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STATE OF NEW YORK

OFFICE OF THE STATE COMPTROLLER


OFFICE OF OPERATIONS
DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES
BUREAU OF FINANCIAL REPORTING & OIL SPILL REMEDIATION

Comptrollers Monthly Report


On State Funds Cash Basis of Accounting
(Pursuant to Section 8(9-a) of the State Finance Law)

October 2013

THOMAS P. DiNAPOLI
STATE COMPTROLLER

STATE OF NEW YORK


GOVERNMENTAL FUNDS
CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
CLASSIFIED BY STATE, FEDERAL SUPPORT AND CAPITAL SPENDING (*)
(amounts in millions)
EXHIBIT A
SUPPLEMENTAL

GENERAL
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
'
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation

(8)
(6)

Excess (Deficiency) of Receipts


over Disbursements
OTHER FINANCING SOURCES (USES):
Bond Proceeds (net)
Transfers from Other Funds
(4)
Transfers to Other Funds
(4)
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses

Ending Fund Balances (Deficits)

$17,367.2
3,828.0
2,667.4
803.2
1,704.2
0.1
26,370.1

1,421.0
0.2
50.6

9,744.8
5.0
719.9

927.7
27.4
22.1
167.7
14.8
-2,631.5

7,165.2
377.0
108.1
1,598.4
49.2
48.8
19,816.4

509.0
121.7
617.9

3,371.0
915.5
3,015.9

--3,880.1

--27,118.8

DEBT SERVICE
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

$7.5
184.8
59.8
100.2
1,301.7
-1,654.0

$618.5
1,282.3
738.5
642.2
9,779.2
0.2
13,060.9

$601.4
447.0
-78.1
52.0
-1,178.5

153.1

3,096.5
1.3
212.4

----

536.2
174.6
4.5
0.9
(3.2)
303.4
1,207.4

2,883.0
1,393.7
49.0
2.9
235.9
2,578.4
10,453.1

--------

599.5
339.2
84.2

3,980.5
2,114.6
975.7

--

0.3
2,230.6

$5,995.2
3,413.1
-451.3
304.9
34.3
10,198.8

TOTAL
STATE OPERATING FUNDS
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

FEDERAL
SPECIAL REVENUE
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

CAPITAL PROJECTS
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

SPECIAL REVENUE
ELIMINATIONS
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

$2,405.5
1,137.0
158.8
377.9
1,502.8
-5,582.0

$23,980.9
8,523.4
3,405.9
1,896.7
11,788.3
34.6
49,629.8

-----

----

1,574.1
0.2
88.5

12,841.3
6.3
932.3

--

--------

1,463.9
202.0
26.6
168.6
11.6
303.4
3,838.9

-----

--

11.3
3,516.9
3,528.2

114.1
24,056.4
24,170.5

46.9
51.8
12.0
767.9
200.5
1,079.1

222.1
1.3

2,274.5
0.8
50.7

2.6
10.4
5.8

10,048.2
1,770.7
157.1
1,601.3
285.1
2,627.2
30,269.5

2,188.3
128.8
159.8
269.8
-4.7
2,974.8

14,100.9
992.6
1,299.2
2,896.1
3.9
27.3
21,646.0

--

-352.3
390.2
59.6
2,174.7
1,469.3
4,446.1

--------

22.5
205.1
30.8

TOTAL
GOVERNMENTAL FUNDS
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

--------

$2,405.5
1,183.9
210.6
389.9
2,282.0
3,717.4
10,189.3

$23,980.9
8,875.7
3,796.1
1,956.3
14,077.1
25,560.3
78,246.4

----

----

1,798.8
10.6
95.6

15,138.3
212.2
1,013.8

80.0
239.8
430.0
1,146.4

--------

--------

3,652.2
370.3
186.4
438.4
31.2
370.4
6,953.9

24,149.1
2,901.5
1,456.3
4,577.4
528.8
3,084.5
53,061.9

----

----

----

1,154.1
561.7
715.9

7,701.3
3,613.1
4,129.2

-3,372.5
4,518.9

----

----

219.3
496.8
10,101.7

2,305.4
3,377.4
74,188.3

--

--

87.6

4,058.1

(1)(5)(7)

Total Local Assistance Grants


Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
(2)
Capital Projects
(3)
Total Disbursements

Beginning Fund Balances (Deficits)

$1,796.6
505.2
99.0
199.6
149.1
-2,749.5

STATE OPERATING FUNDS


STATE SPECIAL REVENUE
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

(1,130.6)

--

-37.9

(748.7)

944.0
(566.0)
378.0

-9,256.1
(4,596.5)
4,659.6

(752.6)

3,910.9

20.4

1,108.5
461.5
702.1

7,351.5
3,050.5
3,991.6

45.6
100.2
13.8

349.8
562.6
137.6

----

-4.9
17,528.8

219.3
-219.9

2,305.4
-2,325.8

219.3
0.3
6,330.6

2,305.4
4.9
46,973.4

--3,134.4

--22,696.0

--

(576.6)

(4,467.9)

958.6

7,873.0

2,656.4

393.8

1,474.5

576.1
(87.3)
488.8

-4,860.5
(518.0)
4,342.5

(194.2)
(194.2)

--(1,533.1)
(1,533.1)

(87.8)

(125.4)

--

-744.4
(1,176.2)
(431.8)

526.8

-3,108.9
(10,370.4)
(7,261.5)

611.5

(748.6)

-2,264.5
(1,829.5)
435.0

(313.6)

-17,225.5
(15,484.9)
1,740.6

4,397.0

---

199.6

6,273.5

1,610.0

2,332.8

2,370.4

463.8

379.1

9,070.1

4,359.5

(255.3)

$5,520.9

$5,520.9

$2,245.0

$2,245.0

$990.6

$990.6

$8,756.5

$8,756.5

($55.7)

(58.6)
2.9
($55.7)

138.2
--

19.6
62.3
140.2

--

--

--

---

--

0.6

-39.5

496.5
636.7

442.4

--

(72.8)

(152.6)
(92.7)
(245.3)

-537.9
(783.8)
(245.9)

-(136.0)
136.0
--

-(294.9)
294.9
--

197.1

(318.7)

--

--

(1,001.8)

(486.0)

($804.7)

($804.7)

(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal funds) and Debt Service Funds.
Federal Special Revenue Funds account for all non-capital Federal operating grants received by the State.
Capital Projects Funds includes all capital activities regardless of funding source.

-$

--

-1,975.9
(1,980.4)
(4.5)

83.1

-17,468.5
(17,506.9)
(38.4)

4,019.7

--

7,813.0

3,876.4

--

$7,896.1

$7,896.1

STATE OF NEW YORK


GOVERNMENTAL FUNDS
CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)
EXHIBIT A
GENERAL
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements

(8)
(6)

SPECIAL REVENUE
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

$1,796.6
505.2
99.0
199.6
149.1
-2,749.5

$17,367.2
3,828.0
2,667.4
803.2
1,704.2
0.1
26,370.1

$7.5
184.8
59.8
100.2
1,313.0
3,516.9
5,182.2

$618.5
1,282.3
738.5
642.2
9,893.3
24,056.6
37,231.4

1,421.0
0.2
50.6

9,744.8
5.0
719.9

375.2
-39.2

5,371.0
2.1
263.1

----

----

927.7
27.4
22.1
167.7
14.8
-2,631.5

7,165.2
377.0
108.1
1,598.4
49.2
48.8
19,816.4

2,724.5
303.4
164.3
270.7
(3.2)
308.1
4,182.2

16,983.9
2,386.3
1,348.2
2,899.0
239.8
2,605.7
32,099.1

--------

--------

509.0
121.7
617.9

3,371.0
915.5
3,015.9

645.1
439.4
98.0

4,330.3
2,677.2
1,113.3

--

$5,995.2
3,413.1
-451.3
304.9
34.3
10,198.8

--3,880.1

--27,118.8

--

--

MONTH OF
OCT. 2013

TOTAL GOVERNMENTAL FUNDS


7 MOS. ENDED
MONTH OF
OCT. 31, 2013
OCT. 2012

7 MOS. ENDED
OCT. 31, 2012

YEAR OVER YEAR


$ Increase/
% Increase/
(Decrease)
Decrease

46.9
51.8
12.0
767.9
200.5
1,079.1

352.3
390.2
59.6
2,174.7
1,469.3
4,446.1

$2,405.5
1,183.9
210.6
389.9
2,282.0
3,717.4
10,189.3

$23,980.9
8,875.7
3,796.1
1,956.3
14,077.1
25,560.3
78,246.4

$2,552.0
1,144.2
265.0
278.0
1,971.0
3,723.3
9,933.5

$21,919.6
8,485.7
3,723.2
1,745.7
13,705.4
22,976.7
72,556.3

$2,061.3
390.0
72.9
210.6
371.7
2,583.6
5,690.1

9.4%
4.6%
2.0%
12.1%
2.7%
11.2%
7.8%

2.6
10.4
5.8

22.5
205.1
30.8

1,798.8
10.6
95.6

15,138.3
212.2
1,013.8

1,419.1
29.4
28.9

14,622.0
129.1
767.5

516.3
83.1
246.3

3.5%
64.4%
32.1%

80.0
239.8
430.0
1,146.4

3,652.2
370.3
186.4
438.4
31.2
370.4
6,953.9

24,149.1
2,901.5
1,456.3
4,577.4
528.8
3,084.5
53,061.9

3,993.2
474.6
45.0
721.7
29.3
347.0
7,088.2

23,704.2
2,931.2
640.0
4,487.7
503.7
2,681.4
50,466.8

444.9
(29.7)
816.3
89.7
25.1
403.1
2,595.1

1.9%
-1.0%
127.5%
2.0%
5.0%
15.0%
5.1%

----

1,154.1
561.7
715.9

7,701.3
3,613.1
4,129.2

1,235.4
608.3
520.5

7,615.9
3,184.4
3,251.4

85.4
428.7
877.8

1.1%
13.5%
27.0%

(2)
(3)

-0.3
5,365.0

219.3
496.8
10,101.7

2,305.4
3,377.4
74,188.3

101.8
532.0
10,086.2

2,421.9
3,085.3
70,025.7

(116.5)
292.1
4,162.6

-4.8%
9.5%
5.9%

87.6

4,058.1

2,530.6

1,527.5

60.4%

-15,301.8
(15,344.9)
(43.1)

-2,166.7
2,162.0
4.7

-14.2%
14.1%
10.9%

2,487.5

1,532.2

61.6%

----

20.4
--

4.9
40,224.8

219.3
-219.9

2,305.4
-2,325.8

958.6

7,873.0

--

(1,130.6)

(748.7)

(182.8)

(2,993.4)

-944.0
(566.0)
378.0

-9,256.1
(4,596.5)
4,659.6

-440.1
(145.5)
294.6

-4,565.6
(1,756.2)
2,809.4

Excess (Deficiency) of Receipts


and Other Financing Sources over
Disbursements and Other Financing Uses

(752.6)

3,910.9

111.8

(184.0)

-744.4
(1,176.2)
(431.8)

526.8

-3,108.9
(10,370.4)
(7,261.5)

611.5

138.2
--

19.6
62.3
140.2

-0.6

-39.5

--

OTHER FINANCING SOURCES (USES):


Bond Proceeds (net)
Transfers from Other Funds
(4)
Transfers to Other Funds
(4)
Total Other Financing Sources (Uses)

Ending Fund Balances (Deficits)

$601.4
447.0
-78.1
52.0
-1,178.5

CAPITAL PROJECTS
MONTH OF
7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

(1)(5)(7)

Excess (Deficiency) of Receipts


over Disbursements

Beginning Fund Balances (Deficits)

DEBT SERVICE
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

----496.5
636.7

-3,372.5
4,518.9

442.4

-(152.6)
(92.7)
(245.3)

197.1

(72.8)

-537.9
(783.8)
(245.9)

(318.7)

-1,975.9
(1,980.4)
(4.5)

83.1

-17,468.5
(17,506.9)
(38.4)

4,019.7

(152.7)

-2,162.7
(2,171.7)
(9.0)

(161.7)

6,273.5

1,610.0

2,077.5

2,373.3

463.8

379.1

(1,001.8)

(486.0)

7,813.0

3,876.4

6,009.5

3,360.3

516.1

15.4%

$5,520.9

$5,520.9

$2,189.3

$2,189.3

$990.6

$990.6

($804.7)

($804.7)

$7,896.1

$7,896.1

$5,847.8

$5,847.8

$2,048.3

35.0%

October 2013 - Exhibit A Notes

GOVERNMENTAL FUNDS FOOTNOTES

1. Special Revenue Federal funds disbursements include the payments made by the State which
will be reimbursed by the Federal Government in November 2013:
Federal DHHS
Federal USDA/Food and Consumer Services
Federal DHHS/Block Grant
Federal Education
Federal Miscellaneous Operating Grants
Federal Employment and Training Grants

$53.1 million
9.2
-52.6
6.1
--

2. Total debt service disbursements include principal and interest on general obligation bonds and
lease-purchase / contractual obligation payments. For a complete analysis of debt payments
please refer to Schedule 5 and Schedule 5a.

3. Certain disbursements from Capital Projects funds are financed by operating transfers from other
funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities
and the Federal Government. The amounts shown below represent disbursements to be
reimbursed in future months from the sources indicated:
Urban Development Corporation (Correctional Facilities)
Urban Development Corporation (Youth Facilities)
Housing Finance Agency (HFA)
Housing Assistance Fund
Dormitory Authority (Mental Hygiene)
Dormitory Authority and State University Income Fund
Federal Capital Projects
State bond and note proceeds

Also included in the General Fund are transfers representing payments for patients residing in Stateoperated Health, Mental Hygiene and State University facilities to Debt Service funds ($10.6m), the
State University Income Fund ($141.0m), the Mental Hygiene Program Account ($1,160.3m) and
Miscellaneous State Special Revenue Fund ($0.1m).

$37.2 million
13.9
190.3
17.3
337.3
82.8
67.7
26.1

72(4)(b) was added to the State Finance Law in 2010 to permit the State's General Debt Service
Fund to maintain a cash reserve for the payment of debt service, and related expenses, during
the current fiscal quarter. As of October 31, 2013 - pursuant to a certification of the Budget Director the reserve amount is $ 469.6 million, which was funded by a transfer from the General Fund.

Special Revenue Funds Transfers To Other Funds includes transfers to Debt Service funds of
($1,235.5m) representing the federal share of Medicaid payments for patients residing in Stateoperated Health and Mental Hygiene facilities and transfers to the Capital Projects funds ($149.7m).
Also included in Special Revenue funds are transfers to the General Fund from the following:
Fire Prevention & Code Enforcement Account
Indigent Legal Services
Quality of Care Account
Revenue Arrearage Account
State Police Motor Vehicle Law
Statewide Public Safety Communications
SUNY Income Fund
Tribal State Compact Revenue
Youth Facilities Per Diem
Miscellaneous State Special Revenue Fund

$6.0 million
5.5
7.4
21.6
20.0
10.0
31.7
200.0
24.1
14.3

Debt Service Funds Transfers To Other Funds includes transfers to the General Fund from the
following funds:
4. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a
fund through which disbursements will ultimately be made. The more significant transfers include:
General Fund Transfers to Other Funds are as follows:
State Capital Projects
General Debt Service
Alcohol Beverage Control
Banking Services
Centralized Tech Services
Court Facilities Incentive Aid
Financial Crimes Revenue Account
Financial Management Systems
Housing Debt Fund
Mental Hygiene Program Account
Mental Hygiene Patient Income Account
MTA Financial Assistance
MTA Operating Assistance
NYC County Courts Operating
Procurement Revenue Account
SUNY - Hospitals IFR Account
SUNY General Revenue Offset Account
Tax Revenue Arrearage Account

$377.4 million
1,056.0
9.5
24.7
20.0
82.3
16.0
33.0
3.1
175.0
350.0
252.9
29.6
4.9
3.0
33.6
810.4
3.0

Revenue Bond Tax


Local Government Assistance Tax
Sales Tax Revenue Bond Tax
Clean Water/Clean Air

$5,167.3 million
1,640.1
1,702.2
389.0

Also included in Debt Service funds are transfers to Special Revenue funds representing receipts in
excess of lease-purchase obligations that are used to finance a portion of the operating expenses for
Departments of Health ($86.4m), Mental Hygiene ($1,193.8m) and the State University ($180.7m).

Capital Projects Funds Transfers To Other Funds includes transfers to the General Fund ($16.9m)
and the General Debt Service Fund ($767.0m).

5. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances
of medical assistance payments previously made from appropriated State and Federal funds. These
monies are initially credited to an agency escrow account and shortly after receipt are allocated and
refunded to State or Federal fund appropriations from which the medical assistance payments were
originally made.
At month end, the following balances remained in agency escrow accounts. For accounting purposes,
adjustments have been made to reduce medical assistance spending and count these monies as
financial resources of the General Fund and the Special Revenue Federal Fund.

October 2013 - Exhibit A Notes


(Continued)

GOVERNMENTAL FUNDS FOOTNOTES (continued)

Allocation of Month-End Balances


General Fund
Special Revenue- Federal
Medicaid Recoveries - Health Facilities
Medicaid Recoveries - Audit
Medicaid Recoveries - Third Parties
Pharmacy Rebates
Medicare Catastrophic Recovery
Medicaid "Windfall" Recovery
Total

---24,400,504
--$24,400,504

$155,524
2,212,317
14,724,660
22,486,929
--$39,579,431

6. On February 17, 2009, President Obama signed into law the American Recovery and Reinvestment
Act of 2009 (ARRA). This Act contains provisions for direct Federal aid for fiscal relief consisting
of increases in the Federal matching rate for eligible State Medicaid expenditures and funds provided
through the Federal State Fiscal Stabilization Fund to restore proposed reductions in education,
higher education, and to maintain essential government services. Information on State disbursements
resulting from ARRA can be found in Appendix C of this report.

7. A portion of Personal Income Tax receipts is transferred to the State Special Revenue School Tax
Relief (STAR) Fund to be used to reimburse school districts for the STAR property tax exemptions
for homeowners and payments to homeowners for the STAR Property Rebate Program. Local
Assistance Education grant payments total $422.1m for the month of June, $188.9m for the month of
September and $7.5m in October.

Exhibit A Notes
October 2013
(continued)

GOVERNMENTAL FUNDS FOOTNOTES (continued)


8. Miscellaneous receipts in Governmental Funds include:
GENERAL
FUND

Abandoned Property
Abandoned Property
Bottle Bill
Assessments
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits
Alcohol Beverage Control Licensing
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
TOTAL

$71.9
54.0

SPECIAL
REVENUE

$6.1

DEBT
SERVICE
(amounts in millions)

CAPITAL
PROJECTS

--

---

250.0
48.1
215.9
0.2

518.0
2,793.7
43.3
121.6

-----

40.6
124.3
127.9
0.4

--

--------

--

----

8.9
501.2

630.8
29.5
5.2
308.4
121.0
99.7

----

0.1

452.1
1,415.7
565.8
15.6
--

-----

--

----

-13.9
54.4
48.4
0.1
3.7

20.4
7.2
4.1
66.1
6.7

48.4

53.8
3.8
4.2

--68.8
--2.5
0.2
18.2
2.1
-$1,704.2

-1,262.4
66.3
11.0
14.7
99.0
13.2
1,133.9
$9,893.3

--

7 Months Ended October 31


2013
2012

$ Increase/
(Decrease)

$78.0
69.0

$171.0
69.4

($93.0)
(0.4)

785.3
2,841.8
259.2
121.8

538.4
2,938.5
294.1
123.6

246.9
(96.7)
(34.9)
(1.8)

435.3
5.8
13.8

40.6
782.6
157.4
5.6
743.7
135.7
614.7

34.9
841.9
151.6
6.9
723.5
100.9
723.9

5.7
(59.3)
5.8
(1.3)
20.2
34.8
(109.2)

0.2

0.3

452.1
1,415.7
565.8
16.2

-1,360.5
523.7
15.9

452.1
55.2
42.1
0.3

7.5
50.3

1,632.0
--7.5
2.0
6.7

1,632.0
34.3
61.6
60.0
75.7
67.4

1,548.8
16.5
83.7
175.0
172.6
208.8

83.2
17.8
(22.1)
(115.0)
(96.9)
(141.4)

1.5

103.7
3.8
4.2
68.8
1,509.3
66.3
15.2
14.9
124.8
16.0
1,133.9
$14,077.1

104.8
1.1
3.6
37.3
1,387.9
79.1
110.8
55.2
57.3
9.0
1,035.2
$13,705.4

(1.1)
2.7
0.6
31.5
121.4
(12.8)
(95.6)
(40.3)
67.5
7.0
98.7
$371.7

15.0
17.3
----

27.5
---

----246.9
------$304.9

-----1.7
-7.6
0.7
-$2,174.7

STATE OF NEW YORK


PROPRIETARY FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)

ENTERPRISE
7 MOS. ENDED
OCT. 31, 2013

MONTH OF
OCT. 2013

RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Unemployment Taxes
Total Receipts

$8.5
164.1
237.4
410.0

$126.0
1,117.3
1,703.7
2,947.0

$58.7
--58.7

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits
Total Disbursements

0.4
5.3
0.1
363.4
369.2

4.5
116.6
0.6
2,822.6
2,944.3

8.7
31.4
7.9

40.8

2.7

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources
over Disbursements and Other
Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

----

TOTAL PROPRIETARY FUNDS


(memorandum only)

INTERNAL SERVICE

MONTH OF
OCT. 2013

Excess (Deficiency) of Receipts


Over Disbursements

EXHIBIT B

----

2.7

45.6
$86.4

83.7
$86.4

MONTH OF
OCT. 2013

$243.9
--243.9

MONTH OF
OCT. 2012

7 MOS. ENDED
OCT. 31, 2012

$67.2
164.1
237.4
468.7

$369.9
1,117.3
1,703.7
3,190.9

$38.5
308.2
257.3
604.0

$268.1
2,116.3
1,888.3
4,272.7

68.2
373.8
29.1
2,822.6
3,293.7

8.2
36.1
2.2
581.7
628.2

64.4
329.6
15.0
4,020.7
4,429.7

48.0

349.4

10.7

(105.5)

