investment Companies Kenneth Paul Hrin Louis G Millares Gerald M McBride Tom Parkhurst listing of companies who have received Wells Notices from the SEC Joshua B Cohen Kevin C Roche Martin A Smith The Britannia Law Office David W Johnson KPA Inc Corey Ribotsky Regeneron Pharmaceuticals Inc Kentucky Air Services LLC LC Manufacturing LLC Michael Gelmon Robert Ruben AJW Partners LLC AJW Offshore Ltd AJW Qualified Partners LLC MW Crow Inc Mare Lease LLC Darrell Dworkin Jonathan L Schechter The NIR Group LLC MW Universal Inc MW Universal Acquisition Inc MWU Universal Acquisition Inc Mercer Investment Consulting
Requested Date
9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/21/2007 9/24/2007 9/25/2007 9/25/2007 9/24/2007 9/17/2007 9/25/2007 9/25/2007 9/24/2007 9/24/2007 9/24/2007 9/24/2007 9/24/2007 9/25/2007 9/25/2007 9/24/2007 9/24/2007 9/24/2007 9/25/2007 9/25/2007 9/25/2007 9/24/2007
Closed Date
10/3/2007 10/3/2007
Final Disposition
Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(8) NIF NIF NIF NIF NIF NIF NIF NIF NIF CAN NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 1/16/2008 1/16/2008 1/16/2008 2/6/2008 2/28/2008 Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
10/19/2007 Other Reasons 10/19/2007 Other Reasons 12/14/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 1/11/2008 3/28/2008 1/23/2008 10/1/2007 1/17/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/11/2007 Other Reasons 11/15/2007 Denied in full 3/10/2008 9/27/2007 Other Reasons Other Reasons 10/17/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/4/2007 10/4/2007 3/6/2008 3/24/2008 3/24/2008 3/24/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
07-09010-FOIA 07-09011-FOIA 07-09012-FOIA 07-09013-FOIA 07-09014-FOIA 07-09015-FOIA 07-09016-FOIA 07-09017-FOIA 07-09018-FOIA 07-09019-FOIA 07-09020-FOIA 07-09021-FOIA 07-09022-FOIA 07-09023-FOIA 07-09024-FOIA 07-09025-FOIA 07-09026-FOIA 07-09027-FOIA 07-09028-FOIA 07-09029-FOIA 07-09030-FOIA 07-09031-FOIA 07-09032-FOIA 07-09033-FOIA 07-09034-FOIA 07-09035-FOIA 07-09036-FOIA 07-09037-FOIA 07-09038-FOIA 07-09039-FOIA 08-00001-APPS 08-00001-CHAI 08-00001-CONG 08-00001-FOIA 08-00001-FOPA 08-00001-GOVT 08-00001-PAAM 08-00002-APPS
Requester Name
Edwards, Mark Costello, Maureen Edwards, Mark Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Badway, Ernest Edwards, Mark Vandagriff, Jerry Costello, Maureen Costello, Maureen Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Asimow, Daniel Sensabaugh, Douglas Hunnibell, Mark Gavin, J. Patrick b6 Carroll, Marcia b6 Peikin, Steven
Organization
Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research Fox Rothschild LLP Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Howard, Rice, Nemerovski, Canady, Falk & Rabkin The City Attorney City of San Diego SEC Insight Multinational Monitor Horizons Planning Corporation Sullivan & Cromwell LLP
Request Description
Xenova Group PLC William M Barron Geron Corporation Innovative Employer Solutions Inc Innovative Employer Management Inc Innovative Sports Staffing Inc Clive Ng aka Clive Cheang Neng Ng aka Cheang Neg Ng Ritu Raj Sidney Yu aka Sid Yu Interneuron Pharmaceuticals Inc now called Indevus Pharmaceuticals Ray Hexamer New Millennium Capital Partners II LLC Regeneron Pharmaceuticals Inc Harvey Gordin Joseph Morris aka Joe Morris Francis Lomanno aka Frank Lomanno Luscious Couture Inc Medical & Educational Research Institute X Inc BioNovo Biopharmaceuticals Inc Graco Inc Ansoft Corp Genco Shipping & Trading Ltd Ceradyne Inc Constellation Energy Partners LLC Korn Ferry International Dice Holdings Inc AMB Property Corporation International Coal Group Inc Hornbeck Offshore Services Inc Northern Orion Resources Inc Spinning, White Paper, Frank P Quatrone City of San Diego Allied Pilots Association USB Holding Co Inc b6 President Bushs Corporate Fraud Task Force b6 David B Sochol
Requested Date
9/17/2007 9/25/2007 9/17/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/17/2007 9/25/2007 9/24/2007 9/17/2007 9/17/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 10/1/2007 10/29/2007 10/24/2007 9/26/2007 9/27/2007 3/3/2005 7/31/2007 9/13/2007
Closed Date
3/28/2008 11/2/2007 1/30/2008
Final Disposition
Granted in full Other Reasons Granted in full NIF NIF NIF NIF NIF NIF NIF NIF NIF RTA NIF NIF NIF NIF NIF;RTW NIF;WIT NIF;WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF -
Exemption Cited
10/12/2007 Other Reasons 10/15/2007 Other Reasons 10/15/2007 Other Reasons 1/16/2008 1/16/2008 1/16/2008 1/29/2008 Other Reasons Other Reasons Other Reasons Granted in full
10/19/2007 Other Reasons 3/4/2008 3/13/2008 1/22/2008 2/10/2008 2/10/2008 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
10/16/2007 Other Reasons 10/16/2007 Other Reasons 11/8/2007 3/25/2008 2/20/2008 2/6/2008 1/24/2008 Other Reasons Denied in full Other Reasons Other Reasons Other Reasons 11/17/2007 Other Reasons
11/28/2007 Other Reasons 11/26/2007 Other Reasons 11/5/2007 11/5/2007 Granted in full Granted in full 11/21/2007 Other Reasons
11/16/2007 Other Reasons 10/31/2007 Other Reasons 2/28/2008 2/19/2008 1/15/2008 Granted in full Denied in full Partially reversed
5 USC 552a(d)(2) 17 CFR 200.37 (b)(3):15 U.S.C. 80b-10(b);(b)(7)(C)
Request ID
08-00002-CHAI 08-00002-CONG 08-00002-FIFO 08-00002-FOIA 08-00002-FOPA 08-00002-GOVT 08-00002-PAAM 08-00003-APPS 08-00003-CHAI 08-00003-CONG 08-00003-FOIA 08-00004-APPS 08-00004-FOIA 08-00005-APPS 08-00005-FOIA 08-00005-FOPA 08-00006-APPS 08-00006-FIFO 08-00006-FOIA 08-00006-FOPA 08-00007-APPS 08-00007-FOIA 08-00007-FOPA 08-00008-APPS 08-00008-FOIA 08-00008-FOPA 08-00009-APPS 08-00009-FIFO 08-00009-FOIA 08-00010-APPS 08-00010-FIFO 08-00010-FOIA 08-00010-FOPA 08-00011-APPS 08-00011-FOIA 08-00012-APPS 08-00012-FOIA
Requester Name
Siudara, Leonard Hunnibell, Mark Mallon, Colleen Mierzejewski, Mark b6 Mazzoli, Michael b6 Tucker, D. Scott Greenberg, Michael Durbin, Richard Mierzejewski, Mark Potischman, Neal Mierzejewski, Mark Lesar, James Henshall, Taylor b6 Nielsen, Catherine BILZERIAN, PAUL Conover, Becky b6 Link, Scott Costello, Maureen b6 Link, Scott Costello, Maureen b6 Kearney, John Fraser, Erin Lynch, Megan Williams, Mike Astley, Stephen Gavin, J. Patrick b6 Disraeli, David McHugh, Megan Baker, William Huang, William Venable LLP
Organization
Request Description
Colony Beach & Tennis Club Allied Pilots Association Goldman, Sachs & Co. No. 74 Civ. 1916 Partner Fund Management LP b6 Devin Danehy b6 fax cover letter sent by Mary Jo White to Linda Thomsen (SEC0003389) TD Ameritrade Inc CMKM Diamonds Inc Lawrence J Sapanski John J Mack Diamondback Capital Management LLC Alfred Stephan et al Centerbridge Credit Partners Ltd b6 President's Executive Order 13392 - FOIA Improvment Plan Paul A Bilzerian Gale Russell Creighton aka Rusty Creighton b6 Sedona Corporation MVC Acquisition Corp b6 Pet Quarters Inc MVC Capital Inc b6 National Association of Realtors King Pharmaceutical Inc Eric Stephen Swartz Pre-September 11, 2002 Trading Review Harley-Davidson Inc Eagle Bulk Shipping Inc b6 Shoshana Thoma-Isgur Oaktree Capital Management William Randall Baker SCP Newport Fund
Requested Date
11/8/2007 12/11/2007 3/6/2007 9/26/2007 10/4/2007 6/18/2007 2/27/2008 9/21/2007 1/30/2008 2/28/2008 9/27/2007 9/25/2007 9/27/2007 10/3/2007 9/27/2007 10/22/2007 11/8/2007 1/25/2008 9/27/2007 10/16/2007 11/9/2007 9/27/2007 10/16/2007 11/9/2007 9/27/2007 10/22/2007 11/14/2007 1/16/2008 9/28/2007 11/2/2007 3/7/2008 9/26/2007 11/1/2007 11/19/2007 9/27/2007 11/28/2007 9/28/2007
Closed Date
2/20/2008 1/10/2008 1/24/2008 1/15/2008 2/11/2008 3/6/2008 1/15/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons RTA MOT NIF NIF NPF
Exemption Cited
Check Fund Manager LLC Cox & Mazzoli PLLC Dimaio Ahmad Capital LLC Morgan Stanley United States Senate Check Fund Manager LLC Davis Polk & Wardwell Check Fund Manager LLC Brown University Investment OFfice The National Security Archive EACM Advisors LLC Christian Smith & Jewell International Business Research Christian Smith & Jewell International Business Research Snyder Kearney Robbins Umeda & Fink LLP CheckFund Manager LLC Lerach Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight Federal Satellite Camp LaTuna # 80035-008 Check Fund Manager LLC EACM Advisors LLC
Completely reversed Other Reasons Other Reasons Partially reversed MOT NIF NIF (b)(3):15 U.S.C. 80b10(b);(b)(6);(b)(7)(C) NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A);NIF NIF NIF
11/14/2007 Other Reasons 11/9/2007 1/9/2008 12/7/2007 3/21/2008 Other Reasons Other Reasons Denied in full Denied in part
Request ID
08-00012-FOPA 08-00013-APPS 08-00013-FOIA 08-00013-FOPA 08-00014-APPS 08-00014-FOIA 08-00014-FOPA 08-00015-APPS 08-00015-FOIA 08-00015-FOPA 08-00016-APPS 08-00016-FOIA 08-00017-APPS 08-00017-FOIA 08-00017-FOPA 08-00018-APPS 08-00018-FOIA 08-00019-APPS 08-00019-FOIA 08-00019-FOPA 08-00020-APPS 08-00020-FOIA 08-00020-FOPA 08-00021-APPS 08-00021-FOIA 08-00021-FOPA 08-00022-APPS 08-00022-FOIA 08-00022-FOPA 08-00023-APPS 08-00023-FOIA 08-00023-FOPA 08-00024-APPS 08-00024-FOIA 08-00024-FOPA 08-00025-APPS 08-00025-FOIA 08-00026-APPS 08-00026-FOIA b6
Requester Name
Mintz Levin Sullivan, Henry Weinberg, Stuart b6 Gavin, J. Patrick Huang, William b6 Gavin, J. Patrick Evans, David b6 Gavin, J. Patrick Huang, William Gavin, J. Patrick Mierzejewski, Mark b6 Gavin, J. Patrick Huang, William Greenberg, Les Gavin, J. Patrick b6 Seely, Kevin Costello, Maureen b6 Ramsey, Adam Gavin(NA), J. Patrick b6 Gavin, J. Patrick Weil, Jonathan b6 Gavin, J. Patrick Mierzejewski, Mark b6 Gavin, J. Patrick Costello, Maureen b6 Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen
Organization
b6
Request Description
Donald P Lines and SEC vs Lines Overseas Management Ltd Irving Kott and/or Mamma.com b6 Sprint Nextel Corporation SCP Sakonnet Fund b6 Parlux Fragrances, Inc Corvis Corporation b6 Electro Scientific Industries Inc SCP Atlantic Fund Kraft Foods Inc Clint D Carlson b6 Duke Energy Corporation SCP Ocean Fund Securities Industry Conference on Arbitration Community Health Systems Inc b6 Baker Hughes Inc Asiacontent.com Ltd b6 Adam Ramsey Kansas City Southern b6 InterMune Inc Halliburton Company b6 CKE Restaurants Inc Christopher M James b6 Nuvelo Inc MTV Japan b6 Polymer Group Inc 8 Holdings LLC First Community Bancorp Eight Holdings LLC
Requested Date
11/20/2007 11/28/2007 9/27/2007 11/21/2007 11/28/2007 9/28/2007 12/4/2007 11/28/2007 9/26/2007 12/3/2007 11/28/2007 9/28/2007 11/28/2007 9/26/2007 12/30/2007 11/28/2007 9/28/2007 12/14/2007 9/26/2007 1/14/2008 12/14/2007 9/26/2007 2/6/2008 12/17/2007 9/26/2007 2/25/2008 1/9/2008 9/26/2007 2/25/2008 1/9/2008 9/26/2007 3/6/2008 1/9/2008 9/26/2007 3/5/2008 1/9/2008 9/26/2007 1/9/2008 9/28/2007
Closed Date
2/1/2008 1/17/2008 1/17/2008 1/8/2008 1/10/2008 -
Final Disposition
Other Reasons NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF NPF NIF
Exemption Cited
Dow Jones Newswires Jamerica Financial, Inc. SEC Insight EACM Advisors LLC SEC Insight International Business Research SEC Insight EACM Advisors LLC SEC Insight Check Fund Manager LLC New River Correctional Institute SEC Insight EACM Advisors LLC Attorney at Law SEC Insight Polk Correctional Institution - Y11281 Robbins Umeda & Fink, LLP International Business Research SEC SEC Insight SEC Insight Bloomberg News SEC Insight Check Fund Manager LLC SEC Insight International Business Research Kostelanetz & Fink LLP SEC Insight International Business Research SEC Insight International Business Research
Denied in full Other Reasons Completely upheld Other Reasons
10/16/2007 Other Reasons 12/27/2007 Completely upheld 11/30/2007 Other Reasons 1/10/2008 2/25/2008 Other Reasons Completely upheld
10/16/2007 Other Reasons 12/26/2007 Completely upheld 12/7/2007 1/22/2008 1/11/2008 2/20/2008 2/5/2008 2/21/2008 2/20/2008 3/14/2008 2/1/2008 Other Reasons Other Reasons -
Completely reversed Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld NIF;RTW NAR (b)(7)(A) NIF NIF;WIT NIF NIF NIF (b)(7)(A) NIF NIF
Request ID
Requester Name
Greenberg, Les Costello, Maureen Riedlinger, Patrick Costello, Maureen Gavin, J. Patrick Gavin(NA), J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Stewart, H. Costello, Maureen Gavin, J. Patrick Badway, Ernest Gavin, J. Patrick Evans, David Gavin, J. Patrick Bradbury, Sara Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin(NA), J. Patrick Gavin(NA), J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin(NA), J. Patrick Gavin, J. Patrick McHugh, Megan Stewart, H. Costello, Maureen Attorney at Law
Organization
Request Description
Oversight of Self Regulatory Organization Arbitration Berk Kennel Boarding Securities Exchange Act of 1934 Chapter 2 Hornbeck Offshore Services Inc Dade Behring Holdings Inc Boeing Company Avasta Dillards Inc Alpha Nutra Inc Mine Safety Appliances Co 88 Investments LLC Entrade Inc Tricast Media Limited Omnicell Inc Kenneth D Yellin White Mountains Insurance Group Ltd Yves Glaude Avery Dennison Corporation Consolidation Coal Company Consol Energy Inc CNX Land Resources Ameriprise Financial Inc First CH Limited Fremont General Corp The Chinese Channel Limited Investment Technology Group Inc MobileFuture plc Transaction Systems Architechs Inc Bella Media plc Pfizer Inc H&R Block Inc Freeport McMoran Copper & Gold Inc Orbitz Worldwide Inc Circuit City Stores Inc Metaphor Corp State Street Corporation Freeport-McMoRan Copper & Gold Inc Allianceberstein Holding LP Bruce A Karsh Donald Haidl United GlobalCom
Requested Date
11/2/2007 9/27/2007 1/27/2008 9/27/2007 1/25/2008 9/26/2007 1/25/2008 9/27/2007 1/25/2008 9/28/2007 1/25/2008 9/28/2007 2/2/2008 9/28/2007 2/20/2008 9/27/2007 2/20/2008 9/26/2007 2/20/2008 10/1/2007 2/20/2008 9/28/2007 2/20/2008 9/28/2007 2/20/2008 9/28/2007 2/20/2008 9/28/2007 2/20/2008 9/26/2007 2/20/2008 9/26/2007 2/20/2008 9/28/2007 2/20/2008 9/26/2007 2/20/2008 9/27/2007 3/3/2008 9/26/2007
Closed Date
3/14/2008
Final Disposition
Partially reversed (b)(5) NIF MOT NIF NIF;WIT NIF NIF NIF NIF (b)(7)(A) NIF NIF (b)(7)(A) CAN NIF (b)(7)(A) NIF NIF NIF WIT NIF;RTW (b)(7)(A) NIF (b)(7)(A)
Exemption Cited
International Business Research International Business Research SEC Insight SEC Insight SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research International Business Research SEC Insight Fox Rothschild LLP SEC Insight International Business Research SEC Insight Lewis & Kappes, P.C. SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight SEC Insight Check Fund Manager LLC International Business Research
10/12/2007 Other Reasons 3/26/2008 2/6/2008 3/17/2008 12/4/2007 3/13/2008 1/4/2008 10/3/2007 3/24/2008 10/3/2007 10/3/2007 10/3/2007 3/10/2008 10/3/2007 3/10/2008 10/3/2007 3/12/2008 10/4/2007 Other Reasons Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Other Reasons Completely upheld Other Reasons Other Reasons Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons Completely upheld Other Reasons 10/12/2007 Other Reasons
(b)(7)(A);WIT NIF (b)(7)(A) NIF
Request ID
08-00047-APPS 08-00047-FOIA 08-00048-APPS 08-00048-FOIA 08-00049-APPS 08-00049-FOIA 08-00050-APPS 08-00050-FOIA 08-00051-APPS
Requester Name
Gupta, Rachel Mierzejewski, Mark Westbrook, Jesse Costello, Maureen Westbrook, Jesse Costello, Maureen Cevert, Mark Gavin(NA), J. Patrick Heimbach, Craig DLA Piper US LLP
Organization
Request Description
Matter of Certain Mutual Fund Trading Practices NY-07220 Carlson Capital LP Citigroup Inc TVB Superchannel Europe KPMG LLP ETrade Asia UTi Worldwide Inc Frontier Financial Corp number of complaints and the criteria the SEC uses to determine unethical behavior against stockbrokers and institutions the SEC has received in first three months of 2006 Bond Citigroup Inc Flextronics International Ltd Scott Wiard Richard Andrew Martin Time Warner Inc Shumway Capital Partners Western Digital Corporation Shumway Capital Management United America Indemnity Ltd Insider Trading Monsanto Company Broadwing Corporation Northrop Grumman Corp China Broadband Partners Ltd China Broadband Inc China Broadband Ltd SolVision Inc Fidelity Management & Research Company Roswell Capital Partners LLC Pacific Media Plc Pacific Media Global Sourcing Limited Pacific Media Networks Limited Pacific Media Networks Limited MDS Pharma Services Executive Order 13392 Spean Bridge Investment Company
Requested Date
2/29/2008 9/26/2007 2/28/2008 9/26/2007 2/28/2008 9/26/2007 3/12/2008 9/26/2007 3/4/2008
Closed Date
-
Final Disposition
NIF MOT NIF MOT NIF NIF -
Exemption Cited
Check Fund Manager LLC Bloomberg News International Business Research Bloomberg News International Business Research SEC Insight -
11/28/2007 3/24/2008 10/4/2007 3/24/2008 10/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons -
08-00051-FOIA 08-00052-APPS 08-00052-FOIA 08-00053-APPS 08-00053-FOIA 08-00054-APPS 08-00054-FOIA 08-00055-APPS 08-00055-FOIA 08-00056-APPS 08-00056-FOIA 08-00057-APPS 08-00057-FOIA 08-00058-APPS 08-00058-FOIA 08-00059-FOIA 08-00060-FOIA 08-00061-FOIA 08-00062-FOIA 08-00063-FOIA 08-00064-FOIA 08-00065-FOIA 08-00066-FOIA 08-00067-FOIA 08-00068-FOIA 08-00069-FOIA 08-00070-FOIA
Waters, Gerald Westbrook, Jesse Gavin(NA), J. Patrick Wiard, Scott Evans, David Gavin, J. Patrick Huang, William Gavin(NA), J. Patrick Huang, William Gavin, J. Patrick Szluc, Chris Gavin, J. Patrick Evans, David Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Woodfield, Nicholas Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Nielsen, Catherine Costello, Maureen
Bloomberg News SEC Insight Horizons Planning Corporation International Business Research SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research The Employment Law Group CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research The National Security Archive International Business Research
9/21/2007 3/17/2008 9/26/2007 3/17/2008 9/26/2007 3/20/2008 9/28/2007 3/20/2008 9/28/2007 3/20/2008 9/27/2007 3/20/2008 9/26/2007 3/20/2008 9/28/2007 9/28/2007 9/28/2007 9/26/2007 9/24/2007 9/28/2007 9/26/2007 9/28/2007 9/28/2007 9/28/2007 9/26/2007 9/28/2007 9/28/2007
10/4/2007 10/3/2007 2/7/2008 11/7/2007 -
Other Reasons Other Reasons Other Reasons Other Reasons -
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(5) NIF
10/29/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 2/6/2008 1/16/2008 1/16/2008 2/6/2008 1/16/2008 1/16/2008 11/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin(NA), J. Patrick Evans, David Evans, David Mierzejewski, Mark Gavin, J. Patrick Evans, David Levy, Alexander Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Graf, Michael Evans, David Evans, David Evans, David Malinowski, Thomas Nelson, Blake Evans, David Evans, David Seely, Kevin Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Nelson, Blake Greenberg, Michael Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research Check Fund Manager LLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Michael Graf, Jr. CPA International Business Research International Business Research International Business Research Cotal Systems, Inc. International Business Research International Business Research Robbins Umeda & Fink, LLP International Business Research Expedier PLC
Request Description
The Ticketing Group PLC Sirius Retail Television Limited Spectradyne Asia United International Holdings Opnext Inc Quaker Air Services Inc Quaker Drafting Inc Maple Stone Capital Management Company LLC IndyMac Bancorp Inc Tausch Vision Systems Inc Blair H Ashner Wilton Group plc Responsetv plc RBCO 231 Limited Vinery.net LLC Sovereign Advisors Specialty Stampings Inc Penn Design Inc Panelmaster Kentucky LLC TPG-Axon Capital Management LP B Francis Saul III (or II) Sel Advertising LLC Triton Farms LLC Baker Hughes Inc and Roy Fearnley SEC v Baker et al B F Saul Property Company Franklin Property Management Company Saul Centers Inc B F Saul Hotels B F Saul Company Klingle Corporation B F Saul Real Estate Investment Trust B F Saul II B F Saul III David Newcome Tanya Marhefka Donald A Hachey Chevy Chase Bank TD Ameritrade Inc Michael Tokarz
Requested Date
9/28/2007 9/28/2007 9/28/2007 9/26/2007 9/26/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/2/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 9/25/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 9/26/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 10/2/2007 9/27/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF (b)(6) NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF FEE;NIF NIF FEE;NIF FEE NIF NIF NIF (b)(6);NIF (b)(7)(A) -
Exemption Cited
11/16/2007 Other Reasons 10/16/2007 Other Reasons 10/3/2007 10/3/2007 10/4/2007 10/4/2007 1/18/2008 10/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons
10/12/2007 Other Reasons 10/30/2007 Denied in full 11/5/2007 2/4/2008 11/5/2007 11/5/2007 11/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
11/27/2007 Other Reasons 11/27/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 2/14/2008 2/1/2008 1/4/2008 Denied in part Denied in full Granted in full
Request ID
Requester Name
Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Evans, David Costello, Maureen Costello, Maureen Gavin, J. Patrick Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gordon, Neil Gavin, J. Patrick Robinson, Antoine Costello, Maureen Costello, Maureen Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Farnsworth, Andrew Gavin, J. Patrick Lee, Barrington Spence, Michael Silver, Scott Silver, Scott Silver, Scott Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Evans, David SEC Insight SEC Insight
Organization
International Business Research James Pinto
Request Description
Verizon Communications Inc Atlas Pipeline Partners LP Lorraine Spurge Ramsay Hofmeister Inc Phillip George Wag Magazine Buckeye Technologies Inc Dinakar Q Singh Wag Hotels Tollgate Inc MFP Portfolio Inc Pacific Media PLC FAIR Act Red Hat Inc Mariner Health Care Inc Hong Kong SuperNet China Media Networks International Inc Imperial Tobacco Group PLC BioNovo Inc Vitro Sab De CV Liberty Property Trust Centene Corporation Offer of Settlement Letters Raymond James Financial Inc James E Matsuura Lighten Up Enterprises International Inc Clifford Alan Popper Brookstreet Securities Corporation National Financial Services LLC Verasun Energy Corp Atheros Communications Inc Kinder Morgan Energy Partners Isaac Cohen Fox Hollow Technologies Inc Mary Tagliaferri Thomas C Chesterman Synergistix Biotech Inc International Plant Research Institute FKT Everest Corporation The Palmer Group Inc
Requested Date
9/27/2007 10/1/2007 10/1/2007 10/1/2007 10/1/2007 9/27/2007 9/27/2007 10/1/2007 10/1/2007 9/27/2007 9/27/2007 9/28/2007 10/1/2007 9/26/2007 10/1/2007 10/1/2007 9/26/2007 9/28/2007 9/24/2007 9/25/2007 9/24/2007 9/25/2007 9/24/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/24/2007 9/24/2007 9/25/2007 9/24/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 9/25/2007 10/2/2007
Closed Date
3/14/2008 1/24/2008 1/24/2008 1/24/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF WIT NIF NIF WIT WIT NIF (b)(7)(A) NIF;WIT NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/21/2007 Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Check Fund Manager LLC International Business Research International Business Research International Business Research SEC Insight Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research Project On Government Oversight SEC Insight Helms Mulliss & Wicker PLLC International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight Jenner & Block LLP SEC Insight SmartHIRE International Business Research Blum & Silver, LLP Blum & Silver, LLP Blum & Silver, LLP SEC Insight SEC Insight SEC Insight International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 1/16/2008 Other Reasons -
10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 11/16/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 10/10/2007 Other Reasons 12/5/2007 11/7/2007 Other Reasons Denied in part 11/28/2007 Other Reasons
11/16/2007 Other Reasons 11/15/2007 Other Reasons 1/16/2008 1/16/2008 1/16/2008 Other Reasons Other Reasons Other Reasons 10/23/2007 Other Reasons 10/18/2007 Other Reasons
Request ID
Requester Name
Evans, David Lynch, Megan Evans, David Howey, S. Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mondshane, Brad Delrahim, Makan Evans, David Evans, David Evans, David Evans, David Evans, David Millette, Suzanne Mierzejewski, Mark Brown, Phil Aston, Peter Cuccinello, Glen Gavin, J. Patrick Fuentes, Kim
Organization
International Business Research CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Alliance for Investment Transparency International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC Check Fund Manager LLC Conflicts Authority Pillsbury Winthrop Shaw Pittman LLP SEC Insight -
Request Description
Creekside at Andover Unit 2 Homeowners Association Inc Michael Evan Fein Leonardo Premutico Boris Orkin MD Shriners Neighborhood Association Inc Lexington Scottish Rite Foundation Inc Advanced Sterilization Products Services Inc Palmetto Properties LLC M & J Insurance Services Inc Johannes Jacobs Turf Analytics LLC Kimbridge Securities DTCC and CSRP Wallace Expanding Machines Inc Hewly Stables LLC Hewly Racing Stables I LLC Hewly Racing Stables II LLC Hewly Racing Stables III LLC Manchester Securities Corp James J Sullivan Historical Edgar header file index CMKM Diamonds Inc Regulation R GATX Corporation Phoenixsurf.com New Millenium Entrepreneurs LLC Jonathan W Mikula and Gabriel J Frankewich SEC v Phoenixsurf.com et al Walter Industries Inc Turf Products LLC Timberland Machines & Irrigation Inc TTG Investment Advisors Inc The Tokarz Family Foundation Sylvan Development Corp Safeway US Holdings Inc Ohio Medical Corporation Nexstar Financial Corporation MVC Financial Services Inc FOIA Requests 05-04392 and 05-08657 copies of City Holding Co
Requested Date
10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 9/25/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/2/2007 10/3/2007 10/4/2007 10/3/2007 10/3/2007 10/2/2007 9/4/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF;WIT -
Exemption Cited
10/17/2007 Other Reasons 10/29/2007 Other Reasons 10/3/2007 10/4/2007 3/4/2008 Other Reasons Other Reasons Other Reasons 10/11/2007 Other Reasons 10/16/2007 Other Reasons
10/19/2007 Other Reasons 11/28/2007 Other Reasons 1/24/2008 3/6/2008 1/16/2008 11/7/2007 11/8/2007 11/8/2007 11/7/2007 3/18/2008 2/20/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons -
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Collins, Kevin Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Heller Ehrman LLP SEC Insight
10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/3/2007 10/2/2007
10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007
NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6) NIF;WIT
10/18/2007 Denied in part 11/14/2007 Other Reasons
Request ID
Requester Name
Rao, Shailini Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dimitrova, Alexenia SEC Insight SEC Insight SEC Insight 24 Hours Daily
Organization
Eton Park Capital Management, L.P.
Request Description
Ceridian Corporation Transocean Inc Principal Financial Group Inc Compucredit Corp Nikolay Mattev Nikolov aka Nikolay Mateev Nikolov Le Club Prive' SA et al SEC v News Corp GTX Inc Gruntal & Company Administrative Proceeding # 3-8984 and/or 3-8983 Castle A M & Co Dow Jones & Company Inc Federated Investors Inc Rite Aid Corporation USA Waste of California Waste Management Inc Ingersoll Rand Co Ltd Offer of Settlement meVC Draper Fisher Juvetson Fund I Kohlberg Kravis Roberts Associates KKR Associates Jim Walter Corporation Illinois Ventures LLC Illinoisventures GP LLC Conseco Inc Chemicals Holdings Inc Beatrice Company Intertec Publishing Corporation Myricom Inc Mediated Systems Inc Intevac Inc Tokarz Group Jeffrey Alan Silver Paul E Scarpetta Sysco Corporation Michele Rose Drasher Ariba Inc LC Capital Management LLC Daniel R Perla Universal American Financial Corporation Vivien W Liu
Requested Date
10/1/2007 10/2/2007 10/3/2007 10/3/2007 9/21/2007
Closed Date
4/1/2008 12/5/2007 -
Final Disposition
Other Reasons Other Reasons NIF WIT -
Exemption Cited
Gavin, J. Patrick Gavin, J. Patrick Cohen, Patricia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Buley, Taylor Buley, Taylor Gavin, J. Patrick Lewis, Rodney Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Costello, Maureen Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky
SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Jenner & Block International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC
10/3/2007 10/3/2007 10/3/2007 10/2/2007 10/3/2007 10/3/2007 10/2/2007 10/4/2007 10/4/2007 10/2/2007 9/19/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/5/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007
3/4/2008 -
Other Reasons -
NIF NIF;RTW NIF RTW RTW NIF FEE NIF CAN NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF;WIT NIF
11/15/2007 Other Reasons 2/21/2008 11/7/2007 10/5/2007 10/5/2007 10/5/2007 10/5/2007 10/5/2007 1/30/2008 10/9/2007 11/7/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 2/6/2008 12/5/2007 1/17/2008 12/3/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons
Request ID
Requester Name
Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Lockerman, Heather Conover, Becky Conover, Becky Koch, Randolph Conover, Becky Conover, Becky Conover, Becky Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Bosse, Ed Bosse, Ed Ryan, Michael Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC Troutman Sanders LLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight SCS Financial Services LLC SCS Financial Services LLC Center for Capital Markets SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Theresa Teri L Lalomia fka Theresa Teri L Lewis Iridian Asset Management LLC American Greetings Corporation Genworth Financial Inc The Governor and Company of the Bank of Ireland Bancireland (US) Holdings Inc CL Investors Inc David Lawrence Cohen Harold J Levy Brittain Leigh Anderson Ezzes Biam Holdings Biam US Inc IAM Capital Corporation Kaman Corp Jeffrey Mitchell Elliott Face International Corporation Alice Blackmore Hicks Matt A Greenberg McKinsey and Company Lane Steven Bucklan Sturgis Paul Woodberry Jeanne M Saporito Steven A Tananbaum GoldenTree Asset Management LP Matk Gallogly Centerbridge Partners LP First Solar Inc LoopNet Inc Emil Woods Charles Cascarilla Special Study of SEC Operations Resources Brightpoint Inc MDC Holdings Inc Lomonsov Athleta Inc Apertio Ltd University of Illinois Foundation University of Illinois Foundation National Wildlife Federation
Requested Date
10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/4/2007 10/5/2007 10/8/2007 10/8/2007 10/8/2007 9/28/2007 10/5/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF
Exemption Cited
10/30/2007 Other Reasons 2/6/2008 11/7/2007 11/7/2007 Other Reasons Other Reasons Other Reasons -
10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 12/3/2007 Other Reasons 10/25/2007 Granted in full 10/16/2007 Other Reasons 10/16/2007 Other Reasons 2/1/2008 1/3/2008 Denied in full Other Reasons
(b)(2);(b)(5);(b)(6) NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF (b)(7)(A) NIF NIF NIF CAN NIF NIF
11/26/2007 Other Reasons 10/11/2007 Other Reasons 12/3/2007 12/3/2007 3/27/2008 10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Lynch, Megan Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Williamson, Pat Costello, Maureen Williamson, Pat Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research Thomson Financial International Business Research Thomson Financial International Business Research Standun Inc PSJJP LLC
Request Description
Requested Date
10/8/2007 10/8/2007 10/8/2007 10/6/2007 10/8/2007 10/6/2007 10/6/2007 10/6/2007 10/9/2007 10/9/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/6/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/8/2007 10/5/2007 10/5/2007 10/8/2007 10/8/2007 10/5/2007 10/5/2007 10/8/2007 10/8/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007
Closed Date
10/9/2007 10/9/2007 10/9/2007 1/25/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
National Capital Benefits Corp Canteen Management Services Inc Denny's Holdings Evenflo Company Inc KSL Fairways Golf Corporation Safeway Canada Holdings Inc Spartan Restaurants Inc Stonewater Control Systems Thomas F Steyer Farallon Capital Mangement LLC Wedgestone Corporation Wedgestone Automotive Corp Spalding & Evenflo Companies Spalding Sports Worldwide Mark D Zand Wexford Capital LLC Tidemann Global Catalyst Yorkville Advisors LLC Mark A Angelo Francesco Lomanno aka Frank Lomanno First Communications of Ohio Keytheweb.com LLC SkyLan Ltd Oneok Inc Mid America Apartment Communities Inc Infinity Property & Casualty Corp Pepsiamericas Inc Cox Radio Inc Greenhill & Co Inc Citizens Republic Bancorp Inc Xcel Energy Inc Living Benefits Inc Jalin Development Corp Hannaford International Inc Fey Automotive Products Inc Targeted Genetics Corp FRP Associates Inc Targeted Genetics Corp Biscayne Holdings Inc
10/10/2007 Other Reasons 10/10/2007 Other Reasons 10/10/2007 Other Reasons 3/4/2008 2/8/2008 10/9/2007 10/9/2007 10/9/2007 1/9/2008 12/5/2007 1/15/2008 12/3/2007 12/5/2007 Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
(b)(7)(A);NIF NIF NIF NIF NIF NIF;WIT NIF WIT NIF;WIT NIF;WIT NIF;WIT NIF;RTW NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Costello, Maureen Eissler, Valerie Costello, Maureen Costello, Maureen Costello, Maureen Salzman, Jerrold Dillman, Jason Edwards, Mark Northington, Suzanne Northington, Suzanne Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Lynch, Megan Mierzejewski, Mark Lynch, Megan Bosse, Ed Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Organization
International Business Research McKinney & Cooper, L.L.P International Business Research International Business Research International Business Research Skadden, Arps, Slate, Meagher & Flom LLP Keller Rohrback LLP Recombinant Capital Inc. Northington Group Northington Group International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC CheckFund Manager LLC Check Fund Manager LLC CheckFund Manager LLC SCS Financial Services LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Winfred Fields
Request Description
Arrow Air II LLC American Life Resources Corporation Abair Lavery Inc Grace Pinto LP Chicago Board Options Exchange Inc CBOE Xerox Corporation Deltagen Inc David Davoudpour The Royal Group Ltd et al SEC v. Bristol Hotels Inc Moscow Cabelcom Western Pioneer Insurance Company WPIC Acquisition Corporation Sheryl K Pressler aka Sheryl Kwiatek James Paul Bagley III Leslie A Brun Donald R Jackson Andrew J Cahill Radha Sharaschandra Kuppalli New Forests inc Christopher J Innes Jerald Melody Weintraub Greenock Capital LP Weintraub Capital Management John Dyment Trivest Inc Trivest Principals Fund 1988 Trivest Analysts Inc Trivest Advisors Inc Actra Corporation Telos Technology Ltd Intrynsic Software Inc K & L Gates LLP Sina.com Diana Chia Huei Liu Jimmy Yee Ming Wu Optoplex Corporation PV Sha Inc Spring Creek Investments LP
Requested Date
10/9/2007 10/9/2007 10/9/2007 10/9/2007 10/9/2007 9/5/2007 10/1/2007 9/24/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/9/2007 10/8/2007 10/9/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/11/2007 10/10/2007 10/10/2007 10/10/2007
Closed Date
2/8/2008
Final Disposition
NIF (b)(7)(A) NIF NIF NIF FEE RPR RPR NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Denied in full
Exemption Cited
10/10/2007 Other Reasons 10/10/2007 Other Reasons 10/10/2007 Other Reasons 10/10/2007 Other Reasons 2/4/2008 Other Reasons -
10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons Other Reasons 10/11/2007 Other Reasons 10/19/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/23/2007 Other Reasons 10/11/2007 Other Reasons 1/24/2008 Other Reasons 10/16/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons
Request ID
Requester Name
Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Hiller, Justin Edwards, Mark Edwards, Mark Braun, Martin Braun, Martin Wiggins, C. Hunter DeLauro, Paul Edwards, Mark Edwards, Mark Laufenberg, Carie Eurich, Richard Eurich, Richard Kimmel, Kimberly Calderon, Peter Eurich, Richard Johnson, Jonathan Kerley, L. Costello, Maureen Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew DePeau, Andrew DePeau, Andrew McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research Westlaw CourtExpress Recombinant Capital Inc. Recombinant Capital Inc. Bloomberg News Bloomberg News Sonnenschein Nath & Rosenthal LLP Recombinant Capital Inc. Recombinant Capital Inc. Keller Rohrback LLP SCS Financial Services, LLC SCS Financial Services, LLC Chimicles & Tikellis LLP SCS Financial Services, LLC Overstock.com, Inc. Bickel & Brewer International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research
Request Description
Cansbridge Capital Corporation James Cheng Jee Sha William Tsu Cheng Yu Valle Vista Inc Private Finance Group Corp NetCoalition deCODE genetics Inc deCODE genetics Inc CDR Financial Products Admin Proceeding No 312851 Anchor National Life Insurance Admin Proceeding No 3-12850 Medis Technologies Ltd SEC Registered Investment Advisor Firms within the state of Colorado Depomed Inc Depomed Inc Countrywide Financial Corporation Joseph A LaNasa III Alex Lemond Piedmont Office Realty Trust Inc fka Wells Real Estate Investment Trust Inc Raymond James Financial Company Stephen Usher Securities Industry and Financial Markets Association SEC Staff Report dated October 20, 1982 regarding the Hunt brothers Richelieu Foods LLC Richelieu Trading Company LLC Thomas McAuley North Sound Capital LLC Trivest Industrial Management Inc Trivest Securities Corporation Trivest Group Inc Jeffrey N Bortniker Chatham Energy Partners LLC Equator Environmental LLC York Capital Management Feng Hsiung TNA Inc H40908 Southern Wood Products of Delaware Inc
Requested Date
10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/10/2007 10/9/2007 9/24/2007 9/24/2007 10/10/2007 10/10/2007 10/8/2007 10/10/2007 9/24/2007 9/24/2007 10/2/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/4/2007 10/1/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007 10/11/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 10/11/2007 Other Reasons 2/27/2008 2/27/2008 2/11/2008 2/21/2008 1/8/2008 Denied in full Denied in full Granted in full Other Reasons Other Reasons -
10/17/2007 Other Reasons 10/29/2007 Other Reasons 10/29/2007 Other Reasons 2/28/2008 3/12/2008 Other Reasons Granted in full
10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 3/11/2008 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 11/29/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/12/2007 Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Kess, Avrohom Gavin, J. Patrick Gavin, J. Patrick Carroll, Wayne Carroll, Wayne Burby, R. Joseph Reeile, George Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research Simpson Thacher & Bartlett LLP SEC Insight SEC Insight University of Munster University of Munster Powell Goldstein LLP
Request Description
Scientific Products Inc Reliance Aviation Management LLC Accenture Ltd EPIQ Systems Inc Harleysville Group Inc 1972 proposed rule 202-1 Investment Company Act of 1940 Union Investment Gesellschaft Investment Company Act of 1940 Security Federal Bancorp Inc
Requested Date
10/11/2007 10/11/2007 10/12/2007 10/12/2007 10/11/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/11/2007 10/11/2007 10/1/2007 10/1/2007 10/12/2007 10/11/2007 10/11/2007 10/12/2007 10/1/2007 10/12/2007 10/11/2007 10/12/2007 10/1/2007 10/1/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007
Closed Date
Final Disposition
NIF NIF NIF;WIT NIF;WIT (b)(5) NIF (b)(5) RTO NIF;WIT
Exemption Cited
10/12/2007 Other Reasons 10/12/2007 Other Reasons 10/18/2007 Granted in full 2/11/2008 3/20/2008 1/30/2008 1/17/2008 3/27/2008 Other Reasons Other Reasons Denied in part Other Reasons Denied in full
Chehardy, Sherman, Ellis, Murray, Recile, Griffith Black Box Corporation SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research BorgWarner Inc Con-Way Inc ProLogis Cygnus Inc Cygnus Inc Checkfree Corporation Intermec Inc fka Unova Inc Temple Inland Inc Aetna Inc Dendreon Corporation Tempur-Pedic International Inc fka TWI Holdings Inc Cooper Tire & Rubber Company Tellabs Inc Cypress Bioscience Inc Cytogen Corporation David T Guilian Craig Wilensky Gregory A Essner Steven Salvitti aka Stephen Salvitti Edward P Garden Richard D Hodge George and Son Partners 2007-1 LLLP Loewenstein Furniture Group Inc Lundahl Astro Circuits Inc Lurex Manufacturing Company
10/16/2007 Other Reasons 2/6/2008 2/26/2008 3/31/2008 12/5/2007 12/5/2007 12/5/2007 Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons -
(b)(7)(A);WIT WIT WIT WIT NIF;WIT NIF;WIT NIF;RTW;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons
Mercy Professional Building Physicians Association 10/12/2007 George and Daughter Partners 2007-1 LLLP Paramount Aviation Inc 10/12/2007 10/12/2007
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Huang, William Johnson, Dexter Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Huang, William Huang, William
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC Mallon & Johnson, P.C. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC EACM Advisors LLC
Request Description
Pierce Plastics Inc PT George 1 LLC PT George 2 LLC Bio Mecanica Inc Biscayne Apparel International Inc Brava LLC DGP Insurance Agency Inc E & B Acquisition Inc FID Company Inc GNP Investments Incorporated Paul J Glazer Glazer Capital LLC Phillip T George MD PA Conagra Atlantis Group Inc Peter W May Nelson Peltz John A Roberts aka Jay Roberts Warren V Musser aka Pete Musser John Dyment USA Wealth Management LLC or USA Advanced Planners Inc William H Craig Richard Nevins Vital Signs Inc Matheson Tri Gas Inc GE Capital Corporation Empire of Carolina First Texas Merchant Banking Group Strobel Tate and Company Deloitte Haskins and Sells InfoLogix Inc New Age Translation Inc Prologix Inc Fin Tek Management Inc Syspro Corp David M Benwell Clocktower Capital LLC Rural Cellular Corp Neil Shah Thomas Wilcox
Requested Date
10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/15/2007 10/15/2007 10/12/2007 10/12/2007 10/12/2007 10/12/2007 10/15/2007 10/10/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF -
Exemption Cited
10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 10/17/2007 Other Reasons 1/24/2008 1/10/2008 1/17/2008 3/19/2008 Other Reasons Other Reasons Other Reasons Other Reasons -
10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 11/14/2007 Other Reasons 11/21/2007 Other Reasons -
Request ID
Requester Name
Huang, William Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Huang, William Huang, William Gavin, J. Patrick Gavin, J. Patrick Huang, William Huang, William Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Evans, David Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Dennis, Kelly Spence, Michael Lynch, Megan Spence, Michael Lynch, Megan Spence, Michael Spence, Michael Dennis, Kelly Spence, Michael Spence, Michael Spence, Michael Spence, Michael
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research CheckFund Manager LLC International Business Research CheckFund Manager LLC International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research
Request Description
Richard Laferriere Kenneth Palumbo Jeffrey Basler Iowa Telecommunications Services Inc Astec Industries Inc Concho Resources Inc Matthew Crakes Chris Shumway Cisco Systems Inc TD Ameritrade Holdings Corporation fka Ameritrade Holding Corporation Daniel Karp Riyad Maznavi Gordon R Thoman Stephen R Wilson Tenneco Inc Patrick J Martin Kemp Partners Hawk Corporation Stephan J DeLuca InPhonic Inc Proxicom Inc IDT Corporation Robert Hicks Six Flags Inc Oracle Corp Empower America FreedomWorks Inc R Steven Hicks Mitchell Stuart Levine Capstar Media Acquisition Paul J Dart Benjamin M Hanson Ramius HVB Partners LLC John D Cullen Big West Oil LLC Enable Capital Management Scott G McMillan Robert L Inkley Jeffrey O Foote Fred L Greener
Requested Date
10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/15/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/4/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007
Closed Date
-
Final Disposition
NIF NIF NIF NIF;WIT NIF;WIT NIF NIF NIF;WIT NIF NIF NIF WIT NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/26/2007 Other Reasons 10/26/2007 Other Reasons 2/11/2008 3/20/2008 3/4/2008 1/30/2008 Other Reasons Other Reasons Other Reasons Other Reasons -
11/16/2007 Other Reasons 11/26/2007 Other Reasons 10/18/2007 Other Reasons 1/24/2008 11/7/2007 Other Reasons Denied in full -
