Nse Fact Book-All For Web

Fact Book
2012
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Fact Book
Copyright 2012 by National Stock Exchange of India Ltd. (NSE)

Exchange Plaza, Bandra Kurla Complex
Bandra (East), Mumbai 400 051 INDIA
All rights reserved. No part of this publication may be produced, stored
in a retrieval system or transmitted in any form by any means, electronic,
mechanical, photocopying, recording or otherwise without the written
permission of NSE, except as stated below. Single photocopies of single
chapters may be made for private study or research provided that the source
is acknowledged and NSE is notied.
NSE does not guarantee the accuracy of the data included in this publication
and accepts no responsibility whatsoever for any consequence of their use.
N T E
N T S
1. National Stock Exchange of India Ltd

1-1
Trading Value of Different Market Segments ................................................................ 3
1-2
Market Capitalisation of different market segments ...................................................... 3
1-3
Records reached in different Market Segments (data from inception to March 31, 2012) .......... 3
1-4
Board of Directors of NSEIL .................................................................................... 4
1-5
Executive Committees of different market segment ...................................................... 5

2. Membership
2-1
Eligibility Criteria for Membership ........................................................................... 9
2-2
Growth and Distribution of Members ....................................................................... 13

3. Listing of Securities
3-1
Listing Criteria for Companies on the CM Segment of NSE .............................................. 17
3-2
Listing fees in the CM segment .............................................................................. 18
3-3
Companies Listed, Permitted to Trade, Available for Trading on the CM Segment .................. 19
3-4
Shareholding Pattern at the end of March 2012 for companies listed at NSE ......................... 20
3-5
Pledged shares data as of March 2012 ...................................................................... 21
3-6
Eligibility Criteria for Securities on WDM Segment ....................................................... 21
3-7
Securities Available for Trading on WDM Segment ........................................................ 22
3-8
Funds Mobilisation on the Exchange ........................................................................ 22
3-9
Initial Public Offerings (IPOs) of Equity Shares during 2011-12 ......................................... 23
3-10
Resource Mobilisation through public issue of NCDs during 2011-12 ................................... 24
3-11
Rights Issues during 2011-12 .................................................................................. 24
3-12
Preferential Allotments by NSE Listed Companies during 2011-12 ..................................... 25
3-13
Amount raised through QIP during 2011-12 ................................................................ 30
3-14
Companies Delisted during 2011-12 ......................................................................... 30

4. Capital Market Segment
4-1
Business Growth of CM Segment ............................................................................. 33
4-2
Frequency Distribution of Companies traded .............................................................. 35
4-3
Trading Frequency of Companies in Cash Segment during 2011-12 .................................... 35
4-4
Advances/Declines in Cash Segment of NSE during 2011-12 (No. of Securities) ..................... 36
4-5
City-wise Turnover in the CM segment ...................................................................... 36
4-6
Internet Trading Value in the CM segment in comparison with total trading volumes at NSE ...... 37
Contd...
Contd...
4-7
Details of Asset Management Companies Listed on NSE as of March 2012 ............................ 37
4-8
NSE CM transaction charges .................................................................................. 38
4-9
The existing rates of Securities Transaction Tax (STT) for CM segment ............................... 38
4-10
Percentage Share of Top N Securities/Member in Turnover ........................................... 39
4-11
50 Most Active Securities during 2011-12 in Terms of Trading Value ................................. 40
4-12
Top 50 Companies by Market Capitalisation as on March 31, 2012 ................................... 41
4-13
NSEs 10 Most Active Trading days during the year 2011-2012 .......................................... 43
4-14
Individual Securities Single day Trading Records-2011-12 ............................................... 43
4-15
Composition of S&P CNX Nifty Index as on March 30, 2012 .............................................. 43
4-16
Composition of S&P CNX Nifty Index as on March 31, 2012 .............................................. 45
4-17
Industry-wise Weightages of S&P CNX NIFTY Securities as on 30th March, 2012 ..................... 47
4-18
S&P CNX NIFTY Index .......................................................................................... 47
4-19
CNX NIFTY Junior Index ....................................................................................... 49
4-20
Performance of NSE Indices during the year 2011-12 .................................................... 50
4-21
Mutual Funds/ETFs: No of Trades and Trading Value ..................................................... 50
4-22
Settlement Statistics for CM Segment ...................................................................... 51

5. Wholesale Debt Market segment
5-1
Business Growth of WDM Segment ........................................................................... 55
5-2
Security-wise Distribution of WDM Trades .................................................................. 57
5-3
Participant wise Distribution of WDM Turnover ............................................................ 59
5-4
Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment .......... 61
5-5
Market Capitalisation of WDM Securities ................................................................... 62
5-6
FIMMDA NSE MIBID/MIBOR Rates 2011-12 ................................................................... 64
5-7
1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2012 ...... 64
5-8
Corporate Bond Trades at NSE (2011-12) ................................................................... 65

6. Equity Futures & Options segment
6-1
Business Growth of Futures & Options Market Segment ................................................. 69
6-2
Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2011-12) ................. 71
6-3
Internet Trading in the F&O Segment of the Exchange .................................................. 71
6-4
Records Achieved in the F&O Segment: 2011-12 .......................................................... 71
6-5
Participant wise Trading Value in the F&O Segment (2011-12) ......................................... 72
6-6
Number of members in different turnover brackets in Futures and Options segment .............. 73
Contd...
ii
Contd...
6-7
Number of members in different turnover brackets in Futures and Options Segment .............. 74
6-8
Segment wise Contribution of Top N Members to turnover on Futures and Options segment .... 75
6-9
Top 20 Futures contracts according to number of contracts 2011-12 .................................. 76
6-10
Top 20 Option contracts according to number of contracts traded 2011-12 .......................... 76
6-11
Number of trades in the Futures & Options Segment .................................................... 77
6-12
Settlement Statistics in F&O Segment ...................................................................... 78

7. Currency Derivatives Segment
7-1
Business Growth of Currency Derivatives Segment at NSE ............................................... 81
7-2
Records Achieved in the Currency Futures & Options .................................................... 82
7-3
Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2011-2012 ..... 82
7-4
Settlement Statistics of Currency Derivatives Segment at NSE ......................................... 82
7-5
Business Growth of Interest Rate Futures .................................................................. 83
7-6
Records Achieved in the Interest Rate Futures ............................................................ 84
7-7
Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2011-2012 ................................... 84
7-8
Settlement Statistics in Interest Rate Futures Segment at NSE ........................................ 84

8. Investor Services, Arbitration
8-1
Receipt and Disposal of Investor Grievance ................................................................ 87
8-2
Status Report of Arbitration Matters ........................................................................ 87
iii
iv
National Stock Exchange

of India
National Stock Exchange of India

Table 1-1: Trading Value of Different market segments
(` Crores)
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
Capital Market
Segment/Year
1,945,287
3,551,038
2,752,023
4,138,024
3,577,412
2,810,893
Equity Futures & Options
7,356,242
13,090,478
11,010,482
17,663,665
29,248,221
31,349,732
219,106
282,317
335,952
563,816
559,447
633,179
--
--
162,272
1,782,608
3,449,788
4,674,990
--
--
--
2,975
62
3,959
Wholesale Debt Market

Currency F&O *
Interest Rate Futures **
Total
9,520,635 16,923,833 14,260,729 24,151,088 36,834,929 39,472,753
* Trading in Currency Futures commenced on August 28, 2008

** Trading in Interest Rate Futures commenced on August 31,2009
Table 1-2: Market Capitalisation of different market segments

(` Crores)
Segment/Year
CM
Mar-07
Mar-08
Mar-09
Mar-10
Mar-11
Mar-12
3,367,350
4,858,122
2,896,194
6,009,173
6,702,616
6,096,518
WDM
1,784,801
2,123,346
2,848,315
3,165,929
3,594,877
4,272,736
Total
5,152,151
6,981,468
5,744,510
9,175,102
10,297,493
10,369,254
Table 1-3: Records reached in different market segments

(data from inception to March 31, 2012)
Parameter
Date
Magnitude
Capital Market Segment

Record Number of trades
19-May-09
Traded Quantity
19-May-09
19,225.95 Lakh
Turnover
19-May-09
40,151.91 Crores
5-Nov-10
75,60,607.49 Crores
24-Feb-11
3,029,676
Market Capitalisation
11,260,392
Futures & Options Segment

No. of trades
Number of contracts traded
24-Feb-11
10,497,798
Turnover
24-Feb-11
277,277.49 Crores
24-Mar-11
90,563
Currency Derivatives Segment

No. of trades
Number of contracts traded
24-Mar-11
5,601,637
Turnover
24-Mar-11
25532.16 Crores
Contd...
Contd...
Parameter
Date
Magnitude
Wholesale Debt Market Segment

No. of trades
25-Aug-03
Turnover
2,074
13911.57 Crores
Table 1-4: Board of Directors of NSE*

1
Dr. Vijay L Kelkar

Former Chairman, Finance Commission, India
Former Union Finance Secretary and Advisor to the
Finance Minister
Chairman
Mr. Ravi Narain

National Stock Exchange of India Limited
Managing Director
Ms. Chitra Ramkrishna

National Stock Exchange of India Limited
Joint Managing Director
Mr. M. V Subbiah
Former Chairman
Murugappa Group of Companies
Director
Mrs Pratima Umarji

Former Principal Secretary (Legislation) Maharashtra State Government
Director
Mrs. Ranjana Kumar

Director
Former Vigilance Commissioner, Central Vigilance Commission, Former
Chairperson, National Bank for Agriculture and Rural Development (NABARD)
and Indian Bank
Mr. A. P. Kurian
Former Chairman
Association of Mutual Funds in India
Director
Dr. Rajiv B. Lall

Managing Director & CEO
IDFC Limited
Director
Mr. S. B. Mainak
Executive Director
(Investment-Operations)
Life Insurance Corporation of India
Director
10
Mr. Y. H. Malegam
Chairman Emeritus
M/s. S.B. Billimoria & Co.
Chartered Accountants
Director
11
Mr. S. B. Mathur
Secretary General, Life Insurance Council & Former Chairman,
Life Insurance Corporation of India
Director
12
Dr. KRS Murthy

Professor & Former Director
Indian Institute of Management, Bangalore
Director
13
Mrs. Shymala Gopinath

Former Deputy Governor, Reserve Bank of India
Director
Contd...
Contd...
14
Dr. V. A. Sastry
Director, MUSA Software Engineering Pvt. Ltd.
Former Director, Infosys Technologies Ltd.
Director
15
Mr. Deepak M Satwalekar

Former Managing Director & CEO
HDFC Standard Life Insurance Company Ltd.
Director
* As on June 04, 2012
Table 1-5: Executive Committees of different market segments *

I
CM & WDM SEGMENTS

1
Mr. Ravi Narain
Mr. D. C. Anjaria
Mr. Kantheti Pratap
Mr. Vimal Bhandari
Dr. Mukesh Kansal
Mr. Y. H. Malegam
Mr. Gagan Rai
Mr. Anubhav Bhatter
10
Mr. Shankar Vailaya
Chairman & Managing Director

Trustline Securities Limited
Chairman Emeritus, M/s. S.B.Billimoria &
Co., Chartered Accountants
Managing Director & CEO, National Securities
Depository Limited
Joint Managing Director, National Stock
Exchange of India Limited
Managing Director
BMA Weath Creators Limited
Director-Operations, M/s Sharekhan Ltd.
11
Mr. P. M. Venkatasubramanian
Former Managing Director, GIC
Other Nominees
11
Mr. P. M. Venkatasubramanian
Former Managing Director, GIC
Other Nominees
Managing Director, National Stock Exchange

of India Limited
Director, International Finance Solutions Pvt.
Ltd.
Professor, Indian Institute of Management,
Bangalore
Promoter, Motilal Securities Limited
Chairman
II
Managing Director & CEO, National Stock

Director, International Financial Solutions
Pvt. Ltd.
Managing Director
Zen Securities Limited
MD & CEO, Indostar Capital Finance Pvt. Ltd.
Chairman
Public Representative
Trading Member
Trading Member
Other Nominees
Other Nominees
Trading Member
Trading Member
F&O MARKET SEGMENT

1
Mr. Ravi Narain
Mr. D.C.Anjaria
Prof. V. Ravi Anshuman
Mr. Motilal Oswal
Mr. Hemant Majethia
Mr. M. Raghavendra
Mr. A.V. Rajwade
Chief Executive Officer

Ventura Securities Limited
Former General Manager, General Insurance
Corporation of India
Independent Forex & Treasury Management
Consultant
Trading Member
Trading Member
Other Nominees
Contd...
Contd...
8
Mr. Shailesh Haribhakti
III
Other Nominees
CD SEGMENT
1
Mr. Ravi Narain
Chairman
Mr. Pawan Bajaj
Managing Director & CEO, National Stock

General Manager-Treasury, Bank of India
2
3
Mr. M. G.Bhide
Former Chairman, Bank of India
Mr. Conrad Dsouza
Mr. N.S. Venkatesh
Mr. Suresh Senapaty
Senior General Manager, Treasury, Housing

Development Finance Corporation Limited
Chief General Manager
IDBI Bank Limited
Chief Financial Officer & Director,Wipro
Limited
* As on June 04, 2012

Executive Chairman and Managing Partner
BDO Haribhakti
Chartered Accountants
Trading Member
Trading Member
Other Nominees
Membership
CM
30
100
300 (Membership in CM
segment and Trading and
Clearing membership in
F&O segment)
CM and F&O
30
segment and
Trading/Trading and self
clearing membership
in F&O segment)
WDM
30
200
CM and WDM
30
200
300(Membership in WDM
segment,
CM segment and
Trading and Clearing
membership in F&O segment)
160
(Amount in ` lakh)
CM,WDM and F&O
30
200(Membership in WDM
segment,
CM segment and
Trading/Trading and Self
Clearing membership in F&O
segment)
Contd...
Net worth requirement for Professional Clearing members in F&O segment is ` 300 lakhs. Further a Professional Clearing member needs to bring Interest Free Security Deposit
(IFSD) of ` 25 lakhs with NSCCL and Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL as deposits.
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 laksh with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the F&O segment.
Interest Free Security

85
110
50
135
Deposit (IFSD) with NSEIL
15
15 *
NIL
15
15 *
Deposit (IFSD) with NSCCL
Collateral Security Deposit
25
25**
NIL
25
25**
(CSD) with NSCCL
Annual Subscription
1
1
NIL
1
1
Advance Minimum
NIL
1
NIL
NIL
1
Transaction Charges for
Futures Segment
Two directors should be Two directors should be HSC.
Education
Two directors
Two directors should be Two directors
HSC.
Dealers should also have
should be HSC.
HSC.
should be HSC.
Dealers should also have passed
Dealers should
Dealers should also have Dealers should
FIMMDA-NSE Debt Market
also have passed passed SEBI approved
also have passed passed
FIMMDA-NSE Debt
(Basic Module) of NCFM and
SEBI approved
certication test for
FIMMDA-NSE
Market (Basic Module) of SEBI approved certication
certication
Capital Market &
Debt Market
test for Capital Market &
test for Capital
Derivatives.
(Basic Module) of NCFM & SEBI approved
Derivatives.
Market - Capital
NCFM.
Capital Market - Capital
Market Module of
Market Module of NCFM.
NCFM.
Experience
---------------Two year's experience in securities market----------------------Other eligibility criteria
The applicant must be engaged solely in the business of securities and must not be engaged in any fund-based activity.
The Directors/Shareholders of the applicant company should not be defaulters on any stock exchange and should not be
debarred by SEBI for being associated with capital market as intermediaries.
Minimum Paid-up capital

Net Worth
CORPORATES
Table 2-1: Eligibility Criteria for Membership
Membership
10
6*
17.5 **
0.5
26.5
6
17.5
0.5

Deposit (IFSD) with NSEIL
Deposit (IFSD) with
NSCCL
Collateral Security
Deposit (CSD) with
NSCCL
Annual Subscription
segment and Trading
and Self clearing
membership in F&O
segment)
segment and Trading and
Clearing membership in
F&O segment)
51.5
CM and F&O
segment and Trading
membership in F&O
segment)
CM
75
Particulars
Net Worth
INDIVIDUALS/PARTNERSHIP FIRMS
Particulars
NIL
NIL
NIL
50
WDM
200
0.5
17.5
76.5
CM and WDM
200
0.5
17.5 **
6*
101.5
Contd...
300 (Membership in WDM

segment,CM segment
and Trading and clearing
membership in F&O
segment)
(Amount in ` lakh)
CM,WDM and F&O
200 (Membership in
WDM segment, CM
segment and Trading/
Trading and Self Clearing
membership in F&O
segment)
(All values in ` lakh)

CM Segment
F&O Segment
CM and F&O Segment
Net Worth
300
300
300
Interest Free Security Deposit (IFSD) *
25
25
40
Collateral Security Deposit (CSD)
25
25
50
Annual Subscription
2.5
Nil
2.5
* The Professional Clearing Member (PCM) is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member whose trades he undertakes to clear
in the F&O segment and IFSD of ` 6 lakh and CSD of ` 17.5 lakh (` 9 lakh and ` 25 lakh respectively for corporate Members) per trading member in the CM
segment.
Requirements for Professional Clearing Memberhip
Contd...
11
Proprietor / Two
Partners should be HSC.
passed SEBI approved
Capital Market &
Derivatives.
Proprietor / Two
passed SEBI approved
Capital Market - Capital
Market Module of NCFM.
Proprietor / Two
passed FIMMDA-NSE Debt
Market (Basic Module) of
NCFM.
WDM
NIL
CM and WDM
NIL
CM,WDM and F&O

1
Proprietor / Two
Proprietor / Two
Partners should be HSC. Partners should be HSC.
Dealers should also have Dealers should also have
passed
passed
FIMMDA-NSE Debt
FIMMDA-NSE Debt
Market (Basic Module) of Market (Basic Module) of
NCFM & SEBI approved
NCFM & SEBI approved
Capital Market- Capital
Capital Market &
Market Module of NCFM. Derivatives.
---------------Two year's experience in securities market----------------------The applicant should not be engaged in any fund based activity. The Proprietor/Partners should not be defaulters on any stock
exchange and shold not be debarred by SEBI for being associated with capital market as intermediaries Further, Partnership rms
should not be engaged in any business other than Securities.
CM and F&O
1
CM
NIL
2
8
-
Non-cash to NSEIL
Cash to NSCCL
Non cash to NSCCL
100
Trading
Membership
Cash to NSEIL
Networth
Particulars
25
25
500
Trading Cum
Self Clearing
Membership
NSE Members
CURRENCY DERIVATIVES- Corporates, Individuals and Firms
25
25
1000
Trading Cum
Clearing
Membership
13
100
Trading
Membership
25
25
18
500
25
25
18
1000
Trading cum
Clearing
Membership
New Applicants
Trading cum
Self Clearing
Membership
Contd...
25
25
1000
Professional
Clearing
Membership
(Amount in ` lakh)
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 laksh with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the F&O segment.
Experience
Other eligibility criteria
Particulars
Advance Minimum
Transaction Charges for
Futures Segment
Education
Contd...
12
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Proprietor/Two
Partners/Two
directors should
be HSC.
* In addition to the individuals, corporates and partnership rms, Banks which are authorized by the Reserve Bank of India under section 10 of the Foreign Exchange Management Act,
1999 as AD Category- I bank are permitted to become trading and clearing members of the currency derivatives market of the recognized stock exchanges, on their own account and
on behalf of their clients, subject to minimum prudential requirements of minimum net worth of ` 500 crores, minimum CRAR of 10 per cent, net NPA not exceeding 3 per cent and net
prot should have been made for the last 3 years.
The AD Category-I banks which fulll the prudential requirements are required to lay down detailed guidelines with the approval of their Boards for trading and clearing of currency
derivatives contracts and management of risks. AD Category-I banks which do not meet the above minimum prudential requirements and AD Categotry- I banks which are Urban Cooperative banks or State Co-operative banks can participate in the currency derivatives market only as clients, subject to approval therefore from the respective regulatory Departments
of the Reserve Bank.
In case the member is opting for membership of any other segment(s) in combination with the membership of Currency Derivatives segment, the applicable net worth will be the
minimum net worth required for the other segment(s) or the minimum net worth required for Currency Derivatives Segment, whichever is higher.
The eligibility condition for applicants planning to apply for new membership of the Exchange is that either the proprietor/one designated director/partner or the Compliance Ofcer of
the applicant entity should be successfully certied either in Securities Market (Basic) Module or Compliance Ofcers (Brokers) Module or the relevant module pertaining to the segments
wherein membership of the Exchange had been sought.
Proprietor/Partners/Directors/Shareholdres should not be defaulters on any stock exchange and must not be debarred by SEBI for
being associated with capital market as intermediaries. The applicant must be engaged solely in the business of securities and
must not be engaged in any fund-based activity.*
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Proprietor/Two
Partners/Two
directors should
be HSC.
Other eligibility criteria
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I Currency
Derivatives
Certication
Examination
Proprietor/Two
Partners/Two
directors should
be HSC.
---------------Two year's experience in securities market-----------------------
Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Experience
Education
Contd...
Table 2-2: Growth and Distribution of Members

Month/Year
(end of period)
CM
WDM
Mar-11
99
Apr-11
99
May-11
CDS
CM/WDM/
F&O/CDS
TOTAL
56
1,215
1,373
56
1,218
1,376
100
56
1,223
1,382
Jun-11
100
57
1,226
1,386
Jul-11
101
58
1,224
1,386
Aug-11
101
58
1,225
1,387
Sep-11
101
59
1,223
1,386
Oct-11
100
60
1,230
1,393
Nov-11
102
60
1,234
1,399
Dec-11
101
59
1,232
1,395
Jan-12
98
59
1,231
1,392
Feb-12
96
59
1,232
1,391
Mar-12
99
61
1,238
1,402
13
14
Listing of Securities
16
Listing of Securities
Table 3-1: Listing Criteria for Companies on the CM Segment of NSE
Criteria
Initial Public Offerings (IPOs)
Companies listed on other exchanges
Paid-up
Equity Capital
(PUEC)/Market
Capitalisation
(MC) /Net Worth
PUEC ` 10 cr. and MC ` 25 cr.
PUEC ` 10 cr. and MC ` 25 cr. OR

PUEC ` 25 cr. OR
MC ` 50 cr. OR
The company shall have a net worth of not
less than ` 50 crores in each of the preceding
three financial years.
Company/
Promoter's Track
Record
Atleast 3 years track record of either

a) the applicant seeking listing OR
b) the promoters/promoting company
incorporated in or outside India OR
c) Partnership firm and subsequently
converted into Company not
in existence as a Company for
three years) and approaches the
Exchange for listing. The Company
subsequently formed would be
considered for listing only on
fulfillment of conditions stipulated
by SEBI in this regard.
Atleast three years track record of either

a) the applicant seeking listing; OR
b) the promoters/promoting company,
incorporated in or outside India.
Dividend Record
/ Net worth /
Distributable
Profits
--
Listing
Other
Requirements
Dividend paid in at least 2 out of the last

3 financial years immediately preceding
the year in which the application has been
made OR The networth of the applicants
atleast ` 50 crores OR The applicant has
distributable profits in at least two out of the
last three financial years.
Listed on any other stock exchange for
at least last three years OR listed on the
exchange having nationwide trading terminals
for at least one year.
(a) No disciplinary action by other

(a) No disciplinary action by other stock
stock exchanges/regulatory
exchanges/regulatory authority in past 3
authority in past 3 yrs.
yrs.
(b) Satisfactory redressal mechanism
(b) Satisfactory redressal mechanism for
for investor grievances,
investor grievances,
(c) distribution of shareholding
(c) distribution of shareholding and
(d) details of litigation record in past 3 (d) details of llitigation record in past 3 years
years.
(e) Track record of Directors of the Company
(e) Track record of Directors of the
(f) Change in control of a Company/
Company
Utilisation of funds raised from public
Note:
1. (a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.
(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up
equity capital after the proposed issue for which listing is sought shall be taken into account.
2. (a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.
(b) In case of case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated by
17
3.
4.
5.
6.
using a 12 month moving average of the market capitalisation over a period of six months immediately preceding the
date of application. For the purpose of calculating the market capitalisation over a 12 month period, the average
of the weekly high and low of the closing prices of the shares as quoted on the National Stock Exchange during the
last twelve months and if the shares are not traded on the National Stock Exchange such average price on any of the
recognised Stock Exchanges where those shares are frequently traded shall be taken into account while determining
market capitalisation after making necessary adjustments for Corporate Action such as Rights / Bonus Issue/Split.
In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be
applicable to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions,
Nationalised Banks, Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant
statutes, guidelines, circulars, clarifications etc. that may be issued by various regulatory authorities from time to time
Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off
- negative balance in profit and loss account to the extent not set off.
Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and
shall be holding at least 20 % of the post issue equity share capital individually or severally.
In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as
eligible for listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange
for listing after six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be
computed based on the period from the IPO to the time of listing.
Table 3-2: Listing fees in the CM segment

