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Appendix

3.1 Appendix
3FL 42104 AAAA WBZZA Edition 2 - July 2005

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Section 3 - Module 1 - Page 1
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Section 3 - Module 1 - Page 2
Objectives
Network Planning - Appendix 3-1- 3

To be able to understand the modulation concepts.


To be able in an example to calculate the unavailability objective
due to the equipment failures.
To be able to understand the general concepts of the
M.21xx series and the differences between G.821/826
and M.21xx recommendations.

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Section 3 - Module 1 - Page 4
Table of Contents
Network Planning - Appendix 3-1- 5

Page
Switch to notes view!
1 Refresh on modulation concepts 7
Modulation Concepts 8
BB Transmission 10
Bandwidth Formula 11
Modulated Signal Spectrum 12
2-PSK 17
4-PSK 20
16-QAM 22
16-TCM 27
Performances Versus Noise 30
Exercise 31
Main Modulation Types Characteristics 32
Thermal Noise (C/N versus BER) 33
Comparison of Different Mod. Schemes 37
Roll-off calculation example 39
Blank Page 40
2 Equipment unavailability 41
Introduction 43
Unavailability objective 44
Unavailability of a non-protected section (1+0) 47
Unavailability of a protected section (1+1) 50
3 M.21xx-series Recommendations 51
End of Module 54

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Section 3 - Module 1 - Page 5
Table of Contents [cont.]
Network Planning - Appendix 3-1- 6

Switch to notes view!

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Section 3 - Module 1 - Page 6
Network Planning - Appendix 3-1-7

1 Refresh on modulation concepts

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Section 3 - Module 1 - Page 7
1 Refresh on modulation concepts
Modulation Concepts
Network Planning - Appendix 3-1-8

Why modulation?

Modulation is necessary to occupy RF narrow bandwidth!

Without modulation (BB transmission) the occupied bandwidth is:

fb
Bw = (1 + )
2

where: fb = bit rate


= roll-off factor

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Section 3 - Module 1 - Page 8
1 Refresh on modulation concepts
BB Transmission [cont.]
Network Planning - Appendix 3-1-9

Ideal Transmission Channel

Att. Att. = constant

Tx Rx

-
0 f

0 f

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Section 3 - Module 1 - Page 9
1 Refresh on modulation concepts
BB Transmission
Network Planning - Appendix 3 - 1 - 10

Real Transmission Channel


Att. Att. = Kost. Rx

1 3
2fc 2fc
Tx Att. =

0 fc f t

2
2fc

3 2 1
Att. Att. = Kost.

3 2 1 Att. =

0 fc f t
T T T T 1
T=
2fc

1
T= 1 1 fb
fb = fc =
fb 2fc 2
fb = Bit rate frequency

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Section 3 - Module 1 - Page 10
1 Refresh on modulation concepts
Bandwidth Formula
Network Planning - Appendix 3 - 1 - 11

R(f)
a
0.1
0.3
= 1.0 a
Roll Off = =
c
C
R(f)
-2fC -fC +fC +2fC

Antisymmetrical Freq. Responce

r (t)
-fc +f c
= 1.0 0 < < 1
Ideal Freq. Responce
= 0.3
fb
= 0.1 Bw = Bw = fb
2

fb
Bw = (1+ )
2

-4T -3T -2T -T 0 +T +2T +3T +4T

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Section 3 - Module 1 - Page 11
1 Refresh on modulation concepts
Modulated Signal Spectrum
Network Planning - Appendix 3 - 1 - 12

V f0

f
fc 70-fc 70 70+fc
MOD
Bw = 2fc

B
2fc
70 MHz

IF
LO
f0

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Section 3 - Module 1 - Page 12
1 Refresh on modulation concepts
2-PSK [cont.]
Network Planning - Appendix 3 - 1 - 13

B A
2 PSK Modulator
1 0

2 PSK
Mixer
100111 IF signal
DIFF.
Data ENC.
BTF Post
IF Conversion
Filter
L.O.
2 PSK Demodulator

IF signal 100111
DIFF.
DEC. Data
BTF
IF

L.O.