10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/25/2007 Other Reasons 1/24/2008 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 12/31/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons
Request ID
Requester Name
Spence, Michael Spence, Michael DePeau, Andrew Spence, Michael Lichtcsien, Susan Hiller, Justin Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan Gavin, J. Patrick Lichtcsien, Susan Drummond, Mike Gavin, J. Patrick Jordan, Stephen Gavin, J. Patrick Delrahim, Makan Delrahim, Makan Delrahim, Makan Hiller, Justin Hiller, Justin Gavin, J. Patrick Risch, Christine Huang, William Conover, Becky Conover, Becky Eklund, Lisa Ehrenclou, W. Hennen Jui, Jonathan Conover, Becky Conover, Becky Mierzejewski, Mark Mierzejewski, Mark Lynch, Megan Lynch, Megan Spence, Michael Spence, Michael Spence, Michael Spence, Michael
Organization
International Business Research International Business Research Cotal Systems, Inc. International Business Research CheckFund Manager LLC Westlaw CourtExpress CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC Charlotte Observer SEC Insight SEC Insight Alliance for Investment Transparency Alliance for Investment Transparency Alliance for Investment Transparency Westlaw CourtExpress Westlaw CourtExpress SEC Insight Marshall University EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Brown University Investment Office Weinstock & Scavo, P.C. Brown University Investment Office EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research
Request Description
J Phillip Adams James P Schadt Raj David Venkatesan Rafael O Aparicio Brian Curtis Taylor SR-NYSE-2007-04 SEC Release No 34-55354 Pine River Capital Management LP Windstream Corp Allan Robert Mendell Ultra Petroleum Corporation Watchtower Capital Management LLC Beazer Homes USA HMS Holdings Corp Accelerated Funding Group Citrix Systems Inc DTCC and CSRP DTCC and CSRP DTCC and CSRP SR-AMEX-2007-49 SEC Release No 34-55880 SR Nasdaq 2006-060 SEC Release No 34 55255 ALLTEL Corporation Publicly Traded Companies in West Virginia list of William Roddy Deborah Mieszala Palisades Investment Partners Bain Capital Fund X Halo Technology Holdings Inc fka Warp Technology Holdings Inc Qiming Venture Partners II Peter Andrew Lopez Quinn Ross Stills Advisory Research Inc Brien M O'Brien Ironworks Capital Management LLC John Scott Emrich Tavares Enterprises Spectacor Management Group ProEminent Sports LLC Medallion Financial Corp
Requested Date
10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/12/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/16/2007 10/12/2007 10/12/2007 10/16/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/11/2007 10/17/2007 10/17/2007 10/17/2007 10/18/2007 10/18/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007
Closed Date
-
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF (b)(7)(A) NIF NIF NIF NIF;RTW WIT RTO NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/18/2007 Other Reasons 11/26/2007 Other Reasons 10/18/2007 Other Reasons 3/20/2008 3/7/2008 3/6/2008 3/6/2008 3/6/2008 2/28/2008 12/5/2007 11/9/2007 Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 10/18/2007 Other Reasons
10/29/2007 Other Reasons 2/14/2008 1/24/2008 1/10/2008 12/4/2007 3/20/2008 3/20/2008 11/1/2007 Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Costello, Maureen Costello, Maureen Costello, Maureen Spence, Michael Spence, Michael Spence, Michael Spence, Michael Dennis, Kelly Dennis, Kelly Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research
Request Description
Clear Channel Taxi Advertising Corp Medallion Media Inc Edwards Capital Corp Aaron Uniform Company Aaron Family Automotive LP Aaron's Concessions Inc Willkie Farr & Gallagher LLP EZGov Inc Cuomo & Cuomo Enterprises Game Plan LLC Vataha Inc Hank Aaron Chasing the Dream Foundation Inc Hank Aaron Enterprises Inc Hank Aaron Sports Inc Metro Property Mortgage and Management Corp 755 Doughnut Corp 755 Motor Sales Inc 755 Restaurant Corp Henry Aaron Inc Aaron Wachtel Management Inc Housing Opportunities for the Promotion of Equality Inc Medallion Bank Medallion Funding Corp Medallion Media Inc MCCAB Corp Kemp Family Foundation Inc Henry L Aaron Igal Rotem Gordon Stitt Robert L Corey aka Bob Corey Jack F Kemp Jr Randel E Vataha Antonio G Tavares Mario M Cuomo Avy Eric Hirshman Newgate Capital Management LLC aka Newgate LLP One Sound Shore Drive Mark Levy Kenneth L Levy aka Ken Levy
Requested Date
10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
10/18/2007 Other Reasons 10/19/2007 Other Reasons 10/18/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/22/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/31/2007 Other Reasons 10/18/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/18/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/18/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/18/2007 Other Reasons 10/18/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 10/19/2007 Other Reasons 12/7/2007 Other Reasons -
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
Assured Guaranty LTD Newmont Mining Corp Fifth Third Bancorp Haemonetics Corporation Navigant Consulting Inc Broadridge Financial Solutions Inc fka Broadridge Financial Solutions LLC fka BSG LLC Boston Stock Exchange Las Vegas Sands Corporation Regal Beloit Corp Isilon Systems Inc Rule 415 under the Securities Act of 1933 as amended GlobalSanteFe Corporation SRA International Inc Federal Home Loan Bank of Seattle relating to the Nicolosi request School Specialty Inc Richard Ross Gaebler Lend Lease Projects Inc Lead Lease Real Estate Investment Conihasset Capital Partners Inc Conihasset Capital Partners Inc Deerfield Capital Management LLC Deerfield & Company LLC Arby's Inc Arby's LLC Arrow Gas Company Arrow Gas Company of New Mexico American Can Packing Inc Canton Land Development Associates Inc CFC Holdings Corp Springfield & Company LLC American Real Estate Investment and Development Attorneys Online Shore Capital LLC Summit Investment Management The Stone Pine Investment Banking Laid Law Holdings Inc Coopers & Lybrond
Requested Date
10/18/2007 10/18/2007 10/17/2007 10/18/2007 10/18/2007 10/17/2007
Closed Date
2/20/2008 11/8/2007 -
Final Disposition
Other Reasons NIF;WIT (b)(7)(A) NIF;WIT
Exemption Cited
Denied in full Other Reasons
Hill, James Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Bartel, Scott Gavin, J. Patrick Gavin, J. Patrick Sroufe, Evelyn Gavin, J. Patrick Dennis, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
SEC Insight SEC Insight SEC Insight Bullivant, Houser, Bailey PLC SEC Insight SEC Insight Perkins Coie SEC Insight Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/18/2007 10/17/2007 10/17/2007 10/17/2007 10/17/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 9/25/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007
12/5/2007 12/5/2007 -
Other Reasons Other Reasons -
WIT WIT (b)(7)(A);RTW NIF;WIT (b)(5) NIF;WIT NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
12/11/2007 Denied in part 12/5/2007 11/1/2007 Other Reasons Denied in part
11/14/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/23/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/22/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/24/2007 Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Huang, William Goldberg, Steve Dinar, Omar Dinar, Omar Dinar, Omar Protigal, Sarah Gavin, J. Patrick Huang, William Mehra, Arjun Boyce, Brittany Huang, William Gavin, J. Patrick Huang, William Pratt, Kate Pratt, Kate Huang, William Pratt, Kate Huang, William Huang, William Huang, William Pratt, Kate Pratt, Kate Pratt, Kate Huang, William Pratt, Kate Pratt, Kate Gavin, J. Patrick Pratt, Kate Pratt, Kate Gavin, J. Patrick Delrahim, Makan Huang, William Gavin, J. Patrick Pratt, Kate Pratt, Kate Huang, William
Organization
International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC SEC Insight EACM Advisors LLC Microsoft Corporation Beau Dietl & Associates EACM Advisors LLC SEC Insight EACM Advisors LLC Valle & Associates Valle & Associates EACM Advisors LLC Valle & Associates EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Valle & Associates Valle & Associates Valle & Associates EACM Advisors LLC Valle & Associates Valle & Associates SEC Insight Valle & Associates Valle & Associates SEC Insight Alliance for Investment Transparency EACM Advisors LLC SEC Insight Valle & Associates Valle & Associates EACM Advisors LLC
Request Description
Still Water Mining Company California Public Employees Retirement System McDonnell Douglas Corporation Black Hills Corporation Steve OBrien Edelman Financial Corp Cisco Systems Inc Cisco Systems Inc Cisco Systems Inc Centex Corp American Real Estate Partners Bridget Watkin Invention Development Fund I LLC Renethierry Magon Delavillehuchet Barry Tague Enstar Group Inc Jennie Tsai Joseph Miller Colin Dyne Thomas Johann Jeffrey Akres Botti Brown Asset Management LLC Robert Botti John Botti Europlay Capital Advisors LLC ECA Securities LLC Mark Dyne Stephen Raval Kevin Bermeister Brilliant Digital Entertainment Inc M & F Worldwide Corp Tag it Pacific Inc Peoples Liberation Inc Interwoven Inc DTCC and CSRP Carrie Chao Starbucks Corporation eBay Inc New Motion Inc fka Millbrook Press Inc and MPLC Inc Spring Point Opportunity Partners LP
Requested Date
10/19/2007 10/19/2007 9/25/2007 10/19/2007 10/19/2007 10/19/2007 10/18/2007 10/18/2007 10/18/2007 10/19/2007 10/19/2007 10/19/2007 10/16/2007 10/16/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007
Closed Date
12/7/2007 12/4/2007 2/11/2008 2/13/2008 1/7/2008 3/4/2008 2/20/2008 2/4/2008
Final Disposition
NIF NIF NIF;WIT NIF NIF NAR;RTW NIF;WIT NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
10/25/2007 Other Reasons 11/26/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 1/4/2008 2/8/2008 3/6/2008 2/6/2008 Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Gavin, J. Patrick McHugh, Megan McHugh, Megan Kiernan, Cortney Kiernan, Cortney Lynch, Megan Lynch, Megan DePeau, Andrew DePeau, Andrew Gavin, J. Patrick DePeau, Andrew Simmons, Robert Jackson, Michael Lilly, Michael Gavin, J. Patrick Padula, Gary Smith, Walter Gavin, J. Patrick Jui, Jonathan Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Spence, Michael Spence, Michael Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. Oppenheimer & Co Goulston & Storrs SEC Insight Brown University Investment Office Arnold & Porter LLP SEC Insight Brown University Investment Office SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Spring Point Opportunity Master Fund LP Spring Point Contra Partners LP Spring Point Contra Master Fund LP Spring Point Offshore Master Fund LP Spring Point Institutional Partners LP Spring Point Partners LP Omnicell Inc Canyon Capital Advisors LLC Joshua S Friedman Bruce Webster Gregory Alsan Capital Management LP Moore Capital Management LLC Louis Moore Bacon Von Allmen Holdings Douglas J Von Allmen Flagstar Bancorp Inc WR Capital Lakes Entertainment Inc TD Ameritrade VasoActive Pharmaceuticals Inc Guess Inc Macquarie Global Property Asia Fund III LP CTS Computer Tape System overseen by CTA Computer Tape Association Maguire Properties Inc Exeter Industrial Value Fund LP Vicor Corp Perficient Inc Craig Dykers Snohetta Architecture Design Planning PC Medallion Taxi Media Inc Medallion Financial Corp Contec Innovations Inc World Monte Jade Science & Technology Assoc Lam Research Corporation Carll's Corner Community Fellowship Inc Stone Pine Capital EF Hutton and Company Inc Shearson Lehman Hutton American Express
Requested Date
10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/19/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/15/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/22/2007 10/23/2007 10/23/2007 10/24/2007 10/24/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF NIF;WIT WIT NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF
Exemption Cited
11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/16/2007 Other Reasons 11/14/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 10/23/2007 Other Reasons 2/20/2008 1/28/2008 2/6/2008 12/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons 10/23/2007 Other Reasons
11/14/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 12/27/2007 Denied in part 10/25/2007 Other Reasons 10/25/2007 Other Reasons 11/5/2007 Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Lynch, Megan Lynch, Megan Gavin, J. Patrick Edwards, Mark Edwards, Mark Hart, Adrienne Conover, Becky Gavin, J. Patrick Edwards, Mark Edwards, Mark Simmons, Robert Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Sovereign Securities Corporation, LLC EACM Advisors LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Oppenheimer & Co SEC Insight
Request Description
Hamilton Lane Advisors Soaring Eagle Way LP Brun Family Foundation First Fidelity Bancorporation CMS Companies PSC Polaris Securities (Canada) Inc Openwave Systems Inc Yahoo Inc Globalview Associates Ltd LMV Inc PAA Inc REV Inc Sportcorp Inc 288 Associates Inc American Program Bureau Inc Entersport Inc Corner Finn Cuomo & Charles HLA Commercial Cleaning LLC Atlanta National League Baseball Club Inc Retail Ventures Inc Hank Aaron Automotive Group Disney Sports Enterprises Anaheim Sports Inc J F Kemp & Associates Inc Siebel Systems Inc Citizens for a Sound Economy Inc Ray Y Bakhramov Forum Asset Management LLC McAfee Inc Discovery Partners International Inc now called Infinity Pharmaceuticals Discovery Partners International Inc now called Infinity Pharmaceuticals Sovereign Securities Coporation LLC Hudson Capital Advisors Bemis Co Inc Diversa Corp now called Verenium Corp Diversa Corp now called Verenium Corp Progressive Gaming International Corp Mosaic Co
Requested Date
10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/23/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/23/2007 10/23/2007 10/23/2007 10/8/2007 10/8/2007 10/23/2007 10/23/2007 10/23/2007 10/8/2007 10/8/2007 10/18/2007 10/23/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 10/31/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Granted in full 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/24/2007 Other Reasons 10/25/2007 Other Reasons 10/25/2007 Other Reasons 2/26/2008 1/29/2008 1/25/2008 Denied in part Granted in full Denied in full -
(b)(7)(A);WIT (b)(4) NIF;WIT
Request ID
08-00732-FOIA
Requester Name
Law, Steven
Organization
Chamber of Commerce
Request Description
07-03530-FOIA OEA Power Study as Related to Independent Mutual Fund Chairs and Literature Review on Independent Mutual Fund Chairs and Directors Wyndham Worldwide Corporation DTE Energy Company CBL & Associates Properties Inc Cash Systems Inc MTR Gaming Group Inc Multimedia Games Inc Discovery Laboratories Inc Morgan Stanley Merrill Lynch & Co Inc Bear Stearns Gerald P Garson Cybertrust Holdings Inc & Verizon Business Global LLC Global Cash Access Holdings Inc Atlas America Inc FuturesOne LLC Nutri Systems Inc WMS Industries Inc Giani Respinto Schawk Inc Loomis Sayles & Company LP AirTran Holdings Inc Larry Keith Shaw Contango Oil & Gas Co Wexford Capital LLC Savient Pharmaceuticals Inc Drake Capital Management LLC Advisory Board Co Duke Realty Corp Jo Ann Stores Inc Embarq Perry Corp Clarus Capital Management LLC Magnetar Investment Management LLC Magnetar Financial LLC American Standard Companies Inc Och Ziff Capital Management Group
Requested Date
6/20/2007
Closed Date
-
Final Disposition
-
Exemption Cited
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Simmons, Robert Simmons, Robert Simmons, Robert Edwards, Mark John, Shawn John, Shawn John, Shawn Srinivason, Ranjini Nurse, Michael Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Lynch, Megan Gavin, J. Patrick Gillooley, Ken Gavin, J. Patrick Gillooley, Ken Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kates, Tasha Gillooley, Ken Gillooley, Ken Gillooley, Ken Gillooley, Ken Gavin, J. Patrick Mierzejewski, Mark
SEC Insight SEC Insight SEC Insight Oppenheimer & Co Oppenheimer & Co Oppenheimer & Co Recombinant Capital Inc. Columbia Journalism School Logie-Smith Lanyon SEC Insight SEC Insight Check Fund Manager LLC SEC Insight SEC Insight Check Fund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight CheckFund Manager LLC SEC Insight Robeco SEC Insight Robeco SEC Insight SEC Insight SEC Insight The Daily Progress Robeco Robeco Robeco Robeco SEC Insight Check Fund Manager LLC
10/23/2007 10/23/2007 10/23/2007 10/12/2007 10/17/2007 10/16/2007 10/8/2007 10/25/2007 10/25/2007 10/25/2007 10/24/2007 10/16/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/23/2007 10/25/2007 10/23/2007 10/25/2007 10/25/2007 10/23/2007 10/23/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/23/2007 10/25/2007
1/16/2008 2/7/2008 2/6/2008 2/6/2008 3/18/2008
NIF NIF;RTW;WIT NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF;RTW NIF NIF;WIT NIF;WIT NIF NIF (b)(8) NIF WIT NIF NIF NIF NIF NIF;WIT -
10/26/2007 Other Reasons 11/19/2007 Other Reasons 10/26/2007 Other Reasons 2/20/2008 2/20/2008 3/4/2008 1/22/2008 2/20/2008 12/5/2007 1/15/2008 1/24/2008 2/8/2008 2/8/2008 Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Mierzejewski, Mark Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Levy, Alexander Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Varner, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Daniel S Och
Request Description
Richard Nevins Itel Corporation Sun World International Fruehauf Trailer Drexel Burnham Lambert Smith Barney Jefferies and Company Inc Renaissance Cosmetics Kevco Inc Golden Books Family Entertainment ERLY Industries Ampex Corporation Actava Group PDR Woods Inc Newgate Recovery Services LLC HLSP Trans Asia LLC JPT Service Group LLC General Equipment Management Evergreen Group European E Commerce Investment LLC Arthur Anderson & Co Paine Webber Inc Clean Site Inc Donald R Jackson and Associates Inc Shearson Lehman Hutton Inc and/or EF Hutton and Company Inc Hutton Area Assignor Corporation 1975 Northgate Realty Manager Inc Trans Asia Investment Group LLC South Havana Investment LLC Rotan Mosle Energy Inc Red Horse Trading LLC MIPS Technologies Inc Argus Overseas Inc Argus Technologies Argus TR Inc FCM Fiduciary Capital Corporation FCM Fiduciary Capital Management Company Angeles Meta Trim Co Bulldog Security Inc
Requested Date
10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/23/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/25/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/24/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007
Closed Date
11/8/2007 1/11/2008 -
Final Disposition
Other Reasons Other Reasons NIF NIF NIF DES NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/31/2007 Other Reasons 3/7/2008 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 1/8/2008 1/23/2008 1/16/2008 Other Reasons Other Reasons Other Reasons -
10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 10/26/2007 Other Reasons 11/14/2007 Other Reasons 10/26/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Levy, Alexander Levy, Alexander Dennis, Kelly Dennis, Kelly Dennis, Kelly Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Conover, Becky Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Westbrook, Jesse Westbrook, Jesse Conover, Becky Varner, Thomas Conover, Becky Conover, Becky Varner, Thomas Conover, Becky Conover, Becky Conover, Becky Varner, Thomas Varner, Thomas Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Bloomberg News Bloomberg News EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC -
Request Description
Capital Metals Co Consolidated Capital of North America Inc Fiduciary Capital Partners Liquidating Trust Richard Nevins & Associates ABC Capital Management Welton Global Funds Management Corporation Welton Investment Corporation Patrick Lloyd Welton Greywolf Capital Management LP Cevdet Samikoglu John H Burbank III Passport Management LLC Roxbury Capital Management Virata Corp Stats Chippac Data Critical Corp MagnaChip Semiconductor S A Power Integrations Inc MSU Corp Ramtron International Corp Richard M Graziadei Alfred Joseph Lockwood Karen Chia Ling Lew John R Queen III Michael M Kromm Jeffrey Bodwitch Prestine Joshua Joseph Honeycutt Citigroup Inc KPMG LLP Brian Lee Massey Silicon Storage Technology Inc Brian Carroll Beh Anthony Hall Browne Apogee Technology Inc Silas Algia Myers WT Investments Inc Latigo Investment Partners Rambus Inc Monolithic System Technology Inc Intellon Corp
Requested Date
10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/26/2007 10/29/2007 10/26/2007 10/26/2007 10/29/2007 10/26/2007 10/26/2007 10/26/2007 10/30/2007 10/30/2007 10/30/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF (b)(5) NIF NIF (b)(4) NIF NIF NIF -
Exemption Cited
10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/30/2007 Other Reasons 10/30/2007 Other Reasons 10/30/2007 Other Reasons 12/10/2007 Other Reasons 10/30/2007 Other Reasons 11/28/2007 Other Reasons 2/13/2008 3/14/2008 12/3/2007 2/13/2008 3/10/2008 3/7/2008 1/17/2008 3/31/2008 1/24/2008 1/28/2008 Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in part Other Reasons Other Reasons Granted in full -
Request ID
Requester Name
Varner, Thomas Gavin, J. Patrick Varner, Thomas Blackhall, Jennifer Gavin, J. Patrick Klein, Seth Varner, Thomas Kiernan, Cortney Conover, Becky Kiernan, Cortney Lynch, Megan Varner, Thomas Lynch, Megan Simmons, Robert McHugh, Megan Varner, Thomas McHugh, Megan Gavin, J. Patrick Malinowski, Thomas Gavin, J. Patrick Malinowski, Thomas Lichtcsien, Susan Varner, Thomas Lichtcsien, Susan Costello, Maureen Varner, Thomas Costello, Maureen Costello, Maureen Varner, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Varner, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Varner, Thomas Costello, Maureen Costello, Maureen Varner, Thomas SEC Insight -
Organization
Request Description
Transmeta Corp Harsco Corporation Quantum Effect Devices Inc registered securities list of US Bioenergy Corp Veritas Software Corporation Displaytech Inc Pacific Alternative Asset Management Company Daiva Valerija Navarrette Melissa Jane Buchan John Breese Wagner SRS Labs Inc Camden Asset Management LP Shuffle Master Inc Whale Rock Capital Partners TVIA Inc Alexander C Sacerdote Assisted Living Concepts Inc Teleos Management Limited Limelight Networks Inc Daniel Larry Gressel Macromarkets LLC HI FN Inc Samuel R Masucci Fiduciary Corporation of America MEMC Electronic Materials Inc Fiduciary Capital Pension Partners Liquidating Trust LHIP Acquisition Company LLC Synergy Semiconductor Corp LHIP Management Company LLC HLSP Holdings Inc HLSP Investment Banking LLC Actel Corp HLSP Investment Management LLC Lazereyes Golf LLC Lifebadge NA LLC Microvision Inc Future Communication Investments LLC Global Entertainment Capital LLC Multilink Technology Corp
Requested Date
10/30/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/19/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/30/2007
Closed Date
3/10/2008 1/11/2008 1/28/2008 12/4/2007 11/2/2007 3/4/2008 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 1/17/2008 1/18/2008
Final Disposition
Other Reasons Granted in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF;WIT WIT (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Goldman, Sachs & Co. SEC Insight Schatz Nobel Izard P.C. CheckFund Manager LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Oppenheimer & Co Check Fund Manager LLC Check Fund Manager LLC SEC Insight Cotal Systems, Inc. SEC Insight Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel SEC Insight SEC Insight -
Organization
Aware Inc
Request Description
Acacia Research Corp Amkor Technologies Inc Calamos Asset Management Inc Blackstone Group LP Virage Logic Corp Habitec Management Corporations HLPEF SP Management LLC IRP Management LLC Dakota Capital Partners LLC Dakota Capital Investments LLC Palmer Technical Services Inc The Palmer Family Homestead Corp David Palmer Brian Boorstein Stuart Oran David Moore Midwest Hydra Line Inc Motorhead Productions Inc Tanstaafl Partners LP Velocity Capital LLC Zevnik Horton Guiboro McGovern Palmer & Fognani LLP DNS Holdings LLC Employers Security Company Inc Marco Santamaria Global Securities Advisors LLC LMC Corporation LSC Investment LLC Matisse Capital Partners LLC Pin Pay Inc Security One Holding Corp Speedyconf LLC SPIB 1999 LLC SPIB Management LLC Stone Pine Accounting Services LLC Stone Pine Acquisition Company LLC Gordian Investment Partners LLC Granite Creek GP Flexcap I LLC Granite Creek Partners LLC Montana Street Holdings LLC
Requested Date
10/30/2007 10/30/2007 10/30/2007 10/29/2007 10/29/2007 10/30/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/29/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007
Closed Date
1/16/2008 1/16/2008 12/5/2007 12/5/2007 -
Final Disposition
Granted in full Granted in full Other Reasons Other Reasons WIT WIT NIF NIF NIF NIF NIF NIF NIF CAN NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 11/5/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 1/9/2008 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 11/1/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
10/31/2007 Other Reasons 10/31/2007 Other Reasons 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/6/2007 11/6/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Haile, Gregory Varner, Thomas Varner, Thomas Haile, Gregory Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Haile, Gregory Gavin, J. Patrick Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Berger Singerman Berger Singerman SEC Insight SEC Insight SEC Insight Berger Singerman SEC Insight -
Request Description
Montana Street Investments LLC Quadrapoint Acquisition Corp W W Terminated Inc Air Wisconsin Inc KMI Merger Corp Covia Corporation Newgen Sub Inc Spirit Airlines Inc Stanley R Becker Charitable Foundation Inc United Aviation Fuels Corporation United Air Lines Inc Alexander Hansen Alex Hansen Robert N Brisco Bob N Brisco Barbara Lynn Walsh Michael D Farkas Staktek Inc Pixelworks Inc James Kent DIRECTV Group Inc Millipore Corporation Satcon Technnology Corp Hutchinson Technology Inc Siliconix Inc SCG Holding Corp RF Micro Devices Inc Racom Systems Inc Tredegar Corp Wavesplitter Technologies Inc Silicon Laboratories Inc Sage Inc Simtek Corp Sipex Corp Tower Semiconductor Ltd Paradyne Networks Corp New Focus Inc Robert Schecter Dreamworks Animation SKG Inc Tripath Technology Inc
Requested Date
10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/31/2007 10/31/2007 10/30/2007 10/30/2007 10/30/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/30/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/30/2007 10/30/2007 10/31/2007
Closed Date
11/1/2007 11/1/2007 11/1/2007 11/1/2007
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF;WIT WIT (b)(4) RTW NIF;WIT NIF -
Exemption Cited
10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 10/31/2007 Other Reasons 11/1/2007 2/20/2008 11/1/2007 11/5/2007 11/1/2007 11/1/2007 11/5/2007 2/26/2008 2/29/2008 3/4/2008 1/14/2008 2/13/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Denied in full Other Reasons Denied in full Other Reasons Other Reasons -
12/11/2007 -
Request ID
Requester Name
Haile, Gregory Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dennis, Kelly Dennis, Kelly Dennis, Kelly SEC Insight SEC Insight -
Organization
Berger Singerman Brent Kovar Sheldahl Inc
Request Description
Requested Date
10/30/2007 10/31/2007 10/31/2007 10/30/2007 10/30/2007 10/31/2007 10/31/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007
Closed Date
1/3/2008 3/28/2008 3/13/2008 11/2/2007 3/28/2008 11/2/2007 11/2/2007 11/2/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 2/1/2008 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/5/2007 11/5/2007 11/5/2007 -
Final Disposition
NIF;RTW NIF;WIT NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Silicon Image Inc Archstonte Smith Trust Net 1 UEPS Technologies Inc Centurion Wireless Technologies Inc UQM Technologies Inc B&D Enterprises of NNY Inc Cambridge Partners LLC D L Moore Inc David Moore Inc Design Logistic Innovations Inc Electronic Publishing Systems Inc Four Seasons Solar Products LLC Garden State Exterior Remodeling Inc Garden State Roofing LLC Garden State Brickface & Stucco Company Garden State Exterior Remodeling Inc J Ira and Nicki Harris Foundation Inc Mercury Investments Properties Limited Liability Company Moore Assets LLC Moore Holdings Limited Liability Company Philip Black Eugene Spies Nexsan Technologies Inc Administrative Employers Inc Avalon Control Technologies Inc Blacksmith Capital I LLC Box Hill Systems Corp Stone Pine Administration Services LLC Stone Pine Advisors LLC Stone Pine Aspen Holdings LLC Stone Pine Assest Management LLC Stone Pine Atlantic LLC Stone Pine Atlantic Capital LLC Stone Pine Atlantic Equities LLC Stone Pine Auto Funding LLC Chris William Shumway Shumway Capital Management LLC Shumway Capital Partners LLC
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC
Request ID
Requester Name
Lichtcsien, Susan Lichtcsien, Susan Lynch, Megan Lynch, Megan Varner, Thomas Varner, Thomas Harrison, Richard Harrison, Richard Varner, Thomas Harris, Chris Harris, Chris Huang, William Huang, William Huang, William Varner, Thomas Harrison, Richard Varner, Thomas Harrison, Richard Harrison, Richard Varner, Thomas Varner, Thomas Huang, William Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Huang, William Varner, Thomas Huang, William Huang, William Varner, Thomas Huang, William Varner, Thomas Varner, Thomas Huang, William Taglia, Camille Gavin, J. Patrick
Organization
CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Barrons SEC Insight
Request Description
David M McGovern Marlin Management Company and or Marlin Equity Partners Lapides Asset Management LLC Glenn Sussman Marvell Technologies Ltd Microtune Inc Berkley W R Corp 333-128546 Cabelas Inc 333-128100 Emcore Corp Bull Path Capital Management LLC Bull Path Fund Limited Charlotte Hughes Pamela Nichter Catherine Halberstadt Netlogic Microsystems Inc Advent Claymore Global Convertible Securities & Income Fund 811-22022 Monolithic Power Systems Inc Amtech Systems Inc 333-139592 BCP Crystal Acquisition GMBH & CO KG Blackstone Group Evergreen Solar IBIS Technology Corp Lisa Campos William Ginchereau John Tavernetti Theravance Inc Icarus Offshore Icarus Qualified Partners Icarus Partners Neomagic Corp Matthew Berler Arxcis Partners NVidia Corp Frederick Hellman Genesis Microchip Inc Emagin Corp Tully Friedman broker dealers registered reps and registered investment advisors Websense Inc
Requested Date
10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 11/1/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 10/31/2007 10/31/2007 11/1/2007 10/31/2007 11/1/2007 11/1/2007 10/31/2007 10/31/2007 10/31/2007
Closed Date
11/5/2007 11/1/2007 11/1/2007 11/1/2007 2/15/2008 2/14/2008 3/28/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF -
Exemption Cited
12/12/2007 Other Reasons 12/12/2007 Other Reasons 3/4/2008 2/27/2008 2/15/2008 1/14/2008 Granted in full Other Reasons Granted in full Granted in full Granted in full
11/26/2007 Other Reasons 11/26/2007 Other Reasons 12/17/2007 Other Reasons 12/7/2007 Other Reasons 12/17/2007 Other Reasons 12/17/2007 Other Reasons 12/17/2007 Other Reasons 2/14/2008 2/13/2008 3/18/2008 3/13/2008 3/13/2008 Other Reasons Other Reasons Granted in full Granted in full Granted in full -
Request ID
Requester Name
Varner, Thomas Harrison, Richard Huang, William Harrison, Richard Varner, Thomas Varner, Thomas Huang, William Huang, William Gavin, J. Patrick Varner, Thomas Varner, Thomas Harrison, Richard Harrison, Richard Harrison, Richard Huang, William Harris, Chris Huang, William Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Harrison, Richard Huang, William Huang, William Huang, William Varner, Thomas Harrison, Richard Gavin, J. Patrick Harris, Chris Varner, Thomas Harrison, Richard Huang, William Huang, William Harrison, Richard Harrison, Richard Michaud, Kiel Evans, David Evans, David Evans, David Evans, David Michaud, Kiel -
Organization
Global Securities Information, Inc. EACM Advisors LLC Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC Greenwich Alternative Investments LLC EACM Advisors LLC SEC Insight SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. SEC Insight Greenwich Alternative Investments LLC Global Securities Information, Inc. EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
PMC Sierra Inc Aquatic Cellulose International Corp Thomas McKenna Allianz Global Investors Distributors LLC 81213364-02 Micronics Computers Inc QuickLogic Corp Osterweis Capital Management John Osterweis Old Republic International Corporation JNI Corp E Digital Corp AHPC Holdings Inc Allstate Life Insurance Co 333-121741 Cap Gemini SA Karen Cooper Robert Kaimowitz Joseph Freihammer Headwaters Inc Applied Industrial Technologies Inc Cash Systems Inc 333-139179 CECO Environmental Corp Lucy Hardy Daedalus Offshore Daedalus Partners International Microcircuits Inc Blackwell Publishing Ltd Carters Inc Samir Shah Norris Communications Inc BGH Holdings Inc 333-139206 Gary Cooper Sharron Zhao 3SBio Inc File # 333140099 Across America Real Estate Exchange Inc File # 333140284 Phil Black Design Inc Internet Brands Inc Carsdirect Mortgage Services Inc Carsdirect Lead Services Inc Greenlight.com Inc Patrick R Mcdonald
Requested Date
11/1/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 11/1/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 11/1/2007 10/31/2007 10/31/2007 10/29/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 10/31/2007 10/31/2007 10/31/2007 11/1/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/30/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007
Closed Date
1/24/2008 2/22/2008 -
Final Disposition
NIF (b)(6);NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Other Reasons Denied in part
11/28/2007 Other Reasons 11/30/2007 Other Reasons 2/21/2008 2/15/2008 2/13/2008 2/13/2008 2/13/2008 2/27/2008 2/6/2008 1/4/2008 1/4/2008 1/3/2008 11/7/2007 1/15/2008 12/7/2007 11/5/2007 Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons
11/29/2007 Granted in full 11/29/2007 Granted in full 11/2/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Deyneha, Natalia Evans, David Lynch, Megan Lynch, Megan McHugh, Megan Lynch, Megan Lynch, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Varner, Thomas Varner, Thomas Varner, Thomas Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Michaud, Kiel Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Michaud, Kiel Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Denton, Kim Varner, Thomas Gavin, J. Patrick Vague, Braden Varner, Thomas Varner, Thomas Varner, Thomas Harrison, Richard
Organization
International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Bracewell & Guliani SEC Insight Greenwich Alternative Investments LLC Global Securities Information, Inc.
Request Description
William T Gross et al Robert N Brisco Loeb Partners Gideon Jeremy King William J Park Seth Hillel Fischer DKR Oasis Management Company LP Aviator Fund Management Stone Pine Bridge Lenders LLC Stone Pine Capital LLC Stone Pine China LLC Stone Pine Colorado LLC Stone Pine Communications Group LLC Stone Pine Consumer Funding LLC Stone Pine Entertainment LLC Stone Pine Consumer Funding LLC Register.com Inc Alcatel Internetworking Cabletron Systems Inc Cemprus LLC Censtor Corporation Yogen Limited Liability Company B Lynn Walsh Elizabeth Browning Harold R Logan Jr aka Hal Logan Cortlandt S Dietler Bob M Foresman Robert M Foresman Moore Property Management LLC Moore Ventures LLC Barbara Lynn Fowler B Lynn Fowler Nora Bayless Lopez Chaparral Network Storage Inc Telelec Christopher Denny Cree Research Inc Compositech Ltd Auspex Systems Inc American Century Capital Portfolios Inc 333140909
Requested Date
11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 10/30/2007 10/30/2007 11/1/2007 11/1/2007 11/1/2007 10/30/2007 10/30/2007 10/30/2007 11/1/2007 11/1/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 10/30/2007 7/10/2007 11/2/2007 11/1/2007 11/1/2007 11/2/2007 11/2/2007 11/2/2007 10/31/2007
Closed Date
11/5/2007 3/31/2008 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 1/10/2008 4/1/2008 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 1/25/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Request ID
Requester Name
Harrison, Richard Harrison, Richard Gavin, J. Patrick Varner, Thomas Varner, Thomas Vague, Braden Vague, Braden Vague, Braden Vague, Braden Vague, Braden Varner, Thomas Varner, Thomas Silberg, Carina Varner, Thomas Varner, Thomas Harrison, Richard Harrison, Richard Varner, Thomas Varner, Thomas Varner, Thomas Lawrence, Jeffrey Varner, Thomas Varner, Thomas Gethin, Stephen Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David
Organization
Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC GES Investment Services Global Securities Information, Inc. Global Securities Information, Inc. Coughlin Stoia Geller Rudman & Robbins LLP ERG Transit Systems (USA) Inc SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight SEC Insight SEC Insight International Business Research International Business Research
Request Description
American Century Investment Trust 333-140915 American Century Municipal Trust 333-140914 Avnet Inc ATL Products Inc C Cube Microsystems Inc Richard L Chilton Chilton UK Chilton QP European Partners Chilton European International Chilton Investment Company Fairchild Semiconductor Corp Integrated Device Technology Inc Freeport McMoRan Shareholder resolution Brocade Communications Systems Inc Chatcom Inc Burlington Coat Factory Warehouse Corp 333137916 American Power Conversion Corporation Broadcom Corp California Micro Devices Corp Chippac International Co Ltd Apollo Group Inc Accelerated Networks Inc Conductus Inc News Corporation Anchor Bancorp Wisconsin Inc Applied DNA Sciences Inc Aradigm Corp 333-138169 Avaya Inc Scotts Miracle Gro co fka Scotts Company C P Clare Corp ASI Technology Corporation Artesyn Technologies Inc Amati Communications Corp AST Research Inc Astoria Financial Corporation CF Industries Holdings Inc Steven J Kumble Rory J Cutaia
Requested Date
10/31/2007 10/31/2007 11/1/2007 11/2/2007 11/2/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/1/2007 11/2/2007 11/2/2007 11/1/2007 11/2/2007 11/2/2007 10/31/2007 10/31/2007 11/2/2007 11/2/2007 11/2/2007 11/1/2007 11/2/2007 11/2/2007 11/1/2007 11/1/2007 10/31/2007 10/31/2007 10/29/2007 11/1/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/1/2007 11/1/2007 11/2/2007 11/2/2007
Closed Date
11/7/2007 11/7/2007 11/7/2007 3/10/2008 1/9/2008 1/4/2008 2/4/2008 1/16/2008 2/12/2008 2/20/2008 1/29/2008 -
Final Disposition
NIF NIF NIF RPR NIF (b)(4) NIF NIF WIT NIF;WIT -
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Granted in full Granted in full Granted in full Other Reasons -
Request ID
Requester Name
Evans, David Evans, David Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Varner, Thomas Gavin, J. Patrick Edwards, Mark Varner, Thomas Varner, Thomas Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Blau, Leslie
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Blau & Bonavich
Request Description
Michael Del Guidice Charles W Moore Nathan D Leight Jason G Weiss Jonathan W Berger David R Jaffe Bruce G Pollack Richard H Rogel William P Stiritz Stephen H Bittel Richard S Linhart Howard S Singer Murray L Sprung Salomon L Sredni Stone Pine Bridge Fiduciary Management Company LLC Stone Pine Financial Group LLC Stone Pine Financial Group Inc Stone Pine Financial Services LLC Stone Pine Funding Systems LLC Lantronix Inc Dominion Resources Inc Dr Reddys Laboratories Limited M Systems Flash Disk Pioneers Ltd MMC Networks Inc Exclusive Apparel Inc 333-140305 Cytta Corp 333-139699 Cord Blood America Inc 333-131819 Continucare Corp 333-139371 Names of former Branch Chiefs of New York Regional Office past ten years and Names of Former New York Regional Office Attorneys past five years James Zelter Apollo Management Findex Com Inc 333-120665 Lexmark International Group Inc Drexler Technology Corporation CIGMA METALS CORP 333-136755 China Shoe Holdings Inc 333-139910 Network Appliance Inc Foot Locker Inc
Requested Date
11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/5/2007 11/2/2007 10/15/2007 11/5/2007 11/5/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/2/2007
Closed Date
2/27/2008 1/10/2008 11/5/2007 11/5/2007 11/5/2007 3/31/2008 11/5/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 2/7/2008 3/4/2008 3/28/2008 3/28/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full RLD NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT RTW NIF
Exemption Cited
Mierzejewski, Mark Mierzejewski, Mark Harrison, Richard Varner, Thomas Varner, Thomas Harrison, Richard Harrison, Richard Varner, Thomas Gavin, J. Patrick
Check Fund Manager LLC Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight
11/2/2007 11/2/2007 10/31/2007 11/5/2007 11/5/2007 10/31/2007 10/31/2007 11/5/2007 11/2/2007
NIF NIF -
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas McHugh, Megan McHugh, Megan Delrahim, Makan Chopra, Marie Haile, Gregory Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas DePeau, Andrew Varner, Thomas Edwards, Mark Edwards, Mark DePeau, Andrew Gavin, J. Patrick Edwards, Mark Varner, Thomas Varner, Thomas Edwards, Mark Varner, Thomas Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard SEC Insight SEC Insight SEC Insight -
Organization
Request Description
Occam Networks Inc Exabyte Corporation Madge Networks Riverbed Technology Inc Headway Technologies Inc Cash America International Inc Sensient Technologies Corporation Overland Data Inc ODS Networks Inc Nexar Technologies Inc Metrologic Instruments Inc Network Connection Inc Hull Capital Management James Mitchell Hull DTCC and CRSP fail to deliver data Bombardier Inc and AMR Eagle Holding Corporation Red Sea Management Inc Electronics for Imaging Inc Microfield Graphics Inc Encore Computer Data Translation David Grin First Virtual Corporation Digene Corporation Digene Corporation Valens Capital Management LLC Texas Industries Inc Draxis Health Inc Gateway 2000 Inc Echelon Corporation Dureet Corporation Mylex Corporation Credit Suisse Trust 333-140901 American Century Mutual Funds Inc 333-140907 American Century Mutual Funds Inc 333-140907 American Century Quantitative Equity Funds Inc 333-140913 American Century Strategic Asset Allocations Inc 333-140911
Requested Date
11/5/2007 11/5/2007 11/5/2007 11/2/2007 11/5/2007 11/2/2007 11/2/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/2/2007 11/2/2007 11/2/2007 11/2/2007 11/1/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/2/2007 11/5/2007 10/15/2007 10/15/2007 11/2/2007 11/2/2007 10/15/2007 11/5/2007 11/5/2007 10/15/2007 11/5/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007
Closed Date
-
Final Disposition
NIF;WIT NIF;WIT NIF NIF NIF NIF (b)(4) NIF NIF NIF;WIT NIF (b)(4) DUP -
Exemption Cited
12/31/2007 Other Reasons 11/30/2007 Other Reasons 11/28/2007 Other Reasons 3/18/2008 2/28/2008 2/13/2008 2/20/2008 3/11/2008 Other Reasons Denied in full Other Reasons Granted in full Granted in full
Check Fund Manager LLC Check Fund Manager LLC Alliance for Investment Transparency James & Hoffman Berger Singerman Cotal Systems, Inc. Recombinant Capital Inc. Recombinant Capital Inc. Cotal Systems, Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
12/14/2007 Other Reasons 11/14/2007 Other Reasons 1/30/2008 2/4/2008 1/16/2008 3/28/2008 2/29/2008 Granted in full Other Reasons Denied in full Granted in full Other Reasons -
Request ID
Requester Name
Harrison, Richard Gavin, J. Patrick Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Dennis, Kelly Malinowski, Thomas Malinowski, Thomas Dennis, Kelly Jordan, Douglas Spence, Michael Spence, Michael Jordan, Douglas Spence, Michael Jordan, Douglas Spence, Michael Spence, Michael Spence, Michael Jordan, Douglas Spence, Michael Spence, Michael Gavin, J. Patrick Spence, Michael Harrison, Richard Stachewicz, Jeff Spence, Michael Spence, Michael Harrison, Richard Hammer, Steve Spence, Michael Gavin, J. Patrick Evans, David Evans, David Evans, David
Organization
Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Wilcox State Prison, K-4 International Business Research International Business Research Wilcox State Prison, K-4 International Business Research Wilcox State Prison, K-4 International Business Research International Business Research International Business Research Wilcox State Prison, K-4 International Business Research International Business Research SEC Insight International Business Research Global Securities Information, Inc. FOIA Group Inc International Business Research International Business Research Global Securities Information, Inc. Hammer Capital Management, Inc. International Business Research SEC Insight International Business Research International Business Research International Business Research