Particulars
Initial Listing fees
Amount (`)
50,000
Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)
a)
Upto ` 5 Crores
18,000
b) Above ` 5 Crores and upto ` 10 Crores
31,500
c) Above ` 10 Crores and upto ` 20 Crores
57,500
d) Above ` 20 Crores and upto ` 30 Crores
90,000
e) Above ` 30 Crores and upto ` 40 Crores
1,00,000
Above ` 40 Crores and upto ` 50 Crores
1,05,000
f)
g) Above ` 50 Crores and upto ` 100 Crores
1,75,000
h) Above ` 100 Crores and upto ` 150 Crores
2,00,000
i)
2,40,000
j)
2,75,000
k) Above ` 250 Crores and upto ` 300 Crores
3,10,000
3,40,000
m) Above ` 350 Crores and upto ` 400 Crores
3,75,000
n) Above ` 400 Crores and upto ` 450 Crores
4,35,000
o) Above ` 450 Crores and upto ` 500 Crores
5,00,000
l)
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than `500 crores
will have to pay a minimum fees of `5,00,000/- and an additional listing fees of `3,400/- for every increase of `5
crores or part thereof in the paid up share, bond and/ debenture and/or debt capital etc.
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than `1,000
crores will have to pay minimum fees of `8,50,000/- and an additional listing fees of `3,700/- for every increase of
`5 crores or part thereof in the paid up share, bond and/or debenture and/or debt capital etc
18
Table 3-3: Companies Listed, Permitted to Trade,

Available for Trading on the CM Segment
Month/Year
Nov-94
Mar-95
Mar-96
Mar-97
Mar-98
Mar-99
Mar-00
Mar-01
Mar-02
Mar-03
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Mar-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
No. of Companies
Listed *
135
422
550
612
648
720
785
793
818
909
970
1,069
1,228
1,381
1,432
1,470
1,478
1,484
1,490
1,497
1,504
1,512
1,530
1,536
1,552
1,558
1,563
1,574
1,578
1,585
1,599
1,606
1,615
1,622
1,631
1,633
1,640
1,641
1,644
1,646
No. of Companies
Permitted *
300
543
847
934
745
609
479
320
197
107
18
1
---37
36
36
45
45
54
54
60
59
59
59
61
61
61
61
61
60
60
60
66
66
71
71
71
73
No. of Companies
Available for
Trading * @
300
678
1,269
1,484
1,357
1,254
1,152
1,029
890
788
787
839
929
1,084
1,236
1,291
1,359
1,367
1,374
1,388
1,392
1,408
1,412
1,435
1,440
1,456
1,462
1,470
1,484
1,488
1,495
1,509
1,514
1,523
1,530
1,543
1,545
1,556
1,557
1,560
1,563
Market
Capitalisation
(` Cr) *
292,637
363,350
401,459
419,367
481,503
491,175
1,020,426
657,847
636,861
537,133
1,120,976
1,585,585
2,813,201
3,367,350
4,858,122
2,896,194
6,009,173
6,117,858
5,932,578
6,229,136
6,340,120
6,393,418
6,958,534
7,055,094
6,894,912
7,139,310
6,441,491
6,195,967
6,702,616
6,753,614
6,569,743
6,574,743
6,462,238
5,921,684
5,820,334
6,101,891
5,547,723
5,232,273
5,937,039
6,233,250
6,096,518
* At the end of the period.

@ Excludes suspended companies.
# S&P CNX Nifty Index commenced from November 3, 1995.
## CNX Nifty Junior commenced from November 4, 1996.
No. Of Compamies Traded excludes Mututal Funds and ETFs
Demat turnover includes turnover of all securities which are available for trading in Demat mode
Please note that the Exchange conducted a special live trading session on Sunday, May 16, 2010 on auspicious occasion of
Akshaya Tritiya for trading in Gold Exchange Traded Fund securities only.
Data for Column Nos. F to V has been compiled for all markets except Auction Market & Retail Debt Market.
19
20
45.24%
48.76%
48.62%
45.76%
33.10%
57.61%
48.23%
49.58%
45.43%
44.71%
45.45%
47.86%
50.47%
46.87%
Engineering
Finance
FMCG
Information Technology
Infrastructure
Manufacturing
Media & Entertainment
Petrochemicals
Pharmaceuticals
Services
Telecommunication
Miscellaneous
Grand Total
Indian
Promoters
6.53%
3.41%
4.39%
13.93%
8.11%
10.56%
4.50%
6.46%
3.56%
10.20%
7.48%
2.48%
3.31%
2.04%
Foreign
Promoters
PROMOTERS
Banks
Sectors
2.75%
1.42%
5.62%
3.27%
2.17%
2.96%
0.44%
2.70%
5.61%
1.58%
2.16%
2.55%
3.11%
9.26%
Financial
Insitutions/
Banks/Central
Government/
State
Government/
Insurance
Companies
6.00%
6.07%
5.72%
5.44%
6.18%
4.51%
5.77%
4.81%
5.93%
7.30%
9.36%
8.44%
5.13%
15.90%
Foreign
Institutional
Investors
2.29%
1.42%
0.62%
2.31%
2.84%
2.12%
2.41%
2.31%
3.84%
1.92%
2.49%
1.62%
5.00%
2.92%
Mutual
Funds
INSTITUTIONAL
0.18%
0.12%
0.19%
0.14%
0.15%
0.00%
0.00%
0.06%
0.49%
0.94%
0.24%
0.02%
1.13%
0.07%
Venture
Capital
Funds
including
Foreign
Venture
Capital
Funds
0.16%
0.11%
0.00%
0.00%
0.38%
0.12%
0.00%
0.14%
0.00%
0.01%
0.02%
0.59%
0.44%
0.14%
Any Other
PUBLIC
9.37%
9.07%
11.72%
10.22%
8.85%
8.86%
10.49%
9.67%
6.34%
10.25%
9.02%
8.74%
8.21%
5.49%
Bodies
Corporate
- No.
21.11%
20.75%
16.86%
14.67%
21.28%
19.36%
19.55%
21.80%
12.81%
28.22%
18.63%
21.81%
20.03%
15.37%
Individuals
3.70%
5.27%
4.97%
3.92%
3.63%
3.89%
4.43%
3.12%
3.14%
5.35%
3.17%
4.63%
4.78%
1.79%
Any other
NON-INSTITUTIONAL
Table 3-4: Shareholding Pattern at the end of March 2012 for companies listed at NSE
0.88%
1.10%
2.05%
0.66%
1.70%
2.19%
1.61%
0.69%
0.69%
1.14%
0.04%
0.51%
0.09%
1.79%
Shares
held by
Custodians
and against
which
Depository
Receipts
have been
issued
Table 3-5: Pledged shares data as of March 2012

Sector
Classification
Indian
Promoters
Foreign
Promoters
Total Promoters
Holding
%age of
promoters
ownership
pledged
Banks
45.24
2.04
47.27
1.46
Engineering
48.76
3.31
52.07
8.84
Finance
48.62
2.48
51.10
5.02
FMCG
45.76
7.48
53.24
13.21
Information Technology
33.10
10.20
43.30
14.25
Infrastructure
57.61
3.56
61.17
17.46
Manufacturing
48.23
6.46
54.68
13.59
Media & Entertainment
49.58
4.50
54.08
15.64
Petrochemicals
50.47
3.41
53.88
11.27
Pharmaceuticals
45.43
10.56
55.98
13.84
Services
44.71
8.11
52.82
19.34
Telecommunication
45.45
13.93
59.38
19.30
Miscellaneous
47.86
4.39
52.25
9.85
Total
46.87
6.53
53.40
12.82
Table 3-6: Eligibility Criteria for Securities on WDM Segment

Issuer
Eligibility Criteria for listing

Public Issue /Private Placement
Paid-up capital of `10 crores; or

Market capitalisation of `25 crores
(In case of unlisted companies Networth more than `25 crores)
Credit rating
Public Sector Undertaking, Statutory

Corporation established/ constituted
under Special Act of Parliament /
State Legislature, Local bodies/
authorities,
Credit rating
Mutual Funds:
Units of any SEBI registered Mutual
Fund/scheme :
Investment objective to invest
predominantly in debt or
Scheme is traded in secondary
market as debt instrument
Qualies for listing under SEBIs Regulations
Infrastructure companies
Tax exemption and recognition
as infrastructure company under
related statutes/regulations
Qualies for listing under the respective Acts, Rules or

Regulations under which the securities are issued.
Credit rating
Corporates (Public limited companies

and Private limited companies)
Contd...
21
Contd...
Issuer
Eligibility Criteria for listing

Public Issue /Private Placement
Financial Institutions u/s. 4A of

Companies Act, 1956 including
Industrial Development Corporations
Banks
Public Issue
Private Placement
Qualies for listing under

the respective Acts, Rules or
Regulations under which the
securities are issued.
Credit rating
Scheduled banks
Networth of `50 crores or
above
Qualies for listing under
the respective Acts, Rules
or Regulations under which
the securities are issued.
Scheduled Banks
Networth of `50 crores or
above
Credit rating
Table 3-7: Securities Available for Trading on WDM Segment (as on March 31)
Securities
2010
Number
2011
Amount
Amount Number
(US $
bn)
(` cr)
Government
Securities
1,461
T-Bills
2,472,978
547.85
Amount
2012
Amount Number
(` cr)
1,508
2,840,182
(US $
bn)
636.10
1,548
Amount
Amount
(` cr)
(US $
bn)
3,303,037
645.67
54
137,500
30.46
54
140,418
31.45
52
266,684
52.13
PSU Bonds
795
161,904
35.87
852
191,542
42.90
971
246,645
48.21
Institutional.
Bonds
299
77,568
17.18
361
103,973
23.29
443
146,589
28.66
Bank Bonds
518
164,385
36.42
518
182,616
40.90
509
189,289
37.00
992
133,428
29.56
1,166
169,337
37.93
1,605
201,459
39.38
20
3,518
0.69
5,148 4,357,221
851.74
Corporate
Bonds
Others
Total
21
3,117
0.69
20
3,518
0.79
4,140
3,150,880
698.02
4,479
3,631,587
813.35
Table 3-8: Funds Mobilisation on the Exchange

2010-11
Particulars
No. of
Issues
2011-12
Amount
Amount
` crore
US $ bn
No. of
Issues
Amount
Amount
` crore
US $ bn
Equity Public Issues

IPOs
51
33,391
7.48
26
4,871
0.95
FPOs
13,044
2.92
4,578
0.89
IDR issue
2,486
0.56
Contd...
22
Contd...
2010-11
Particulars
No. of
Issues
Rights Issues
Amount
` crore
US $ bn
18
QIP
2011-12
Amount
8,414
1.88
No. of
Issues
11
Amount
Amount
` crore
US $ bn
6,629
1.30
48
23,021
5.16
10
2,154
0.42
279
29,042
6.50
184
22,886
4.47
8,882
1.99
25,383
4.96
408
118,279
26.49
241
66,503
13.00
Preferential Allotment
Non-Convertible Debentures
Public Issue
Total
Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2011-12
Sr.
No.
Company Name
1 Shilpi Cable Technologies Limited

2 Muthoot Finance Limited
3 Paramount Printpackaging Limited
4 Future Ventures India Limited
5 Servalakshmi Paper Limited
6 Innoventive Industries Limited
7 Sanghvi Forging and Engineering Limited
8 Aanjaneya Lifecare Limited
9 Timbor Home Limited
Issue Size
(` Crores)
Date of
Listing
No. of
securities
issued
Issue
Price
55.87
8-Apr-11
8,098,762
69
901.25
6-May-11
51,500,000
175
45.83
6-May-11
13,094,175
35
750.00
10-May-11
750,000,000
10
60.00
12-May-11
20,689,656
29
217.41
13-May-11
18,581,650
117
36.90
23-May-11
4,341,195
85
117.00
27-May-11
5,000,000
234
23.25
22-Jun-11
3,690,000
63
10 Rushil Decor Limited
40.63
7-Jul-11
5,643,750
72
11 Bharatiya Global Infomedia Limited
55.10
28-Jul-11
6,720,000
82
117
12 Inventure Growth & Securities Limited

13 L&T Finance Holdings Limited
14 Tree House Education & Accessories Limited
15 Brooks Laboratories Limited
81.90
4-Aug-2011
7,000,000
1,245.00
12-Aug-2011
237,705,361
52
112.06
26-Aug-2011
8,432,189
135
63.00
5-Sep-2011
6,300,000
100
16 TD Power Systems Limited
227.00
8-Sep-11
8,867,187
256
17 SRS Limited
203.00
16-Sep-11
35,000,000
58
49.00
20-Sep-11
10,000,000
49
120.64
26-Sep-11
5,745,000
210
18 Vaswani Industries Limited

19 PG Electroplast Limited
20 Prakash Constrowell Limited
60.00
4-Oct-11
4,347,826
138
21 Tijaria Polypipes Limited
60.00
14-Oct-11
10,000,407
60
110
22 Onelife Capital Advisors Limited
36.85
17-Oct-11
3,350,000
104.62
19-Oct-11
6,750,000
155
24 Taksheel Solutions Limited
82.50
19-Oct-11
5,500,000
150
25 M AND B Switchgears Limited
93.00
20-Oct-11
5,000,000
186
26 Indo Thai Securities Limited
29.60
2-Nov-11
4,000,000
74
23 Flexituff International Limited
23
Table 3-10: Resource Mobilisation through public issue of NCDs during 2011-12
S.No.
Name of the Company
Date
Amount
Mobilised
(`crore)
Amount
Mobilised
(Us $ mn)
Housing & Urban Development Corporation Limited
20-Mar-12
4,684.72
915.76
National Highways Authority of India
Infrastructure Development Finance Company Limited
8-Feb-12
10,000.00
1,954.79
4-Jul-11
727.27
142.16
28-Mar-12
702.59
137.34
India Infoline Investment Services Limited
24-Aug-11
750.00
146.61
Indian Railway Finance Corporation Limited
Muthoot Finance Limited
8
9
3-Feb-12
6,268.89
1,225.43
20-Sep-11
693.28
135.52
Shriram City Union Finance Limited
2-Sep-11
750.00
146.61
Shriram Transport Finance Company Limited
18-Jul-11
Total
806.62
157.68
25,383.37
4,961.91
Table 3-11: Rights Issues during 2011-12

S. No.
Company Name
Amount
Mobilised
(` Crore)
Amount
Mobilised
(US $ mn)
Karur Vysya Bank Limited
The Karnataka Bank Limited
Arrow Textiles Limited
5-Apr-11
456.94
89.32
4
5
6
Karur Vysya Bank Limited
Automotive Stampings and Assemblies Limited
25-Jul-11
29.46
5.76
JK Paper Limited
9-Sep-11
245.58
48.01
6-Apr-11
457.03
89.34
11-Apr-11
5.99
1.17
Central Bank of India
21-Apr-11
2,497.39
488.19
State Bank Of Bikaner And Jaipur
27-Apr-11
780.00
152.47
17-Jun-11
436.86
85.40
27-Jun-11
7.33
1.43
Bajaj Hindusthan Limited
3-Nov-11
1,479.75
289.26
10
Fame India Limited
6-Mar-12
89.28
17.45
11
Gayatri Projects Limited
29-Mar-12
143.75
28.10
6,629.36
1,295.90
Total
24
Date of
Listing
Table 3-12: Preferential Allotments by NSE Listed Companies during 2011-12

S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
Allied Digital Services Limited
Aegis Logistics Limited
5.54
1.08
68.27
13.35
3
4
Allahabad Bank
670.00
130.97
Amtek Auto Limited
302.40
59.11
Andhra Bank
Ansal Housing and Construction Limited
1,173.00
229.30
Apar Industries Limited
Apollo Hospitals Enterprise Limited
Arihant Foundations & Housing Limited
10
B.A.G Films and Media Limited
13.60
2.66
11
Bank Of Baroda
2,461.00
481.07
12
Bank Of India
1,010.00
197.43
13
Bharati Shipyard Limited
10.96
2.14
14
Bharati Shipyard Limited
27.57
5.39
15
Bhartiya International Limited
3.44
0.67
16
Bhartiya International Limited
2.58
0.50
17
Birla Cotsyn (India) Limited
5.69
1.11
18
Bombay Dyeing & Mfg Company Limited
101.87
19.91
19
Bombay Dyeing & Mfg Company Limited
40.12
7.84
20
Bombay Rayon Fashions Limited
81.06
15.85
21
Bombay Rayon Fashions Limited
65.75
12.85
22
Burnpur Cement Limited
20.52
4.01
23
C & C Constructions Limited
50.00
9.77
24
Celestial Biolabs Limited
5.94
1.16
25
Clutch Auto Limited
6.25
1.22
26
Clutch Auto Limited
4.14
0.81
27
CORE Education & Technologies Limited
67.53
13.20
28
Corporation Bank
309.00
60.40
29
Crew B.O.S. Products Limited
0.38
0.07
7.00
1.37
80.00
15.64
119.21
23.30
9.97
1.95
30
Delta Corp Limited
108.78
21.26
31
Dena Bank
539.00
105.36
32
The Dhampur Sugar Mills Limited
2.74
0.54
33
Dhanus Technologies Limited
166.54
32.55
34
Dhanus Technologies Limited
133.46
26.09
35
Dharani Sugars & Chemicals Limited
15.82
3.09
36
Edserv Softsystems Limited
3.33
0.65
37
Edserv Softsystems Limited
35.00
6.84
Contd...
25
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
38
Educomp Solutions Limited
1.89
0.37
39
Eon Electric Limited
4.23
0.83
40
Eon Electric Limited
6.23
1.22
41
Everonn Education Limited
10.40
2.03
42
Everonn Education Limited
138.24
27.02
43
First Winner Industries Limited
50.00
9.77
44
GATI Limited
4.93
0.96
45
Gemini Communication Limited
12.16
2.38
46
Genus Power Infrastructures Limited
13.30
2.60
47
Global Offshore Services Limited
1.17
0.23
48
5.32
1.04
49
50
Glodyne Technoserve Limited
51
Godrej Consumer Products Limited
52
Gujarat Apollo Industries Limited
53
HCL Infosystems Limited
54
Housing Development and Infrastructure Limited
110.00
21.50
55
Himachal Futuristic Communications Limited
243.03
47.51
1.59
0.31
43.20
8.44
685.00
133.90
9.90
1.94
70.65
13.81
56
Indo Count Industries Limited
57
3.25
0.64
840.00
164.20
58
Igarashi Motors India Limited
49.60
9.69
59
Indowind Energy Limited
7.64
1.49
60
Ind-Swift Laboratories Limited
5.00
0.98
61
2.68
0.52
62
13.08
2.56
63
13.20
2.58
64
16.00
3.13
65
Ind-Swift Limited
4.00
0.78
66
Ind-Swift Limited
67
ING Vysya Bank Limited
5.11
1.00
456.36
89.21
1,054.00
206.03
279.84
54.70
68
Indian Overseas Bank
69
Jayaswal Neco Industries Limited
70
JHS Svendgaard Laboratories Limited
24.44
4.78
71
JIK Industries Limited
27.27
5.33
72
JM Financial Limited*
0.24
0.05
73
Kalindee Rail Nirman (Engineers) Limited
2.26
0.44
74
Kavveri Telecom Products Limited
45.20
8.84
75
31.64
6.18
Contd...
26
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
76
2.26
0.44
77
KEI Industries Limited
8.40
1.64
78
Kemrock Industries and Exports Limited
0.68
0.13
79
Kemrock Industries and Exports Limited
24.11
4.71
80
Kingsher Airlines Limited
1,495.10
292.26
81
Kingsher Airlines Limited
199.75
39.05
82
Karuturi Global Limited
7.50
1.47
83
Kamdhenu Ispat Limited
2.54
0.50
58.94
11.52
84
Kokuyo Camlin Limited
85
KPIT Cummins Infosystems Limited
86
K S Oils Limited
87
88
89
90
91
Bank of Maharashtra
92
Mahindra Forgings Limited
93
Man Industries (India) Limited
94
95
96
97
98
112.50
21.99
67.29
13.15
K S Oils Limited
89.71
17.54
Lloyds Steel Industries Limited
50.00
9.77
Magma Fincorp Limited
438.72
85.76
Magma Fincorp Limited
50.00
9.77
352.00
68.81
58.90
11.51
1.75
0.34
Max India Limited
521.93
102.03
Max India Limited
173.40
33.90
McDowell Holdings Limited
8.12
1.59
McDowell Holdings Limited
6.41
1.25
Micro Technologies (India) Limited
5.64
1.10
99
Minda Industries Limited
100
Motilal Oswal Financial Services Limited
40.13
7.84
9.20
1.80
101
102
Murli Industries Limited
12.40
2.42
Murli Industries Limited
26.29
5.14
103
National Steel And Agro Industries Limited
28.14
5.50
104
Nicco Corporation Limited
3.47
0.68
105
2.00
0.39
106
7.28
1.42
107
0.60
0.12
108
2.85
0.56
109
Omnitech Infosolutions Limited
0.02
0.00
110
Omnitech Infosolutions Limited
10.54
2.06
111
Oriental Bank Of Commerce
1,740.00
340.13
112
Paramount Communications Limited
1.13
0.22
113
Paramount Communications Limited
4.58
0.89
Contd...
27
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
114
Patel Integrated Logistics Limited*
115
Phillips Carbon Black Limited
116
Pipavav Defence and Offshore Engineering Company

Limited
117
Punjab National Bank
118
Pochiraju Industries Limited
119
Rainbow Papers Limited
120
Raj Rayon Industries Limited
121
REI Six Ten Retail Limited
122
Ramkrishna Forgings Limited
10.21
2.00
123
Ramkrishna Forgings Limited
8.28
1.62
124
Rohit Ferro-Tech Limited
150.00
29.32
125
Sri Adhikari Brothers Television Network Limited
6.98
1.36
126
Sri Adhikari Brothers Television Network Limited
6.98
1.36
127
Samtel Color Limited
10.46
2.04
128
5.23
1.02
129
46.42
9.07
130
Sarda Energy & Minerals Limited
92.05
17.99
131
Saregama India Limited
27.94
5.46
132
Sathavahana Ispat Limited
4.80
0.94
133
Sathavahana Ispat Limited
2.40
0.47
134
SEL Manufacturing Company Limited
18.30
3.58
135
Sezal Glass Limited
18.00
3.52
136
Sezal Glass Limited
11.00
2.15
137
Sical Logistics Limited
122.21
23.89
138
Simbhaoli Sugars Limited
4.00
0.78
139
Simbhaoli Sugars Limited
2.17
0.42
80.18
15.67
1.49
0.29
140
S. Kumars Nationwide Limited
141
Software Technology Group International Limited
142
Software Technology Group International Limited
143
Spanco Limited
144
0.29
0.06
24.50
4.79
177.80
34.76
184.00
35.97
2.02
0.39
24.40
4.77
1.51
0.30
27.00
5.28
1.24
0.24
50.92
9.95
Spentex Industries Limited
6.35
1.24
145
Spentex Industries Limited
3.31
0.65
146
Sree Rayalaseema Hi-Strength Hypo Limited
2.06
0.40
147
Sree Rayalaseema Hi-Strength Hypo Limited
148
Sterlite Technologies Limited
2.41
0.47
108.41
21.19
149
Sujana Tower Limited
30.25
5.91
150
Sujana Universal Industries Limited
15.00
2.93
Contd...
28
Contd...
S.No.
Company Name
Amount Raised
_____________
` Crore
Amount Raised
_____________
US $ mn
151
Sujana Universal Industries Limited
18.75
3.67
152
Suryajyoti Spinning Mills Limited
5.67
1.11
153
Surya Pharmaceutical Limited
6.65
1.30
154
Surya Pharmaceutical Limited
7.00
1.37
155
Syndicate Bank
633.00
123.74
156
Tata Steel Limited
712.80
139.34
157
Tilaknagar Industries Limited
29.33
5.73
158
Tricom India Limited
12.09
2.36
159
Trigyn Technologies Limited
2.60
0.51
160
Trigyn Technologies Limited
2.72
0.53
161
Twilight Litaka Pharma Limited
3.44
0.67
162
13.76
2.69
163
4.30
0.84
164
8.60
1.68
165
UCO Bank
940.00
183.75
166
Union Bank of India
682.00
133.32
167
United Bank of India
308.00
60.21
168
Usher Agro Limited
5.74
1.12
169
Usher Agro Limited
8.61
1.68
170
Vakrangee Softwares Limited
8.05
1.57
171
Vakrangee Softwares Limited
8.54
1.67
172
Vardhman Polytex Limited
1.96
0.38
173
Vardhman Polytex Limited
12.24
2.39
174
Varun Industries Limited
30.24
5.91
175
Venus Remedies Limited
16.78
3.28
176
Vijaya Bank
368.00
71.94
177
Visu International Limited
0.88
0.17
178
Vivimed Labs Limited
13.27
2.59
179
Vivimed Labs Limited
59.85
11.70
180
Websol Energy System Limited
3.50
0.68
181
Windsor Machines Limited
0.27
0.05
182
Winsome Yarns Limited
19.31
3.77
183
XL Energy Limited
0.68
0.13
184
Zenith Birla (India) Limited
3.34
0.65
22,886.26
4,473.77
Total
*Note:- Above data includes two issues of re-issue for forfeited shares
29
Table 3-13: Amount raised through QIP during 2011-12