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Section 3 - Module 1 - Page 13
1 Refresh on modulation concepts
2-PSK [cont.]
Network Planning - Appendix 3 - 1 - 14

2-PSK Waveforms - Modulator

1 1 0 1 0 1 1 0 0
+V

DATA IN

-V

CARRIER

IF OUTPUT

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Section 3 - Module 1 - Page 14
1 Refresh on modulation concepts
2-PSK [cont.]
Network Planning - Appendix 3 - 1 - 15

2-PSK Waveforms - Demodulator

CARRIER

IF INPUT

DEMODULATED SIGNAL

+V

DATA OUT

-V
1 1 0 1 0 1 1 0 0

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Section 3 - Module 1 - Page 15
1 Refresh on modulation concepts
2-PSK [cont.]
Network Planning - Appendix 3 - 1 - 16

Absolute Coding Differential Coding

0=B 0 = No change in the phase of the carrier


1=A 1 = 180° change in the phase of the carrier

Switch
ON
0 1 0 1 1 0 1

TX A A B B A B B A
1 0
A B
A A B B A B B A

RX 0 1 0 1 1 0 1

B A B B A B B A
1 1 0 1 1 0 1

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Section 3 - Module 1 - Page 16
1 Refresh on modulation concepts
2-PSK
Network Planning - Appendix 3 - 1 - 17

BTF Binary Transversal Filter (digital filter)


IN T T T T
5 5 5 5
H(f)
A A A A A
X X X X X
10 5 2 5 10 0
0.4
=1
OUT

-2fN -fN fN fN(1+ ) 2fN


IN A

A/10
T/5 H(t)
A/5

T/5
A/2

T/5
A/5

T/5
A/10

- 1 - 1 + 1 + 1
W 2W 2W W

OUT

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Section 3 - Module 1 - Page 17
1 Refresh on modulation concepts
4-PSK [cont.]
Network Planning - Appendix 3 - 1 - 18

1 0
4-PSK Modulator
2 PSK
Mixer

BTF

IF
0010111 L.O.
S DIFFER.
P
ENCODER
90° Post Branching
Convertion RF Filter
Filter
L.O.
0
2 PSK
BTF Mixer
fs

Bw = fb (1+ ) Bw = fs (1+ ) 1
B (10) A (00)
2 PSK fs = fb
fb
4 PSK fs = 22
2
f
8 PSK fs = b 23
3
f
16 PSK fs = b 24 C (11) D (01)
4

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Section 3 - Module 1 - Page 18
1 Refresh on modulation concepts
4-PSK [cont.]
Network Planning - Appendix 3 - 1 - 19

Differential Coding
B (10) A (00)

- +

C (11) D (01)

001001110101.........

Switch 00 10 01 11 01 01
ON
A B D C D D
00 = No change
TX B B C B B C B
01 = -90° change
10 = +90° change
RX D B C B B C B
11 = -180° change

11 10 01 11 01 01

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Section 3 - Module 1 - Page 19
1 Refresh on modulation concepts
4-PSK
Network Planning - Appendix 3 - 1 - 20

4-PSK Demodulator

2 PSK
Mixer
Decision X1 X1
BTF
Circuit

L.O.
IF DIFFER. P

90° DECODER S

Decision Y1 Y1
BTF
Circuit
2 PSK
Mixer

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Section 3 - Module 1 - Page 20
1 Refresh on modulation concepts
16-QAM [cont.]
Network Planning - Appendix 3 - 1 - 21

16-QAM Modulator
X1 X1 X1 X1 X1
2R
BTF
2R
X2 X2 X2 X2 X2
L.O.
S DIFFER. IF
FEC
P ENCODER 90°

Y1 Y1 Y1 Y1 Y1
2R
BTF
2R
Y2 Y2 Y2 Y2 Y2

Vy

X1 X2 X 11

Y1 Y2 Y
10
1 1 +3V
1 0 +1V Vx
00 01 10 11
0 1 -1V 01
0 0 -3V

00

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Section 3 - Module 1 - Page 21
1 Refresh on modulation concepts
16-QAM
Network Planning - Appendix 3 - 1 - 22

16-QAM Demodulator

X1 X1 X1
Decision
BTF
Circuit
X2 X2 X2
L.O.
IF DIFFER. P

90° DECODER S

Y1 Y1 Y1
Decision
BTF
Circuit
Y2 Y2 Y2

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Section 3 - Module 1 - Page 22
1 Refresh on modulation concepts
16-TCM [cont.]
Network Planning - Appendix 3 - 1 - 23