51.5

(102.8)

4.5

4.5

4.5

44.8
(6.4)
38.4

4.5

44.8
(6.4)
38.4

15.2

(67.1)

56.0

(64.4)

(15.1)

(113.8)

(88.7)
($73.5)

(6.4)
($73.5)

(43.1)
$12.9

77.3
$12.9

40.3
$25.2

139.0
$25.2

--

63.7
257.2
28.5

7 MOS. ENDED
OCT. 31, 2013

9.1
36.7
8.0
363.4
417.2

--

--

40.8

7 MOS. ENDED
OCT. 31, 2013

--

(24.2)

9.1
-9.1

(157.0)

49.1
(5.9)
43.2

STATE OF NEW YORK


TRUST FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)

PENSION

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Total Disbursements

7 MOS. ENDED
OCT. 31, 2013

$5.2
5.2

$58.1
58.1

4.3
0.7

---

5.0

32.8
6.9
15.1
54.8

0.2

3.3

--

--

Excess (Deficiency) of Receipts


Over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources
over Disbursements and Other
Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

----

TOTAL TRUST FUNDS


(memorandum only)

PRIVATE PURPOSE

MONTH OF
OCT. 2013
RECEIPTS:
Miscellaneous Receipts
Total Receipts

EXHIBIT C

----

MONTH OF
OCT. 2013

$0.1
0.1

3.3

(0.6)
($0.4)

(3.7)
($0.4)

MONTH OF
OCT. 2013

0.1
0.1

10.8
$10.8

MONTH OF
OCT. 2012

7 MOS. ENDED
OCT. 31, 2012

$5.3
5.3

$58.8
58.8

$8.6
8.6

$45.3
45.3

0.1
0.1
0.2

4.3
0.7
0.1
5.1

32.9
6.9
15.2
55.0

4.2
1.0
6.6
11.8

31.3
9.8
12.8
53.9

0.5

0.2

3.8

(3.2)

(8.6)

----

--

7 MOS. ENDED
OCT. 31, 2013

$0.7
0.7

--

----

0.2

7 MOS. ENDED
OCT. 31, 2013

----

----

----

0.5

0.2

3.8

10.3
$10.8

10.2
$10.4

6.6
$10.4

----

(3.2)

(8.6)

5.7
$2.5

11.1
$2.5

STATE OF NEW YORK


BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2014
FOR SEVEN (7) MONTHS ENDED OCTOBER 31, 2013
(amounts in millions)

EXHIBIT D

ALL GOVERNMENTAL FUNDS

Financial Plan (*)


RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Total Disbursements

$23,980.9
8,875.7
3,796.1
1,956.3
14,077.1
25,560.3
78,246.4

$33.9
6.7
0.1
(1.7)
(169.9)
(2.7)
(133.6)

52,875.0
11,320.0
4,119.0
2,305.0
3,370.0
73,989.0

53,061.9
11,314.4
4,129.2
2,305.4
3,377.4
74,188.3

186.9
(5.6)
10.2
0.4
7.4
199.3

4,391.0

4,058.1

(332.9)

--

-17,468.5
(17,506.9)

(245.5)
(244.1)

(37.0)

(38.4)

(1.4)

Excess (Deficiency) of Receipts and Other


Financing Sources over Disbursements
and Other Financing Uses

(*)

--

17,714.0
(17,751.0)

Total Other Financing Sources (Uses)

Fund Balances (Deficits) at April 1


Fund Balances (Deficits) at October 31

Actual

$23,947.0
8,869.0
3,796.0
1,958.0
14,247.0
25,563.0
78,380.0

Excess (Deficiency) of Receipts


over Disbursements
OTHER FINANCING SOURCES (USES):
Bond and Note Proceeds, net
Transfers from Other Funds
Transfers to Other Funds

Actual
Over
(Under)
Financial Plan

4,354.0

4,019.7

(334.3)

3,877.0
$8,231.0

3,876.4
$7,896.1

(0.6)
($334.9)

Source: 2013-14 Financial Plan Mid - Year Update, dated November 8, 2013.

STATE OF NEW YORK

EXHIBIT D

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL


STATE FISCAL YEAR ENDED MARCH 31, 2014
FOR SEVEN (7) MONTHS ENDED OCTOBER 31, 2013
(amounts in millions)

(continued)

GENERAL

Financial Plan (*)


RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Bond and Note Proceeds, net
Transfers From:
PIT in excess of Revenue Bond Debt Service
Sales Tax in excess of LGAC / STRBF Debt Service
Real Estate Taxes in excess of CW/CA Debt Service
All Other
Total Receipts and Other Financing Sources
DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Transfers To:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements and Other Financing Uses

Actual

$17,342.0
3,825.0
2,678.0
806.0
1,692.0
---

$17,367.2
3,828.0
2,667.4
803.2
1,704.2
0.1
--

5,194.0
3,338.0
392.0
348.0
35,615.0

5,167.3
3,342.3
389.0
357.5
35,626.2

(26.7)
4.3
(3.0)
9.5
11.2

19,840.0
4,288.0
3,015.0

19,816.4
4,286.5
3,015.9
---

(23.6)
(1.5)
0.9

--1,055.0
377.0
1,159.0
812.0
1,201.0
31,747.0

3,868.0

3,910.9

Fund Balances (Deficits) at April 1


Fund Balances (Deficits) at October 31

1,610.0
5,478.0

1,610.0
$5,520.9

Financial Plan (*)

$25.2
3.0
(10.6)
(2.8)
12.2
0.1
--

$618.0
1,282.0
728.0
643.0
10,074.0
24,058.0
--

---

1,056.0
377.4
1,312.0 (**)
810.4
1,040.7
31,715.3

Excess (Deficiency) of Receipts and Other


Financing Sources over Disbursements
and Other Financing Uses

(*)
(**)

SPECIAL REVENUE
Actual
Over
(Under)
Financial Plan

---4,574.0
41,977.0

31,910.0
7,012.0
1,104.0
-(24.0)

1.0
0.4
153.0
(1.6)
(160.3)
(31.7)

----1,968.0
41,970.0

42.9

7.0

$42.9

2,371.0
$2,378.0

--

Source: 2013-14 Financial Plan Mid - Year Update, dated November 8, 2013.
Includes transfers to the Department of Health Income Fund, the State University Income Fund and the Mental Hygiene Program Account representing payments
for patients residing in State-Operated Health, Mental Hygiene and State University facilities.

Actual

$618.5
1,282.3
738.5
642.2
9,893.3
24,056.6
----4,565.6
41,797.0

32,099.1
7,007.5
1,113.3
-4.9
----1,756.2
41,981.0

(184.0)
2,373.3
$2,189.3

Actual
Over
(Under)
Financial Plan

$0.5
0.3
10.5
(0.8)
(180.7)
(1.4)
----(8.4)
(180.0)

189.1
(4.5)
9.3
-28.9
----(211.8)
11.0

(191.0)
2.3
($188.7)

STATE OF NEW YORK


BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2014
FOR SEVEN (7) MONTHS ENDED OCTOBER 31, 2013
(amounts in millions)

EXHIBIT D
(continued)

DEBT SERVICE

Financial Plan (*)


RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Bond and Note Proceeds, net
Transfers from Other Funds
Total Receipts and Other Financing Sources
DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Transfers to Other Funds
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at Otober 31
(*)

$5,987.0
3,412.0
-448.0
332.0
35.0
-3,331.0
13,545.0

--

Actual

$5,995.2
3,413.1
-451.3
304.9
34.3
-3,108.9
13,307.7

-20.0

--

CAPITAL PROJECTS
Actual
Over
(Under)
Financial Plan

$8.2
1.1

Financial Plan (*)

$ -350.0
390.0
61.0
2,149.0
1,470.0

-3.3
(27.1)
(0.7)
--

-(222.1)
(237.3)

537.0
4,957.0

-20.4

1,125.0
0.4

$ -352.3
390.2
59.6
2,174.7
1,469.3
-537.9
4,984.0

1,146.4
---3,372.5
783.8
5,302.7

$ -2.3
0.2
(1.4)
25.7
(0.7)
-0.9
27.0

21.4
----

10,394.0
12,719.0

-2,305.4
-10,370.4
12,696.2

826.0

611.5

(214.5)

(347.0)

(318.7)

28.3

381.0
$1,207.0

379.1
$990.6

(1.9)
($216.4)

(485.0)
($832.0)

(486.0)
($804.7)

(1.0)
$27.3

2,305.0
--

Source: 2013-14 Financial Plan Mid - Year Update, dated November 8, 2013.

--

----

Actual

Actual
Over
(Under)
Financial Plan

0.4
-(23.6)
(22.8)

3,394.0
785.0
5,304.0

(21.5)
(1.2)
(1.3)

STATE OF NEW YORK


GOVERNMENTAL FUNDS
COMPARATIVE SCHEDULE OF TAX RECEIPTS
(amounts in millions)
EXHIBIT "E"

GENERAL
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013
PERSONAL INCOME TAX
Withholding
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Less: Refunds Issued
Total
CONSUMPTION / USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total
Total Tax Receipts

$2,413.3
143.1
370.5
(246.2)
86.0
2,766.7
(7.5)
(601.4)
(361.2)
1,796.6

447.3
-39.3
-18.6
--505.2

91.1
(27.7)
4.8
30.8
-99.0

-198.1
1.3
-0.2
-199.6
$2,600.4

$16,509.1
10,038.1
2,167.5
(450.9)
599.1
28,862.9
(618.5)
(5,995.2)
(4,882.0)
17,367.2

3,416.8
-264.5
-146.7
--3,828.0

1,462.3
225.8
523.5
455.8
-2,667.4

(0.2)
791.6
11.0
-0.8
-803.2
$24,665.8

SPECIAL REVENUE
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

-------

7.5
--7.5

62.2
(0.1)
94.0
8.8

------618.5
--618.5

-------601.4
-601.4

-------5,995.2
-5,995.2

CAPITAL PROJECTS
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

-----------

447.0
------447.0

3,413.1
------3,413.1

----

219.8
62.5
65.8
81.5
308.9
738.5

-------

-------

-----

-----100.2
100.2

-----642.2
642.2

----

----

78.1

---451.3
--451.3

$352.3

$3,281.5

$1,126.5

$9,859.6

--19.9
184.8

18.3
(4.3)
2.0
2.9
40.9
59.8

495.5
24.7
640.0
60.0
--62.1
1,282.3

DEBT SERVICE
MONTH OF 7 MOS. ENDED
OCT. 2013
OCT. 31, 2013

78.1
---

-----------

$2,413.3
143.1
370.5
(246.2)
86.0
2,766.7
--(361.2)
2,405.5

-40.4
32.9

-14.0
-46.9

-228.2
-83.7
-352.3

-3.7

51.8
51.8

MONTH OF
OCT. 2013

--386.5
390.2

----

7,325.4
65.1
904.5
288.2
146.7
83.7
62.1
8,875.7

109.4
(32.0)
6.8
33.7
92.7
210.6

1,682.1
292.0
589.3
537.3
695.4
3,796.1

12.0

59.6

$110.7

$802.1

$4,189.9

12.0

59.6
---

$16,509.1
10,038.1
2,167.5
(450.9)
599.1
28,862.9
--(4,882.0)
23,980.9

956.5
(0.1)
133.3
41.7
18.6
14.0
19.9
1,183.9

-198.1
1.3
90.1
0.2
100.2
389.9

---

TOTAL GOVERNMENTAL FUNDS


7 MOS. ENDED
MONTH OF 7 MOS. ENDED
OCT. 31, 2013
OCT. 2012
OCT. 31, 2012

(0.2)
791.6
11.0
510.9
0.8
642.2
1,956.3
$38,609.0

$2,430.0
125.9
334.3
(131.8)
53.7
2,812.1
--(260.1)
2,552.0

910.3
-142.9
38.0
17.4
15.8
19.8
1,144.2

$16,042.7
7,765.6
1,979.9
(215.8)
599.0
26,171.4
--(4,251.8)
21,919.6

YEAR OVER YEAR


$ Increase /
% Increase /
(Decrease)
Decrease

$466.4
2,272.5
187.6
235.1
0.1
2,691.5
--630.2
2,061.3

2.9%
29.3%
9.5%
108.9%
-10.3%
--14.8%
9.4%

6,884.4
59.5
964.6
285.9
143.6
84.7
63.0
8,485.7

441.0
5.6
(60.1)
2.3
3.1
(1.0)
(0.9)
390.0

6.4%
9.4%
-6.2%
0.8%
2.2%
-1.2%
-1.4%
4.6%

1,379.9
349.8
589.5
745.3
658.7
3,723.2

302.2
(57.8)
(0.2)
(208.0)
36.7
72.9

21.9%
-16.5%
--27.9%
5.6%
2.0%

-119.0
1.2
62.0
0.1
95.7
278.0

-647.3
11.9
431.0
0.6
654.9
1,745.7

(0.2)
144.3
(0.9)
79.9
0.2
(12.7)
210.6

-100.0%
22.3%
-7.6%
18.5%
33.3%
-1.9%
12.1%

$4,239.2

$35,874.2

119.9
(0.1)
0.3
57.0
87.9
265.0

$2,734.8

7.6%

STATE OF NEW YORK


GOVERNMENTAL FUNDS (*)
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

GOVERNMENTAL FUNDS CASH FLOW

Beginning Fund Balance

2013
APRIL
$3,876.4

MAY
$9,553.7

JUNE
$7,508.6

JULY
$7,489.0

AUGUST
$7,077.3

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts

6,657.2
1,154.5
495.6
270.6
1,620.4
2,493.9

2,386.5
1,124.5
221.9
273.4
1,588.6
4,927.2

3,826.6
1,520.9
1,218.3
199.0
2,124.2
3,286.4

2,416.3
1,219.7
208.0
308.0
1,749.2
3,661.2

2,215.4
1,161.1
179.0
238.3
2,023.3
3,824.3

4,073.4
1,511.1
1,262.7
277.1
2,689.4
3,649.9

2,405.5
1,183.9
210.6
389.9
2,282.0
3,717.4

12,692.2

10,522.1

12,175.4

9,562.4

9,641.4

13,463.6

10,189.3

488.7
11.9
16.0

3,596.8
1.4
36.1

3,310.3
12.1
577.4

1,099.9
6.0
38.5

970.5
16.2
130.6

3,873.3
154.0
119.6

2,939.8
197.4
106.7
441.3
22.8
237.1
237 1
4,461.7

4,234.8
296.2
398.7
496.6
24.1
559.7
559 7
9,644.4

3,315.4
576.8
118.9
744.2
68.8
502.3
502 3
9,226.2

3,539.7
411.3
304.0
814.7
301.0
422.7
422 7
6,937.8

3,365.7
625.0
229.8
695.4
37.6
533.4
533 4
6,604.2

1,062.5
407.4
469.8

1,196.8
506.4
647.8

993.3
510.1
526.0

1,312.9
480.2
649.7

281.9
328.7

136.9
429.8

409.7
515.9

7,012.0

12,562.1

12,181.2

5,680.2

(2,040.0)

(5.8)

(408.2)

(121.4)

-3,311.1
(3,314.0)

-1,929.8
(1,934.9)

-2,977.5
(2,991.3)

-2,054.6
(2,058.1)

-1,722.7
(1,724.1)

-3,496.9
(3,504.1)

-1,975.9
(1,980.4)

(2.9)

(5.1)

(13.8)

(3.5)

(1.4)

(7.2)

(4.5)

Total Receipts

SEPTEMBER
$6,954.5

OCTOBER NOVEMBER DECEMBER


$7,813.0

2014
JANUARY

FEBRUARY

MARCH

2013
$3,876.4

7 Months Ended Oct. 31


$ Increase/
2012
(Decrease)
$3,360.3
$516.1

% Increase/
Decrease
15.4%

23,980.9
8,875.7
3,796.1
1,956.3
14,077.1
25,560.3

21,919.6
8,485.7
3,723.2
1,745.7
13,705.4
22,976.7

2,061.3
390.0
72.9
210.6
371.7
2,583.6

9.4%
4.6%
2.0%
12.1%
2.7%
11.2%

78,246.4

72,556.3

5,690.1

7.8%

1,798.8
10.6
95.6

15,138.3
212.2
1,013.8

14,622.0
129.1
767.5

516.3
83.1
246.3

3.5%
64.4%
32.1%

3,101.5
424.5
111.8
946.8
43.3
458.9
458 9
9,233.7

3,652.2
370.3
186.4
438.4
31.2
370.4
370 4
6,953.9

24,149.1
2,901.5
1,456.3
4,577.4
528.8
3,084.5
3 084 5
53,061.9

23,704.2
2,931.2
640.0
4,487.7
503.7
2,681.4
2 681 4
50,466.8

444.9
(29.7)
816.3
89.7
25.1
403.1
403 1
2,595.1

1.9%
-1.0%
127.5%
2.0%
5.0%
15.0%
15 0%
5.1%

991.8
544.0
724.9

989.9
603.3
395.1

1,154.1
561.7
715.9

7,701.3
3,613.1
4,129.2

7,615.9
3,184.4
3,251.4

85.4
428.7
877.8

1.1%
13.5%
27.0%

89.9
500.1

373.4
524.5

794.3
581.6

219.3
496.8

2,305.4
3,377.4

2,421.9
3,085.3

(116.5)
292.1

-4.8%
9.5%

9,970.6

9,762.8

12,597.9

10,101.7

0.0

0.0

0.0

0.0

0.0

74,188.3

70,025.7

4,162.6

5.9%

865.7

87.6

0.0

0.0

0.0

0.0

0.0

4,058.1

2,530.6

1,527.5

60.4%

-17,468.5
(17,506.9)

-15,301.8
(15,344.9)

-2,166.7
2,162.0

-14.2%
14.1%

(38.4)

(43.1)

4.7

10.9%

0.0

0.0

0.0

0.0

0.0

DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
T
t ti

Total Local Assistance Grants


Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

5,677.3

(2,045.1)

$9,553.7

$7,508.6

(19.6)
$7,489.0

(411.7)
$7,077.3

(122.8)
$6,954.5

(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.

858.5

83.1

$7,813.0

$7,896.1

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

$0.0

$0.0

$0.0

$0.0

$0.0

4,019.7

2,487.5

1,532.2

61.6%

$7,896.1

$5,847.8

$2,048.3

35.0%

STATE OF NEW YORK


GOVERNMENTAL FUNDS (*)
CASH FLOW SCHEDULE OF TAX RECEIPTS
FISCAL YEAR 2013-2014
(amounts in millions)

GOVERNMENTAL FUNDS CASH FLOW


TAX RECEIPTS

7 Months Ended Oct. 31


2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

$2,502.6
5,828.8
1,474.0
(137.8)
106.7
9,774.3
--(3,117.1)
6,657.2

$2,475.5
73.4
136.0
(9.1)
91.6
2,767.4
--(380.9)
2,386.5

$2,225.6
1,798.1
52.7
(9.1)
68.4
4,135.7
--(309.1)
3,826.6

$2,453.6
103.3
37.4
(10.0)
71.9
2,656.2
--(239.9)
2,416.3

$2,279.5
66.1
36.5
(14.2)
102.1
2,470.0
--(254.6)
2,215.4

$2,159.0
2,025.3
60.4
(24.5)
72.4
4,292.6
--(219.2)
4,073.4

$2,413.3
143.1
370.5
(246.2)
86.0
2,766.7
--(361.2)
2,405.5

944.1
2.2
123.0
34.6
17.8
12.9
19.9
1,154.5

929.8
0.1
123.0
40.2
19.9
10.9
0.6
1,124.5

1,291.1
26.4
125.6
43.5
23.5
10.6
0.2
1,520.9

967.8
-149.0
41.7
27.1
13.7
20.4
1,219.7

966.0
-121.5
44.6
18.1
10.2
0.7
1,161.1

1,270.1
36.5
129.1
41.9
21.7
11.4
0.4
1,511.1

956.5
(0.1)
133.3
41.7
18.6
14.0
19.9
1,183.9

374.9
5.1
9.0
16.6
90.0
495.6

117.7
2.8
3.1
1.0
97.3
221.9

471.3
146.5
270.1
223.6
106.8
1,218.3

71.6
1.4
3.6
30.3
101.1
208.0

33.3
1.6
11.5
28.4
104.2
179.0

503.9
166.6
285.2
203.7
103.3
1,262.7

109.4
(32.0)
6.8
33.7
92.7
210.6

-90.5
0.9
57.6
-121.6
270.6

-109.2
1.4
64.1
0.2
98.5
273.4

-136.3
1.3
73.9
0.1
96.4
308.0

-74.0
2.3
80.1
0.1
81.8
238.3

-109.8
2.1
91.7
0.2
73.3
277.1

-198.1
1.3
90.1
0.2
100.2
389.9

0.0

0.0

0.0

$8,577.9

$4,006.3

$4,152.0

$3,793.8

$7,124.3

$4,189.9

$0.0

$0.0

$0.0

NOVEMBER

DECEMBER

2014
JANUARY

FEBRUARY

MARCH

2013

2012

$16,509.1
10,038.1
2,167.5
(450.9)
599.1
28,862.9
--(4,882.0)
23,980.9

$16,042.7
7,765.6
1,979.9
(215.8)
599.0
26,171.4
--(4,251.8)
21,919.6

$ Increase /
(Decrease)

% Increase /
Decrease

$466.4
2,272.5
187.6
235.1
0.1
2,691.5
--630.2
2,061.3

2.9%
29.3%
9.5%
108.9%
0.0%
10.3%
--14.8%
9.4%

PERSONAL INCOME TAX


Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes and Fees

0.0

0.0

0.0

0.0

7,325.4
65.1
904.5
288.2
146.7
83.7
62.1
8,875.7

6,884.4
59.5
964.6
285.9
143.6
84.7
63.0
8,485.7

441.0
5.6
(60.1)
2.3
3.1
(1.0)
(0.9)
390.0

6.4%
9.4%
-6.2%
0.8%
2.2%
-1.2%
-1.4%
4.6%

0.0

1,682.1
292.0
589.3
537.3
695.4
3,796.1

1,379.9
349.8
589.5
745.3
658.7
3,723.2

302.2
(57.8)
(0.2)
(208.0)
36.7
72.9

21.9%
-16.5%
0.0%
-27.9%
5.6%
2.0%

0.0

0.0

(0.2)
791.6
11.0
510.9
0.8
642.2
1,956.3

-647.3
11.9
431.0
0.6
654.9
1,745.7

(0.2)
144.3
(0.9)
79.9
0.2
(12.7)
210.6

-100.0%
22.3%
-7.6%
18.5%
33.3%
-1.9%
12.1%

$0.0

$0.0

0.0

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes

0.0

0.0

0.0

0.0

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Tax Receipts

(0.2)
73.7
1.7
53.4
-70.4
199.0
$6,764.8

(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.