Sr.No
Name of the company
Amount Raised
(` cr)
Amount Raised
( US $ mn)
Sumeet Industries Limited
ING Vysya Bank Limited
Excel Infoways Limited
Apollo Hospitals Enterprise Limited
39.86
7.79
Natco Pharma Limited
67.50
13.19
Housing Development Finance Corporation Limited*
3.00
0.59
0.15
0.03
0.14
0.03
10
Dewan Housing Finance Corporation Limited
304.30
59.48
11
Development Credit Bank Limited
94.01
18.38
12
13
Trent Limited
14
15
Godrej Properties Limited**

Total
55.34
10.82
513.14
100.31
25.70
5.02
330.00
64.51
0.08
0.02
250.00
48.87
0.22
0.04
470.74
92.02
2,154.18
421.10
* Includes Equity Shares allotted on conversion of convertible securities issued on QIP basis
** Includes one issue of Institutional Placement Programme (Issue Size - 470.74 crore)
Table 3-14: Companies Delisted during 2011-12

Compulsory / Voluntary Delisting Details
Name of the company
Binani Cement Limited
30
Symbol
BINANICEM
Date of Delisting
30-May-11
Details
Voluntary
UTV Software Communications Limited
UTVSOF
16-Mar-12
Voluntary
Nirma Limited
NIRMA
28-Mar-12
Voluntary
32
22
22
22
May-10
Jun-10
Jul-10
244
2009-2010
20
243
Apr-10
251
2008-09
253
2004-05
2007-08
254
2003-04
251
251
2002-03
249
247
2001-02
2006-07
251
2000-01
2005-06
251
244
1997-98
254
250
1996-97
1999-2000
246
1995-96
1998-99
102
7,846
6,088
4,510
3,780
2,398
1,753
1,676
984
546
381
264
66
839,052
414,474
370,193
294,503
67,287
1,805
(` cr.)
617,989
513,167
855,456 1,945,287
844,486 1,569,558
797,685 1,140,072
713,300 1,099,534
364,066
278,408
329,536 1,339,510
242,704
165,327
135,685
135,561
39,912
1,391
1373
1364
1349
1346
1,219
1,248
1,249
1,205
139,417
143,616
139,812
144,060
278,551
286,109
284,625
276,566
1,370 16,816 2,215,530 4,138,023
1,277 13,651 1,426,355 2,752,023
Average Daily
Trading Value
7,812
6,253
4,506
4,329
2,462
2,078
5,337
3,303
1,651
1,520
1,176
276
17
62 12,661
64 13,005
64 12,937
62 13,828
917 16,959
540 11,325
888 14,148
446
352
261
253
130
105
287
192
98
--
--
--
--
0.50
(%)
Turnover
Ratio
711,706
23,818
351
(` cr.)
617,984
512,866
855,456 1,945,287
844,486 1,569,558
797,685 1,140,072
713,300 1,099,534
364,049
277,717
2,836
2,913
2,898
3,097
--
--
--
--
139,417
143,616
139,812
144,060
278,551
286,109
284,625
276,566
3,757 68.86 2,215,530 4,138,023
2,223 95.02 1,426,355 2,752,023
491,175
481,503
419,367
401,459
363,350
(` cr.)
537133
636,861
657,847
62 6,340,120
64 6,229,136
64 5,932,578
62 6,117,858
917 6,009,173
540 2,896,194
888 4,858,122
446 3,367,350
352 2,813,201
261 1,585,585
253 1,120,976
130
105
271
163 1,020,426
--
--
--
--
(US $ bn)
Contd...
1,420
1,395
1,329
1,370
1,331
568
1,215
773
631
362
258
113
131
141
234
116
--
--
--
--
(US $ bn)
Demat Trading Value Market Capitalisation
307,222 1,264,337
153,772
8,542
315
(lakh)
Demat
Traded
Quantity
3,540 73.09 1,498,469 3,551,038
1,792 57.77
1,402 55.79
1,030 71.90
998 98.09
518 115.05
426 80.58
1,144 203.62
757 82.23
389 84.38
-- 76.88
-- 70.23
-- 16.76
--
(US $ bn) (` cr.) (US $ mn.)
Trading Value
1,244 11,727 1,498,469 3,551,038
1,114
928
856
804
899
1,019
1,201
--
--
--
--
--
--
No. of No. of No. of

Traded
Trading com- Trades Quantity
Days panies
Traded
(` lakh) (lakh)
1994-95
(Nov.-Mar.)
Month &
Year
Table 4-1:Business Growth of CM Segment
33
34
20
249
2011-12
22
Jan-12
22
21
Dec-11
Mar-12
20
Nov-11
Feb-12
19
Oct-11
21
Jul-11
21
22
Jun-11
21
22
May-11
Sep-11
18
Apr-11
Aug-11
255
2010-11
20
Jan-11
20
22
Dec-10
22
21
Nov-10
Mar-11
21
Oct-10
Feb-11
22
21
Sep-10
1,361
1,227
1,278
1,184
1,307
1,413
1,447
1,369
152,467
127,900
141,168
130,217
151,108
188,217
193,248
173,285
255,712
266,504
267,332
295,685
363,993
360,472
329,869
311,994
(` cr.)
1,329
1,535
1,312
1,076
1,114
1,008
1,226
1,236
1,158
1,159
1,151
1,073
164,978
207,991
148,303
115,115
123,804
101,205
132,298
133,110
122,590
122,299
115,857
129,429
272,482
327,808
236,872
188,886
206,344
193,293
235,270
235,253
230,003
222,457
233,876
228,348
1551 14,377 1,616,978 2,810,893
1533
1523
1520
1520
1512
1510
1495
1489
1478
1474
1463
1453
Average Daily
Trading Value
8,995
549 11,289
53 12,386
64 16,390
46 10,767
37
40 10,317
38 10,173
46 11,203
46 11,203
45 10,953
43 10,112
46 10,631
45 12,686
801 14,029
57 11,623
60 13,325
60 13,367
66 13,440
82 17,333
81 17,165
74 15,708
70 14,182
(%)
--
--
--
--
--
--
--
--
Turnover
Ratio
127,900
141,168
130,217
151,108
188,217
193,248
173,285
152,467
(lakh)
Demat
Traded
Quantity
255,712
266,504
267,332
295,685
363,993
360,472
329,869
311,994
(` cr.)
--
--
--
--
--
--
--
--
--
--
--
--
164,978
207,991
148,303
115,115
123,804
101,205
132,298
133,110
122,590
122,299
115,857
129,429
272,482
327,808
236,872
188,886
206,344
193,293
235,270
235,253
230,003
222,457
233,876
228,348
2,207 46.11 1,616,978 2,810,893
2,421
3,204
2,105
1,758
2,017
1,989
2,190
2,190
2,141
1,977
2,078
2,480
(` cr.)
549 6,096,518
53 6,096,518
64 6,233,250
46 5,937,039
37 5,232,273
40 5,547,723
38 6,101,891
46 5,820,334
46 5,921,684
45 6,462,238
43 6,574,743
46 6,569,743
45 6,753,614
801 6,702,616
57 6,702,616
60 6,195,967
60 6,441,491
66 7,139,310
82 6,894,912
81 7,055,094
74 6,958,534
70 6,393,418
(US $ bn)
1,192
1,192
1,218
1,161
1,023
1,084
1,193
1,138
1,158
1,263
1,285
1,284
1,320
1,501
1,501
1,388
1,443
1,599
1,544
1,580
1,558
1,432
(US $ bn)
Demat Trading Value Market Capitalisation
3,142 53.37 1,824,515 3,577,410
2,603
2,984
2,994
3,010
3,882
3,844
3,518
3,176
(US $ bn) (` cr.) (US $ mn.)
Trading Value
1483 15,507 1,824,515 3,577,410
1450
1444
1440
1432
1419
1415
1395
1389
No. of No. of No. of

Traded
Trading com- Trades Quantity
Days panies
Traded
(` lakh) (lakh)
Aug-10
Month &
Year
Contd...
Table 4-2: Frequency Distribution of Companies traded

2009-10
2010-11
2011-12
Trading
Frequency
(Range of
Days)
No. of
Companies
Traded
Percentage
of Total
No. of
Companies
Traded
Percentage
of Total
No. of
Companies
Traded
Percentage
of Total
Above 100
1,301
92.9
1,444
93.7
1,530
94.0
91-100
15
1.1
0.5
0.3
81-90
0.2
0.3
0.5
71-80
0.6
0.5
0.4
61-70
0.1
11
0.7
0.3
51-60
23
1.6
0.3
0.4
41-50
0.4
0.4
0.2
31-40
0.4
0.5
0.2
21-30
0.6
0.5
0.5
11-20
14
1.0
11
0.7
0.5
1-10
13
0.9
29
1.9
44
2.7
Total
1,401
100.0
1,541
100.0
1,627
100.0
Table 4-3: Trading Frequency of Companies in Cash Segment during 2011-12

Month/ Year
Companies Available for

Trading*
No. of companies Traded
Percent of Traded to
Available for Trading
Apr-11
1,488
1,453
98.5
May-11
1,495
1,463
98.2
Jun-11
1,509
1,474
98.3
Jul-11
1,514
1,478
98.6
Aug-11
1,523
1,489
98.7
Sep-11
1,530
1,495
98.8
Oct-11
1,543
1,510
98.6
Nov-11
1,545
1,512
98.5
Dec-11
1,556
1,520
98.4
Jan-12
1,557
1,520
98.5
Feb-12
1,560
1,523
98.2
Mar-12
1,563
1,533
98.1
*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.
35
Table 4-4: Advances/Declines in Cash Segment of NSE during 2011-12

(No. of Securities)
Month/Date
NSE
Advances
Declines
Advance / Decline Ratio
Apr-11
1,355
129
10.5
May-11
242
1,245
0.2
Jun-11
550
946
0.6
Jul-11
872
637
1.4
Aug-11
175
1,339
0.1
Sep-11
544
980
0.6
Oct-11
405
1,125
0.4
Nov-11
390
1,152
0.3
Dec-11
140
1,405
0.1
Jan-12
1,195
359
3.3
Feb-12
1,403
151
9.3
Mar-12
452
1,106
0.4
Note: Advance/Decline is calculated based on the average price methodology.

Stocks which have been traded in both months have been considered only
Table 4-5: City-wise Turnover of NSE in the CM segment (in %)

City
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
3.0
2.9
3.4
5.3
7.0
6.2
6.1
Bangalore
1.7
1.3
0.8
0.6
0.6
0.6
0.5
0.4
Baroda
0.8
0.9
0.8
0.7
0.6
0.5
Bhubaneshwar
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Chennai
2.8
2.2
1.9
2.0
1.7
1.6
1.4
Cochin
0.6
0.5
0.5
0.8
1.4
1.7
1.7
Coimbatore
0.4
0.3
0.2
0.3
0.3
0.3
0.2
13.4
13.5
14.7
15.0
14.9
10.8
8.4
GUWAHATI
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Hyderabad
1.9
1.2
1.3
1.7
1.8
1.6
1.4
Delhi
Indore
0.8
0.8
0.7
0.5
0.6
0.6
0.4
Jaipur
1.2
0.9
0.7
0.6
0.5
0.5
0.4
0.1
Kanpur
Kolkata/Howrah
Ludhiana
Mangalore
0.2
0.2
0.1
0.1
0.1
0.1
11.4
10.6
11.0
9.2
8.3
7.5
8.6
0.3
0.2
0.2
0.2
0.2
0.1
0.1
0.1
0.1
0.0
0.0
0.0
0.0
0.0
52.4
57.1
57.7
55.9
54.5
58.6
60.4
Patna
0.1
0.1
0.3
0.0
0.0
0.0
0.0
Pune
0.6
0.4
0.0
0.2
0.2
0.2
0.2
Mumbai / Thane
Rajkot
0.3
0.4
0.8
1.3
1.4
1.6
1.4
Others
8.1
6.5
5.0
5.7
5.9
7.5
8.2
100
100
100
100
100
100
100
Total
36
2005-06
Ahmedabad
Table 4-6: Internet Trading Value in the CM segment in comparison with

total trading volumes at NSE
Year
Enabled
Members*
Registered
Clients*
Internet
Trading Volume
Internet
Trading Volume
(` crore)
(US $ bn)
% of total
trading volume
2006-07
242
2,279,098
337,524
77.43
17.35
2007-08
305
4,405,134
668,399
167.23
18.82
2008-09
349
5,627,789
692,789
135.97
25.17
2009-10
363
5,143,705
921,380
204.12
11.13
2010-11
387
5,640,513
765,271
171.39
10.70
2011-12
428
6,148,447
597,430
116.78
10.63
* At the end of the nancial year

Trading volumes are calculated as buy side + sell side turnover
** Above data is based on statistics on Internet Based Trading uploaded by members.
Table 4-7: Details of Asset Management Companies Listed on NSE

as of March 2012
No.
Name of Asset Management Company
Goldman Sachs Asset Management (India) Private Limited
Franklin Templeton Asset Management (India) Pvt. Ltd
Kotak Mahindra Asset Management Company Limited
Quantum Asset Management Co. Private Ltd
Reliance Capital Asset Management Limited
UTI Asset Management Co. Ltd.
IDFC Asset Management Company Private Limited
Religare Asset Management Co. Pvt. Ltd
SBI Funds Management Private Limited
10
Birla Sun Life Asset Management Company Limited
11
HDFC Asset Management Company Limited
12
Deutsche Asset Management (India) Private Limited
13
BNP Paribas Asset Management India Private Limited
14
Principal Pnb Asset Management Co. Pvt. Ltd.
15
Taurus Asset Management Company Limited
16
Sundaram Asset Management Company Limited
17
ICICI Prudential Asset Management Company Limited
18
JM Financial Asset Management Private Limited
19
Bharti AXA Investment Managers Private Limited
20
L&T Investment Management Limited
21
DSP BlackRock Investment Managers Private Limited
22
Canara Robeco Asset Management Company Limited
23
Axis Asset Management Company Limited
24
FIL Fund Management Private Limited
25
Motilal Oswal Asset Management Company Limited
Contd...
37
Contd...
26
JP Morgan Asset Management India Private Limited
27
IDBI Asset Mangement Limited
28
AIG Global Asset Management Company India Private Limited
29
Baroda Pioneer Asset Management Company Limited
30
HSBC Asset Management Company India Private Limited
31
Pramerica Asset Managers Private Limited
32
Sahara Asset Management Company Private Limited
Table 4-8: NSE CM transaction charges*

Total Traded Value in a month
Revised Transaction Charges

(` per lakh of Traded Value)
Up to First ` 1250 cores
` 3.25 each side
More than ` 1250 crores up to ` 2500 crores

(on incremental volume)
` 3.20 each side

` 3.15 each side

` 3.10 each side

` 3.05 each side
Exceeding `15000 crores

` 3.00 each side
* not applicable to money market instruments, GOLD ETFs or Hangseng Bees
Table 4-9: The existing rates of Securities Transaction Tax (STT) for CM segment
Sr. No
38
Taxable securities transaction
Rate (%)
Payable by
Purchase of an equity share in a company or a unit of an

equity oriented fund, where
(a) the transaction of such purchase is entered into in a
recognised stock exchange; and
(b) the contract for the purchase of such share or unit is
settled by the actual delivery or transfer of such share
or unit.
0.1
Purchaser.
Sale of an equity share in a company or a unit of an equity

oriented fund, where
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
by the actual delivery or transfer of such share or unit.
0.1
Seller.
Sale of an equity share in a company or a unit of an equity

oriented fund, where
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
otherwise than by the actual delivery or transfer of such
share or unit.
0.025
Seller.
Table 4-10: Percentage Share of Top N Securities/Member in Turnover

No. of Securities/Members
Year
10
25
50
100
1994-95 (Nov.-Mar.)
48.77
55.92
68.98
81.14
91.07
1995-96
82.98
86.60
90.89
93.54
95.87
1996-97
84.55
91.96
95.70
97.03
98.19
1997-98
72.98
85.17
92.41
95.76
97.90
1998-99
52.56
67.11
84.71
92.03
95.98
1999-00
39.56
59.22
82.31
88.69
93.66
2000-01
52.15
72.90
88.93
94.57
97.46
2001-02
44.43
62.92
82.24
91.56
95.91
2002-03
40.58
55.41
77.8
89.16
95.38
2003-04
31.04
44.87
64.32
79.44
91.03
2004-05
25.88
41.65
57.98
72.40
84.26
2005-06
22.15
31.35
46.39
59.22
73.12
2006-07
16.97
25.25
43.46
61.94
77.22
2007-08
16.29
26.78
45.46
61.47
77.29
2008-09
20.48
32.58
56.36
74.66
87.69
2009-10
15.43
26.15
46.80
64.24
78.20
Securities
2010-11
15.25
23.03
38.73
53.58
68.93
2011-12
17.17
27.14
44.28
59.79
75.74
Members
1994-95 (Nov.-Mar.)
18.19
26.60
44.37
61.71
81.12
1995-96
10.65
16.56
28.61
41.93
58.59
1996-97
5.94
10.08
19.67
30.57
45.95
1997-98
6.29
10.59
18.81
29.21
44.24
1998-99
7.73
11.96
20.77
31.66
47.02
1999-00
7.86
12.99
22.78
34.41
49.96
2000-01
7.78
12.76
23.00
33.86
48.79
2001-02
7.14
12.29
23.63
36.32
53.40
2002-03
10.26
16.41
29.07
42.49
59.15
2003-04
11.58
17.36
30.34
44.05
61.37
2004-05
13.52
20.20
34.97
49.01
65.09
2005-06
14.62
22.57
38.17
52.57
38.45
2006-07
14.72
24.27
42.61
56.71
71.22
2007-08
14.57
25.71
44.70
60.11
73.90
2008-09
13.56
23.62
43.55
61.21
75.42
2009-10
14.63
23.48
41.00
57.01
72.71
2010-11
14.35
23.83
42.85
58.61
73.04
2011-12
14.80
25.26
46.30
62.16
76.98
39
Table 4-11: 50 Most Active Securities during 2011-12 in Terms of Trading Value
% Share
in Total
Market
(US $ bn) Capitalisation
(US $ bn)
% Share
in Total
Trading
Value
134,785
26.35
4.80
ICICI BANK LTD.
99,161
19.38
3.53
102,586
20.05
1.68
RELIANCE INDUSTRIES LTD
89,881
17.57
3.20
245,801
48.05
4.03
INFOSYS LIMITED
87,761
17.16
3.12
164,588
32.17
2.70
LARSEN & TOUBRO LTD.
71,705
14.02
2.55
80,125
15.66
1.31
TATA MOTORS LIMITED
68,502
13.39
2.44
74,087
14.48
1.22
AXIS BANK LIMITED
58,091
11.36
2.07
47,324
9.25
0.78
HDFC LTD
52,899
10.34
1.88
99,334
19.42
1.63
TATA STEEL LIMITED
51,709
10.11
1.84
45,817
8.96
0.75
10
BHARTI AIRTEL LIMITED
49,341
9.65
1.76
128,319
25.08
2.10
11
TATA CONSULTANCY SERV LTD
45,002
8.80
1.60
228,760
44.72
3.75
12
HDFC BANK LTD
40,361
7.89
1.44
121,914
23.83
2.00
13
DLF LIMITED
38,322
7.49
1.36
34,263
6.70
0.56
14
ITC LTD
37,168
7.27
1.32
177,107
34.62
2.91
15
MAHINDRA & MAHINDRA LTD
35,300
6.90
1.26
42,991
8.40
0.71
16
BHEL
33,688
6.59
1.20
62,940
12.30
1.03
17
JSW STEEL LIMITED
33,665
6.58
1.20
16,097
3.15
0.26
18
COAL INDIA LTD
32,691
6.39
1.16
217,220
42.46
3.56
19
HINDALCO INDUSTRIES LTD
31,853
6.23
1.13
24,774
4.84
0.41
20
JAIPRAKASH ASSOCIATES LTD
27,517
5.38
0.98
17,373
3.40
0.28
21
OIL AND NATURAL GAS CORP.
26,147
5.11
0.93
229,587
44.88
3.77
22
HOUSING DEV & INFRA LTD
25,489
4.98
0.91
3,589
0.70
0.06
23
RELIANCE CAPITAL LTD
25,125
4.91
0.89
9,639
1.88
0.16
24
HERO MOTOCORP LIMITED
24,943
4.88
0.89
41,041
8.02
0.67
25
JUBILANT FOODWORKS LTD
24,867
4.86
0.88
7,651
1.50
0.13
26
TITAN INDUSTRIES LTD
24,162
4.72
0.86
20,290
3.97
0.33
27
JINDAL STEEL & POWER LTD
23,894
4.67
0.85
50,962
9.96
0.84
28
INFRA. DEV. FIN. CO. LTD
23,794
4.65
0.85
20,409
3.99
0.33
29
HINDUSTAN UNILEVER LTD.
21,718
4.25
0.77
88,620
17.32
1.45
30
RELIANCE INFRASTRUCTU LTD
21,621
4.23
0.77
15,449
3.02
0.25
31
YES BANK LIMITED
20,893
4.08
0.74
13,006
2.54
0.21
32
STERLITE INDS (IND) LTD
20,746
4.06
0.74
37,330
7.30
0.61
33
LIC HOUSING FINANCE LTD
20,438
4.00
0.73
12,500
2.44
0.21
34
SUZLON ENERGY LIMITED
19,004
3.71
0.68
4,488
0.88
0.07
35
RELIANCE COMMUNICATIONS L
18,820
3.68
0.67
17,348
3.39
0.28
36
CAIRN INDIA LIMITED
18,608
3.64
0.66
63,670
12.45
1.04
37
BAJAJ AUTO LIMITED
17,982
3.52
0.64
48,579
9.50
0.80
Rank
Name of Security
Trading Value
(`cr)
STATE BANK OF INDIA
2
3
as on March 31, 2012
(`cr)
133,118
26.02
2.18
Contd...
40
Contd...
(US $ bn)
% Share
in Total
Trading
Value
38
UNITECH LTD
17,382
3.40
0.62
7,522
1.47
0.12
39
SESA GOA LTD
17,214
3.36
0.61
16,921
3.31
0.28
40
MARUTI SUZUKI INDIA LTD.
16,773
3.28
0.60
39,017
7.63
0.64
41
VIP INDUSTRIES LTD
15,965
3.12
0.57
1,411
0.28
0.02
42
POWER FIN CORP LTD.
15,602
3.05
0.56
24,359
4.76
0.40
43
WIPRO LTD
13,644
2.67
0.49
108,201
21.15
1.77
44
IDEA CELLULAR LIMITED
13,109
2.56
0.47
32,681
6.39
0.54
45
DR. REDDY'S LABORATORIES
12,995
2.54
0.46
29,920
5.85
0.49
46
DELTA CORP LIMITED
12,808
2.50
0.46
1,544
0.30
0.03
47
UNITED SPIRITS LIMITED
12,623
2.47
0.45
7,927
1.55
0.13
48
RURAL ELEC CORP. LTD.
12,344
2.41
0.44
20,282
3.96
0.33
49
EDUCOMP SOLUTIONS LTD
12,328
2.41
0.44
1,855
0.36
0.03
50
IFCI LTD
12,065
2.36
0.43
3,092
0.60
0.05
1,682,505
328.89
59.86 3,043,426
594.92
49.92
Rank
Name of Security
Trading Value
(`cr)
Total
% Share
in Total
Market
(US $ bn) Capitalisation
as on March 31, 2012
(`cr)
Table 4-12: Top 50 Companies by Market Capitalisation as on March 31, 2012