16-TCM Modulator

X1 X1 X1 X1 X1
2R
BTF
2R
X2 X2 X2 X2 X2
DIFFER.
L.O.
S + IF

CONVOL. MAPPING
P 90°
ENCODER Y1
Y1 Y1 Y1 Y1
2R
BTF
2R
Y2 Y2 Y2 Y2 Y2

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Section 3 - Module 1 - Page 23
1 Refresh on modulation concepts
16-TCM [cont.]
Network Planning - Appendix 3 - 1 - 24

16-TCM Demodulator

X1 X1 X1
Decision
BTF
Circuit
X2 X2 X2
VITERBI
L.O.
IF DECODER P
+
90° DIFFER. S
DECODER
Y1 Y1 Y1
Decision
Circuit BTF
Y2 Y2 Y2

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Section 3 - Module 1 - Page 24
1 Refresh on modulation concepts
16-TCM [cont.]
Network Planning - Appendix 3 - 1 - 25

TCM Principles - State Diagram (Example with 8-TCM)

b c b c
S a 0/0 0/1
P b

0 0 b c b c 1 1
S1 S0 S1 1/0 1/1 S0 S1
S0 0 1
S0 S1
c
b c b c
0/0 0/1
b c b c
1/0 1/1
1 0
CONVOLUTIONAL ENCODER S0 S1

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Section 3 - Module 1 - Page 25
1 Refresh on modulation concepts
16-TCM [cont.]
Network Planning - Appendix 3 - 1 - 26

TCM Principles - Mapping (Example with 8-TCM)


2 1

3 0

4 7

5 6

0 1 2 3 4 5 6 7

a 0 0 0 0 1 1 1 1

b 0 0 1 1 0 0 1 1

c 0 1 0 1 0 1 0 1

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Section 3 - Module 1 - Page 26
1 Refresh on modulation concepts
16-TCM
Network Planning - Appendix 3 - 1 - 27

TCM Principles - Trellis Diagram (Example with 8-TCM)


T0 T1 T2 T3

S0 S1 b=0
0 0 0

4 4 4
0 0
2
b=1 6
2
6
b=0 6
0 1 2
0
1 4
5
b=1 1
5
1 0 3
7

3
3 7
7

1
1 1
5

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Section 3 - Module 1 - Page 27
1 Refresh on modulation concepts
Performances Versus Noise [cont.]
Network Planning - Appendix 3 - 1 - 28

2-PSK

C+N
N
C = Carrier C
N = Noise B 1 1 A

Threshold

We have "ERROR" if N>C N>1

Errors depend of the distance between two points.

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Section 3 - Module 1 - Page 28
1 Refresh on modulation concepts
Performances Versus Noise [cont.]
Network Planning - Appendix 3 - 1 - 29

4-PSK Two Different


Threshold
B A
1 If the Noise (N) is:
2
= 0.7 N > 0.7
2
1
you have error
C D
2

Modulation Error Bandwidth Symbol


Type Condition Freq. (fs)

2 PSK N>1 BW fb
4 PSK N > 0.7 BW (-3dB) fb
2 2

Noise Power (N) = Amplitde x Bandwidth

2 PSK and 4 PSK have the same performance versus noise, but for this reason is never used
2 PSK due to its double bandwidth

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Section 3 - Module 1 - Page 29
1 Refresh on modulation concepts
Performances Versus Noise
Network Planning - Appendix 3 - 1 - 30

IF data ERROR
DEMODULATOR
DETECTOR
10-6

S S
= 13.5 dB = 18.6 dB
N 10-6 N 10-6

4 PSK 8 PSK

S S
= 20.5 dB = 26.5 dB
N 10-6 N 10-6

16 QAM 64 QAM

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Section 3 - Module 1 - Page 30
1 Refresh on modulation concepts
Exercise
Network Planning - Appendix 3 - 1 - 31

Why is used the 16 QAM modulation and


not the 16 PSK?