$38,609.0

$35,874.2

$2,734.8

7.6%

STATE OF NEW YORK


GENERAL FUND
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT "F"

2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER NOVEMBER

DECEMBER

2014
JANUARY

FEBRUARY

MARCH

2013

7 Months Ended Oct. 31


$ Increase/
2012
(Decrease)

% Increase/
Decrease

Beginning Fund Balance

$1,610.0

$6,378.7

$3,743.9

$4,805.2

$4,406.8

$3,642.0

$6,273.5

$1,610.0

$1,786.7

($176.7)

-9.9%

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts

4,992.9
540.1
355.1
91.4
121.8
--

1,789.9
430.6
108.5
110.8
67.5
--

2,447.8
664.3
945.5
75.2
707.2
--

1,812.3
525.2
87.1
137.7
106.1
0.1

1,661.5
505.6
65.2
76.4
76.1
--

2,866.2
657.0
1,007.0
112.1
476.4
--

1,796.6
505.2
99.0
199.6
149.1
--

17,367.2
3,828.0
2,667.4
803.2
1,704.2
0.1

15,845.9
5,243.6
2,613.3
659.8
1,960.5
33.4

1,521.3
(1,415.6)
54.1
143.4
(256.3)
(33.3)

9.6%
-27.0%
2.1%
21.7%
-13.1%
-99.7%

6,101.3

2,507.3

4,840.0

2,668.5

2,384.8

5,118.7

2,749.5

26,370.1

26,356.5

13.6

0.1%

231.4
0.6
1.9

2,758.9
0.4
11.9

2,272.6
0.7
557.7

773.1
0.4
3.2

807.2
1.9
1.4

1,480.6
0.8
93.2

1,421.0
0.2
50.6

9,744.8
5.0
719.9

9,549.9
2.7
633.6

194.9
2.3
86.3

2.0%
85.2%
13.6%

967.6
25.0
3.0
216.4
3.9
-1,449.8

1,244.6
52.2
12.3
164.4
5.5
22.5
4,272.7

1,027.3
37.1
9.4
335.3
4.8
1.4
4,246.3

1,006.6
33.3
13.7
135.7
6.5
-1,972.5

1,140.6
145.6
30.5
213.6
4.1
24.8
2,369.7

850.8
56.4
17.1
365.3
9.6
0.1
2,873.9

927.7
27.4
22.1
167.7
14.8
-2,631.5

7,165.2
377.0
108.1
1,598.4
49.2
48.8
19,816.4

7,196.5
393.4
134.6
1,831.5
68.4
48.8
19,859.4

(31.3)
(16.4)
(26.5)
(233.1)
(19.2)
-(43.0)

-0.4%
-4.2%
-19.7%
-12.7%
-28.1%
--0.2%

446.8
116.0
443.5

525.3
153.6
602.9

435.1
112.2
113.1

577.6
140.7
619.3

440.3
152.7
383.8

436.9
118.6
235.4

509.0
121.7
617.9

3,371.0
915.5
3,015.9

3,876.6
899.0
2,397.1

(505.6)
16.5
618.8

-13.0%
1.8%
25.8%

Total Disbursements

2,456.1

5,554.5

4,906.7

3,310.1

3,346.5

3,664.8

3,880.1

0.0

0.0

0.0

0.0

0.0

27,118.8

27,032.1

86.7

Excess (Deficiency) of Receipts


over Disbursements

3,645.2

(3,047.2)

(66.7)

(641.6)

(961.7)

1,453.9

(1,130.6)

0.0

0.0

0.0

0.0

0.0

2,116.5
(66.1)
-(567.5)
(359.4)

854.8
(110.7)
-186.7
(518.4)

1,774.5
(94.9)
-61.1
(612.7)

883.7
17.5
-(397.4)
(260.6)

656.8
(125.8)
-2.1
(336.2)

2,025.8
(200.4)
-252.8
(900.6)

944.0
203.0
-(593.8)
(175.2)

1,123.5

412.4

1,128.0

243.2

196.9

1,177.6

378.0

Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.3%

(748.7)

(675.6)

(73.1)

-10.8%

9,256.1
(377.4)
-(1,056.0)
(3,163.1)

6,718.7
(403.4)
-(1,255.8)
(2,521.6)

2,537.4
(26.0)
-(199.8)
641.5

37.8%
-6.4%
--15.9%
25.4%

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to State Capital Projects
Transfers to Federal Capital Projects
Transfers to General Debt Service
Transfers to All Other State Funds
Total Other Financing
Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

4,768.7
$6,378.7

(2,634.8)
$3,743.9

1,061.3
$4,805.2

(398.4)
$4,406.8

(764.8)
$3,642.0

2,631.5
$6,273.5

(752.6)
$5,520.9

0.0

0.0

0.0

0.0

0.0

4,659.6

2,537.9

2,121.7

83.6%

0.0
$0.0

0.0
$0.0

0.0
$0.0

0.0
$0.0

0.0
$0.0

3,910.9
$5,520.9

1,862.3
$3,649.0

2,048.6
$1,871.9

110.0%
51.3%

STATE OF NEW YORK


GENERAL FUND
CASH FLOW SCHEDULE OF TAX RECEIPTS
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT "F"
TAX RECEIPTS

7 Months Ended Oct. 31

2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

$2,502.6
5,828.8
1,474.0
(137.8)
106.7
9,774.3
-(1,664.3)
(3,117.1)
4,992.9

$2,475.5
73.4
136.0
(9.1)
91.6
2,767.4
-(596.6)
(380.9)
1,789.9

$2,225.6
1,798.1
52.7
(9.1)
68.4
4,135.7
(422.1)
(956.7)
(309.1)
2,447.8

$2,453.6
103.3
37.4
(10.0)
71.9
2,656.2
-(604.0)
(239.9)
1,812.3

$2,279.5
66.1
36.5
(14.2)
102.1
2,470.0
-(553.9)
(254.6)
1,661.5

$2,159.0
2,025.3
60.4
(24.5)
72.4
4,292.6
(188.9)
(1,018.3)
(219.2)
2,866.2

$2,413.3
143.1
370.5
(246.2)
86.0
2,766.7
(7.5)
(601.4)
(361.2)
1,796.6

NOVEMBER

DECEMBER

2014
JANUARY

FEBRUARY

MARCH

2013

2012

$16,509.1
10,038.1
2,167.5
(450.9)
599.1
28,862.9
(618.5)
(5,995.2)
(4,882.0)
17,367.2

$16,042.7
7,765.6
1,979.9
(215.8)
599.0
26,171.4
(593.8)
(5,479.9)
(4,251.8)
15,845.9

PERSONAL INCOME TAX


Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes and Fees

483.0
-39.3
-17.8
--540.1

380.5
-30.2
-19.9
--430.6

604.8
-36.0
-23.5
--664.3

453.4
-44.7
-27.1
--525.2

452.6
-34.9
-18.1
--505.6

595.2
-40.1
-21.7
--657.0

447.3
-39.3
-18.6
--505.2

328.9
5.7
8.4
12.1
-355.1

103.5
2.7
2.4
(0.1)
-108.5

408.5
109.4
240.2
187.4
-945.5

57.8
1.7
1.1
26.5
-87.1

29.1
0.9
10.9
24.3
-65.2

443.4
133.1
255.7
174.8
-1,007.0

91.1
(27.7)
4.8
30.8
-99.0

-90.5
0.9
---91.4

-109.2
1.4
-0.2
-110.8

(0.2)
73.7
1.7
---75.2

-136.3
1.3
-0.1
-137.7

-74.0
2.3
-0.1
-76.4

-109.8
2.1
-0.2
-112.1

-198.1
1.3
-0.2
-199.6

0.0

0.0

0.0

0.0

$5,979.5

$2,439.8

$4,132.8

$2,562.3

$2,308.7

$4,642.3

$2,600.4

$0.0

$0.0

$0.0

$0.0

0.0

0.0

0.0

0.0

0.0

3,416.8
-264.5
-146.7
--3,828.0

4,825.6
-274.4
-143.6
--5,243.6

0.0

1,462.3
225.8
523.5
455.8
-2,667.4

1,211.1
266.4
523.0
612.8
-2,613.3

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes

0.0

0.0

0.0

0.0

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Tax Receipts

0.0

(0.2)
791.6
11.0
-0.8
-803.2

-647.3
11.9
-0.6
-659.8

$0.0

$24,665.8

$24,362.6

STATE OF NEW YORK


SPECIAL REVENUE FUNDS - COMBINED
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014

EXHIBIT "G"
COMBINED

(amounts in millions)

Beginning Fund Balance

2013
APRIL
$2,373.3

MAY
$2,970.3

JUNE
$3,499.1

JULY
$2,919.9

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts

-199.3
90.9
121.6
1,346.8
2,381.6

-162.7
59.4
98.5
1,352.0
4,739.0

422.1
190.6
210.8
70.4
1,192.6
3,125.5

-194.6
65.4
96.4
1,280.1
3,397.7

-158.3
55.9
81.8
1,763.3
3,609.6

188.9
192.0
196.3
73.3
1,645.5
3,286.3

7.5
184.8
59.8
100.2
1,313.0
3,516.9

4,140.2

6,411.6

5,212.0

5,034.2

5,668.9

5,582.3

5,182.2

257.2
0.1
10.6

833.6
-20.7

1,036.5
0.2
8.0

325.1
0.5
34.0

151.2
0.5
125.7

2,392.2
0.8
24.9

1,972.2
168.7
103.7
224.9
6.5
182.4
2,926.3

2,990.2
232.3
386.4
324.7
4.5
472.4
5,264.8

2,288.1
525.6
109.5
408.9
2.8
446.1
4,825.7

2,533.1
349.3
290.3
671.5
201.0
334.9
4,739.7

2,225.1
460.0
199.3
418.4
7.9
450.5
4,038.6

2,250.7
347.0
94.7
579.9
20.3
411.3
6,121.8

615.7
290.1
26.3
1.5

671.5
352.2
44.9
4.8

558.2
394.4
412.9
1.0

735.3
333.6
30.4
0.4

551.5
387.7
341.1
0.7

6,192.2

5,839.4

5,319.6

Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements

AUGUST
$2,634.2

SEPTEMBER
$3,311.4

553.0
479.8
159.7
(3.8)

9.1%

375.2
-39.2

5,371.0
2.1
263.1

5,051.8
1.9
98.7

319.2
0.2
164.4

6.3%
10.5%
166.6%

2,724.5
303.4
164.3
270.7
(3.2)
308.1
4,182.2

16,983.9
2,386.3
1,348.2
2,899.0
239.8
2,605.7
32,099.1

16,507.7
2,377.9
505.4
2,626.6
215.7
2,377.0
29,762.7

476.2
8.4
842.8
272.4
24.1
228.7
2,336.4

2.9%
0.4%
166.8%
10.4%
11.2%
9.6%
7.9%

4,330.3
2,677.2
1,113.3
4.9

3,739.3
2,266.8
854.3
3.2

591.0
410.4
259.0
1.7

15.8%
18.1%
30.3%
53.1%

3,598.5

9.8%

349.3

(1,728.2)

(182.8)

403.7
(87.0)

790.7
(335.3)

746.9
(345.9)

598.6
(79.1)

584.1
(256.2)

1,001.5
(507.2)

440.1
(145.5)

316.7

455.4

401.0

519.5

327.9

494.3

294.6

(579.2)

(285.7)
$2,634.2

677.2
$3,311.4

(1,233.9)
$2,077.5

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

645.1
439.4
98.0
0.3

(805.2)

$2,919.9

% Increase/
Decrease
48.7%

3,091.2

(980.2)

528.8

7 Months Ended Oct. 31


$ Increase/
2012
(Decrease)
$1,595.5
$777.8

34,140.2

73.4

$3,499.1

2013
$2,373.3

37,231.4

280.3

597.0

MARCH

4.2%
-0.5%
0.1%
-1.9%
8.0%
10.8%

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

$2,970.3

FEBRUARY

24.7
(6.6)
0.4
(12.7)
733.7
2,351.7

6,338.2

Ending Fund Balance

2014
JANUARY

593.8
1,288.9
738.1
654.9
9,159.6
21,704.9

3,859.9

Total Other Financing Sources (Uses)

NOVEMBER DECEMBER

618.5
1,282.3
738.5
642.2
9,893.3
24,056.6

Excess (Deficiency) of Receipts


over Disbursements

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

7,310.5

OCTOBER
$2,077.5

5,365.0

0.0

0.0

0.0

0.0

0.0

40,224.8

36,626.3

0.0

0.0

0.0

0.0

0.0

(2,993.4)

(2,486.1)

(507.3)

-20.4%

4,565.6
(1,756.2)

4,246.3
(1,971.1)

319.3
(214.9)

7.5%
-10.9%

2,809.4

2,275.2

534.2

23.5%

26.9

12.8%

$804.7

58.1%

0.0

0.0

0.0

0.0

0.0

111.8

0.0

0.0

0.0

0.0

0.0

$2,189.3

$0.0

$0.0

$0.0

$0.0

$0.0

(184.0)
$2,189.3

(210.9)
$1,384.6

STATE OF NEW YORK


SPECIAL REVENUE FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT "G"
STATE

(amounts in millions)
7 Months Ended Oct. 31
Intra-Fund

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements

2013
APRIL

MAY

JUNE

JULY

$ -199.3
90.9
121.6
1,334.2
--

$ -162.7
59.4
98.5
1,315.3
0.2

$422.1
190.6
210.8
70.4
1,181.3
--

$ -194.6
65.4
96.4
1,267.5
(0.1)

$ -158.3
55.9
81.8
1,745.0
0.1

$188.9
192.0
196.3
73.3
1,634.2
--

$7.5
184.8
59.8
100.2
1,301.7
--

1,746.0

1,636.1

2,075.2

1,623.8

2,041.1

2,284.7

1,654.0

736.3
-5.1

0.7
0.4
32.1

2.8
-108.8

2,203.2
0.8
22.5
370.0
228.7
5.1
-19.1
406.3
3,255.7

1.9
0.1
1.7

(1.5)
-4.3

241.5
75.7
2.4
0.5
5.2
180.4
509.4

445.4
107.3
11.2
0.7
3.5
469.3
1,040.2

430.7
377.9
8.9
0.3
2.5
440.4
2,002.1

502.7
224.3
4.1
0.2
200.9
331.2
1,296.6

356.5
205.2
12.8
0.3
7.9
447.4
1,141.7

564.9
250.3
18.4
1.5

624.3
294.5
41.6
4.8

506.4
327.3
365.3
1.0

671.2
264.7
23.3
0.4

506.3
298.0
335.3
0.7

1,344.5

2,005.4

3,202.1

2,256.2

2,282.0

Excess (Deficiency) of Receipts


over Disbursements

401.5

(369.3)

(1,126.9)

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

414.5
(30.6)

811.7
(104.8)

383.9

$785.4

Total Other Financing Sources (Uses)


Excess (Deficiency) of Receipts and
Other Financing Sources over
Disbursements and Other Financing Uses
(*)

AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER

507.9
340.6
107.6
(3.8)
4,208.0

2014
JANUARY FEBRUARY

Transfer
Eliminations (*)

2012

$ -------

$618.5
1,282.3
738.5
642.2
9,779.2
0.2

$593.8
1,288.9
738.1
654.9
9,049.2
0.1

$24.7
(6.6)
0.4
(12.7)
730.0
0.1

--

13,060.9

12,325.0

735.9

6.0%

153.1
-37.9

----

3,096.5
1.3
212.4

3,023.2
1.3
77.7

73.3
-134.7

2.4%
-173.4%

536.2
174.6
4.5
0.9
(3.2)
303.4
1,207.4

--------

2,883.0
1,393.7
49.0
2.9
235.9
2,578.4
10,453.1

2,722.9
1,523.2
50.0
7.4
212.0
2,352.8
9,970.5

160.1
(129.5)
(1.0)
(4.5)
23.9
225.6
482.6

5.9%
-8.5%
-2.0%
-60.8%
11.3%
9.6%
4.8%

-----

3,980.5
2,114.6
975.7
4.9

3,398.3
1,783.0
754.9
3.2

582.2
331.6
220.8
1.7

17.1%
18.6%
29.2%
53.1%

1,618.9

10.2%

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

599.5
339.2
84.2
0.3
2,230.6

0.0

0.0

0.0

0.0

--

17,528.8

15,909.9

0.0

0.0

0.0

0.0

0.0

--

(4,467.9)

(3,584.9)

(883.0)

-24.6%

(294.9)
--

4,565.6
(518.0)

4,246.3
(200.1)

319.3
317.9

7.5%
158.9%

(240.9)

(1,923.3)

(576.6)

773.9
(85.0)

635.6
17.9

607.4
(4.1)

1,041.3
(224.1)

576.1
(87.3)

706.9

688.9

653.5

603.3

817.2

488.8

0.0

0.0

0.0

0.0

0.0

(294.9)

4,047.6

4,046.2

$337.6

($438.0)

$21.1

$362.4

($87.8)

$0.0

$0.0

$0.0

$0.0

$0.0

($294.9)

($420.3)

$461.3

Intra-Fund transfer eliminations represent transfers from Special Revenue-Federal funds.

4.2%
-0.5%
0.1%
-1.9%
8.1%
100.0%

0.0

(632.4)

($1,106.1)

$ Increase/ % Increase/
(Decrease) Decrease

2013

0.0

MARCH

1.4

($881.6)

--

-191.1%

STATE OF NEW YORK


SPECIAL REVENUE FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT "G"
FEDERAL

(amounts in millions)
7 Months Ended Oct. 31

FEDERAL
2013
APRIL
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources over
Disbursements and Other Financing Uses

(*)

----12.6
2,381.6

MAY
$

----36.7
4,738.8

JUNE
$

----11.3
3,125.5

JULY
$

----12.6
3,397.8

AUGUST
$

-----

SEPTEMBER OCTOBER NOVEMBER DECEMBER


$

18.3
3,609.5

----11.3
3,286.3

----11.3
3,516.9

2,394.2

4,775.5

3,136.8

3,410.4

3,627.8

3,297.6

3,528.2

255.3
-8.9

835.1
-16.4

300.2
0.2
2.9

324.4
0.1
1.9

148.4
0.5
16.9

189.0
-2.4

1,730.7
93.0
101.3
224.4
1.3
2.0
2,416.9

2,544.8
125.0
375.2
324.0
1.0
3.1
4,224.6

1,857.4
147.7
100.6
408.6
0.3
5.7
2,823.6

2,030.4
125.0
286.2
671.3
0.1
3.7
3,443.1

1,868.6
254.8
186.5
418.1
-3.1
2,896.9

50.8
39.8
7.9
--

47.2
57.7
3.3
--

51.8
67.1
47.6
--

64.1
68.9
7.1
--

2,515.4

4,332.8

2,990.1

3,583.2

(121.2)

442.7

146.7

-(67.2)

-(251.5)

(67.2)

($188.4)

2014
JANUARY FEBRUARY

Intra-Fund
Transfer
MARCH Eliminations (*)
$

----3.7
2,351.6

----3.4%
10.8%
10.8%

222.1
-1.3

----

2,274.5
0.8
50.7

2,028.6
0.6
21.0

245.9
0.2
29.7

12.1%
33.3%
141.4%

1,880.7
118.3
89.6
579.9
1.2
5.0
2,866.1

2,188.3
128.8
159.8
269.8
-4.7
2,974.8

--------

14,100.9
992.6
1,299.2
2,896.1
3.9
27.3
21,646.0

13,784.8
854.7
455.4
2,619.2
3.7
24.2
19,792.2

316.1
137.9
843.8
276.9
0.2
3.1
1,853.8

2.3%
16.1%
185.3%
10.6%
5.4%
12.8%
9.4%

45.2
89.7
5.8

45.1
139.2
52.1
--

45.6
100.2
13.8
--

-----

349.8
562.6
137.6
--

341.0
483.8
99.4
--

8.8
78.8
38.2
--

2.6%
16.3%
38.4%
--

3,037.6

3,102.5

3,134.4

0.0

0.0

0.0

0.0

0.0

--

22,696.0

20,716.4

1,979.6

9.6%

(172.8)

590.2

195.1

393.8

0.0

0.0

0.0

0.0

0.0

--

1,474.5

1,098.8

375.7

34.2%

-(287.9)

-(134.0)

-(275.4)

-(322.9)

-(194.2)

-294.9

-(1,238.2)

-(1,771.0)

-(532.8)

--30.1%

(251.5)

(287.9)

(134.0)

(275.4)

(322.9)

(194.2)

0.0

0.0

0.0

0.0

0.0

294.9

(1,238.2)

(1,771.0)

(532.8)

-30.1%

$191.2

($141.2)

($306.8)

$314.8

($127.8)

$199.6

$0.0

$0.0

$0.0

$0.0

$0.0

$294.9

$236.3

($672.2)

$908.5

135.2%

0.0

0.0

----110.4
21,704.8

2,355.3

0.0

0.0

21,815.2

0.0

0.0

----114.1
24,056.4

$ Increase/ % Increase/
(Decrease) Decrease

24,170.5

0.0

0.0

2012

--

--

0.0

-------

2013

0.0

Intra-Fund transfer eliminations represent transfers to Special Revenue-State funds.


.