Request Description
American Century World Mutual Funds Inc 333140910 BankUnited Financial Corporation Chordiant Software Inc RSC Holdings Inc Electric City Corp 333-137236 Conor Medsystems Inc Email Real Estate Com Inc 333-138492 Energy Conversion Devices Inc 333-129234 Ciphergen Biosystems Inc 333-139416 Jon R Bauer Frontpoint Partners LLC Timothy John Flannery Contrarian Capital Management LLC Deutsche Bank AG G Richard Thoman Mercator Software Inc Allianz AG Corporate Perspectives Blackstone Group Evercore Partners Footstar Inc Bridge Information Systems obtaining a securities dealers license for trading Reckitt & Colman PLC Welsh Carson Anderson & Stowe Harman International Industries Inc Storage Technology Corp Ergo Science Corp DE SEC and Systemax Inc and or TigerDirect Inc Daily Capital Management LP Contagion LLC Central American Equities Inc 333-138643 Hammer Capital Management Inc and Cyber Fund LLC CompTek Research Inc Level 3 Communications Inc Sean P Morgan Douglas DeSimone Reynaldo Contreras
Requested Date
10/31/2007 11/5/2007 10/31/2007 11/5/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 10/10/2007 11/5/2007 11/5/2007 10/10/2007 11/5/2007 10/10/2007 11/5/2007 11/5/2007 11/5/2007 10/10/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 10/29/2007 11/5/2007 11/5/2007 11/5/2007 10/31/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007
Closed Date
-
Final Disposition
NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE RTW NIF NIF NIF NIF NIF NIF
Exemption Cited
12/13/2007 Other Reasons 12/7/2007 3/4/2008 3/12/2008 1/31/2008 Other Reasons Granted in full Granted in full Other Reasons
11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/7/2007 12/4/2007 11/8/2007 11/8/2007 3/18/2008 12/6/2007 2/13/2008 11/7/2007 11/7/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons 11/14/2007 Other Reasons
Request ID
Requester Name
Harrison, Richard Evans, David Evans, David Harrison, Richard Evans, David Harrison, Richard Evans, David Harrison, Richard Evans, David Harrison, Richard Evans, David Evans, David Harrison, Richard Evans, David Harrison, Richard Gavin, J. Patrick Braun, Martin Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Padula, Gary Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Harrison, Richard Spence, Michael Harrison, Richard Costello, Maureen Gavin, J. Patrick Costello, Maureen Harrison, Richard Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Spence, Michael
Organization
Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight Bloomberg News Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. Brown University Investment Office SEC Insight CheckFund Manager LLC CheckFund Manager LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research SEC Insight International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research
Request Description
Cohen & Steers Reit & Utility Income Fund Inc 333-139560 Critical Media Inc Critical Mention Inc Cohen & Steers Select Utility Fund Inc 333139563 Gravity Sports Inc Delaware Group Tax Free Fund 333-140948 Hybrid Consulting Group Docucorp International Inc Pinnacor Inc
Requested Date
10/31/2007 11/5/2007 11/5/2007 10/31/2007 11/5/2007 10/31/2007 11/5/2007 10/31/2007 11/5/2007
Closed Date
2/27/2008 11/6/2007 11/6/2007 3/10/2008 11/6/2007 3/10/2008 11/6/2007 2/13/2008 2/27/2008 11/6/2007 11/6/2007 2/20/2008 11/6/2007 1/3/2008
Final Disposition
Granted in full Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF RTW
Exemption Cited
Eagle Hospitality Properties Trust Inc 333-139085 10/31/2007 ScreamingMedia.com ClipSyndicate Inc Esim Ltd Informance Networks Inc Chiral Quest Inc 333-138782 Apria Healthcare Group Inc Jefferson County Municipal Bonds FL-03218 Diomed Holdings Inc 333-138605 Gemstar TV Guide International Inc Celanese AG E Smart Technologies Inc EnCap Energy Capital Fund VII LP Mentor Graphics Corporation John Bailey Spruce Private Investors Igames Entertainment Inc 333-138150 Haloid Company Korea Equity Fund Inc 333-138220 TPSS Acquisition Corporation Resources Connection Inc Transportech LLC Deerfield Resources Ltd 333-139660 Camelot Equity Partners DWS RReef Real Estate Fund Inc 812-13366 R D Manufacturing Corp Kohlberg Capital Corp 812-13368 Cadbury Schweppes Holdings Inc 11/5/2007 11/5/2007 10/29/2007 11/5/2007 10/31/2007 11/5/2007 11/5/2007 10/31/2007 11/5/2007 10/29/2007 10/31/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 10/31/2007 11/5/2007 10/31/2007 11/6/2007 11/6/2007 11/6/2007 10/31/2007 11/6/2007 10/29/2007 11/5/2007 10/31/2007 11/5/2007
12/17/2007 Other Reasons 12/7/2007 1/29/2008 1/3/2008 3/19/2008 3/19/2008 2/20/2008 1/4/2008 11/7/2007 11/7/2007 11/7/2007 3/14/2008 11/7/2007 3/28/2008 11/7/2007 11/7/2007 11/7/2007 Other Reasons Denied in part Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons
(b)(7)(A);WIT NIF NIF;WIT NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF
Request ID
Requester Name
Harrison, Richard Spence, Michael Harrison, Richard Spence, Michael Gavin, J. Patrick Spence, Michael Cartwright, Heather Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Gavin, J. Patrick Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Spence, Michael Harrison, Richard Salant, Scott Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research SEC Insight International Business Research PharmaVentures Ltd International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. SEC Insight International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Collier, Halpern, Newberg Nolletti & Bock, LLP Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Johnson & Johnson Majesco Entertainment Hospira Inc LEK Skyworks Solutions Readers Digest Association Inc Peregrine Pharmaceuticals Inc American Express Travel Related Services E Trade Financial Corp IBM Corporation CNL Funds 333-140838 Nabisco International IMPAC Secured Assets Corp 333-139462 Enpro Industries Inc Haloid Xerox Inc Electro Optical Sciences Inc NY 333-139056 Xerox Corporation First Community Corp TN Daconics Corporation Enterprise Financial Services Corp Horizon Asset Management Inc I Many Inc Hall Financial Group Ltd FMC Corp Evergreen Municipal Trust DE 333-140756 First Trust Exchange Traded Alphadex Fund Stone Pine Newport Equities LLC Stone Pine Pacific LLC Stone Pine Southeast LLC First Trust Exchange Traded Fund 333-140482 Stone Pine Southeast Equities LLC Stone Pine Technology Holdings LLC Stone Pine Trade & Finance Co Ltd Stone Pine UK Acquisition Company LLC Stone Pine Varsity Books LLC Stone Pine Venture Lending LLC Kanbay International Inc Jorgensen Earle M Co DE 333-139790
Requested Date
10/29/2007 11/5/2007 10/29/2007 11/5/2007 11/6/2007 11/5/2007 11/7/2007 11/5/2007 10/29/2007 11/5/2007 10/31/2007 11/5/2007 10/31/2007 11/6/2007 11/5/2007 10/31/2007 11/5/2007 10/29/2007 11/5/2007 10/29/2007 11/6/2007 10/31/2007 10/29/2007 11/6/2007 10/31/2007 10/31/2007 11/6/2007 11/6/2007 11/6/2007 10/31/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 11/6/2007 10/31/2007 10/31/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF;WIT NIF NIF RTW NIF NIF;WIT NIF FEE NIF NIF (b)(8) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/15/2007 Other Reasons 12/12/2007 Other Reasons 11/15/2007 Other Reasons 11/15/2007 Other Reasons 12/7/2007 2/20/2008 3/10/2008 2/27/2008 11/7/2007 2/27/2008 3/20/2008 11/7/2007 2/4/2008 11/7/2007 2/27/2008 2/21/2008 2/8/2008 4/1/2008 11/7/2007 11/7/2007 11/7/2007 4/1/2008 11/7/2007 11/7/2007 11/7/2007 11/7/2007 11/8/2007 11/7/2007 2/5/2008 2/5/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Gavin, J. Patrick Harrison, Richard Jones, Marty Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Jones, Marty Harrison, Richard Gavin, J. Patrick Harrison, Richard Mierzejewski, Mark Harrison, Richard Harrison, Richard Mierzejewski, Mark Harrison, Richard McHugh, Megan Simmons, Robert McHugh, Megan Harrison, Richard Evans, David Harrison, Richard
Organization
Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Wilkie Farr & Gallagher LLP Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Wilkie Farr & Gallagher LLP Global Securities Information, Inc. SEC Insight Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Global Securities Information, Inc. Check Fund Manager LLC Global Securities Information, Inc. Check Fund Manager LLC Oppenheimer & Co Check Fund Manager LLC Global Securities Information, Inc. International Business Research Global Securities Information, Inc.
Request Description
Exco Resources Inc 333-139568 Fortress Investment Group LLC Gabelli Healthcare & WellnessRx Trust 333140966 ING Clarion Global Real Estate Income Fund 333138660 ING Clarion Real Estate Income Fund 333138671 ING Life Insurance & Annuity Co 333-133151 Faceprint Global Solutions Inc 333-132799 Generex Biotechnology Corp 333-139637 Genesis Capital Corp Nevada Goldman Sachs Trust 333-140519 Geostar Mineral Corp 333-139986 Expertise Technology Innovation Inc 333-139344 Davita Inc Harbinger Capital Partners SEC telephone directory Yankee Candle Co Inc Xinhua China Ltd Wiley John & Sons Inc Wilson Creek Mining Corp 333-140143 Telephone & Data Systems Inc / DE Sunopta Inc 333-137724 Sterling Financial Corp / WA SEC FOIA logs for 2006 and 2007 to date Western Hemisphere Mining Corp 333-139266 Coldwater Creek Inc Waterloo Ventures Inc 333-135957 Eric M Mindich US LEC Corp Synta Pharmaceuticals Corp 333-138894 Eton Park Capital Management LP Shoppers Wallet Inc 333-139765 Solus Alternative Asset Management LP Dover Motorsports Inc Christopher A Bondy Sky Mobilmedia Inc Loanapp Inc Skyterra Communications Inc 333-138061
Requested Date
10/31/2007 10/29/2007 10/29/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 11/6/2007 10/29/2007 10/31/2007 10/29/2007 10/31/2007 10/29/2007 10/31/2007 10/31/2007 10/31/2007 10/29/2007 10/31/2007 10/31/2007 11/7/2007 10/31/2007 11/7/2007 10/29/2007 10/31/2007 11/7/2007 10/31/2007 11/7/2007 10/29/2007 11/7/2007 10/29/2007 11/1/2007 10/31/2007
Closed Date
1/8/2008 3/26/2008 2/25/2008 3/4/2008 2/13/2008 12/7/2007 12/7/2007 1/11/2008 1/4/2008 3/21/2008 3/21/2008 3/21/2008 3/7/2008 1/8/2008 1/8/2008 2/21/2008 -
Final Disposition
Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF RTW RTW NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Evans, David Motz, Robert Harrison, Richard Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Seefer, Christopher Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Motz, Robert Harrison, Richard Harrison, Richard Motz, Robert Motz, Robert Ancel, Aaron Motz, Robert Harrison, Richard Motz, Robert Motz, Robert Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Gavin, J. Patrick Harrison, Richard Motz, Robert
Organization
International Business Research International Business Research Global Securities Information, Inc. International Business Research SEC Insight International Business Research International Business Research Coughlin, Stoia, Geller, Rudman & Robbins LLP International Business Research International Business Research Global Securities Information, Inc. International Business Research International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. International Business Research International Business Research NICAR International Business Research Global Securities Information, Inc. International Business Research International Business Research International Business Research SEC Insight SEC Insight International Business Research SEC Insight Global Securities Information, Inc. International Business Research
Request Description
Greenlight.com Inc Jody C Whorton aka J C Whorton Savvis Communications Corp 333-136028 Michael R Morrisett Sovereign Bancorp Inc Steven W Weller StratCom Advisors LLC Jones Soda Company Brown & Whorton Group Gemlite Inc Nomura Holdings Inc Champion Reserve Corporation O Kan Energy Corporation NCM Capital Investment Trust 333-140534 Caminus Corporation Meif LG Energy Limited Jenkins Petroleum Inc Madison Dearborn Partners LLC Alumni & Fans Golf Association LLC Red Carpet Entertainment Inc 333-139696 Alumni Golf Association of America Inc Texas United Bancshares Inc Premium Finance Group Inc Schneider Electric SA Recom Managed Systems Inc DE 333-138853 Say Cheese System Inc The Viking Group LLC database of administrative proceedings IR Partners LLC Rose Explorations Inc 333-140299 Marlis Investments LLC STW Management Inc Advanced Technology Oil and Gas Inc Deere & Co Plains All American Pipeline LP Discovery Oil & Gas Inc Valspar Corp Syntel Inc 333-139227 Sidewall Exploration Inc
Requested Date
11/6/2007 11/7/2007 10/31/2007 11/7/2007 11/7/2007 11/7/2007 11/7/2007 10/31/2007 11/7/2007 11/7/2007 10/29/2007 11/7/2007 11/7/2007 10/31/2007 11/7/2007 10/29/2007 11/7/2007 10/29/2007 11/7/2007 10/31/2007 11/7/2007 10/29/2007 11/7/2007 10/29/2007 10/31/2007 11/7/2007 11/7/2007 11/1/2007 11/7/2007 10/31/2007 11/7/2007 11/7/2007 11/7/2007 11/7/2007 11/7/2007 11/7/2007 11/7/2007 10/31/2007 11/7/2007
Closed Date
Final Disposition
NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
11/12/2007 Other Reasons 11/12/2007 Other Reasons 2/27/2008 2/13/2008 Granted in full Other Reasons -
11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 2/13/2008 3/4/2008 3/28/2008 2/29/2008 Other Reasons Other Reasons Other Reasons Granted in full
11/12/2007 Other Reasons 11/12/2007 Other Reasons 3/6/2008 3/4/2008 Granted in full Granted in full 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons -
Request ID
Requester Name
Harrison, Richard Motz, Robert Gavin, J. Patrick Motz, Robert Motz, Robert Link, Scott Motz, Robert Simmons, Robert Motz, Robert Harrison, Richard Costello, Maureen Harrison, Richard Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Edwards, Mark Costello, Maureen Edwards, Mark Costello, Maureen Costello, Maureen Edwards, Mark Costello, Maureen Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Stewart, H. Stewart, H. Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard Edwards, Mark Harrison, Richard Harrison, Richard Harrison, Richard Harrison, Richard
Organization
Global Securities Information, Inc. International Business Research SEC Insight International Business Research International Business Research Christian Smith & Jewell International Business Research Oppenheimer & Co International Business Research Global Securities Information, Inc. International Business Research Global Securities Information, Inc. International Business Research International Business Research Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research Recombinant Capital Inc. International Business Research International Business Research Recombinant Capital Inc. International Business Research Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Recombinant Capital Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc. Global Securities Information, Inc.
Request Description
Variable Annuity Account 812-13365-01 Thrifty Investments LLC CTC Media Inc Thrifty Realty LLC ATEC San Juan Basin LLC SEC v Gradient Analytics ATEC Energy Ventures LLC International Speedway Corporation ATEC Energy Offshore LLC Landfill Gas Business Located in UK Stone Pine HLSPC LLC Optimal Group Inc Stone Pine International LLC Stone Pine International Finance LLC Dusa Pharmaceuticals Inc Stone Pine Investment Banking LLC Dusa Pharmaceuticals Inc Stone Pine Lazereyes LLC Dyax Corporation Stone Pine Media LLC Stone Pine Mezzanine Company LLC Dyax Corporation Stone Pine Newport LLC Tremisis Energy Acquisition Corp 333-138922 Maxwell Technologies Inc 333-138943 Scotts Miracle Gro Co Northern Empire Bancshares Northwest Chariots Inc 333-140322 Donald Haidl Entrade Inc Navisite Inc 333-138986 Remote MDX Inc 333-137814 Pacificap Entertainment Holdings Inc United States Cellular Corp Dynavax Technologies Corporation Shadows Bend Development Inc 333-138994 Nano Proprietary Inc 333-139714 Mackenzie Taylor Minerals Inc 333-140170 Triad Data Corp 333-138081
Requested Date
10/31/2007 11/7/2007 11/7/2007 11/7/2007 11/7/2007 10/31/2007 11/7/2007 10/30/2007 11/7/2007 10/31/2007 11/5/2007 10/29/2007 11/5/2007 11/5/2007 10/22/2007 11/5/2007 10/22/2007 11/5/2007 10/22/2007 11/5/2007 11/5/2007 10/22/2007 11/5/2007 10/31/2007 10/31/2007 10/31/2007 10/29/2007 10/31/2007 11/2/2007 11/2/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/22/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007
Closed Date
2/8/2008 -
Final Disposition
NIF NIF;RTW NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) NIF
Exemption Cited
11/12/2007 Other Reasons Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 1/24/2008 2/4/2008 2/4/2008 Other Reasons Other Reasons Other Reasons Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 3/26/2008 2/15/2008 Granted in full Granted in full 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 11/12/2007 Other Reasons 2/15/2008 1/16/2008 2/27/2008 2/27/2008 2/6/2008 2/27/2008 3/10/2008 Granted in full Granted in full Denied in full Denied in full Granted in full Granted in full Granted in full 11/12/2007 Other Reasons
12/19/2007 Granted in full 12/12/2007 Granted in full 2/21/2008 Granted in full
Request ID
Requester Name
Harrison, Richard Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Costello, Maureen Costello, Maureen DePeau, Andrew DePeau, Andrew DePeau, Andrew Lynch, Megan Lynch, Megan DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Michaud, Kiel Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Organization
Global Securities Information, Inc. International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Water Chef Inc 333-138581 Robert M Calderoni aka Bob Calderoni Ariba Inc Avery Dennison Corp Apple Inc David I Stemerman Conatus Capital Management LP Friedman Restaurants Inc Matthew D Borrelli Alison Borrelli aka Alison Friedman Boston Web Design Inc Needham Investment Co Norfolk Enterprises LLP Norfolk Town Center LLC Norfolk Investment Co Convest Enterprises LLC Goodman West Ltd Tradex Technologies Inc Softface Inc Bull Path Capital Management LLC Dix Hills Partners LLC Joseph A Baggett Scott Howell Kirkpatrick Teton Capital Advisors Lawrence Canzonerithat Level Global Investors LP Corey S Ribotsky AJW Partners LLC AOF Holdings LLC AOF Fund Holdings LLC AAF Holdings LLC Atticus Capital LLC Barrick Gold Corporation Nathaniel De Rothschild Peter Munk Timothy R Barakett Arrow Advisors LLC Arrow Capital Management LLC AdCheck Danone Waters Quisic Corporation
Requested Date
10/31/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/9/2007 11/9/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/5/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007
Closed Date
2/7/2008 1/24/2008 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007 11/9/2007
Final Disposition
NIF Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
(b)(2);(b)(5);(b)(7)(C) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(6);FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 3/12/2008 1/4/2008 Other Reasons Denied in part
11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 2/13/2008 1/14/2008 Other Reasons Other Reasons 11/14/2007 Other Reasons 12/12/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons
Request ID
Requester Name
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Crawley, Todd Cartwright, Heather Gavin, J. Patrick Crawley, Todd Crawley, Todd Gordon, Marcy Crawley, Todd Geldens, Jeffrey Gavin, J. Patrick Gordon, Marcy Gavin, J. Patrick Gavin, J. Patrick Crawley, Todd Miller, Keith Gupta, Rachel Crawley, Todd Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hindi, Kareem Crawley, Todd Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc PharmaVentures Ltd SEC Insight Global Securities Information, Inc Global Securities Information, Inc Associated Press Global Securities Information, Inc Broad and Cassel SEC Insight Associated Press SEC Insight SEC Insight Global Securities Information, Inc Batza & Associates DLA Piper US LLP Global Securities Information, Inc SEC Insight SEC Insight SEC Insight Ceteris, Inc. Global Securities Information, Inc SEC Insight Tatum LLC
Request Description
CreativePlanet Internal External Consultants IEC Matthew D Eby Alexandre von Furstenberg Mal T Serure Barry S Sternlicht Harald H Ludwig Strauss Zelnick Eby Enterprises Matar Properties LLC National Pike Truck Sales LLC
Requested Date
11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(C) NIF;WIT NIF;WIT NIF NIF;WIT NIF
Exemption Cited
11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 11/14/2007 Other Reasons 12/13/2007 Other Reasons 1/18/2008 Denied in part -
Triple Spring Properties Limited Liability Company 11/12/2007 Arrow Investments Inc Clout Apparel Inc Penton Media Inc Alliance Pharmaceutical Corp Hewitt Associates Inc L-1 Identity Solutions Inc Met Investors Series Trust 333-140698 Halliburton Corp Prosperity Bancshares Inc Bear Stearns & Co Inc Lam Research HCA Inc Chicos Fas Inc Gibraltar Industries Inc PHL Variable Insurance Co CT 333-132399 Chevron Corporation Matter of Certain Mutual Fund Trading Practices NY-7220 MIV Therapeutics Inc 333-135797 Crane Co Williams Partners LP Emcor Group Inc Warner Bros and Play by Play Toys & Novelties Inc Morgan Stanley FX Series Funds 333-140930 Ohio Casuality Corporation 11/12/2007 11/12/2007 10/31/2007 11/12/2007 11/9/2007 10/29/2007 10/31/2007 11/12/2007 10/29/2007 11/6/2007 11/12/2007 11/12/2007 11/9/2007 11/12/2007 10/31/2007 11/8/2007 10/16/2007 10/31/2007 11/8/2007 11/9/2007 11/9/2007 11/9/2007 10/31/2007 11/12/2007
11/26/2007 Other Reasons 11/26/2007 Other Reasons 2/4/2008 2/27/2008 2/13/2008 3/4/2008 Other Reasons Granted in full Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Delrahim, Makan Gavin, J. Patrick Baldwin, Elizabeth Crawley, Todd Gavin, J. Patrick Cartwright, Heather Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Evans, David Evans, David Evans, David SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Celgene Corp
Request Description
Amis Holdings Inc Internap Network Services Corp Orbital Sciences Corporation Westlake Chemical Corporation Professional Veterinary Products LTD 333-138982 Promotions on Wheels Holdings Inc 333-140378 Railamerica Inc Nuveen Managed Accounts Portfolios Trust 333140967 Maxygen Inc 333-124940 Maxygen Inc 333-125397 Paetec Corp DTCC and CSRP Legacy Reserves LP Scottwood Capital Management LLC Mobilepro Corp DeVry Inc Vion Pharmaceuticals Inc Circuit City Stores Inc Cree Inc Procter & Gamble Co Arrow Masters LP Arrow Offshore Advisors LLC Arrow Partners LP Arrow Select LP CS Partners LLC Baramcan Investments LLC Marion Douglas General Partner LC MCC Aerospace LLC Bertelsmann Music Group Inc Blockbuster Inc CME Inc Denon Corporation Direct Holdings Americas Inc Edition Sunrise Publishing Inc Lillian Vernon Corporation Michael E Mcclure Shunji Sasada Ted C Petrone
Requested Date
11/9/2007 11/12/2007 11/8/2007 11/8/2007 11/8/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/31/2007 10/29/2007 11/9/2007 11/8/2007 11/8/2007 10/31/2007 11/9/2007 11/12/2007 11/8/2007 11/12/2007 11/12/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007
Closed Date
3/4/2008 3/26/2008 2/8/2008 2/15/2008 2/6/2008 1/8/2008 1/16/2008 2/8/2008 3/18/2008 2/6/2008 2/6/2008 1/4/2008 1/31/2008 12/5/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons NIF NIF NIF;RTW RTW NIF NIF NIF NIF NIF;WIT (b)(7)(A) NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Alliance for Investment Transparency SEC Insight VerdisWealth Management Global Securities Information, Inc SEC Insight PharmaVentures Ltd SEC Insight SEC Insight SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
11/15/2007 Other Reasons 11/15/2007 Other Reasons 11/15/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 12/7/2007 Other Reasons
Request ID
Requester Name
Conover, Becky Evans, David DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Crawley, Todd Varner, Thomas Crawley, Todd Gavin, J. Patrick Crawley, Todd Varner, Thomas Crawley, Todd Varner, Thomas Varner, Thomas Edwards, Mark Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Crawley, Todd Edwards, Mark Edwards, Mark Crawley, Todd Crawley, Todd Fox, Cameron Delrahim, Makan Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Crawley, Todd Edwards, Mark
Organization
EACM Advisors LLC International Business Research Cotal Systems, Inc. SEC Insight SEC Insight PharmaVentures Ltd Global Securities Information, Inc Global Securities Information, Inc SEC Insight Global Securities Information, Inc Global Securities Information, Inc Recombinant Capital Inc. SEC Insight SEC Insight Global Securities Information, Inc Recombinant Capital Inc. Recombinant Capital Inc. Global Securities Information, Inc Global Securities Information, Inc Paul Hastings Janofsky & Walker LLP Alliance for Investment Transparency Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Recombinant Capital Inc.
Request Description
James H Howard Robert Pierot Jr Prudential Fixed Income Energy Conversion Devices Inc Copart Inc Optimer Pharmaceuticals Inc Across America Financial Services Inc File # 333141030 Infoseek Corp Omnicorder Technologies Inc 333-137288 Convergys Corporation Pantry Inc Scansoft Inc Ares Capital Corp 333-140620 Phoenix International Inc Take Two Interactive Software Inc Cardiovascular Dynamics Inc United America Indemnity Ltd Vital Images Inc Western Alliance Bancorporation Network 1 Software & Technology Inc Interplay Entertainment Corp UBS PW Credit & Recovery Fund LLC 333-139071 Endo Pharmaceuticals Holdings Inc Endo Pharmaceuticals Holdings Inc Vanguard Group Inc 812-13362-01 Windswept Environmental Group Inc 333-139303 Bristol Myers Squibb Company DTCC and CSRP Insignia Solutions Scanvec Amiable Inc Liquid Audio Inc Multex Systems Inc International Aluminum Corp International Bancshares Corp Sagent Technology Inc Numerical Technologies Inc Greenwich Capital Acceptance Inc 333-140279 Texas Biotechnology Corporation
Requested Date
11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/14/2007 11/8/2007 11/13/2007 10/31/2007 11/13/2007 10/31/2007 11/13/2007 11/8/2007 11/13/2007 11/13/2007 11/5/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/8/2007 11/5/2007 11/5/2007 10/31/2007 10/31/2007 11/6/2007 10/26/2007 11/13/2007 11/13/2007 11/13/2007 11/13/2007 11/8/2007 11/8/2007 11/13/2007 11/13/2007 11/8/2007 11/5/2007
Closed Date
1/3/2008 12/7/2007 12/7/2007 1/29/2008 2/20/2008 3/14/2008 2/8/2008 1/29/2008 3/31/2008 1/11/2008 1/30/2008 3/18/2008 2/29/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Granted in full NIF RLD NIF NIF (b)(4) NIF NIF;RTW WIT NIF -
Exemption Cited
Request ID
Requester Name
Edwards, Mark Jacobs, Kate Gavin, J. Patrick Crawley, Todd Varner, Thomas Varner, Thomas Crawley, Todd Harrison, Richard Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Kiernan, Cortney Kiernan, Cortney Lichtcsien, Susan Lichtcsien, Susan Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia NR&C Company SEC Insight
Organization
Recombinant Capital Inc.
Request Description
Texas Biotechnology Corporation Foreign Equities Corinthian Colleges Inc Trans Lux Corp Commerce One Inc Web MD Corp Danskin Brand BLS Media Inc File # 333-141158 Lycos Inc Kofax Image Products Inc Printing Components Inc 333-141057 Korea Development Bank 333-132993 PalmSource Inc eTelecare Global Solutions Inc 333-141243 K-Care Nutritional Products Inc 333-141271 Dirk Reinhardt Marea Capital Advisors LLC Adam Benowitz Vision Opportunity Capital Management LLC LVC Retail Corporation Match Production Music USA Inc The Corporate Solution Inc ZM IP LLC Closets By Design LLC Connecticut Closets LLC ACP Venture Corp Geveran Trading Aktiv Kapital Aker Drilling Sea Empress See Emperor Crystal Sea Smedvig AS Onyx Capital Ventures LLC CiDRA Corporation Trivergance LLC Sunterra Corporation Vision Capital Partners LLC John Fredriksen
Requested Date
11/5/2007 11/13/2007 11/13/2007 11/8/2007 11/13/2007 11/13/2007 11/8/2007 11/8/2007 11/13/2007 11/13/2007 11/8/2007 11/8/2007 11/13/2007 11/8/2007 11/8/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/14/2007
Closed Date
1/14/2008 2/28/2008 2/6/2008 1/16/2008 -
Final Disposition
RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Granted in full Other Reasons
Exemption Cited
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc. Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
12/13/2007 Other Reasons 12/12/2007 Granted in full 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 12/5/2007 12/5/2007 12/5/2007 12/5/2007 Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Edwards, Mark Varner, Thomas Varner, Thomas Varner, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Gavin, J. Patrick Michaud, Kiel Michaud, Kiel Varner, Thomas Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Conover, Becky Simmons, Robert Gavin, J. Patrick Conover, Becky Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC Oppenheimer & Co SEC Insight EACM Advisors LLC Gary Smith
Request Description
Graham Robjohns Golar LNG Partners Frontline Ltd Seatankers Management Co Ltd Hemen Holdings Ltd Seadrill Ltd Smedvig SA Hanjin Shipping Co Ltd Embrex Inc Sandisk Corporation Security Dynamics Technologies Inc Power Computing Corporation Neptune Oriented Lines P & O Peninsular & Oriented Steam Navigation Co Marine Harvest Deep Sea Supply Golden Ocean Group Limited Berl Holdings I Inc BRM of Delaware Inc BSS MFG Investors LLC Chess Aquisition Corp DHP Holdings Inc ECP I Inc ECP II Inc Equity Residential Trust Equity Residential Properties Trust Blue Nile Inc Juvenile Diabetes Research Foundation International Liberty House Inc Open Market Inc River Gardens Tampa Inc Sahi Inc SCG ACP GP I Inc SCG ACP Master GP Inc John S Ehlinger MGP Ingredients Lamar Advertising Company David Joseph Steinberg Splash Technologies Holdings Inc
Requested Date
11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 10/29/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/14/2007 11/15/2007 11/15/2007 11/14/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/14/2007 11/8/2007 11/14/2007 11/14/2007 11/14/2007
Closed Date
1/9/2008
Final Disposition
Other Reasons CAN NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF;WIT -
Exemption Cited
11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 11/19/2007 Other Reasons 12/5/2007 12/5/2007 12/5/2007 1/14/2008 Other Reasons Other Reasons Other Reasons Granted in full -
11/27/2007 Other Reasons 11/28/2007 Other Reasons 11/27/2007 Other Reasons 11/27/2007 Other Reasons 11/27/2007 Other Reasons 11/27/2007 Other Reasons 11/27/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/27/2007 Other Reasons 3/14/2008 Other Reasons
11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 3/14/2008 Other Reasons -
Request ID
Requester Name
Edwards, Mark Edwards, Mark Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Conover, Becky Edwards, Mark Gavin, J. Patrick Varner, Thomas Varner, Thomas Edwards, Mark Varner, Thomas Varner, Thomas Garth, Curtis
Organization
Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight EACM Advisors LLC Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. -
Request Description
Endosonics Corp Endosonics Corp Acadia Realty Trust SCM Microsystems Inc Storage Computer Corp SmartDisk Corp William John Bruce Enchira Biotechnology Corporation Constellation Energy Group Riverstone Networks Inc Voice Control Systems Inc Elan Corporation PLC Unisphere Networks Inc Storage Technology Corporation Perishing Morgan Stanley Dean Witter Banc One Securities CHASE National Financial Services LaSalle Street Securities Trader Mart foreign technical assistance projects Swiss Memorandum of Understanding Snap Appliances Inc Who Vision Systems Inc Collective Bargaining Agreement Mast Capital Management LLC Mast Distressed Opportunities Mast Credit Opportunities Wrigley Wm Jr Company T/R Systems Inc TTR Inc FOCUS line aggregate values Christopher Bailey Madison Skyway Communications and related entities Xerographic Laser Images Inc Pepsico Inc Shiva Corporation Seagate Software Inc Pyramid Technology Corp International Organization of Securities Commissioners IOSCO SEC International Institute for Securities Market Development John Anthony Thaler
Requested Date
10/29/2007 10/29/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 10/29/2007 11/14/2007 11/14/2007 11/14/2007 10/29/2007 11/14/2007 11/14/2007 11/8/2007
Closed Date
2/28/2008 4/1/2008 12/4/2007 1/16/2008 1/10/2008 -
Final Disposition
NIF;WIT NIF;WIT RPR
Exemption Cited
Other Reasons Granted in full Granted in full Granted in full Other Reasons
Batlan, Felice Batlan, Felice Varner, Thomas Varner, Thomas Gilson, Robert Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Varner, Thomas Varner, Thomas French, Kenneth Conover, Becky Alaee, Adam Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Batlan, Felice Batlan, Felice Lynch, Megan
Chicago-Kent College of Law Chicago-Kent College of Law EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Dartmouth College EACM Advisors LLC Foley & Lardner LLP SEC Insight Chicago-Kent College of Law Chicago-Kent College of Law CheckFund Manager LLC
11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/13/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/13/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/14/2007 11/15/2007
1/24/2008 1/24/2008 1/24/2008 2/8/2008 12/3/2007 3/10/2008 3/28/2008 -
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons -
NIF NIF NIF NIF;RTW NIF (b)(7)(A) NIF NIF
Request ID
Requester Name
Lynch, Megan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Jacobs, Kate Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd
Organization
CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc NR&C Company Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc
Request Description
JAT Capital Management LP Atticus Capital LLC Atticus Emerging Markets LP Atticus Opportunity LP Atticus Services Inc Atticus Alpha LP Cicero Capital LLC Holland Investments LLC Panneton Investments LLC Panneton Holdings LLC AOC Acquisition Corporation Getty Realty Corp / MD Investor Group Investor Group Investor Group First State Bancorporation Stone Harbor Investment Funds File # 333141345 SPA ETF Trust Octagon ETF Trust Z Seven Fund Inc File # 333141200 Dreyfus Founders Funds Inc File # 333141189 Massachusetts Investors Growth Stock Fund File # 333141147 FundVantage Trust File # 333141120 Avistar Communications Corp L & L Financial Holdings Inc Lincoln Bancorp / IN Edulink Inc Neorx Corp File # 333140584 Section 31 Transaction Fees Mexico Fund Inc File # 333140298 ING Separate Portfolios Trust File # 333141111 Spectralink Corp Innospec Inc Innovation Technology Group Inc Broadway Trust File # 333141331 787 Fund Inc US Gold Corp US Gold Corp
Requested Date
11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW (b)(8) -
Exemption Cited
11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 2/28/2008 3/4/2008 3/4/2008 3/4/2008 3/6/2008 2/27/2008 2/25/2008 Other Reasons Granted in full Granted in full Granted in full Denied in full Granted in full Granted in full
Request ID
Requester Name
Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Harrington, Anna Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Delrahim, Makan Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd
Organization
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Alliance for Investment Transparency Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc
Request Description
Adeza Biomedical Corp Valassis Communications Inc YYY Trust 333-141421 Packeteer Inc Capitalsource Inc Tortoise Energy 333-140457 Mainstay VP Series Fund 333-141510 Sun Communities Inc SM&A Mercury Man Holdings Corp 333-138007 Sarbanes Oxley Act CNI Charter Funds 333-141216 Waddell & Reed Advisors Funds 333-141552 Merrill Lynch Mortgage Investors Inc 333-140436 Zoltek Companies 333-139786 Aquatic Cellulose International Corp Eroomsystem Technologies Inc William Lyon Homes W&R Target Funds Inc 333-141553 Sterling Banks Inc Coconut Palm Acquisition Corp MFS Sun Life Series Trust 333-141144 MFS Series Trust 333-141146 MFS Series Trust I 333-141148 MFS Series Trust IX 333-141149 MFS Sun Life Series Trust 333-141150 MFS Municipal Series Trust 333-141302 MFS Series Trust XIV DTCC and CSRP Park National Corp Hemosense Inc 333-140160 RBB Fund Inc 812-13369 C&D Technologies Inc 333-133263 Smith Micro Software Inc Navteq Corp Iconix Brand Group Inc Spyglass Inc Peerless Systems Corp Equity Broadcasting Corp Shinhan Financial Group Co Ltd
Requested Date
11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/16/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/15/2007 11/15/2007 11/8/2007 11/8/2007
Closed Date
2/13/2008 2/13/2008 2/29/2008 3/20/2008 1/7/2008 2/5/2008 2/13/2008 3/28/2008 3/26/2008 3/26/2008 3/28/2008 3/28/2008 3/28/2008 3/18/2008 3/5/2008 2/7/2008 2/6/2008
Final Disposition
Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons NIF NIF RTW RTW NIF NIF NIF NIF NIF NIF RTW
Exemption Cited
Request ID
Requester Name
Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Ravnitzky, Michael Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Greenberg, Les Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Crawley, Todd -
Organization
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Attorney at Law Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc
Request Description
Novatel Wireless Inc SPG-FCM Ventures LLC Sterling Energy PLC Qinetiq Group PLC Midway Games City National Corp Freeport McMoran Copper & Gold Inc Genstar Capital LLC Natural Gas Systems Inc One Stop Systems Inc Project Eagle Holding Corporation M2M Holdings Inc PNC Financial Services Group Inc Nestor Inc Aegon NV Givaudan SA FI SCO Group Inc Blue Valley Ban Corp American European Group Inc Merchants Group Inc FOIA Case Logs for the SEC for the time period FY 2006 and FY 2007 to the present SPSS Inc MDS Inc ADVO Inc On2 Technologies Inc Quest Software Inc Citigroup Inc Nucor Corp Bancorpsouth Inc Symantec Corp Versata Inc White Knight Resources Ltd Vision Bancshares Inc Tibco Software Inc Securities Industry Conference on Arbitration SICA Motorola Inc Univision Communications Inc InterVideo Inc NetSpeak Corp Business Bank Corp
Requested Date
11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/12/2007 11/15/2007 11/8/2007 11/8/2007 11/15/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/15/2007 11/8/2007 11/8/2007 11/15/2007 11/17/2007 11/8/2007 11/8/2007 11/15/2007 11/15/2007 11/8/2007
Closed Date
3/7/2008 3/7/2008 2/11/2008 3/4/2008 3/4/2008 3/4/2008 2/6/2008 2/6/2008 3/4/2008 3/4/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Request ID
Requester Name
Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd Crawley, Todd Selvy, Allan Gavin, J. Patrick Varner, Thomas Crawley, Todd Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Kline, Brad Varner, Thomas Gavin, J. Patrick Crawley, Todd Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Jui, Jonathan Varner, Thomas Gavin, J. Patrick Varner, Thomas Crawley, Todd Varner, Thomas Haren, Eric Varner, Thomas Varner, Thomas Varner, Thomas
Organization
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc SEC Insight Global Securities Information, Inc SEC Insight SEC Insight SEC Insight Global Securities Information, Inc SEC Insight Brown University Investment Office SEC Insight Global Securities Information, Inc Jenner & Block LLP Clark Inc
Request Description
Harris & Harris Group Inc NY 812-13374 National Mercantile Bancorp Net Perceptions Inc ServiceWare Inc Zone4Play Inc Vitria Technology Inc Front Range Capital Corp FCB Bancorp SEC Publication JO7 How to file a complaint Synaptics Inc Viador Inc Dominos Pizza Inc Wolverine World Wide Inc Microstrategy Inc iPass Inc AGL Resources Inc Publicly traded companies in the US registerd with the SEC list of Support.com Inc Henry Jack & Associates Inc Phelps Dodge Corp Talarian Corp TopTier Software Inc Uproar Inc International Bancshares Corp Worldtalk Communications Corp Xcellent Inc Brightmail Inc Dragon Systems Inc Matrix Partners Manchester Technologies Inc ASML Holding NV THQ Inc Caremark Rx Inc Piranha Interactive Publishing Inc SEC budget requests to Congress from FY 1998 through FY 2005 list of Coral Systems Inc GeoCities Motive Communications Inc
Requested Date
11/8/2007 11/8/2007 11/8/2007 11/15/2007 11/15/2007 11/15/2007 11/8/2007 11/8/2007 11/8/2007 10/15/2007 11/19/2007 11/20/2007 11/8/2007 11/16/2007 11/19/2007 11/19/2007 11/20/2007 11/20/2007 11/20/2007 11/16/2007 11/8/2007 11/20/2007 11/20/2007 11/20/2007 11/16/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/19/2007 11/19/2007 11/20/2007 11/20/2007 11/8/2007 11/20/2007 11/20/2007 11/19/2007 11/19/2007 11/19/2007
Closed Date
3/14/2008 1/4/2008 -
Final Disposition
Granted in full Other Reasons NIF RPR NIF NIF NIF RTW NIF NIF NIF;WIT NIF NIF -
Exemption Cited
11/20/2007 Other Reasons 3/5/2008 3/5/2008 3/14/2008 3/4/2008 1/14/2008 2/11/2008 3/13/2008 1/22/2008 2/13/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons -
Request ID
Requester Name
Crawley, Todd Crawley, Todd Crawley, Todd Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Varner, Thomas Crawley, Todd Crawley, Todd Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Crawley, Todd Crawley, Todd Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Bosse, Ed Bosse, Ed Crawley, Todd Crawley, Todd Lencyk, Andrew Crawley, Todd Gavin, J. Patrick Jacobs, Kate
Organization
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc SEC Insight SEC Insight Global Securities Information, Inc Global Securities Information, Inc SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Global Securities Information, Inc Global Securities Information, Inc SEC Insight SEC Insight SCS Financial Services LLC SCS Financial Services LLC Global Securities Information, Inc Global Securities Information, Inc Law Offices of Wolf Popper LLP Global Securities Information, Inc SEC Insight NR&C Company Cytyc Corp Moog Inc
Request Description
Tone Resources Ltd
Requested Date
11/8/2007 11/8/2007 11/8/2007 11/20/2007 11/19/2007 11/16/2007 11/20/2007 11/8/2007 11/8/2007 11/16/2007 11/16/2007 11/19/2007 11/20/2007 11/20/2007 11/20/2007 11/19/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/19/2007 11/8/2007 11/8/2007 11/20/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/8/2007 11/8/2007 11/13/2007 11/8/2007 11/19/2007 11/19/2007
Closed Date
Final Disposition
RTW NIF;RTW NIF;WIT NIF NIF (b)(7)(A) NIF;WIT
Exemption Cited
12/17/2007 Granted in full 12/13/2007 Granted in full 12/13/2007 Other Reasons 2/15/2008 3/7/2008 12/5/2007 2/21/2008 2/21/2008 2/6/2008 2/6/2008 3/24/2008 1/3/2008 1/25/2008 Other Reasons Granted in full Other Reasons Granted in full Granted in full Other Reasons Other Reasons Denied in full Other Reasons Denied in part
Adobe Systems Inc Bam Enertertainment Inc EDO Corporation Vignette Corp Cadmus Communications Corp New Mills Corp Bank Mutual Corp Thornburg Mortgage Inc IKOS Systems Inc Ametek Inc Roxio Inc Simplex Solutions Inc LogicVision Inc Tumbleweed Software Avon Products Inc Intershop Communications Touchstone Software Corp Medis Technologies Ltd Readers Digest Association Inc DOV Pharmaceutical Inc Albemarle Corporation Seven Networks Inc Blue Martini Software Inc Primus Communications Corp YTB International Inc Christopher J Burn Michael P Galvin CVS Corp Commerce Bancshares Inc MO Citigroup Quest RBC Bearings Inc Procedure manuals for investigations conducted by the SEC Office of Inspector General Central European Media Enterprises LTD Intergraph Corp Broadvision Inc
(b)(2);(b)(5);(b)(7)(E)
08-01933-FOIA 08-01934-FOIA 08-01935-FOIA
Gavin, J. Patrick Varner, Thomas Varner, Thomas
SEC Insight -
11/19/2007 11/19/2007 11/19/2007
NIF NIF -
Request ID
Requester Name
Varner, Thomas Tuato'o, Jennifer Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Conaway, Brooke Vague, Braden Vague, Braden Vague, Braden Vague, Braden Huang, William Huang, William Holmes, William -
Organization
Keller Rohrback LLP SEC Insight SEC Insight SEC Insight Clemson University Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC EACM Advisors LLC EACM Advisors LLC
Request Description
MyWeb Inc Com State Street Bank & Trust Company or State Street Global Advisors Inc HNI Corp Looksmart Ltd Speechworks International Inc LocatePlus Holding Siebel System Hormel Foods Corp Walt Disney Company The 3DO Company Initial Public Offering IPO AlphaBridge Fixed Income Fund AlphaBridge Fixed Income Partners AlphaBridge Fixed Income AlphaBridge Capital Management SIR Capital Management SIR Advisors