Rank
Name of Security and

Industry
(` cr.)
(US $ bn)
% Share Trading Volume During

in Total
2011-12
Market
(US $ bn)
(` cr.)
Capitalisation
% Share
in Total
Trading
Volume
RELIANCE INDUSTRIES LTD
245,801
48.05
4.03
89,881
17.57
3.20
OIL AND NATURAL GAS CORP.
229,587
44.88
3.77
26,147
5.11
0.93
TATA CONSULTANCY SERV LT
228,760
44.72
3.75
45,002
8.80
1.60
COAL INDIA LTD
217,220
42.46
3.56
32,691
6.39
1.16
ITC LTD
177,107
34.62
2.91
37,168
7.27
1.32
INFOSYS LIMITED
164,588
32.17
2.70
87,761
17.16
3.12
NTPC LTD
134,195
26.23
2.20
10,305
2.01
0.37
STATE BANK OF INDIA
133,118
26.02
2.18
134,785
26.35
4.80
128,319
25.08
2.10
49,341
9.65
1.76
10
HDFC BANK LTD
121,914
23.83
2.00
40,361
7.89
1.44
11
WIPRO LTD
108,201
21.15
1.77
13,644
2.67
0.49
12
ICICI BANK LTD.
102,586
20.05
1.68
99,161
19.38
3.53
13
HDFC LTD
99,334
19.42
1.63
52,899
10.34
1.88
14
HINDUSTAN UNILEVER LTD.
88,620
17.32
1.45
21,718
4.25
0.77
15
LARSEN & TOUBRO LTD.
80,125
15.66
1.31
71,705
14.02
2.55
16
MMTC LIMITED
78,485
15.34
1.29
2,772
0.54
0.10
Contd...
41
Contd...
Rank
Name of Security and

Industry
(` cr.)
% Share
in Total
Trading
Volume
17
TATA MOTORS LIMITED
74,087
14.48
1.22
68,502
13.39
2.44
18
NMDC LTD.
63,832
12.48
1.05
1,860
0.36
0.07
19
INDIAN OIL CORP LTD
63,782
12.47
1.05
3,992
0.78
0.14
20
CAIRN INDIA LIMITED
63,670
12.45
1.04
18,608
3.64
0.66
21
BHEL
62,940
12.30
1.03
33,688
6.59
1.20
22
SUN PHARMACEUTICALS IND.
59,023
11.54
0.97
11,351
2.22
0.40
23
HINDUSTAN ZINC LIMITED
55,922
10.93
0.92
3,127
0.61
0.11
24
JINDAL STEEL & POWER LTD
50,962
9.96
0.84
23,894
4.67
0.85
25
POWER GRID CORP. LTD.
50,070
9.79
0.82
9,077
1.77
0.32
26
BAJAJ AUTO LIMITED
48,579
9.50
0.80
17,982
3.52
0.64
27
GAIL (INDIA) LTD
47,726
9.33
0.78
10,997
2.15
0.39
28
AXIS BANK LIMITED
47,324
9.25
0.78
58,091
11.36
2.07
29
TATA STEEL LIMITED
45,817
8.96
0.75
51,709
10.11
1.84
30
NESTLE INDIA LIMITED
44,646
8.73
0.73
2,454
0.48
0.09
31
MAHINDRA & MAHINDRA LTD
42,991
8.40
0.71
35,300
6.90
1.26
32
ULTRATECH CEMENT LIMITED
41,508
8.11
0.68
4,495
0.88
0.16
33
HERO MOTOCORP LIMITED
41,041
8.02
0.67
24,943
4.88
0.89
34
KOTAK MAHINDRA BANK LTD
40,343
7.89
0.66
11,280
2.20
0.40
35
MARUTI SUZUKI INDIA LTD.
39,017
7.63
0.64
16,773
3.28
0.60
36
STEEL AUTHORITY OF INDIA
38,930
7.61
0.64
9,561
1.87
0.34
37
STERLITE INDS (IND) LTD
37,330
7.30
0.61
20,746
4.06
0.74
38
DLF LIMITED
34,263
6.70
0.56
38,322
7.49
1.36
39
ADANI ENTERPRISES LIMITED
33,528
6.55
0.55
10,795
2.11
0.38
40
HCL TECHNOLOGIES LTD
33,450
6.54
0.55
11,394
2.23
0.41
41
RELIANCE POWER LTD.
32,862
6.42
0.54
10,392
2.03
0.37
42
IDEA CELLULAR LIMITED
32,681
6.39
0.54
13,109
2.56
0.47
43
BANK OF BARODA
31,173
6.09
0.51
9,181
1.79
0.33
44
ASIAN PAINTS LIMITED
31,097
6.08
0.51
6,741
1.32
0.24
45
OIL INDIA LTD
30,640
5.99
0.50
2,392
0.47
0.09
46
DR. REDDY'S LABORATORIES
29,920
5.85
0.49
12,995
2.54
0.46
47
PUNJAB NATIONAL BANK
29,305
5.73
0.48
8,666
1.69
0.31
48
AMBUJA CEMENTS LTD
26,422
5.16
0.43
8,743
1.71
0.31
49
ADANI PORT & SEZ LTD
25,944
5.07
0.43
5,495
1.07
0.20
50
SIEMENS LTD
25,845
5.05
0.42
4,699
0.92
0.17
62.24
1,396,695
273.02
49.69
Total
42
(US $ bn)
% Share Trading Volume During

in Total
2011-12
Market
(US $ bn)
(` cr.)
Capitalisation
3,794,630
741.77
Table 4-13: NSEs 10 Most Active Trading days during the year 2011-2012
Highest Single Day Trading Value
Sr No.
Date
24-Feb-2012
(` cr.)
23,570
(US $ bn)
4.61
17-Feb-2012
20,704
4.05
15-Feb-2012
18,737
3.66
2-Feb-2012
18,566
3.63
22-Feb-2012
18,502
3.62
23-Feb-2012
18,316
3.58
8-Feb-2012
17,128
3.35
16-Feb-2012
16,904
3.30
1-Feb-2012
16,815
3.29
10
16-Mar-2012
16,434
3.21
Table 4-14: Individual Securities Single day Trading Records-2011-12

Rank
Symbol
Name of Company
Traded Value
Date
(` cr.)
(US $ bn)
HDFC
HDFC LTD
24-Feb-12
10,438
INFY
INFOSYS LIMITED
15-Apr-11
3,097
2.04
0.61
ICICIBANK
ICICI BANK LTD.
30-Nov-11
2,285
0.45
ICICIBANK
ICICI BANK LTD.
8-Feb-12
2,070
0.40
SBIN
STATE BANK OF INDIA
17-May-11
1,983
0.39
SBIN
STATE BANK OF INDIA
9-Nov-11
1,821
0.36
BHARTIARTL
30-Nov-11
1,802
0.35
INFY
INFOSYS LIMITED
12-Jan-12
1,608
0.31
INFY
INFOSYS LIMITED
18-Apr-11
1,504
0.29
10
SBIN
STATE BANK OF INDIA
22-Feb-12
1,479
0.29
Note: Data has been compiled for all markets except Auction Market & Retail Debt Market
Table 4-15: Composition of S&P CNX Nifty Index as on March 30, 2012
Sl. No.
Name of Security
Issued Free Float WeightCapiMarket

age
tal (`
Capitali- (Percrore) sation (` cent)
crore)
3
4
5
Beta
R2
Daily Month- Impact

Volaly
Cost
tility Return (Per(Per- (Per- cent)
cent) cent)
8
9
10
ACC Ltd.
187.7
12,686.0
0.8
0.8
0.4
1.5
4.1
Ambuja Cements Ltd.
306.9
12,985.0
0.8
0.8
0.3
2.0
7.1
0.08
0.09
Axis Bank Ltd.
412.9
29,555.0
1.8
1.5
0.6
2.3
(2.7)
0.07
Bajaj Auto Ltd.
289.4
22,529.0
1.4
0.7
0.3
1.5
(6.8)
0.09
Bharat Heavy Electricals Ltd.
489.5
20,316.0
1.2
1.2
0.4
2.5
(16.3)
0.08
Contd...
43
Contd...
Name of Security
6
7
Bharat Petroleum Corporation

Ltd.
Bharti Airtel Ltd.
1,898.8
40,427.0
2.5
0.8
0.3
2.0
(3.5)
0.07
Cairn India Ltd.
1,906.8
12,202.0
0.8
0.9
0.3
2.5
(9.5)
0.08
0.07
Cipla Ltd.
10
Coal India Ltd.
11
DLF Ltd.
12
Dr. Reddy's Laboratories Ltd.
13
GAIL (India) Ltd.
14
15
Issued Free Float Weight- Beta

CapiMarket
age
tal (`
crore)
361.5
9,048.0
0.6
0.5
R2
Sl. No.
Daily
Volatility
(Percent)
0.1
1.5
Month- Impact
ly
Cost
Return (Per(Per- cent)
cent)
5.7
0.08
160.6
15,482.0
1.0
0.5
0.2
1.6
(3.7)
6,316.4
21,722.0
1.3
0.7
0.2
1.5
2.8
0.07
339.7
7,333.0
0.5
1.6
0.5
3.1
(10.9)
0.08
84.8
22,258.0
1.4
0.5
0.2
0.9
7.4
0.07
1,268.5
16,901.0
1.0
0.6
0.2
1.9
0.4
0.08
Grasim Industries Ltd.
91.7
16,527.0
1.0
0.7
0.3
1.2
(5.2)
0.09
HCL Technologies Ltd.
138.4
11,981.0
0.7
1.1
0.4
1.4
(0.4)
0.10
16
HDFC Bank Ltd .
469.0
93,629.0
5.7
1.0
0.6
1.5
0.5
0.11
17
Hero MotoCorp Ltd.
39.9
19,613.0
1.2
0.5
0.1
1.4
5.6
0.07
18
Hindalco Industries Ltd.
191.5
16,643.0
1.0
1.6
0.5
2.4
(13.1)
0.09
19
Hindustan Unilever Ltd.
216.1
42,082.0
2.6
0.4
0.1
1.1
7.9
0.07
20
295.1
99,334.0
6.1
1.0
0.6
1.6
1.5
0.07
21
Housing Development Finance

Corporation Ltd.
I T C Ltd.
22
ICICI Bank Ltd.
23
Infosys Ltd.
24
25
Infrastructure Development
Finance Co. Ltd.
Jaiprakash Associates Ltd.
26
Jindal Steel & Power Ltd.
27
Kotak Mahindra Bank Ltd.
28
Larsen & Toubro Ltd.
122.4
70,381.0
4.3
1.2
0.5
2.5
0.1
0.10
29
Mahindra & Mahindra Ltd.
307.0
32,098.0
2.0
1.0
0.4
1.7
(1.4)
0.08
30
Maruti Suzuki India Ltd.
144.5
17,866.0
1.1
0.7
0.2
1.8
7.6
0.09
31
NTPC Ltd.
8,245.5
20,801.0
1.3
0.8
0.4
1.8
(10.1)
0.11
32
4,277.7
47,482.0
2.9
0.6
0.2
2.0
(8.5)
0.09
4,629.7
15,311.0
0.9
0.6
0.3
1.3
(4.3)
0.08
34
Oil & Natural Gas Corporation

Ltd.
Power Grid Corporation of
India Ltd.
Punjab National Bank
316.8
12,308.0
0.8
0.9
0.4
2.4
(3.0)
0.10
35
Ranbaxy Laboratories Ltd.
211.0
7,196.0
0.4
0.6
0.2
2.4
9.5
0.08
36
Reliance Communications Ltd. 1,032.0
5,575.0
0.3
1.7
0.4
2.7
(11.1)
0.10
37
Reliance Industries Ltd.
3,274.7 126,650.0
7.8
1.3
0.6
2.0
(8.6)
0.08
38
Reliance Infrastructure Ltd.
39
Reliance Power Ltd.
40
Sesa Goa Ltd.
86.9
7,593.0
0.5
1.3
0.4
2.6
(9.2)
0.09
41
Siemens Ltd.
68.1
6,461.0
0.4
0.8
0.4
1.9
(4.6)
0.12
635.0
54,042.0
3.3
1.3
0.5
2.2
(6.7)
0.07
4,130.5
5,522.0
0.3
1.5
0.5
2.8
(8.6)
0.09
33
42
State Bank of India
43
Steel Authority of India Ltd.
780.6 122,289.0
7.5
0.5
0.2
1.3
9.3
0.07
1,152.4 102,586.0
6.3
1.5
0.7
2.6
(1.8)
0.09
287.1 138,194.0
8.5
0.9
0.4
1.3
(0.6)
0.07
16,485.0
1.0
1.6
0.6
3.0
(4.5)
0.09
425.3
9,237.0
0.6
1.9
0.6
3.9
7.4
0.10
93.5
21,109.0
1.3
1.3
0.5
3.1
(6.5)
0.10
369.9
20,237.0
1.2
1.2
0.5
2.1
(0.4)
0.11
1,511.8
263.1
7,954.0
0.5
1.5
0.4
3.1
(1.1)
0.10
2,805.1
6,434.0
0.4
1.3
0.4
3.3
(1.9)
0.11
Contd...
44
Contd...
Sl. No.
Name of Security
Issued Free Float Weight- Beta

CapiMarket
age
tal (`
crore)
336.2 15,591.0
1.0
1.6
R2
Daily
Volatility
(Percent)
0.6
2.6
Month- Impact
ly
Cost
Return (Per(Per- cent)
cent)
(10.9)
0.10
44
Sterlite Industries (India) Ltd.
45
103.6
21,416.0
1.3
0.5
0.2
2.0
3.6
0.09
46
Sun Pharmaceutical Industries

Ltd.
Tata Consultancy Services Ltd.
195.7
59,299.0
3.6
0.9
0.4
1.8
(4.4)
0.08
47
Tata Motors Ltd.
538.3
48,124.0
3.0
1.5
0.5
1.9
1.6
0.07
48
Tata Power Co. Ltd.
237.3
16,336.0
1.0
0.9
0.3
2.2
(12.1)
0.10
49
Tata Steel Ltd.
971.2
31,739.0
1.9
1.4
0.6
2.9
(0.2)
0.07
50
Wipro Ltd.
491.7
22,487.0
1.4
0.8
0.4
1.1
1.8
1,632,058
100.0
TOTAL
0.08
0.08
* Beta & R2 are calculated for the period 01-April-2011to 30-Mar-2012

* Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.
* The coefcient of determination (R2) measures the strength of relationship between two variables the return on a security
versus that of the market.
* Volatility is the Std. deviation of the daily returns for the period 01-Mar-2012 to 30-Mar-2012
* Last day of trading was 30-Mar-2012
* Impact Cost for S&P CNX Nifty is for a portfolio of ` 50 Lakhs
* Impact Cost for S&P CNX Nifty is the weightage average impact cost
Table 4-16: Composition of S&P CNX Nifty Index as on March 31, 2012
Sl. Name of SecuNo.
rity
Issued
Free Float Weightage
Capital Market Cap- (Percent)
(` crore) italisation
(` crore)
Beta
R2
Daily
Monthly
Impact
Volatility Return
Cost
(Percent) (Percent) (Percent)
1 ADANIENT
110.0
7,270
2.34%
1.58
0.32
3.51
-18.65
2 ADANIPORTS
400.7
5,839
1.88%
1.04
0.23
2.73
-12.88
0.16
3 ABIRLANUVO
113.5
5,115
1.65%
0.84
0.31
1.64
7.35
0.11
4 ANDHRABANK
559.6
2,800
0.90%
1.28
0.56
2.85
-8.98
0.12
5 ASHOKLEY
266.1
3,958
1.28%
0.96
0.25
1.96
7.24
0.11
6 ASIANPAINT
95.9
14,681
4.73%
0.39
0.11
1.77
2.25
0.10
7 BANKBARODA
391.5
13,397
4.32%
1.14
0.49
2.14
-1.03
0.10
8 BANKINDIA
546.5
6,767
2.18%
1.41
0.49
2.84
-2.58
0.13
80.0
2,945
0.95%
0.49
0.18
1.44
-5.75
0.10
9 BEL
10 BHARATFORG
11 BIOCON
12 BOSCHLTD
0.12
46.6
4,317
1.39%
1.14
0.43
2.25
3.78
0.11
100.0
1,659
0.53%
0.88
0.30
2.15
-13.25
0.08
31.4
7,446
2.40%
0.36
0.14
2.02
6.43
0.12
13 CANBK
443.0
6,804
2.19%
1.40
0.56
2.84
-6.87
0.11
14 COLPAL
13.6
7,452
2.40%
0.33
0.08
1.31
6.65
0.14
15 CONCOR
130.0
4,582
1.48%
0.41
0.08
1.87
-1.86
0.19
16 CROMPGREAV
128.3
5,166
1.66%
1.41
0.33
3.17
-3.12
0.13
17 CUMMINSIND
55.4
6,729
2.17%
0.68
0.24
1.63
6.32
0.15
Contd...
45
Contd...
Sl. Name of SecuNo.
rity
18 DABUR
Issued
Free Float Weightage
Capital Market Cap- (Percent)
(` crore) italisation
(` crore)
Beta
R2
Daily
Monthly
Impact
Volatility Return
Cost
(Percent) (Percent) (Percent)
174.2
5,814
1.87%
0.28
0.06
1.15
2.45
0.10
85.0
6,849
2.21%
0.67
0.16
1.61
10.40
0.12
20 FEDERALBNK
171.2
7,302
2.35%
1.18
0.49
1.77
5.17
0.16
21 GMRINFRA
19 EXIDEIND
389.2
3,453
1.11%
1.56
0.43
3.94
8.76
0.14
22 GLAXO
84.7
9,680
3.12%
0.21
0.06
1.20
11.65
0.12
23 GLENMARK
27.1
4,328
1.39%
0.44
0.07
1.56
0.23
0.11
24 HINDPETRO
338.6
5,026
1.62%
0.62
0.13
2.26
-3.19
0.11
25 HDIL
419.0
2,183
0.70%
2.34
0.56
4.48
-25.10
0.11
26 IDBI
984.6
3,595
1.16%
1.46
0.63
2.93
-3.15
0.10
27 IFCI
737.8
2,832
0.91%
1.87
0.49
3.12
-4.34
0.12
28 IDEA
3307.7
7,871
2.54%
0.60
0.12
1.26
4.55
0.09
29 INDHOTEL
75.9
3,213
1.04%
0.98
0.37
2.38
-8.15
0.14
30 IOB
618.7
1,992
0.64%
1.16
0.47
2.34
-7.55
0.12
31 INDUSINDBK
467.2
11,143
3.59%
1.35
0.55
2.21
3.01
0.14
32 JSWSTEEL
223.1
7,647
2.46%
1.82
0.50
3.66
-10.78
0.09
33 LICHSGFIN
94.9
7,933
2.56%
1.09
0.41
2.16
1.13
0.11
34 LUPIN
89.3
12,550
4.04%
0.43
0.11
0.99
10.12
0.12
210.0
2,971
0.96%
0.94
0.22
2.80
-6.53
0.14
42.0
4,314
1.39%
0.67
0.16
2.00
-0.96
0.12
0.12
35 MPHASIS
36 OFSS
37 PFC
1319.9
6,401
2.06%
1.68
0.47
3.42
-7.28
38 RELCAPITAL
245.6
4,420
1.42%
1.77
0.47
3.50
-2.88
0.08
39 RECLTD
987.5
6,734
2.17%
1.74
0.56
3.82
-4.78
0.14
40 SRTRANSFIN
226.2
7,778
2.51%
1.01
0.24
2.04
9.73
0.15
41 TATACHEM
254.8
6,087
1.96%
0.71
0.35
1.10
-4.36
0.11
42 TECHM
127.4
2,672
0.86%
0.89
0.26
2.64
20.02
0.11
43 TITAN
88.8
9,444
3.04%
1.03
0.27
2.71
0.07
0.11
44 TORNTPOWER
472.4
3,411
1.10%
0.66
0.20
1.44
-8.61
0.20
45 ULTRACEMCO
274.1
14,799
4.77%
0.66
0.28
1.34
7.69
0.10
46 UNIONBANK
524.3
5,308
1.71%
1.39
0.44
2.57
1.14
0.13
92.4
4,366
1.41%
0.87
0.22
2.42
-16.52
0.10
48 MCDOWELL-N
130.8
5,497
1.77%
1.25
0.26
3.47
5.84
0.10
49 YESBANK
352.7
8,980
2.89%
1.63
0.60
2.83
6.76
0.09
96.0
6,875
2.21%
0.64
0.17
2.57
-0.31
0.13
47 UNIPHOS
50 ZEEL
310,390
0.12
* Beta & R2 are calculated for the period 01-Apr-2011 to 30-Mar-2012

* Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.
* The coefcient of determination (R2) measures the strength of relationship between two variables the return on a security
versus that of the market.
* Volatility is the Std. deviation of the daily returns for the period 01-Mar-2012 to 30-Mar-2012
* Last day of trading was 30-Mar-2012
* Impact Cost for S&P CNX Nifty is for a portfolio of ` 50 Lakhs
* Impact Cost for S&P CNX Nifty is the weightage average impact cost
46
Table 4-17: Industry-wise Weightages of S&P CNX NIFTY Securities as on

30th March, 2012
Sl. No.
Industry
Market Cap (` Cr.)
Weightage
Banks
312,358
19.14
Computers - Software
231,961
14.21
Reneries
135,698
8.31
Cigarettes
122,289
7.49
Finance - Housing
99,334
6.09
Automobiles - 4 Wheelers
98,088
6.01
Engineering
70,381
4.31
Power
66,836
4.10
Pharmaceuticals
66,352
4.07
10
Oil Exploration/Production
59,684
3.66
11
Steel And Steel Products
58,370
3.58
12
Telecommunication - Services
46,002
2.82
13
Cement And Cement Products
42,198
2.59
14
Automobiles - 2 And 3 Wheelers
42,142
2.58
15
Diversied
42,082
2.58
16
Mining
29,315
1.80
17
Electrical Equipment
26,777
1.64
18
Gas
16,901
1.04
19
Aluminium
16,643
1.02
20
Construction
16,570
1.02
21
Financial Institution
16,485
1.01
22
Metals
15,591
0.96
Total Nifty
1,632,058
100.00
Table 4-18: S&P CNX NIFTY Index*

