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Study Design. A meta-analysis of surgical outcomes of cauda equina syndrome secondary to lumbar disc herniation. Objectives. To determine the relationship between time to decompression after onset of cauda equina syndrome and clinical outcome, and to identify preoperative variables that were associated with outcomes. Summary of Background Data. The timing of surgical decompression for cauda equina syndrome is controversial. Although most surgeons recommend emergent decompression, results in certain studies show that delayed surgery may provide a satisfactory outcome. Methods. A meta-analysis was performed to determine the correlation between timing of decompression and clinical outcome. One hundred four citations were reviewed, and 42 met the inclusion criteria. Preoperative and postoperative data were recorded. Length of time to surgery was broken down into ve groups: less than 24 hours, 24 48 hours, 210 days, 11 days to 1 month, and more than 1 month. Logistic regression was used to determine the association between preoperative variables and postoperative outcomes. Results. Outcomes were analyzed in 322 patients. Preoperative chronic back pain was associated with poorer outcomes in urinary and rectal function, and preoperative rectal dysfunction was associated with worsened outcome in urinary continence. In addition, increasing age was associated with poorer postoperative sexual function. No signicant improvement in surgical outcome was identied with intervention less than 24 hours from the onset of cauda equina syndrome compared with patients treated within 24 48 hours. Similarly, no difference in outcome occurred in patients treated more than 48 hours after the onset of symptoms. Signicant differences, however, were found in resolution of sensory and motor deficits as well as urinary and rectal function in patients treated within 48 hours compared with those treated more than 48 hours after onset of symptoms. Conclusions. There was a signicant advantage to treating patients within 48 hours versus more than 48 hours after the onset of cauda equina syndrome. A signicant improvement in sensory and motor decits as well as urinary and rectal function occurred in patientswho underwent decompression within 48 hours versus after 48 hours. [Key words: cauda equina syndrome, lumbar disc herniation, surgical outcome] Spine 2000;25: 15151522
From the Departments of *Orthopaedic Surgery and Oncology, Johns Hopkins University School of Medicine, Baltimore, Maryland. Acknowledgment date: August 25, 1999. Acceptance date: November 1, 1999. Device status category: 1. Conict of interest category: 12.
of CES caused by herniated lumbar disc by combining individual patient pools into a single meta-analysis. Specic preoperative variables were dened to identify those that were signicantly associated with improved or worsened postoperative outcomes. In addition, an effort was made determine the correlation between time to decompression after the onset of CES and clinical outcomes after surgery. Materials and Methods
A MEDLINE search was performed of CES caused by herniated lumbar disc from January 1966 through May 1999, and these articles were obtained. Additional earlier citations were obtained from the bibliographies of these works. One hundred four articles were obtained. Studies were considered eligible for the meta-analysis if they involved a clinical study of human patients with CES. Animal studies were immediately disqualied. Earlier articles were primarily case reports; however, more recent larger series were identied. In all included studies, CES was caused by a herniated lumbar disc. Articles with CES caused by spinal stenosis, tumor, hematoma, fracture, infection, or ankylosing spondylitis were not included. Patients in the current study drawn from eligible articles had all been treated with surgical decompression. Patients who refused surgery or were treated conservatively were not included. Preoperative and postoperative variables were dened by the authors and listed in Tables 1 and 2. Each patient from each study had to provide at least one pre- and one postoperative variable to be included in this study. All other patients were excluded. Forty-two articles met the criteria for inclusion in this study (see Appendix 2). Pre- and postoperative information was recorded on a data sheet. A collection of patients was included only if the pre- and postoperative variables of each patient were known. If preoperative variables differed in a col-
lection of patients and could not be matched with individual postoperative outcomes, the group of patients as a whole was excluded. The initial analysis consisted of regressing postoperative outcomes on the preoperative variables. Time to surgery was excluded from this part of the analysis (discussed later). A multivariate logistic regression analysis was attempted to control for confounding, but this was not possible, because the majority of patients had only a few of the preoperative and postoperative variables that were reported. Therefore, univariate logistic regression analyses were used to compare each binomial postoperative outcome with each preoperative variable. Coefcients and odds ratios (ORs) were determined comparing postoperative outcomes in patients with and without a specic preoperative variable. Signicance for each OR was determined. These data are summarized in Table 3 (parts I and II). In