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Request 5

IPO Filings in the US - Since June 20 2009


Source: peHUB.com

Filing Issuer Current Cur- Description Issue


Date Amt Filed - rency Type
sum of all Description
Mkts (host mil)
08/20/2009 WPS Inc .050 US 1,000,000.0 Common Shares IPO
08/20/2009 Dollar General Corp 750.000 US Common Shares IPO

08/18/2009 Cell-nique Corp 30.000 US 6,000,000.0 Common Shares IPO


08/18/2009 AEI 862.500 US Ordinary Shares IPO

08/17/2009 HealthPort Inc 100.000 US Common Shares IPO

08/14/2009 Dole Food Co Inc 500.000 US Common Shares IPO

08/13/2009 Mirion Technologies Inc 100.000 US Common Shares IPO

08/12/2009 Cloud Peak Energy Inc 500.000 US Common Shares IPO

08/10/2009 InfrastruX Group Inc 290.000 US Common Shares IPO

08/10/2009 Fortinet Inc 100.000 US Common Shares IPO

08/05/2009 Hyatt Hotels Corp 1,150.000 US Class A Ord Shs IPO


08/03/2009 Ancestry.com Inc 75.000 US Common Shares IPO

07/29/2009 Transwestern Realty Finance 500.000 US Common Shares IPO


07/29/2009 SolQuest Corp .145 US 2,900,000.0 Common Shares IPO
07/28/2009 RailAmerica Inc 300.000 US Common Shares IPO

07/27/2009 Bayview Mortgage Capital Inc 500.000 US Common Shares IPO

07/24/2009 Ram Power Inc 100.000 US Common Shares IPO


07/23/2009 VS Holdings Inc 143.750 US Common Shares IPO

07/23/2009 JBS USA Holdings Inc US Common Shares IPO

Source: Thomson Financial 1.973.622.5200


Request 5

07/22/2009 Game Plan Holdings Inc 2.050 US 4,100,000.0 Common Shares IPO
07/22/2009 Gallo Solutions Inc .020 US 1,000,000.0 Common Shares IPO
07/21/2009 Banco Santander Brasil SA US ADS IPO

07/17/2009 Ladder Capital Rlty Fin Inc 400.000 US Common Shares IPO

07/17/2009 Addus Homecare Corp 69.000 US Common Shares IPO

07/14/2009 Ellington Financial LLC 200.000 US Ltd Liab Int IPO


07/13/2009 AG Finl Invest Tr Inc 300.000 US Common Shares IPO

07/10/2009 Apollo Coml RE Fin Inc 600.000 US Common Shares IPO

07/08/2009 Foursquare Capital Corp 500.000 US Common Shares IPO

06/30/2009 ZST Digital Networks Inc 1.788 US 550,000.0 Common Shares IPO
06/30/2009 Colony Financial Inc 500.000 US Common Shares IPO
06/26/2009 CreXus Investment Corp 500.000 US Common Shares IPO

06/22/2009 Spice Global 1,000.000 US Common Shares IPO

*PE-backed companies bolded.

Source: Thomson Financial 1.973.622.5200


Request 5

Named Bookrunner(s) Target Exchange TF Macro Description


Market Where Issue
Will Be Listed

Not Applicable US OTC Materials


Citi US Retail
Goldman Sachs & Co
Kohlberg Kravis Roberts & Co
Merrill Lynch
JP Morgan
Not Applicable US OTC Consumer Staples
Goldman Sachs & Co US NYSE Energy and Power
Credit Suisse
Citi
JP Morgan
Deutsche Bank Securities Corp US NASDQ Consumer Products and Services
William Blair & Co

Goldman Sachs & Co US NYSE Consumer Staples


Merrill Lynch
Deutsche Bank Securities Corp
Wells Fargo Bank NA
Credit Suisse US NASDQ Industrials
Merrill Lynch
JP Morgan
Credit Suisse US NYSE Materials
Morgan Stanley
RBC Capital Markets
Credit Suisse US NYSE Industrials
UBS Investment Bank
Morgan Stanley US High Technology
JP Morgan
Deutsche Bank Securities Corp

Goldman Sachs & Co US NYSE Media and Entertainment


Morgan Stanley US NASDQ High Technology
Merrill Lynch
Barclays Capital US NYSE Real Estate
Not Applicable US OTC Industrials
JP Morgan US NYSE Industrials
Citi
Deutsche Bank Securities Corp
Morgan Stanley

Deutsche Bank Securities Corp US NYSE Financials


Morgan Stanley

Cormark Securities Inc US TORON Energy and Power


JP Morgan US NYSE Financials
Merrill Lynch
Barclays Capital
JP Morgan US NYSE Retail
Merrill Lynch

Source: Thomson Financial 1.973.622.5200


Request 5

Not Applicable US OTC High Technology


Not Applicable US OTC Consumer Products and Services
Bank of America Merrill Lynch US BMFBO Financials
Credit Suisse
UBS Investment Bank
JP Morgan US NYSE Financials
Wells Fargo Bank NA
Jefferies & Co Inc US NASDQ Healthcare
Robert W Baird & Co Inc
Credit Suisse US NYSE Financials
JP Morgan US NYSE Real Estate
Wells Fargo Bank NA
JP Morgan US NYSE Real Estate
Citi
Barclays Capital
Merrill Lynch US NYSE Real Estate
Morgan Stanley
West Park Capital US NYALT Telecommunications
Merrill Lynch US NYSE Real Estate
Deutsche Bank Securities Corp US NYSE Real Estate
Merrill Lynch
To Be Announced US UNKNO Financials

Source: Thomson Financial 1.973.622.5200


Request 5

TF Mid Description

Metals & Mining


Discount and Department Store Retailing

Food and Beverage


Power

Other Consumer Products

Agriculture & Livestock

Other Industrials

Metals & Mining

Building/Construction & Engineering

Software

Hotels and Lodging


Internet Software & Services

Residential
Building/Construction & Engineering
Transportation & Infrastructure

Other Financials

Power
Other Financials

Food & Beverage Retailing

Source: Thomson Financial 1.973.622.5200


Request 5

Internet Software & Services


Professional Services
Banks

Other Financials

Healthcare Providers & Services (HMOs)

Other Financials
REITs

REITs

REITs

Telecommunications Equipment
Real Estate Management & Development
REITs

Other Financials

Source: Thomson Financial 1.973.622.5200


Session Details

Request Hits Request Description


- DATABASE: US Common Stock in Registration (FC)
1 - Dates: Filing Date: 06/20/2009 to 8/21/2009 (Custom) (Calendar)
2 35 Original IPO: Select All Original IPOs
3 35 Transaction Status: INPROGRESS, MANDATED
4 32 Closed-end Fund/Trust: Exclude All Closed-end Fund/Trusts
5 Custom Report: Expected Deals (Columnar)
Billing Ref # :
Capture File : capt.26082
Session Name :

Source: Thomson Financial 1.973.622.5200