STATE OF NEW YORK


SPECIAL REVENUE FUNDS
CASH FLOW SCHEDULE OF TAX RECEIPTS
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT "G"
TAX RECEIPTS

7 Months Ended Oct. 31

2013
APRIL

MAY

JUNE

JULY

$ --

$ --

$422.1

$ --

$ --

$188.9

$7.5

--

--

422.1

--

--

188.9

7.5

Sales and Use


Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip

87.5
1.0
83.7
7.2
--19.9

60.6
-92.8
8.7
--0.6

81.7
10.0
89.6
9.1
--0.2

61.7
-104.3
8.2
--20.4

61.6
-86.6
9.4
--0.7

Total Consumption/Use Taxes and Fees

199.3

162.7

190.6

194.6

158.3

192.0

46.0
(0.2)
0.6
4.5
40.0

14.2
0.1
0.7
1.1
43.3

62.8
34.6
29.9
36.2
47.3

13.8
0.3
2.5
3.8
45.0

4.2
0.6
0.6
4.1
46.4

60.5
31.4
29.5
28.9
46.0

18.3
(4.3)
2.0
2.9
40.9

90.9

59.4

210.8

65.4

55.9

196.3

59.8

-----121.6

-----98.5

-----70.4

-----96.4

-----81.8

73.3

-----100.2

Total Other Taxes

121.6

98.5

70.4

96.4

81.8

73.3

100.2

0.0

0.0

0.0

0.0

Total Tax Receipts

$411.8

$320.6

$893.9

$356.4

$296.0

$650.5

$352.3

$0.0

$0.0

$0.0

$0.0

PERSONAL INCOME TAX


Total Personal Income Tax

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

0.0

DECEMBER

0.0

2014
JANUARY

0.0

FEBRUARY

0.0

MARCH

2013

2012

$618.5

$593.8

618.5

593.8

495.5
24.7
640.0
60.0
--62.1

454.1
22.2
690.2
59.4
--63.0

1,282.3

1,288.9

219.8
62.5
65.8
81.5
308.9

168.8
78.0
66.5
132.5
292.3

738.5

738.1

-----642.2

-----654.9

0.0

642.2

654.9

$0.0

$3,281.5

$3,275.7

0.0

CONSUMPTION/USE TAXES
80.2
13.8
89.0
8.6
--0.4

62.2
(0.1)
94.0
8.8
--19.9
184.8

0.0

0.0

0.0

0.0

0.0

BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes

0.0

0.0

0.0

0.0

0.0

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility

------

STATE OF NEW YORK


DEBT SERVICE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014

EXHIBIT "H"

(amounts in millions)

Beginning Fund Balance


RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Sales and Use
Other Taxes
Miscellaneous Receipts
Federal Receipts (*)
Total Receipts

MAY
$802.9

JUNE
$927.9

JULY
$577.6

AUGUST
$988.5

1,664.3

596.6

956.7

604.0

553.9

1,018.3

601.4

5,995.2

5,479.9

515.3

373.6
57.6
26.7
--

488.7
64.1
52.5
--

604.6
41.5
55.3
0.1

452.7
62.0
45.9
1.6

451.8
68.2
27.6
32.6

594.7
79.8
44.9
--

447.0
78.1
52.0
--

3,413.1
451.3
304.9
34.3

1,604.7
371.4
469.0
39.4

1,808.4
79.9
(164.1)
(5.1)

112.7%
21.5%
-35.0%
-12.9%

2,122.2

1,201.9

1,658.2

1,166.2

1,134.1

1,737.7

1,178.5

10,198.8

7,964.4

2,234.4

28.1%

SEPTEMBER
$1,172.2

OCTOBER
$463.8

NOVEMBER

0.0

DECEMBER

0.0

2014
JANUARY

7 Months Ended Oct. 31


$ Increase/ % Increase/
2012
(Decrease) Decrease
$427.5
($48.4)
-11.3%

2013
APRIL
$379.1

0.0

FEBRUARY

0.0

MARCH

0.0

2013
$379.1

9.4%

DISBURSEMENTS:
Departmental Operations:
Non-Personal Service
Debt Service, including payments on
financing agreements

1.3

0.6

3.5

5.9

3.6

4.9

0.6

20.4

18.6

281.9

136.9

409.7

89.9

373.4

794.3

219.3

2,305.4

2,421.9

(116.5)

-4.8%

Total Disbursements

283.2

137.5

413.2

95.8

377.0

799.2

219.9

2,325.8

2,440.5

(114.7)

-4.7%

1,839.0

1,064.4

1,245.0

1,070.4

757.1

938.5

958.6

7,873.0

5,523.9

2,349.1

42.5%

724.2
(2,139.4)

127.6
(1,067.0)

311.2
(1,906.5)

583.9
(1,243.4)

344.3
(917.7)

273.3
(1,920.2)

744.4
(1,176.2)

3,108.9
(10,370.4)

3,843.0
(8,389.6)

(734.1)
1,980.8

-19.1%
23.6%

(1,415.2)

(939.4)

(1,595.3)

(659.5)

(573.4)

(1,646.9)

(431.8)

0.0

0.0

0.0

0.0

0.0

(7,261.5)

(4,546.6)

(2,714.9)

-59.7%

(708.4)

526.8

0.0

0.0

0.0

0.0

0.0

611.5

977.3

(365.8)

-37.4%

$463.8

$990.6

$0.0

$0.0

$0.0

$0.0

$0.0

$990.6

$1,404.8

($414.2)

-29.5%

Excess (Deficiency) of Receipts


over Disbursements

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

Ending Fund Balance


(*)

423.8

125.0

(350.3)

410.9

183.7

$802.9

$927.9

$577.6

$988.5

$1,172.2

Federal receipts includes credit payments for interest paid on Build America Bonds and Qualified School Construction Bonds.

0.0
0.0

0.0
0.0

0.0
0.0

0.0
0.0

0.0
0.0

1.8

9.7%

STATE OF NEW YORK


CAPITAL PROJECTS FUNDS - COMBINED
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT "I"
COMBINED

(amounts in millions)

STATE

7 Months Ended Oct. 31


2013
APRIL

Beginning Fund Balance


RECEIPTS:
Consumption/Use Taxes
Auto Rental
Motor Fuel
Highway Use
Business Taxes
Petroleum Business
Transmission
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

($486.0)

MAY
($598.2)

JUNE

JULY

($662.3)

($813.7)

AUGUST

SEPTEMBER

OCTOBER

($952.2)

($1,171.1)

($1,001.8)

NOVEMBER

DECEMBER

2014
JANUARY

FEBRUARY

MARCH

($449.4)

% Increase/

(Decrease)

Decrease

($36.6)

-8.1%

16.4
34.4
10.6

-33.5
13.7

-35.2
10.2

22.7
33.3
11.4

-32.9
14.0

40.4
228.2
83.7

37.3
226.5
84.7

3.1
1.7
(1.0)

8.3%
0.8%
-1.2%

50.0
(0.4)
-125.1
112.3

54.0
--116.6
188.2

59.5
2.5
11.9
169.1
160.8

56.1
(0.6)
11.9
317.1
261.8

57.8
0.1
11.9
156.3
182.1

57.3
2.1
11.9
522.6
363.6

51.8
-12.0
767.9
200.5

386.5
3.7
59.6
2,174.7
1,469.3

366.4
5.4
59.6
2,116.3
1,199.0

20.1
(1.7)
-58.4
270.3

5.5%
-31.5%
-2.8%
22.5%

328.5

401.3

465.2

693.5

453.6

1,024.9

1,079.1

4,446.1

4,095.2

350.9

0.1
11.2
3.5

4.3
1.0
3.5

1.2
11.2
11.7

1.7
5.1
1.3

12.1
13.8
3.5

0.5
152.4
1.5

2.6
10.4
5.8

22.5
205.1
30.8

20.3
124.5
35.2

2.2
80.6
(4.4)

10.8%
64.7%
-12.5%

-11.7
-7.5
14.1
64.8
106.9

-14.1
--61.2
54.8
154.2

-28.7
-7.5
93.5
87.8
225.6

-19.4
-63.4
25.6
58.1
195.9

--

3.7
--12.4
54.7
85.6

1.6
13.4
47.5
238.0

-39.5
--19.6
62.3
140.2

-138.2
-80.0
239.8
430.0
1,146.4

-159.9
-29.6
219.6
255.6
844.7

-(21.7)
-50.4
20.2
174.4
301.7

--13.6%
-170.3%
9.2%
68.2%
35.7%

---327.2

---425.0

---514.9

---499.7

---523.8

---585.4

---496.5

---3,372.5

---3,082.1

---290.4

---9.4%

4,518.9

3,926.8

592.1

15.1%

--

21.1
--

0.0

0.0

0.0

0.0

0.0

412.8

531.9

669.1

725.3

719.7

823.4

636.7

0.0

0.0

0.0

0.0

0.0

(84.3)

(130.6)

(203.9)

(31.8)

(266.1)

201.5

442.4

0.0

0.0

0.0

0.0

0.0

OTHER FINANCING SOURCES (USES):


Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds

-66.7
(94.6)

-156.7
(90.2)

-144.9
(92.4)

-(11.6)
(95.1)

-137.5
(90.3)

-196.3
(228.5)

-(152.6)
(92.7)

(27.9)

66.5

52.5

(106.7)

47.2

(32.2)

(245.3)

Ending Fund Balance

($486.0)

$ Increase/

0.1
31.5
10.9

Total Disbursements

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

2012

1.2
27.4
12.9

Excess (Deficiency) of Receipts


over Disbursements

Total Other Financing Sources (Uses)

2013

(112.2)

(64.1)

(151.4)

(138.5)

(218.9)

($598.2)

($662.3)

($813.7)

($952.2)

($1,171.1)

169.3
($1,001.8)

0.0

0.0

0.0

0.0

0.0

8.6%

(72.8)

168.4

(241.2)

-143.2%

-537.9
(783.8)

-493.8
(803.4)

-44.1
(19.6)

-8.9%
-2.4%

(245.9)

(309.6)

63.7

20.6%

197.1

0.0

0.0

0.0

0.0

0.0

(318.7)

(141.2)

(177.5)

-125.7%

($804.7)

$0.0

$0.0

$0.0

$0.0

$0.0

($804.7)

($590.6)

($214.1)

-36.3%

STATE OF NEW YORK


CAPITAL PROJECTS FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT "I"
STATE

(amounts in millions)

STATE

7 Months Ended Oct. 31


Intra-Fund
2013
APRIL

RECEIPTS:
Consumption/Use Taxes
Auto Rental
Motor Fuel
Highway Use
Business Taxes
Petroleum Business
Transmission
Other Taxes
Miscellaneous Receipts
Federal Receipts

MAY

JUNE

$16.4
34.4
10.6

50.0
(0.4)
-125.0
--

54.0
--116.6
--

59.5
2.5
11.9
169.0
--

216.1

213.1

0.1
2.4
3.5

OCTOBER

$ -32.9
14.0

56.1
(0.6)
11.9
317.1
--

57.8
0.1
11.9
155.9
--

57.3
2.1
11.9
522.7
2.5

51.8
-12.0
767.2
--

304.3

431.7

271.1

663.9

877.9

4.3
1.0
3.5

1.2
2.5
11.7

1.7
5.1
1.3

12.1
10.0
3.5

0.5
31.5
1.5

-14.1
--61.2
0.6
91.3

-28.7
-7.5
93.5
0.3
138.1

-19.4
-63.4
25.6
0.7
134.7

--

--12.4
0.2
22.3

-11.7
-7.5
14.1
1.4
43.5

---271.0

---334.9

---401.8

---378.2

Total Disbursements

293.3

378.4

493.1

Excess (Deficiency) of Receipts


over Disbursements

(77.2)

(165.3)

OTHER FINANCING SOURCES (USES):


Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds

-66.7
(94.6)

Total Other Financing Sources (Uses)

(27.9)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

($105.1)

-3.7

NOVEMBER

DECEMBER

FEBRUARY

MARCH

Transfer
Eliminations (*)

2012

$ Increase/

% Increase/

(Decrease)

Decrease

$40.4
228.2
83.7

$37.3
226.5
84.7

$3.1
1.7
(1.0)

8.3%
0.8%
-1.2%

------

386.5
3.7
59.6
2,173.5
2.5

366.4
5.4
59.6
2,115.0
2.7

20.1
(1.7)
-58.5
(0.2)

5.5%
-31.5%
-2.8%
-7.4%

--

2,978.1

2,897.6

80.5

2.6
5.0
5.8

----

22.5
57.5
30.8

20.3
64.7
35.2

1.6
13.4
0.5
68.7

-39.5
--19.6
1.1
73.6

--------

-136.8
-80.0
239.8
4.8
572.2

-114.6
-29.6
219.6
4.7
488.7

-22.2
-50.4
20.2
0.1
83.5

-19.4%
-170.3%
9.2%
2.1%
17.1%

---378.1

---459.4

---354.9

-----

---2,578.3

---2,378.1

---200.2

---8.4%

516.3

512.8

528.1

428.5

0.0

0.0

0.0

0.0

0.0

--

3,150.5

2,866.8

283.7

9.9%

(188.8)

(84.6)

(241.7)

135.8

449.4

0.0

0.0

0.0

0.0

0.0

--

(172.4)

30.8

(203.2)

-659.7%

-156.7
(90.2)

-144.9
(92.4)

-(11.6)
(95.1)

-137.5
(90.3)

-196.3
(228.5)

-(152.6)
(92.7)

---

-537.9
(783.8)

-493.8
(803.4)

-44.1
(19.6)

-8.9%
-2.4%

66.5

52.5

(106.7)

47.2

(32.2)

(245.3)

0.0

0.0

0.0

0.0

0.0

--

(245.9)

(309.6)

63.7

20.6%

$204.1

$0.0

$0.0

$0.0

$0.0

$0.0

--

($418.3)

($278.8)

($136.3)

(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-Federal funds.

($191.3)

($194.5)

19.7
--

$103.6

2013

----

($98.8)

$ -33.5
13.7

SEPTEMBER

$22.7
33.3
11.4

DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

$0.1
31.5
10.9

AUGUST

$ -35.2
10.2

Total Receipts

$1.2
27.4
12.9

JULY

2014
JANUARY

0.0

0.0

0.0

0.0

0.0

2.2
(7.2)
(4.4)

($139.5)

2.8%

10.8%
-11.1%
-12.5%

-50.0%

STATE OF NEW YORK


CAPITAL PROJECTS FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2013-2014

EXHIBIT "I"
FEDERAL

(amounts in millions)

7 Months Ended Oct. 31

FEDERAL

Intra-Fund
2013
APRIL

RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

$1.3
1,196.3

($0.1)
270.5

-7.7%
22.6%

--

1,468.0

1,197.6

270.4

22.6%

5.4
--

----

-147.6
--

-59.8
--

-87.8
--

-146.8%
--

--------

---425.2
574.2

-45.3
---250.9
356.0

-(43.9)
---174.3
218.2

--96.9%
---69.5%
61.3%

-----

---794.2

---704.0

---90.2

---12.8%

308.4

29.1%

(38.0)

-27.6%

$0.4
182.1

($0.1)
361.1

$0.7
200.5

112.4

188.2

160.9

261.8

182.5

361.0

201.2

--

---

----

--

--

----

--

-----54.5
63.3

-----63.4
63.4

-----54.2
62.9

-----87.5
87.5

-----57.4
61.2

--

47.0
169.3

-----61.2
66.6

---56.2

---90.1

---113.1

---121.5

---145.7

---126.0

---141.6

119.5

153.5

176.0

209.0

206.9

295.3

208.2

34.7

(15.1)

52.8

(24.4)

65.7

8.8

(7.1)

8.7

3.8

-120.9
--

1.4
----

(7.0)

---

---

---

---

---

---

--

--

--

--

--

--

--

($7.1)

$34.7

(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-State funds.

$52.8

($24.4)

$65.7

0.0

0.0

0.0

0.0

0.0

--

---

($15.1)

% Increase/
Decrease

$1.2
1,466.8

$ -261.8

MARCH

$ Increase/
(Decrease)

---

$0.1
160.8

FEBRUARY

.
2012

$ -188.2

DECEMBER

Transfer
Eliminations (*)

2013

$0.1
112.3

NOVEMBER

2014
JANUARY

($7.0)

-1.4

0.0

0.0

0.0

0.0

0.0

--

1,368.4

1,060.0

0.0

0.0

0.0

0.0

0.0

--

99.6

137.6

---

---

---

---

---

--

--

--

--

--

0.0

0.0

0.0

0.0

0.0

$0.0

$0.0

$0.0

$0.0

$0.0

--

$99.6

$137.6

($38.0)

-27.6%

STATE OF NEW YORK


ENTERPRISE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT J

7 Months Ended Oct. 31


2013
APRIL
$83.7

MAY
$38.1

JUNE
$85.6

JULY
$88.2

4.7
179.8
269.7

5.1
174.8
254.6

5.5
153.6
208.7

20.2
165.3
270.8

71.3
144.5
246.7

10.7
135.2
215.8

8.5
164.1
237.4

454.2

434.5

367.8

456.3

462.5

361.7

410.0

0.4
3.2
-496.2

0.4
3.7
-382.9

0.3
4.1
0.1
360.7

0.7
3.6
-451.3

0.5
6.4
-376.1

1.8
90.3
0.4
392.0

0.4
5.3
0.1
363.4

Total Disbursements

499.8

387.0

365.2

455.6

383.0

484.5

369.2

0.0

0.0

0.0

0.0

Excess (Deficiency) of Receipts


over Disbursements

(45.6)

47.5

2.6

0.7

79.5

(122.8)

40.8

0.0

0.0

0.0

0.0

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

---

---

---

---

---

---

---

--

--

--

--

--

--

--

(122.8)

40.8

0.0

0.0

0.0

0.0

0.0

2.7

$45.6

$86.4

$0.0

$0.0

$0.0

$0.0

$0.0

$86.4

Beginning Fund Balance


RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Unemployment Taxes
Total Receipts

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits

Total Other Financing Sources (Uses)

AUGUST
$88.9

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses

(45.6)

47.5

2.6

0.7

79.5

Ending Fund Balance

$38.1

$85.6

$88.2

$88.9

$168.4

SEPTEMBER
$168.4

OCTOBER NOVEMBER DECEMBER


$45.6

0.0

0.0

0.0

0.0

2014
JANUARY FEBRUARY

0.0

0.0

0.0

0.0

MARCH

2013
$83.7

2012
$97.1

126.0
1,117.3
1,703.7

124.2
2,116.3
1,888.3

2,947.0

4,128.8

4.5
116.6
0.6
2,822.6

4.0
127.5
0.2
4,020.7

0.0

2,944.3

4,152.4

0.0

2.7

0.0

0.0

(23.6)

---

---

--

--

(23.6)
$73.5

STATE OF NEW YORK


INTERNAL SERVICE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT K

7 Months Ended Oct. 31

Beginning Fund Balance


RECEIPTS:
Miscellaneous Receipts

2013
APRIL
($6.4)

MAY
($23.3)

JUNE
($52.2)

JULY
($60.2)

AUGUST
($78.4)

SEPTEMBER
($79.9)

OCTOBER
($88.7)

NOVEMBER DECEMBER

2014
JANUARY

FEBRUARY

17.5

27.5

34.0

27.3

39.2

39.7

58.7

Total Receipts

17.5

27.5

34.0

27.3

39.2

39.7

58.7

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

10.9
25.1
1.2

8.9
51.1
1.6

7.3
37.6
10.9

11.9
37.1
--

8.4
32.0
1.7

7.6
42.9
5.2

8.7
31.4
7.9

Total Disbursements

37.2

61.6

55.8

49.0

42.1

55.7

48.0

0.0

0.0

0.0

0.0

Excess (Deficiency) of Receipts


over Disbursements

(19.7)

(34.1)

(21.8)

(21.7)

(2.9)

(16.0)

10.7

0.0

0.0

0.0

0.0

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds
Transfers to Other Funds

5.2

13.8
--

3.6
(0.1)

1.4

--

13.5
(6.3)

13.8

3.5

Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and


Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

2.8
-2.8

5.2

-1.4

7.2

(16.9)

(28.9)

(8.0)

(18.2)

(1.5)

(8.8)

($23.3)

($52.2)

($60.2)

($78.4)

($79.9)

($88.7)

0.0

0.0

0.0

0.0

MARCH

143.9

243.9

143.9

63.7
257.2
28.5

60.4
202.1
14.8

0.0

349.4

277.3

0.0

(105.5)

(133.4)

44.8
(6.4)

49.1
(5.9)

38.4

43.2

0.0

4.5

0.0

0.0

0.0

0.0

2012
$41.9

243.9

-4.5

2013
($6.4)

0.0

15.2

0.0

0.0

0.0

0.0

0.0

(67.1)

(90.2)

($73.5)

$0.0

$0.0

$0.0

$0.0

$0.0

($73.5)

($48.3)

STATE OF NEW YORK


PENSION TRUST FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT L

7 Months Ended Oct. 31


2013

Beginning Fund Balance

APRIL
($3.7)

2014
MAY
($4.7)

JUNE
($10.0)

JULY
($11.4)

AUGUST
($12.2)

SEPTEMBER
($8.9)

OCTOBER
($0.6)

NOVEMBER

DECEMBER JANUARY FEBRUARY

MARCH

2013
($3.7)

2012
$0.9

RECEIPTS:
Miscellaneous Receipts

4.7

7.9

4.3

6.2

16.6

13.2

5.2

Total Receipts

4.7

7.9

4.3

6.2

16.6

13.2

5.2

58.1

44.7

58.1

44.7

Personal Service

4.7

4.2

4.7

6.2

4.4

4.3

Non-Personal Service

1.0

1.5

0.8

0.8

1.5

0.6

4.3

32.8

31.2

0.7

6.9

7.5

0.2

9.8

15.1

12.8

5.7

13.2

5.7

7.0

13.3

4.9

5.0

0.0

0.0

0.0

0.0

0.0

54.8

53.8

(1.0)

(5.3)

(1.4)

(0.8)

3.3

8.3

0.2

0.0

0.0

0.0

0.0

0.0

3.3

(9.1)

0.0

0.0

0.0

0.0

0.0

DISBURSEMENTS:
Departmental Operations:

General State Charges

--

Total Disbursements

--

7.4

--

--

Excess (Deficiency) of Receipts


over Disbursements

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds

--

--

--

--

--

--

--

--

--

Transfers to Other Funds

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

Total Other Financing Sources (Uses)

