Professional Documents
Culture Documents
A compliance office ensures that the rules and regulations of its organization followed properly. The compliance officer is employed within the compliance office to ensure that the employees and management handle things appropriately. There are several areas in which compliance officers work, but at this point in time the majority of compliance offices and compliance officers are found in the financial area. Due to new regulations and policies, the financial and banking industries need to ensure 1 ! compliance. "ther areas mostly in governmental bodies also have compliance officers. These officers are employed to ensure that regulations, rules, policies and laws are adhered to. They are also present to ensure the safety of each individual employed. #any of these positions are filled internally with present employees only due to the fact that the current employees have a very good working knowledge of the business as well as the corporation or organization. $ompetition for entry level positions is intense.
these positions, two to four years of related e&perience is usually re)uired, although there are a few beginner positions available. *eing a compliance officer re)uires some special individual skills and personality traits as well. Things such as e&cellent communication skills, both written and verbal, are definitely a plus for this position. "ther skills include organizational skills, computer literacy with e&perience in word processing and accounting programs, e&cellent research skills and a good knowledge regarding financial institution policies are necessary for success. 'n addition, a compliance officer should have the ability to read and correctly interpret trade journals, government regulations and legal documents. They must also have the ability to respond appropriately to in)uiries from courts, regulatory agencies and outside consultants. 'n addition, a professional certification or licensing is also a plus for this field. $ompliance "fficer +alary and ,ages +alaries for a compliance officer vary and are determined by many factors. These can include years of e&perience, geographic location, and size of the institution as well as type of institution. ,hen a compliance officer holds a full time position in a larger institution or who manage more than just the compliance office are usually paid more than those in smaller institutions or who have few job responsibilities. The average salary range for a compliance office is from about -./, to -01, . The median salary is -23, .
*anyak dari posisi ini diisi internal dengan karyawan hadir hanya karena fakta bahwa karyawan yang memiliki pengetahuan yang sangat baik dari bisnis maupun perusahaan atau organisasi. 7ersaingan untuk posisi entry level yang intens.
<aji untuk petugas kepatuhan bervariasi dan ditentukan oleh banyak faktor. 'ni dapat termasuk tahun pengalaman, lokasi geografis, dan ukuran institusi serta jenis lembaga. 8etika petugas kepatuhan memegang posisi penuh waktu di sebuah lembaga yang lebih besar atau yang mengelola lebih dari sekedar kepatuhan kantor biasanya dibayar lebih dari mereka di lembaga6lembaga yang lebih kecil atau yang memiliki tanggung jawab pekerjaan sedikit. 8isaran gaji rata6rata untuk kantor kepatuhan adalah dari sekitar - ./. sampai - 01. . <aji rata6rata adalah - 23. .