Month & Year
Open
High
Low
1995-96 (Nov.-Mar.)
1000.00
1067.49
813.12
1996-97
988.33
1203.11
775.43
Close
Volatility
(%)
Price To Earning
Ratio#
985.30
1.62
--
968.30
1.67
--
1997-98
931.95
1297.10
929.05
1116.90
1.52
--
1998-99
1117.15
1247.15
800.10
1078.05
1.86
16.53
1999-2000
1082.55
1818.15
916.00
1528.45
1.93
24.60
2000-01
1528.70
1636.95
1098.75
1148.20
1.98
17.21
2001-02
1148.10
1207.00
849.95
1129.55
1.40
18.10
2002-03
1129.85
1153.30
920.10
978.20
0.99
13.36
2003-04
977.40
2014.65
920.00
1771.90
1.43
20.70
2004-05
1771.45
2183.45
1292.20
2035.65
1.61
14.60
2005-06
2035.90
3433.85
1896.30
3402.55
1.04
20.26
2006-07
3403.15
4245.30
2595.65
3821.55
1.77
18.40
Contd...
47
Contd...
Month & Year
Open
High
Low
Close
Volatility
(%)
Price To Earning
Ratio#
2007-08
3820.00
6357.100
3617.000
4734.500
2.02
20.63
2008-09
4735.65
5298.85
2252.75
3020.95
2.66
14.30
Apr-09
3023.85
3517.25
2965.70
3473.95
2.18
16.53
May-09
3478.70
4509.40
3478.70
4448.95
4.15
20.82
Jun-09
4450.40
4693.20
4143.25
4291.10
1.92
19.97
Jul-09
4292.30
4669.75
3918.75
4636.45
2.22
20.68
Aug-09
4633.80
4743.75
4353.45
4662.10
1.78
20.94
Sep-09
4662.20
5087.60
4576.60
5083.95
0.92
22.90
Oct-09
5087.20
5181.95
4687.50
4711.70
1.08
20.45
Nov-09
4712.25
5138.00
4538.50
5032.70
1.58
22.37
Dec-09
5039.70
5221.85
4943.95
5201.05
1.05
23.17
Jan-10
5200.90
5310.85
4766.00
4882.05
1.03
21.00
Feb-10
4882.05
4992.00
4675.40
4922.30
1.18
20.92
Mar-10
4935.60
5329.55
4935.35
5249.10
0.70
22.33
2009-2010
3023.85
5329.55
2965.70
5249.10
1.88
22.33
Apr-10
5249.20
5399.65
5160.90
5278.00
0.83
22.29
May-10
5278.40
5278.70
4786.45
5086.30
1.56
21.30
Jun-10
5086.25
5366.75
4961.05
5312.50
1.18
22.25
Jul-10
5312.05
5477.50
5225.60
5367.60
0.64
22.31
Aug-10
5369.55
5549.80
5348.90
5402.40
0.68
22.73
Sep-10
5403.05
6073.50
5403.05
6029.95
0.78
25.46
Oct-10
6030.30
6284.10
5937.10
6017.70
1.09
24.71
Nov-10
6092.30
6338.50
5690.35
5862.70
1.29
23.39
Dec-10
5871.00
6147.30
5721.15
6134.50
0.93
24.48
Jan-11
6177.45
6181.05
5416.65
5505.90
1.17
21.06
Feb-11
5537.30
5599.25
5177.70
5333.25
1.50
20.42
Mar-11
5382.00
5872.00
5348.20
5833.75
1.26
22.14
2010-11
5249.20
6338.500
4786.450
5833.75
1.12
22.14
Apr-11
5835.00
5944.45
5693.25
5749.50
1.07
21.61
May-11
5766.90
5775.25
5328.70
5560.15
1.11
20.53
Jun-11
5561.05
5657.90
5195.90
5647.40
0.97
20.82
Jul-11
5705.75
5740.40
5453.95
5482.00
0.98
19.76
Aug-11
5527.50
5551.90
4720.00
5001.00
1.55
18.05
Sep-11
5109.80
5169.25
4758.85
4943.25
1.62
17.85
Oct-11
4874.40
5399.70
4728.30
5326.60
1.57
18.90
Nov-11
5278.60
5326.45
4639.10
4832.05
1.29
17.49
Dec-11
4970.85
5099.25
4531.15
4624.30
1.52
16.75
Jan-12
4640.20
5217.00
4588.05
5199.25
1.13
18.53
Feb-12
5198.15
5629.95
5159.00
5385.20
1.14
19.09
Mar-12
5366.00
5499.40
5135.95
5295.55
1.33
18.71
2011-12
5835.00
5944.450
4531.150
5295.55
1.29
18.71
* S&P CNX Nifty commenced from November 3, 1995

# At the end of the period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
48
Table 4-19: CNX NIFTY Junior Index*

Month & Year
Open
High
Low
Close
Volatility
(%)
Price To Earning
Ratio#
1996-97 (Nov.-Mar.)
1997-98
1998-99
1999-2000
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Mar-10
2009-2010
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
1000.00
1028.30
1339.75
2099.75
3720.45
1601.40
1568.40
1260.75
3398.00
4275.35
6415.25
6675.85
7982.75
4343.20
5380.05
7581.80
7791.90
8475.45
8580.40
9380.35
9144.65
9952.80
10372.40
9954.45
10137.45
4343.20
10777.00
11066.20
10776.30
11245.15
11648.45
11825.80
12604.90
13111.35
12344.50
12253.15
10927.80
10484.95
10777.00
11319.20
11385.05
11448.10
11239.40
10972.20
10004.60
1208.87
1395.25
2079.10
5365.90
3771.80
1676.25
1690.35
3702.60
4705.25
6437.40
7566.65
13209.35
9541.00
5466.40
7544.45
8169.25
8537.45
8697.40
9373.50
10094.90
10096.50
10456.75
10896.50
10287.25
10822.40
10896.50
11129.85
11137.85
11374.85
11692.05
12186.95
12811.85
13328.10
13624.10
12846.15
12352.40
11133.95
11355.35
13624.10
11758.15
11475.40
11515.30
11550.00
11038.60
10417.15
907.02
1016.65
1177.20
1631.90
1570.20
1038.75
1231.95
1259.75
2493.70
3998.80
4463.75
6559.55
3587.60
4297.45
5380.05
7326.80
6931.70
7971.60
8360.50
9044.70
8865.50
9952.80
9646.60
9712.25
10137.45
4297.45
10666.60
10152.00
10608.80
11183.65
11588.15
11825.80
12604.90
11371.40
11470.35
10604.15
10037.90
10484.95
10037.90
11259.70
10746.70
10642.20
10862.10
9572.55
9637.20
1032.95
1339.40
2069.20
3695.75
1601.80
1566.95
1259.55
3392.05
4275.15
6412.10
6878.05
7975.75
4336.45
5281.80
7474.30
7794.70
8473.65
8542.40
9360.65
9162.40
9933.20
10382.70
9985.70
10099.95
10773.75
10773.75
11082.10
10821.75
11304.45
11564.25
11797.60
12585.30
13030.00
12338.80
12232.05
10915.65
10448.85
11279.55
11279.55
11376.70
11444.15
11234.90
10910.20
9989.00
9822.20
1.76
1.44
2.14
2.46
2.75
1.60
1.23
1.57
1.83
0.95
2.05
2.41
2.80
2.55
3.51
2.52
2.51
1.86
1.02
1.44
1.61
0.96
1.37
1.20
0.77
1.97
0.75
1.58
0.93
0.40
0.68
0.79
0.93
1.53
1.35
1.20
1.74
1.09
1.14
0.91
1.06
0.88
0.98
1.28
1.36
--18.92
33.47
9.69
6.80
11.68
11.93
13.82
20.25
18.48
16.69
8.69
10.46
15.02
15.36
14.95
15.00
16.48
14.21
15.57
16.28
14.71
14.75
15.76
15.76
15.52
16.59
17.24
18.20
18.26
19.96
19.88
17.73
17.59
15.43
14.66
16.18
16.18
16.87
15.96
15.64
15.03
13.65
13.43
Contd...
49
Contd...
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
9815.45
10044.70
9094.50
8333.45
9813.35
10437.70
11319.20
10078.60
10216.45
9525.10
9848.65
10961.35
10694.40
11758.15
9355.80
8802.90
8258.50
8224.15
9768.90
10000.95
8224.15
10047.15
9089.95
8333.10
9812.55
10438.00
10450.20
10450.20
1.21
1.25
1.33
1.19
1.71
1.49
1.26
14.08
14.67
13.48
15.82
15.85
15.87
15.87
* CNX Nifty Junior commenced from November 4, 1996

# At the end of period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-20: Performance of NSE Indices during the year 2011-12

Indices
Record high
Value
S&P CNX Nifty

CNX Nifty Junior
CNX 100
S&P CNX 500
CNX Midcap
Nifty Midcap 50
CNX FMCG
CNX IT
S&P CNX Finance*
S&P CNX Petrochemicals*
S&P CNX Pharmaceuticals*
5944.45
11758.15
5835.90
4753.50
8451.05
2657.10
11448.30
7344.90
4500.73
10444.37
8307.71
Date
06-04-2011
08-04-2011
06-04-2011
06-04-2011
08-04-2011
08-04-2011
30-03-2012
06-04-2011
07-04-2011
15-07-2011
14-07-2011
Closing
index values
(31-03-12)
5295.55
10450.20
5200.15
4221.80
7711.40
2301.00
11426.05
6516.00
3910.17
9433.22
8257.05
Avg. Daily
Volatility
(%)
1.29
1.26
1.27
1.22
1.20
1.49
0.98
1.61
1.35
1.55
0.81
Y-o-Y
Returns
-9.23
-7.35
-8.96
-8.75
-4.09
-8.15
24.35
-8.84
-8.88
12.74
7.22
* Closing Record High, Other - Record Intra-day High

Note :Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-21: Mutual Funds/ETFs: No of Trades and Trading Value

Month & Year
Mutual Funds (MF's)

Trading Value
(US $ mn)
(` cr.)
117
1.01
0.20
191
0.49
0.10
239
2.53
0.49
126
0.24
0.05
102
3.45
0.67
108
1.69
0.33
287
4.00
0.78
132
1.99
0.39
102
0.22
0.04
61
0.20
0.04
49
1.98
0.39
65
0.21
0.04
1,579
17.99
3.52
No. of
Trades
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
50
Exchange traded funds (ETF's)

No. of
Trading Value
Trades
(US $ mn)
(` cr.)
172,836
748.81
146.38
383,060
1,395.48
272.79
209,518
755.81
147.75
238,982
1,063.73
207.94
584,055
2,805.87
548.49
627,910
2,461.85
481.24
531,398
1,962.44
383.61
406,223
1,393.34
272.37
456,453
1,476.03
288.53
325,962
1,027.76
200.90
262,191
834.54
163.13
315,496
1,079.33
210.99
4,514,084
17,005
3,324.11
51
2005-06
2006-07
2007-08
2008-09
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
Month/
Year
6,000
7,857
11,645
13,639
16,788
1,197
1,254
1,236
1,224
1,361
1,295
1,488
1,411
1,336
1,168
1,262
1,248
15,480
1,072
1,158
1,156
1,147
1,252
1,160
1,060
1,117
1,105
1,267
1,522
1,355
14,372
No. of
Trades
(Lakh)
818,438
850,515
1,481,229
1,418,928
2,205,878
140,723
141,599
141,008
140,128
153,694
156,909
198,534
188,745
154,480
129,068
140,067
125,953
1,810,910
129,530
118,678
119,392
119,103
135,926
125,396
105,178
122,468
116,298
144,164
202,802
166,271
1,605,205
Traded
Quantity
(Lakh)
226,346
238,571
366,974
303,299
473,952
38,893
37,276
34,547
38,654
44,245
44,898
55,601
53,870
41,214
36,302
38,081
33,785
497,367
38,194
34,845
32,856
34,827
39,968
32,847
30,600
35,989
32,488
37,757
52,023
40,838
443,232
Delivered
Quantity
(Lakh)
27.66
28.05
24.77
21.38
21.49
27.64
26.33
24.50
27.58
28.79
28.61
28.01
28.54
26.68
28.13
27.19
26.82
27.47
29.49
29.36
27.52
29.24
29.40
26.19
29.09
29.39
27.94
26.19
25.65
24.56
27.61
% of Delivered
Quantity
to Traded
Quantity
1,516,839
1,940,094
3,519,919
2,749,450
4,129,214
273,344
287,931
282,748
276,734
316,431
302,984
368,748
370,157
302,626
264,548
265,416
253,528
3,565,195
230,464
237,410
220,179
226,774
241,215
220,544
202,460
204,909
198,607
226,526
320,929
273,871
2,803,889
Turnover
(` cr.)
Delivered % of Deliv- Delivered

% of
Delivered
Short
% of Short Funds Pay- Securities
Value (` ered Value Quantity
Demat
Value in
Delivery
Delivery
in (` Cr.) Pay-in (`
Cr.)
to Total
in Demat Delivered
Demat
(Aucto DeliverCr.)
Turnover
Mode
Quantity
Mode (`
tioned
able
(Lakh)
to Total
cr.)
quantity)
Delivered
(Lakh)
Quantity
407,976
26.90
226,346
100.00
407,976
894
0.39
131,426
407,976
543,533
28.02
238,571
100.00
543,533
769
0.32
173,188
543,533
970,618
27.58
366,974
100.00
970,618
997
0.27
309,543
970,618
610,498
22.20
303,299
100.00
610,498
625
0.21
220,704
610,498
916,460
22.19
473,952
100.00
916,460
862
0.18
278,387
916,460
74,642
27.31
38,893
100.00
74,642
69
0.18
19,310
74,744
76,040
26.41
37,276
100.00
76,040
52
0.14
23,541
76,122
70,710
25.01
34,547
100.00
70,710
60
0.17
22,292
70,801
76,665
27.70
38,654
100.00
76,665
60
0.15
20,145
76,753
87,358
27.61
44,245
100.00
87,358
146
0.33
21,675
87,521
87,348
28.83
44,898
100.00
87,348
88
0.20
27,316
87,471
105,539
28.62
55,601
100.00
105,539
82
0.15
28,479
105,674
104,841
28.32
53,870
100.00
104,841
109
0.20
35,467
104,996
82,082
27.12
41,214
100.00
82,082
75
0.18
24,744
82,171
74,028
27.98
36,302
100.00
74,028
56
0.15
25,839
74,105
71,110
26.79
38,081
100.00
71,110
54
0.14
22,217
71,191
67,652
26.68
33,785
100.00
67,652
52
0.15
22,329
67,720
978,015
27.43
497,367
100.00
978,015
903
0.18
293,357
979,269
65,790
28.55
38,194
100.00
65,790
109
0.28
20,358
65,874
68,671
28.93
34,845
100.00
68,671
113
0.32
20,526
68,823
62,504
28.39
32,856
100.00
62,504
43
0.13
18,508
62,575
66,031
29.12
34,827
100.00
66,031
47
0.13
19,660
66,105
69,613
28.86
39,968
100.00
69,613
48
0.12
22,199
69,674
58,741
26.63
32,847
100.00
58,741
44
0.13
22,571
58,806
56,849
28.08
30,600
100.00
56,849
52
0.17
19,270
56,906
58,432
28.52
35,989
100.00
58,432
55
0.15
18,643
58,486
54,241
27.31
32,488
100.00
54,241
39
0.12
18,070
54,283
60,612
26.76
37,757
100.00
60,612
63
0.17
18,502
60,687
91,625
28.55
52,023
100.00
91,625
53
0.10
31,946
91,699
71,298
26.03
40,838
100.00
71,298
36
0.09
21,501
71,350
784,407
27.98
443,232
100.00
784,407
702
0.16
251,754
785,268
Table 4-22: Settlement Statistics for CM Segment
52
Wholesale Debt
Market Segment
54
1994- 95 (Jun-Mar)
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Month/Year
183
304
524
719
1,071
1,057
1,038
979
1,123
1,078
1,151
897
762
601
711
313
270
243
272
274
275
266
279
201
265
260
(` cr.)
2,157
3,455
11,783
28,146
24,857
69,742
91,891
194,096
224,990
303,318
202,810
106,596
50,265
70,632
65,937
10,114
8,920
9,873
11,347
8,470
12,998
9,688
14,399
8,322
12,635
7,709
(US $ mn)
30
41
145
385
365
1,035
1,483
3,277
3,598
4,477
3,028
1,755
898
1,138
1,412
2,853
2,013
2,026
2,227
1,912
3,088
2,302
3,250
1,789
2,852
1,832
(` cr.)
10
12
40
97
86
237
318
672
758
1,032
692
393
206
285
277
632
446
449
493
423
684
510
720
396
632
406
(US $ mn)
6.64
3.97
5.42
6.61
6.55
6.47
6.65
6.54
6.37
6.94
7.14
7.68
11.19
17.45
20.83
18.96
19.28
22.88
19.84
24.15
25.50
23.32
25.35
21.65
29.14
23.92
(` cr.)
168
1,115
1,061
1,390
1,522
936
498
378
1,252
1,400
1,278
892
399
211
257
14
8
26
80
86
266
284
253
382
433
195
All Trades
Trading Volume
Average Daily Trading Average Number
Volume
Trade
of Trades
Size
1,021
6,781
2,991
11,868
7,804
42,278
16,821
111,263
16,092
105,469
46,987
304,216
64,470
428,582
144,851
947,190
167,778 1,068,701
189,518 1,316,096
124,308
887,294
61,891
475,523
19,575
219,106
16,179
282,317
16,129
335,952
2408
45,653
2089
40,266
1948
44,568
2582
51,222
1583
38,232
2301
58,674
1875
43,731
2564
64,999
1735
37,567
1957
57,036
1455
34,800
No. of
Number
active of Trades
securities
Table 5-1: Business Growth of WDM Segment
31
207
201
289
308
218
131
110
300
332
410
310
102
49
64
5.40
3.60
7.50
18.38
22.96
49.12
45.02
46.42
59.48
81.54
39.28
(` cr.)
9.86
60.26
56.02
73.02
72.54
49.92
28.09
22.54
63.16
69.83
93.74
69.49
23.29
12.26
12.56
1.20
0.80
1.66
4.07
5.09
10.88
9.97
10.28
13.18
18.06
8.70
(US $ mn)
Retail Trade
Trading Volume
Contd...
0.45
1.74
0.47
0.26
0.29
0.07
0.03
0.01
0.03
0.03
0.05
0.07
0.05
0.02
0.02
0.01
0.01
0.02
0.04
0.06
0.08
0.10
0.07
0.16
0.14
0.11
Share
in Total
Trading
Volume
(%)
Wholesale Debt Market Segment
55
56
Mar-10
2009-2010
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
Month/Year
Contd...
320
1144
326
324
297
239
259
278
248
225
245
237
224
265
1111
224
193
243
280
258
256
235
270
330
298
295
299
1140
1572
24069
1911
2555
2027
1618
1945
2094
1510
1191
1561
1213
1195
1563
20383
1194
1136
1791
2012
2411
2122
1643
1567
2971
2999
1979
1622
23447
No. of
Number
active of Trades
securities
47,068
563,816
61,824
73,251
50,143
47,135
45,108
45,186
45,913
32,444
33,962
45,220
34,897
44,363
559,447
39,752
36,350
50,823
46,973
54,826
50,314
36,282
43,847
89,337
75,125
55,793
53,757
633,179
(` cr.)
10,427
124,904
13,846
16,406
11,230
10,556
10,103
10,120
10,283
7,266
7,606
10,128
7,816
9,936
125,296
7,771
7,106
9,935
9,182
10,717
9,835
7,092
8,571
17,463
14,685
10,906
10,508
123,773
(US $ mn)
2,353
2,359
3,254
3,663
2,279
2,142
2,148
2,259
2,186
1,622
1,544
2,261
1,837
2,017
2,256
2,484
1,731
2,310
2,237
2,741
2,516
2,016
2,192
4,254
3,577
2,936
2,688
2,649
(` cr.)
521
523
729
820
510
480
481
506
490
363
346
506
411
452
505
486
338
452
437
536
492
394
429
832
699
574
525
518
(US $ mn)
29.94
23.42
32.35
28.67
24.74
29.13
23.19
21.58
30.41
27.24
21.76
37.28
29.20
28.38
27.45
33.29
32.00
28.38
23.35
22.74
23.71
22.08
27.98
30.07
25.05
28.19
33.14
27.00
(` cr.)
208
2235
50
43
120
73
237
310
123
59
355
8
13
6
1397
95
93
191
145
40
104
324
32
146
29
37
45
1281
All Trades
Trading Volume
Average Daily Trading Average Number
Volume
Trade
of Trades
Size
54.13
433.00
10.10
9.75
24.29
14.38
44.81
59.55
31.29
15.36
87.88
1.55
3.06
3.22
305.24
17.82
23.45
40.16
46.68
12.91
21.03
66.49
7.83
24.39
9.94
8.32
13.71
292.73
(` cr.)
11.99
95.92
2.26
2.18
5.44
3.22
10.04
13.34
7.01
3.44
19.68
0.35
0.69
0.72
68.36
3.48
4.58
7.85
9.12
2.52
4.11
13.00
1.53
4.77
1.94
1.63
2.68
57.22
(US $ mn)
Retail Trade
Trading Volume
0.11
0.08
0.02
0.01
0.05
0.03
0.10
0.13
0.07
0.05
0.26
0.00
0.01
0.01
0.05
0.04
0.06
0.08
0.10
0.02
0.04
0.18
0.02
0.03
0.01
0.01
0.03
0.05
Share
in Total
Trading
Volume
(%)
57
18,063
Feb-10
24786
May-09
31,368
25,184
Apr-09
Jan-10
234,288
2008-09
24434
194,347
2007-08
42,052
153,370
2006-07
Dec-09
345,563
2005-06
Nov-09
724,830
2004-05
23,816
1,218,705
2003-04
38,351
1,000,518
2003-03
Oct-09
902,105
2001-02
Sep-09
390,952
2000-01
20,086
282,891
1999-00
Aug-09
84,576
1998-99
28979
84,716
1997-98
33,609
27,352
1996-97
Jul-09
7,729
Jun-09
3,026
1995-96
Government
Securities
1994-95 (June-March)
Month & Year
6,990
10,504
6,324
7,472
8,656
8,094
5,979
5,824
7,848
6,161
6,971
56,824
66,062
51,954
105,233
124,842
55,671
32,275
25,574
23,143
11,013
10,705
18,870
10,957
2,260
6,322
7,001
4,558
7,940
6,224
7,857
7,502
7,798
5,282
6,309
9,215
30,008
9,232
4,418
12,173
17,835
27,112
19,985
10,987
7,886
4,867
5,041
4,050
2,769
1,149
824
Turnover (In ` Cr.)

PSU /Inst.
Bonds
2,634
T-Bills
3,425
8,163
2251
7,534
5,036
4,372
4,665
3,992
2459
3010
4,284
14,831
12,676
9,365
12,554
19,787
14,609
15,924
8,619
6,600
5,445
5,147
3,627
1,199
729
297
Others
34,800
57,036
37,567
64,999
43,731
58,674
38,232
51,222
44,568
40,266
45,653
335,952
282,317
219,106
475,523
887,294
1,316,096
1,068,701
947,191
428,582
304,216
105,469
111,263
42,278
11,868
6,781
Total
Turnover
51.90
55.00
65.04
64.70
54.46
65.36
52.54
65.61
65.02
61.56
55.16
69.74
68.84
70.00
72.67
81.69
92.60
93.62
95.24
91.22
92.99
80.19
76.14
64.70
65.13
Government
Securities
44.63
Table 5-2: Security-wise Distribution of WDM Trades
20.09
18.42
16.83
11.50
19.79
13.79
15.64
11.37
17.61
15.30
15.27
16.91
23.40
23.71
22.13
14.07
4.23
3.02
2.70
5.40
3.62
10.15
16.96
25.92
19.04
38.84
18.17
12.27
12.13
12.22
14.23
13.39
19.62
15.22
11.85
15.67
20.18
8.93
3.27
2.02
2.56
2.01
2.06
1.87
1.16
1.84
1.60
4.78
3.64
6.55
9.69
12.15
Turnover (In %)
T-Bills
PSU/Inst.
Bonds
Contd...
9.84
14.31
5.99
11.59
11.52
7.45
12.20
7.79
5.52
7.47
9.38
4.41
4.49
4.27
2.64
2.23
1.11
1.49
0.91
1.54
1.79
4.88
3.26
2.84
6.14
4.38
Others
58
45,574
Dec-11
22,578
18,170
Nov-11
324,867
17,856
Oct-11
2011-12
31,628
Sep-11
Mar-12
36,176
Aug-11
47,262
18,522
Jul-11
28,648
23,583
Jun-11
Feb-12
16,620
May-11
Jan-12
18,251
19,285
Dec-10
304,836
15,081
Nov-10
Apr-11
27,475
Oct-10
2010-11
26,628
Sep-10
23,302
25,227
Aug-10
Mar-11
25,441
Jul-10
25,209
29,727
Jun-10
15,671
41,257
May-10
Feb-11
30,531
Apr-10
Jan-11
17,110
327,837
2009-10
Government
Securities
Mar-10
Month & Year
Contd...
139,519
15,816
8,563
13,734
26,397
11,125
5,727
8,144
4,992
12,599
11,281
11,525
9,615
98,713
8,260
8,529
10,230
6,226
7,578
6,942
5,594
7,395
9,587
7,121
9,614
11,637
92,961
119,903
10,412
12,845
10,319
12,959
11,523
10,009
8,099
10,016
10,031
10,531
5,351
7,808
109,586
7,904
7,961
6,458
6,090
7,330
7,314
9,368
8,363
9,817
9,081
16,383
13,516
86,833
10,825
Turnover (In ` Cr.)