Requested Date
11/19/2007 11/13/2007 11/19/2007 11/19/2007 11/19/2007 11/20/2007 11/20/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/21/2007 11/21/2007 11/21/2007
Closed Date
1/17/2008 3/4/2008 2/7/2008 2/7/2008 -
Final Disposition
(b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF Denied in full Other Reasons Other Reasons Other Reasons -
Exemption Cited
Huang, William Varner, Thomas Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Crawley, Todd Crawley, Todd Varner, Thomas Varner, Thomas Varner, Thomas
Citizens for Responsibility & Ethics in Washington SEC policy or guidelines governing the acceptance by SEC employees of offers of travel to be paid for in whole or in pary by any third parties dating from January 1, 2001 to the present EACM Advisors LLC Shawn Brennan EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Global Securities Information, Inc Global Securities Information, Inc Art Technology Group Inc Benjamin Fooshee Michael Clark Vincent Maddi Frank Messina Standard Investment Research Hedged Equity Mirco Elias Careinsite Inc BeFree Inc BackWeb Technologies Ltd AudioHighway.com Bolt Inc TUT Systems Inc Molecular Devices Corp American Software Inc Ascential Software Inc 3Dfx Interactive Inc
11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/23/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/8/2007 11/8/2007 11/21/2007 11/21/2007 11/21/2007
11/28/2007 Other Reasons 11/28/2007 Other Reasons 11/28/2007 Other Reasons 3/4/2008 3/4/2008 Other Reasons Other Reasons -
Request ID
Requester Name
Reswow, John McCahill, Michael Vague, Braden Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Wierzba, Steven -
Organization
Blum & Silver, LLP Greenwich Alternative Investments LLC SEC Insight Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc -
Request Description
SEC Rule 15c3-3 (Exhibit A Item 1)/19 Clifford Alan Popper Thomas Kutzen Annuncio Software Inc Lindows Inc Banyan Systems Inc Chesapeake Energy Corporation Strategic Distribution Inc Embedded Hardware Business Zevex International Inc South Tulsa Financial Corp OK Mercantile Bankshares Corp Polycom Inc Cenveo Inc Greenhill & Co Inc 813-00364 Whittier Energy Corp aggregate continuous net settlement CNS failure data for OVTI between January 1 2007 and November 21 2007 Unison Bancorp Inc Traffic.com Inc Knova Software Inc Southwest First Community Inc 3D System Cypress Semiconductor Corporation Artisoft Inc Michael Carino Trinagy Inc Adforce Inc Account4 Com Inc Arkona Inc Arbor Software Corp America Online Inc Allied Waste Industries Inc Global Industries Ltd Pharsight Corp Marc Esquenazi Matthew Aleksinas Balyasny Asset Management LP Taylor J O'Malley Steven Todd Glass
Requested Date
11/21/2007 11/21/2007 11/20/2007 11/19/2007 11/19/2007 11/19/2007 11/21/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/21/2007
Closed Date
2/8/2008 2/6/2008 3/21/2008 2/6/2008 2/6/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 -
Final Disposition
NIF;WIT NIF (b)(4) NIF NIF NIF NIF NIF NIF -
Exemption Cited
Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Crawley, Todd Crawley, Todd Crawley, Todd Crawley, Todd Varner, Thomas Gavin, J. Patrick Varner, Thomas Vague, Braden Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Huang, William Huang, William Lynch, Megan Lynch, Megan Lynch, Megan
Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc Global Securities Information, Inc SEC Insight Greenwich Alternative Investments LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC
11/8/2007 11/8/2007 11/8/2007 11/8/2007 11/21/2007 11/21/2007 11/21/2007 11/20/2007 11/19/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/20/2007 11/21/2007 11/21/2007 11/16/2007 11/16/2007 11/16/2007
2/6/2008 2/6/2008 3/28/2008 3/28/2008 3/5/2008 1/16/2008 3/10/2008 1/3/2008 -
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Denied in full Other Reasons -
NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF
Request ID
Requester Name
Lynch, Megan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Bosse, Ed Gavin, J. Patrick Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark
Organization
CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SCS Financial Services LLC SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc.
Request Description
STG Capital Management LP David M B Knight Knight Bain Seath & Holbrook Capital Management Inc KBSH Capital Management Inc Georgina Capital Partners Inc Massachusetts Financial Services Children's Aid Society Foundation KBSH Spirit Foundation Hospital for Sick Children Foundation Starwood Retail Trust II Starwood Land Inc Starwood Office Investors I Inc Starwood Office Investors II Inc Starwood Norwalk Corp Inc Starwood Real Estate Securities Holdings LLC Starwood Capital Group Global LLC SDC IV Inc SDC V Inc SLT CMBS I Inc Snhi Inc SOFI IV Florida Corp I Inc Sofi IV Arizona Inc Srg Mgmt Holdings LLC Srg Servco Mgmt LLC SRL Holdings Inc Star Fox Hollow Inc Star Whisper Inc Starwood Capital Group LLC Starwood Mortgage Servicing Inc Starwood Mortgage Investors IV Inc Starwood Dev Corp Nick Bird Intel Corporation Esperion Therapeutics Inc Esperion Therapeutics Inc Mastercard Inc Noble Energy Inc 3M Company Integrated Device Technology Inc Exact Sciences Corporation
Requested Date
11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/16/2007 11/26/2007 11/26/2007 11/19/2007 11/19/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/19/2007
Closed Date
-
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF;WIT NIF -
Exemption Cited
11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 12/12/2007 Other Reasons 12/7/2007 Other Reasons -
Request ID
Requester Name
Gavin, J. Patrick Baldwin, Vicki Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Harrison, Richard Edwards, Mark Edwards, Mark Delrahim, Makan Link, Scott SEC Insight
Organization
Parson Behle & Latimer SEC Insight SEC Insight Global Securities Information, Inc. Recombinant Capital Inc. Recombinant Capital Inc. Alliance for Investment Transparency Christian Smith & Jewell
Request Description
Johnson Controls Inc Alpine Securities Corp Authentidate Holding Corp Mettler Toledo International Inc Laboratory Corporation of America Holdings Analex Corp Exogen Inc Exelixis Inc DTCC and CSRP data between November 19, 2007 and November 23, 2007 Taser International data between January 1, 2004 through December 31, 2004 and June 1, 2006 through November 11, 2007 Logitech International SA Kenneth Minklei Andrew Alexander Murphy Oil Corporation Corechange Inc Comps Infosystems Inc Com21 Inc Cascade Systems Ltd Cybermedia Inc Comshare Inc The J M Ney Company Standard Investment Research Shawn M Brennan Navios Corporation Arjaypy Ship Brokering Inc Robert J Pierot Associates Inc Pierot Enterprises Chiles Columbus LLC Chiles Magellan LLC Chiles Offshore Finance Corp Chiles Offshore Inc Seacor Holdings Inc Starwood Washington Inc Starwood Foundation Inc Starwood Hotels & Resorts Worldwide Inc Starwood Hotels & Resorts Trust Starwood Mortgage Investors III Inc Starwood Development Corp
Requested Date
11/26/2007 11/26/2007 11/21/2007 11/26/2007 11/26/2007 11/8/2007 11/19/2007 11/19/2007 11/26/2007 11/15/2007
Closed Date
3/17/2008 2/8/2008 2/8/2008 2/20/2008 3/18/2008 -
Final Disposition
(b)(8) NIF NIF NIF Denied in full Other Reasons Other Reasons Granted in full Other Reasons -
Exemption Cited
Gavin, J. Patrick Greenway, Gib Bosse, Ed Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Costello, Maureen Dennis, Kelly Dennis, Kelly Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Evans, David Lichtman, Brittany Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel
SEC Insight SCS Financial Services LLC SCS Financial Services LLC SEC Insight International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/28/2007 11/26/2007 11/26/2007 10/15/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007
1/3/2008 3/10/2008 3/4/2008 2/11/2008
Other Reasons Other Reasons Other Reasons Granted in full
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons
Request ID
Requester Name
Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Stoll, James Rubinstein, Yoshua Varner, Thomas Huang, William Huang, William Gavin, J. Patrick Huang, William Huang, William Huang, William Huang, William Varner, Thomas Varner, Thomas Huang, William Huang, William Huang, William Craig, Brad Reilly, Jim Shultz, Lawrence Zhou, Frank Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Brown Rudnick EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Wells Fargo Private Bank SEC Insight SEC Insight -
Request Description
Starwood Mortgage Investors IV Inc Sternlicht Holdings IV Inc Sternlicht Holdings II Inc Sternlicht Holdings III Inc Sternlicht Holdings Inc Sternlicht Holdings V Inc SWL Mortgage Investors Inc Westin Payroll Company Simon Murray & Company Ltd Geoffrey A Spender David B Van Oppen Kevin Yip Ka Kay Yip Chi Him Lau Kenyon Lee Kam Lun Lee GEMS Ltd General Enterprise Management Services International Ltd Motorola Inc Brookstreet Securities Carreker Corp Vittoria Fund ACQ LP Su Kyeong Kim Quanta Services Inc Asian Century Quest Fund (QP) LP Asian Century Quest Offshore Fund Ltd Asian Century Quest Fund LP Asian Century Quest Capital LLC IGN Entertainment Inc FirePond Inc Hirotaka Maeda Katsu Morimoto Toshihiko Ginbayashi Dendreon Dendreon Dendreon Corp DNDN outside DTCC Pride International Inc Performance Food Group Co eBay Inc
Requested Date
11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 11/19/2007 10/30/2007 11/27/2007 11/26/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/26/2007
Closed Date
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW -
Exemption Cited
11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 11/30/2007 Other Reasons 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 2/8/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/16/2008 3/7/2008 1/4/2008 1/4/2008 1/4/2008 1/16/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Huang, William Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Huang, William Huang, William Varner, Thomas Varner, Thomas Huang, William Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas SEC Insight -
Organization
EACM Advisors LLC Cybear Inc
Request Description
Paul Saferstein Crossroads Software Inc Cotelligent Group Inc Corsair Communications Inc Sonoco Products Company Genuity Inc Deltek Systems Inc Excelon Corp Steven Zang Brian Kelly Infonautics Inc Infodata Systems Inc Adam Wolfman Omnicom Group Inc Infocure Corp Imnet Systems Inc IDS Systems Corp High Speed Access Corp Qiagen NV CSG Systems Inc HIE Inc Healtheon Corp Infospace.com Inc InfoSpace Inc Microcide Pharmaceuticals Therapeutics Microcide Pharmaceuticals Therapeutics Microcide Pharmaceuticals Therapeutics Microcide Pharmaceuticals Therapeutics Microcide Pharmaceuticals Therapeutics Nokia Corporation Parker Drilling Company Schlumberger Limited aka Schlumberger NV Extended Systems Inc Epicor Software Pioneer Natural Resources Company Healthdesk Corp Inc aka Essential Inc aka Essential Inc aka Essential Inc aka Essential Inc aka Essential
Requested Date
11/27/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/27/2007 11/27/2007 11/26/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/26/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/12/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/26/2007 11/27/2007 11/27/2007
Closed Date
2/27/2008 3/28/2008 3/28/2008 2/14/2008 1/30/2008 3/4/2008 3/4/2008 3/5/2008 3/28/2008 3/14/2008 3/25/2008 2/22/2008 1/29/2008 12/7/2007 1/31/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF Granted in full Other Reasons Other Reasons Granted in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Granted in full Granted in full Granted in full Granted in full Other Reasons Other Reasons
Exemption Cited
EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight -
12/13/2007 Other Reasons 2/14/2008 3/21/2008 Other Reasons Granted in full
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Millette, Suzanne Gavin, J. Patrick Varner, Thomas Millette, Suzanne Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas McHugh, Megan McHugh, Megan Michaud, Kiel Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel SEC Insight -
Organization
Request Description
HealthCentral.com Galacticomm Technologies Inc Information Analysis Inc Carnegie Group Inc Enterprise Systems Inc Eclipsys Corp Digimark Corp Deltapoint Inc V F Corporation Manugistics Inc Liberate Technologies Interlink Computer Sciences Inc Glen A Kleczka Sonic Corporation Inktomi Corp Timothy J Kroll Intacta Technologies Inc ISOCO Lawson Software KnowledgeMax Inc Liquent Inc Midway Manufacturing Company Robert Rowland Lazard Asset Management LLC William R Stensrud aka Bill Stensrud Georgios Achniotis Leonidas Korres Efstathios Liozos Ioannis Karakadas AA Sales & Marketing Corp American Pacific Enterprises LLC American Garvey Glass Inc ARJS Corporation Blue Mongoose Coconut Creek Enterprises Inc Destination Paradise Inc Golden California Inc Lion King LLC McWong Entertainment And Energy Group MW McWong International Inc
Requested Date
11/27/2007 11/27/2007 11/27/2007 11/26/2007 11/27/2007 11/26/2007 11/27/2007 11/27/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007
Closed Date
2/25/2008 3/13/2008 2/13/2008 3/21/2008 2/14/2008 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/4/2007 12/4/2007 -
Final Disposition
NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Granted in full Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
EACM Advisors LLC SEC Insight EACM Advisors LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Varner, Thomas Millette, Suzanne Vianale, Julie Henshall, Taylor Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rogers, Tenika Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Ilgenfritz, Scott
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC Vianale & Vianale LLP Brown University Investment OFfice SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Johnson, Pope, Bokor, Ruppel & Burns LLP
Request Description
Pacific Properties Management & Loan Services Inc Nathan J Mazurek Margaret Y Wong Alex Ping Zhang Gregory Callimanopulos Greg Callimanopulos Pericles Callimanopulos Kenneth Thomas Ken Thomas Edgewater Offshore Shipping Ltd Farnham Marine Agency Limited P&O Nedlloyd Sealion Shipping Limited Bingham & Bigotte and Co Trade & Transport Ltd Brokerage & Management Corp Brokerage & Management Corporation Toisa Limited Hellenic Lines Ltd Marine Management Services M C Trade & Transport Inc Tolsa Ltd Trade & Transport UK Ltd State Street Corporation Kronos Incorporate InView Investment Management LLC Viseon Inc Tiger Asia Juno Online Services LP Stanley Works Tootsie Roll Industries Inc W H Energy Services Inc Homeq Servicing Sempra Energy Thermo Fisher Scientific Inc Intellisync Corp Intellisyn Majesco Holdings Inc JDA Software Group Inc Robert Michael Matacchiero
Requested Date
11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/20/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/1/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/19/2007
Closed Date
12/5/2007 12/5/2007 12/4/2007 12/5/2007 12/4/2007 12/4/2007 12/4/2007 2/21/2008 12/5/2007 12/5/2007 12/4/2007 12/5/2007 12/4/2007 12/5/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/5/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 1/17/2008 1/31/2008 1/18/2008 3/24/2008 4/1/2008 2/8/2008 2/8/2008 3/7/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NAR;RTA NIF;WIT NIF -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Varner, Thomas Bogardus, Kevin Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Dennis, Kelly McHugh, Megan McHugh, Megan Mierzejewski, Mark Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David SEC Insight The Hill SEC Insight -
Organization
Linktone Ltd
Request Description
Wal Mart Stores Inc Freedom of Information Act request logs for fiscal years 2007 and 2008 to date Livingston Enterprises Inc Micrografx Inc Vertex Pharmaceuticals Inc Iteris Inc RK Capital Management LLC Roy Welland Cru Capital Management LLC Andrew M O'Shea Peter Seidenberg Bruce E Toll Leonard Tannenbaum Bernard Berman Leather Outlet Inc Ney Technology Inc Commerce One Inc Andersen Land Corp Steel Components Inc TYW Inc US China Business & Trade Coalition ZAP China LLC China Mutual International Inc International Business Connection Corp Aerovox Corp American Circuit Breaker Corporation Maintenance Depot Inc Parallax Power Components LLC Provident Management Inc Jetstream Capital LLC Viathon Capital Management Robert Comizio Jeff Czarniak TWF Management Company LLC Kevin P O'Keefe Edward P Boykin Elliot P Friedman Mineshare Inc NativeMinds Inc
Requested Date
11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/21/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/23/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007
Closed Date
1/17/2008 3/28/2008 -
Final Disposition
NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research
12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/20/2007 Other Reasons 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/4/2007 12/4/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Lynch, Megan Lynch, Megan McHugh, Megan McHugh, Megan Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Kim, Michael Duncan, Joel Varner, Thomas Varner, Thomas Varner, Thomas Kilgallen, William Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research Wiggin and Dana LLP Diogenes Inc
Request Description
Fabric7 Systems Inc Computer Sciences Corporation NCR Corporation ACS Inc Aircall Communications Inc Century Corporation Credit Bureau of Cincinnati Inc CSC Credit Services Inc CSCHAC Inc U Capital Group Jonathan David Urfrig AlphaDyne Asset Management Michael Lehoisky Brian D Fox Jonathan Havelock Mark Chang Powder River Basin Gas Corp Netegrity Inc OnHealth Network Mobius Management Systems Inc On Village Communications Inc Motive Inc Omega Research Inc Dendreon (DNDN) Dendreon (DNDN) NetSolve Inc NTT Data CMET Inc Novadigm Inc Neurocrine Biosciences Inc Nexprise Inc NetZero Inc Nvidia Corp NetScout Systems Inc NetiQ Corp Net Genesis Corp National Health Enhancement Systems Inc OpenWave Systems Inc ModaCAD Inc Open Solutions Inc
Requested Date
11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/26/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/27/2007 11/29/2007 11/29/2007 11/29/2007 11/30/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007
Closed Date
12/4/2007 12/4/2007 12/4/2007 2/15/2008 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 3/24/2008 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 3/20/2008 3/7/2008 3/24/2008 3/28/2008 2/29/2008 3/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Other Reasons Granted in full Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Kirkpatrick, Christopher McHugh, Megan McHugh, Megan Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Lynch, Megan Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael
Organization
The Charlotte Observer Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. CheckFund Manager LLC Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Revised rules for executive compensation list of Erik Postnieks Wooster Asset Management Pelagic Advisors LP McAndrew Rudisill Scottwood Capital Management LLC Arden Asset Management LLC Edward Arnold Perlman ValueAct Capital Management LLC Jeffrey Ubben Robert Steven Hicks John David Cullen Capstar Partners LLC DMX Holdings Inc DMX Inc Andrew Harper Inc Harden Healthcare Texas LP Big EZ Ranch Ltd Healthtronics Inc AMFM Inc Capstar Broadcasting Corp SFX Broadcasting Inc Hicks Communications Inc 84HCT Inc Andrew Harper Travel Inc Austin Finance Company Benckmark Communications Holdings Inc Big EZ GP Inc Capstar Inc The Hicks Family Charitable Foundation CLIX Network Inc Hicks Capital Corp Hicks Broadcasting Corp Gulfstar Communications Holdings Inc Frogtrader Inc Fidelity Funding Mortgage Corp Central Star Communications Inc Commodore Holdings Inc Liberty Broadcasting Group Inc Command Communications Inc
Requested Date
11/29/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/29/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007 11/28/2007
Closed Date
12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/3/2007 12/3/2007 3/24/2008 12/3/2007 1/4/2008 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 1/4/2008 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Gavin, J. Patrick Varner, Thomas Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Varner, Thomas Varner, Thomas Gavin, J. Patrick Hall, Christopher SEC Insight Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight Saul Ewing LLP
Organization
Resmed Inc Retek Inc Nanosys Inc Nanosys Inc Nanosys Inc Nanosys Inc
Request Description
Requested Date
11/30/2007 11/30/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007
Closed Date
3/27/2008 1/14/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/18/2008 3/25/2008 2/21/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Granted in full Denied in full NIF NIF NIF NIF NIF NIF (b)(7)(A)
Exemption Cited
Advanced Micro Devices Inc Advanced Micro Devices Inc Advanced Micro Devices Inc Advanced Micro Devices Inc Advanced Micro Devices Inc Advanced Micro Devices Inc Chartered Semiconductor Manufacturing Ltd Chartered Semiconductor Manufacturing Ltd Saifun Semiconductors Ltd Pegasystems Inc PeopleSoft Inc Cubist Pharmaceuticals Inc Anchor National Life Insurance Company aka AIG SunAmerica Life Assurance Company and CDR Financial Products Inc fka Chambers Dunhill Rubin & Co Administrative Proceeding File # 312851 Evergreen Solar Inc Evergreen Solar Inc DTCC and CSRP from the period between November 26, 2007 and November 30, 2007 AAON Inc Remec Inc Phoenix Technologies Ltd Cambridge Display Technology Inc Cambridge Display Technology Inc Cambridge Display Technology Inc Cambridge Display Technology Inc Cambridge Display Technology Inc Cree Inc Insilicon Corp ESS Technology Inc PacketVideo Inc Emeritus Corporation
08-02385-FOIA 08-02386-FOIA 08-02387-FOIA
Coutinho, Marcia Coutinho, Marcia Delrahim, Makan
Royaltystat Royaltystat Alliance for Investment Transparency
11/15/2007 11/15/2007 11/30/2007
2/11/2008 3/18/2008
Granted in full Other Reasons
NIF
Gavin, J. Patrick Coutinho, Marcia Varner, Thomas Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Varner, Thomas Gavin, J. Patrick
SEC Insight Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight
11/30/2007 11/15/2007 11/30/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/30/2007 11/30/2007
12/3/2007 3/28/2008 3/28/2008 3/28/2008 1/30/2008 1/30/2008 1/14/2008 3/24/2008
Other Reasons Granted in full Granted in full Granted in full Granted in full Other Reasons Granted in full Other Reasons Other Reasons
CAN (b)(4) RTW NIF NIF
Request ID
Requester Name
Coutinho, Marcia Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Geldens, Jeffrey Royaltystat Broad and Cassel
Organization
Quintus Corp
Request Description
Virage Logic Corp Quickturn Design Systems Inc Qualix Group Inc PSI Technologies Inc Prodigy Communications Corp Bear Stearns & Co Inc and Bear Stearns Securities Co Administrative Proceeding File # 312238 Tessera Technologies Inc Tessera Technologies Inc Monolithic System Technology Inc Monolithic Power Systems Inc Superior Industries International Inc Magnachip Semiconductor LLC Sanctuary Woods Multimedia Inc Prism Group Inc Previo Inc Ravisent Technologies Inc Riverdeep Group Ltd John W Jay DeHaven Saleslogix Corp Silicon Energy Quovadx Inc Sharp Technology Inc Scoop Inc Owners of Oldenburg Trust Averell Harriman Mortimer KMJ Capital LLC Kenneth M Jakubzak Synopsis Inc Hawkeye Capital LP Hawkeye Capital Management LLC Richard Adam Rubin Metropolitan Broadcasting Corporation of Texas Multi Market Radio of Northhampton Inc Pacific Star Communications Inc RSH Capital Corp RSH Healthcare LLC RSH South Fork Investment Partners GP LLC
Requested Date
11/15/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 11/6/2007
Closed Date
12/3/2007 -
Final Disposition
DUP
Exemption Cited
Other Reasons
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Lawson, Bill Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Rydman, Alan Lynch, Megan Kiernan, Cortney Kiernan, Cortney Varner, Thomas Dennis, Kelly Dennis, Kelly Dennis, Kelly Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael
Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight Royaltystat Stephens Media CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
11/15/2007 11/15/2007 11/15/2007 11/15/2007 11/30/2007 11/15/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 12/1/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 11/26/2007 11/29/2007 11/29/2007 11/29/2007 12/3/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007
1/9/2008 1/4/2008 3/28/2008 1/28/2008 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 1/4/2008 12/6/2007 1/8/2008 12/6/2007 12/6/2007 12/6/2007 12/6/2007
Denied in full Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF (b)(4) NIF CAN NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Coutinho, Marcia Coutinho, Marcia Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat Royaltystat SEC Insight SEC Insight -
Request Description
RSH Venture Investments LP Showplace of Design Inc Southern Star Communications Inc Stephens Radio Inc Danbury Broadcasting Inc General Broadcasting Corp General Communicorp Inc Great American Music Fest & Production Co Gulfstar Communications Holdings Inc John J Doran David A Dittman Capital Lodging Dittman Associates Inc Bristol Hotel Company Anchorage Convention & Visitors Bureau Alpinglow Inn Association Inc Doran & Horrigan Inc Standish Energy Inc Stone & Webster Wallingford Corporation Bryan Broadcasting License Subsidiary Inc Capstar Acquisition Company Inc Capstar Acquisition Management GP LLC Capstar Communications Inc Capstar Operating Corp Capstar Radio Broadcasting Partners Inc Capstar Radio Operating Co CT Corporation System Harper Associates Inc Hicks Capital LLC Hicks Communications Partners LP Hicks 4 Managers LLC Jet Star LLC KRLDAM Inc Mall.com Inc Superconductor Technologies Inc Staktek Holdings Inc V One Corp Amazon.com Inc Trinity Industries Inc Trusted Information Systems Inc
Requested Date
11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/29/2007 11/15/2007 11/15/2007 12/4/2007 12/3/2007 12/3/2007 12/3/2007
Closed Date
12/6/2007 12/6/2007 12/6/2007 -
Final Disposition
Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(4) NIF -
Exemption Cited
12/11/2007 Other Reasons 12/11/2007 Other Reasons 12/11/2007 Other Reasons 12/13/2007 Other Reasons 12/13/2007 Other Reasons 12/14/2007 Other Reasons 1/15/2008 Other Reasons 12/14/2007 Other Reasons 12/14/2007 Other Reasons 12/14/2007 Other Reasons 1/10/2008 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 1/16/2008 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 4/1/2008 3/5/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons 12/19/2007 Other Reasons
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Ghosh, Debashis SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Royaltystat SEC Insight Royaltystat SEC Insight SEC Insight SEC Insight SEC Insight Royaltystat
Organization
TMS Inc
Request Description
Sun Microsystems Inc Timeline Inc Teledigital Inc SunnComm Inc Palatin Technologies Inc Teledyne Technologies Inc Sportsline.com Inc Bois d Arc Energy Inc Lancaster Colony Corp Compuware Corporation Panda Project Inc IXIA Ascent Solar Technologies Inc Human Genome Sciences Inc Human Genome Sciences Inc Wild Oats Markets Inc Palm Inc Ramtron International Corp Investment Manager's dollars invested as well as a headcount of non - US persons investing funds as of June 15, 2007 list of Applied Micro Circuits Corp Applied Micro Circuits Corp Apogee Technology Inc Zixit Corp Quicklogic Corp XOX Corp Carpenter Technology Corporation Webtain Inc Fox Point Capital Management Charles S Anderson Wanderlust Interactive Inc Zone Associates Inc Brigadier Capital Management LLC Cobalt Capital Management Inc Wayne Manning Cooperman the naked shorts fail to deliver Panton Capital Group LLC Dendreon Corp fail to deliver Kassahun Kassy Kebede
Requested Date
12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 11/15/2007 12/3/2007 11/15/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 11/15/2007 12/4/2007
Closed Date
-
Final Disposition
NIF NIF NIF NIF (b)(7)(A) CAN NIF
Exemption Cited
12/10/2007 Other Reasons 12/10/2007 Other Reasons 2/15/2008 3/10/2008 3/14/2008 12/4/2007 12/4/2007 Other Reasons Granted in full Denied in full Other Reasons Other Reasons
Houlihan Lockey Howard & Zukin
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Varner, Thomas Coutinho, Marcia Varner, Thomas Gavin, J. Patrick Varner, Thomas McHugh, Megan McHugh, Megan Varner, Thomas Michaud, Kiel DePeau, Andrew Lynch, Megan Lynch, Megan Deckert, Dwight Kiernan, Cortney Roberts, Chris Kiernan, Cortney
Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research Cotal Systems, Inc. CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC
11/15/2007 11/15/2007 11/15/2007 12/3/2007 11/15/2007 12/3/2007 12/4/2007 12/3/2007 11/30/2007 11/30/2007 12/3/2007 11/30/2007 11/30/2007 11/30/2007 11/30/2007 12/3/2007 12/2/2007 11/30/2007 12/2/2007
3/3/2008 3/21/2008 3/21/2008 1/4/2008 2/15/2008 1/16/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Varner, Thomas Varner, Thomas Dennis, Kelly Dennis, Kelly Varner, Thomas Varner, Thomas Dennis, Kelly Varner, Thomas McHugh, Megan Coutinho, Marcia McHugh, Megan Varner, Thomas Spence, Michael Varner, Thomas Spence, Michael Spence, Michael Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Riedlinger, Patrick Spence, Michael Coutinho, Marcia Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Deyneha, Natalia Deyneha, Natalia -
Organization
Wall Data Inc Vertel Corp
Request Description
Requested Date
12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 11/15/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 11/15/2007 11/15/2007 11/15/2007 11/15/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 11/26/2007 12/3/2007 11/15/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007
Closed Date
1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 3/28/2008 -
Final Disposition
NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A)
Exemption Cited
Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Royaltystat Check Fund Manager LLC International Business Research International Business Research International Business Research Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Arthur Mitchell Wrubel Wesley Capital Partners LLC Visual Networks Operations Inc Tarantella Inc Wesley Capital Management LLC Sonic Foundry Inc 1798 Global Partners Novellus Systems Inc Aziz Nahas Veritas Holding Corp 620 Enterprise Drive GP Inc Tucows Inc Austin Recovery Inc The Big EZ Estates Homeowners Association Inc Rambus Inc Rambus Inc Rambus Inc Agilent Technologies Inc Viewpoint Corp VA Software Inc Usurf America Inc Family Dollar Stores Inc Capstar Audio Inc Capstar Broadcasting Partners Inc Capstar Employee Management Company Inc Gulfstar Broadcasting Inc Clear Channel Communications Inc Sarbanes Oxley Act of 2002 Cox Communications American Superconductor Corp DE Sterling Communications Danbury Broadcasting Inc General Broadcasting Corp THP Capstar Acquisition Corp DMX Residential Inc DMX Residential Holdings Inc CQOS Inc Valeant Pharmaceuticals International
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
12/11/2007 Other Reasons 12/11/2007 Other Reasons 12/13/2007 Other Reasons 3/14/2008 2/11/2008 3/28/2008 3/31/2008 Granted in full Granted in full Other Reasons Denied in part
12/11/2007 Other Reasons 12/11/2007 Other Reasons 12/11/2007 Other Reasons 12/13/2007 Other Reasons 1/8/2008 4/1/2008 2/15/2008 3/31/2008 12/7/2007 12/7/2007 12/7/2007 12/7/2007 1/29/2008 Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Request ID
Requester Name
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Motz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Powers, Janet Owens, Neal Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sullivan, William Gavin, J. Patrick Vandagriff, Jerry Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Royaltystat Royaltystat SEC Insight Royaltystat Royaltystat Royaltystat Jeffrey S Cole Jeff Cole
Request Description
Requested Date
12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/3/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 5/19/2006 12/4/2007 12/4/2007 12/4/2007 11/29/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 11/28/2007 12/4/2007 11/29/2007 12/4/2007 12/4/2007 11/15/2007 11/15/2007 12/4/2007 11/15/2007 11/15/2007 11/15/2007
Closed Date
Final Disposition
NIF WIT NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF;WIT (b)(7)(A) RTA NIF NIF NIF -
Exemption Cited
12/12/2007 Other Reasons 12/20/2007 Other Reasons 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 2/8/2008 2/8/2008 2/6/2008 1/3/2008 1/31/2008 3/31/2008 3/5/2008 3/5/2008 1/8/2008 Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons -
INC Pharmaceuticals Inc ICN Pharmaceuticals Inc Internet Connect Inc InternetConnect Inc CSP Cross Street LLC 600 Haverford Road Associates Yardley Estates Inc Wyckoff's Mill Finance Corp Wyckoff's Mill Inc Windsor Development Corp Windsor Hollow Development Corp Westminister Abstract Company Westminister Security Company Westchester Office Plaza Warren Chase Inc Virginia Run Estates Uwchlan Hund Inc 211 Lancaster Inc LSI Logic Sterling Bancshares Inc Xenoport Inc Dendreon Dendreon Camden Property Trust Flagstone Reinsurance Holdings Ltd Nucor Corp Payless Shoesource Inc Vitesse Semiconductor Corporation (VTSS) NYSE Group Inc Harvey Gordin Publix Super Markets Inc Wabco Holdings Inc Wintegra Inc Wintegra Inc TIVO Inc Cavium Networks Inc AU Optronics Corp Displaytech Inc
Request ID
08-02598-FOIA
Requester Name
Reinstein, Art
Organization
Chicago Board Options Exchange In
Request Description
CBOE rule filing submissions in response to any FOIA request made by any other person or entity King Pharmaceuticals Steed APT Ricky C Sandler Ubiquitel Inc Clark Oil & Gas Inc Clark Oil & Refining Corporation Clark Refining & Marketing Inc Atticus Russia LP EV Partners LP EV Partners II LP NRMB Management Inc Nathaniel de Rothschild Holdings Ltd Nearteck Partners LP Powercell Partners LP Paul Pressler Taconic Capital Advisors LP Kenneth Brody Mariner Investment Group LLC William Jeter Michaelcheck Trevose Corporate Center Associates Toll PA GP Corp Toll Management Company Toll Land Corp Toll Brothers Management Corp Toll Brothers Real Estate Toll Brothers Finance Corp Toll Bros Construction Co Toll Brothers aka Toll Bros Bruce E and Robbi S Toll Foundation Albert and Sylvia Toll Foundation TLC Reedman General Partner Inc Timber Ponds Inc Thornbury Chase Inc Thornbury Knoll Inc Jana Partners LLC Barry Rosenstein Sailfish Capital Partners LLC Mark S Fishman
Requested Date
12/4/2007
Closed Date
1/14/2008
Final Disposition
Granted in full -
Exemption Cited
Fraser, Erin Rothman, Barry Lynch, Megan Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Michaud, Kiel Mierzejewski, Mark Mierzejewski, Mark Dennis, Kelly Dennis, Kelly Costello, Maureen Costello, Maureen Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen McHugh, Megan McHugh, Megan Kiernan, Cortney Kiernan, Cortney
Robbins Umeda & Fink LLP Law Offices of Barry K. Rothman CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC
11/30/2007 11/13/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/4/2007 12/4/2007 12/4/2007 12/4/2007
3/25/2008 -
Other Reasons -
DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A);NIF NIF NIF NIF
12/13/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 12/19/2007 Other Reasons 1/4/2008 1/4/2008 1/4/2008 1/4/2008 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 2/25/2008 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 1/29/2008 1/25/2008 12/7/2007 12/7/2007 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Lynch, Megan Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Frumes, Max Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dennis, Kelly Dennis, Kelly Lichtcsien, Susan Lynch, Megan Lynch, Megan Lichtcsien, Susan Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael
Organization
CheckFund Manager LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight DealFlow Media SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Eminence Capital LLC Epimmune Inc Epimmune Inc Raser Technologies Inc Regal Entertainment Group Epix Medical Inc Peabody Energy Corporation PetroHawk Energy Corp daily aggregate shares of publicly traded stock through December 6, 2007 ACI Worldwide Inc Canadian Pacific Railway LTD Epoch Biosciences Inc Epoch Biosciences Inc Host Hotels & Resorts Inc fka Host Mariott Corporation LaClede Gas Co Brady Corp Lions Gate Entertainment Corp Spencer Capital Management LLC Kenneth Hillel Shubin Stein James "Jim" Higgins Spring Mountain Capital LLC John L Steffens Sorin Capital Management El Tronic Precision Rachelle L Ahl Robert J Lynch Hyland Associates Inc 620 Enterprise Drive GP Inc BMH Asset Management Inc AHT Harper Inc AHT Hyland Inc Media Realty Partners GP Inc Prime Medical Services Inc Gulfstar Communications Management Inc Osborn Communications Corp Osborn Entertainment Enterprises Corp Parker Broadcasting Co Parker Industries Inc Patterson Broadcasting Inc Triathlon Broadcasting Company
Requested Date
12/4/2007 11/26/2007 11/26/2007 12/5/2007 12/6/2007 11/26/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 11/26/2007 11/26/2007 12/5/2007 12/5/2007 12/5/2007 12/5/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007
Closed Date
1/16/2008 1/25/2008 2/6/2008 1/3/2008 3/19/2008 3/24/2008 3/5/2008 2/15/2008 1/4/2008 -
Final Disposition
NIF RTW NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 1/4/2008 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/26/2007 Other Reasons 12/27/2007 Other Reasons 12/27/2007 Other Reasons 12/27/2007 Other Reasons 1/16/2008 1/4/2008 Other Reasons Other Reasons 12/27/2007 Other Reasons 12/27/2007 Other Reasons 12/27/2007 Other Reasons 12/27/2007 Other Reasons 12/27/2007 Other Reasons 1/4/2008 Other Reasons
Request ID
Requester Name
Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Schultz, Rebecca Penaloza, Carlos Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Juhng, Peter Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Motz, Robert Michaud, Kiel Michaud, Kiel SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Ilios Partners LLC
Organization
International Business Research Biocoral Inc
Request Description
CPO Commerce Inc Dollar Financial Corp Endo Pharmaceuticals Holdings Inc Markwest Hydrocarbon Inc Dendreon Corp Dendreon Corp and/or Geron Corp TBS International Ltd Limited Brands Inc Avalonbay Communities Inc Linn Energy LLC Cubic Corp Commerce Group Inc Rothschild Asset Management David Paul Kennedy Serent Capital Management Company LLC Dawson Herman Capital Management Inc Russell Herman Castle Creek Convertible Arbitrage LLC Allan David Weine Reedman Toll General Partner Inc RBZ Inc Springfield Chase Inc Charles D Morgan Paula Morgan aka Paula Russell aka Paula Rhodus aka Paula Simonton aka Paula Ulmer GPS Management Services Inc GPSDC New York Inc Old Navy Inc Old Navy Holdings Inc Old Navy Apparel Inc Old Navy ITM Inc Old Navy Direct Inc The Gap Foundation Walt Disney Imagineering Research & Development Inc WDWDQ Inc Banana Republic Inc Walt Disney Attractions Inc Walt Disney Parks and Resorts LLC The Fisher Gap Stores Inc
Requested Date
12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/4/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/6/2007 12/6/2007 12/6/2007
Closed Date
1/16/2008 3/5/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research
12/27/2007 Other Reasons 12/28/2007 Other Reasons 12/28/2007 Other Reasons 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/4/2008 1/2/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007
1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Michaud, Kiel Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Vague, Braden Vague, Braden Vague, Braden Vague, Braden Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Gap Apparel Inc Providence Hunt Inc Premier Kids Care Inc Pottstown Rental Inc Pottstown Ford Inc Polekoff Farm Inc Philmont Plaza Inc Park Lane Inc National Renal Alliance LLC Northampton Estates Inc Morelyn Plaza Office Inc Montrose Apartments Limited Partnership Maple Point Inc Thornbury Hunt Inc Ten Sentry Associates LLC Southampton Mortgage Inc South Whitehall Estates Inc Shrewsbury Hills Inc Ship Inc Saucon Valley Inc Rydal Square Inc RST Design LLC Rose Tree Development Corp Rose Hollow Crossing Inc Roberts Automobiles Inc RESYN Inc Bart Broadman Philippe Khuong Huu Alphadyne Asset Management Alphadyne Intenational Alliant Techsystems Inc Extra Space Storage First Industrial Realty Trust Inc Grant Prideco Inc Open Text Corporation Silicon Laboratories Inc Pike Electronic Corporation formerly Pike Holding Inc SurModics Inc Varian Inc Phoenix Companies Inc
Requested Date
12/6/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/6/2007 12/7/2007 12/6/2007 12/6/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007 12/7/2007
Closed Date
1/16/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/15/2008 2/1/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF;WIT NIF;WIT NIF -
Exemption Cited
12/13/2007 Other Reasons 12/13/2007 Other Reasons 2/15/2008 2/8/2008 3/5/2008 1/10/2008 1/16/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Lynch, Megan Lynch, Megan Motz, Robert Motz, Robert Motz, Robert Motz, Robert Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Costello, Maureen Costello, Maureen Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Maas, David Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Krishnamoorthy, Venkatesh Gavin, J. Patrick Edwards, Mark Jones, Jan Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Law Offices of Keller Rohrback LLP Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Finnegan Henderson Farabor Garrett & Dunner LLP SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Whitebox Advisors LLC Andrew Jay Redleaf Anthony E Burke David C House Bippy M Siegal aka Robert M Siegal Stefan V Reyniak Gap Holdings Inc The Gap Inc Gap International Sourcing Inc Gap ITM Inc Gap Kids Gap Services Inc GPS Consumer Direct Inc GPS Employee Services Inc Makefield Brook Inc Makefield Brook Finance Corp Makefield Chase Inc Makefield Glen Inc Makefield Center Inc Ma Limited Land Corporation LV Estates Inc Landis Valley Inc KC Water Company KC Sewer Company Washington Mutual Inc Enzo Biochem Inc Stericycle Inc Sybase Inc EntreMed Inc Entremed Inc SEC v Gregory Brady William M Beecher Reagan L Lancaster Sealed Air Corp Texas Biotechnology Corp aka Encysive Pharmaceuticals National Association of Securities Dealers / Financial Industry Regulatory Authority Enzon Inc Simon Property Group Inc Winnebago Industries Inc Thoratec Corp Watsco Inc
Requested Date
12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007 11/30/2007 12/3/2007 12/10/2007 12/10/2007 12/3/2007 12/3/2007 12/10/2007 12/10/2007 12/3/2007 12/10/2007 12/3/2007 12/10/2007 12/10/2007 12/10/2007 12/10/2007
Closed Date
1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/16/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/9/2008 1/9/2008 1/9/2008 2/8/2008 1/16/2008 2/7/2008 2/26/2008 1/30/2008 3/31/2008 3/24/2008 3/5/2008 3/14/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in part Granted in full Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Felton, K. Gavin, J. Patrick Lynch, Megan Lynch, Megan Lichtcsien, Susan Dennis, Kelly Dennis, Kelly Dennis, Kelly Mierzejewski, Mark Mierzejewski, Mark Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Kiley, Michael Conover, Becky Conover, Becky Dennis, Kelly Evans, David Evans, David Evans, David Evans, David Evans, David SEC Insight SEC Insight
Organization
Stratasys Inc UDR Inc
Request Description
Requested Date
12/10/2007 12/10/2007 11/25/2007 12/10/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/12/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/11/2007 12/10/2007 12/11/2007 12/11/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007
Closed Date
Final Disposition
NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