0.0

0.0

0.0

0.0

0.0

Excess (Deficiency) of Receipts and


Other Financing Sources Over
Disbursements and Other Financing Uses

Ending Fund Balance

(1.0)

(5.3)

(1.4)

(0.8)

($4.7)

($10.0)

($11.4)

($12.2)

3.3

8.3

0.2

0.0

0.0

0.0

0.0

0.0

3.3

(9.1)

($8.9)

($0.6)

($0.4)

$0.0

$0.0

$0.0

$0.0

$0.0

($0.4)

($8.2)

STATE OF NEW YORK


PRIVATE PURPOSE TRUST FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2013-2014
(amounts in millions)

EXHIBIT M

7 Months Ended Oct. 31


2013

Beginning Fund Balance

APRIL
$10.3

2014
MAY
$10.6

JUNE
$11.0

JULY
$10.7

AUGUST
$10.7

SEPTEMBER
$10.8

OCTOBER
$10.8

NOVEMBER

DECEMBER JANUARY FEBRUARY

MARCH

2013
$10.3

2012
$10.2

RECEIPTS:
Miscellaneous Receipts

0.3

0.4

(0.3)

0.1

0.1

--

0.1

Total Receipts

0.3

0.4

(0.3)

0.1

0.1

--

0.1

0.0

0.0

0.0

0.0

0.0

0.7

0.6

0.7

0.6

DISBURSEMENTS:
Departmental Operations:
Personal Service

--

--

--

Non-Personal Service

--

--

--

--

--

--

--

--

--

--

--

General State Charges


Total Disbursements

0.1

0.1

--

--

--

--

--

--

0.1

--

--

0.1

--

--

0.1

--

0.1
--

0.1

--

0.0

0.0

0.0

0.0

0.0

0.2

0.1

0.0

0.0

0.0

0.0

0.0

0.5

0.5

Excess (Deficiency) of Receipts


over Disbursements

0.3

0.4

(0.3)

--

0.1

--

--

OTHER FINANCING SOURCES (USES):


Transfers from Other Funds

--

--

--

--

--

--

--

--

--

Transfers to Other Funds

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

--

Total Other Financing Sources (Uses)

0.0

0.0

0.0

0.0

0.0

Excess (Deficiency) of Receipts and


Other Financing Sources Over
Disbursements and Other Financing Uses

Ending Fund Balance

0.3

0.4

$10.6

$11.0

(0.3)
$10.7

-$10.7

0.1
$10.8

-$10.8

-$10.8

0.0

0.0

0.0

0.0

0.0

0.5

0.5

$0.0

$0.0

$0.0

$0.0

$0.0

$10.8

$10.7

STATE OF NEW YORK


GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF OCTOBER 2013
(amounts in millions)

SCHEDULE 1

BALANCE
10/1/13
GENERAL FUND
10000-10049-Local Assistance Account
10050-10099-State Operations Account
10100-10149-Tax Stabilization Reserve
10150-10199-Contingency Reserve
10200-10249-Universal Pre-K Reserve
10250-10299-Community Projects
10300-10349-Rainy Day Reserve Fund
10400-10449-Refund Reserve Account
10500-10549-Fringe Benefits Escrow
10550-10599-Tobacco Revenue Guarantee
TOTAL GENERAL FUND
SPECIAL REVENUE FUNDS-STATE_
20000-20099-Mental Health Gifts and Donations
20100-20299-Combined Expendable Trust
20300-20349-New York Interest on Lawyer Account
20350-20399-NYS Archives Partnership Trust
20400-20449-Child Performer's Protection
20450-20499-Tuition Reimbursement
20500-20549-New York State Local Government Records
Management Improvement
20550-20599-School Tax Relief
20600-20649-Charter Schools Stimulus
20650-20699-Not-For-Profit Short Term Revolving Loan
20800-20849-HCRA Resources
20850-20899-Dedicated Mass Transportation Trust
20900-20949-State Lottery
20950-20999-Combined Student Loan
21000-21049-Sewage Treatment Program Mgmt. & Administration
21050-21149-EnCon Special Revenue
21150-21199-Conservation
21200-21249-Environmental Protection and Oil Spill Compensation
21250-21299-Training and Education Program on OSHA
21300-21349-Lawyers' Fund for Client Protection
21350-21399-Equipment Loan for the Disabled
21400-21449-Mass Transportation Operating Assistance
21450-21499-Clean Air
21500-21549-New York State Infrastructure Trust
21550-21559-Legislative Computer Services
21600-21649-Biodiversity Stewardship and Research
21650-21699-Combined Non-Expendable Trust
21700-21749-Winter Sports Education Trust
21750-21799-Musical Instrument Revolving
21850-21899-Arts Capital Revolving
21900-22499-Miscellaneous State Special Revenue

RECEIPTS

DISBURSEMENTS

OTHER FINANCING
SOURCES (USES)
$2,629.603
(2,256.589)
---5.000
-----

BALANCE
10/31/13

-6,183.802
---89.686
-----

$0.008
2,647.014
------102.418
--

$2,629.611
1,146.114
---1.892
--102.418
--

6,273.488

2,749.440

3,880.035

2.216
63.731
9.719
0.334
0.177
6.318

0.074
2.800
0.861
0.006
0.125

0.014
0.704
0.452
0.041
0.015
0.532

-------

2.276
65.827
10.128
0.293
0.168
5.911

0.960
7.478

0.492
7.525

-----

2.797
0.002
0.602

2.329
0.049
0.602
-83.020
69.290
(593.660)
18.804
0.157
(34.909)
88.663
18.578
1.160
6.946
0.539
177.731
(19.958)
0.077
10.279
-3.484
0.988
0.001
0.806
1,079.471

--

---

--482.184
48.213
305.778
1.505

443.677
47.124
152.814
4.498
0.178
12.144
6.730
3.697
(0.145)
0.089
0.015
180.299
3.129

-6.061
11.264
2.799
10.979
0.803
0.004
91.576
2.663
0.001
0.077
-0.001
--0.001
268.069

-0.111
-----804.945

378.014

-5,428.113
---92.794
----5,520.907

-(56.663)

---(0.082)
1.845
(1.763)
(2.603)
---3.000
--------292.267

64.864
70.379
(440.696)
15.811
(0.103)
(39.147)
91.434
15.077
12.284
7.660
0.528
92.008
(20.424)
0.078
10.245
-3.485
0.988
0.001
0.807
834.862

STATE OF NEW YORK


GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF OCTOBER 2013
(amounts in millions)

SCHEDULE 1
(continued)

BALANCE
10/1/13

RECEIPTS

DISBURSEMENTS

OTHER FINANCING
SOURCES (USES)

SPECIAL REVENUE FUNDS-STATE (CONTINUED)


22500-22549-Court Facilities Incentive Aid
22550-22599-Employment Training
22650-22699-State University Income
22700-22749-Chemical Dependence Service
22750-22799-Lake George Park Trust
22800-22849-State Police Motor Vehicle Law Enforcement and
Motor Vehicle Theft and Insurance Fraud Prevention
22850-22899-New York Great Lakes Protection
22900-22949-Federal Revenue Maximization
22950-22999-Housing Development
23000-23049-NYS/DOT Highway Safety Program
23050-23099-Vocational Rehabilitation
23100-23149-Drinking Water Program Management and
Administration
23150-23199-NYC County Clerks' Operations Offset
23200-23249-Judiciary Data Processing Offset
23250-23449-IFR / CUTRA
23500-23549-USOC Lake Placid Training
23550-23599-Indigent Legal Services
23600-23649-Unemployment Insurance Interest and Penalty
23650-23699-MTA Financial Assistance Fund
TOTAL SPECIAL REVENUE FUNDS-STATE

(6.102)
(32.425)
8.978
111.106
0.064
90.001
7.473
71.298
2,332.820

---

SPECIAL REVENUE FUNDS-FEDERAL


25000-25099-Federal USDA / Food and Consumer Services
25100-25199-Federal Health and Human Services
25200-25249-Federal Education
25250-25299-Federal DHHS Block Grant
25300-25899-Federal Miscellaneous Operating Grants
25900-25949-Unemployment Insurance Administration
25950-25999-Unemployment Insurance Occupational Training
26000-26049-Federal Employment and Training Grants
TOTAL SPECIAL REVENUE FUNDS-FEDERAL

(36.176)
(281.942)
(19.682)
-14.628
66.256
1.257
0.297
(255.362)

180.891
2,944.533
198.985
-165.456
17.855
0.800
19.666
3,528.186

153.936
2,521.548
231.950
-186.138
20.174
0.586
19.993
3,134.325

-(194.171)
------(194.171)

2,077.458

5,182.191

5,364.982

294.632

--

--

--

DEBT SERVICE FUNDS


40000-40049-Debt Reduction Reserve
40100-40149-Mental Health Services
40150-40199-General Debt Service
40250-40299-State Housing Debt Service
40300-40349-Department of Health Income
40350-40399-State University Dormitory Income
40400-40449-Clean Water/Clean Air
40450-40499-Local Government Assistance Tax
TOTAL DEBT SERVICE FUNDS

23.787
0.049
1,006.818
11.996
0.595
37.738
0.171
0.023
8.879
(4.740)
0.169

0.002
-244.107
0.847

461.867
2.311
0.054

-10.551
---

0.098
0.020
--

0.001

0.238
0.221

-0.014

2.794
6.960
0.002
9.213
1.335
133.897
1,654.005

304.116
0.123
--

7.208
--

-0.363
1.976
1.308
8.696
-0.747
0.216
76.254
2,230.657

19.771
824.868

0.342
218.042
1.405

-26.622
110.976
18.483
3.479
463.799

18.008
14.274
78.086
223.477
1,178.484

---0.125
219.914

BALANCE
10/31/13

---

16.581
0.049
986.669
9.532
0.541

197.611
(1.000)
--------

48.191
0.151
0.023
8.642
(4.961)
0.183

------

(6.465)
(34.401)
10.464
109.370
0.066
92.967
8.592
190.632
2,244.971

(5.500)
-61.691
488.803

-(183.753)
80.588
1.405
(10.408)
(21.241)
(75.037)
(223.352)
(431.798)

(9.221)
(53.128)
(52.647)
-(6.054)
63.937
1.471
(0.030)
(55.672)
2,189.299

-139.792
687.537
-34.222
104.009
21.532
3.479
990.571

STATE OF NEW YORK


GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF OCTOBER 2013
(amounts in millions)

SCHEDULE 1
(continued)

BALANCE
10/1/13
CAPITAL PROJECTS FUNDS
30000-30049-State Capital Projects
30050-30099-Dedicated Highway and Bridge Trust
30100-30299-SUNY Residence Halls Rehabilitation and Repair
30300-30349-New York State Canal System Development
30350-30399-Parks Infrastructure
30400-30449-Passenger Facility Charge
30450-30499-Environmental Protection
30500-30549-Clean Water/Clean Air Implementation
30600-30609-Energy Conservation Thru Improved Transportation Bond
30610-30619-Park & Recreation Land Acquisition Bond
30620-30629-Pure Waters Bond
30630-30639-Transportation Capital Facilities Bond
30640-30649-Environmental Quality Protection Bond
30650-30659-Rebuild and Renew New York Transportation Bond
30660-30669-Transportation Infrastructure Renewal Bond
30670-30679-1986 Environmental Quality Bond Act
30680-30689-Accelerated Capacity and Transportation
Improvement Bond
30690-30699-Clean Water/Clean Air Bond
30700-30749-State Housing Bond
30750-30799-Outdoor Recreation Development Bond
30900-30949-Rail Preservation and Development Bond
31350-31449-Federal Capital Projects
31450-31499-Forest Preserve Expansion
31500-31549-Hazardous Waste Remedial
31650-31699-Suburban Transportation
31700-31749-Division for Youth Facilities Improvement
31800-31849-Housing Assistance
31850-31899-Housing Program
31900-31949-Natural Resource Damage
31950-32199-DOT Engineering Services
32200-32249-Miscellaneous Capital Projects
32250-32299-CUNY Capital Projects
32300-32349-Mental Hygiene Facilities Capital Improvement
32350-32399-Correction Facilities Capital Improvement
32400-32999-State University Capital Projects
33000-33049-NYS Storm Recovery Fund
TOTAL CAPITAL PROJECTS FUNDS
TOTAL GOVERNMENTAL FUNDS

-(409.431)
102.626
4.514
(87.052)
0.014
45.480
-0.164
-1.098
3.391
1.992
95.578
4.257
14.948
2.837
3.995
---(60.702)
0.896
(233.818)
0.505
(12.494)
(17.314)
(190.284)
16.124
(12.683)
29.877
(0.023)
(341.623)
(117.464)
160.841
(8.038)
(1,001.789)
$7,812.956

RECEIPTS

DISBURSEMENTS

335.222
153.158
0.005
0.338
55.229
--

185.135
161.704
3.174
0.923
11.879
--

27.329

7.768

----------

----------

------

-----201.215

--

208.225
--

179.249
-----

(150.087)
(89.287)
2.237
-------(0.355)
--(7.348)
----------

1.365
--0.002

0.096
0.035
0.650

-6.157
--

19.180
102.080
0.020
(0.001)
1,079.183

14.833
21.812
11.446
0.046
636.733

$10,189.298

$10,101.664

BALANCE
10/31/13

-(507.264)
101.694
3.929
(43.702)
0.014
65.041
-0.164
-0.743
3.391
1.992
88.230
4.257
14.948
2.837
3.995
----

0.349
-(245.323)

(67.712)
0.896
(63.043)
0.505
(13.859)
(17.314)
(190.284)
16.030
(12.718)
35.384
(0.023)
(337.276)
(37.196)
149.764
(8.085)
(804.662)

($4.475)

$7,896.115

7.642
--

--

OTHER FINANCING
SOURCES (USES)

(0.832)
-----------

STATE OF NEW YORK


PROPRIETARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND EQUITY
FOR THE MONTH OF OCTOBER 2013
(amounts in millions)

FUND TYPE

BALANCE
10/1/13

RECEIPTS

SCHEDULE 2

DISBURSEMENTS

OTHER
FINANCING
SOURCES (USES)

BALANCE
10/31/13

ENTERPRISE FUNDS
50000-50049-Youth Commissary
50050-50099-State Exposition Special
50100-50299-Correctional Services Commissary
50300-50399-Agency Enterprise
50400-50449-OMH Sheltered Workshop
50450-50499-OPWDD Patient Workshop
50500-50599-Mental Hygiene Community Stores
50650-50699-Unemployment Insurance Benefit
TOTAL ENTERPRISE FUNDS

$0.210
6.769
2.785
2.481
1.967
1.109
3.556
26.713
45.590

$0.004
0.753
3.398
0.115
0.063
0.173
0.175
405.349
410.030

$0.005
2.212
2.999
0.305
0.072
0.075
0.149
363.411
369.228

(64.195)
2.485
0.158
0.069
2.076
(3.620)
(16.679)
(8.955)
(88.661)

48.453
5.793
0.134
0.001

20.385
18.415
0.039

----------

$0.209
5.310
3.184
2.291
1.958
1.207
3.582
68.651
86.392

INTERNAL SERVICE FUNDS


55000-55049-O.G.S. Centralized Services
55050-55099-Agency Internal Service
55100-55149-Mental Hygiene Revolving
55150-55199-Youth Vocational Education
55200-55249-Joint Labor/Management Administration
55250-55299-Audit and Control Revolving
55300-55349-Health Insurance Revolving
55350-55399-Correctional Industries Revolving
TOTAL INTERNAL SERVICE FUNDS

TOTAL PROPRIETARY FUNDS

($43.071)

---

--

1.824
2.523
58.728

0.066
1.190
0.932
6.991
48.018

$468.758

$417.246

2.307
2.502
(0.016)
(0.013)
(0.046)
(0.260)
4.474

(33.820)
(7.635)
0.253
0.070
1.994
(4.823)
(15.833)
(13.683)
(73.477)

$4.474

$12.915

---

STATE OF NEW YORK


FIDUCIARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
FOR THE MONTH OF OCTOBER 2013

SCHEDULE 3

(amounts in millions)

FUND TYPE

BALANCE
10/1/13

RECEIPTS

DISBURSEMENTS

OTHER
FINANCING
SOURCES (USES)

BALANCE
10/31/13

PENSION TRUST FUNDS


65000-65049-Common Retirement-Administration
TOTAL PENSION TRUST FUNDS

($0.554)

$5.184

$5.055

(0.554)

5.184

--

($0.425)

5.055

--

(0.425)

0.099

0.007
0.015

---

2.140
8.694

0.099

0.022

--

10.834

21.501
0.232
406.635
15.190
30.484
8.923
0.546
382.892
0.109
558.922
17.844
110.512
132.410

PRIVATE PURPOSE TRUST FUNDS


66000-66049-Agriculture Producers' Security
66050-66099-Milk Producers' Security

2.147
8.610

TOTAL PRIVATE PURPOSE TRUST FUNDS

--

10.757

AGENCY FUNDS
60050-60149-School Capital Facilities Financing Reserve
60150-60199-Child Performer's Holding
60200-60249-Employees Health Insurance
60250-60299-Social Security Contribution
60300-60399-Employee Payroll Withholding Escrow
60400-60449-Employees Dental Insurance
60450-60499-Management Confidential Group Insurance
60500-60549-Lottery Prize
60550-60599-Health Insurance Reserve Receipts
60600-60799-Miscellaneous New York State Agency
60800-60849-Elderly Pharmaceutical Insurance Coverage Escrow
60850-60899-CUNY Senior College Operating
60900-60949-Medicaid Management Information System Escrow
60950-60999-Special Education
61000-61099-State University Collection
61100-61999-SUNY Federal Direct Lending Program
TOTAL AGENCY FUNDS

TOTAL FIDUCIARY FUNDS

20.458
0.219
288.239
15.128
(3.693)
8.003
0.513
375.263
0.109
601.045
17.743
138.147
139.711

--

--

(5.967)
13.212
165.002
4,739.339
-(122.118)
72.553

36.156
13.111
192.637
4,746.640
----

-----------------

1,862.540

6,155.409

6,119.659

--

1,898.290

$1,872.743

$6,160.692

$6,124.736

--

$1,908.699

-349.055
(87.400)

1.043
0.015
718.103
96.858
380.427
6.689
0.848
89.405

-0.002
599.707
96.796
346.250
5.769
0.815
81.776

-226.937
(14.847)

STATE OF NEW YORK


SOLE CUSTODY AND INVESTMENT ACCOUNTS
STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS
FOR THE MONTH OF OCTOBER 2013
(amounts in millions)

FUND TYPE

SCHEDULE 4

BALANCE
10/1/13

RECEIPTS

DISBURSEMENTS

BALANCE
10/31/13

ACCOUNTS
70000-70049-Tobacco Settlement
70050-70149-Sole Custody Investment (*)
70200-Comptroller's Refund
TOTAL ACCOUNTS

$2.706
2,043.675
-$2,046.381

$ --

$ --

$2.706

6,631.500

7,008.147

169.627

169.627

$6,801.127

$7,177.774

1,667.028
-$1,669.734

(*) Includes Public Asset Fund resources


Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such
conversion, assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in
(s) 7317 of the Insurance Law. On December 28, 2005, Wellchoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by Wellpoint, Inc. This conversion was also subject to the same Chapter 1
requirements
i
t off assigning
i i assets
t representing
ti 95 percentt off the
th fair
f i market
k t value
l off the
th not-for-profit
tf
fit corporation
ti b
be ttransferred
f
d tto th
the "P
"Public
bli A
Assett F
Fund".
d"
As of October 31, 2013, $10,266,810.56 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public
Asset Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resource Fund (20800-20849).