PSU /Inst.
Bonds
12,137
T-Bills
48,890
4,950
5,738
3,810
4,407
3,029
2,690
2,444
3,642
5,821
5,428
2,854
4,078
46,312
4,897
2,735
3,323
2,360
2,456
4,181
3,596
4,123
2,290
4,214
5,998
6,140
56,185
6,995
Others
633,179
53,757
55,793
75,125
89,337
43,847
36,282
50,314
54,826
46,973
50,823
36,350
39,752
559,447
44,363
34,897
45,220
33,962
32,444
45,913
45,186
45,108
47,135
50,143
73,251
61,824
563,816
47,068
Total
Turnover
51.31
42.00
51.35
62.91
51.01
41.44
49.21
62.86
65.98
39.43
46.40
45.72
45.91
54.49
52.53
44.91
55.75
56.79
46.48
59.84
58.93
55.93
53.97
59.29
56.32
49.38
58.15
Government
Securities
36.35
22.03
29.42
15.35
18.28
29.55
25.37
15.79
16.19
9.11
26.82
22.20
31.71
24.19
17.64
18.62
24.44
22.62
18.33
23.36
15.12
12.38
16.39
20.34
14.20
13.12
18.82
16.49
25.79
18.94
19.37
23.02
13.74
14.51
26.28
27.59
16.10
18.27
21.36
20.72
14.72
19.64
19.59
17.82
22.81
14.28
17.93
22.59
15.93
20.73
18.54
20.83
18.11
22.37
21.86
15.40
23.00
Turnover (In %)
T-Bills
PSU/Inst.
Bonds
7.72
9.21
10.28
5.07
4.93
6.91
7.41
4.86
6.64
12.39
10.68
7.85
10.26
8.28
11.04
7.84
7.35
6.95
7.57
9.11
7.96
9.14
4.86
8.40
8.19
9.93
9.97
14.86
Others
59
1994-95
(Jun-Mar)
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Month/Year
436
902
1,611
4,784
5,200
12,716
17,915
39,403
40,290
60,014
45,607
18,641
5,916
6,606
11,408
1,360
1,256
1,319
1,286
956
1637
1067
1,820
1,345
810
2,787
9,703
21,975
16,327
56,675
99,602
222,779
265,145
458,001
301,325
152,215
67,660
107,704
150,014
23,370
19,102
19,904
21,856
18,443
23839
23864
31,583
20,519
31,604
FIs/MFs/
Corporates
3,921
Trading
Members
138
2,579
13,418
15,441
59,079
94,888
213,118
235,435
224,131
164,149
104,092
43,427
24,392
22,106
2,776
1,921
2,362
2,797
1,870
2464
1754
3,380
2,006
1,101
Primary
Dealers
3,569
12,688
45,885
44,424
129,961
143,746
346,672
414,336
478,533
265,212
133,479
57,033
67,135
60,851
7,784
7,655
8,290
12,734
8,606
15848
7001
13,578
8,456
8,932
960
Indian
Banks
Turnover (In `Cr.)
4,473
15,698
25,201
24,079
45,785
72,430
125,219
113,496
95,417
111,000
67,096
45,070
76,480
91,573
10,363
10,332
12,693
12,549
8,358
14886
10045
14,638
5,241
14,590
1,463
Foreign
Banks
11,868
42,278
111,263
105,469
304,216
428,582
947,191
1,068,701
1,316,096
887,294
475,523
219,106
282,317
335,952
45,653
40,266
44,568
51,222
38,232
58,674
43,731
64,999
37,567
57,036
6,781
Total
Turnover
23.48
22.95
19.75
15.48
18.63
23.24
23.52
24.81
34.80
33.96
32.01
30.88
38.15
44.65
51.19
47.44
44.66
42.67
48.24
40.63
54.57
48.59
54.62
55.41
57.82
Trading
Members
7.60
3.81
4.30
4.93
4.18
4.18
4.16
3.77
4.56
5.14
3.92
2.70
2.34
3.40
2.98
3.12
2.96
2.51
2.50
2.79
2.44
2.8
3.58
1.42
6.43
FIs/MFs/
Corporates
Table 5-3: Participant wise Distribution of WDM Turnover
1.16
6.10
12.06
14.64
19.42
22.14
22.50
22.03
17.03
18.50
21.89
19.82
8.64
6.58
6.08
4.77
5.30
5.46
4.89
4.2
4.01
5.2
5.34
1.93
0.02
Primary
Dealers
Turnover (In %)
30.07
30.01
41.24
42.12
42.72
33.54
36.60
38.77
36.36
29.89
28.07
26.03
23.78
18.11
17.05
19.01
18.60
24.86
22.51
27.01
16.01
20.89
22.51
15.66
14.16
Indian
Banks
Contd...
37.69
37.13
22.65
22.83
15.05
16.90
13.22
10.62
7.25
12.51
14.11
20.57
27.09
27.26
22.7
25.66
28.48
24.50
21.86
25.37
22.97
22.52
13.95
25.58
21.57
Foreign
Banks
60
Feb-10
Mar-10
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
Month/Year
Contd...
16,881
26,626
277,592
31,351
34,186
23,627
23,855
23,046
22,471
26,850
20,034
21,600
26,345
21,081
24,919
299,366
26,471
22,763
27,490
27,475
26,848
24,538
21,043
26,900
47,375
36,661
27,450
30,152
345,167
Trading
Members
797
1,116
14,769
1,552
2,263
1,820
1,376
1,006
1,387
1,148
441
795
755
541
333
13,417
374
309
1,179
1,973
3,240
2,813
1,223
820
4,109
4,605
4,274
3,591
28,509
FIs/MFs/
Corporates
1,215
2,452
26,096
3,122
2,073
2,221
2,371
2,747
2,020
1,488
1,431
1,386
1,343
1,434
1,943
23,579
1,896
1,810
2,927
2,269
3,575
2,169
1,201
1,272
3,913
2,479
1,506
1,360
26,377
Primary
Dealers
7,270
5,733
111,886
10,980
12,445
8,820
8,362
7,091
4,604
2,769
2,625
2,785
3,636
3,382
5,741
73,239
3,486
4,264
8,061
6,238
7,955
8,886
4,321
5,757
14,910
12,674
11,962
8,053
96,566
Indian
Banks
Turnover (In `Cr.)
8,637
11,141
133,472
14,819
22,283
13,654
11,171
11,218
14,704
13,659
7,913
7,397
13,141
8,459
11,428
149,846
7,525
7,205
11,166
9,019
13,208
11,909
8,494
9,098
19,029
18,706
10,601
10,601
136,559
Foreign
Banks
34,800
47,068
563,816
61,824
73,251
50,143
47,135
45,108
45,186
45,913
32,444
33,962
45,220
34,897
44,363
559,447
39,752
36,350
50,823
46,973
54,826
50,314
36,282
43,847
89,337
75,125
55,793
53,757
633,179
Total
Turnover
48.51
56.57
49.23
50.71
46.67
47.12
50.61
51.09
49.73
58.48
61.75
63.6
58.26
60.41
56.17
53.51
66.59
62.62
54.09
58.49
48.97
48.77
58.00
61.35
53.03
48.80
49.20
56.09
54.51
Trading
Members
2.29
2.37
2.63
2.51
3.09
3.63
2.92
2.23
3.07
2.5
1.36
2.34
1.67
1.55
0.75
2.41
0.94
0.85
2.32
4.20
5.91
5.59
3.37
1.87
4.60
6.13
7.66
6.68
4.51
FIs/MFs/
Corporates
3.49
5.21
4.63
5.05
2.83
4.43
5.03
6.09
4.47
3.24
4.41
4.08
2.97
4.11
4.38
4.21
4.77
4.98
5.76
4.83
6.52
4.31
3.31
2.90
4.38
3.30
2.70
2.53
4.17
Primary
Dealers
Turnover (In %)
20.89
12.18
19.84
17.76
16.99
17.59
17.74
15.72
10.19
6.03
8.09
8.2
8.04
9.69
12.94
13.09
8.77
11.73
15.86
13.28
14.51
17.66
11.91
13.13
16.69
16.87
21.44
14.98
15.25
Indian
Banks
24.82
23.67
23.67
23.97
30.42
27.23
23.7
24.87
32.54
29.75
24.39
21.78
29.06
24.24
25.76
26.78
18.93
19.82
21.97
19.20
24.09
23.67
23.41
20.75
21.30
24.90
19.00
19.72
21.57
Foreign
Banks
Table 5-4: Share of Top N Securities/Trading Members/Participants in

Turnover in WDM Segment.
Year
Securities
1994-95
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
Trading Members
1994-95
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
Participants
1994-95
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12
Top 5
Top 10
In Percent
Top 25
Top 50
Top 100
42.84
57.59
32.93
30.65
26.81
37.11
42.20
51.61
43.10
37.06
43.70
47.42
40.90
39.65
31.31
24.19
26.65
36.35
61.05
69.46
48.02
46.92
41.89
55.57
58.30
68.50
65.15
54.43
57.51
59.78
51.29
53.31
43.05
35.14
38.63
44.22
80.46
79.60
65.65
71.25
64.30
82.12
80.73
88.73
86.91
81.58
71.72
72.02
65.82
68.35
60.42
53.05
51.69
52.63
89.81
86.58
78.32
85.00
78.24
90.73
89.97
94.32
92.74
90.66
80.59
81.04
77.15
79.64
72.45
65.63
61.49
61.54
97.16
93.24
90.17
92.15
86.66
95.28
95.13
97.19
96.13
95.14
89.55
89.36
86.91
89.55
83.87
77.89
74.22
72.09
51.99
44.36
30.02
27.17
29.87
32.38
35.17
35.18
31.77
30.72
35.75
39.68
57.75
65.32
69.92
73.72
73.58
77.50
73.05
68.58
51.27
47.85
50.45
53.41
54.25
58.68
53.71
53.01
56.84
60.63
78.01
80.24
82.89
85.28
86.08
89.14
95.37
96.10
91.57
83.38
86.55
84.46
86.82
88.36
85.49
86.71
86.74
89.38
96.43
97.60
98.38
97.98
98.72
99.41
100.00
100.00
99.96
99.82
99.98
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
-
18.37
29.66
25.27
23.60
22.47
15.54
17.51
17.49
17.27
16.66
16.82
17.50
25.85
28.36
24.08
23.40
23.52
20.60
27.38
47.15
44.92
38.96
37.39
27.87
28.85
29.25
28.29
25.96
28.64
30.53
40.65
40.64
38.24
36.87
35.89
33.77
38.40
70.49
67.00
65.59
62.79
52.51
50.64
50.19
49.22
44.25
47.24
53.61
59.99
55.58
51.19
47.64
44.63
44.64
42.20
76.32
76.33
77.96
79.27
74.76
69.72
69.16
68.14
59.87
61.71
65.84
68.17
61.77
55.34
50.77
46.51
45.50
76.58
77.10
80.22
84.51
81.32
76.78
76.49
75.20
65.17
66.00
67.97
69.09
61.84
55.38
-
61
62
959,302
1,006,107
1,059,789
1,182,278
1,392,219
1,849,971
1,959,534
1,983,740
2,034,163
2,065,255
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Apr-09
May-09
Jun-09
Jul-09
1,979,339
658,002
Mar-03
Dec-09
542,601
Mar-02
1,970,002
397,228
Mar-01
1,961,349
319,865
Mar-00
Nov-09
260,002
Mar-99
Oct-09
196,290
Mar-98
1,898,003
169,830
Mar-97
1,932,681
125,492
Mar-96
Sep-09
86,175
Mar-95
Aug-09
60,719
155,927
153,577
151,364
145,624
144,572
138,718
136,587
135,139
131,993
129,499
96,268
89,628
88,716
68,398
56,832
38,383
39,944
36,365
39,357
34,994
35,323
36,211
30,074
25,675
20,439
509,722
497,652
486,363
472,392
457,731
446,610
436,946
431,371
423,688
422,362
315,661
249,847
241,927
223,208
79,340
72,094
61,385
44,624
39,477
30,516
23,989
18,891
13,850
5,867
1,833
(`cr)
Govt.
PSU bonds State loans
Securities
Jun-94
Month/
Year
134,388
132,538
133,615
137,580
137,492
139,816
145,391
146,531
161,591
147,617
111,562
115,183
70,186
73,502
32,692
34,919
23,849
17,725
15,345
11,292
17,497
13,460
8,452
17,129
18,476
T-bills
864,481
756,794
580,836
494,033
411,470
343,191
292,772
207,783
158,181
121,518
Total
350,372
345,444
340,042
336,139
332,661
327,377
322,819
311,626
311,526
3,129,747
3,099,214
3,072,733
3,024,417
2,970,459
3,117,776
3,075,905
3,008,407
2,988,332
298,867 2,848,315
207,636 2,123,346
147,865 1,784,801
106,956 1,567,574
90,519 1,461,734
87,698 1,215,864
61,084
89,016
84,894
79,989
74,666
70,091
54,380
29,915
23,334
20,052
Others
693.34
686.58
680.71
670.01
658.05
690.69
681.41
666.46
662.01
559.04
531.23
409.45
351.40
334.11
280.22
182.00
155.72
124.54
113.26
96.98
86.82
81.60
60.49
50.33
38.66
(US$bn)
Total
63.24
63.56
63.83
63.90
63.90
66.24
66.13
65.94
65.57
64.95
65.57
66.24
67.61
68.83
78.90
76.12
71.70
68.39
64.75
63.19
57.20
58.01
60.40
54.48
49.97
4.98
4.96
4.93
4.81
4.87
4.45
4.44
4.49
4.42
4.55
4.53
5.02
5.66
4.68
4.67
4.44
5.28
6.26
7.97
8.50
10.29
12.37
14.47
16.23
16.82
Govt.
PSU bonds
Securities
Table 5-5: Market Capitalisation of WDM Securities
16.29
16.06
15.83
15.62
15.41
14.32
14.21
14.34
14.18
14.83
14.87
14.00
15.43
15.27
6.53
8.34
8.11
7.68
7.99
7.42
6.99
6.45
6.67
3.71
1.51
(inpercent)
State
loans
4.29
4.28
4.35
4.55
4.63
4.48
4.73
4.87
5.41
5.18
5.25
6.45
4.48
5.03
2.69
4.04
3.15
3.05
3.11
2.74
5.10
4.60
4.07
10.83
15.20
T-bills
Contd...
11.19
11.15
11.07
11.11
11.20
10.50
10.50
10.36
10.42
10.49
9.77
8.28
6.82
6.19
7.21
7.06
11.76
14.62
16.19
18.15
20.42
18.57
14.40
14.75
16.50
Others
63
2,186,989
2,180,224
2,183,077
2,185,721
2,214,424
2,224,508
2,250,868
2,239,863
2,297,639
2,305,223
2,325,206
Dec-10
Jan-11
Feb-11
Mar-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
2,418,327
2,469,341
2,472,179
Jan-12
Feb-12
Mar-12
2,361,710
2,159,033
Nov-10
2,391,794
2,126,729
Oct-10
Dec-11
2,092,803
Sep-10
Nov-11
2,004,452
2,059,461
Aug-10
2,019,550
Jun-10
Jul-10
1,995,829
2,011,404
May-10
Mar-10
Apr-10
1,956,862
1,950,436
Feb-10
1,966,140
244,165
239,966
238,085
234,878
225,674
222,909
220,583
213,991
206,755
201,024
194,940
194,064
190,922
190,984
191,878
190,178
187,364
182,111
182,557
182,624
182,905
178,333
172,417
167,302
162,979
163,590
161,856
757,281
739,241
724,228
708,254
695,630
684,559
674,033
663,561
651,495
640,959
631,895
628,453
622,069
613,974
602,331
595,865
590,058
582,949
572,476
565,817
559,810
554,731
549,113
541,019
536,996
530,091
516,934
(`cr)
Govt.
PSU bonds State loans
Securities
Jan-10
Month/
Year
Contd...
259,271
253,073
226,246
206,858
219,238
218,160
215,321
236,368
232,757
209,588
188,576
159,595
137,677
125,027
124,573
123,772
115,442
126,166
116,696
120,485
114,850
129,665
154,587
134,479
135,696
133,186
133,224
T-bills
3,153,360
3,138,177
Total
3,222,997
3,563,725
3,543,592
3,534,761
3,486,249
3,451,003
3,389,983
3,350,190
3,276,734
3,284,814
3,285,134
4,238,129
4,128,774
4,048,159
3,995,422
3,936,334
3,895,599
3,888,976
3,804,757
3,772,038
3,706,540
3,658,038
539,841 4,272,736
536,506
521,888
506,374
493,170
485,501
480,439
477,417
473,888
469,598
466,621
461,501
458,488 3,594,877
450,664
444,586
437,958
434,352
433,049
425,451
421,803
414,717
402,536
397,613
384,368
379,823 3,165,929
369,630
360,024
Others
835.23
828.46
807.09
791.33
781.02
769.47
761.51
760.21
743.75
737.35
724.55
715.07
805.12
798.15
793.64
791.66
780.79
772.90
759.23
750.32
733.87
735.68
735.75
721.84
701.36
698.57
695.21
(US$bn)
Total
57.86
58.26
58.57
59.08
59.11
59.07
59.18
59.08
58.87
59.67
60.02
60.54
60.80
61.26
61.53
61.87
61.93
61.63
61.73
61.47
61.17
61.48
61.23
61.92
61.61
62.06
62.65
5.71
5.66
5.77
5.80
5.65
5.66
5.66
5.50
5.43
5.33
5.26
5.31
5.31
5.36
5.41
5.38
5.37
5.28
5.39
5.45
5.58
5.43
5.25
5.19
5.15
5.19
5.16
Govt.
PSU bonds
Securities
17.72
17.44
17.54
17.50
17.41
17.39
17.30
17.06
17.12
16.99
17.05
17.18
17.30
17.23
17.00
16.86
16.93
16.89
16.89
16.89
17.08
16.89
16.72
16.79
16.96
16.81
16.47
(inpercent)
State
loans
6.07
5.97
5.48
5.11
5.49
5.54
5.53
6.08
6.12
5.56
5.09
4.36
3.83
3.51
3.52
3.50
3.31
3.66
3.44
3.60
3.51
3.95
4.71
4.17
4.29
4.22
4.25
T-bills
12.63
12.66
12.64
12.51
12.34
12.33
12.33
12.28
12.46
12.45
12.59
12.62
12.75
12.65
12.55
12.39
12.46
12.55
12.55
12.59
12.66
12.25
12.10
11.93
12.00
11.72
11.47
Others
Table 5-6: FIMMDA NSE MIBID/MIBOR Rates 2011-12

Month/
Date
Overnight at
9:40 A.M
3 Day at
9:40 a.m. *
14 day at
11:30 a.m.
1 month rate
11:30 a.m.
3 month rate at
11:30 a.m.
MIBID
MIBOR
MIBID
MIBOR
MIBID
MIBOR
MIBID
MIBOR
MIBID
MIBOR
Apr-11
6.82
6.89
6.82
6.89
7.31
7.67
7.79
8.24
8.68
9.06
May-11
7.34
7.40
7.40
7.45
7.87
8.18
8.51
8.90
9.31
9.70
Jun-11
7.70
7.75
7.70
7.75
8.32
8.64
8.75
9.07
9.15
9.43
Jul-11
7.97
8.04
7.96
8.03
8.35
8.66
8.78
9.05
9.16
9.41
Aug-11
8.01
8.06
7.97
8.02
8.34
8.67
8.71
9.05
9.12
9.50
Sep-11
8.27
8.32
8.27
8.33
8.73
9.01
8.96
9.24
9.23
9.51
Oct-11
8.53
8.58
8.53
8.58
8.65
8.98
8.99
9.27
9.3
9.57
Nov-11
8.56
8.60
8.62
8.67
8.79
9.06
9.05
9.31
9.34
9.63
Dec-11
8.91
8.99
8.91
8.97
9.50
9.69
9.53
9.80
9.55
9.84
Jan-12
9.00
9.08
9.11
9.19
9.25
9.45
9.43
9.68
9.62
9.91
Feb-12
8.96
9.02
8.72
8.76
9.25
9.53
9.68
9.97
9.99
10.28
Mar-12
11.37
11.99
14.02
14.96
10.48
10.90
10.90
11.32
10.71
11.09
* last 3 day rate for each month
Table 5-7: 1-day Value-at-Risk (99%) for Government of India Securities

Traded as on March 30, 2012
Sec_
type
Security
Issue_
Name
Normal Weighted Historical_

Normal Simulation
Weighted
Historical_
Simulation
EVT
Clean
Accrued_
Price (off
Interest
NSE-ZCYC)
GS
CG2012
7.40%
0.1300
0.1620
0.1700
0.1610
0.1400
99.8860
3.0005
GS
CG2013
7.27%
0.8800
1.2580
1.0860
1.3780
0.9660
98.1570
0.5452
GS
CG2016
12.30%
1.0750
1.1010
1.2460
1.5210
1.0260
112.4650
3.0067
GS
CG2018
7.83%
1.2080
0.7660
1.3550
0.8870
1.0570
95.7230
3.6757
GS
CG2020
7.80%
1.3660
0.6200
1.4300
0.5850
1.1990
94.3320
3.1850
GS
CG2021
7.80%
1.4720
0.6410
1.5280
0.6120
1.3140
93.8180
3.6617
GS
CG2021
8.79%
1.4990
0.6390
1.6200
0.6320
1.3340
99.8410
3.4672
GS
CG2024
9.15%
1.9660
0.8040
2.1560
0.6890
1.8080
102.2310
3.4567
GS
CG2027
8.26%
2.6300
1.1890
3.1600
2.1520
2.4220
94.8170
1.3308
GS
CG2041
8.83%
5.4220
4.5360
7.5500
3.8960
5.1780
98.5210
2.6490
TB
182D
80612
0.2380
0.3080
0.3000
0.3100
0.2590
98.3910
TB
182D
110512
0.1530
0.1920
0.1940
0.4640
0.1650
99.0320
TB
182D
170812
0.4140
0.5600
0.5310
0.5710
0.4550
96.8070
Contd...
64
Contd...
Sec_
type
Security
Issue_
Name
Normal Weighted Historical_

Normal Simulation
Weighted
Historical_
Simulation
EVT
Clean
Accrued_
Price (off
Interest
NSE-ZCYC)
TB
182D
280912
0.5000
0.6890
0.6380
0.7150
0.5550
95.8690
TB
364D
21112
0.5630
0.7840
0.7250
0.8240
0.6240
95.0920
TB
364D
51012
0.5130
0.7090
0.6560
0.7330
0.5710
95.7130
TB
364D
80313
0.7390
1.0540
0.9030
1.1260
0.8110
92.3470
TB
364D
110113
0.6690
0.9470
0.8150
2.2700
0.7320
93.5580
TB
364D
141212
0.6290
0.8860
0.7660
2.1680
0.6940
94.1690
TB
364D
150612
0.2580
0.3360
0.3250
0.8080
0.2820
98.2320
TB
364D
161112
0.5860
0.8200
0.7500
0.8520
0.6460
94.7830
TB
364D
190412
0.0770
0.0940
0.1000
0.0930
0.0830
99.5380
TB
364D
191012
0.5380
0.7470
0.6920
0.7810
0.6010
95.4020
TB
364D
220213
0.7230
1.0290
0.8910
1.0980
0.7910
92.6480
TB
364D
240812
0.4290
0.5830
0.5480
0.5930
0.4770
96.6510
TB
364D
280612
0.2940
0.3850
0.3750
0.9300
0.3220
97.9360
TB
364D
301112
0.6080
0.8540
0.7590
0.8860
0.6690
94.4760
TB
91D
60412
0.0280
0.0340
0.0370
0.0330
0.0300
99.8380
Note:
1-day VaR(99%) measure for GoI Securities that traded on NSE-WDM
Table 5-8: Corporate Bond trades at NSE (2011-12)

Month/Year
No. of Trades
Traded Value (` crore)
Apr-11
499
11,886
May-11
370
8,205
Jun-11
719
15,960
Jul-11
915
15,852
Aug-11
718
13,658
Sep-11
710
10,543
Oct-11
913
12,699
Nov-11
589
14,552
Dec-11
888
17,365
Jan-12
1,600
19,152
Feb-12
1,878
29,472
Mar-12
2,178
24,207
11,977
193,550
2011-12
65
66
Equity Futures &