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Section 3 - Module 1 - Page 31
1 Refresh on modulation concepts
Main Modulation Types Characteristics
Network Planning - Appendix 3 - 1 - 32

Modulation type 4 PSK 8 PSK 16 QAM 64 QAM

Position of Vectorial modulation


states (levels) at equal peak
power (Cmax)

Peak-to-Mean power ratio (dB) 0 0 2.5 3.7

Nyquist Bandwidth (Bny) R/2 R/3 R/4 R/6


Symbol frequency (S)
(R = Binary information capacity)

Modulation efficiency (bit/sec/Hz) 2 3 4 6


(Theoretical)

S/N (dB) 13.5 18.6 20.5 26.5


(Theoretical at BER = 10-6)

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Section 3 - Module 1 - Page 32
1 Refresh on modulation concepts
Thermal Noise (C/N versus BER)
Network Planning - Appendix 3 - 1 - 33

8 PSK Q 16 QAM Q

v
v
Phase level
decision
threshold

I I

Mod. v C/N (20log v/ )

2 PSK 1 1 0 (normalized)
4 PSK 1 0.70 +3.1 dB
= noise voltage
v = carrier peak voltage 8 PSK 1 0.38 +8.4 dB
16 PSK 1 0. 19 +14.2 dB

16 QAM 0.7 0.23 +9.7 dB


64 QAM 0.6 0.10 +15.6 dB
256 QAM 0.6 0.047 +22.1 dB

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Section 3 - Module 1 - Page 33
1 Refresh on modulation concepts
Comparison of Different Mod. Schemes [cont.]
Network Planning - Appendix 3 - 1 - 34

16 QAM 16 PSK

Bit/s 6
(Hz) 64
QAM
BER = 10-6 PSK
32
16
4
16
8 8
4 4
2
2 2 FSK

10 15 20 25 W (dB)

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Section 3 - Module 1 - Page 34
1 Refresh on modulation concepts
Comparison of Different Mod. Schemes [cont.]
Network Planning - Appendix 3 - 1 - 35

10-2
16QAM
16PSK

10-3
32PSK
8PSK
10-4

64QAM
2PSK
4PSK
10-5

10-6

10-7

10-8

10-9

10-10
5 10 15 20 25 W (dB)

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Section 3 - Module 1 - Page 35
1 Refresh on modulation concepts
Comparison of Different Mod. Schemes [cont.]
Network Planning - Appendix 3 - 1 - 36

Comparison of different modulation schemes


(Theoretical W and S/N values at 10-6 BER; calculated values may have slightly different assumptions)
a) Basic modulation scheme
System Variants W S/N Nyquist
(dB) (dB) Bandwidth (bn)
FSK 2-state FSK with discriminator detection 13.4 13.4 B
3-state FSK (duo-binary) 15.9 15.9 B
4-state FSK 20.1 23.1 B/2
PSK 2-state PSK with coherent detection 10.5 10.5 B
4-state PSK with coherent detection 10.5 13.5 B/2
8-state PSK with coherent detection 14.0 18.8 B/3 (1) As an example, error
16-state PSK with coherent detection 18.4 24.4 B/4
QAM 16-QAM with coherent detection 17.0 20.5 B/4
correction with redundancy (r)
32-QAM with coherent detection 18.9 23.5 B/5 of 6.7% is used for calculation
64-QAM with coherent detection 22.5 26.5 B/6
in this Table.
128-QAM with coherent detection 24.3 29.5 B/7
256-QAM with coherent detection 27.8 32.6 B/8
512-QAM with coherent detection 28.9 35.5 B/9
Basic modulation schemes with FEC
QAM 16-QAM with coherent detection 13.9 17.6 B/4*(1+r)
with 32-QAM with coherent detection 15.6 20.6 B/5*(1+r)
block 64-QAM with coherent detection 19.4 23.8 B/6*(1+r)
(1)
codes 128-QAM with coherent detection 21.1 26.7 B/7*(1+r)
256-QAM with coherent detection 24.7 29.8 B/8*(1+r)
512-QAM with coherent detection 25.8 23.4 B/9*(1+r)

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Section 3 - Module 1 - Page 36
1 Refresh on modulation concepts
Comparison of Different Mod. Schemes
Network Planning - Appendix 3 - 1 - 37