12/20/2007 Other Reasons 12/13/2007 Other Reasons 3/28/2008 3/20/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/2/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 2/12/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/8/2008 1/23/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Upstate Correctional Facility SEC Insight CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Kiley Partners Inc EACM Advisors LLC EACM Advisors LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research
Gasoline Stations with Convenience Stores Weight Watchers International Inc Blackthorn Investment Group LLC Todd Elvin Banks Andrew Rechtschaffen Obrem Capital Camlulos Capital LP Richard Paul Brennan Traxis Partners LLC Amer Bisat Albert J Delfalco Inc Telx Distribution Co LLC The Telx Group Inc Florida Mortgage Associates Inc Golden S Inc Licolnshire Management Inc Peggy Vandervoort Inc Steven J Kumble PC Sussex Management Corp Continental Contractors of MD Inc B Dalton Bookseller Inc AM Rockwall Investments LP Charno Enterprises Charles D Morgan & Associates Mid Cities Masonry Inc Morgan Private Schoool Inc The Charles Morgan Group Inc TMG Construction Zacm Corp Bear Stearns & Co Peter A Reed Craig Nicholas Carlozzi Joel E Dobberpuhl Jay R Bloom Dean C Kehler Michael G Maselli Trimaran Capital Partners LLC Trimaran Advisors LLC
Request ID
Requester Name
Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Gavin, J. Patrick Gavin, J. Patrick Caleshu, Elias Hillian, Roderick Gavin, J. Patrick Ravnitzky, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Harris, Chris Harris, Chris Harris, Chris Harris, Chris Harris, Chris Harris, Chris Harris, Chris Stevens, Duane Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Walsh, Joseph Gaffney, Barbara
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SCS Financial Services LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight SEC Insight SEC Insight Cleary Gottlieb Steen & Hamilton LLP
Request Description
Barnes & Noble Booksellers Inc Doubleday Book Shops Inc Fusion Telecommunications International Inc Hudson River Park Conservancy Incorporated Lazard Freres & Co Ltd MCM Finance Corporation MCM Investments LLC MCM SPE 1997-I Inc Sussex Management Corp Rockland Capital Energy Investments LLC The New York Racing Association Inc Res Care Inc RealNetworks Inc Robert B Gillam Dendreon Roper Industries Inc SEC FOIA Training Manual copy of Rent A Center Inc Weyerhaeuser Co Reliance Steel & Aluminum Co Ralcorp Holdings Inc RPM International Inc Rogers Corp Royal Caribbean Cruises Ltd Lighthouse Investment Partners Sean McGould Mike Ketley Jeremy Rowland Tony Morrongiello Chris Bouckley Caliburn Capital Partners LLP Caliburn Absolute Strategies SPC Caliburn Strategic Fund Registered Broker Dealers Piedmont Natural Gas Co Inc Ameren Corp NVR Inc Mary Beth Sullivan and or Steve Cutler OCIE letter to hedge fund advisers copy of
Requested Date
12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/4/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/12/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/7/2007 12/13/2007 12/13/2007 12/13/2007 12/12/2007 12/11/2007
Closed Date
3/27/2008 1/10/2008 1/10/2008 1/10/2008 1/2/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/8/2008 2/1/2008 2/6/2008 2/27/2008 3/5/2008 3/5/2008 3/29/2008 3/20/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/7/2008 2/8/2008 1/16/2008 2/28/2008
Final Disposition
Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in full (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(8)
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Berger, Paul Moore, Dave Gavin, J. Patrick Gavin, J. Patrick Greenberg, Les Delrahim, Makan Spencer, Linda Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Nordson Corp
Request Description
99 Cents Only Stores Micron Technology Inc Parexel International Corp Prosperity Bancshares Inc RCM Capital Managment LLC Sebastian Thomas Graystone Capital LLC Kevin M OHare Michael B Lowenstein Kensico Capital Management Corp IMMI Tom Zito Thomas Zito Integrated Media Measurement Inc Axion Electronics Corporation Digital Pictures Inc Garageband.com Isix AMIR GAL-OR Avishai Silvershatz Wang Wei Julia Li Ariel Poppel Robert Eli Barasch Telos Corporation publicly traded companies Intuitive Surgical Inc Tool Works Inc Oversight of Self Regulatory Organization Arbitration DTCC and CSRP Wells Fargo Passage Variable Annuities Goodrich Corp Garmin Ltd GrafTech International Ltd Grainger W W Inc Grey Wolf Inc Hub Group Inc Illumina Inc JDA Software Group Inc
Requested Date
12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/13/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/16/2007 12/14/2007 12/3/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007 12/14/2007
Closed Date
1/30/2008 3/31/2008 3/5/2008 3/5/2008 3/14/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/25/2008 1/18/2008 2/28/2008 3/20/2008 3/14/2008 4/1/2008 2/8/2008 1/16/2008 1/16/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW NIF;WIT (b)(5) NIF NIF NIF NIF
Exemption Cited
Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Dallas Business Journal SEC Insight SEC Insight Attorney at Law Alliance for Investment Transparency SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Request ID
Requester Name
Mierzejewski, Mark Mierzejewski, Mark McHugh, Megan McHugh, Megan Dennis, Kelly Dennis, Kelly Dennis, Kelly Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Hendershot, Paul Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Huang, William Gavin, J. Patrick Gavin, J. Patrick Corbett, Mark Spiegel, Joseph Gavin, J. Patrick Boyce, Brittany Jui, Jonathan Spiegel, Joseph Delrahim, Makan Spiegel, Joseph Huang, William Huang, William Gavin, J. Patrick Spiegel, Joseph McNair, Jim Wedemeyer, Joan Mundinger, Robert Gavin, J. Patrick Spiegel, Joseph Gavin, J. Patrick Gavin, J. Patrick Christian, James Delrahim, Makan
Organization
Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Greater Dallas Chamber SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC SEC Insight SEC Insight Law Offices of Joseph H Spiegel, P.C. SEC Insight Beau Dietl & Associates Brown University Investment Office Law Offices of Joseph H Spiegel, P.C. Alliance for Investment Transparency Law Offices of Joseph H Spiegel, P.C. EACM Advisors LLC EACM Advisors LLC SEC Insight Law Offices of Joseph H Spiegel, P.C. Law Offices of Keller Rohrback LLP SEC Insight Law Offices of Joseph H Spiegel, P.C. SEC Insight SEC Insight Christian Smith & Jewell Alliance for Investment Transparency
Request Description
JP Morgan Investment Management Inc Jeffrey A Geller Actian Capital Management LP Kristofer Segerberg Jacobs Asset Management JAM Partners LP Seymour Michael Jacobs Artha Capital Management Inc Sherif Nadar Bill Hwang Tiger Asia Management LLC Initial Public Offerings Navteq Corp Anixter International Inc Dominos Pizza Inc Orient Express Hotels Ltd California Water Service Group Kevin Finn Inergy LP Wright Express Corp Energy East Corporation Questar Capital Corporation S1 Corp Jeffrey Stuart Baum HEI Hospitality Fund III GunnAllen Financial Inc DTCC and CSRP Gary Young James Carroll Scott Kurtis American States Water Co Frank J Bluestein ITT Educational Services Inc Merrill Lynch & Co Inc all the companies registered with the SEC Aecom Technology Corp Thomas Solomon Toro Co Methode Electronics Inc Escala Group Inc DTCC and CSRP
Requested Date
12/17/2007 12/17/2007 12/17/2007 12/17/2007 12/17/2007 12/17/2007 12/17/2007 12/18/2007 12/18/2007 12/18/2007 12/18/2007 12/19/2007 12/17/2007 12/17/2007 12/17/2007 12/17/2007 12/17/2007 12/19/2007 12/17/2007 12/17/2007 12/18/2007 12/13/2007 12/17/2007 12/14/2007 12/19/2007 12/13/2007 12/7/2007 12/13/2007 12/19/2007 12/19/2007 12/17/2007 12/13/2007 12/17/2007 11/30/2007 12/18/2007 12/17/2007 12/13/2007 12/19/2007 12/19/2007 12/13/2007 12/21/2007
Closed Date
2/19/2008 2/1/2008 1/14/2008 1/14/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/2/2008 1/15/2008 3/5/2008 3/5/2008 3/14/2008 1/29/2008 2/14/2008 2/11/2008 3/10/2008 2/15/2008 3/10/2008 3/10/2008 1/24/2008 1/24/2008 3/10/2008 1/7/2008 2/8/2008 3/10/2008 2/8/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Denied in full Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF;WIT NIF;WIT
Exemption Cited
(b)(7)(A);NIF NIF NIF;WIT NIF (b)(7)(A) NIF;WIT CAN CAN NIF NIF;WIT CAN NIF CAN NIF -
Request ID
Requester Name
Johnson, Jonathan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Riedlinger, Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Mierzejewski, Mark Mierzejewski, Mark Lynch, Megan Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Overstock.com, Inc.
Request Description
Overstock.com Inc Secure Computing Corp Nisource Inc DJO Inc Cabot Microelectronics Corp Atlas Air Worldwide Holdings Inc Nektar Therapeutics eHealth Inc Comtech Telecommunications Corp Fairchild Semiconductor International Inc The Securities Exchange Act of 1934 LifePoint Hospitals Inc Progenics Pharmaceuticals Inc Seagate Technology Inc Valinor Management LLC David Gallo Pardus Capital Management LP Karim Samii Artis Capital Management LP Stuart L Peterson John C Bergstrom Timothy M Heaney John S Bode Century Lighting Inc Cherry Tree Investments Inc Cherry Tree Investment Company Cherry Tree Management Corporation CSF Company Cherry Tree Incorporated Medallion Management Company Muze Inc InstantEncore.com The Stensrud Foundation aka Stensrud Family Foundation Stensrud Ventures Management Company LLC Paradyne Corporation aka Paradyne Networks Primary Access Corporation aka 3Com Primary Access Corporation VC Jets LLC Qnet Communications Inc
Requested Date
12/11/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/13/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007
Closed Date
2/1/2008 2/1/2008 2/1/2008 1/24/2008 3/31/2008 3/5/2008 2/14/2008 1/22/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 -
Final Disposition
NIF NIF NIF NIF;WIT NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Melendez, Lisa Mierzejewski, Mark Mierzejewski, Mark McHugh, Megan McHugh, Megan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Deyneha, Natalia
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Fortuna Classical Music Inc Venture Jet Partners LLC Blue Goose Ltd Blue Goose II LLC StrataCom Inc IPivot Inc Rhythms Links Inc aka Rhythms NetConnections Enterprise Partners Venture Capital aka Enterprise Management Partners GlobeSpan Corporation Packeteer Inc Devicescape Software Inc Expresso Fitness Corporation WideRay Corp Pacific American Real Estate Fund Robert Jafek Torrey Pines Capital Management LP Jonathan Auerbach Hound Partners Lawrence A Post Post Advisory Group LLC Fore Research and Management LP Matthew (Yanxiu) Li Media Power Limited Partnership Pet Food Warehouse of Roseville Inc School Power Limited Partnership Verdant Brands Inc Verdant Brands CSEP Inc Cherry Tree Family Office Alnair Securities Incorporated Ameripride Services Inc Cherry Tree Development Services Inc Cherry Tree Ventures IV A Limited Partnership Ratson Morad Blue29 Corporation Solyndra Inc Applied Materials Elscint Medical Imaging Ltd ECL Donald H Putnam
Requested Date
12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/19/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007
Closed Date
1/17/2008 1/17/2008 1/17/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/31/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/29/2008 1/24/2008 1/24/2008 2/15/2008
Final Disposition
Exemption Cited
Request ID
Requester Name
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Dennis, Kelly Dennis, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Don Putnam
Request Description
Grail Partners LLC Grail Investment Corp Grail Investment Corporation Putnam Lovell Putnam Lovell NBF Putnam Lovell NBF Securities Inc SEI Investments SEI Financial Services Company SEI Investments Developments Inc Catallactics Corporation Munder Capital Management Integrated Trade Processing Corporation John Clarke Gray J Clarke Gray J C Gray William M Parent Bill Parent Darlene T Deremer John C Siciliano Olympia Capital Mgt SA International Rescue Committee International Museum of Glass National Bank of Canada Trust & Investment Group Asset Management Finance Corp National Bank Financial Wintergreen Advisors LLC David John Winters Nicholas C Adams First Financial Fund Inc Robert W Butts Southpoint Capital Advisors LP James C Musselman Alerco Oil Corporation Avia Energy Development LLC Avia Recovery LLC Boriana Mining Corporation Chalk Hill Corporation Cinco Resources Inc Crude Trucking Inc
Requested Date
12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007
Closed Date
1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/31/2008 1/24/2008 1/24/2008 1/24/2008 2/26/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/25/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/24/2008 1/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan McHugh, Megan McHugh, Megan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Hess Oil Company of Thailand Ltd Co HMC Management Company LC P&S Capital Management LLC Daniel Nir Bruce D Grossman Avenue Capital Group LLC North Run Capital LP Todd B Hammer VR Advisory Services Ltd Richard Deitz Birch Hill Investment Advisors LLC Miner Crary SRS Partners US GP LLC Karthik R Sarma Timothy S Jenks Paul Allen Schroeter Michael G Potter Ping Xie George Ferris Lipscomb aka G. Ferris Lipscomb James D Fay Ben Sitler Robert Peng Bandel Louis Carano Steve Tinklenberg Jurveston Thomas Peter Thomas aka T Peter Thomas Michael J Sophie Lee S Ting Micro Entertainment Micro Center Richard Mershad Cherry Tree Ventures I A Limited Partnership Cherry Tree Ventures A Limited Partnership Cherry Tree Ventures II A Limited Partnership Cherry Tree Ventures III A Limited Partnership CSF Limited Partnership Diversified Healthcare Services Incorporated
Requested Date
12/21/2007 12/21/2007 12/24/2007 12/24/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/26/2007
Closed Date
1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/10/2008 1/25/2008 1/25/2008 1/25/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Narayanswamy, Anupama Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Malinowski, Thomas Malinowski, Thomas Dennis, Kelly Dennis, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Sunlight Foundation Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
DHSI Incorporated Fair Isaac Corporation Oakwood Securities Corporation Roach Organization Inc Coach Inc LaCleded Group Inc L-1 Identity Solutions Inc Suncom Wireless Holding Inc fka Triton PCS Holdings Inc Mercadolibre Inc Morgans Hotel Group Co United States Oil Fund Aspreva Pharmaceuticals Corp G & K Services Inc Opko Health Inc Del Monte Foods Inc Martek Biosciences Corp Best Buy Co Inc Lululemon athletica inc Miller Herman Inc Members of Congress and SEC between September 1, 2007 to November 30, 2007 Tularik Inc Shenandoah Telecommunications Co East West Bancorp Inc MedImmune Inc Noble Corp Vernado Realty Trust Ameron International Corp Sterling Financial Corp National Fuel Gas Co Serengeti Asset Management LP Pershing Square Capital Management LP William A Ackman Jeffrey Adam Bersh Venor Capital Management LP The Peoples Publishing Group Inc Titan Machinery Inc Transport Corporation of America Inc TA Transport Corporation of America Inc Transport America Windward Capital Partner LLC
Requested Date
12/26/2007 12/26/2007 12/26/2007 12/26/2007 12/27/2007 12/21/2007 12/24/2007 12/21/2007 12/21/2007 12/21/2007 12/21/2007 12/24/2007 12/24/2007 12/24/2007 12/27/2007 12/10/2007 12/24/2007 12/24/2007 12/24/2007 12/20/2007 12/10/2007 12/21/2007 12/21/2007 12/17/2007 12/24/2007 12/24/2007 12/21/2007 12/24/2007 12/24/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007
Closed Date
1/28/2008 1/28/2008 1/28/2008 3/5/2008 3/5/2008 3/5/2008 3/14/2008 3/5/2008 3/5/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 1/24/2008 2/6/2008 2/14/2008 2/14/2008 3/6/2008 2/15/2008 3/10/2008 3/20/2008 3/20/2008 1/2/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DES NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dennis, Kelly Dennis, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Windward Partners LP Computer Aided Business Solutions Inc Softbrands Manufacturing Inc Softbrands Hospitality Loeb Partners Corporation Gideon Jeremy King Fourth Shift Corporation AremisSoft Juno Acquisitions Inc Riverpoint Investments Inc MMM New York Inc MMM New Jersey Inc Linkup Inc Interelate Inc Edvest Management Inc Creative Publishing Services Inc Inlet North Sea Corp J Musselman LLC JM Energy Corporation JM Petroleum Corporation JM Products Corporation Kosmos Energy LLC LSJC Capital Corporation LSJC Inc LSJC Management Company LC Musselman Kosmos Management LLC Avis Road LLC Micro Center Sales Corporation Micro Center The Ultimate Computer Store Microgoods Inc Redemtech Inc Micro Electronics Inc Winbook Computer Corp Motorola Inc Eaton Vance Corp PG&E Corporation Discover Financial Services Exelon Corporation Technitrol Inc Onyx Pharmaceuticals Inc
Requested Date
12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/28/2007 12/31/2007 12/21/2007 12/21/2007 12/24/2007 12/24/2007 12/24/2007 12/31/2007
Closed Date
1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/29/2008 1/24/2008 1/24/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/24/2008 1/24/2008 2/13/2008 1/24/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 3/24/2008
Final Disposition
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Musa, Omar Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Ravnitzky, Michael Gavin, J. Patrick Gavin, J. Patrick Lockhart, Judith Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas McHugh, Megan Lichtcsien, Susan McHugh, Megan Lichtcsien, Susan Varner, Thomas Varner, Thomas Varner, Thomas Nemetz, Miriam Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight -
Organization
Request Description
Charles Schwab Corporation WGL Holdings Inc First Busey Corp Greif Inc VMWare Inc American Semiconductor Corp Cincinnati Bell Inc Campbell Soup Company Regulation SHO list since January 3, 2005 Biotransplant Inc Celtrix Pharmaceuticals Inc QLT Inc fka QLT PhotoTherapeutics BMC Software Inc ISIS Pharmaceuticals Inc SEC FOIA Improvement Status Report from Fall 2007 Gulf Island Fabrication Inc Warren Resources Manchester Inc Horton DR Inc Exterran Holdings Inc DIVX Inc C H Robinson Worldwide Inc Great Lakes Dredge & Dock Corp Layn Christensen Co Antares Pharma Inc BEI Medical Systems Inc Jeremy Green Mathew Tewksbury Redmile Group LLC Tewksbury Capital Management Ltd Applera Corp Anika Therapeutics Inc Aerogen Inc Schedule of compensation and benefits to Congress Advanced Medical Inc ATS Medical Inc Affymetrix Inc Bioject Medical Technologies Inc Aksys Ltd ArthroCare Corp
Requested Date
12/31/2007 12/31/2007 12/21/2007 12/21/2007 12/24/2007 12/24/2007 12/24/2007 12/31/2007 12/31/2007 12/24/2007 12/17/2007 12/10/2007 12/24/2007 12/24/2007 12/18/2007 12/31/2007 12/31/2007 12/27/2007 12/31/2007 12/31/2007 12/31/2007 12/31/2007 12/31/2007 12/31/2007 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 12/27/2007 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008
Closed Date
2/8/2008 3/24/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 3/28/2008 2/1/2008 1/24/2008 3/10/2008 2/8/2008 3/5/2008 3/14/2008 2/14/2008 2/15/2008 2/15/2008 2/15/2008 2/5/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 2/27/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF;RTW
Exemption Cited
Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight Carter Ledyard & Milburn LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC CheckFund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Mayer Brown LLP -
(b)(6);(b)(7)(A) NIF NIF NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF -
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Guanche, Edward Feinberg, Zoe Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Tuato'o, Jennifer Gavin, J. Patrick Gavin, J. Patrick Feinberg, Zoe Feinberg, Zoe Gavin, J. Patrick Gavin, J. Patrick -
Organization
Request Description
Bio Rad Laboratories Inc Applied Imaging Corp Avecor Cardiovascular Inc Animas Corp Bio Plexus Inc Arbios Systems Inc Aspect Medical Systems Inc BioLase Technology Inc Aradigm Corp Neurobiological Technologies Inc Luminex Corp Spansion Inc Forest City Enterprises Inc Ixion Biotechnology Inc Belo Corporation FMC Technologies Inc Partnerre LTD Shuffle Master Inc Onyx Pharmaceuticals Immunex Corp Aradigm Corp Coulter Pharmaceutical Inc Baxter International Inc Buckeye Partners LP Medco Health Solutions Inc National Interstate Corp Mahnanagar Telephone Nigam LTD Craig Oberweger Pierre Olivier Sarkozy Sepracor Inc Sepracor Inc Sepracor Inc Primedia Inc Watts Water Technologies Inc Citigroup Inc Donaldson Co Inc Universal Technical Institute Inc Jonathan Clark Todd Fasanella Bancorpsouth Inc Ruddick Corp
Requested Date
1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 1/2/2008 12/10/2007 12/21/2007 12/24/2007 12/27/2007 12/24/2007 12/27/2007 12/27/2007 12/27/2007 12/27/2007 12/24/2007 12/17/2007 12/17/2007 12/10/2007 12/21/2007 12/21/2007 12/24/2007 12/24/2007 12/27/2007 12/18/2007 12/19/2007 12/24/2007 12/24/2007 12/17/2007 12/27/2007 12/27/2007 12/20/2007 12/24/2007 12/24/2007 12/19/2007 12/19/2007 12/21/2007 12/21/2007
Closed Date
2/8/2008 2/8/2008 3/26/2008 1/16/2008 2/5/2008 2/1/2008 1/17/2008 1/17/2008 2/11/2008 2/11/2008 1/18/2008 1/18/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF;WIT NIF;WIT (b)(7)(A) (b)(7)(A) NIF NIF
Exemption Cited
Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Florida Board of Bar Examiners McKee Nelson LLP Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Keller Rohrback LLP SEC Insight SEC Insight McKee Nelson LLP McKee Nelson LLP SEC Insight SEC Insight
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full Other Reasons Other Reasons
Request ID
08-03271-FOIA
Requester Name
Jones, Jan -
Organization
Request Description
National Association of Securities Dealers NASD Financial Industry Regulatory Authority FINRA Allegiant Travel Co JC Penny Company Inc Citadel Kensington Global Strategies Fund Aircastle LTD Capital Southwest Corp Matthew A Zahler Zahler Capital Management LLC ABS Investment Management LLC Alain de Coster John T Ferguson Jr K2 Advisors LLC Ashbel Ash Cotten Williams Jr Fergal Donal Cassidy Apartment Investment & Management Co Securities and Exchange Commission v. Baker Hughes Incorporated and Roy Fearnley Case No. H-07-1408 SECs staff report concerning select pension consultants AFLAC Inc Black & Decker Corp Baidu.com Inc Vulcan Materials Co Neurochem Inc Art Technology Group David Mark Sultan Benjamin M Ghriskey Foundation Coal Holdings Inc Bank of Hawaii Corp Camellia Partners Camellia Advisors Alon USA Energy Inc Andrew David Fredman Netgear Inc Torchmark Corp CMKM Diamonds Inc Norfolk Southern Corp Berkley W R Corp Tiffany & Co
Requested Date
12/26/2007
Closed Date
1/25/2008
Final Disposition
Other Reasons DUP
Exemption Cited
Gavin, J. Patrick Gavin, J. Patrick Jui, Jonathan Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Conover, Becky Conover, Becky Gavin, J. Patrick Watters, Kate
SEC Insight SEC Insight Brown University Investment Office SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Crude Accountability
12/21/2007 12/24/2007 12/20/2007 12/21/2007 12/21/2007 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/3/2008 1/3/2008 1/3/2008
1/18/2008 3/31/2008 3/31/2008 3/31/2008 3/31/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 2/8/2008 2/8/2008 2/13/2008
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A)
Jones, Marty Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Wood, Debi Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Wilkie Farr & Gallagher LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/4/2008 1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/3/2008 1/4/2008 1/3/2008 1/5/2008 1/4/2008 1/3/2008 1/3/2008
1/23/2008 3/5/2008 3/5/2008 3/5/2008 3/14/2008 3/14/2008 2/13/2008 2/13/2008 1/24/2008 1/24/2008 1/31/2008 1/29/2008 2/14/2008 2/15/2008 2/15/2008 2/15/2008 3/7/2008 3/20/2008 3/20/2008 3/20/2008
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons
RTW NIF;WIT NIF;WIT NIF;WIT NIF;WIT NIF;WIT NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF (b)(7)(A) NIF;WIT NIF;WIT NIF;WIT
Request ID
Requester Name
Lichtcsien, Susan Lichtcsien, Susan Conover, Becky Mierzejewski, Mark Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Pulliam, Randy Gavin, J. Patrick Gray, Tyler
Organization
CheckFund Manager LLC CheckFund Manager LLC EACM Advisors LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cauley Bowman Carney & Williams PLLC SEC Insight RADAR Magazine Philip N Duff
Request Description
Duff Capital Advisors Fir Tree (Florida) LLC Trident Investment Management LLC Krishnamurthy Narayanan Asset Management Finance Corp Asset Management Finance Corporation Luminent Inc Luminent Mortgage Capital Inc REIT Education Finance Partners Inc Advisory Board of Azimuth Trust Azimuth Trust BKF Asset Management BKF Capital Group Inc Dimensional Fund Advisors Payden & Rygel Payden & Rygel Investment Group Dresdner Kleinwort Benson NA LLC Prudential Securities Los Angeles Investment Banking Office for Smith Barney Geoffrey C Bible aka Jeff Bible Kenneth W Gilbert aka Ken Gilbert Richard A Mandell aka Dick Mandell Joel E Smilow Wellcare Health Plans Inc Redwood Trust Inc Louis Jay Pearlman and/or Trans Continental Talent Trans Continental Travel Trans Continental Enterprises Trans Continental Records Trans Continental's Employee Investment Savings Account LandAmerica Financial Group Inc FoxHollow Technologies Inc Gargoyles Inc Riverstone Holdings LLC Illumina Inc Inamed Corp Tower Tech Holdings Inc General Surgical Innovations Inc
Requested Date
1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/8/2008 1/8/2008 1/8/2008 1/7/2008 1/7/2008 1/7/2008
Closed Date
1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/24/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Gavin, J. Patrick Varner, Thomas Varner, Thomas Eklund, Lisa Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas
SEC Insight Brown University Investment Office SEC Insight -
1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008
1/23/2008 2/27/2008 -
Other Reasons Denied in full -
NIF -
Request ID
Requester Name
Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Drury, Susan Jones, Marty SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight -
Organization
Request Description
Genetronics Biomedical Corp Gardner Denver Inc Focal Inc Implant Sciences Inc Inverness Medical Technology Inc Monotype Imaging Holdings Inc Given Imaging Ltd HealtheTech Inc Guidant Corp Immunicon Corp Magellan Health Services Inc Heartport Inc Boston Beer Co Inc Innovasive Devices Inc Inovio Biomedical Inc Comtech Group Inc Intelligent Medical Imaging Inc Iridex Corp Terrestar Corp Intralase Corp Dynegy Inc People's Bank Comcast Corp Intuitive Surgical Inc Mamma.com aka Copernic Inc Accounting disclosure rules and practices an overview training material Division of Corporate Finance Amerco NV Gilead Sciences Inc American Financial Group Inc OEA Power Study FactSet Research Systems Inc Flotek Industries Inc New River Pharmaceuticals Inc Zions Bancorporation Escala Group Inc Dendreon Alliance for Transparency DTCC and CSRP DTCC and CSRP George P (Trey) Godfrey
Requested Date
1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/7/2008 1/4/2008 1/3/2008
Closed Date
2/1/2008 1/24/2008 3/31/2008 3/5/2008 2/14/2008 2/17/2008 1/17/2008 -
Final Disposition
NIF NIF;WIT RTW NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Denied in full -
Exemption Cited
c/o Sharesleuth.com Wilkie Farr & Gallagher LLP
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Jones, Marty Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Christian, James Wines, Douglas Delrahim, Makan Delrahim, Makan Zelma, Richard
SEC Insight SEC Insight SEC Insight Wilkie Farr & Gallagher LLP SEC Insight SEC Insight SEC Insight SEC Insight Christian Smith & Jewell Alliance for Investment Transparency Alliance for Investment Transparency -
1/3/2008 1/4/2008 1/3/2008 1/3/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 12/13/2007 1/3/2008 1/4/2008 1/4/2008 1/3/2008
3/24/2008 2/8/2008 1/16/2008 2/6/2008 3/7/2008 3/4/2008 -
Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full -
NIF NIF NIF NIF (b)(7)(A) (b)(7)(A) -
Request ID
Requester Name
Nellis, Stephen Jones, Marty Conover, Becky Jones, Marty Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia McHugh, Megan McHugh, Megan Mierzejewski, Mark Mierzejewski, Mark Michaud, Kiel Michaud, Kiel Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Organization
The Pacific Coast Business Times Wilkie Farr & Gallagher LLP EACM Advisors LLC Wilkie Farr & Gallagher LLP SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Pacificor LLC
Request Description
SECs training manual for staff accountants Allen Blaskovic SECs examination manual for investment advisers Delek US Holdings Inc Brian A Meyer Jeffrey David Tannenbaum Fir Tree International Value Fund Fir Tree LLC Fir Tree Inc Fir Tree Value Fund Fir Tree Recovery Fund Fir Tree Institutional Value Fund Infineon Technologies AG Smith Barney Technicolor Inc Global Research Council Huntington Memorial Hospital Hillcrest Asset Management Virtual Persuation LLC NewRivers eBusiness Advisory DeRemer + Associates DeRemer & Associates DeRemer and Associates Amanda H Haynes Dale Harris Asset Management Tracy Maitland Advent Capital Management LLC Malcolm Serure Malcom Serure Louis C Grassi Patricia L Higgins David L Bacil Biscotti Grassi & Co CPA PC D I C Inc FK Capital Corp Grassi & Co CPA PC Grassi Business Management Ltd Louis Grassi LLC Switch & Data Facilities Company LLC
Requested Date
1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/4/2008 1/4/2008 1/3/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 1/4/2008 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 12/20/2007 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008
Closed Date
2/1/2008 1/31/2008 1/31/2008 1/22/2008 1/22/2008 3/31/2008 3/31/2008 3/31/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 2/11/2008 1/29/2008 1/29/2008 1/29/2008 -
Final Disposition
Other Reasons NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Edwards, Mark Edwards, Mark Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Couden, Andrew
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Infoline B Sky B plc Altria Inc
Request Description
Requested Date
1/8/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 1/8/2008 12/31/2007 12/31/2007 1/8/2008 1/8/2008 1/8/2008 1/8/2008
Closed Date
1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 4/1/2008 3/5/2008 1/25/2008 2/14/2008 2/17/2008 2/8/2008 3/24/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF;WIT NIF NIF NIF -
Exemption Cited
New York Stock Exchange aka NYSE Euronext Metalmark Capital LLC SABMiller plc Kraft Foods Inc Philip Morris Companies Inc aka Phillip Morris Inc Kraft Holdings Virginia Inc Trian Acquisition Corp News Corp Medi Ject Corp Newell Rubbermaid Inc FormFactor Inc Snap-On Inc Lynx Therapeutics Inc Micrus Endovascular Corp Medamicus Inc Minrad International Inc i-STAT Corp MTS Systems Corp Whitney Holding Corp LXN Corp LecTec Corp Sprint Nextel Corp Boardwalk Pipeline Partners LP Magna-Lab Inc Masimo Corp Macropore Inc Tanox Inc Anika Therapeutics Inc Medgenesis Inc ABM Industries Inc Landstar System Inc Oppenheimer Commodity Strategy Total Return Fund fka Oppenheimer Real Asset Fund 811007857 333-14087 Pharmacyclics Inc Liposome Company Inc Minimed Inc Toll Brothers Inc
Edwards, Mark Edwards, Mark Varner, Thomas Gavin, J. Patrick
Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight
12/31/2007 12/31/2007 1/8/2008 1/8/2008
3/7/2008 -
Granted in full -
Request ID
Requester Name
Varner, Thomas Gavin, J. Patrick Varner, Thomas Jones, Deborah Varner, Thomas Varner, Thomas Varner, Thomas Edwards, Mark Varner, Thomas Gavin, J. Patrick Varner, Thomas Lynch, Megan Lynch, Megan Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight -
Organization
SPSS Inc
Request Description
LJL Biosystems Inc LaserSight Inc Chase Home Finance LLC Medjet Inc Memry Corp Microsurge Inc Immunogen Inc Med-Design Corp Owens & Minor Inc Isolyser Company Inc Select Equity Group Inc George Stabler Loening Frederick G Kraegel Timothy John Lindgren Kimberly Kaye Reeves Kimberly Kaye Shipman Christopher Scott Harrison James Richard Huffines K&B Transportation Services Inc AEI Collingham Holdings Co Inc Kimberly Kaye McCain Energy Future Holdings TXU Corp Hester Capital Management McAfee Mortgage Prime Lending Mortgage Co PlainsCapital Bank aka PlainsCapital Corp Steven L Bodhaine Steve Bodhaine Carebridge Hospitalists Inc Caring Kids Television VistaCare USA Inc Della Femina MacNamee Advertising Uniworld Advertising Snapple Group Uniworld Group RazorFocus Hunting Ridge Road Holdings LLC Hudson Hollow LLC Bayview Charters Inc
Requested Date
1/8/2008 1/8/2008 1/8/2008 12/3/2007 1/8/2008 1/8/2008 1/8/2008 12/31/2007 1/8/2008 1/8/2008 1/8/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/8/2008 1/9/2007 1/9/2007 1/9/2008 1/9/2007 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008
Closed Date
2/1/2008 2/13/2008 2/11/2008 3/31/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Recombinant Capital Inc. SEC Insight CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Blakeman, Diane Blakeman, Diane Varner, Thomas Gavin, J. Patrick Shimic, Stephen Smith, Glen Perinotti, Noel Jagacki, Edmund Perinotti, Noel Demaras, Peter Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick
Organization
International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight Brown Hay & Stephens, LLP Brown Hay & Stephens, LLP SEC Insight JP Morgan Chase & Co. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Ozone Farms Ltd Prudential Securities Inc CB Richard Ellis Group Inc Gentex Corp Southern Copper Corp eMed Technologies Corp NATCO Group Inc Endosonics Corp Cooper Companies Inc Digirad Corp MAPCO Inc 10-K MAPCO Inc 10-K Endocardial Solutions Inc Pinnacle Entertainment Inc CMKM Diamonds Inc CMKM Diamonds Inc CMKM Diamonds Inc CMKM Diamonds Inc CMKM Diamonds Inc CMKM Diamonds Inc Enernoc Inc CMAX-ICON Inc Diametrics Medical Inc Curon Medical Inc Novellus Systems Inc Walter Industries Inc CNS Inc Endocare Inc Diomed Holdings Inc Viacom Inc Dexcom Inc Computer Motion Inc Collagen Corp Ciphergen Biosciences Inc EDAP TMS S CTI Inc Dental Medical Diagnostic Systems Inc Depuy Inc Closure Medical Corp Westinghouse Air Brake Technologies Corp
Requested Date
1/10/2008 1/10/2008 1/9/2008 1/9/2008 1/9/2008 1/5/2008 1/9/2008 1/5/2008 1/5/2008 1/5/2008 1/9/2008 1/9/2008 1/5/2008 1/9/2008 1/2/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/5/2008 1/5/2008 1/5/2008 1/9/2008 1/9/2008 1/5/2008 1/5/2008 1/5/2008 1/9/2008 1/5/2008 1/5/2008 1/5/2008 1/5/2008 1/5/2008 1/5/2008 1/5/2008 1/5/2008 1/5/2008 1/9/2008
Closed Date
1/28/2008 1/23/2008 3/5/2008 3/5/2008 1/24/2008 2/8/2008 2/8/2008 3/20/2008 3/17/2008 3/17/2008 3/17/2008 3/17/2008 3/17/2008 3/17/2008 2/1/2008 3/4/2008 1/30/2008 3/27/2008 2/27/2008 1/18/2008
Final Disposition
Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full Denied in full Denied in full Denied in full Denied in full Other Reasons Denied in full Other Reasons Granted in full Denied in full Other Reasons NIF (b)(7)(A) NIF NIF;WIT NIF;WIT NIF RPR RPR NIF;WIT (b)(7)(A) (b)(7)(A) (b)(7)(A) (b)(7)(A) (b)(7)(A) (b)(7)(A) NIF (b)(4) NIF NIF
Exemption Cited
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Deyneha, Natalia Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Shipes, Barry Mannino, Giulio Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Deyneha, Natalia Varner, Thomas Deyneha, Natalia Gavin, J. Patrick Deyneha, Natalia Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Dennis, Kelly Dennis, Kelly Deyneha, Natalia SEC Insight -
Organization
Celsion Corp
Request Description
Bruker Daltonics Inc Biomagnetic Technologies Inc Anadigics Inc CardioGenesis Corp J Walker Smith Cardima Inc Biotel Inc Sykes Enterprises Inc Candela Corp CMKM Diamonds Inc CMKM Diamonds Inc Jack Walker Smith Synovus Financial Corp XTO Energy Inc CABG Medical Inc Cardiac Science Inc Yankelovich Inc Cholestech Corp Yankelovich Monitor China Security & Surveilance Technology Inc Yankelovich Partners Inc Southern Union Co Cheung Laboratories Inc Bionx Implants Inc Holly Corp Biophan Technologies Inc Business Objects S A Goodyear Tire & Rubber Co Washington Mutual Inc Cardiac Pathways Corp Caliper Life Sciences Inc Caliper Technologies Corp Cardiovascular Diagnostics Inc CardioVascular Dynamics Inc Cell Robotics International Inc Cepheid DKR Capital Partners LP Gary Stephen Davis Yankelovich Holdings Inc
Requested Date
1/3/2008 1/3/2008 1/3/2008 1/10/2008 1/3/2008 1/10/2008 1/3/2008 1/3/2008 1/10/2008 1/3/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/3/2008 1/3/2008 1/10/2008 1/3/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/3/2008 1/3/2008 1/10/2008 1/3/2008 1/10/2008 1/10/2008 1/10/2008 1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/3/2008 1/10/2008 1/10/2008 1/10/2008
Closed Date
3/18/2008 1/28/2008 2/27/2008 2/28/2008 3/17/2008 3/17/2008 2/20/2008 3/20/2008 1/28/2008 1/28/2008 2/1/2008 1/28/2008 2/28/2008 3/25/2008 1/28/2008 1/31/2008 1/28/2008 -
Final Disposition
Granted in full NIF NIF (b)(7)(A) (b)(7)(A) NIF NIF;WIT NIF NIF NIF NIF (b)(6) NIF NIF NIF
Exemption Cited
International Business Research SEC Insight International Business Research SEC Insight SEC Insight International Business Research International Business Research SEC Insight International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research
Other Reasons Granted in full Other Reasons Denied in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Granted in full Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lynch, Megan Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark McHugh, Megan McHugh, Megan Varner, Thomas Varner, Thomas Varner, Thomas McHugh, Megan McHugh, Megan Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Varner, Thomas Varner, Thomas Bailey, Ain Varner, Thomas
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Request Description
DowBrands Inc Ptek Holdings Inc Nominating & Governance Committee Premiere Global Services Inc University of North Carolina at Chapel Hill American Marketing Assoication Foundation PlanetJam Media Group Cyber Dialogue Screen4Me.com Kevin F Brown Atlas Capital Management LP Robert Hudson Alpert Robert B Okun Oak Hill Advisors Inc Novator Credit Advisors LLC Michael M Falkon Orthovita Inc Packard Bioscience Orasure Technologies Inc Mark L Hart III Corriente Advisors Andrew L Weller Argosy Heating Partners Inc Iasis Healthcare Corporation Source Financing Corp CIBC World Markets Corp Encore Capital Group Inc Churchills Resturant Corp Densified Fuels Inc Mandell Industries Inc MCM Capital Group Inc Ocean Foam Inc Oceanaire Restaurant Company Inc RMW Inc Sbarro Inc The Mandell Family Foundation Inc Natus Medical Inc Nanogen Inc CITI Financial Inc Optical Sensors Inc
Requested Date
1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/9/2008 1/9/2008 1/9/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/9/2008 1/9/2008 12/30/2007 1/9/2008
Closed Date
1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 2/20/2008 2/15/2008 1/28/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 2/1/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 2/19/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/30/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 3/7/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NAR;RPR -
Exemption Cited
Request ID
Requester Name
Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Hall, Craig DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Varner, Thomas McHugh, Megan McHugh, Megan Gavin, J. Patrick Gavin, J. Patrick Evans, David Varner, Thomas Evans, David Watters, Kate Edwards, Mark Evans, David Gosa, Matt Gosa, Matt Evans, David Gosa, Matt Evans, David Gosa, Matt Harris, Chris Evans, David -
Organization
pSivida LT
Request Description
Premier Laser Systems Photoelectron Corp Nuvasive Inc Palomar Medical Technologies Inc Nomos Corp Neoprobe Corp Nitinol Medical Technologies Inc NMT Medical Inc Novoste Corp Molecular Devices Corp Orthopaedic Biosystems LTD INC Molecular Dynamics Inc Nephros Inc Hoyt and Sons from Burns, Oregon Gavekal Capital LLC Louis Vincent Gave James Mark Brown GLS Capital Management LLC Refocus Group Inc Persistent Edge Management LLC Raj Mehta PerkinElmer Inc Constellation Brands Inc Powder River Petroleum International Inc Sonic Innovations Inc Oilpods Baker Hughes Incorporated and Roy Fearnley Case No H-07-1408 SEC vs NeoRx Corporation (aka Poniard Pharmaceuticals) World Basketball League SPQR Structured Finance Opportunity Fund Limited SPQR Structured Finance Opportunity Master Fund Ltd Strategic Relations Inc SPQR Capital (Cayman) Limited Renard Resources Inc SPQR Capital LLP FRM Capital Advisors Limited Renco Resources Inc
Requested Date
1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/9/2008 1/11/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/10/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/10/2008 1/14/2008 1/3/2008 1/7/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/14/2008 1/11/2008 1/14/2008
Closed Date
2/11/2008 1/29/2008 1/29/2008 1/30/2008 1/30/2008 3/5/2008 3/5/2008 1/30/2008 1/30/2008 1/23/2008 1/30/2008 2/20/2008 2/20/2008 1/30/2008 2/20/2008 2/1/2008 2/20/2008 2/20/2008 2/1/2008 -
Final Disposition
Granted in full NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight International Business Research International Business Research Crude Accountability Recombinant Capital Inc. International Business Research Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC International Business Research Greenwich Alternative Investments, LLC International Business Research Greenwich Alternative Investments, LLC Greenwich Alternative Investments LLC International Business Research
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Varner, Thomas Evans, David Varner, Thomas Varner, Thomas Evans, David Varner, Thomas Varner, Thomas Edwards, Mark Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Edwards, Mark Varner, Thomas Varner, Thomas Harris, Chris Varner, Thomas Varner, Thomas Gavin, J. Patrick Harris, Chris Harris, Chris Varner, Thomas Varner, Thomas Gavin, J. Patrick Harris, Chris Harris, Chris Gavin, J. Patrick Vague, Braden Vague, Braden -
Organization
International Business Research International Business Research Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Greenwich Alternative Investments LLC SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC
Request Description
Spectranetics Corp Renco Energy Inc Quinton Cardiology Systems Inc Radiance Medical Systems Inc Zorro Resources Inc Resound Corp Rockwell Medical Technologies Inc Aclara Biosciences Inc Schick Technologies Inc Transgenomic Inc Rubicon Medical Corp Signature Eyewear Inc SpectRx Inc Somnus Medical Technologies Inc Spectrumedix Corp Ventana Medical Systems Inc Steri OSS Inc Summit Technology Inc Rita Medical Systems Inc Tripath Imaging Inc Coca Cola Company R2 Technology Inc Specialized Health Products International Inc MedImmune Inc Zila Inc Swissray International Inc Neil Mason Zevex International Inc Urologix Inc Kinetic Concepts Inc Patric de Gentile Williams Clive Peggram VisiJet Inc Tri Point Medical Corp Kilroy Realty Corporation FCM Catalyst Fund SPC FRM Capital Management Limited MICROS Systems Inc Edward Horner James Matthews
Requested Date
1/10/2008 1/14/2008 1/10/2008 1/10/2008 1/14/2008 1/10/2008 1/10/2008 1/7/2008 1/10/2008 1/11/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/10/2008 1/11/2008 1/10/2008 1/10/2008 1/10/2008 1/11/2008 1/14/2008 1/10/2008 1/10/2008 1/7/2008 1/11/2008 1/10/2008 1/11/2008 1/11/2008 1/11/2008 1/14/2008 1/11/2008 1/11/2008 1/11/2008 1/11/2008 1/14/2008 1/11/2008 1/11/2008 1/14/2008 1/14/2008 1/14/2008
Closed Date
2/1/2008 2/1/2008 3/12/2008 3/24/2008 2/8/2008 1/24/2008 1/25/2008 2/6/2008 2/6/2008 2/6/2008 -
Final Disposition
NIF NIF (b)(4) NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Denied in full Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Request ID
Requester Name