Options Segment
68
269,370
69,644 1,066,561
18,780
(` cr)
582.18 10,067
8,388
1,752
413
12
(`cr)
10,785,388
16,843,664
15,434,326
11,530,614
11,566,700
13,736,522
13,795,612
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
402,457
383,872
299,130
289,423
372,266
395,613
279,572
18,381,074
17,865,765
16,620,194
14,877,996
14,156,191
13,886,580
11,418,975
608,830
555,581
496,267
423,422
421,843
431,593
409,844
27,772,294
27,314,589
19,036,006
18,231,436
20,596,147
23,502,366
16,303,127
871,865
813,116
532,013
501,798
549,698
611,699
441,522
27,777,663
30,849,458
23,400,978
20,657,577
24,613,415
24,389,036
17,773,216
833,649
875,353
625,453
541,556
620,245
605,759
463,950
2,457,385
2,584,821
2,340,573
1,879,794
1,657,220
1,696,094
1,465,075
86,796
84,954
76,820
56,723
52,297
58,537
57,692
616,995
738,494
747,574
579,390
620,790
642,775
484,789
20,897
23,516
24,045
16,988
19,250
21,296
19,039
90,801,023
93,089,649
73,712,025
67,756,807
77,078,089
80,960,515
58,230,570
2,824,493
2,736,392
2,053,728
1,829,910
2,035,599
2,124,496
1,671,620
30.12
29.18
20.91
18.63
20.72
22.66
18.72
16.04
8.89
13.05
6.78
4.31
2.30
1.93
0.37
0.01
0.00
(US $ bn)
Contd...
632.59 134,500
612.85 130,304
459.96 93,351
409.83 83,178
455.90 92,527
475.81 101,166
374.38 83,581
679,293,922 17,663,665 3,913.08 72,392
2009-10 178,306,889 3,934,389 145,591,240 5,195,247 167,683,928 4,049,266 173,695,595 3,978,699 10,614,147 389,158 3,402,123 116,907
425,013,200 13,090,478 3,275.08 52,153
216,883,573 7,356,271 1,687.61 29,543
156,300,630 4,824,250 1,081.43 19,220
77,017,185 2,547,053
491.05
92.60
20.89
0.55
(US $ bn)
Average Daily
Trading Volume
657,390,497 11,010,482 2,161.04 45,311
50,693
31,909
36,518
36,792
439,864
101,927
2,365
56,886,776 2,130,649
16,768,909
4,196,873
90,580
(`cr)
Trading Volume
Total
57,384
9,762,968 171,843 3,533,002
889,018
2008-09 210,428,103 3,570,111 221,577,980 3,479,642 110,431,974 2,002,544 101,656,470 1,728,957
4,394,292 161,902
4,165,996 143,752 1,074,780
3,946,979 132,066 1,098,133
49,038
30,489
6,383
Notional No. of Notional No. of ConTrading Contracts Trading tracts Traded

Volume Traded Volume
4,248,149 168,174 1,334,922
2,456,501
768,159
No. of
Contracts
Traded
8,002,713 308,443 1,457,918
393,693
169,837
52,581
21,022
3,577
1,300
(` cr)
Notional
Trading
Volume
Stock Options
Call Put
693,295
668,816 28,698,156
6,521,649
1,422,911
688,520
172,567
2007-08 156,598,579 3,820,667 203,587,952 7,548,563 26,667,882
168,632
69,373
31,801
5,670
61,926
No. of
Contracts
Traded
398,219 12,525,089
6,413,467
2005-06 58,537,886 1,513,791 79,586,852 2,791,721
2,466
(` cr)
Notional
Trading
Volume
Index Options
Call Put
2006-07 81,487,424 2,539,575 104,955,401 3,830,972 12,632,349
1,870,647
1,043,894
269,674
113,974
772,174 47,043,066 1,484,067
286,532
51,516
No. of Contracts
Traded
2004-05 21,635,449
43,951 10,676,843
1,957,856
(` cr)
Trading
Value
554,462 32,368,842 1,305,949
2,126,763
2002-03
21,482
No. of
Contracts
Traded
Stock Futures
2003-04 17,191,668
1,025,588
2001-02
2,365
(` cr.)
(No.)
90,580
Trading
Volume
Contracts
Traded
Index Futures
Jun-00toMar-01
Month/
Year
Table 6-1: Business Growth of Futures & Options Market Segment
Equity Futures & Options Segment
69
70
13,886,601
10,856,475
11,289,436
13,492,062
Jan-12
Feb-12
Mar-12
934,906
783,058
976,324
40,934,931 1,065,836
35,304,439
32,619,699
41,606,078
972,017
2,213,907
2,673,087
2,678,358
2,031,464
1,927,405
1,636,032
905,536
68,600 1,121,541
83,495 1,354,968
70,805 1,479,438
46,806 1,193,943
47,176 1,024,494
43,372
31,696
38,056
36,554
26,188
24,586
22,814
110,562,905
95,939,660
91,396,342
116,748,014
110,362,429
89,140,784
2,979,231
2,641,778
2,251,487
2,768,863
2,716,559
2,233,221
2,835,264
2,963,749
2,564,965
516.41 132,089
440.12 102,340
541.25 131,851
531.03 135,828
436.55 117,538
554.23 135,013
579.35 141,131
501.40 122,141
476.61 110,826
25.82
20.01
25.77
26.55
22.98
26.39
27.59
23.88
21.66
24.61
842,314
759,484
39,537,675 1,091,001
30,011,709
29,804,342
45,273,935 1,132,427
39,644,152
829,905
114,305,645
116,885,761
91,377,746
2,438,177
2011-12 146,188,740 3,577,998 158,344,617 4,074,671 428,034,677 11,554,301 435,983,059 11,165,731 24,565,283 671,770 11,929,088 305,261 1,205,045,464 31,349,732 6,128.20 125,903
384,126
451,869
350,848
279,921
40,898,635 1,055,219
33,744,688
24,843
21,457
23,974
90,744,339
26.47
13,262,789
15,306,021
13,958,030
12,755,993
305,421
791,213
849,593
848,888
51,575 1,039,658
51,801
57,734
18,214
509.25 118,415
582.38 135,420
337,972
291,138
250,738
307,198
13,398,165
30,205,915
2,017,590
1,942,086
1,951,542
739,167
2,605,138
23.15
Dec-11
312,139
279,971
43,813,388 1,068,239
44,166,928 1,101,698
910,079
47,520
96,041,825
459.63 130,628
13,469,578
11,358,625
39,308,648 1,017,491
41,974,923 1,107,825
32,872,684
1,865,161
19,707
2,351,300
Nov-11
265,945
326,290
333,791
957,647
856,038
770,401
81,540,014
11,289,988
13,329,926
13,366,537
33,395,753
31,702,572
50,101
17,173
Oct-11
346,826
347,177
349,891
928,533
1,873,595
601,461
14,796,435
32.80
31.82
Sep-11
656.06 146,465
636.47 142,092
24.00
14,585,694
12,260,020
33,130,753
865,584
52,785
2,877,900
2,929,295
2,841,834
527.91 107,141
31.63
Aug-11
265,641
322,695
31,754,162
1,755,056
105,447,626
109,365,434
98,728,755
2,357,109
664.24 141,231
10,048,859
12,993,351
36,280,374 1,027,313
802,046
18,897
23,921
21,898
80,242,319
2,965,846
(US $ bn)
Jul-11
265,178
336,689
27,819,338
710,229
906,631
736,053
21,035
98,799,250
(`cr)
10,313,335
13,474,455
843,835
47,406
56,955
61,787
719,867
22,455
(US $ bn)
Jun-11
305,745
28,212,015
1,741,344
2,070,078
2,035,556
61,356
731,246
(`cr)
Trading Volume
11,888,838
353,159
38,043,240 1,033,607
984,587
965,797
2,021,545
75,786
(` cr)
Notional No. of Notional No. of ConTrading Contracts Trading tracts Traded

Volume Traded Volume
May-11
12,880,705
35,430,135 1,014,990
36,681,957
33,645,531
768,088
2,324,075
No. of
Contracts
Traded
25.53
282,303
363,405
37,924,368 1,059,766
996,718
26,151,091
956,620
(` cr)
Notional
Trading
Volume
10,271,439
14,189,337
401,307
33,393,126
751,192
32,122,151
No. of
Contracts
Traded
Average Daily
Trading Volume
Apr-11
399,595
16,048,082
411,149
24,533,340
946,324
(` cr)
Notional
Trading
Volume
Total
25.79
15,333,341
Mar-11
402,759
14,823,064
432,644
30,496,310
No. of Contracts
Traded
Stock Options
Call Put
2010-11 165,023,653 4,356,755 186,041,459 5,495,757 314,533,244 9,090,702 336,105,313 9,274,664 24,273,560 777,109 8,234,833 253,235 1,034,212,062 29,248,221 6,550.55 115,150
15,734,318
Feb-11
384,484
15,409,764
539,872
(` cr)
Trading
Value
Index Options
Call Put
29.30
14,095,425
Jan-11
322,793
18,364,437
No. of
Contracts
Traded
Stock Futures
644.55 130,814
11,406,712
Dec-10
424,789
(` cr.)
(No.)
14,761,031
Trading
Volume
Contracts
Traded
Index Futures
Nov-10
Month/
Year
Contd...
Table 6-2: Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE
(2011-12)
Products
Underlying
NIFTY
S&P CNX Nifty
No. of Contracts
973,945,670
Turnover
`cr.
US $ bn
25,600,013
5,004.25
BANKNIFTY
BANK Nifty
20,618,220
514,284
100.53
MINIFTY
S&P CNX Nifty
14,675,624
153,763
30.06
CNXIT
CNX IT
69,758
2,162
0.42
Nifty Midcap 50
Nifty Midcap 50
9,222
264
0.05
CNXINFRA
CNXINFRA
5,212
125
0.02
CNXPSE
CNXPSE
4,180
83
0.02
DJIA
DJIA
487,787
14,865
2.91
LEAPS
S&P CNX Nifty
TOTAL
603,756
16,998
3.32
1,010,419,429
26,302,557
5,141.59
Table 6-3: Internet Trading in the F&O Segment of the Exchange

Year
Enabled
members *
Registered
clients *
Internet
Trading Value
(`cr.)
Internet Trading
Value
(US $ bn)
% of Total
Trading
Volume
2006-07
242
1,616,218
1,214,961
278.73
8.26
2007-08
305
3,432,771
2,417,165
604.75
9.24
2008-09
337
4,426,577
1,686,208
330.95
7.66
2009-10
356
3,529,947
2,694,513
596.92
7.63
2010-11
380
4,363,400
4,318,184
967.12
7.38
2011-12
421
4,151,677
4,910,582
959.91
7.83
* At the end of nancial year.
Table 6-4: Records Achieved in the F&O Segment : 2011-12

Product
Traded Value
in crores)
(`
(US $ mn)
Date
Index Futures
29,129
569.40
26-Apr-11
Stock Futures
43,918
858.50
22-Feb-12
Index Options
198,017
3,870.80
24-Nov-11
Stock Options
9,009
176.12
17-Feb-12
259,285
5,068.46
24-Nov-11
Total F&O Traded Value
71
Table 6-5: Participant wise Trading Value in the F&O Segment (2011-12)
Month/
Year
Institutional investors
Gross Traded Value
` crore
US $ bn
Gross Traded Value

` crore
US $ bn
Proprietary
% to
Gross
Turnover
Gross Traded Value

` crore
US $ bn
% to
Gross
Turnover
2007-08
3,256,034
814.62
12.44 16,485,724 4,124.52
62.97
6,439,196 1,611.01
24.59
2008-09
2,944,454
577.91
13.37 12,250,029 2,404.32
55.63
6,826,484 1,339.84
31.00
2009-10
4,772,915 1,057.36
13.51 19,378,966 4,293.08
54.86 11,175,447 2,475.73
31.63
Apr-10
424,873
95.16
12.71
1,822,859
408.26
54.52
1,095,508
245.35
32.77
May-10
624,790
139.93
14.70
2,138,386
478.92
50.33
1,485,815
332.77
34.97
Jun-10
559,492
125.31
13.74
2,077,989
465.40
51.04
1,433,718
321.10
35.22
Jul-10
504,995
113.10
13.80
1,877,529
420.50
51.3
1,277,296
286.07
34.9
Aug-10
572,151
128.14
13.93
2,109,255
472.40
51.35
1,426,050
319.38
34.72
Sep-10
660,993
148.04
12.08
2,781,964
623.06
50.83
2,029,827
454.61
37.09
Oct-10
636,181
142.48
11.26
2,871,131
643.03
50.83
2,141,674
479.66
37.91
Nov-10
766,117
171.58
12.92
2,864,322
641.51
48.29
2,301,253
515.40
38.8
Dec-10
550,826
123.37
11.68
2,299,762
515.06
48.78
1,863,630
417.39
39.54
Jan-11
715,846
160.32
12.59
2,619,239
586.62
46.08
2,348,583
526.00
41.33
Feb-11
735,189
164.66
12.55
2,621,110
587.03
44.74
2,502,290
560.42
42.71
Mar-11
672,242
150.56
11.68
2,678,890
599.98
46.54
2,404,669
538.56
41.78
12.69 28,762,436 6,441.75
49.17 22,310,313 4,996.71
38.14
2010-11
7,423,695 1,662.64
Apr-11
555,194
108.53
11.81
2,215,441
433.07
47.11
1,931,966
377.66
41.08
May-11
637,960
124.71
12.24
2,386,254
466.46
45.8
2,186,062
427.33
41.96
Jun-11
587,363
114.82
12.05
2,176,061
425.37
44.62
2,112,930
413.03
43.33
Jul-11
654,761
127.99
12.77
2,263,419
442.45
44.12
2,211,749
432.35
43.11
Aug-11
918,819
179.61
15.50
2,381,401
465.51
40.18
2,627,278
513.58
44.32
Sep-11
895,482
175.05
15.79
2,207,121
431.44
38.92
2,567,925
501.97
45.29
Oct-11
730,670
142.83
16.36
1,810,926
354.00
40.55
1,924,847
376.27
43.09
Nov-11
1,003,943
196.25
18.48
2,064,302
403.53
37.99
2,364,872
462.28
43.53
Dec-11
1,110,140
217.01
20.05
1,955,960
382.35
35.32
2,471,624
483.15
44.63
Jan-12
824,514
161.17
18.31
1,711,796
334.62
38.01
1,966,664
384.44
43.67
Feb-12
1,030,012
201.35
19.49
2,042,642
399.29
38.66
2,210,903
432.18
41.84
Mar-12
1,221,847
238.84
20.51
2,159,190
422.08
36.24
2,577,425
503.83
43.26
40.47 27,154,245 5,308.07
43.31
2011-12 10,170,705 1,988.15
72
% to
Gross
Turnover
Retail
16.22 25,374,513 4,960.17
Table 6-6: Number of members in different turnover brackets in

Futures and Options Segment
Upto ` 10
crores
` 10 crores
upto ` 50
crores
` 50 crores
upto `250
crores
` 250 crores
upto `500
crores
` 500 crores ` 1000 crores

upto `1000
and more
crores
2007-08
12
13
45
37
54
691
2008-09
21
28
81
65
91
661
2009-10
19
38
68
48
67
780
Apr-10
63
109
226
118
121
346
May-10
60
101
208
123
118
380
Jun-10
68
107
207
122
119
380
Jul-10
69
107
221
120
118
367
Aug-10
62
110
212
121
128
384
Sep-10
60
100
193
122
133
419
Oct-10
57
99
185
116
130
441
Nov-10
57
111
170
135
125
435
Dec-10
69
119
208
111
124
406
Jan-11
53
125
201
118
120
421
Feb-11
63
112
198
111
134
419
Mar-11
73
120
183
127
123
421
2010-11
17
22
82
57
59
844
Apr-11
75
129
202
132
124
385
May-11
79
118
210
125
129
387
Jun-11
91
118
218
120
142
361
Jul-11
83
126
217
120
125
382
Aug-11
81
121
217
117
123
394
Sep-11
84
127
210
137
105
380
Oct-11
83
145
215
133
127
339
Nov-11
77
130
218
123
115
381
Dec-11
76
125
228
120
110
382
Jan-12
82
122
230
112
122
370
Feb-12
64
114
218
119
127
394
Mar-12
69
119
218
120
126
391
2011-12
15
34
78
75
70
831
73
Table 6-7: Number of members in different turnover brackets in

Futures and Options Segment
Month
Futures Segment
Options Segment
Number of Members
Upto
` 10
crores
` 50
crores
upto
`250
crores
` 250
crores
upto
`500
crores
Number of Members
` 500
crores
upto
`1000
crores
` 1000
crores
and
more
Upto
` 10
crores
` 10
crores
upto
` 50
crores
` 50
crores
upto
`250
crores
` 250
crores
upto
`500
crores
` 500
crores
upto
`1000
crores
` 1000
crores
and
more
2007-08
13
14
50
42
57
676
98
96
176
96
91
295
2008-09
29
36
95
70
104
613
111
99
162
103
90
382
2009-10
28
41
93
55
88
715
96
85
146
88
94
511
Apr-10
89
138
274
121
121
240
242
175
206
81
75
204
May-10
87
136
262
121
125
259
223
144
220
93
80
230
Jun-10
98
126
264
132
123
260
229
159
207
91
96
221
Jul-10
102
134
269
127
122
248
222
172
205
90
103
210
Aug-10
96
139
265
129
132
256
212
181
217
88
96
223
Sep-10
93
134
259
127
132
282
203
147
211
95
101
270
Oct-10
83
140
235
135
137
298
206
139
217
98
90
278
Nov-10
88
146
238
130
146
285
210
136
227
82
102
276
Dec-10
104
156
264
135
114
264
216
154
214
91
96
266
Jan-11
80
174
268
134
121
261
207
148
205
91
106
281
Feb-11
103
158
271
138
116
251
199
143
201
91
100
303
Mar-11
114
155
272
147
114
245
215
127
188
108
100
309
26
32
118
69
83
753
83
71
108
77
84
658
Apr-11
119
166
290
137
118
217
215
127
188
108
100
309
May-11
114
173
296
139
112
214
236
141
195
110
102
263
Jun-11
129
172
297
131
117
204
235
137
206
98
109
265
Jul-11
123
177
301
127
111
214
236
143
198
100
108
268
Aug-11
131
168
296
135
106
217
225
134
210
92
107
285
Sep-11
132
176
283
138
100
214
227
138
224
76
98
280
Oct-11
138
190
297
125
109
183
241
149
213
101
85
253
Nov-11
136
178
290
122
113
205
230
153
183
109
94
275
Dec-11
133
183
289
122
117
197
221
136
205
113
84
282
2010-11
Jan-12
126
178
292
124
104
214
243
140
198
112
95
250
Feb-12
106
157
282
133
113
245
218
152
192
117
87
270
Mar-12
125
167
268
138
117
228
223
146
203
93
102
276
30
52
121
93
117
690
89
70
131
60
92
661
2011-12
74
` 10
crores
upto
` 50
crores
Table 6-8: Segment wise Contribution of Top N Members to turnover on

Futures and Options segment
(in percent)
Month
Futures Segment
Options Segment
Top 5
Members
Top 10
Members
Top 15
Members
Top 25
Members
Top 5
Members
Top 10
Members
Top 15
Members
Top 25
Members
2005-06
12
20
26
36
23
36
45
55
2006-07
14
22
28
38
23
36
46
58
2007-08
14
23
29
39
23
34
43
56
2008-09
17
25
31
41
18
31
40
54
2009-10
15
22
28
38
25
32
42
54
Apr-10
14
22
29
39
24
35
42
54
May-10
14
23
30
40
26
35
42
54
Jun-10
14
23
30
39
25
35
43
55
Jul-10
14
23
30
40
24
33
42
54
Aug-10
15
24
30
40
24
34
42
53
Sep-10
15
24
30
40
25
36
44
56
Oct-10
14
22
29
39
25
36
44
56
Nov-10
13
22
29
39
28
39
47
58
Dec-10
13
22
29
39
28
38
45
55
Jan-11
13
22
29
39
27
37
45
55
Feb-11
13
21
29
40
27
38
46
55
Mar-11
13
21
29
39
25
37
44
54
2010-11
14
22
29
39
26
35
42
53
Apr-11
14
22
29
40
26
38
46
56
May-11
13
22
30
41
26
37
46
56
Jun-11
13
22
29
41
27
37
45
55
Jul-11
13
22
29
41
25
37
44
55
Aug-11
13
23
31
44
25
37
44
56
Sep-11
13
22
30
43
24
36
44
55
Oct-11
13
22
30
43
22
34
42
53
Nov-11
13
23
31
44
21
34
42
54
Dec-11
13
23
31
44
23
35
43
54
Jan-12
13
23
31
42
21
33
41
52
Feb-12
13
23
30
42
20
33
41
53
Mar-12
13
23
30
42
22
33
42
54
2011-12
13
22
29
42
22
34
41
52
75
Table 6-9: Top 20 Futures contracts according to number of contracts 2011-12

S.No.
Name of the Contract
Number of
Contracts
Turnover
(`cr.)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
NIFTY September 2011

NIFTY December 2011
NIFTY March 2012
NIFTY August 2011
NIFTY June 2011
NIFTY November 2011
NIFTY May 2011
NIFTY October 2011
NIFTY July 2011
NIFTY February 2012
NIFTY January 2012
NIFTY April 2011
BANKNIFTY March 2012
BANKNIFTY December 2011
NIFTY April 2012
MINIFTY December 2011
BANKNIFTY September 2011
BANKNIFTY February 2012
BANKNIFTY January 2012
MINIFTY September 2011
TOTAL
12,671,529
12,515,797
11,035,417
10,314,442
9,167,319
8,949,258
8,672,977
8,663,463
7,762,612
7,529,219
7,388,592
6,666,636
2,325,908
2,024,201
1,686,077
1,681,627
1,672,070
1,667,488
1,557,708
1,460,727
125,413,067
315,819.82
301,038.04
295,739.32
265,722.69
250,333.35
226,815.40
241,074.38
216,649.17
217,303.87
201,553.91
179,380.33
195,168.57
60,732.14
43,160.42
44,712.83
16,232.49
39,847.35
42,804.70
34,359.75
14,616.46
3,203,064.98
Percentage of
contracts to Top
20 contracts
10.10
9.98
8.80
8.22
7.31
7.14
6.92
6.91
6.19
6.00
5.89
5.32
1.85
1.61
1.34
1.34
1.33
1.33
1.24
1.16
100.00
Table 6-10: Top 20 Option contracts according to no.of contracts traded 2011-12
S.No.
Number of
Contracts
Turnover
(`cr.)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
NIFTY December 2011 PE 4700

NIFTY March 2012 PE 5200
NIFTY September 2011 PE 4900
NIFTY September 2011 CE 5000
NIFTY July 2011 CE 5600
NIFTY June 2011 CE 5600
NIFTY September 2011 CE 5100
NIFTY December 2011 CE 4800
NIFTY June 2011 CE 5500
NIFTY December 2011 PE 4600
NIFTY April 2011 CE 5900
NIFTY July 2011 CE 5700
NIFTY July 2011 PE 5500
NIFTY July 2011 PE 5600
10,783,060
10,192,510
9,965,131
9,715,339
9,347,991
9,064,819
8,917,338
8,757,534
8,673,179
8,639,712
8,604,231
8,566,786
8,547,784
8,503,616
257,084.74
267,688.18
247,464.40
246,342.02
264,537.88
255,522.60
230,277.70
212,874.94
241,310.15
200,817.88
255,872.08
245,873.35
236,552.18
240,842.42
Percentage of
contracts to Top
20 contracts
6.12
5.78
5.66
5.51
5.31
5.14
5.06
4.97
4.92
4.90
4.88
4.86
4.85
4.83
Contd...
76
Contd...
S.No.
Number of
Contracts
Turnover
(`cr.)
15
16
17
18
19
20
NIFTY October 2011 CE 5100

NIFTY March 2012 PE 5300
NIFTY May 2011 PE 5400
NIFTY December 2011 CE 4900
TOTAL
8,262,404
8,223,557
8,222,564
8,022,131
7,673,438
7,513,713
176,196,837
Percentage of
contracts to Top
20 contracts
213,333.49
221,384.49
199,600.00
204,113.68
208,647.79
186,305.14
4,636,445.11
4.69
4.67
4.67
4.55
4.36
4.26
100.00
Table 6-11: Number of trades in the Futures & Options Segment