B) Coded modulation scheme

System Variants W S/N Nyquist


(1)
(dB) (dB) Bandwidth (bn)
(2)
BCM 16 BCM - 8D (QAM. One step partition) 15.3 18.5 B/3.75
80 BCM - 8D (QAM. One step partition) 23.5 28.4 B/6
88 BCM - 6D (QAM. One step partition) 23.8 28.8 B/6
96 BCM - 4D (QAM. One step partition) 24.4 29.0 B/6
128 BCM - 8D (QAM. One step partition) 23.6 28.2 B/6
(3)
TCM 16 TCM - 2D 12.1 14.3 B/3
32 TCM - 2D 13.9 17.6 B/4
64 TCM - 4D 18.3 21.9 B/5.5
128 TCM - 2D 19.0 23.6 B/6
128 TCM - 4D 20.0 24.9 B/6.5
512 TCM - 2D 23.8 29.8 B/8
512 TCM - 4D 24.8 31.1 B/8.5
(4)
MLCM 32-MLCM - 2D (QAM) 14.1 18.3 B/4.5
64-MLCM - 2D (QAM) 18.1 21.7 B/5.5
128-MLCM - 2D (QAM) 19.6 24.5 B/6.5

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(1) The bit rate B does not include code redundancy.


(2) The block code length is half the number of the BCM signal dimensions.
(3) The performances depend upon the implemented decoding algorithm.
In this example, an optimum number is used.
(4) In this example, convolutional code is used for lower 2 levels and block codes are used for the third level to
give overall redundancies as those of 4D-TCM. Specially redundancies on the two convolutional coded
levels are 3/2, 8/7 and 24/23 on the block coded third level.

3FL 42104 AAAA WBZZA Edition 2 - July 2005


Section 3 - Module 1 - Page 37
1 Refresh on modulation concepts
Roll-off calculation example [cont.]
Network Planning - Appendix 3 - 1 - 38

Example 1
Available bandwidth = 40 MHz
Transmitted stream = 34 Mbit/s
Modulation type = 2 PSK
Roll-off = ?

BW = fb (1+K)
40 = 34 (1+ K)
a = 40/34-1 = 0.05

RELATIONSHIP BETWEEN fb and fs AS FUNCTION OF THE MODULATION TYPE

2 PSK fs = fb fb = 34 Mbit/s fs = 34 MHz


4 PSK fs = fb/2 fb = 34 Mbit/s fs = 17 MHz
8 PSK fs = fb/3 fb = 34 Mbit/s fs = 11.3 MHz
16 QAM fs = fb/4 fb = 34 Mbit/s fs = 8.5 MHz

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Section 3 - Module 1 - Page 38
1 Refresh on modulation concepts
Roll-off calculation example
Network Planning - Appendix 3 - 1 - 39

Example 2
Available bandwidth = 20 MHz
Transmitted stream = 140 Mbit/s
Modulation type = ?

BW = fb/n
n = fb/BW = 140/20 = 7

27 = 128 128 QAM with K = 0


28 = 256 256 QAM with K = 1

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Section 3 - Module 1 - Page 39
Blank Page
Network Planning - Appendix 3 - 1 - 40

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3FL 42104 AAAA WBZZA Edition 2 - July 2005


Section 3 - Module 1 - Page 40
Network Planning - Appendix 3 - 1 - 41

2 Equipment unavailability

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Section 3 - Module 1 - Page 41
2 Equipment unavailability
Introduction [cont.]
Network Planning - Appendix 3 - 1 - 42

Unavailability = Part of the time in which the link is out of order.

MTTR
U=
MTTR+ MTBF

Where:
MTTR = Mean Time To Repair
E quipment unavailability
MTBF = Mean Time Between Failures

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Section 3 - Module 1 - Page 42
2 Equipment unavailability
Introduction
Network Planning - Appendix 3 - 1 - 43

By supposing:
Failures statistically independent
MTTR << MTBF

UNAVAILABILITY OF SERIES BLOCKS

A B
1 2 U1-2 = UA + UB

UNAVAILABILITY OF PARALLEL BLOCKS

A
U1-2 = UA • UB
1 2
B

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Section 3 - Module 1 - Page 43
2 Equipment unavailability
Unavailability objective
Network Planning - Appendix 3 - 1 - 44

EQUIPMENT UNAVAILABILITY OBJECTIVE


for HRDP (L = 2500 km) is supposed to be 1/3 of the total unavailability:

Ueq. < 0.1% = 0.001

The HRDP consists of 9 switching sections (section length = 280 km approx.)