STATE OF NEW YORK


DEBT SERVICE FUNDS
STATEMENT OF DIRECT STATE DEBT ACTIVITY
FISCAL YEAR 2013 - 2014

SCHEDULE 5

DEBT ISSUED

PURPOSE

DEBT
OUTSTANDING
APRIL 1, 2013

MONTH OF
OCTOBER

DEBT MATURED

7 MONTHS ENDED
OCT. 31, 2013

MONTH OF
OCTOBER

INTEREST DISBURSED

7 MONTHS ENDED
OCT. 31, 2013

DEBT
OUTSTANDING
OCT. 31, 2013

MONTH OF
OCTOBER

7 MONTHS ENDED
OCT. 31, 2013

GENERAL OBLIGATION BONDED DEBT:


Accelerated Capacity and Transportation Improvements

$53,577,919.54

$231,554,411.14

$3,906,762.45

$9,568,402.86

7,137,994.81
3,440,000.00
10,826,707.68
5,721,166.42
118,970.67

25,241,692.23
15,503.43
455,640,240.58
52,779,599.09
92,748,043.35

183,636.30
-2,186,995.68
324,978.61
42,152.42

824,299.19
64,008.21
9,708,996.04
1,016,621.57
1,884,260.84

--

3,195,741.03

6,777,155.85

121,705.52

255,174.13

----

----

3,065,267.25
5,956,872.83
18,156,925.48

4,819,262.10
12,144,797.98
49,462,120.90

120,610.36
207,033.48
714,275.98

296,070.49
617,727.63
1,815,428.09

---

---

---

3,197,762.42
20,304,130.16

23,375,899.48
304,441,957.60

260,131.04
1,254,020.27

677,129.36
6,583,856.86

28,425,000.00
26,745,000.00

---

---

4,765,000.00
4,720,000.00

23,660,000.00
22,025,000.00

344,700.00
--

781,250.00
335,451.00

14,861.27

--

--

57,002,922.06

--

--

2,677,029.95

--

--

--

Rebuild and Renew New York Transportation:


Highway Facilities
Canals and Waterways
Aviation
Rail and Port
Mass Transit - Dept. of Transportation
Mass Transit - Metropolitan Transportation Authority

873,119,380.50
15,279,819.82
56,152,937.84
77,708,185.17
11,239,879.29
951,348,159.43

-------

-------

-------

Rebuild New York-Transportation Infrastructure Renewal:


Highways, Parkways, and Bridges
Ports, Canals, and Waterways
Rapid Transit, Rail, and Aviation

3,412,754.16
-12,824,436.79

----

----

----

--2,970,462.67

3,412,754.16
-9,853,974.12

--202,143.65

69,760.57
-390,567.13

Transportation Capital Facilities:


Aviation
Mass Transportation

13,478,354.46
1,011,136.70

---

---

---

2,309,983.61
892,017.26

11,168,370.85
119,119.44

180,266.40
3,048.99

422,145.86
19,000.73

$3,524,139,999.46

$ --

$ --

$162,575,000.00

$3,361,564,999.46

$10,645,566.20

$79,395,742.08

Clean Water/Clean Air:


Air Quality
Safe Drinking Water
Water
Solid Waste
Environmental Restoration
Energy Conservation Through Improved Transportation:
Rapid Transit and Rail Freight
Environmental Quality Protection (1972):
Air
Land and Wetlands
Water
Environmental Quality (1986):
Land and Forests
Solid Waste Management

Housing:
Low Cost
Middle Income
Park and Recreation Land Acquisition
Pure Waters
Rail Preservation Development

Total General Obligation Bonded Debt

$285,132,330.68

$ --

$ --

32,379,687.04
3,455,503.43
466,466,948.26
58,500,765.51
92,867,014.02

------

------

9,972,896.88

--

--

7,884,529.35
18,101,670.81
67,619,046.38

----

26,573,661.90
324,746,087.76

$ --

--1,745,000.00
---

1,060,000.00
--245,000.00

$3,050,000.00

--

14,861.27

--

290.26

10,685,044.54

46,317,877.52

569,053.51

1,553,673.66

1,533,033.63

1,143,996.32

24,051.54

77,618.00

-------

873,119,380.50
15,279,819.82
56,152,937.84
77,708,185.17
11,239,879.29
951,348,159.43

-------

18,892,605.63
324,278.76
1,167,477.35
1,789,936.29
251,216.47
20,008,495.10

STATE OF NEW YORK


DEBT SERVICE FUNDS
FINANCING AGREEMENTS
FOR THE SEVEN (7) MONTHS ENDED OCTOBER 31, 2013

SCHEDULE 5a

DEBT
REDUCTION
RESERVE
FUND
(40000-40049)
Special Contractual Financing Obligations:
Payments to Public Authorities:
City University Construction
Dormitory Authority:
Albany County Airport
Consolidated Service Contract Refunding
David Axelrod Institute
Department of Health Facilities
Economic Development Housing
Education
General Purpose
Health Care
Mental Health Facilities
OGS Parking
State Department of Education Facilities
State Facilities and Equipment
SUNY Community Colleges
SUNY Dormitory Facilities
SUNY Educational Facilities
Environmental Facilities Corporation
Housing Finance Agency
Local Government Assistance Corporation
Metropolitan Transportation Authority:
Transit and Commuter Rail Projects
Thruway Authority:
Dedicated Highway & Bridge
Local Highway & Bridge
Transportation
Urban Development Corporation:
Center for Industrial Innovation at RPI
Clarkson University
Columbia Univer. Telecommunications Center
Community Enhancement Facilities Program
Consolidated Service Contract Refunding
Cornell Univer. Supercomputer Center
Correctional Facilities
Economic Development Housing
General Purpose
State Facilities and Equipment
Syracuse University Science and
Technology Center
University Facilities Grant 95 Refunding
Total Disbursements for Special Contractual
Financing Obligations

--

GENERAL
DEBT
SERVICE
(40151)

DEPARTMENT
OF HEALTH
INCOME
(40300-40349)

$120,492,190

275,719

--

------------------57,425,366

MENTAL
HEALTH
SERVICES
(40100-40149)

--

-------------------

-4,779,467
------474,125
916,516
-28,026,713
-116,219,270
2,669,252
26,480,026
--

--

34,257,425

--

--

--

----

597,298,383
95,441,800
--

----

----

----

--

---14,106,370
---------------

LOCAL
GOVERNMENT
ASSISTANCE
TAX
(40450-40499)

--------106,084,898
----------

-----------

159,913
3,719,000
-62,634,127
493,000
4,187,685
----

-----------

-----------

-----------

---

255,338
286,259

---

---

---

--

$1,099,066,208

$14,106,370

$57,425,366

$106,084,898

REVENUE
BOND
TAX
(40152)

--

STATE
UNIVERSITY
DORMITORY
INCOME
(40350-40399)

----7,976,074
130,950,881
376,560,109
2,822,019
---65,270
---16,409,128
34,206,740
--

COMBINED TOTALS
7 MONTHS ENDED OCT. 31
2013
2012

--

$120,492,190

-------------------

275,719

$128,150,815

$ INCREASE /
(DECREASE)

($7,658,625)

-4,779,467
14,106,370
7,976,074
130,950,881
376,560,109
2,822,019
106,084,898
474,125
916,516
65,270
28,026,713
-116,219,270
19,078,380
60,686,766
57,425,366

325,332
83,554,102
4,664,279
14,077,231
9,549,235
135,782,758
235,489,106
2,911,369
110,626,048
478,125
982,867
269,379
25,349,483
67,111,158
150,671,089
21,081,943
68,546,597
63,816,513

(49,613)
(83,554,102)
115,188
29,139
(1,573,161)
(4,831,877)
141,071,003
(89,350)
(4,541,150)
(4,000)
(66,351)
(204,109)
2,677,230
(67,111,158)
(34,451,819)
(2,003,563)
(7,859,831)
(6,391,147)

--

34,257,425

41,732,511

(7,475,086)

--73,893,575

----

597,298,383
95,441,800.00
73,893,575

615,011,452
101,186,800
65,659,250

(17,713,069)
(5,745,000)
8,234,325

-------22,130,332
82,893,116
38,798,562

-----------

159,913
3,719,000
-62,634,127
493,000
4,187,685
22,130,332
82,893,116
38,798,562

110,687
178,200
3,719,000
-67,945,314
493,000
5,400,708
26,111,603
69,008,877
41,819,009

(110,687)
(18,287)
--(5,311,187)
-(1,213,023)
(3,981,271)
13,884,239
(3,020,447)

---

255,338
286,259

311,025
317,472

(55,687)
(31,213)

--

$2,063,388,648

$2,162,442,337

($99,053,689)

--

--$786,705,806

--

SUMMARY OF THE OPERATING FUND INVESTMENTS


FOR THE MONTH OF OCTOBER 2013
AS REQUIRED OF THE STATE COMPTROLLER
(amounts in millions)
FISCAL YEAR
TO DATE

OCTOBER 2013

PRIOR FISCAL
YEAR TO DATE
OCTOBER 2012

SHORT TERM INVESTMENT POOL*


AVERAGE DAILY INVESTMENT BALANCE**
AVERAGE YIELD**
TOTAL INVESTMENT EARNINGS

$6,916.0
0.146%
$0.853

$6,219.7
0.150%
$5.476

Month-End Portfolio Balances


DESCRIPTION
GOVT. AGENCY BILLS/NOTES
REPURCHASE AGREEMENTS
COMMERCIAL PAPER
CERTIFICATES OF DEPOSIT/SAVINGS
0% COMPENSATING BALANCE CD's

OCTOBER 2013
PAR AMOUNT
$ -1,221.8
2,067.4
4,245.8
4,425.0
$11,960.0

OCTOBER 2012
PAR AMOUNT
$ -2,762.0
471.5
3,081.2
3,400.0
$9,714.7

*Pursuant to 98 of the State Finance Law, the State Comptroller is authorized to invest and keep invested all moneys,
in any fund, held by the State. The Short Term investment Pool (STIP) represents an accounting mechanism that allows
for the separate accounting of individual funds/subfunds (on deposit in State's general checking account) for the purpose
of making short term investments. Pursuant to State Finance Law 4(5) the Short Term Investment Pool is authorized
to temporarily loan to the General Fund-State Operations Account (10050) funds for a period of four months or the end
of the fiscal year, which ever is shorter. However, it must be noted that certain funds/subfunds are invested as part of
STIP, but are held by the State Comptroller in a fiduciary capacity. Fiduciary fund balances are restricted and may not
be used for any State purposes since moneys in such funds are held by the State in a trustee (or fiduciary) capacity or
as an agent for individuals, private organizations, or non-State governmental units (e.g. local governments, public authorities).
Therefore, Fiduciary fund balances are not available to be temporarily loaned to the General Fund-State Operations
Account. Fiduciary fund balances are presented in Schedules 3 and 4 of this report.
**Does not include 0% Compensating Balance CD's.

SOURCE: PENSION INVESTMENT AND PUBLIC FINANCE

$6,518.2
0.169%
$6.442

STATE OF NEW YORK


OFFICE OF THE STATE COMPTROLLER
DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES
BUREAU OF FINANCIAL REPORTING & OIL SPILL REMEDIATION
COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING
FISCAL YEAR 2013-2014

APPENDIX - TABLE OF CONTENTS

HCRA Resources Fund - Statement of Receipts and Disbursements by Account

Appendix A

HCRA Resources Fund - Statement of Program Disbursements

Appendix B

American Recovery and Reinvestment Act of 2009- Schedule of Disbursements of Federal Awards

Appendix C

HCRA Public Goods Pool - Statement of Cash Flow

Appendix D

HCRA Medicaid Disproportionate Share - Statement of Cash Flow

Appendix E

Public Authority Off Budget Spending Report

Appendix F

Schedule of Month-End Temporary Loans Outstanding

Appendix G

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF RECEIPTS AND DISBURSEMENTS BY ACCOUNT
FISCAL YEAR 2013-2014

APPENDIX A

2013
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OPENING CASH BALANCE

$17,997,940

$175,043,010

$162,693,537

$18,101,879

$72,236,110

$53,339,999

RECEIPTS:
Cigarette Tax
State Share of NYC Cigarette Tax
STIP Interest
Public Asset Transfers
Assessments
Fees
Rebates
Restitution and Settlements
Miscellaneous

83,696,224
3,798,000
43,439
-327,107,157
446,000
1,461
49,000
--

92,842,993
3,832,000
--365,066,598
98,000
-322,000
--

89,554,269
4,454,000
64,929
-344,867,943
1,955,209
49,037
612,000
--

104,213,728
5,214,000
28,378
-364,964,258
1,894,141
-58,000
113,028

86,686,771
3,712,000
--323,227,955
7,047,210
-624,000
--

88,993,788
4,184,584
64,247
-349,020,467
775,000
-748,234
17,337

415,141,281

462,161,591

441,557,387

476,485,533

421,297,936

443,803,657

DISBURSEMENTS:
Grants
Interest - Late Payments
Personal Service
Non-Personal Service
Employee Benefits/Indirect Costs

254,961,215
2,166
901,489
1,945,312
--

424,991,159
27
840,036
2,526,279
--

572,971,072
314
787,875
10,488,472
1,286,016

409,604,712
341
1,249,213
715,827
--

435,659,813
1,010
840,729
1,409,460
1,134

402,330,789
49
588,843
651,229
877,374

Total Disbursements

257,810,182

428,357,501

585,533,749

411,570,093

437,912,146

404,448,284

----

--1,306,000

--9,029,000

---

---

Total Receipts

OPERATING TRANSFERS:
Transfers to Capital Projects Fund
Transfers to General Fund
Transfers to Revenue Bond Tax Fund
Transfers to Miscellaneous Special Revenue Fund
Administration Program Account
Empire State Stem Cell Trust Account
Transfers to SUNY Income Fund
Total Operating Transfers
Total Disbursements and Transfers
CLOSING CASH BALANCE

------

45,000,000
---

----

---

---

286,029
286,029

1,153,563
46,153,563

615,296
615,296

-10,000,000
781,209
10,781,209

258,096,211

474,511,064

586,149,045

$175,043,010

$162,693,537

$18,101,879

975,901
2,281,901

646,505
9,675,505

422,351,302

440,194,047

414,123,789

$72,236,110

$53,339,999

$83,019,867

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF RECEIPTS AND DISBURSEMENTS BY ACCOUNT
FISCAL YEAR 2013-2014

OCTOBER

APPENDIX A
(continued)

7 Months Ended
October 31, 2013

OPENING CASH BALANCE

$83,019,867

$17,997,940

RECEIPTS:
Cigarette Tax
State share of NYC Cigarette Tax
STIP Interest
Public Asset Transfers
Assessments
Fees
Rebates
Restitution and Settlements
Miscellaneous

94,007,257
4,863,000
85,017
-374,435,992
1,153,319
-7,639,686
--

639,995,030
30,057,584
286,010
-2,448,690,370
13,368,879
50,498
10,052,920
130,365

482,184,271

3,142,631,656

DISBURSEMENTS:
Grants
Interest - Late Payments
Personal Service
Non-Personal Service
Employee Benefits/Indirect Costs

438,517,541
15,127
825,086
4,319,428
--

2,939,036,301
19,034
6,033,271
22,056,007
2,164,524

Total Disbursements

443,677,182

2,969,309,137

Total Receipts

OPERATING TRANSFERS:
Transfers to Capital Projects Fund
Transfers to General Fund
Transfers to Revenue Bond Tax Fund
Transfers to Miscellaneous Special Revenue Fund
Administration Program Account
Empire State Stem Cell Trust Account
Transfers to SUNY Income Fund
Total Operating Transfers
Total Disbursements and Transfers
CLOSING CASH BALANCE

45,241,303
---10,000,000
1,422,014
56,663,317

90,241,303
-10,335,000
-20,000,000
5,880,517
126,456,820

500,340,499

3,095,765,957

$64,863,639

$64,863,639

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
FISCAL YEAR 2013-2014

Program/Purpose
AIDS INSTITUTE PROGRAM
$
COMMUNITY SERVICE PROG- HIGH RISK
HIV CLINICAL & PROVIDER EDUCATION
HIV HEALTH CARE SUPPORTIVE SERVICES
HIV STD HEPATITIS C PREVENTION
INFANTS AND PREGNANT WOMEN
REGIONAL AND TARGETED
CENTER FOR COMMUNITY HEALTH PROGRAM
ADEPHI UNIVRST CANC SPRT PRG
BRST CANCER HOTLINE - ADELPHI
CENTER FOR COMMUNITY HLTH
EVIDENCE BASED CANCER SVC
FAMILY PLANNING
HYPERTENSION PREVENTION TREATMENT
INDIAN HEALTH PROGRAM
LEAD POISONING PREVENTION
MATERNITY & EARLY CHHOOD FOUNDATION
NUTRITION SERVICES/EDUC - PREG WOMEN, CHILDREN
PRENATAL CARE ASSISTANCE PROGRAM
PUBLIC HEALTH CAMPAIGN
RAPE CRISIS
SCHOOL BASED HEALTH PROGRAM
STATE AID PHYSICALLY HANICAPPED CHILDREN REHAB
TOBACCO ENFORCEMENT
TUBERCULOSIS
CHILD HEALTH INSURANCE PROGRAM
CHILD HEALTH INSURANCE
COMMUNITY SUPPORT PROGRAM
COMMUNITY SUPPORT
ELDERLY PHARMACEUTICAL INS COVERAGE PRG
EDLERLY PHARMACEUTICAL INSURANCE COV
HEALTH CARE FINANCING PROGRAM
HEALTH CARE FINANCING
HEALTH CARE REFORM ACT PROGRAM
AIDS DRUG ASSISTANCE
AMBULATORY CARE TRAINING
AREA HEALTH EDUCATION CENTER
COMMISSIONER EMERGENCY DISTRIBUTIONS
DIAGNOSTIC & TREATMENT CTR UNCOMPENSATED CARE
DIVERSITY IN MEDICINE
EMPIRE CLINIC RESEARCH INVESTMENT (ECRIP)
HCRA PAYOR / PROVIDER AUDITS
HEALTH FACILITY RESTRUCTURING DASNY
HEALTH WORKFORCE RETRAINING
INFERTILITY SERVICES GRANTS
MEDICAL INDEMNITY FUND
PART 405_4 HOSPITAL AUDITS
PAY FOR PERFORMANCE
PHYSICIAN EXCESS MEDICAL MALPRACTICE
PHYSICIAN LOAN REPAYMENT
PHYSICIAN PRACTICE SUPPORT
PHYSICIAN WORKFORCE STUDIES
POISON CONTROL CENTERS
POOL ADMINISTRATION
ROSWELL PARK CANCER INSTITUTE
RPCI CANC RSRCH OPERATING COSTS
RURAL HEALTH CARE ACCESS
RURAL HEALTH NETWORK
SCHOOL BASED HEALTH CENTERS
SCHOOL BASED HEALTH CLINICS-POOL ADMN
TOBACCO USE PREVENTION/CONTROL
TRNSITION ACCT - PRIOR YEAR ALLOCATION

APPENDIX B

Appropriation
Amount (1)
75,016,000

April - June
Disbursements
$

July - September
Disbursements
$

--

$
--

439,794
2,930,093
4,767,306
--

140,938
793,838
2,372,995
--

2,032,154

Total Disbursements
7 Months Ending
October 31, 2013 (2)

October
Disbursements
$
---

-580,732
3,731,518
7,158,783

7,587
18,482
--

1,282,734

-71,801

3,386,689

181,286,529
---

--628,649
3,065,790

--

--436,262
533,866

-60,290
906,705

-74,778
(2,742,140)
517,275
1,405,813
42,660
1,435,537
66,516
5,441
213,128

61,889
191,731
---90,092
25,834
24,157
1,018,034
51,799
550,356
--

--123,253
826,819

---

1,188,164
4,426,475
-122,179
1,253,911

155,475
-------

-74,778
(2,742,140)
607,367
1,431,647
66,817
2,668,678
118,315
555,797
213,128

215,107
----

997,038,800
65,999,578

137,615,921

24,336,327

227,951,826

12,000

12,000

24,863,459

25,533,490

22,333,408

72,730,357

455,660

457,169

76,496

989,325

75,000
--

24,000

373,255,000
9,217,600
1,589,940,764
---

-1,646,900
910,286
453,838

---

371,819
553,064
383,401
-1,095,148
--

708,789

238,000
19,600,000
3,242,740
386,749

-3,466,148
8,105
-156,253
-127,400,000
493,320
866,648
--391,200
17,900,000
1,500,000
2,680,091
1,493,217
--8,500,591
--

------

-------------

371,819
2,199,964
1,293,687
453,838
1,095,148
-946,789
19,600,000
6,708,888
394,854
-356,209

--(9,734)
494,000

165,183
-1,250,000
-17,900,000
1,500,000
494,439
441,618
--1,138,856
--

--

-----333,076
853,896
-----

512,462
-127,400,000
483,586
1,525,831
-1,250,000
391,200
35,800,000
3,000,000
3,507,606
2,788,731
--9,639,447
--

STATE OF NEW YORK


HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
FISCAL YEAR 2013-14

Program/Purpose
MEDICAL ASSISTANCE PROGRAM
BREAST & CERVICAL CANCER
DISABLED PERSONS
FAMILY HEALTH PLUS
FINANCIAL ASSISTANCE
HOME HEALTH RATE INCREASE
INPATIENT NURSING HOME PHARMACIES
MEDICAID INDIGENT CARE
MEDICAL ASSISTANCE
NYC MEDICAID
PHYSICIAN SERVICES
PRIMARY CARE CASE MANAGEMENT
PSNL CRE WRKR RECR & RETEN NYC (3)
PSNL CRE WRKR RECR & RETEN ROS (4)
SUPPLEMENTAL MEDICAL INSURANCE
OFFICE OF HEALTH INSURANCE PROGRAM
OFFICE OF HEALTH INSURANCE
OFFICE OF HEALTH SYSTEMS MANAGEMENT
OFFICE HEALTH SYSTEMS MANAGEMENT
OFFICE OF LONG TERM CARE
ADULT HOME INITIATIVE
ENABLE AIR CONDITIONING
ENABLE QUALITY OF LIFE
QUALITY PROG ADULT CARE FACILITIES
TOTAL
Transfer to the General Fund - State Purposes Account
(for administration of the program)
Reclass of SUNY Hospital Disprop Share to Transfer
Reconciling Adjustment (P-Card and T-Card)
TOTAL APPROPRIATED AMOUNT

APPENDIX B
(continued)

Appropriation
Amount (1)
27,441,842,000

April - June
Disbursements
$

July - September
Disbursements
$

2,100,000
23,500,000
342,300,000
---195,304,450
146,400,000
124,700,000
85,200,000
2,000,000
--68,000,000

Total Disbursements
7 Months Ending
October 31, 2013 (2)

October
Disbursements
$

--308,088,000
--533,128,000
192,379,667
--------

$
-----325,930,000
67,873,911
--------

2,100,000
23,500,000
650,388,000
--859,058,000
455,558,028
146,400,000
124,700,000
85,200,000
2,000,000
--68,000,000

70,168

1,155,779

12,819,800
1,097,350

(11,739)

51,940,100
7,399,327

2,831,054

1,030,641

11,261,022

----1,273,756,999

----1,256,369,104

----445,096,922

----2,975,223,025

(2,054,888)
(679)
1,271,701,432 $

(2,403,615)
(34,966)
1,253,930,523 $

19,526,540

30,751,958,133
89,000

30,752,047,133

(1) Includes amounts appropriated in SFY 2013-14, as well as prior year appropriations that were reappropriated
(2) Disbursements from the HCRA Resource Fund includes direct grant payments to program beneficiaries, services and expenses
for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the States fisca
(3) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants.
(4) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants.