Varner, Thomas Varner, Thomas Gavin, J. Patrick Vague, Braden Gosa, Matt Edwards, Mark Gosa, Matt Gosa, Matt Gosa, Matt Varner, Thomas Vague, Braden Vague, Braden Varner, Thomas Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Varner, Thomas Varner, Thomas Dennis, Kelly Dennis, Kelly Mierzejewski, Mark Mierzejewski, Mark McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Shik, Sarah Gavin, J. Patrick Jones, Barbara Millette, Suzanne SEC Insight
Organization
Vivus Inc
Request Description
TheraSense Inc Jacobs Engineering Group Inc Michael Staveley Virginie Afota Insite Vision Inc Stephane Marc Lapiquonne Malik Chaabouni Bertrand des Pallieres Trex Medical Corp Eden Rock Structured Finance Eden Rock Capital Management Regeneration Technologies Inc QLogic Corporation ICOS Corp Highwoods Properties Inc Univec Inc H&E Equipment Services LLC Urosurge Inc Vascular Solutions Inc Spherix Capital LLC Ali Tasdighi Far John A Paulson Paulson & Co Inc Bostwick Capital LLC Thomas S Botswick Midland Capital Management Group Sbarro The Italian Eatery Bache & Co Inc East Coast Molders Inc K-M Fabrics Corp Ocean Coated Fabrics Inc Rite Die Cutting Corp Crystal Management Corp Connecting Point Computer Centers DOI Corp Hedge Funds Commenced on January 16, 1969 Bard CR Inc Takeda Pharmaceutical Co LTD Michele L Young
Requested Date
1/11/2008 1/11/2008 1/11/2008 1/14/2008 1/14/2008 1/7/2008 1/14/2008 1/14/2008 1/14/2008 1/11/2008 1/14/2008 1/14/2008 1/10/2008 1/14/2008 1/7/2008 1/14/2008 1/11/2008 1/14/2008 1/11/2008 1/11/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008
Closed Date
2/1/2008 2/1/2008 2/1/2008 1/31/2008 1/31/2008 1/31/2008 1/23/2008 1/23/2008 2/11/2008 1/31/2008 3/5/2008 1/30/2008 1/30/2008 3/12/2008 3/7/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 3/24/2008 2/8/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Granted in full Other Reasons Other Reasons Denied in part Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons -
Greenwich Alternative Investments LLC Greenwich Alternative Investments, LLC Recombinant Capital Inc. Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments, LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight EACM Advisors LLC
(b)(7)(A);NIF (b)(7)(A);NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(3):15 U.S.C. 80b-10(b) NIF RPR -
Request ID
Requester Name
Gavin, J. Patrick Duddo, James Duddo, James Duddo, James Gavin, J. Patrick Varner, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Varner, Thomas Varner, Thomas Gavin, J. Patrick Dennis, Kelly Dennis, Kelly Dennis, Kelly McHugh, Megan McHugh, Megan Mierzejewski, Mark Mierzejewski, Mark Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
American Express Company Hewlett Packard Company Barclays Bank PLC Morgan Stanley Entergy Corporation Xenometrix Inc Bruker Biosciences Corporation Ball Corporation Carrizo Oil and Gas Inc Carnival Corp Equity Residential Sothebys formerly Sothebys Holdings Inc Vision Sciences Inc Unilens Vision Inc Emerson Electric Co Mark Abraham Weisdorf JP Morgan Institutional Investments Inc AlphaMetrix LLC J Kyle Bass Hayman Capital Partners LP Claren Road Asset Management LLC Brian P Riano Coleman Fung aka Fook Hing Fung Kevin Hesselbirg Open Link Financial Inc OpenLink International Pty Ltd Fuji Capital Markets Corp Mizuho Capital Markets Corp Trex Medical Corp Muscle Masters Inc The Mandell Companies Inc La Jolla Shores Clubdominium Owners Association Playtex Inc Dinex Group LLC Joan and Joel Smilow Medical Research Center Rite Die Cutting Corp Evan General Inc Independence United LLC Learning General Inc Entravision Communications Corporation
Requested Date
1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/15/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008
Closed Date
1/31/2008 3/20/2008 3/14/2008 3/14/2008 1/24/2008 3/11/2008 2/1/2008 2/1/2008 2/6/2008 2/6/2008 2/28/2008 2/6/2008 2/6/2008 2/6/2008 2/13/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 1/30/2008 1/30/2008 1/24/2008 -
Final Disposition
NIF NIF NIF NIF (b)(4) NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Carbon, Suzanne SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight -
Organization
Request Description
Gannett Co Inc Forest Laboratories Hudson City Bancorp Gaylord Entertainment Company Health Management Associates Inc Private Placement Broker initative of the American Bar Association and the M&A Broker proposal of the Alliance of Mergers and Acquisitions Advisors since January 1, 2007 Harrahs Entertainment Inc Federal National Mortgage Association Fannie Mae Hittite Microwave Corporation Genzyme Corporation International Paper Co Hercules Inc Ikon Office Solutions Intercontinental Exchange Inc Honeywell International Inc Wellpoint Inc Spectrum International Inc or John Q Porter Healthways Inc formerly American Healthways Inc Invitrogen Corporation Hearst Argyle Television Inc Healthcare Realty Trust Incorporated Hunt JB Transport Services Inc AlphaMosaic US LLC Jonathan Louis Stein Peter A Kambolin Thor Capital LLC Bridge Associates LLC AMF Bowling Worldwide Inc Acme Markets of Virginia Inc Factory Card Outlet Corp First North American National Bank Best Products Co Inc Healthtronics Inc The Lindgren Group Ltd Musclebobble LLC TXB Inc
Requested Date
1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/16/2008
Closed Date
1/18/2008 2/14/2008 2/14/2008 3/5/2008 -
Final Disposition
NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Susott, Jon Raymond, Jeff Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dennis, Kelly Dennis, Kelly DePeau, Andrew DePeau, Andrew Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael
SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight The Oklahoman SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
1/16/2008 1/16/2008 1/16/2008 1/16/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008
2/12/2008 2/11/2008 1/31/2008 2/21/2008 3/6/2008 3/5/2008 3/14/2008 2/22/2008 3/20/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008
Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Caleshu, Elias Caleshu, Elias Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rescigno, Ian DePeau, Andrew DePeau, Andrew Lynch, Megan Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Lynch, Megan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SCS Financial Services LLC SCS Financial Services LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Learning Priority Inc (formerly Edulink Inc) Cotal Systems, Inc. Cotal Systems, Inc. CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC PNB Financial
Request Description
PlainsCapital Wealth Management Capital Securities Group Inc Churchill Asset Management Inc Citadel Finance Corp Switch & Data International LLC Switch & Data NY Facilities Company Inc David L Bach Switch & Data Nevada Holdings Inc Switch & Data Southwest Inc Visteon Corporation William George Greig John F Brennan Jr Longs Drug Stores Corporation Leggett & Platt Inc Lennar Corporation j2 Global Communications Inc The Kroger Co Quicksilver Resources Inc Legg Mason Inc Lowes Companies Inc American Oriental Bioengineering Inc McDonalds Corporation Edulink Inc Joseph P Healey HealthCor Management LP Martin M Hale Jr Royal Capital Partners LLC Robert W Medway Andreeff Equity Advisors LLC Maple Leaf Capital Partners LP Carlson Capital LP Clint D Carlson Hale Fund Partners LLC Jaffray Woodriff (Quantitative Investment Management) Quantitative Investment Management Broadway Gate Onshore Fund LP or Broadway Gate Capital LLC Lee Atzil (or Broadway Gate Onshore Fund LP or Broadway Gate Capital LLC)
Requested Date
1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/17/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008 1/18/2008
Closed Date
1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/30/2008 1/30/2008 1/31/2008 1/31/2008 1/31/2008 1/30/2008 3/28/2008 3/28/2008 2/1/2008 3/20/2008 2/5/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
08-03854-FOIA 08-03855-FOIA
Requester Name
Kiernan, Cortney Kiernan, Cortney
Organization
CheckFund Manager LLC CheckFund Manager LLC
Request Description
Derivative Consulting Group LLC ARCAS International Fund Ltd David C Hammond (of Derivative Consulting Group LLC ARCAS International Fund Ltd) William H Gross Pacific Investment Management Company (PIMCO) Michael E Fisher Mike Fisher Darlene T DeRemer Peter L Clark Terence S Meehan Terry Meehan Barclays Global Investors NA Strong Capital Management Inc Bankers Trust Company Chase Investors Management Corporation Lockheed Corporation ManTech International Corp Mattel Inc ArQule Inc Manpower Inc First Horizon Pharmaceutical (now called Sciele Pharma) Lynx Therapeutics Inc (now called Solexa) Tenet HealthCare Delphi Corporation Lawson Software Americas Inc formerly Lawson Software Inc Southwest Airlines Cygnus Therapeutic Systems (now called Cygnus Inc) Louisiana Pacific Corp Exelixis Inc DTCC and CSRP Massey Energy Company Mercury General Corporation Masco Corp MBIA Inc BIOVERIS CORP Emilio Dominianni
Requested Date
1/18/2008 1/18/2008
Closed Date
1/31/2008 1/31/2008
Final Disposition
Other Reasons Other Reasons NIF NIF
Exemption Cited
McHugh, Megan McHugh, Megan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Aalders, Gerard Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Edwards, Mark Reali, Peggy Mothershead, Robert Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Edwards, Mark Delrahim, Makan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Usdan, Nathaniel Michaud, Kiel
Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Nederlands Instituut voor Oorlogsdocumentatie SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. The Kane Law Firm SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Alliance for Investment Transparency SEC Insight SEC Insight SEC Insight SEC Insight International Business Research
1/18/2008 1/18/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/18/2008 1/22/2008 1/22/2008 1/14/2008 1/22/2008 1/14/2008 1/14/2008 1/14/2008 1/18/2008 1/22/2008 1/22/2008 1/14/2008 1/22/2008 1/14/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/15/2008 1/22/2008
1/31/2008 1/24/2008 1/31/2008 1/31/2008 1/31/2008 3/20/2008 2/1/2008 3/28/2008 2/22/2008 3/5/2008 3/5/2008 1/30/2008 2/1/2008 2/1/2008 1/31/2008
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Granted in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Baram, Marcus Baram, Marcus Baram, Marcus Baram, Marcus Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight ABCNews.com ABCNews.com ABCNews.com ABCNews.com SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight
Request Description
Gerald Hellerman Warren Holtsberg Illinois Ventures LLC Illinoisventures GP LLC Airnet Systems Inc Dekalb Endoscopy Center Inc Franks Nursery & Crafts Inc Hellerman Associates Innovative Clinical Solutions LTD Michael Novogratz Drawbridge GLobal Macro Advisors LLC Fortress Investment Group Provatebancorp Inc McGraw-Hill Companies Inc Moneygram International Inc Life Time Fitness Inc Cummins Inc FNB Corp Bob Evans Farms Inc Rudy Giuliani Senator Hillary Clinton Governor Mitt Romney Senator Barack Obama Office Depot Inc Northern Trust Corporation Coventry Health Care Inc Mark David Brodsky Aurelius Capital Management LLC Bryant University Menomonee Falls Rohatyn Group Schroders Investment Management North America Inc JP Morgan & Company The Emerging Markets Foundation Empower IRX Therapeutics Inc Clark Hummerston Group Azimuth Capital LLC Rowan Companies Inc Rohm and Haas Company
Requested Date
1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/23/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/22/2008 1/24/2008 1/24/2008
Closed Date
1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 2/6/2008 3/14/2008 2/29/2008 3/6/2008 3/5/2008 3/14/2008 3/14/2008 3/18/2008 3/20/2008 2/14/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 1/28/2008 3/24/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Cusack, Bob Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dennis, Kelly Dennis, Kelly Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark McHugh, Megan McHugh, Megan Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Riedlinger, Patrick Mierzejewski, Mark Mierzejewski, Mark Lynch, Megan Lynch, Megan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Paul, Carolle SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
The Hill newspaper Praxair Inc Paychex Inc Paccar Inc
Request Description
FOIA Requests Logs from Nov. 1, 2007
Requested Date
1/17/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/24/2008 1/16/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/25/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008
Closed Date
2/1/2008 2/21/2008 3/14/2008 3/20/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 2/27/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 2/27/2008 1/28/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 3/6/2008 2/5/2008 2/5/2008 2/5/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RTW NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Exemption Cited
Qualcomm Inc Reliant Energy Inc Ims Health Incorporated Patterson Companies Inc Robert Half International Inc Joseph Paul Wolnick Halcyon Asset-Backed Advisors LP Archer Capital Management LP Eric Edidin (of Archer Capital Management LP) Aragon Global Management LLC Anne Dias Griffin Perella Weinberg Partners LP David Zusman New Franks Delaware Big Three Industries Inc Devenco Services Incorporated F G Kerry Inc Lipha Chemicals Inc Liquid Air Corporation The Nitragin Company Inc Steven A Odom aka Steve Odom Mark H Dunaway Martin D Kidder aka Marty D Kidder Verso Technologies Sarbanes Oxley Act EOS Partners Steven M Friedman Juan Pablo Trujillo Pampa Capital Partners LLC William Callanan Howard M Lorber Michael S Liebowitz aka Mike Liebowitz Robert L Frome Arnold I Burns aka Arnie Burns Alan Schrager Argon St Inc
Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research Thomson Financial Services
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Halkias, Kostas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Valery, Brian Valery, Brian Valery, Brian Valery, Brian Valery, Brian Valery, Brian Welborn, John Jones, Monica Gavin, J. Patrick McElenney, Sean Gavin, J. Patrick Steponkus, Elizabeth Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Dennis, Kelly Dennis, Kelly Lichtman, Brittany Lichtman, Brittany SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
Sara Lee Corporation SanDisk Corporation Sunoco Inc Texas Instruments Inc T Rowe Price Group Inc TECO Energy Inc Smith International Inc Borne Chemical Co Inc Audible Inc United Technologies Corporation Williams Companies Inc U S Bancorp Valero Energy Corporation Waters Corporation Sherwin Williams Company The Wendys International Inc Schering Plough Corporation
Requested Date
1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/28/2008 1/25/2008 1/28/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/25/2008 1/28/2008 1/25/2008 1/17/2008 1/28/2008 1/25/2008 1/28/2008 1/28/2008 1/21/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008
Closed Date
3/5/2008 3/5/2008 3/5/2008 3/14/2008 2/6/2008 2/14/2008 3/28/2008 2/27/2008 3/24/2008 2/6/2008 1/31/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 -
Final Disposition
NIF NIF NIF NIF RPR NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Resolutions Investigation Inc. Resolutions Investigation Inc. Resolutions Investigation Inc. Resolutions Investigation Inc. Resolutions Investigation Inc. Resolutions Investigation Inc. The Haverford Group INPUT SEC Insight Bryan Cave LLP SEC Insight Federal Sources, Inc. SEC Insight SEC Insight Recombinant Capital Inc. Check Fund Manager LLC Check Fund Manager LLC
& Risk Management, & Risk Management, & Risk Management, & Risk Management, & Risk Management, & Risk Management,
Native American Energy Group Inc Keith Craig Baron Baxter Banks & Smith LTD Monarch Equities International LTD Tejbir Singh aka Raj Nanvaan Richard Powers and Raj Anderson Joseph D Arrigo all securities listed on US stock markets SECHQ105A0379 awarded to Labat Anderson Supervalu Inc Robert D Poirier Whirlpool Corporation Contract SECHQ104A0259 SAIC Unisys Corporation Wells Fargo & Company Medi Ject Corporation aka Antares Pharma Alejandro O Quentin Pampa Capital Partners LLC Osprey Communications Inc Peter R Morrison
International Business Research International Business Research
Request ID
Requester Name
Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Edwards, Mark Greene, Suzanne Hodes, Scott Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinstein, Art Gavin, J. Patrick Gavin, J. Patrick Jui, Jonathan Vague, Braden Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Recombinant Capital Inc. Furnari Levine LLP Scott A. Hodes, Attorney At Law Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Chicago Board Options Exchange In SEC Insight SEC Insight Brown University Investment Office Greenwich Alternative Investments LLC SEC Insight SEC Insight SEC Insight Scott J Larson
Request Description
Sharon Cammisa Sharon Simons Sharon Simons Cammisa Hallman & Lorber Associates Inc Aegis Capital Corp Nathan's Famous Inc Vector Group Inc New Valley Corporation United Capital Corp Ladenburg Thalmann Financial Services Inc Prudential Douglas Elliman Western Union Corp The Federal Home Life Insurance Company John C Schaeffer Real Goods Gaiam Real Goods Real Goods Insititute For Solar Living Real Goods Trading Corporation Rosetta Inpharmatics Inc Broker dealer applicants list of Account balances describing filing fee accounts Affymetrix Inc Diversa Corp aka Verenium Corp Intermune Pharmaceuticals aka InterMune Inc Apollo Investment Corp Americredit Corp Allis Chalmers Energy Inc Applied Materials Inc Alberto Culver Co CBOE rule filing submissions for 2006 and 2007 Abbott Laboratories Applera Corp The Clifton Group George O Dowd Amylin Pharmaceuticals Inc Align Technology Inc Akamai Technologies Inc
Requested Date
1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/29/2008 1/21/2008 1/29/2008 1/25/2008 1/21/2008 1/21/2008 1/21/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008
Closed Date
3/10/2008 2/6/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 3/28/2008 3/6/2008 2/1/2008 2/6/2008 2/23/2008 1/31/2008 2/6/2008 2/15/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Spence, Michael Spence, Michael Spence, Michael Evans, David Evans, David Evans, David Evans, David Evans, David Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Tapscott, Mark Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight The Washington Examiner SEC Insight SEC Insight Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Ching C Chu
Request Description
Robert E Fallon Shaun M Lawson Michael G Jolliffe Nikolas P Tsakos Dominic A Jolliffe James M Fairbairn Tsakos Energy Navigation Ltd Cheung Yue Wang Carrick John Clough Monish Bahl Michael James Latimore David C Chu Trane Inc Integrys Energy Group Inc Macys Inc M&T Bank Corp Brown Forman Corp Developers Diversified Realty Corp eBay Inc Sun Microsystems Inc Universal Display Corp Prudential Financial Inc Institute for Law and Economic Policy Dow Jones & Company Inc Allied Waste Industries Inc Eidesis Capital LLC Oaktree Capital Management LLC Caleb Kramer Aegis Resources Inc Alpine Woods Realty Corp D & D Charters Inc Denek Of Hicksville Inc Aegis Capital Holding Corp Aegis Group of New York Ltd Aegis Hotel Investors Corp Aegis Planning Inc Alpine Lace Brands Inc VTX Electronics Corp APP Pharmaceuticals Inc formerly American Pharmaceuticals Partners Inc
Requested Date
1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/30/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 12/4/2006 8/22/2007 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 1/31/2008 2/1/2008
Closed Date
2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/12/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/14/2008 2/5/2008 3/4/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 3/14/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Simmons, Don Savitt, Ephraim Harwood, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Boyce, Brittany McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtman, Brittany Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Salerno, Peter McHugh, Megan McHugh, Megan SEC Insight SEC Insight SEC Insight
Organization
Request Description
AnnTaylor Stores Corp Allegheny Technologies Inc Amphenol Corporation Avanir Pharmaceuticals David Stefansky Morgan Stanley Autonation Inc Smith A O Corp Apache Corp Ashland Inc ATMI Inc GateHouse Media Inc Daniel M Levinson Innovative Capital Management Yehuda Belsky Jonathan J Ledecky aka Jon Ledecky Eric J Watson John M Mass Ashton Kutcher aka Christopher Kutcher aka Ashton Kutcher Aruna Properties LLC Beaver Point LLC Big Inflatable Rat Inc Copenhaver Holdings Incorporated Northeast Food Services LLC The Osprey Group Dewars Realty Corp Champion Forest Resources Department Coffee Butler Acquisition Corp Fisher Island Community Association Inc HML Consulting Inc Jockey Club Management Corp Lebow Gamma Inc Lebow Holdings Inc Lorber Alpha II Inc Lpbp Corp Mg III Inc Miami Acquisition Corp RemoteMDX Lars Windhorst David Derrick Randy Olshen Francisco Alfaro Miura Global Management LLC
Requested Date
2/1/2008 2/1/2008 2/1/2008 2/2/2008 2/1/2008 1/25/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 1/31/2008 2/1/2008 2/1/2008 2/4/2008 2/4/2008 2/4/2008 2/4/2008 2/4/2008 2/4/2008 2/4/2008 2/4/2008 2/1/2008 2/1/2008 2/1/2008 2/4/2008 2/4/2008 2/4/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/1/2008 2/4/2008 2/4/2008 2/4/2008
Closed Date
2/13/2008 2/28/2008 2/23/2008 2/14/2008 3/20/2008 2/5/2008 2/8/2008 2/7/2008 2/7/2008 3/26/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/11/2008 2/11/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF FEE NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Simmons Real Estate Harwood Feffer LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Beau Dietl & Associates Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gottlieb, Mark Santella, Thomas Christian, James Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Lynch, Megan Lynch, Megan Krishnamoorthy, Venkatesh Gavin, J. Patrick Gavin, J. Patrick Brown, Michael Gavin, J. Patrick Gavin, J. Patrick Carroll, Marcia Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Lannett Company Inc Christian Smith & Jewell International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Finnegan Henderson Farabor Garrett & Dunner LLP SEC Insight SEC Insight SEC Insight SEC Insight Multinational Monitor SEC Insight SEC Insight
Request Description
Cogito Incorporated Collier County Advanced Life Support Competition Dekalb Acquisition Corp Delta Limerock Inc Endeavor Acquisition Corp Intrepid Acquisition Corp EBO Properties and Management Eric Watson Limited Partnership ETG Productions LLC Fang Investments LLC Hal Mintz BAM Opportunity Fund Orbit 2 Partners Lannett Company Inc Continuous Net Settlement (CNS) Failure Data for Overstock.com (OSTK) Robert J Farrell Christopher S Desautelle Metastorm Inc Lucas Technologies Inc Techknowledge Corporation Douglas S Knittle aka Doug Knittle Carmel Capital Partners LLC RazorGator aka Razor Gator Ole!Ole! The Ticket Outlet Prime Sports International PrimeSports Tyson Ticket Service Russell G Silberstein Peter Andreas Thiel Clarium Capital Management LLC SEC v. Gregory Brady Interworkings Inc Washington Post Co First Franklin Loan Services Jones Apparel Group Inc Fulton Financial Corporation President Bush Corporate Fraud Task Force Callaway Golf Company Darling International
Requested Date
2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/6/2008 1/31/2008 1/11/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/5/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/5/2008 2/5/2008 2/6/2008 2/6/2008 2/6/2008 1/30/2008 2/6/2008 2/6/2008 1/31/2008 2/6/2008 2/6/2008
Closed Date
2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/20/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/20/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/20/2008 2/13/2008 3/4/2008 2/23/2008 2/8/2008 3/14/2008 4/1/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF CAN NIF NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rai, Atul Schuck, Henry Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Masimo Corp Mirant Corp Crocs Inc
Request Description
AMR Corporation
Requested Date
2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/7/2008 2/7/2008 2/7/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/6/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008
Closed Date
2/15/2008 3/20/2008 2/27/2008 2/12/2008 2/12/2008 4/1/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 3/20/2008 2/14/2008 2/19/2008 2/14/2008 2/14/2008 3/20/2008 2/13/2008 2/13/2008 2/21/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(2) NIF NIF NIF;WIT -
Exemption Cited
Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Wichita State University SEC Insight SEC Insight SEC Insight SEC Insight
Gregg J Felton Liberty Harbor I LLC Palisades Episcopal School Wuyi International Pharmaceuticals Investments Co China Huiyin Group Limited Sino Environmental Technology Group Ltd Daiwa Securities SMBC Credit Agricole Indosuez Michael Miron Michael Morin EnerPlex Partners ContentGuard Inc aka ContentGuard Holdings Inc The Content Reference Forum Michael G Mayer Timothy J P Ignasher Blaise B Bettendorf Timm LLC Paragon Commercial Bank Charlotte Regional Partnership Charlotte Chamber of Commerce UNC Charlotte Athletic Foundation Continental Tire Bowl Trinity Episcopal School Clarcor Inc Warner Music Group Corporation Martek Biosciences Corporation CenturyTel Inc CSX Corp Wells Notices for publicly traded companies Organizational Chart for the Office of Information Technology Blyth Inc Carbo Ceramics Inc CapitalSource Inc KeyCorp
Request ID
Requester Name
Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Costello, Maureen Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick SEC Insight
Organization
Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight
Request Description
Werner Enterprises Inc Skybridge Capital LLC Anthony Scaramucci Queens Road Funds Philips Academy Kinder-Mourn Inc Eco Inc United Way of Central Carolinas Summit National Bank Dennis L Nguyen Summit Financial Corporation Gregory C Campbell aka Greg Campbell New Asia Partners Le Jardin at Baytowne Wharf Condominium Association Restor-Ait Inc Restor Galaxy Personal Communications Services Cereus Technology Inc American Internet Media Inc Dunaway Enterprises Inc A Beeper Company James Laurence Melcher Spencer Marshal Waxman Balestra Capital Shannon River Capital Management Balestra Capital Spencer Marshal Waxman Michelle Silverstri Michelle Glasser Michelle Iorio Preferred Networks Southeast PNI Technologies Inc Dial Page Management Inc Florida Dial Page Inc Telemate.net Software Inc Eltrax International Inc WA Telcom Products Co Inc MBA Inc Dresser Rand Group Inc Dick's Sporting Goods Inc
Requested Date
2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/8/2008 2/8/2008
Closed Date
2/15/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Kelkar, Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dennis, Kelly Dennis, Kelly Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Wood, Grahame Gavin, J. Patrick McClintock, Alicia Gavin, J. Patrick Pipa, Christopher Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
Allied Captial Corporation Cognizant Technology Solutions Corporation Danaher Corporation Dolby Laboratories Diodes Inc Edison International City National Corporation Cymer Inc Chevron Corp 3Com Corp Strome Group LP Mark Eugene Strome Patrick McMahon MKP Capital Management LLC Albert W Knapp III Bryan J Sherbacow David J McKittrick Ethanex Energy Inc Wickes Asset Management Inc Armistade Group Cameco Corp Tribune Company Metro Atlanta companies that filed a 10-K BreitBurn Energy Partners LP John McCain Mueller Water Products Inc fka Mueller Holdings Inc JetBlue Airways Corporation Golden Star Resources Ltd Crown Holdings Inc Zale Corporation Avid Technology Inc Comerica Inc Oak Street Capital Management LLC David John Makula OAB Inc OSA Holdings Inc Restor Telephone Products Inc Cherry Communications Inc Mytel coin phone company Telematic products inc
Requested Date
2/11/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/8/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/1/2008 2/11/2008 1/15/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/11/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008
Closed Date
3/3/2008 3/28/2008 3/28/2008 3/14/2008 3/14/2008 3/10/2008 2/14/2008 3/11/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/21/2008 2/14/2008 2/13/2008 3/14/2008 3/20/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 -
Final Disposition
Denied in full (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;WIT NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight Democratic National Committee SEC Insight SEIU SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cotal Systems, Inc. Cotal Systems, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Vague, Braden Gavin, J. Patrick Uppalli, Rajitha Harris, Chris Gavin, J. Patrick Gavin, J. Patrick Harris, Chris Harris, Chris Harris, Chris Vague, Braden Vague, Braden Vague, Braden Gavin, J. Patrick Gavin, J. Patrick Vague, Braden Gavin, J. Patrick FitzPatrick, Lauren Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Michaud, Kiel Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Greenwich Alternative Investments LLC SEC Insight FedSources Greenwich Alternative Investments LLC SEC Insight SEC Insight Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC SEC Insight SEC Insight Greenwich Alternative Investments LLC SEC Insight GateHouse Media SEC Insight SEC Insight SEC Insight SEC Insight International Business Research SEC Insight SEC Insight
Request Description
Data contract company Cerus Technology Partners Lewis Wolff aka Lew Wolff Joel A Katz John C Michaelson Restor Industries World Access Inc Executone Information Systems Instrument Repair Service The Beeper Company Preferred Networks Inc Dunaway Enterprises Inc HTB Communications Inc HTB Communications Inc Jeremy Podger Global Crossing Ltd SECHQ107R0319 - Integrated Library System with External Hosting Mike Corcell Macquire Infrastructure Leucadia National Corp Threadneedle International Limited Threadneedle American Crescendo Fund LLC Threadneedle American Crescendo Fund Limited Threadneedle International Threadneedle Asset Management Threadneedle Global Crescendo Genlyte Group Inc Medtronic Inc Danny Burton Joy Global Inc FOIA Requests from the most recent 12-month period list of HealthSpring Inc Gymboree Corporation Heartland Express Inc Lexmark International Inc Coudert Brothers Ambac Financial Group Allegheny Energy
Requested Date
2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/13/2008 2/12/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/12/2008 2/13/2008 2/14/2008 2/14/2008
Closed Date
2/14/2008 2/14/2008 2/14/2008 3/12/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/22/2008 2/22/2008 3/24/2008 3/28/2008 2/19/2008 3/6/2008 2/26/2008 2/20/2008 3/14/2008 2/21/2008 2/23/2008 2/15/2008 2/28/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Fiore, Crispin Batsell, Stewart Lynch, Jim Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Dennis, Kelly Dennis, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan DePeau, Andrew DePeau, Andrew Fortmiller, Keith Fortmiller, Keith Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Fortmiller, Keith Fortmiller, Keith Gavin, J. Patrick Fortmiller, Keith Fortmiller, Keith SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Blank Rome LP
Organization
Request Description
Chipotle Mexican Grill Inc Nalco Holding Co Polaris Industries Inc Park National Corporation RR Donnelley & Sons Co Gamco Investors Inc Et Al Stillwater Mining Co Susquehanna Bancshares Inc iMergent Stanton John Freeman Shlomo Rabinowitz Development Research Associates San Jose Center Corporation Wolff Swenson Development Company Twentieth Century Fox Realty & Development Co Urban Innovations Group Continental Illinois Properties American City Bank Plaza Bank Of Commerce San Jose Missions Golden State Warriors Stephen Braverman James J Zenni Jr Z Capital Partners LLC Stash Management Corp Basso Capital Management LP Howard Irwin Fischer Monsoon Capital LLC Gautam Prakash Timothy Throsby Joseph Russell Huron Consulting Group Inc 1-900 Jackpot Inc formerly known as Pultronex Corporation MPS Group Inc Symantec Corporation Citadel Kensington Global Strategies Fund Citadel Investment Group FelCor Lodging Trust Inc Mark Stainton Nessan Fitzmaurice
Requested Date
2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/13/2008 2/13/2008 2/13/2008 2/13/2008 2/14/2008 2/13/2008 2/13/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/13/2008 2/13/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/15/2008 2/14/2008
Closed Date
2/23/2008 3/24/2008 2/14/2008 3/14/2008 2/29/2008 3/20/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 3/4/2008 2/15/2008 2/15/2008 2/27/2008 2/27/2008 2/27/2008 2/27/2008 2/21/2008 3/28/2008 3/24/2008 3/31/2008 3/24/2008 2/19/2008 2/19/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Texas Investigative Network Inc Charles Schwab & Co Inc International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Fortmiller, Keith Gavin, J. Patrick Gavin, J. Patrick Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Padula, Gary Viets, Gilbert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sherman, Steven Bryan, Christopher Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Bryan, Christopher Gavin, J. Patrick Harris, Chris SEC Insight SEC Insight SEC Insight
Organization
Request Description
Tradestation Group Inc NII Holdings Inc Novell Inc Gerald Beeson Vital Signs Inc Portfolio Recovery Associates Inc Adam Cooper Kenneth Griffin Ervin Shindell Nautica International Inc Nautica Enterprises Inc David Chu & Company Inc DC Design International LLC DC & Co LINCS DC & Co David Chu Bespoke St Louis Blues Wolff-Rogers Inc Mayfair Packing Company Sun Garden Packing Company SEEDCO Wolff Urban Management Inc Maritz Wolff & Co Sunstone Hotel Investors Inc Rosewood Hotels & Resorts Fairmont Hotels & Resorts Matrix Services Co Fundamental Advisors LP Secret Emergency Regulations Wynn Resorts Ltd Waste Management Inc Wind River Systems Inc Synergy Investment Group LLC General Electric (GE) Dentsply International Inc Union Pacific Corporation Weis Markets Inc Compucredit (CCRT) Watson Wyatt Worldwide Inc Threadneedle Asset Management Holdings Limited
Requested Date
2/15/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/14/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 12/13/2007 2/18/2008 2/9/2008 2/15/2008 2/15/2008 2/15/2008 2/13/2008 2/17/2008 2/15/2008 2/15/2008 2/15/2008 2/17/2008 2/15/2008 2/15/2008
Closed Date
2/21/2008 2/21/2008 3/20/2008 2/27/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/29/2008 2/15/2008 3/18/2008 2/21/2008 2/21/2008 2/26/2008 2/26/2008 3/24/2008 3/24/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Brown University Investment Office SEC Insight SEC Insight SEC Insight Law Offices of Steven Sherman SEC Insight SEC Insight SEC Insight SEC Insight Greenwich Alternative Investments LLC
(b)(5);(b)(6) NIF;WIT NIF;WIT NIF NIF NIF NIF
Request ID
Requester Name
Hendricks, Andre Spiegel, Joseph Gavin, J. Patrick Goldsmith, Barry Narayanswamy, Anupama Goldsmith, Barry Gavin, J. Patrick Huddell, Nathan Sherman, Steven Eklund, Lisa Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Gavin, J. Patrick Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Kramer, Gregory Dennis, Kelly Dennis, Kelly Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Melendez, Lisa Evans, David Melendez, Lisa -
Organization
Law Offices of Joseph H Spiegel, P.C. SEC Insight Gibson Dunn & Crutcher LLP Sunlight Foundation Gibson Dunn & Crutcher LLP SEC Insight Law Offices of Steven Sherman Brown University Investment Office EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Loeb & Loeb LLP Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Sarbanes-Oxley of 2002 Hechinger Liquidation Trust Western Refining Inc Marc Cohodes Members of Congress and the Securities and Exchange Commission David Rocker Exxon Mobil Corporation China Expert Technology Inc Casey J OConnell (aka Casey Joseph OConnell) TPG Partners Fund VI James Yeh John Buckley David Bunning Aqua America Inc Anne Marie Davis Peter A Jenson John C Nagel Registration Statements on Form F-1 Gramercy Advisors LLC Robert Scott Koenigsberger Achim Max Holmes Plainfield Asset Management LLC Oakland Athletics Bobrick Washroom Equipment First Century Bank San Jose Holiday Inn Burbank Airport Hilton La Mirada Gateway Plaza Holiday Inn Katz Smith & Cohen National Academy of Arts and Sciences aka NARAS aka the Recording Academy Country Music Association WhiteFence Needham & Co Inc aka Needham Investment Management Shipping Spares Repairs and Supplies Ltd Needham Asset Management aka Needham Emerging Growth Partners aka Needham Funds Imperium Partners Group LLC Hanjin Eurobulk Ltd
Requested Date
2/4/2008 2/13/2008 2/15/2008 2/15/2008 2/18/2008 2/15/2008 2/15/2008 2/18/2008 2/13/2008 2/18/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/15/2008 2/18/2008 2/18/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/15/2008 2/15/2008 2/15/2008
Closed Date
3/24/2008 3/20/2008 3/14/2008 2/19/2008 2/19/2008 2/21/2008 2/26/2008 3/12/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF DES NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
08-04435-FOIA 08-04436-FOIA
Melendez, Lisa Evans, David
International Business Research International Business Research
2/15/2008 2/15/2008
2/29/2008 2/29/2008
NIF NIF
Request ID
Requester Name
Evans, David Evans, David Evans, David Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lynch, Megan Lynch, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Wigham-Richardson Shipbrokers Ltd Stenoak Associated Services Plc Progressive Shipmanagement Ltd Blaise Buczkowski Susan Buczkowski Susan Bettendorf Home Properties Inc Targa Resources Partners LP Synopsys Inc Chemtura Corporation AK Steel Holding Corporation Advance Auto Parts Inc LKQ Corp Royal Gold Inc Pharmion Corporation MDU Resources Group Inc Fasthold Capital Michael Castanon Oak Hill REIT Management LLC Jon A Fosheim Robert A Kepler MKP Capital Management LLC Joel A Katz Law Library Natrol Inc Rock and Roll Hall of Fame The Buckhead Club The Yellowstone Club Leonard Pagon James C Spira Patrick F Hofford Scott L Young Brulant Inc Newmedia aka New Media Inc HKM Enterprise Divine Corp Whittman-Hart Diamond Technology Partners Inc aka Diamond Cluster International Total Media Representation Inc M8 Holdings LLC Media 8 Inc
Requested Date
2/15/2008 2/15/2008 2/15/2008 2/13/2008 2/13/2008 2/13/2008 2/19/2008 2/19/2008 2/20/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008 2/19/2008
Closed Date
2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/25/2008 2/21/2008 3/28/2008 3/20/2008 2/23/2008 2/23/2008 3/4/2008 2/29/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/4/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Lichtman, Brittany Lichtman, Brittany Costello, Maureen Badway, Ernest Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Grebing, Charles Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Allegrino, Anthony Koziol, Peter Koziol, Peter Allen, Thomas Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Liakos, Melissa Liakos, Melissa Koziol, Peter Koziol, Peter
Organization
International Business Research International Business Research International Business Research Fox Rothschild LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Wingert Grebing Brubaker & Goodwin LLP SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Assouline & Berlowe, P.A. Assouline & Berlowe, P.A. WVTM-TV/ NBC Affiliate Royaltystat Royaltystat Royaltystat Royaltystat SCS Financial SCS Financial Assouline & Berlowe, P.A. Assouline & Berlowe, P.A. John Santiago Paul Suskey
Request Description
Requested Date
2/19/2008 2/19/2008 2/19/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/8/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/20/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/12/2008 2/15/2008 2/15/2008 2/21/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/21/2008 2/21/2008 2/15/2008 2/15/2008
Closed Date
3/3/2008 3/3/2008 3/3/2008 3/28/2008 3/24/2008 3/19/2008 2/25/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/13/2008 3/21/2008 3/24/2008 3/11/2008 3/28/2008 3/24/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in part Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons NIF NIF NIF NIF NIF -
Exemption Cited
C Ashton Kutcher Barr Laboratories Inc New Jersey Resources Corp Mylan Laboratories Inc OptionsXpress Holdings Inc Cedar Fair LP General Mills Inc Amerisource Bergen James E Franklin Provident Financial Services Inc Kraft Foods Inc Teradyne Inc Time Warner Inc Changhong Zhu Pacific Investment Management Company Longroad Asset Management LLC Anne E Whitman Leon V Komkov Steven A Zambito Richard Latto Paul J Coughlin Pharmacyclics Inc Metabasis Therapeutics Inc Myogen Inc Theravance Inc Repligen Corp First Horizon Pharmaceutical Corp Con Edison Bonds Constance Lebed Jonathan Lebed Larry Langford Nuvelo Inc Bioprogress Plc Eyetech Pharmaceuticals Inc Depomed Inc Eric Mindich and/or Eaton Park Fund Erland Karlsson and/or Eaton Park Fund Lebed & Lara LLC Pigasa Inc
(b)(7)(A);NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF RTA NIF (b)(7)(A) NIF NIF -
Request ID
Requester Name
Koziol, Peter Lynch, Megan Lynch, Megan McHugh, Megan McHugh, Megan McHugh, Megan Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Deyneha, Natalia Michaud, Kiel Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Costello, Maureen Costello, Maureen Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Lichtcsien, Susan
Organization
Assouline & Berlowe, P.A. CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat CheckFund Manager LLC Lebed Biz LLC
Request Description
Bancorp Services LLC Christopher James Garlich Matthew C Gilman Starwood Real Estate Securities LLC Webside Story Cost Plus Inc Omega 3 Project Inc Water Outsourcing Electronic Outsource Osmotic Power Inc Energy Recovery Inc Thomas Willardson G G Pique aka Gonzalo Pique John M Cain Hans Peter Michelet Damon W Wolf Charles L Reimers Crew Creative Advertising Agency LLC Bill Raver William J Raver Steve Gluckstern Steven M Gluckstern Pronueron Biotechnologies Inc Infinity II Management Infinity II GP Technoplus Ventures Ltd I M S Group Ltd Infinity Israel China Fund Partners Ltd Infinity 3 Management Ltd China Water Level CSP Ltd HCD Global Ltd Infinity Private Equity Management Ltd Charlie Holdings Limited Mark P Flay Antares Pharma Inc Clontech Laboratories Inc Pharmafrontiers Corp Alphatec Holdings Inc Cardica Inc Ryan Heslop of Firefly Value Partners
Requested Date
2/15/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/21/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/22/2008
Closed Date
3/22/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/10/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/20/2008 3/4/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF
Exemption Cited
Request ID
Requester Name
Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Jacobs, Kate Royaltystat SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight SEC Insight Royaltystat Royaltystat Royaltystat SEC Insight SEC Insight NR&C Company
Organization
Accuray Inc
Request Description
Gallager Arthur J & Co Maximus Inc Informatica Corp Energizer Holdings inc Regency Energy Partners LP King Pharmaceuticals Inc Arbios Systems Inc Cabg Medical Inc Conor Medsystems Inc Parker Hannifin Corp R H Donnelley Corp Aerogen Inc Neurologix Inc DE Biomimetic Therapeutics Inc Pinnacle West Capital Corporation Cal Maine Foods Inc Revised procedure manual for investigations conducted by the SEC Office of the Inspector General Amedica Corp Ryland Group Inc Biophan Technologies Inc Firefly Value Partners John E Moody J E Moody & Company LLC NeoPhotonics Corp Raychem Corp Nanogram Energy Corp aka Nanogram Corp aka Nanogram Devices Corp Kainos Energy Corp Bas International Photon Technology Read Rite Corp Lightwave Microsystems Virtual World Parts Inc Guide Investment Advisors Co Damon W Wolf John M Cain Jack Cain Crew Creative Advertising Agency LLC Charles L Reimers
Requested Date
2/7/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/7/2008 2/7/2008 2/7/2008 2/22/2008 2/22/2008 2/7/2008 2/7/2008 2/7/2008 2/22/2008 2/22/2008 2/22/2008
Closed Date