Ueq.
Ueq.s = 1.1• 10 4
9

For one-direction of the link only:

Ueq.s1 < 55.10-6

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Section 3 - Module 1 - Page 44
2 Equipment unavailability
Unavailability of a non-protected section (1+0) [cont.]
Network Planning - Appendix 3 - 1 - 45

Suppose that a radio section consists of:


1 Tx Terminal
1 Rx Terminal
5 Repeaters (egual each other)

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Section 3 - Module 1 - Page 45
2 Equipment unavailability
Unavailability of a non-protected section (1+0) [cont.]
Network Planning - Appendix 3 - 1 - 46

Z' Z
Mod. Tx Rx Dem Mod Tx Rx Dem

PSU PSU PSU

L = 50 km L = 50 km

1+0 radio section: 6 hops, 5 repeater stations

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Section 3 - Module 1 - Page 46
2 Equipment unavailability
Unavailability of a non-protected section (1+0)
Network Planning - Appendix 3 - 1 - 47

UTx Term. = UTerm. Mod + UTx + UPSU


URep. = URx + URep. Dem + URep. Mod + UTx + UPSU
URx Term. = URx + UTerm. Dem + UPSU

Unavailability of the non-protected section (uni-directional) (points Z-Z’):

US(1+0) = UTx Term + 5 • URep. + URx Term

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Section 3 - Module 1 - Page 47
2 Equipment unavailability
Unavailability of a protected section (1+1) [cont.]
Network Planning - Appendix 3 - 1 - 48

US

R' R
TS RS

US

Lp

TS = Tx part of the switching system, the failure of which causes the total
unavailability of the section.
RS = Rx part of the switching system, the failure of which causes the total
unavailability of the section.
Lp = Part of the switching system, the failure of which doesn’t allow the regular
operation of the switching system.
MTBFs = Global MTBF of the switching system “series” part.
MTBFp = Global MTBF of the switching system “parallel” part.

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Section 3 - Module 1 - Page 48
2 Equipment unavailability
Unavailability of a protected section (1+1) [cont.]
Network Planning - Appendix 3 - 1 - 49

Z' Z
Mod. Tx Rx Dem Mod Tx Rx Dem

R' PSU PSU PSU R

Z' Z
Mod. Tx Rx Dem Mod Tx Rx Dem

LOGIC
PSU PSU PSU

L = 50 km L = 50 km

1+1 radio section: 6 hops, 5 repeater stations

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Section 3 - Module 1 - Page 49
2 Equipment unavailability
Unavailability of a protected section (1+1)
Network Planning - Appendix 3 - 1 - 50

Global unavailability of the 1+1 protected section:

Us(1+1) = Us2(1+0) + User + $ Upar • Us(1+0) ($ 0.5)

The section is unavailable due to:


failures of the 2 channels
failure of the “series” part of the switching system
failure of a channel and of the “parallel” part of the switching
system

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Section 3 - Module 1 - Page 50
Network Planning - Appendix 3 - 1 - 51

3 M.21xx-series Recommendations

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3 M.21xx-series Recommendations
General concepts [cont.]
Network Planning - Appendix 3 - 1 - 52

Differences between Recommendations G.821/G.826 and the M.21xx series start with their
different origins:
G-series Recommendations are from ITU-T Study Group 13 (General network
issues);
M-series are from Study Group 4 (Network Maintenance and TMN).
Main differences:
G.821/G.826 define long-term performance objectives to be met.
G.821/G.826 require very long test intervals (one month).
The M-series Recommendations are particularly useful when bringing-into-service
new transmission equipment. They are intended to assure that the requirements of
the G series are met in every case.
As a general rule, the requirements of the M-series are tougher than those of the
G-series.
For practical reasons, the M.21xx-series Recommendations allow short test
intervals.

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Section 3 - Module 1 - Page 52
3 M.21xx-series Recommendations
General concepts [cont.]
Network Planning - Appendix 3 - 1 - 53

Media independent (ITU-T)


M.2100 for PDH paths sections and transmission systems
M.2110 how to apply M.2100 and M.2101 for BIS (Bring-Into-Service)
M.2120 how to apply M.2100 and M.2101 for maintenance
M.2101 for SDH paths and multiplex section

Radio specific (ITU-R)


F.1330 for parts of international PDH and SDH paths and sections.

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Section 3 - Module 1 - Page 53
Network Planning - Appendix 3 - 1 - 54

End of Module

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Section 3 - Module 1 - Page 54

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