(1,422,014)
2,274
443,677,182 $

(5,880,517)
(33,371)
2,969,309,137

STATE OF NEW YORK


SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS - OCTOBER 2013
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009
(Disbursement Based)
Federal
CFDA No.
Education
10.579
11.557
45.025
84.033
84.063
84.384
84.385
84.386
84.387
84.388
84.389
84.390
84.391
84.392
84.394
84.395
84.397
84.398
84.399
84.410
93.407

Federal Agency
Department of Agriculture
Department of Commerce
National Endowment for the Arts
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Health and Human Services

Energy and Environment


10.086
Department of Agriculture
10.688
Department of Agriculture
66.039
Environmental Protection Agency
66.040
Environmental Protection Agency
66.454
Environmental Protection Agency
66.458
Environmental Protection Agency
66.468
Environmental Protection Agency
66.805
Environmental Protection Agency
81.042
Department of Energy
81.122
Department of Energy
Food and Nutrition Services
10.568
Department of Agriculture
93.705
Health and Human Services
93.707
Health and Human Services

APPENDIX C

October
Disbursements

Program

203,672.30
3,601,472.30
--10,267,757.52
-----28,055,166.93
-----42,128,069.05

5,824,761.24
10,057,887.00
399,900.00
2,102,760.00
147,198,591.00
9,026,299.84
5,153,418.49
53,551,200.24
6,039,255.00
171,181,578.93
906,803,696.00
25,694,044.00
755,867,980.05
34,302,395.00
2,468,557,791.00
274,256,662.70
527,364,018.81
856,884.00
2,297,731.00
616,479,620.00
411,249.00
6,023,427,723.30

Aquaculture Grants Program (AGP)


Recovery Act of 2009: Wildland Fire Management
National Clean Diesel Emissions Reduction Program
State Clean Diesel Grant Program
Water Quality Management Planning
Capitalization Grants for Clean Water State Revolving Funds
Capitalization Grants for Drinking Water State Revolving Funds
Leaking Underground Storage Tank Trust Fund Corrective Action Program
Weatherization Assistance for Low-Income Persons
Electricity Delivery and Energy Reliability, Research, Development and Analysis
Total Energy and Environment

-----5,401,690.38
--405,409.00
1,374.94
5,808,474.32

7,611.86
763,000.00
1,000,000.00
1,635,086.95
4,132,731.39
430,439,811.85
86,256,943.08
9,212,000.00
395,467,017.84
742,159.21
929,656,362.18

Emergency Food Assistance Program (Administrative Costs)


Aging Home-Delivered Nutrition Services for States
Aging Congregate Nutrition Services for States

-----

4,891,302.00
2,042,446.00
4,148,718.00
11,082,466.00

Special Supplemental Nutrition Program for Women, Infants & Children (WIC)
State Administrative Matching Grants for the Supplemental Nutrition Assistance Program
WIC Grants To States (WGS)
Homelessness Prevention and Rapid Re-Housing Program (Recovery Act Funded)

-----

5,468,978.00
24,402,283.00
4,172,843.86
26,951,329.00

Special Education - Grants for Infants and Families, Recovery Act


Child Support Enforcement
Foster Care- Title IV-E
Adoption Assistance
ARRA - Head Start
ARRA - Immunization
ARRA - Child Care and Development Block Grant
ARRA - Emergency Contingency Fund for Temporary Assistance for Needy Families (TANF)
State Programs
ARRA - Communities Putting Prevention to Work: Chronic Disease Self-Management Program
Medical Assistance Program (FMAP) *

-----

26,406,387.04
101,131,818.69
53,978,181.00
60,062,684.00
5,577,399.87
4,275,750.26
96,785,640.00
723,023,290.00

Child Nutrition Discretionary Grants Limited Availability


Broadband Technology Opportunities Program (BTOP)
Promotion of the Arts - Partnership Agreements
Federal Work-Study Program
Federal Pell Grant Program
Statewide Data Systems, Recovery Act
Teacher Incentive Fund, Recovery Act
Education Technology State Grants, Recovery Act
Education for Homeless Children and Youth, Recovery Act
School Improvement Grants, Recovery Act
Title I Grants to Local Education Agencies, Recovery Act
Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act
Special Education Grants to States, Recovery Act
Special Education - Preschool Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Education State Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Race-to-the-Top Incentive Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act
Independent Living State Grants, Recovery Act
Independent Living Services for Older Individuals Who are Blind, Recovery Act
Education Jobs Fund
ARRA - Scholarships for Disadvantaged Students
Total Education

Total Food and Nutrition Services


Health and Social Services
10.557
Department of Agriculture
10.561
Department of Agriculture
10.578
Department of Agriculture
14.257
Department of Housing and Urban
Development
84.393
Department of Education
93.563
Health and Human Services
93.658
Health and Human Services
93.659
Health and Human Services
93.708
Health and Human Services
93.712
Health and Human Services
93.713
Health and Human Services
93.714
Health and Human Services
93.725
93.778
94.006

Health and Human Services


Health and Human Services
Corporation for National and
Community Service

AmeriCorps
Total Health and Social Services

------

Life-to-Date
Disbursements
$

720,400.62
----8,953,449.71
--

1,166,708.33
13,786,239,947.39
6,672,738.91

9,673,850.33

14,926,315,979.35

STATE OF NEW YORK


SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS - OCTOBER 2013
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009
(Disbursement Based)
Federal
CFDA No.
Housing
84.397
93.710

Federal Agency

APPENDIX C

(continued)

October
Disbursements

Program

Department of Education
Health and Human Services

State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act


ARRA - Community Services Block Grant

Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor

Employment Service/Wanger-Peyser Funded Activities


Unemployment Insurance
Senior Community Service - Employment Program
Workforce Investment Act - Adult Program
Workforce Investment Act - Youth Activities
Workforce Investment Act - Dislocated Workers
Program of Competitive Grants for Worker Training and Placement in High Growth and
Emerging Industry Sectors

Public Protection
11.558
12.401
16.588
16.800
16.801
16.802
16.803

Department of Commerce
Department of Defense
Department of Justice
Department of Justice
Department of Justice
Department of Justice
Department of Justice

Transportation
20.205
20.319
20.509

Department of Transportation
Department of Transportation
Department of Transportation

Highway Planning and Construction


High-Speed Rail Corridors and Intercity Passenger Rail Service Capital Assistance Grants
Formula Grants for Other Than Urbanized Areas
Total Transportation

$
Total Housing

----

Life-to-Date
Disbursements

21,875,000.00
85,384,063.91
107,259,063.91

Labor
17.207
17.225
17.235
17.258
17.259
17.260
17.275

-152,520,904.24
------

22,855,217.00
16,334,585,077.52
1,539,762.38
31,516,111.00
71,526,360.00
70,633,412.47
1,112,175.14

Total Labor

152,520,904.24

16,533,768,115.51

State Broadband Data and Development Grant Program


National Guard Military Operations and Maintenance (O&M) Projects
Violence Against Women Formula Grants
Recovery Act - Internet Crimes against Children Task Force Program (ICAC)
Recovery Act - State Victim Assistance Formula Grant Program
Recovery Act - State Victim Compensation Formula Grant Program
Recovery Act - Edward Byrne Memorial Justice Assistance Grant (JAG) Program/
Grants to States and Territories
Total Public Protection

94,174.05

3,488,164.19
7,416,726.40
7,274,394.35
1,523,687.86
1,788,999.08
2,828,986.58
66,946,360.41

TOTAL ARRA DISBURSEMENTS

--113,217.32
----

207,391.37

91,267,318.87

33,782.33
1,018,766.97
-1,052,549.30

929,562,298.49
17,248,228.52
22,030,505.28
968,841,032.29

211,391,238.61

39,591,618,061.41

APPENDIX D
STATE OF NEW YORK - STATEMENT OF CASH FLOW - PUBLIC GOODS POOL
FISCAL YEAR 2013-2014

1st Quarter
April - June
OPENING CASH BALANCE

RECEIPTS:
Patient Services
Covered Lives
Provider Assessments
1% Assessments
DASNY- MOE/Recast receivables
Interest Income
Unassigned

1,053,094,825.94

DISBURSEMENTS:
Program Disbursements:
Poison Control Centers
School Based Health Center Grants
ECRIP Distributions
Total Disbursements
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund - Hospital Quality Contributi
Transfers From State Funds:
HCRA Resources Fund
Total Other Financing Sources
Transfers to Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund
Transfers to State Funds:
HCRA Resources Fund
Indigent Care Fund (matched)
Indigent Care Fund (non-matched)
Total Other Financing Uses

2013-2014

149,966,355.50

$ 282,434,991.00

124,515,602.03

759,572,516.88
295,298,492.26
22,707,634.47
82,760,095.00
0.00
68,027.92
20.00

224,050,471.91
86,592,842.50
8,547,780.45
29,196,185.00
0.00
19,294.48
6,418.43

1,673,975,334.22
644,879,235.67
48,180,423.15
195,000,491.00
0.00
145,532.69
(266,411.49)

1,160,406,786.53

348,412,992.77

2,561,914,605.24

(1,250,000.00)
0.00
110,000.00

0.00
0.00
0.00

(1,250,000.00)
0.00
110,000.00

0.00

(1,140,000.00)

0.00

(1,140,000.00)

1,053,094,825.94

1,159,266,786.53

348,412,992.77

2,560,774,605.24

13,295.00
9,382,546.00

0.00
9,272,095.00

0.00
3,149,924.00

13,295.00
21,804,565.00

0.00
9,395,841.00

1,250,000.00
10,522,095.00

0.00
3,149,924.00

1,250,000.00
23,067,860.00

0.00
0.00

0.00
0.00

0.00
0.00

0.00
0.00

(840,762,772.95)
(194,687,340.42)
(1,870,132.66)
(1,037,320,246.03)

25,450,753.47
$

2013
OCTOBER

0.00
0.00
0.00

(837,289,689.10)
(195,311,076.39)
(4,439,147.98)
(1,037,039,913.47)

Excess (Deficiency) of Receipts and Other Financing Sources


over Disbursements and Other Financing Uses

Source: HCRA - Office of Pool Administration

124,515,602.03

690,352,345.43
262,987,900.91
16,925,008.23
83,044,211.00
0.00
58,210.29
(272,849.92)

Total Receipts

CLOSING CASH BALANCE

2nd Quarter
July-September

149,966,355.50

132,468,635.50
$

282,434,991.00

(305,454,652.80)
(68,201,534.54)
(779,436.96)
(374,435,624.30)

(1,983,507,114.85)
(458,199,951.35)
(7,088,717.60)
(2,448,795,783.80)

(22,872,707.53)
$ 259,562,283.47

135,046,681.44
$

259,562,283.47

APPENDIX E
STATE OF NEW YORK - STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE
FISCAL YEAR 2013-2014

1st Quarter
April-June
OPENING CASH BALANCE
RECEIPTS:
Interest Income
Total Receipts

2nd Quarter
July-September

328.56

2,164.78
2,164.78

708.56

2013
OCTOBER
$

2,092.73
2,092.73

368.57

2013-2014
$

373.86
373.86

328.56
4,631.37
4,631.37

DISBURSEMENTS:
Program Disbursements:
Indigent Care
High Need Indigent Care
Other
Total Program Disbursements

(192,219,654.38)
0.00
(1,235,155.42)
(193,454,809.80)

(191,706,521.45)
0.00
1,222.03
(191,705,299.42)

(67,149,064.87)
0.00
(143,598.12)
(67,292,662.99)

(451,075,240.70)
0.00
(1,377,531.51)
(452,452,772.21)

Excess (Deficiency) of Receipts over Disbursements

(193,452,645.02)

(191,703,206.69)

(67,292,289.13)

(452,448,140.84)

OTHER FINANCING SOURCES (USES):


Transfers from Other Pools:
Public Goods Pool
Health Facility Assessment Fund
Transfers From State Funds:
HCRA Resources Indigent Care - Matched
HCRA Resources Indigent Care - Unmatched
HCRA Resources Indigent Care - ATB
Federal DHHS Fund
Other
Total Other Financing Sources

0.00
0.00
97,655,538.20
2,120,022.45
(3,923,238.04)
97,655,538.19
0.00
193,507,860.80

Transfers to Other Pools:


Public Goods Pool
Health Facility Assessment Fund
Transfers to State Funds:
HCRA Resources Fund Indigent Care Acct
Total Other Financing Uses

Source: HCRA - Office of Pool Administration

708.56

368.57

(13,295.00)
(39,756.00)

(368.57)
(368.57)

(339.99)
$

229,099,975.68
3,511,877.06
(9,206,005.20)
229,099,975.67
0.00
452,505,823.21

0.00
0.00

(2,432.72)
(2,432.72)

380.00

0.00
0.00

34,100,767.27
461,517.54
(1,370,389.09)
34,100,767.27
0.00
67,292,662.99

0.00
0.00

(1,784.78)
(54,835.78)

0.00
0.00

97,343,670.21
930,337.07
(3,912,378.07)
97,343,670.21
0.00
191,705,299.42

(13,295.00)
(39,756.00)

Excess (Deficiency) of Receipts and Other Financing


Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE

0.00
0.00

(4,586.07)
(57,637.07)

5.29
$

373.86

45.30
$

373.86

APPENDIX F
SUMMARY OF OFF-BUDGET SPENDING REPORT
(amounts in thousands)
2013
APRIL
DORMITORY AUTHORITY:
Education - All Other
Education - EXCEL
Department of Health - All Other
CEFAP
Regional Development:
CCAP/RESTORE
Multi-modal
GenNYsis
CUNY Senior Colleges
CUNY Community Colleges
SUNY Dormitories
Upstate Community Colleges
Mental Health
Developmental Disabilities
Alcoholism & Substance Abuse
Brooklyn Court Officer Training Academy
TOTAL DORMITORY AUTHORITY:

EMPIRE STATE DEVELOPMENT CORP:


Regional Development:
Centers of Excellence
CCAP
Empire Opportunity
CEFAP
State Facilities and Equipment
TOTAL EMPIRE STATE DEVELOPMENT CORP:

2013
MAY

2013
JUNE

16
2,880
6
90

96
4,330
22
--

124
7,516
27
90

726
36
1,009
25,183
1,301
12,130
5,197
8,540
2,207
50
375
59,746

546
225
883
23,511
1,782
9,751
8,131
22,709
1,296
103
319
73,704

730
--27,098
1,644
12,705
5,351
4,959
4,497
117
561
65,419

--

-------

-------

113
---113

THRUWAY AUTHORITY:
CHIPS
SHIPS
Marchiselli
Multi-modal
TOTAL THRUWAY AUTHORITY:

------

---43
43

23,535
-25,806
-49,341

TOTAL OFF-BUDGET:

59,859

73,747

114,760

2013
JULY

2013
AUGUST

2013
SEPTEMBER

2013
OCTOBER

2013
NOVEMBER

2013
DECEMBER

2014
JANUARY

2014
FEBRUARY

2014
MARCH

2013-2014
TOTAL

85
3,206
26
36

112
1,374
43
156

154
20,040
248
104

587
39,346
372
476

587

218
--36,558
353
10,758
3,045
9,343
1,351
183
7
63,501

644
--38,525
3,068
16,343
6,513
19,917
3,210
576
794
110,136

3,451
261
2,290
181,515
10,905
74,152
31,214
87,147
14,233
1,163
2,548
449,660

-398
30,640
2,757
12,465
2,977
21,679
1,672
134
492
77,154

-125
---125

-------

--

--

--

--

--

--

--

-300

-1,205
-1,505

538
-1,205
---

--

--

--

--

--

1,743

------

---1,391
1,391

125,074
-16,446
-141,520

--

--

--

--

--

--

148,609
-42,252
1,434
192,295

77,279

64,892

253,161

--

--

--

--

--

--

643,698

The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of Off Budget Spending. Such reported disbursements are drawn from unaudited financial data provided by
public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public
authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, 16, of the
Laws of 2006; this schedule is provided for information only.

APPENDIX G

Schedule of Month-End Temporary Loans Outstanding


October 31, 2013
Temporary Loans are authorizations enacted by the Legislature to allow certain funds/accounts to make appropriated (cash) payments where the
funds/accountsdonothavesufficient(available)cashondeposittomakesuchpayments.SuchloansaremadefromtheState'sShortTermInvestment
Pool(STIP)andareintendedtosatisfytemporarycashflowneedswheneverscheduleddisbursementsexceedavailablerevenuesduringthefiscalyear.
Generallytemporaryloansarerepaidfromthefirstcashreceiptsofthefund/account.TemporaryLoansareauthorizedpursuanttoSubdivision5of
Section4oftheStateFinanceLawandyearlylegislation.
ItistheprudentandproperpracticeoftheStateComptrollersOfficetoreducethe(spendable)cashbalanceofappropriatedfundbalancesatthetime
that checks and electronic payments are issued. The concept of monitoring spendable funds is employed by the State Comptroller in the Statewide
FinancialSystemtoensurethatalldisbursements(includingchecksandelectronicpaymentsthatarefuturedated)donotexceedthecashavailableto
financeongoingpaymentsmadefromtheStateTreasury.Therefore,theamountofTemporaryLoans(fromtheshortterminvestmentpool)reflectsthe
spendablefundbalance,reducedforcertainlocalassistancepaymentsmadeinthereportingmonththathadacheckorelectronicpaymentdateinthe
followingmonth.Thetemporaryloanbalancesfortheallfundsreflecttheactualfundcashbalancesasofthecloseofbusinessonthelastdayofthe
reporting month and are not adjusted for futuredated check and electronic payments. Furthermore, tax receipts remitted to the State on the last
businessdayofthemontharedrawnintotheStateTreasuryonthefirstbusinessdayofthenextmonth.Thesefinaltaxreceiptsarereportedbythe
Department of Tax and Finance as tax collections for the reporting month but have no impact on the monthend temporary loan balance since such
receipts were not available until the first business day of the next month. Postclosing adjustments are takenon to the States cashbasis financial
statementstocountfuturedatedpaymentsinthemonthofthecheckorelectronicpaymentandtaxrevenuesinthemonththatthesewerereceived.
Please refer to Schedule 1 for a detailed analysis of the reported cash balances of the fund groups.

APPENDIX G
(continued)

Office of the State Comptroller


Summary of Month-End Temporary Loans Outstanding

TOTAL GENERAL FUND

TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS

July 31, 2013

August 31, 2013

September 30, 2013

Change

October 31, 2013

$ --

$ --

$ --

$ --

$ --

1,494,750,638.95

1,656,366,178.55

1,647,921,690.88

(305,101,607.44)

1,342,820,083.44

TOTAL STATE SPECIAL REVENUE FUNDS

722,642,457.05

758,574,690.05

1,877,889,598.51

(180,809,876.53)

1,697,079,721.98

TOTAL FEDERAL FUNDS

836,757,678.36

613,646,541.89

965,130,137.82

(578,026,801.29)

387,103,336.53

TOTAL AGENCY FUNDS

TOTAL ENTERPRISE FUND

TOTAL INTERNAL SERVICE FUNDS


GRAND TOTAL - TEMPORARY LOANS OUTSTANDING

--

--

--

--

142,804.07

--

11,331.66

11,203.99

32,045.00

174,849.07

129,353,975.94

126,661,142.68

145,834,248.50

(3,839,486.81)

141,994,761.69

$3,183,516,081.96

$3,155,259,757.16

$4,636,807,720.71

($1,067,634,968.00)

$3,569,172,752.71

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
10050

30051
30101
30102
30103
30104
30105
30106
30107
30108
30109
30110
30111
30112
30113
30114
30115
30116
30117
30118
30119
30120
30121
30122
30123
30124
30125
30126
30127
30128
30129
30130
30131
30132
30133
30134
30135
30136
30137
30138
30139
30140
30141
30142
30143
30144
30145
30146
30147
30148
30149
30150
30151
30152
30153
30154
30351
30501
30502
30503
30504
31506
31701
31801
31851
31852
31853
31854
31951
32204
32213

ACCOUNT TITLE
GENERAL FUND
State Operations and Local Assistance
TOTAL GENERAL FUND
CAPITAL PROJECT AND BOND REIMBURSABLE FUNDS
HIGHWAY AND BRIDGE CAPITAL
REHAB/REPAIR MARITIME
D21RVE- MARITIME
D36RVE- CENTRAL ADMIN
RESIDENCE HALL CAMPUS LET BOND PROCEEDS
REHAB/REPAIR ALBANY
D01RVE- ALBANY
REHAB/REPAIR BINGHAMTON
D07RVE- BINGHAMTON
REHAB/REPAIR BUFFALO UNIVERSITY
D28RVE- SUNY BUFFALO
REHAB/REPAIR STONYBROOK
D13RVE- STONYBROOK
REHAB/REPAIR BROOKLYN
D14RVE - HSC BROOKLYN
REHAB/REPAIR SYRACUSE
D15RVE- HSC SYRACUSE
REHAB/REPAIR BROCKPORT
D02RVE- BROCKPORT
REHAB/REPAIR BUFFALO COLLEGE
D03RVE -SUB BUFFALO
REHAB/REPAIR CORTLAND
D04RVE- CORTLAND
REHAB/REPAIR FREDONIA
D05RVE- FREDONIA
REHAB/REPAIR GENESEO
D06RVE- GENESEO
REHAB/REPAIR OLD WESTBURY
D31RVE- OLD WESTBURY
REHAB/REPAIR NEW PALTZ
D08RVE- NEW PALTZ
REHAB/REPAIR ONEONTA
D09RVE- ONEONTA
REHAB/REPAIR OSWEGO
D10RVE- OSWEGO
REHAB/REPAIR PLATTSBURGH
D11RVE- PLATTSBURGH
REHAB/REPAIR POTSDAM
D12RVE- POTSDAM
REHAB/REPAIR PURCHASE
D29RVE- PURCHASE
REHAB/REPAIR FOR UTICA/ROME
D27RVE- CAMPUS RESERVE
REHAB/REPAIR ALFRED
D22RVE- ALFRED
REHAB/REPAIR CANTON
D23RVE- CANTON
REHAB/REPAIR COBLESKILL
D24RVE- COBLESKILL
REHAB/REPAIR DELHI
D25RVE- DELHI
REHAB/REPAIR FARMINGDALE
D26RVE- FARMINGDALE
REHAB/REPAIR MORRISVILLE
D27RVE- MORRISVILLE
STATE PARK INFRASTRUCTURE
CW/CA IMPLEMENTATION DEC
CW/CA IMPLEMENTATION STATE
CW/CA IMPLEMENTATION ERDA
CW/CA IMPLEMENTATION EFC
HAZARDOUS WASTE CLEAN UP
YOUTH FACILITIES IMPROVEMENT
HOUSING ASSISTANCE
HOUSING PROG FD-HSG TR FD CORP
HOUSING PROG FD AFFORD HSG CORP
HOUSING PROG FD-DEPT OF SOCIAL SERVICES
HOUSING PROG FD-HFA
HIGHWAY FAC PURPOSE
CLEAN AIR CAPITAL
NY RACING ACCOUNT

July 31, 2013


$ ---

590,977,030.69
---6,323,538.07
--------------------------------------------------78,317,166.24
169.29
---225,529,985.70
8,078,455.83
17,314,858.05
16,796,629.22
18,871,934.30
89,907,661.85
-12,450,338.57
---