3/4/2008 2/27/2008 3/6/2008 3/6/2008 3/20/2008 3/25/2008 3/28/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Royaltystat SEC Insight Royaltystat CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
2/7/2008 2/22/2008 2/7/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008
3/28/2008 3/31/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Santos, Rose Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight Royaltystat Royaltystat FOIA Group Inc Royaltystat Royaltystat SEC Insight SEC Insight Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Fred Cheung Yue Wang Raymond K F Ch'ien Peter Yip aka Peter Yip Hak Yung Lawrence J Lau Simon Wong CDC Corporation China.com Inc MTR Corp Ltd CDC Software Corp CDC Games Corp China.com Acquisition Corp China Pacific Capital Inchcape plc Hong Kong and Shanghai Banking Corporation Limited Convenience Retail Asia Limited Northrop Grumman Corp TCF Financial Corp Hanesbrands Inc ev3 Inc Foxhollow Technologies Inc GSA FEDSIMS - GSC TFMG 01 M030 (FEDSIM Project # 21093SEM) Genetronics Biomedical Corp Hemosense Inc Consolidated Edison Inc Fuller H B Co Diomed Holdings Inc Guidant Corp Innovative Medical Services Dexcom Inc Premiere Global Services Inc Devax Inc Cyberkinetics Neurotechnology Systems Inc Focal Inc Implant Sciences Corp Endologix Inc DE Strayer Education Inc SunPower Corporation Regions Financial Corporation CIGNA Corporation
Requested Date
2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/25/2008 2/25/2008 2/25/2008 2/7/2008 2/7/2008 2/25/2008 2/7/2008 2/7/2008 2/25/2008 2/25/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/25/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/7/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008
Closed Date
3/4/2008 3/10/2008 3/6/2008 3/4/2008 3/14/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/25/2008 3/25/2008 3/28/2008 3/14/2008 3/14/2008 3/28/2008 3/28/2008 3/6/2008 3/19/2008 3/6/2008 3/20/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF;RTW NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF
Exemption Cited
Request ID
Requester Name
Coutinho, Marcia Coutinho, Marcia McKay, Daniel Dennis, Kelly Dennis, Kelly McHugh, Megan McHugh, Megan McHugh, Megan McHugh, Megan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Coutinho, Marcia Royaltystat Royaltystat -
Organization
Request Description
Electro Optical Sciences Inc NY Endocardial Solutions Inc Employment Status, SEC Himelsein Mandel Capital LLC Wayne Himelsein John G Higgins Ardennes Capital Juan Valdivieso Dubai Equity Partners Whitegates Farm Ltd Shimmer Pictures LLC Stop the Madness America Respected Inc Oak Terrace Holdings Inc Mario Ciampi Thomas Baumlin Tom Baumlin Melanie Cox Melanie Bourdeaux Michael Zimmerman Melanie Bourdeaux Carlton Cards Wilhold Magni-Tech Creatacard Interactive John Sands Supervend Ballon Zone The Summit USA The Birthday Foundation Magnivision Kinasha Koswood Corp Statschippac Concord Investments Co China Investments of Cef Holdings Ltd Cheung Kong Shenzhen Changyuan New Material Co WR Hambrecht + Co Lenovo Group Microelectronics Technologies Quick Med Technologies Inc
Requested Date
2/7/2008 2/7/2008 2/26/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/22/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/25/2008 2/7/2008
Closed Date
3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/12/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF DUP NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Lynch, Megan Lynch, Megan Costello, Maureen SEC Insight Royaltystat Royaltystat SEC Insight Royaltystat SEC Insight SEC Insight Royaltystat Royaltystat Royaltystat SEC Insight Royaltystat
Organization
Request Description
Genpact Limited Power 3 Medical Products Inc Micrus Endovascular Corp Wintrust Financial Corp Lemaitre Vascular Inc Alliance Data Systems Corp Becton Dickinson & Co Rubicon Medical Corp Nanosphere Inc Specialized Health Products International Lockheed Martin Corporation Orthovita Inc Vermillion Asset Management Christopher Richard Nygaard Philippe G Von Stauffengerg aka P G Von Stauffenberg aka Philippe Friedrich Maria De Spiritu Sanctu Schenkgraf von Stauffenberg Marcos Clutterbuck Emmanuel Paglayan Thomas O Hicks Joseph B Armes Mack H Hicks Swissray International Inc Orasure Technologies Inc Chubb Corp MultiCell Technologies Inc Genesee & Wyoming Inc Robbins & Myers Inc Xtent Inc Nomos Corp Lifestream Technologies Inc Old National Bancorp PPL Corp Puget Energy Inc Greg Margolis Polyone Corp Portland General Electric Company Perrigo Co Post Properties Inc Psychiatric Solutions Inc Parametric Technology Corp
Requested Date
2/26/2008 2/7/2008 2/7/2008 2/26/2008 2/7/2008 2/26/2008 2/26/2008 2/7/2008 2/7/2008 2/7/2008 2/26/2008 2/7/2008 2/26/2008 2/26/2008 2/26/2008
Closed Date
3/28/2008 3/10/2008 3/24/2008 3/4/2008 3/5/2008 3/5/2008 3/5/2008 -
Final Disposition
Other Reasons NIF NIF NIF NIF NIF NIF
Exemption Cited
Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
CheckFund Manager LLC CheckFund Manager LLC International Business Research
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gottlieb, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat Royaltystat SEC Insight Royaltystat SEC Insight SEC Insight Royaltystat Royaltystat Royaltystat SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
2/26/2008 2/26/2008 2/26/2008 2/26/2008 2/26/2008 2/7/2008 2/7/2008 2/26/2008 2/7/2008 2/7/2008 2/26/2008 2/7/2008 2/7/2008 2/7/2008 2/26/2008 2/26/2008 2/27/2008 2/21/2008 2/27/2008 2/27/2008 2/27/2008 2/27/2008 2/27/2008 2/27/2008
3/5/2008 3/5/2008 3/24/2008 3/5/2008 3/5/2008 3/28/2008 3/28/2008 3/6/2008 3/4/2008 3/6/2008 3/20/2008 -
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Request ID
08-04717-FOIA
Requester Name
Hawthorne, Edric -
Organization
Request Description
Deutsche Bank National Trust Company and or Mark J Shultz c/o Saxon Mortgage Services Patterson UTI Energy Inc SECHQ105C0394 - Stenographic Services Pepco Holdings Inc PPG Industries Inc Adam L Usdan Trellus Management Company LLC Douglas Emmett Inc Mark (Graban) Hadlock Larry (Craig) Petrella Joel T Harary Timothy (Michael) Higgins Downey Financial Corp Lawrence (Joseph) Sapanski Cormac Weldon Diamondback Offshore Fund Diamondback Master Fund Diamondback Partners Diamondback Advisors Diamondback Capital Forbes Medi-Tech Inc Aurora Loan Services LLC Stephen Moore Allscripts Healthcare Solutions Inc Martha Stewart Living Omnimedia Inc Euronet Worldwide Inc Tetra Tech Inc RTI International Metals Inc Granite Construction Inc Chad (Robert) Loweth Peter R Wade Richard (Harris) Schimel Sandridge Energy Inc formerly Riata Energy Inc Flamel Technologies S A Fronthaul/Conversion Solutions Holding Corp Quicksilver Inc Randall (Alan) Cieslak
Requested Date
2/7/2008
Closed Date
-
Final Disposition
-
Exemption Cited
Gavin, J. Patrick Nokes, Mary Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Conover, Becky Harris, Chris Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Edwards, Mark Henderson, Anthony Harris, Chris Gavin, J. Patrick Gross, Daniel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky Conover, Becky Gavin, J. Patrick Edwards, Mark Sprouse, John Gavin, J. Patrick Conover, Becky
SEC Insight Neal R. Gross & Co. Inc. SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight EACM Advisors LLC Greenwich Alternative Investments LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Recombinant Capital Inc. Greenwich Alternative Investments LLC SEC Insight Jenner & Block LLP SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC SEC Insight Recombinant Capital Inc. SEC Insight EACM Advisors LLC
2/27/2008 2/20/2008 2/27/2008 2/27/2008 2/27/2008 2/27/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 1/28/2008 2/7/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 2/28/2008 1/28/2008 2/28/2008 2/28/2008 2/28/2008
3/28/2008 3/5/2008 3/5/2008 3/5/2008 3/10/2008 3/5/2008 3/7/2008 3/28/2008 3/14/2008 3/14/2008 3/10/2008 3/10/2008 3/6/2008 3/6/2008
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Request ID
Requester Name
Gavin, J. Patrick Conover, Becky Edwards, Mark Edwards, Mark Edwards, Mark Dennis, Kelly Dennis, Kelly Deyneha, Natalia Deyneha, Natalia Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cartwright, Heather Eklund, Lisa Dorow, Ellen Dorow, Ellen Dorow, Ellen Dorow, Ellen Dorow, Ellen Dorow, Ellen Dorow, Ellen Dorow, Ellen Briggs, Laurie Gavin, J. Patrick Baruchowitz, Adam Baruchowitz, Adam Baruchowitz, Adam Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Patch, David SEC Insight
Organization
Request Description
Bright Horizons Solutions Family Solutions Inc DBCM Partners LLC Forest Laboratories Inc First Horizon Pharmaceutical Corp First Horizon Pharmaceutical Corp Marc Andersen (Axial Capital) Axial Capital Management LLC Bill Blumberg William R Blumberg Steven Tananbaum GoldenTree Asset Management LP Matthew Stewart Grossman CR Intrinsic Investors LLC Crosstex Energy Inc First Marblehead Corporation Movado Group Hovnanian Enterprises Inc Aeropostale Inc Evergreen Solar Inc Atherogenics Inc Lone Dragon Pine LP LB Variable Annuity Account LB Variable Insurance Account LBVIP Variable Annuity Account I LB VIP Variable Insurance Account LBVIP Variable Insurance Account II Thrivent Variable Annuity Account I Thrivent Financial for Lutherans Thrivent Investment Management Inc Harold Engal ACCO Brands Corp Corinthian College (Nasdaq Ticker: COCO) Corinthian College and NASDAQ Stock Market (or NASD or related entity) Corinthian College and Pacific Exchange (or ArcaEx or related entity) Alleghany Corp Republic Services Inc Kirby Corp November 2004 to February 2005 Fails To Deliver Data
Requested Date
2/28/2008 2/28/2008 2/28/2008 1/28/2008 2/28/2008 2/28/2008 2/28/2008 2/27/2008 2/27/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 3/3/2008 3/3/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 2/29/2008 3/2/2008
Closed Date
3/6/2008 3/6/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/12/2008 3/20/2008 3/14/2008 3/6/2008 3/20/2008 3/10/2008 3/28/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Denied in full Denied in full Denied in full Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
EACM Advisors LLC Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight PharmaVentures Ltd Brown University Investment Office Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP DSHS SEC Insight Heeb Magazine Heeb Magazine Heeb Magazine SEC Insight SEC Insight SEC Insight -
(b)(5);(b)(8) (b)(5);(b)(8) (b)(5);(b)(8) (b)(5);(b)(8) (b)(5);(b)(8) NIF NIF NIF NIF RTW
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Frandsen, Michael Gavin, J. Patrick Alba, Mario Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Adams, Bryant Ross, Othel Juszko, Thaddeus Sprouse, John Williams, Adam Anderson, Matthew Donato, Mark Clark, Chris Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gottlieb, Mark Vlasic, Thomas Mierzejewski, Mark Mierzejewski, Mark Michaud, Kiel Michaud, Kiel Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Scana Corp
Request Description
Service Corporation International SBA Communications Corporation Schedule A Certification Sinclair Broadcast Group Inc Jones Soda Co Sanderson Farms Inc Sally Beauty Holdings Inc formerly known as New Sally Holdings Inc Sciele Pharma Inc Senator Barack Obama Fronthaul and Conversion Solutions Holdings Corporation Fronthaul and Conversion Solutions Holdings Corporation Fronthaul and Conversion Solutions Holdings Corporation Fronthaul Conversion Solutions Holdings Corporation Fronthaul and Conversion Solutions Holdings Corporation Fronthaul and Conversion Solutions Holdings Corporation Fronthaul Conversion Solutions Holdings Corporation Radiation Therapy Services Inc SAIC Inc Steelcase Inc Adam Galeon CMKM Diamonds Inc Apex Capital Management LLC Chung Hyun Lew Finanshuset Synchronet Marine Fred Chang Tally C Liu New Egg Computers NewEgg.com Dataware Technologies Inc LeadingSide Inc Mercator Software Inc Computer Horizons Inc SECOR International Inc
Requested Date
3/3/2008 3/3/2008 3/3/2008 2/18/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 2/25/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 2/21/2008 2/5/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008
Closed Date
3/11/2008 3/11/2008 3/28/2008 3/6/2008 3/6/2008 3/20/2008 3/14/2008 3/28/2008 3/17/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/14/2008 3/5/2008 3/5/2008 3/5/2008 -
Final Disposition
NIF NIF NIF NIF WIT NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Coughlin Stoia Geller Rudman & Robbins LLP SEC Insight SEC Insight SEC Insight Lopez Severt & Pratt Co., LPA SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Biernacki, Kasia Bieluch, Philip Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Eklund, Lisa Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Lynch, Megan Lynch, Megan
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Cooley Godward Kronish LLP SEC Insight SEC Insight SEC Insight Brown University Investment Office International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFund Manager LLC CheckFund Manager LLC
Request Description
Synchroslot Invest AS Sorma Invest AS Lovenskiold Gran AS IRIS Forskningsinvest AS AS Arvarius Delphi Asset Management Storebrand Insurance FIBA Nordic Securities Senior Housing Properties Trust Smucker J M Co Scholastic Corporation Skechers USA Inc Superior Energy Services Inc Standard Microsystems Corp S T Bancorp Inc Digene Corporation (DIGE) Conseco Inc StanCorp Financial Group Inc Selective Insurance Group Inc Stewart Information Services Corporation AG Commercial Real Estate Debt Fund LP Ivanka M Trump The Trump Organization Ivanka Trump Collection Trump Entertainment Resorts Inc MZT Trading Company Inc 10 East 64th Street Corp House of Ivana Inc Ivana Inc Trump Florida Management LLC Trump La Olas LLC U S Filter Corp Fluor Daniel Transworld Telecommunications GNWP Acquisition Co Leap Wireless Archimedes Technology Group Bechtel Linens N Things Maverick Capital Management LLC Lee Sanfrod Ainslie III
Requested Date
3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/3/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/3/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008 3/4/2008
Closed Date
3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/11/2008 4/1/2008 3/28/2008 3/28/2008 3/14/2008 3/14/2008 3/28/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hibbard, Justin Sabella, James Romeo, Mirella Havener, Brian Roston, Aram Roston, Aram Spence, Michael Spence, Michael Spence, Michael Spence, Michael Spence, Michael Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas McHugh, Megan McHugh, Megan Greene, David Brown, James Deutschendorf, Jennifer Jui, Jonathan
Organization
Cotal Systems, Inc. Cotal Systems, Inc. SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Quidnunc Research Grant & Eisenhofer P.A. NBC NEWS INVESTIGATIVE UNIT NBC NEWS INVESTIGATIVE UNIT International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Federal Correctional Institute - 29403-112 INPUT Brown University Investment Office Peter T Benz
Request Description
Viking Asset Managment LLC AT&T Inc (formerly SBC Communications Inc) SJW Corp CNA Surety Corporation SAVVIS Inc fka FLAVVIS Communications Corp Syntel Inc TC Pipelines LP Tech Data Corporation InterMune Inc Parlux Fragrances Inc CKE Resturants Inc Actel Corp General Motors Corporation Conversions Solutions Holdings (Ticker CSHD) Fronthaul and Conversion Solutions Holdings Corporation Senator Barack Obama Senator John McCain Korea Exchange Bank Hunter Capital Kilcullen Capital Asset Management Evolution Japan Advisors KK Blue Edge Technologies ABS Computer Technologies Magnell Associate Inc Nabal Spring LLC Nutrend Computer Products Inc ISTR Inc Ivan Del Mar Inc Ivana Oasis Inc TIHM Member Corp Pershing LLC Carey M Metz Whiteside Energy LP JP Morgan Chase Sarbanes-Oxley Act of 2002 All Contract Awarded under Solicitation # SECHQ107R0173 ATA Ventures III L P
Requested Date
3/4/2008 3/4/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/6/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 3/5/2008 2/24/2008 2/25/2008 3/5/2008 3/6/2008
Closed Date
3/28/2008 3/7/2008 3/10/2008 3/14/2008 3/20/2008 3/19/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/20/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RPR -
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cuneo, Jonathan Goldstein, Robert Vallarino, Thomas Vallarino, Thomas Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Melendez, Lisa Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Dennis, Kelly Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
DealerTrack Holdings Inc Teppco Partners LP Timken Co Thomson Financial Titanium Metals Corp TreeHouse Foods Inc Tim Hortons Inc Teleflex Inc Techne Corp Teva Pharmaceuticals Industries Ltd Regulatory Consolidation of NASD and NYSE South Ferry Building Company Novastar Financial (symbol NFI - NYSE) Overstock (symbol OSTK - NASDAQ) Joseph E Royce Gregg L McNelis Ferdinand V Lepere Lawrence A Blatte TBS Shipping Services Ltd TBS International Ltd Davex Properties LLC Maritime Guardian Inc Apex Enterprises Inc Roymar Ship Management Inc Lawrence A Blatte PC Mitsui International Company Ltd Quartz Capital Partners Time Warner Telecom Inc Transatlantic Holdings Inc Bruce J Richards Marathon Asset Management LLC Commercial Equity Management LLC Alki Capital Management LLC Scott Wilfong Mark A Pelson Jeffrey C Levy Language Line Services Inc Consolidated Communications Public Services Inc Consolidated Communications Operator Services Inc
Requested Date
3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/5/2008 2/27/2008 3/7/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/6/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008
Closed Date
3/14/2008 3/12/2008 3/12/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/19/2008 3/26/2008 3/24/2008 3/12/2008 3/20/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Cuneo Gilbert & LaDuca LLP RG Associates International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Losey, Steve Jui, Jonathan Call, Patrick Gavin, J. Patrick Sheils, Denis Mickens, B. Denard Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harris, Chris Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Harris, Chris Gavin, J. Patrick Gavin, J. Patrick Olson, Bob Gavin, J. Patrick LaRoche, Greg Harris, Chris Ores, Julie
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Federal Times Brown University Investment Office Tahitian Noni International SEC Insight Kohn, Swift & Graf, P.C. Branstetter Stranch & Jennings PLLC SEC Insight SEC Insight SEC Insight Greenwich Alternative Investments LLC SEC Insight SEC Insight SEC Insight Greenwich Alternative Investments LLC SEC Insight SEC Insight SEC Insight Greenwich Alternative Investments LLC Deloitte Financial Advisory Services LLP
Request Description
Consolidated Communications Network Services Inc Providence Equity Partners American Cellular Corporation Madison River Telephone Company Wired Inc Trimble Navigation Ltd Texas Roadhouse Inc TeleTec Holdings Inc Tupperware Brands Corp fka Tupperware Corp Tetra Technologies Inc Tesco Corp Titan International Inc Ternium SA FY 2007 SEC Pay for Performance System Baupost Value Partners LP On2 Technologies International Flavors & Fragrances Inc Marvell Technology Group Ltd Nortel Networks Corp Nuvasive Inc Starent Networks Cephalon Inc Darrell O Dea Anheuser Busch Companies Inc Martin Marietta Materials Inc Allergan Inc Paul Doyle Circor International Inc Analogic Corporation Occidental Petroleum Corporation Koppers Holdings Inc Financial Industry Regulatory Authority (FINRA) form BD William Davies Ronald V Aprahamian James M Hildreth David S Nellen and Stephen F Saine v SEC Threadneedle Asset Management Holdings Limited Threadneedle European Crescendo Master Fund Limited
Requested Date
3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/7/2008 3/10/2008 2/5/2008 2/7/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008
Closed Date
3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/14/2008 3/14/2008 3/24/2008 3/18/2008 3/14/2008 3/18/2008 3/12/2008 3/20/2008 3/28/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
08-04979-FOIA 08-04980-FOIA
Harris, Chris Harris, Chris
Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC
3/10/2008 3/10/2008
Request ID
Requester Name
Harris, Chris Harris, Chris Harris, Chris Hogan, Richard Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Mierzejewski, Mark McHugh, Megan McHugh, Megan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Organization
Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC Greenwich Alternative Investments LLC The News - Press Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Threadneedle European Crescendo Fund Limited Threadneedle European Crescendo Fund LLC Threadneedle International Limited Frank R D Alessandro Tracy Karen McHale Stuart Newland Capital Management LLC Corbin Capital Partners LP Kenneth Ross Brodkowitz Marc K Furstein Fortress Investment Group LLC Summit Global Management Inc John I Dickerson RAIT Investment Trust The Bancorp Bank Hudson United Bancorp RAIT Financial Trust Jefferson Bank JeffBanks Inc The Bancorp Inc Martin F Egan Frank M Mastrangelo Betsy Zubrow Cohen Equinix Inc CNET Networks Inc Data Domain Inc Foster Wheeler Ltd Xilinx Inc Charming Shoppes Inc Healthsouth Corporation UCBH Holdings Inc Blackboard Inc International Speedway Corp Fimat USA LLC Joseph G Nicholas HFR Asset Management LLC Telcordia Inc Telecorp Inc Childrens Hospital Boston The Wolf School Purdigital Media Inc
Requested Date
3/10/2008 3/10/2008 3/10/2008 2/22/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/10/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008
Closed Date
3/26/2008 3/12/2008 3/12/2008 3/12/2008 3/26/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/18/2008 3/18/2008 3/14/2008 3/14/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Granted in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Moriarty, James Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Den Bleyker, Katherine Den Bleyker, Katherine Liakos, Melissa Liakos, Melissa Moriarty, James Harris, Chris Gavin, J. Patrick Liakos, Melissa Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight Kelley Drye & Warren LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Glancy Binkow & Goldberg LLP Glancy Binkow & Goldberg LLP SCS Financial SCS Financial Kelley Drye & Warren LLP Greenwich Alternative Investments LLC SEC Insight SCS Financial International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Relevantknowledge Inc Biltmore Communications Inc Farm Neck Resources LLC Farm Neck Partners LP Adam L Suttin Allan A Dowds David A Fiorentino William E Watts John W Childs Fuad A Sawaya J W Childs Associates Inc Sawaya Segalas & Co LLC Advantage Sales & Marketing LLC PF Distribution LLC M Brian Mulroney aka Martin Mulroney aka Brian Mulroney The Men's Warehouse Inc NBTY Inc MEMC Electronic Materials Inc Vaso Active Pharmaceuticals Inc National Health Investors Inc MSCI Inc Gartner Inc Wesco International Inc Archer Daniels Midland Company Sonic Automotive Inc Conseco Inc and/or Conseco Finance Corp Inc Rollin M Dick and James S Adams v SEC Thomas F Steyer Andrew J M Spokes John J Masiz Threadneedle European Crescendo Management Limited Vector Group Ltd Mike Chapman Longroad Partners LP Longroad Opportunity Fund LP Coughlin Partners LP CoMac Partners LP HOP Energy LLC
Requested Date
3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/11/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008
Closed Date
3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/18/2008 3/24/2008 3/24/2008 3/28/2008 3/27/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Conover, Becky Conover, Becky Ramesh, K. Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Gavin, J. Patrick Padula, Gary Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Conover, Becky
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors LLC EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC SEC Insight SEC Insight EACM Advisors LLC SEC Insight Brown University Investment Office SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC EACM Advisors LLC
Request Description
Aluma Enterprises Inc Anchor Glass Container Corp Washington Aluminum Corp Southern Mineral Corp Petrocorp Inc Petrocorp Acquisition Corp Unit Acquisition Company Fidelity Gas Systems Inc Karse Francis Oil Company Dune Asset Management CSBS Inc Downstream Energy Magdelena LLC Wakefield Thermal Solutions Hicks Muse Fund III Inc Hicks Muse Fund IV LLC HMTF-BA Operating LLC HMTF-LA Acquisition Corp DMX Music Satellite Services Ltd DMX Music UK Ltd Mood Media Limited Framleydove Limited Glass's Information Services Limited Glass's Holdings Limited Alan Friedman Edward Wilson Davis III aka Ward Davis Executive Compensation Disclosures Neustar Inc Synnex Corp Jeffrey John Yokuty Electro Scientific Industries Inc IPC Holdings Ltd Allan Reine Marvel Entertainment Inc Axiom International Investors LLC LCA Vision Inc Omnicare Inc INVESTools Inc IAC Interactivecorp Carlos Ribeiro Kelly Francis Ireland
Requested Date
3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/12/2008 3/13/2008 3/13/2008 3/12/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008
Closed Date
3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/28/2008 3/24/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Conover, Becky Conover, Becky Dorow, Ellen Dorow, Ellen Dorow, Ellen Conover, Becky Conover, Becky Conover, Becky Dow, Matthew Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Dennis, Kelly Dennis, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Lynch, Megan Lynch, Megan Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Cabot, Mitchell Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
EACM Advisors LLC EACM Advisors LLC Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP Jardine Logan & O'Brien PLLP EACM Advisors LLC EACM Advisors LLC EACM Advisors LLC Hogan & Hartson LLP SEC Insight CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC CheckFund Manager LLC CheckFund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight Law Office of Mitchell S. Cabot SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight
Request Description
Robert Andrew Feinblatt Deborah Anne Pilalas Joseph A Burnett Sendmygift.com Maximum Bank Holdings Trivium GP LLC Trivium Onshore Fund LP Trivium Offshore Fund Ltd Double Take Software Inc Asbury Automotive Group Inc Brick Capital Management LLC and/or Brick Capital Partners Brian T Batt Jeffrey Delbert Leu CarVal Investors LLC Virgin Media Inc formerly NTL Inc formerly Telewest Global Inc Medicines Co Owens Corning Sales Inc Humana Inc Priceline.com Inc AVX Corp PNC Financial Services Group Inc UTI Worldwide Inc Public Storage Inc Intuit Inc Anne-Sophie Van Royen Credit Suisse Asset Management Peter Joseph Andrews Dreambulider Investments LLC Jeffry Aronsson Jeffrey Aronsson TVI International (London) Limited Solidus Partners LLP Hicks Holdings LLC Revlon Inc Michael Rabinowitz of Maxim Group LLC Brookdale Senior Living Inc Buckle Inc Cepheid Knoll Inc National CineMedia Inc
Requested Date
3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/12/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/17/2008 3/13/2008 3/17/2008 3/17/2008 3/17/2008 3/17/2008 3/17/2008
Closed Date
3/24/2008 3/18/2008 3/18/2008 3/18/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/28/2008 3/27/2008 3/24/2008 3/18/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/27/2008 3/28/2008 3/24/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Moriarty, James Moriarty, James Gavin, J. Patrick Adams, Bryant Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Williams, TL Clark, Glenn Lynch, Megan Lynch, Megan Lynch, Megan Lichtcsien, Susan Lichtcsien, Susan Lynch, Megan Dennis, Kelly Dennis, Kelly Dennis, Kelly Dennis, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen SEC Insight SEC Insight SEC Insight SEC Insight
Organization
Request Description
Progressive Corp Ryder System Inc RPC Inc Curtiss Wright Corp The Morningstar Group Inc Suiza Foods Corporation Southwest Sports Group Hicks Muse Tate & Furst Inc First Dallas Capital Hicks & Haas Vaso Active Pharmaceuticals Inc John J Masiz Sun Life Financial Inc Senator Hillary Clinton TriZetto Group Inc Steel Dynamics Inc United Fire & Casualty Co Reinsurance Group of America Inc Questar Corp Timberland Company Universal Forest Products Inc Rio Tinto PLC Safeway Inc S - 1 Approval Letter Key Energy Services Inc Thomas Paul Kannam Belstar Group LLC Paul Tudor Jones III Roger M Low of Parallax Fund Parrallax Fund L P Tudor Investment Corporation Richard H Schimel (Diamondback Capital Management LLC) Matthew Todd Iorio (White Elm Capital LLC) Diamondback Capital Management LLC White Elm Capital LLC Fold Incorporated GOP Roundup Inc Jonathan J Ledecky Foundation Katalyst Films LTD Legacy Dealer Capital Fund
Requested Date
3/17/2008 3/17/2008 3/17/2008 3/17/2008 3/14/2008 3/17/2008 3/14/2008 3/14/2008 3/14/2008 3/14/2008 3/12/2008 3/12/2008 3/18/2008 3/14/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 2/13/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 2/5/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008
Closed Date
3/24/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 4/1/2008 3/28/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF (b)(7)(A) NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Kelley Drye & Warren LLP Kelley Drye & Warren LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Riker Danzig Scherer Hyland Perretti LLP CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Driscoll, Frank Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dawkins, James Gavin, J. Patrick Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Garcia, Michelle Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight Wolf Popper LLP SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Clausen Miller P.C. SEC Insight SEC Insight SEC Insight
Request Description
Legacy Fund Inc Liberty Home Builders Inc Little E Entertainment Inc Little E Records Inc Francesco N Piovanetti Jay A Johnston Robert S Koenigsberger Gramercy Advisors LLC Lamo Investments LLC Ksher AA LLC 20 Dayton Avenue LLC RSK Financial Inc Farmers Choice Inc Western Galles Capital Management LLC RMJ Capital Management LLC Grenauto LLC Casablanca Contruction Comp Inc Fletcher Johnston Properties Inc Masterpiece Inc Jeffrey M Aronsson Jeffry Aronsson Dillards Inc Alliancebernstein Holding LP Thomas C Bridge James D Edge Jeffrey K Robles Thomas Johnson Boeing Company Unisource Energy Corp UMB Financial Corporation American Electric Power Company Inc Urban Outfitters Inc Specialized Loan Servicing LLC United Natural Foods Inc Erica Tyra (Just for Feet Inc) Thomas Shine (Just for Feet Inc) Timothy R McCool (Just for Feet Inc) Scott Wynne (Just for Feet Inc) Steven G Hodge (Just for Feet Inc) Pilot List regarding Regulation SHO Ameriprise Financial Inc Ultimate Software Group Inc Willis Group Holdings Ltd
Requested Date
3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2005 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/18/2008 3/19/2008 3/19/2008 3/18/2008 3/19/2008 3/19/2008 3/19/2008 3/19/2008 3/19/2008 3/14/2008 3/19/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/18/2008 3/19/2008 3/19/2008 3/20/2008
Closed Date
3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/28/2008 3/24/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF RPR NIF NIF (b)(7)(A) Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Denied in full
Exemption Cited
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Gavin, J. Patrick Levitt, Marcie Gavin, J. Patrick Podlin, Thomas Nelson, Erik Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Counts, Cynthia Mims, Andre Catlett, Cynthia Catlett, Cynthia SEC Insight SEC Insight
Organization
Request Description
Qwest Communications International Inc Gap Inc aka The Gap Inc Steven H Barry (Just for Feet Inc) Don-Allen Ruttenberg (Just for Feet Inc) Karen T Baker (Just for Feet Inc) Deloitte & Touche LLP (Just for Feet Inc) Adam J Gilburne (Just for Feet Inc) P F Changs China Bistro Inc Tom Edward Corning Inc Conversion Solutions Holdings Charys Holding Co Inc Brush Engineered Materials Inc El Paso Electric Co Forward Air Corp Washington Federal Inc Pacific Capital Bancorp Robert L Leeds III Silar Advisors LLP Qixel Capital Group Inc Red Star Incorporated Royale Productions LLC San Jose Zouaves Rifle Club Shoozy LLC Strange Celestial Roads Inc Strong Minds Inc Symbol Speak Inc T E Two Enterprises Inc TE2 Properties LLC Donna Karen International Inc Lvmh Moet Hennessy Louis Vitton Inc Mark Jacobs International LLC Oscar de la Renta Ltd Aronsson and Kerker Fried Forsyth and Aronsson Miss O Fashions Ltd Jerome D Hoffman (Retail Group Partners) Sullivan v. DeBeers Investments Incorporated Curis Inc (1 of 3) Curis Inc (2 of 3)
Requested Date
3/20/2008 3/20/2008 3/14/2008 3/20/2008 3/20/2008 3/20/2008 3/13/2008 3/20/2008 3/18/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/20/2008 3/12/2008 12/8/2006 12/8/2006
Closed Date
3/28/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC SEC Insight Record Access Corporation SEC Insight Coral Capital Partners SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Counts & Associates RoyaltyStat LLC RoyaltyStat LLC
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Catlett, Cynthia Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Learoyd, Jenna Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Chung, Christine Chung, Christine Woodfield, Nicholas Powell, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sundberg, Steven Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Belth, Joseph Gavin, J. Patrick Gavin, J. Patrick Threattle, Leah Leishman, Katie Lee, Matthew Gavin, J. Patrick Spinola, Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lowenstein, Lauren Lowenstein, Lauren Lencyk, Andrew Gavin, J. Patrick Gavin, J. Patrick RoyaltyStat LLC
Organization
Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC Moore & Van Allen PLLC International Business Research International Business Research International Business Research International Business Research International Business Research Albany Law School Albany Law School The Employment Law Group SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight The Insurance Forum SEC Insight SEC Insight Nixon Peabody LLP Inner City Press SEC Insight Willikie Farr & Gallagher LLP CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC CheckFund Manager LLC Law Offices of Wolf Popper LLP SEC Insight SEC Insight
Request Description
Curis Inc (3 of 3) Peter Berman (Just for Feet Inc) Just for Feet Inc Jonathan G Epstein (Just for Feet Inc) Harold Ruttenberg (Just for Feet Inc) Scott Carey (Just for Feet Inc) ACERO Neoteric Solutions Xteric Brulant Bradley A Wertz Charles Hughes & Co Inc Charles A Massie Fidelity United Communications Ltd Flir Systems Inc Intersil Corp Northwest Natural Gas Co Steve Sundberg Corrections Corp of America AmSurg Corp ValueClick Inc Rockwell Collins Inc MBIA Inc Gamestop Corp Pitney Bowes Inc PricewaterhouseCoopers LLP's audit of SmarTalk TeleServices Inc Beeder v Omaha World Herald JP Morgan Chase Petrochina Co Ltd Proponent Letter Glenn Migliozzi Green Eagle Capital LLC and/or Green Eagle Credit Fund LP Scoggin LLC Craig Effron Hillary Clinton Senator Barak Obama The Bear Stearns Companies Inc St Mary Land Exploration Co The Cooper Companies
Requested Date
12/8/2006 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/13/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/21/2008 3/21/2008 3/14/2008 3/17/2008 3/24/2008 3/24/2008 3/24/2008 3/19/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/17/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/24/2008 3/21/2008 3/21/2008 3/21/2008 3/21/2008 3/25/2008 3/25/2008 3/20/2008 3/25/2008 3/25/2008
Closed Date
3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/28/2008 3/26/2008 3/26/2008 4/1/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Request ID
Requester Name
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Smith, Jeff Brooks, Timothy Mierzejewski, Mark Mierzejewski, Mark Dennis, Kelly Dennis, Kelly McHugh, Megan McHugh, Megan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel Michaud, Kiel SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight VerdisWealth
Organization
Jarden Corp Kellwood Co
Request Description
Zebra Technologies Corporation
Requested Date
3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/26/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008 3/25/2008
Closed Date
3/27/2008 3/27/2008 3/27/2008 3/27/2008 4/1/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Delta Air Lines Inc Petroleum Development Corp Newmarket Corporation Jetblue Airways Corp New York Times Co Alan B Levande Wal Mart Stores Inc Glenwood Capital Investments LLC Michael Jawor Jason Allen Stock and/or M3 Funds LLC M3 Funds LLC Jonathan E Aborn Starpoint Capital LLC Tool Shed Editorial LLC The Atticus Group Inc The Exeter Group Inc Treadaway Holdings LLC Unique Network Solutions United States Water Company White Shirts Inc William Morris Agency US Office Products Building One Services Corporation Howard M Brenner Hunter P Newby Brenner Securities Inc HCFP Brenner Securities LLC Trans Lux Service Corporation Metrocall Inc The Brenner Group Inc B & C Asset Management Inc Brenner Capital Corporation Brenner Realty Inc Kaminski Asset Management Computational Management BH Beckman Family BCGI HRBFA aka H & R Block Financial Advisors
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons -
Taylor Law Partners Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request ID
Requester Name
Michaud, Kiel Michaud, Kiel Gavin, J. Patrick Bailes, Catherine Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Megan Lynch, Megan Malinowski, Thomas Malinowski, Thomas McHugh, Megan McHugh, Megan DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Vlasic, Thomas Ravnitzky, Michael Miarmi, Michael Gavin, J. Patrick McHugh, Megan McHugh, Megan Evans, David Evans, David
Organization
International Business Research International Business Research SEC Insight Blind Field Services SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight CheckFund Manager LLC CheckFund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC Check Fund Manager LLC Cotal Systems, Inc. Cotal Systems, Inc. Check Fund Manager LLC SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight Leiff Cabraser Heimann & Bernstein LLP SEC Insight Check Fund Manager LLC Check Fund Manager LLC International Business Research International Business Research
Request Description
Oxford Private Client Group aka Oxford PCG Jason Bo Beckman Amerigroup Corp Charles Irvin Pascal aka Charles Philip Pascal Avocent Corp Itron Inc Choice Hotels International Inc Autozone Inc Microsoft Corp Biogen Idec Inc Newfield Exploration Co Furniture Brands International Inc Student Loan Corp Daniel Patrick Wimsatt AAD Capital Management LP Waterfall Asset Management LLC Jack Jay Ross Newport Asia LLC John M Mussey Kelly S Cardwell Central Square Management LLC J Ira Harris Input Output Inc Manulife Financial Corporation ConocoPhillips Cabela's Inc Barnes Group Inc Axis Capital Holdings Ltd Zoltek Companies Inc TransDigm Group Inc Precision Castparts Corporation Ines Saftik Executive Order 13423 - Environmental Compliance Management Plan guaranteed investment contracts Echelon Corp Jeffrey A Weber The 1794 Commodore Funds Aurora Foods Inc DESA International Inc
Requested Date
3/25/2008 3/25/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/26/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/2/2008 3/26/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008
Closed Date
3/27/2008 3/27/2008 4/1/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 4/1/2008 4/1/2008
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Request ID
Requester Name
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Conover, Becky Geary, Joel
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight SEC Insight EACM Advisors LLC Brown McCarroll LLP
Request Description
Duro Test Corporation Beef America Inc Anchor Acquisition Inc Thomas H Lee Company Snapple Beverage Corp Cinnabon Inc The Hewitt Soap Company Ardell Industries Inc William M Campbell III aka Billy Campbell Lucky Publishing Company Media Materials Inc Miller Consulting Engineers Inc My International Corp Office of the CIO LLC On the Fly LLC Orix USA Corporation Pacific Service Agency Inc Protozoa Pictures Inc Lincoln Holdings Cullen Investments Limited School Speciality USA Floral Products Inc UniCapital Discovery Communications Inc Discovery Network Miramax Television CBS Entertainment Converse College Advance America Cash Advance Centers Inc Avista Corporation Brown Shoe Co Inc Energy Transfer Partners L P Hancock Holding Co National Retail Properties Inc formerly Commercial Net Lease Realty Inc On Semiconductor Corp Thomas & Betts Corp UIL Holdings Corp United Online Inc Hanif Dhanani Copy of Request No 08-00001-APPS
Requested Date
3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/27/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008
Closed Date
4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF -
Exemption Cited
Request ID
Requester Name
Goodman, Avery Greenberg, Les Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Lichtman, Brittany Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Attorney at Law
Organization
A. B. Goodman Law Firm Ltd. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Request Description
Petition for Rulemaking 4-506 Petition for Rulemaking 4-502 Precision Gear LLC Precision Gear LLC Merit Gear Corporation Donald Clemins SGJD Inc Lockers of Ohio Inc Jasa Realty LLC Carolina Pharmaceuticals Inc Cornerstone BioPharma Holdings Inc Inveresk Research Group Inc Inveresk Global Clinical Operations Inveresk Clinical Americas Robert Bruce Stewart R Bruce Stewart Bruce Stewart Paul C McDonnel Chris Anzalone Arrowhead Research Corporation Aonex Technologies Inc Insert Therapeutics Inc Calando Pharmaceuticals Inc Unidym Inc Tego Biosciences Inc Nano Polaris Inc Nanotechnica Inc Acacia Research Corporation Annandale Corporation Joel R Wiest KB Toys Inc Club Monaco Marshall Field Target Corp Marshall Field & Company Kay Bee Toys KB Holdongs Kay Bee Toys & Hobby Shops Inc KB Toys Retail Inc Mervin's California Alastair S McEwan
Requested Date
3/29/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/27/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008
Closed Date
4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 -
Final Disposition
NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF NIF
Exemption Cited
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons
Request ID
Requester Name
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Edwards, Mark Edwards, Mark Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Norton, Jeffrey
Organization
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC Insight SEC Insight SEC Insight Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight Recombinant Capital Inc. Recombinant Capital Inc. Recombinant Capital Inc. SEC Insight SEC Insight Harwood Feffer LLP Brian Dickson
Request Description
Craig A Collard Cornerstone BioPharma Inc Clintrials Research Kentucky Inc Clintrials Research North Carolina Inc K B Toy of Vermont Inc ITC Holdings Corp Meredith Corp Cincinnati Financial Corp Genencor International Inc Matthews International Corp FBL Financial Group Inc Genetronics Biomedical Ltd (Inovio Biomedical Corp) Gilead Sciences Inc Gilead Sciences Inc Gen-Probe Inc Genzyme Corp Champion Enterprises Inc ev3 Inc Genset Genset Genset Genset Genomic Solutions Inc Genomic Solutions Inc Imperial Oil Ltd Genetics Institute Inc Generex Biotechnology Corp Generex Biotechnology Corp Edwards Lifesciences Corp Altria Group Inc fka Philip Morris Companies Inc Sovereign Bancorp Inc
Requested Date
3/28/2008 3/27/2008 3/28/2008 3/28/2008 3/28/2008 3/28/2008 3/31/2008 3/31/2008 3/31/2008 2/11/2008 3/31/2008 3/31/2008 2/18/2008 3/3/2008 3/3/2008 2/4/2008 2/25/2008 3/31/2008 3/31/2008 2/4/2008 2/4/2008 2/4/2008 2/4/2008 2/18/2008 2/18/2008 3/31/2008 2/11/2008 2/18/2008 2/18/2008 3/31/2008 3/31/2008 3/24/2008
Closed Date
4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 4/1/2008 -
Final Disposition
Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons Other Reasons NIF NIF NIF NIF NIF NIF -
Exemption Cited

