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2
,
d
R
,
L
R
:
u
t
u
Figure 1.2 Variations of the axial
component of velocity with time at some
typical location in the annulus. When the
ow is turbulent there is a mean component
of motion plus a random component.
1
Rayleigh identied the instability mechanism and produced a stability criterion for
inviscid, rotating ows. Taylor later extended the theory to viscous ows of the type
shown in Figure 1.1(a).
The experiments of Taylor and Benard
5
The rst of these groups, Ta, is called the Taylor number. (Different
authors use slightly different denitions of Ta.) When the apparatus is
very long, L R, and the gap very narrow, d R, it happens to be
the value of Ta, and only Ta, which determines the onset of Taylor
vortices. In fact, the critical value of Ta turns out to be 1.70 10
3
and
the axial wave number of the vortices is k =2p/l =3.12/d, l being
the wavelength.
Let us now consider a quite different experiment, often called
Benard convection or RayleighBenard convection. Suppose that a
uid is held between two large, at, parallel plates, as shown in
Figure 1.3(a). The lower plate is maintained at temperature
T =T
0
DT and the upper plate at temperature T
0
. At low values of
DT the uid remains stagnant and heat passes from one plate to the
other by molecular conduction. Of course there is an upward buoy-
ancy force which is greatest near the lower plate and tends to drive the
uid upward. However, at low values of DT this force is exactly
balanced by a vertical pressure gradient. We now slowly increase DT.
At a critical value of DT the uid suddenly starts to convect as shown
in Figure 1.3(b).
The ow consists of hot rising uid and cold falling regions. This
takes the form of regular cells, called Benard cells, which are remin-
iscent of Taylor vortices.
2
The rising uid near the top of the layer
loses its heat to the upper plate by thermal conduction, whereupon it
starts to fall. As this cold uid approaches the lower plate it starts to
heat up and sooner or later it reverses direction and starts to rise again.
Thus we have a cycle in which potential energy is continuously
released as light uid rises and dense uid falls. Under steady condi-
tions the rate of working of the buoyancy force is exactly balanced by
viscous dissipation within the uid.
The transition from the quiescent state to an array of steady con-
vection cells is, of course, triggered by an instability associated with
the buoyancy force. If we perturb the quiescent state, allowing hot
uid to rise and cold uid to fall, then potential energy will be released
and, if the viscous forces are not too excessive, the uid will accelerate
Figure 1.3 Fluid is held between two at,
parallel plates. The lower plate is heated.
At low values of DT the uid is quiescent. As
DT is increased natural convection sets in,
rst in the form of regular convection cells
and then in the form of turbulent ow.
Cold (T=T
0
)
Hot (T=T
0
+T)
Low T Bnard cells Turbulent convection
(High T)
No motion
g
d
(a) (b) (c)
2
In plan view the convection cells can take a variety of forms, depending on the
value of (DT)/(DT )
CRIT
and on the shape of the container. Two-dimensional rolls and
hexagons are both common.
The ubiquitous nature of turbulence
6
giving rise to an instability. On the other hand, if the viscous forces are
large then viscous dissipation can destroy all of the potential energy
released by the perturbation. In this case the quiescent conguration is
stable. Thus we expect the quiescent state to be stable if DT is small
and large, and unstable if DT is large and is small.
It is possible to set up a variational problem where one looks for the
form of perturbation which maximizes the rate of release of potential
energy and minimizes the viscous dissipation. On the assumption that
the observed convection cells have just such a shape this yields the
critical values of DT and at which instability rst sets in. It turns out
that the instability criterion is
Ra =
gbDTd
3
a
_ 1:70 10
3
where Ra (a dimensionless parameter) is known as the Rayleigh
number, b is the expansion coefcient of the uid, d is the height of
the gap and a the thermal diffusivity. The wave number (2p/wavelength)
of the convection cells is k =3.12/d.
Of course we have seen these numbers before. The critical value of
the Taylor number for narrow annuli is
Ta =
O
2
d
3
R
2
= 1:70 10
3
and the wave number of the Taylor cells at the onset of instability is
k =3.12/d. At rst sight this coincidence seems remarkable. However,
it turns out that there is an analogy between axisymmetric ow with
swirl (in the narrow-gap approximation) and natural convection. The
analogue of the buoyancy force is the centrifugal force and the angular
momentum, G=ru
y
, in a rotating axisymmetric ow is convected and
diffused just like the temperature, T, in Benard's experiment.