August 31, 2013


$ ---

648,424,342.19
---467,243.11
--------------------------------------------------83,160,179.64
169.29
---229,477,745.93
9,154,054.23
17,314,858.05
55,146,740.33
43,871,934.30
89,907,661.85
-12,455,368.03
---

September 30, 2013


$ ---

599,292,363.63
---480,644.50
-------------474,546.69
------------------------------------87,052,005.96
169.29
---245,587,131.38
12,493,866.81
17,314,858.05
56,796,740.33
43,871,934.30
89,907,661.85
-12,683,633.92
---

Change
$ ---

(5,001,284.80)
-----------------(165.51)
------------------------------------(43,349,941.97)
----(171,532,732.94)
1,365,250.90
-----34,978.51
---

October 31, 2013


$ ---

(10)

594,291,078.83 (8)
---480,644.50
-------------474,381.18
------------------------------------43,702,063.99
169.29
---74,054,398.44
13,859,117.71
17,314,858.05
56,796,740.33
43,871,934.30
89,907,661.85
-12,718,612.43
---

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
32301
32302
32303
32304
32305
32306
32307
32308
32309
32310
32311
32351
32352
33001

20451
20452
20501
20810
20812
20818
20901
20904
21001
21002
21053
21061
21065
21066
21067
21077
21080
21081
21082
21084
21087
21201
21202
21203
21204
21205
21401
21402
21451
21452
21902
21903
21905
21907
21909
21911
21912
21913
21919
21937
21943
21945
21950
21959
21962
21964
21971
21978
21979
21983
21989
21992
22003
22004
22006
22007
22009
22011

ACCOUNT TITLE
OPWDD-STATE FACILITIES PRE 12/99
DSAS-COMMUINTY FACILITIES
OMH-COMMUNITY FACILITIES
OPWDD-COMMUNITY FACILITIES
OASAS-COMMUNITY FACILITIES
DASNY - OMH ADMIN
DASNY - OPWDD ADMIN
DASNY - OASAS ADMIN
OMH -STATE FACILITIES
OPWDD -STATE FACILITIES
OASAS -STATE FACILITIES
CORR. FACILITIES CAPITAL IMPROVEMENT
DOCS-REHABILITATION PROJECTS
STORM RECOVERY ACCOUNT
TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS
STATE SPECIAL REVENUE FUNDS
TUITION REIMBURSEMENT FUND
VOCATIONAL SCHOOL SUPERVISION
LOCAL GOVERNMENT RECORDS MGMT
CHILD HEALTH INSURANCE
HOSPITAL BASED GRANTS PROGRAM
EPIC PREMIUM ACCOUNT
LOTTERY-EDUCATION
VLT EDUCATION
ENVIR FAC CORP ADM ACCT
ENCON ADMIN ACCT
WASTE MGMT & CLEANUP
HAZARDOUS BULK STORAGE
FEDERAL GRANTS INDIRECT COST RECOVERY ACCOUNT
ENCON-LOW LEVEL RADIOACTIVE WASTE SITING
ENCON-RECREATION
PUBLIC SAFETY RECOVERY ACCOUNT
ENCON CONSERVATIONIST MAGAZINE ACCT
ENVIRONMENTAL REGULATORY
NATURAL RESOURCES ACCOUNT
MINED LAND RECLAMATION ACCT
GREAT LAKES RESTORATION INITIATIVE
AUDIT AND CONTROL OIL SPILL
HEALTH DEPT OIL SPILL
DEPT OF ENVIRONMENTAL CONSERVATION OIL SPILL
OIL SPILL COMPENSATION
LICENSE FEE SURCHARGES
PUBLIC TRANSPORTATION SYSTEMS
METROPOLITAN MASS TRANSPORTATION
OPERATING PERMIT PROGRAM
MOBILE SOURCE
HEALTH-SPARC'S
OPWDD PROVIDER OF SERVICE
NYS THRUWAY AUTHORITY
MENTAL HYGIENE PROGRAM
MENTAL HYGIENE PATIENT INCOME ACCOUNT
FINANCIAL CONTROL BOARD
RACING REGULATION ACCOUNT
RACING REGULATION ACCOUNT
CYBER SECURITY UPGRADE
SU DORM INCOME REIMBURSE
ENERGY RESEARCH ACCOUNT
CRIMINAL JUSTICE IMPROVEMENT
FINGERPRINT IDENTIFICATION & TECH ACCOUNT
ENV LAB REF FEE
CLINICAL LAB FEE
PUBLIC EMP REL BOARD
CABLE TELEVISION
INDIRECT COST RECOVERY
HIGH SCHOOL EQUIVALENCY PROGRAM
RAIL SAFETY INSPECTION
MULTI - AGENCY TRAINING ACCOUNT
CRITICAL INFRASTRUCTURE ACCT
BELL JAR COLLECTION ACCOUNT
INDUSTRY AND UTILITY SERVICE
REAL PROPERTY DISPOSITION
PARKING ACCOUNT
ASBESTOS SAFETY TRAINING
PUBLIC SERVICE

July 31, 2013


--92,804,425.25
-170,257,731.95
27,266,995.15
6,555,047.42
166,017.22
47,431,582.83
-3,999,815.81
11,110.01
81,690,145.50
-1,494,750,638.95

August 31, 2013


--92,965,162.99
-175,122,910.22
28,219,966.78
6,555,047.42
287,017.22
54,121,937.05
-776,540.31
11,110.01
102,068,612.40
6,857,577.20
1,656,366,178.55

September 30, 2013


--81,981,534.69
-176,502,030.57
28,434,078.22
6,555,047.42
287,017.22
61,429,174.25
-1,275,887.37
11,110.01
117,452,350.22
8,037,904.20
1,647,921,690.88

Change
--310,166.02
-(7,328,131.50)
(3,474,768.23)
(3,466,187.39)
(247,126.77)
7,632,377.84
-176,707.63
-(80,267,840.14)
47,090.91
(305,101,607.44)

October 31, 2013


--82,291,700.71
-169,173,899.07
24,959,309.99
3,088,860.03
39,890.45
69,061,552.09
-1,452,595.00
11,110.01
37,184,510.08
8,084,995.11
1,342,820,083.44

---97,476,457.60
-22,728,286.12
------2,796,582.33
4,209,537.85
10,451,975.62
123,792.76
-29,590,235.86
21,832,520.94
680,362.91
-289,712.01
89,058.90
5,254,032.86
----17,756,966.23
192,474.16
-64,309,834.63
6,003,761.62
-151,152,329.46
194,141.90
4,595,871.61
13,870,600.28
-4,970,106.52
6,323,953.91
3,910,500.32
-612,214.50
19,131,150.39
--1,692,992.52
--------52,459.37
--

---86,765,324.57
--------3,433,434.32
3,600,043.71
11,044,172.20
367,034.76
-29,811,737.17
22,102,350.44
--420,074.27
102,422.52
6,337,845.39
--11,038,931.43
-18,182,578.78
1,075,337.69
-77,637,311.57
6,003,761.62
31,541,642.35
208,856,232.68
304,038.85
5,185,130.58
14,734,590.49
-589,839.43
10,134,953.91
4,070,753.07
-763,255.45
18,127,117.23
--1,691,662.50
--------71,869.68
--

---110,524,308.26
--1,250,874,844.13
-----4,074,809.39
3,889,074.33
11,563,099.15
376,068.76
-31,607,453.23
21,838,385.04
--468,934.64
115,809.03
8,378,628.31
--5,678,171.41
56,173,800.60
19,118,720.41
839,517.25
520,903.82
89,042,650.95
6,003,761.62
--664,312.14
4,287,803.75
15,853,304.21
-794,526.90
10,173,006.43
7,005,822.51
-1,120,653.25
19,187,468.13
--3,198,451.86
-----79,049.37
--92,172.00
--

---24,335,308.74
-11,629,553.60
(167,576,211.29)
--103,288.24
--654,262.57
206,106.97
859,856.18
41,345.00
-2,469,792.87
200,120.48
--49,783.87
13,475.60
2,435,963.90
--(5,678,171.41)
(56,173,800.60)
853,932.85
(388,062.04)
120,826.68
10,346,998.52
---(410,007.56)
(14,854.92)
794,568.89
-(252,991.41)
1,951,000.00
(7,005,822.51)
-190,263.17
(2,644,291.48)
--1,534,152.40
----60,125.21
320,902.10
--21,709.72
--

---134,859,617.00
-11,629,553.60
1,083,298,632.84
--103,288.24
--4,729,071.96
4,095,181.30
12,422,955.33
417,413.76
-34,077,246.10
22,038,505.52
--518,718.51
129,284.63
10,814,592.21
----19,972,653.26
451,455.21
641,730.50
99,389,649.47
6,003,761.62
--254,304.58
4,272,948.83
16,647,873.10
-541,535.49
12,124,006.43
--1,310,916.42
16,543,176.65
--4,732,604.26
----60,125.21
399,951.47
--113,881.72
--

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
22016
22032
22034
22036
22039
22046
22053
22054
22055
22056
22062
22063
22065
22078
22085
22087
22090
22094
22100
22130
22135
22144
22149
22151
22156
22158
22168
22176
22654
22802
23001
23101
23102
23151

July 31, 2013


-6,165,529.63
--274,857.28
108,159,427.09
152,198.82
11,469,530.79
5,157,353.16
--4,638,718.06
--1,019,271.42
-3,492,858.99
------195,158.78
15,238,550.88
757,217.66
--35,962,795.09
-4,664,131.41
-6,503,746.87
28,499,197.94
722,642,457.05

August 31, 2013


-6,406,562.89
--789,483.95
51,365,803.35
270,097.44
11,605,272.77
9,918,281.61
--3,532,241.15
--1,340,666.07
-3,672,860.84
------77,944.37
17,229,009.32
516,667.34
--35,967,115.05
-4,522,922.74
-6,818,105.35
30,548,209.15
758,574,690.05

September 30, 2013


-6,833,492.10
--971,554.73
53,522,816.89
579,941.17
10,514,139.21
12,414,433.43
--1,441,922.60
--1,660,901.55
-3,916,793.11
------167,698.21
22,503,660.60
573,310.13
--35,976,669.40
-4,739,729.94
-6,101,948.93
32,425,075.63
1,877,889,598.51

Change
-1,610,609.71
2,334.02
-(780,082.87)
898,750.46
1,236,537.21
(1,990,373.46)
(7,976,172.61)
--431,391.06
--1,646,340.64
-400,371.41
------(140,861.23)
2,216,923.17
24,202.49
----221,386.09
-363,272.85
1,976,370.19
(180,809,876.53)

October 31, 2013


-8,444,101.81
2,334.02
-191,471.86
54,421,567.35
1,816,478.38
8,523,765.75
4,438,260.82
--1,873,313.66
--3,307,242.19
-4,317,164.52
------26,836.98
24,720,583.77
597,512.62
--35,976,669.40
-4,961,116.03
-6,465,221.78
34,401,445.82
1,697,079,721.98

FEDERAL FUNDS
FEDERAL USDA/FOOD AND NUTRITION SERVICES FUND
FEDERAL HEALTH AND HUMAN SERVICES FUND
FEDERAL EDUCATION GRANTS FUND
FEDERAL BLOCK GRANT FUND
FEDERAL OPERATING GRANTS FUND
MILITARY AND NAVAL AFFAIRS
DEPARTMENT OF TRANSPORTATION
FEDERAL CAPITAL PROJECTS FUND (ALL OTHER)
UI ADMINISTRATION
FEDERAL UNEMPLOYMENT INS OCCUPATIONAL TRAINING
DOL WORKFORCE INVESTMENT ACT
DOL FEDERAL GRANTS
TOTAL FEDERAL FUNDS

17,596,221.67
416,784,918.43
56,697,511.78
-145,847,893.71
8,547,288.67
176,364,637.05
8,397,739.77
6,113,420.79
-408,046.49
-836,757,678.36

70,349,725.43
153,287,918.94
23,554,324.40
-194,979,669.34
8,188,185.35
151,188,568.45
8,841,595.66
2,968,601.52
-287,952.80
-613,646,541.89

42,715,289.33
678,528,069.21
20,346,284.44
-107,223,751.25
8,238,829.91
99,324,786.78
7,036,640.99
1,716,485.91
---965,130,137.82

(26,876,070.45)
(604,995,298.58)
32,859,002.55
-24,305,028.71
(287,058.85)
(2,913,732.59)
307,444.36
(455,839.69)
-29,723.25
-(578,026,801.29)

15,839,218.88
73,532,770.63
53,205,286.99
-131,528,779.96
7,951,771.06
96,411,054.19
7,344,085.35
1,260,646.22
-29,723.25
-387,103,336.53

60201
60901

AGENCY FUNDS
EMPLOYEES HEALTH INSURANCE ACCT
MMIS - STATE & FEDERAL
TOTAL AGENCY FUNDS

----

----

----

50051
50318

ENTERPRISE FUND
STATE FAIR RECEIPTS FUND
OGS CONVENTION CENTER ACCOUNT
TOTAL ENTERPRISE FUND

25000-25099
25100-25199
25200-25249
25250-25299
25300-25899
31351
31354
31350-31449
25901-25905
25950
26001
26002

55001
55002
55003
55004
55005
55006
55007
55008
55009
55010
55011
55012

ACCOUNT TITLE
CAPACITY CONTRACTING
BATAVIA SCHOOL FOR THE BLIND
INVESTMENT SERVICES
SURPLUS PROPERTY ACCOUNT
FINANCIAL OVERSIGHT
REGULATION INDIAN GAMING
ROME SCHOOL FOR THE DEAF
DSP-SEIZED ASSETS
ADMINISTRATIVE ADJUDICATION
FEDERAL SALARY SHARING
NYC ASSESSMENT ACCT
CULTURAL EDUCATION ACCOUNT
EXAMINATION & MISC REV
LOCAL SERVICE ACCOUNT
DHCR MORTGAGE SERVICES
DMV-COMPULSORY INS PRGM
HOUSING INDIRECT COST RECOVERY
ACCIDENT PREVENTION COURSE PROGRAM
DHCR-HOUSING CREDIT AGENCY APPLY FEE
LOW INCOME HOUSING CREDIT MONITORING
EFC-CORPORATION ADMINISTRATION
MONTROSE VETERAN'S HOME
MOTOR FUEL QUALITY ACCOUNT
DEFERRED COMPENSATION ADMIN
RENT REVENUE OTHER - NYC
RENT REVENUE
TAX REVENUE ARREARAGE ACCOUNT
OGS-SOLID WASTE MGMT
S.U. NON-RESIDENT REV. OFFSET
STATE POLICE MV ENFORCE
DOT - HIGHWAY SAFETY PRGM
EFC DRINKING WATER PROGRAM
DOH DRINKING WATER PROGRAM
NYCCC OPERATING OFFSET
TOTAL STATE SPECIAL REVENUE FUNDS

INTERNAL SERVICE FUNDS


CENTRALIZED SERVICES-FLEET MGMT
CENTRALIZED SERVICES-DATA PROCESSING
CENTRALIZED SERVICES-PRINTING
CENTRALIZED SERVICES-REAL PROPERTY-LABOR
CENTRALIZED SERVICES-DONATED FOODS
CENTRALIZED SERVICES-PERSONAL PROPERTY
CENTRALIZED SERVICES-CONSTRUCTION SERVICES
CENTRALIZED SERVICES-PASNY
CENTRALIZED SERVICES-ADMIN SUPPORT
CENTRALIZED SERVICES-DESIGN & CONSTR
CENTRALIZED SERVICES-INSURANCE
CENTRALIZED SERVICES-SECURITY CARD ACCESS

--

--

----

--

----

--

11,331.66
11,331.66

11,203.99
11,203.99

32,045.00
32,045.00

1,107,922.22
1,108,628.84
2,599,297.00
1,157,594.26
2,341,882.12

831,463.31
1,124,408.86
2,280,231.20
1,332,724.46
1,487,475.51

1,655,956.28
1,163,902.34
2,317,393.81
1,474,671.53
1,496,867.88

-142,804.07
142,804.07

174,849.07
174,849.07

(199,306.66)
(938,614.95)
432,663.97
(1,105,862.08)
212,288.00

1,456,649.62
225,287.39
2,750,057.78
368,809.45
1,709,155.88

--

--

--

--

--

4,080,480.00
30,627,030.90
-1,525,109.30
1,863,975.56
--

4,187,239.10
29,978,323.06
--1,502,944.03
--

4,530,123.85
26,406,964.26
--1,590,579.43
--

229,720.62
(12,525,872.34)
--149,173.19
--

4,759,844.47
13,881,091.92
--1,739,752.62
--

(1)
(2)
(3)
(4)
(5)
(8)
(7)
(6)

(9)

APPENDIX G
(continued)

Office of the State Comptroller


Schedule of Month-End Temporary Loans Outstanding
SFS Fund
55013
55014
55015
55016
55017
55018
55019
55020
55021
55022
55052
55053
55055
55056
55057
55058
55059
55060
55061
55062
55063
55065
55066
55067
55069
55070
55071
55072
55073
55201
55251
55252
55300
55301
55350

ACCOUNT TITLE
CENTRALIZED SERVICES-COP'S
CENTRALIZED SERVICES-FOOD SERVICES
CENTRALIZED SERVICES-HOMER FOLKS
CENTRALIZED SERVICES-IMMICS
DOWNSTATE WAREHOUSE
BUILDING ADMINISTRATION
LEASE SPACE INITIATIVE
OGS ENTERPRISE CONTRACTING ACCT
NYS MEDIA CENTER
BUSINESS SERVICES CENTER
ARCHIVES RECORD MGMT I.S.
FEDERAL SINGLE AUDIT
CIVIL SERVICE LAW:SEC. 11 ADMIN
CIVIL SERVICE EHS OCCUP HEALTH PROG
BANKING SERVICES ACCOUNT
CULTURAL RESOURCE SURVEY
NEIGHBOR WORK PROJECT
AUTOMATIC/PRINT CHARGBACKS
OFT NYT ACCT
DATA CENTER ACCOUNT
HUMAN SVCE TELECOM ACCT
OPWDD COPY CENTER ACCOUNT
CYBER SECURITY INTRUSION ACCT
DOMESTIC VIOLENCE GRANT
CENTRALIZED TECHNOLOGY SERVICES
LEARNING MGMT SYSTEM
LABOR CONTACT CENTER ACCT
HUMAN SERVICES CONTACT CNTR ACCT
TAX CONTACT CENTER ACCT
JOINT LABOR MANAGEMENT ADMIN
EXECUTIVE DIRECTION INTERNAL AUDIT
CIO INFORMATION TECHNOLOGY CENTRALIZED SERVICES
HEALTH INSURANCE INTERNAL SERVICE
CIVIL SERVICE EMPLOYEE BENEFITS DIV ADM
CORR INDUSTRIES INTERNAL SERVICE
TOTAL INTERNAL SERVICE FUNDS

GRAND TOTAL - TEMPORARY LOANS OUTSTANDING

July 31, 2013


9,437,351.91
--26,961.54
363,378.82
--33,971,750.88
-----156,817.25
21,406.23
2,263,000.77
10,605,801.16
1,780,180.99
----1,377,362.46
186,060.76
------845,806.31
-14,360,894.38
587,106.31
6,958,175.97
129,353,975.94

August 31, 2013


144,672.29
--26,961.54
233,694.35
--37,807,517.67
------290,706.27
2,025,374.95
10,202,916.78
2,475,394.37
-2,713,912.18
--1,377,362.46
165,745.39
1,366,010.86
--390.00
--1,233,277.05
992,199.63
15,033,193.72
277,069.66
7,569,933.98
126,661,142.68

September 30, 2013


---26,961.54
91,157.84
279,984.21
-41,223,672.12
-440,348.51
----332,950.82
1,435,218.40
9,920,607.57
3,170,062.47
-17,565,024.44
--1,248,059.56
129,552.60
---80,766.77
--1,377,308.12
2,242,680.27
16,427,963.71
250,910.31
8,954,559.86
145,834,248.50

Change
----133,787.38
(209,021.35)
-(644,787.36)
-93,702.86
----104,851.51
471,147.99
145,016.79
(919,685.17)
-4,846,267.56
--200,552.83
(18,280.18)
--30,334.19
85,465.61

144,148.00
1,059,360.77
(94,025.52)
(250,910.31)
4,728,397.84
(3,839,486.81)

October 31, 2013


---26,961.54
224,945.22
70,962.86
-40,578,884.76
-534,051.37
----437,802.33
1,906,366.39
10,065,624.36
2,250,377.30
-22,411,292.00
--1,448,612.39
111,272.42
--30,334.19
166,232.38
--1,521,456.12
3,302,041.04
16,333,938.19
-13,682,957.70
141,994,761.69

$3,183,516,081.96

$3,155,259,757.16

$4,636,807,720.71

($1,067,634,968.00)

$3,569,172,752.71

--

Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 57, Part HH, Section 1 and 1A, of the Laws of 2013-14.
The loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance.
Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements
exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account; however, in some cases actual
revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director.
NOTE:
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)

Includes all negative cash balance funds within fund 25000-25099.


Includes all negative cash balance funds within fund 25100-25199.
Includes all negative cash balance funds within fund 25200-25249.
Includes all negative cash balance funds within fund 25250-25299.
Includes all negative cash balance funds within fund 25300-25899.
Includes all negative cash balance funds within fund 25901-25905.
Includes all other negative cash balance funds within fund 31350-31449.
The Fund 31354 temporary loan balance includes $69.8 million of costs previously disallowed by the Federal Highway Administration.
These costs are systematically being transferred to Fund 30051 based upon a realignment plan with the Department of Transportation.
A total of $33.5 million will be transferred to Fund 30051 on or before March 31, 2014.
(9) Except for DOT-Highways (see note 8), temporary loans to federal funds are typically reimbursed within 2-3 days. Such loans are made pursuant to federal
regulations which require the State to disburse funds prior to making a reimbursement claim from the U.S. Treasury.
(10) Per Section 72 of the State Finance Law, the General Fund includes the Local Assistance Fund 10000 and State Purpose Fund 10050.