Month/Year
Index Futures
Stock Futures
Index Options
Stock Options
Total
2007-08
30,897,058
153,187,768
10,370,483
7,767,865
202,223,174
2008-09
58,898,232
153,256,283
43,740,142
9,331,300
265,225,957
2009-10
57,564,449
120,163,033
76,949,992
11,494,712
266,172,186
Apr-10
3,550,368
9,078,946
7,835,860
1,587,080
22,052,254
May-10
5,446,889
11,017,825
11,379,904
1,929,153
29,773,771
Jun-10
5,158,970
11,311,895
10,688,299
1,844,111
29,003,275
Jul-10
3,882,242
11,328,421
7,831,418
1,930,386
24,972,467
Aug-10
3,670,865
12,589,080
8,999,685
2,413,112
27,672,742
Sep-10
4,214,293
13,577,930
12,000,679
2,618,849
32,411,751
Oct-10
4,228,444
14,122,383
12,155,129
2,438,497
32,944,453
Nov-10
4,513,830
14,051,588
13,678,879
2,394,422
34,638,719
Dec-10
3,872,582
11,900,303
11,978,070
2,239,156
29,990,111
Jan-11
4,744,957
11,374,019
14,811,312
2,186,574
33,116,862
Feb-11
5,283,447
12,327,123
17,435,980
2,372,075
37,418,625
Mar-11
5,532,819
10,876,578
18,355,309
1,970,210
36,734,916
370,729,946
2010-11
54,099,706
143,556,091
147,150,524
25,923,625
Apr-11
3,760,983
9,764,673
14,162,182
1,867,635
29,555,473
May-11
4,498,819
10,187,973
16,870,875
2,066,383
33,624,050
Jun-11
3,933,333
10,228,817
15,633,095
2,049,785
31,845,030
Jul-11
3,821,529
9,613,110
15,963,657
2,180,081
31,578,377
Aug-11
5,519,086
10,306,058
21,331,797
2,121,219
39,278,160
Sep-11
5,732,295
10,153,489
20,211,575
2,310,542
38,407,901
Oct-11
4,491,209
8,493,398
15,575,544
1,889,654
30,449,805
Nov-11
5,349,848
10,180,920
20,269,347
2,152,512
37,952,627
Dec-11
5,977,120
9,795,377
22,075,645
2,281,175
40,129,317
Jan-12
4,577,325
10,896,671
15,877,661
2,975,406
34,327,063
Feb-12
4,598,468
12,325,626
17,240,529
2,998,487
37,163,110
Mar-12
2011-12
5,453,335
10,741,634
22,126,589
2,472,903
40,794,461
57,713,350
122,687,746
217,338,496
27,365,782
425,105,374
77
Table 6-12: Settlement Statistics in F&O Segment

Index/Stock Futures
Month/Year
Final
Settlement
(`cr)
Premium
Settlement
(`cr)
Exercise
Settlement
(`cr)
Total
(`cr)
(US $ mn)
2000-01
84.08
1.93
--
--
86.01
18.44
2001-02
505.25
21.93
164.76
93.95
785.88
161.04
2002-03
1,737.90
45.76
331.21
195.88
2,310.76
486.47
2003-04
10,821.98
138.95
858.94
476.12
12,295.98
2,833.83
2004-05
13,024.18
227.50
941.06
455.87
14,648.62
3,348.25
2005-06
25,585.51
597.89
1,520.58
817.84
28,521.80
6,393.59
2006-07
61,313.70
797.54
3,194.38
1,188.84
66,494.47
15,254.52
2007-08
144,654.70
1,312.12
6,760.17
3,792.26
156,519.23
39,227.88
2008-09
75,193.60
1,498.29
10,960.50
4,187.58
91,839.97
18,025.51
2009-10
60,655.70
1,395.27
11,011.04
3,880.77
76,942.78
17,045.37
Apr-10
3,295.10
83.05
794.96
105.02
4,278.13
958.15
May-10
7,062.30
203.46
1,037.30
152.05
8,455.10
1,893.64
Jun-10
5,116.60
47.70
944.81
200.51
6,309.61
1,413.13
Jul-10
3,381.50
56.91
795.88
132.91
4,367.19
978.09
Aug-10
3,466.40
49.21
932.30
127.23
4,575.14
1,024.67
Sep-10
4,175.40
105.00
1,623.10
314.46
6,217.96
1,392.60
Oct-10
6,684.60
181.99
1,123.70
162.82
8,153.11
1,826.00
Nov-10
10,170.00
191.04
1,052.90
183.16
11,597.10
2,597.33
Dec-10
7,242.40
77.04
1,011.80
223.71
8,554.95
1,916.00
Jan-11
6,458.00
160.13
1,074.20
165.35
7,857.69
1,759.84
Feb-11
6,202.90
359.05
1,247.00
151.72
7,960.66
1,782.90
Mar-11
4,032.70
76.04
1,065.50
199.97
5,374.22
1,203.63
67,287.90
1,590.62
12,703.44
2,118.90
83,700.86
18,745.99
2010-11
Apr-11
3,503.70
103.60
872.70
56.18
4,536.18
886.73
May-11
5,450.10
126.34
932.00
76.71
6,585.15
1,287.26
Jun-11
3,870.00
69.52
1,010.00
149.26
5,098.78
996.70
Jul-11
4,008.20
151.75
882.49
61.16
5,103.60
997.64
Aug-11
7,543.60
101.69
1,479.60
233.84
9,358.72
1,829.43
Sep-11
5,535.50
151.19
1,122.20
117.03
6,925.92
1,353.87
Oct-11
4,104.00
100.64
897.14
92.53
5,194.31
1,015.38
Nov-11
4,605.80
108.49
1,096.40
106.19
5,916.88
1,156.62
Dec-11
4,563.20
104.80
1,175.30
257.06
6,100.36
1,192.49
Jan-12
3,694.50
80.25
940.73
164.43
4,879.91
953.92
Feb-12
4,385.30
91.52
1,066.70
152.99
5,696.52
1,113.55
Mar-12
2011-12
78
MTM
Settlement
(`cr)
Index/Stock Options
5,399.00
83.73
1,323.00
94.15
6,899.88
1,348.78
56,662.90
1,273.51
12,798.26
1,561.53
72,296.20
14,132.36
Currency Derivatives
Segment
80
Currency Derivatives Segment

Table 7-1: Business Growth of Currency Derivatives Segment at NSE
Open Interest at the end of

Month/
Year
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Mar-10
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
No. of
trading
days
No. of Contracts
Traded
Trading
Value
(` Cr)
Trading Average Average

No. of
Value
Daily
Daily
Contracts
(US $
Trading Trading
mn)
Value
Value
(`Cr) (US $ mn)
139 32,672,768 162,272 31,849

16
7,851,502
39,386
8,725
20
13,682,468
66,431 14,717
22
15,724,507
75,363 16,695
23
19,888,011
96,523 21,383
20
18,672,623
90,396 20,026
19
22,251,896
107,789 23,879
20
32,267,958
150,843 33,417
20
33,794,926
157,554 34,903
21
41,004,341
191,415 42,405
20
60,223,714
276,742 61,307
19
52,112,185
246,875 54,691
20
61,132,852
283,292 62,759
240 378,606,983 1,782,608 394,907
19
77,085,167
345,932 77,476
20
77,744,870
359,680 80,555
22
69,837,533
327,382 73,322
22
44,924,854
213,353 47,784
21
42,639,638
201,239 45,070
20
61,586,474
284,704 63,764
21
68,099,263
305,597 68,443
21
58,303,944
266,332 59,649
22
51,935,953
237,564 53,206
20
59,571,331
274,833 61,553
19
55,228,606
254,654 57,033
22
82,644,442
378,517 84,774
249 749,602,075 3,449,788 772,629
16
77,253,546
348,467 68,118
21
94,542,712
432,502 84,545
22
96,622,415
442,877 86,573
21 122,272,205
555,282 108,546
20 127,239,855
585,123 114,379
20
85,142,803
411,553 80,450
19
54,705,444
273,114 53,388
20
62,296,040
321,666 62,879
21
62,158,879
331,805 64,861
21
69,456,293
359,481 70,271
19
59,669,874
296,896 58,037
20
61,984,066
316,224 61,815
240 973,344,132 4,674,990 913,860
1,167
2,462
3,322
3,426
4,197
4,520
5,673
7,542
7,878
9,115
13,837
12,993
14,165
7,428
18,207
17,984
14,881
9,698
9,583
14,235
14,552
12,682
10,798
13,742
13,403
17,205
13,855
21,779
20,595
20,131
26,442
29,256
20,578
14,374
16,083
15,800
17,118
15,626
15,811
19,479
229.05
257,554
545.41
206,620
735.93
318,203
758.97
267,400
929.77
318,298
1001.33
394,756
1256.76
360,603
1670.80
447,812
1745.24
493,018
2019.27
406,200
3065.35
615,612
2878.38
637,465
3138.02
427,873
1645.55
427,873
4077.71
591,253
4027.77
788,154
3332.82
977,138
2171.98
858,180
2146.21
944,422
3188.18
842,910
3259.18 1,018,752
2840.42 1,461,861
2418.45 1,436,849
3077.63 1,917,266
3001.75 2,285,522
3853.38 3,020,562
3102.93 3,020,562
4257.37 3,243,550
4025.94 3,374,676
3935.14 4,298,647
5168.84 6,055,316
5718.95 4,368,210
4022.49 3,681,049
2809.90 3,695,468
3143.94 3,663,965
3088.60 2,387,654
3346.23 3,093,921
3054.57 3,041,082
3090.76 2,959,055
3807.75 2,959,055
Trading Trading
Value
Value
(` Cr.) (US $ mn)
1,313
1,039
1,504
1,285
1,531
1,933
1,739
2,109
2,297
1,896
2,852
2,976
1,964
1,964
2,679
3,702
4,600
4,057
4,514
3,876
4,645
6,828
6,540
9,000
10,540
13,690
13,690
14,673
15,437
19,505
27,081
20,465
18,213
18,247
19,339
12,886
15,513
15,149
15,328
15,328
257.70
230.17
333.19
284.67
339.17
428.22
385.25
467.21
508.86
420.03
631.81
659.28
435.09
435.09
599.92
829.21
1030.31
908.59
1011.05
868.01
1040.32
1529.26
1464.82
2015.62
2360.66
3065.99
3065.99
2868.33
3017.55
3812.71
5293.66
4000.52
3560.26
3566.82
3780.42
2518.87
3032.55
2961.37
2996.24
2996.24
* Includes turnover details for August 29,2008- the rst day of trading of Currency futures at NSE.
Currency Options were introducded at NSE w.e.f October 29, 2010.
81
Table 7-2: Records Achieved in the Currency Futures & Options

Records (from the date of inception till 31 March 2012)
Particulars
Date
Record number of trades (date and number)
9-Aug-11
214,766
Record number of contracts (date and number)
27-Jul-11
11,121,509
Record daily turnover ` in Crs (date and value)
27-Jul-11
49,796
Table 7-3: Top 5 Currency Futures & Options Contracts on the basis of
Turnover for the F.Y 2011-2012
Contract Name
Rank
Instrument
Type
Contract
Symbol
Expiry
Total Traded
Quantity
Total Traded Value

Total Traded Value (%) to Currency Fu(` In Crs)
tures & Options Total
Traded Value
FUTCUR
USDINR
26-Aug-11
88,328,630
397,599.55
8.50
FUTCUR
USDINR
27-Jul-11
73,489,619
328,172.11
7.02
FUTCUR
USDINR
28-Jun-11
66,601,242
299,874.67
6.41
FUTCUR
USDINR
27-May-11
66,657,406
299,597.90
6.41
FUTCUR
USDINR
27-Sep-11
57,544,733
272,357.66
5.83
Note:- Total Traded Value of Currency Futures & Options for FY 2011-12 (`Crs. 4674989.9062074)
Table 7-4: Settlement Statistics of Currency Derivatives Segment at NSE

Month/Year
MTM Settlement
Final Settlement
US $ mn
` Crores
Apr-11
274
53.55
32
6.24
May-11
340
66.49
29
5.61
Jun-11
301
58.83
14
2.75
Jul-11
489
95.55
93
18.15
Aug-11
609
119.04
167
32.72
Sep-11
844
164.93
208
40.57
Oct-11
694
135.69
82
15.99
Nov-11
856
167.35
126
24.54
Dec-11
895
174.94
89
17.37
Jan-12
848
165.81
130
25.34
Feb-12
470
91.83
23
4.56
Mar-12
630
123.19
49
9.55
7,250
1,417
1,040
203
2011-12
Note: Currency Futures trading statred at NSE on August 29, 2008.

Currency Options were introducded at NSE w.e.f October 29, 2010.
82
US $ mn
` Crores
Table 7-5: Business Growth of Interest Rate Futures

Open Interest at the end of
Month/
Year
No. of
trading
days
No. of
Contracts
Traded
Trading
Value
(` Cr)
Trading
Value (US
$ mn)
Average Average
Daily
Daily
Trading
Trading
Value
Value
(`Cr)
(US $ mn)
No. of
Contracts
Trading
Value
(` Cr.)
Trading
Value
(US $ mn)
Aug-09
14,559
267.31
59.22
267.31
59.22
1,893
Sep-09
19
79,648
1,473.37
326.40
77.55
17.18
Oct-09
20
21,198
394.09
87.30
19.71
4.37
Nov-09
20
18,134
337.00
74.66
16.84
Dec-09
21
11,687
215.32
47.70
Jan-10
20
6,443
118.82
Feb-10
19
3,124
57.42
20
6,101
111.38
24.67
5.57
1.23
758
14.15
3.13
140 160,894
2,975.00
659.06
21.25
4.71
758
14.15
3.13
Mar-10
2009-10
34.66
7.68
4,952
92.28
20.44
6,128
113.57
25.16
3.73
6,600
124.00
27.47
10.25
2.27
2,305
42.22
9.35
26.32
5.94
1.32
2,576
47.77
10.58
12.72
3.02
0.67
3,547
64.92
14.38
Apr-10
19
407
7.44
1.67
0.39
0.09
838
15.48
3.47
May-10
20
1,177
21.62
4.84
0.02
0.00
1,004
18.91
4.24
Jun-10
22
917
17.16
3.84
0.78
0.17
63
1.18
0.26
Jul-10
22
205
3.80
0.85
0.17
0.04
63
1.17
0.26
Aug-10
21
26
0.49
0.11
0.02
0.01
62
1.15
0.26
Sep-10
20
79
1.47
0.33
0.07
0.02
0.00
0.00
Oct-10
21
24
0.44
0.10
0.02
0.00
0.11
0.02
Nov-10
21
29
0.54
0.12
0.03
0.01
0.04
0.01
Dec-10
22
442
8.16
1.83
0.37
0.08
0.02
0.00
Jan-11
20
17
0.31
0.07
0.02
0.00
0.07
0.02
Feb-11
19
11
0.20
0.05
0.01
0.00
0.04
0.01
Mar-11
22
14
0.26
0.06
0.01
0.00
0.02
0.00
249
3,348
61.90
13.86
0.25
0.06
0.02
0.00
Apr-11
16
0.09
0.02
0.01
0.00
0.00
0.00
May-11
21
0.00
0.00
0.00
Jun-11
22
0.00
0.00
0.00
Jul-11
21 197,217
3,628.76
709.34
172.80
33.78
2,963
58.04
11.35
2010-11
Aug-11
20
16,927
311.05
60.80
15.55
3.04
501
9.82
1.92
Sep-11
20
1,050
19.29
3.77
0.96
0.19
0.02
0.00
Oct-11
19
0.02
0.00
0.00
0.00
0.04
0.01
Nov-11
20
0.00
0.02
0.00
Dec-11
21
0.00
0.00
0.00
Jan-12
21
0.00
0.00
0.00
Feb-12
19
0.00
0.00
0.00
Mar-12
20
0.00
0.00
0.00
240 215,200
3,959.21
773.94
16.50
3.22
0.00
0.00
2011-12
Note: Trading in Interest Rate Futures on Currency Derivatives Segment was introduced on August 31,2009
IRF includes both 10 Year GSecs and 91 DTB
Trading in Interest Rate Futures contracts in 91 Day GOI T-Bill on Currency Derivatives Segment were introduced on July 4, 2011
83
Table 7-6: Records Achieved in the Interest Rate Futures

Records (From the date of inception till 31 March 2012)
Particulars
Date
Record number of trades (date and number)
Number/Value
31-Aug-09
1,475
Record number of contracts (date and number)
4-Jul-11
39,755
Record daily turnover ` in Crs (date and value)
4-Jul-11
731.24
Table 7-7: Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2011-2012
Rank
Contract Name
Instrument
Type
Contract
Symbol
Total Traded
Quantity
Total Traded Value

(` In Crs)
Expiry
Total Traded
Value (%) to
Interest rate
products Total
Traded Value
FUTIRT
91DTB
27-Jul-11
192,445
3,541.15
89.44
FUTIRT
91DTB
30-Aug-11
20,847
383.00
9.67
FUTIRT
91DTB
28-Sep-11
1,901
34.93
0.88
FUTIRD
10YGS7
28-Jun-11
0.09
0.00
FUTIRT
91DTB
28-Dec-11
0.02
0.00
Note:- Total Traded Value Interest Rates Futures `in Crs 61.903
Table 7-8: Settlement Statistics in Interest Rate Futures Segment at NSE

Month/Year
MTM Settlement
` Crores
Apr-11
May-11
Jun-11
Jul-11
Aug-11
Sep-11
Oct-11
Nov-11
Dec-11
Jan-12
Feb-12
Mar-12
2011-12
0.17
0.17
0.02
0.00
0.00
0.00
0.36
Physical Delivery Settlement
US $ mn
0.03
0.03
0.00
0.00
0.00
0.00
0.07
` Crores
0.08
0.03
0.00
0.00
0.00
0.11
# Interest Rate Futures trading started on August 31, 2009.

*IRF includes both 10 Year GSecs and 91 DTB
**Open interest is valued at daily settlement prices 91 DTB was introduced on 04th of July 2011
84
US $ mn
0.02
0.01
0.00
0.00
0.00
0.02
Investor Services,
Arbitration
86
Investor Services, Arbitration

Table 8-1: Receipt and Disposal of Investor Grievance
Year
Against Members
Against Companies
Pending
at the
beginning
Received
Disposed
Pending
at the
end
Pending
at the
beginning
Received
Disposed
Pending
at the
end
1994-95
1995-96
56
13
43
39
17
24
1996-97
43
320
72
291
24
415
102
337
1997-98
291
259
439
111
337
576
716
197
1998-99
111
383
347
147
197
592
380
409
1999-00
147
197
298
46
409
808
842
375
2000-01
46
263
201
108
375
1,095
1,111
359
2001-02
108
789
710
187
359
607
667
299
2002-03
187
345
418
114
299
587
626
260
2003-04
114
282
253
143
260
527
558
229
2004-05
143
435
409
169
229
1304
1128
405
2005-06
169
1128
1051
246
405
1023
1200
228
2006-07
246
1367
1460
153
228
774
769
233
2007-08
153
1915
1101
967
233
964
888
309
2008-09
967
5191
5020
1138
309
734
983
60
2009-10
1138
5892
6226
804
60
881
772
169
2010-11
804
6610
6253
1161
169
1418
1157
430
2011-12
1161
5401
5495
1067
430
1334
1651
113
Table 8-2: Status Report of Arbitration Matters

Year
No. of Cases Received
Withdrawn
Awards
Pending
1998
164
162
1999 CM
153
148
1999 WDM
2000 CM
2000 WDM
2001 CM
2001 WDM
2001 F&O
2002 CM
149
143
342
19
323
275
268
Contd...
87
Contd...
Year
2002 WDM
2002 F&O
Withdrawn
0
Awards
0
Pending
0
136
132
2003 WDM
2003 F&O
17
17
2004 CM
119
113
2003 CM
2004 WDM
2004 F&O
42
39
2005 CM
138
135
2005 WDM
2005 F&O
66
66
2006 CM
224
219
2006 WDM
2006 F&O
191
183
2006 CO
2007 CM
275
266
2007 F&O
221
218
61
60
2008 CM upto March 2008

2008 F&O upto March 2008
116
115
2008-09 CM
758
21
737
2,433
98
2335
2009-10 CM
517
52
465
2009-10 F&O
502
43
459
2010-11 CM
258
13
241
2010-11 F&O
276
261
2011-12 CM
286
210
68
2011-12 F&O
278
217
55
8,007
331
7,541
135
2008-09 F&O
Total
88
No. of Cases Received
Notes
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NATIONAL STOCK EXCHANGE OF INDIA LIMITED

Copyright 2012 by National Stock Exchange of India Ltd. (NSE)

1. National Stock Exchange of India Ltd

Trading Value of Different Market Segments ................................................................ 3

Market Capitalisation of different market segments ...................................................... 3

Board of Directors of NSEIL .................................................................................... 4

Executive Committees of different market segment ...................................................... 5

Eligibility Criteria for Membership ........................................................................... 9

Growth and Distribution of Members ....................................................................... 13

Listing Criteria for Companies on the CM Segment of NSE .............................................. 17

Listing fees in the CM segment .............................................................................. 18

Pledged shares data as of March 2012 ...................................................................... 21

Eligibility Criteria for Securities on WDM Segment ....................................................... 21

Securities Available for Trading on WDM Segment ........................................................ 22

Funds Mobilisation on the Exchange ........................................................................ 22

Initial Public Offerings (IPOs) of Equity Shares during 2011-12 ......................................... 23

Resource Mobilisation through public issue of NCDs during 2011-12 ................................... 24

Rights Issues during 2011-12 .................................................................................. 24

Preferential Allotments by NSE Listed Companies during 2011-12 ..................................... 25

Amount raised through QIP during 2011-12 ................................................................ 30

Companies Delisted during 2011-12 ......................................................................... 30

Business Growth of CM Segment ............................................................................. 33

Frequency Distribution of Companies traded .............................................................. 35

Trading Frequency of Companies in Cash Segment during 2011-12 .................................... 35

Advances/Declines in Cash Segment of NSE during 2011-12 (No. of Securities) ..................... 36

City-wise Turnover in the CM segment ...................................................................... 36

Details of Asset Management Companies Listed on NSE as of March 2012 ............................ 37

NSE CM transaction charges .................................................................................. 38

Percentage Share of Top N Securities/Member in Turnover ........................................... 39

50 Most Active Securities during 2011-12 in Terms of Trading Value ................................. 40

Top 50 Companies by Market Capitalisation as on March 31, 2012 ................................... 41

Individual Securities Single day Trading Records-2011-12 ............................................... 43

Composition of S&P CNX Nifty Index as on March 30, 2012 .............................................. 43

Composition of S&P CNX Nifty Index as on March 31, 2012 .............................................. 45

S&P CNX NIFTY Index .......................................................................................... 47

CNX NIFTY Junior Index ....................................................................................... 49

Performance of NSE Indices during the year 2011-12 .................................................... 50

Mutual Funds/ETFs: No of Trades and Trading Value ..................................................... 50

Settlement Statistics for CM Segment ...................................................................... 51

Business Growth of WDM Segment ........................................................................... 55

Security-wise Distribution of WDM Trades .................................................................. 57

Participant wise Distribution of WDM Turnover ............................................................ 59

Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment .......... 61

Market Capitalisation of WDM Securities ................................................................... 62

FIMMDA NSE MIBID/MIBOR Rates 2011-12 ................................................................... 64

Corporate Bond Trades at NSE (2011-12) ................................................................... 65

Business Growth of Futures & Options Market Segment ................................................. 69

Internet Trading in the F&O Segment of the Exchange .................................................. 71

Records Achieved in the F&O Segment: 2011-12 .......................................................... 71

Participant wise Trading Value in the F&O Segment (2011-12) ......................................... 72

Top 20 Futures contracts according to number of contracts 2011-12 .................................. 76

Top 20 Option contracts according to number of contracts traded 2011-12 .......................... 76

Number of trades in the Futures & Options Segment .................................................... 77

Settlement Statistics in F&O Segment ...................................................................... 78

Business Growth of Currency Derivatives Segment at NSE ............................................... 81

Records Achieved in the Currency Futures & Options .................................................... 82

Settlement Statistics of Currency Derivatives Segment at NSE ......................................... 82

Business Growth of Interest Rate Futures .................................................................. 83

Records Achieved in the Interest Rate Futures ............................................................ 84

Settlement Statistics in Interest Rate Futures Segment at NSE ........................................ 84

Receipt and Disposal of Investor Grievance ................................................................ 87