3
In fact,
Rayleigh rst derived his famous criterion for the instability of a
rotating, inviscid uid through a consideration of the analogy between
the buoyancy and centrifugal forces.
Now suppose Ra is slowly increased above its critical value. Then
there is a point at which the Benard cells themselves become unstable
and more complex, unsteady structures start to appear. Eventually,
when Ra is large enough, we reach a state of turbulent convection.
It seems that the general picture which emerges from both Taylor's
and Benard's experiments is the following. For high viscosities the
basic conguration is stable. As the viscosity is reduced we soon reach
a point where the basic equilibrium is unstable to innitesimal per-
turbations and the system bifurcates (changes) to a more complex
state, consisting of a steady laminar ow in the form of regular cells.
3
Actually it turns out that there is a 0.7% difference in the critical value Ta and Ra, so
the analogy is very nearly, but not exactly, perfect.
The experiments of Taylor and Benard
7
As the viscosity is reduced even further the new ow itself becomes
unstable and we arrive at a more complex motion. Subsequent
reductions in viscosity give rise to progressively more complex ows
until eventually, for sufciently small , the ow is fully turbulent. At
this point the ow eld consists of a mean (time-averaged) component
plus a random, chaotic motion. This sequence of steps is called the
transition to turbulence.
1.2 Flow over a cylinder
This kind of behaviour, in which a uid passes through a sequence of
ow regimes of increasing complexity as is reduced, is also seen in
external ows. Consider, for example, ow past a cylinder, as shown
in Figure 1.4. An inverse measure of is given by the (dimensionless)
Reynolds number, Re =ud/, where u is the upstream speed of the uid
and d the diameter of the cylinder. At high values of we have a
steady, symmetric ow pattern. As Re approaches unity the upstream
downstream symmetry is lost and in the range Re ~540 we nd
steady vortices attached to the rear of the cylinder. When Re reaches a
Figure 1.4 Flow behind a cylinder:
(a) Re <1; (b) 5 <Re <40;
(c) 100 <Re <200; (d) Re ~ 10
4
;
and (e) Re ~10
6
.
(a)
(b)
(c)
(d)
(e)
The ubiquitous nature of turbulence
8
value of around 40 an instability is observed in the form of an oscil-
lation of the wake, and by the time we reach Re ~100 the vortices start
to peel off from the rear of the cylinder in a regular, periodic manner.
The ow is still laminar but we have now lost the topbottom sym-
metry. This is, of course, the famous Karman vortex street. The
laminar Karman street persists up to Re ~200 at which point three-
dimensional instabilities develop. By Re ~400 low levels of turbulence
start to appear within the vortices. Nevertheless, the periodicity of the
vortex shedding remains quite robust. Eventually, for high values of
Re, say 10
5
, the turbulence spreads out of the vortices and we obtain a
fully turbulent wake. Within this wake, however, one can still detect
coherent vortex shedding. Thus we have the same sort of pattern
of behaviour as seen in Taylor's experiment. As is reduced the
ow becomes more and more complex until, eventually, turbulence
sets in.
This example is important since it illustrates the key role played by
Re in determining the state of a ow. In general, Re =ul/ represents
the ratio of inertial to viscous forces in a uid, provided that l is
chosen appropriately.
4
Thus, when Re is large, the viscous forces,
and hence viscous dissipation, is small. Such ows are prone to
instabilities and turbulence, as evidenced by our example of ow over
a cylinder.
1.3 Reynolds' experiment
The transition from laminar to turbulent ow, and the important role
played by Re in this transition, was rst pointed out by Reynolds in
1883. Reynolds was concerned with ow along a straight, smooth pipe
which, despite having a particularly simple geometry, turns out to be
rather more subtle and complex than either Taylor's or Benard's
experiments.