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SECURITIES AND EXCHANGE COMMISSION

Mail Stop 5100

April 11, 2008

Freedom of Information Act (FOIA), 5 U.S.C. Request No. 08-01838-FOIA

08-01838-FOIA April 11, 2008 Page Two

by: Brenda L. Fuller FOrA/Privacy Act Branch Chief

Securities and Exchange Commission 100 F Street NE Washington, DC 20549-5100

10/18/2005 Completely upheld

10/28/2005 Other Reasons

12/12/2007 Other Reasons

12/10/2007 Other Reasons

12/10/2007 Other Reasons

11/30/2005 Other Reasons

11/21/2005 Completely upheld

10/27/2005 Other Reasons

10/19/2005 Completely upheld

10/24/2006 Other Reasons

10/28/2005 Denied in full

11/29/2007 Other Reasons

12/12/2005 Completely upheld

12/13/2005 Completely upheld

12/15/2005 Other Reasons

12/21/2005 Completely upheld

10/10/2007 Granted in full

11/29/2007 Other Reasons

10/23/2006 Denied in part

12/15/2005 Completely upheld

12/20/2007 Other Reasons 10/2/2007 5/1/2006 Granted in full

10/4/2005 8/10/2006 2/28/2006 8/4/2006 10/6/2005 9/20/2006 7/28/2006 5/8/2006

11/30/2007 Other Reasons

11/16/2006 Other Reasons 10/11/2005 Other Reasons

12/19/2005 Completely upheld

12/13/2005 Completely upheld

11/16/2005 Denied in full

10/12/2005 Other Reasons

11/14/2005 Other Reasons

12/31/2007 Denied in part

10/11/2005 Other Reasons 10/11/2005 Other Reasons

10/11/2005 Other Reasons 10/11/2005 Other Reasons

10/26/2005 Other Reasons

10/18/2005 Other Reasons

10/12/2005 Other Reasons

10/12/2005 Other Reasons

12/28/2005 Denied in full 10/31/2005 Granted in full

10/12/2005 Other Reasons

10/18/2005 Other Reasons

10/19/2005 Other Reasons 10/12/2005 Other Reasons 10/18/2005 Other Reasons

11/15/2005 Denied in part 5/3/2006 Completely upheld

10/13/2005 Other Reasons

10/12/2005 Other Reasons

11/29/2007 Denied in part 10/12/2005 Other Reasons 6/14/2006 Other Reasons

10/13/2005 Other Reasons 10/13/2005 Other Reasons

11/29/2007 Other Reasons

10/11/2005 Other Reasons 10/11/2005 Other Reasons 10/10/2007 Other Reasons

(b)(2);(b)(4);(b)(6) (b)(8) FEE;NIF NIF NIF (b)(7)(A) (b)(7)(A);WIT

10/26/2005 Other Reasons 10/11/2005 Other Reasons

10/11/2005 Other Reasons 10/18/2005 Other Reasons

10/28/2005 Denied in full

10/13/2005 Other Reasons

10/13/2005 Other Reasons

12/10/2007 Completely upheld