In his now famous paper, Reynolds clearly distinguished between
the two possible ow regimes (laminar and turbulent) and argued that
the parameter which controlled the transition from one regime to
another had to be Re =ud/, where d is the pipe diameter and u the
mean ow down the pipe. He also noted that the critical value of Re
at which turbulence rst appears is very sensitive to disturbances at
the entrance to the pipe. Indeed, he suggested that the instability
which initiates the turbulence might require a perturbation of a certain
magnitude, for a given value of Re, for the unstable motion to take
4
The inertial forces are of order u
2
/l
u
where l
u
is a length-scale typical of the
streamline pattern, say the curvature of the streamlines, while the viscous forces are
of order u=l
2
v
, where l
v
is a length typical of cross-stream gradients in velocity (see
Chapter 2).
Reynolds' experiment
9
root and turbulence to set in. For example, when the inlet disturb-
ances were minimized, he found the laminar ow to be stable up to
Re ~13,000, whereas turbulence typically appears at Re ~2000 if no
particular effort is taken to minimize the disturbances. We now know
that Reynolds was right. The current view is that fully developed
laminar pipe ow is stable to innitesimal disturbances for all values of
Re, no matter how large, and indeed recent experiments (with very
special inlet conditions) have achieved laminar ow for values of Re
up to 90,000. It is the size of the disturbance, and the type of inlet,
which matters.
Reynolds also examined what happens when turbulence is arti-
cially created in the pipe. He was particularly interested in whether or
not there is a value of Re below which the turbulence dies out. It turns
out that there is, and that this corresponds to Re ~2000.
The modern view is the following. The inlet conditions are
very important. When we have a simple, straight inlet, as shown in
Figure 1.5, and Re exceeds 10
4
, turbulence tends to appear rst in the
annular boundary layer near the inlet. The turbulence initially takes
the form of small, localized patches of chaotic motion. These `tur-
bulent spots' then spread and merge until a slug of turbulence lls the
pipe (Figure 1.5). For lower values of Re, on the other hand, the
boundary layer near the inlet is thought to be stable to small disturb-
ances. Thus the perturbations which initiate transition in the range
200010
4
must be present at the pipe inlet, or else represent a nite-
amplitude instability of the boundary layer near the inlet. In any event,
whatever the origin of the turbulence, it appears that transition starts
with a series of intermittent turbulent slugs passing down the pipe
(Figure 1.5). Provided Re exceeds ~2000, these slugs tend to grow in
length at the expense of the non-turbulent uid between them,
eventually merging to form fully developed turbulence. When Re is
less than ~2000, on the other hand, any turbulent slugs which are
generated near the inlet simply decay.
1.4 Common themes
The examples above suggest that there are at least two types of
transition to turbulence. There are ows in which turbulent motion
appears rst in small patches. Provided Re is large enough, the
Figure 1.5 Turbulent slugs near the inlet
of a pipe.
Initiation Formation of turbulent slug Laminar region Turbulent slug
The ubiquitous nature of turbulence
10
turbulent patches grow and merge until fully developed turbulence is
established. This is typical of transition to turbulence in boundary
layers (Figure 1.6) and in pipes. The key point here is that, in the
transition region, the turbulence is somewhat intermittent, being
interspersed by quiescent, laminar regions.
Then there are ows in which, when a certain threshold is exceeded,
chaos develops uniformly throughout the uid. This might start out as
a simple instability of the mean ow, leading to a more complicated
laminar motion, which in turn becomes unstable and breaks up into
even more complex structures. (See Figures 1.1 and 1.3.) A sequence
of such instabilities leads eventually to random, chaotic motion, that
is, turbulence.
A familiar example of this second type of transition occurs in the
buoyant plume from a cigarette. As the plume rises the uid acceler-
ates and Re becomes larger. Sooner or later an instability sets in and
the laminar plume starts to exhibit a complex, three-dimensional
structure. Shortly thereafter the plume becomes fully turbulent
(Figure 1.7).
The essential point is that uid motion is almost always inherently
unstable, and that incipient instabilities are suppressed only if the
viscous dissipation is high enough. However, virtually all uids have
an extremely low viscosity. This is true of water, air, blood, the
molten metal in the core of the earth, and the atmosphere of the sun.
The implication is that turbulence is the natural state of things and
indeed this is the case. Consider, for example, Benard convection in a
layer of water one inch deep. The initial instability sets in at a temper-
ature difference of DT ~0.01