some regressions, a zero-cells situation was encountered with an OR of zero or innity. In these instances a Corneld approximation was used to determine an upper or lower limit to the 95% condence interval (CI) and a P value for signicance was calculated. If the 95% CI was found to be 0 innity, then the regression was excluded because of insufcient data. Analysis of time to surgery was performed separately in the following manner: Five groups were constructed for the time interval between the onset of CES and surgical decompression: less than 24 hours, 24 48 hours, 210 days, 11 days to 1 month, and more than 1 month. Time to surgery was stratied in this manner, because it provided a sufcient number of individuals in each group, and because it was of interest to determine whether a difference in postoperative outcomes would be present among the groups undergoing surgery less than 24 hours, between 24 and 48 hours, and more than 48 hours after onset of symptoms. The time of onset of cauda equina syndrome was explicitly stated in some articles. When it was not stated, it was inferred to be the time when the rectal or urinary (visceral) disorders began. These disorders varied greatly and included altered urethral sensation, loss of desire to void, poor stream, feeling of retention, micturition by straining, perirectal numbness, and loss of rectal control. Resolution of sensory and motor decits was difcult to quantify in some instances. In this study, resolution was characterized by a full resolution of the preoperative decit. A partial improvement in decits was recorded as a failure to resolve. A logistic regression analysis was performed for each postoperative outcome comparing these different covariate groups. Coefcients were estimated, and linear combinations of the differences between coefcients in each pair of covariate groups were used to calculate ORs comparing postoperative outcomes between covariate groups. Signicance was determined by the P value for each linear combination. The results are shown in Table 3. In the multivariate logistic regression analysis for the postoperative outcome resolution of sexual dysfunction, all coefcients could not be generated because of insufcient data and zero cells; thus, some of the ORs for this variable were excluded.
Results Three hundred twenty-two patients (58% were male; mean age of 42.3 11.8 years, range, 20 69 years). Sixty-nine percent of the patients had a sudden onset of CES. Eighty-two percent had chronic low back pain for
OR P 0.54 (0.23) N 19
Results reported as: Odds ratio (probability of a positive outcome with a positive risk factor; P value for calculated odds ratio; 95% condence interval for odds ratio (in parentheses); number of patients included in logistic regression. Unless otherwise specied, odds ratios were determined using univariate logistic regression analysis. * Odds ratio calculated using Fishers exact test; condence interval calculated using Corneld approximation for zero cells. Insufcient data for analysis (95% condence interval found to be 0 ). Results reported as odds ratio per month difference in duration of symptoms. Results reported as odds ratio per 10-year difference in age. Results reported as odds ratio of men as compared to women.
an average of 3 years before onset of CES. Trauma was associated with 62% of the cases. The location of the lumbar disc herniations are shown in Table 4. The postoperative outcomes of all patients included in the study are shown in Table 5. The six postoperative outcomes were regressed on the 13 preoperative variables. The OR and P for each regression are shown in Table 3 (parts I and II). Signicant associations included a worsened prognosis for urinary continence in patients who had a history of preoperative chronic low back pain or in patients with preoperative rectal dysfunction. The prognosis for rectal function after surgery worsened with a history of chronic low back pain. In addition, older patients had a worsened prognosis for resolution of sexual function. The prognosis for return of sensory decit after surgery worsened with a history of preoperative rectal dysfunction. Specically, patients who had a history of chronic low back pain were at 11 times the risk of continuing to have a urinary decit after surgery (95% CI for OR 1.5 100.0) and 25 times the risk of continuing to have rectal dysfunction after surgery (95% CI for OR 2.0 333.3). Patients with preoperative rectal dysfunction were at no less than 1.15 times the risk of continuing to have a urinary decit after surgery, and the 95% CI for the OR
extended to innity. Patients who were older by 10 years were at 2.6 times the risk of continuing to have sexual dysfunction after surgery (95% CI for OR 1.15.9). Patients with preoperative rectal dysfunction were at 10 times the risk of continuing to have sensory decit after surgery (95% CI for OR 1.2100.0). The ve times to decompression were compared with each other for the six postoperative outcomes, listed as y1 through y6. For each predictor and each outcome, an OR and P were recorded. These results are listed in Table 6. There was no signicant difference in outcomes among the three groups that had decompression performed at more than 48 hours after onset. Thus, these groups were combined into one group (more than 48 hour group), and a new table was constructed (Table 7. There were signicant differences between the less than 24-hour and the more than 48-hour groups, and the 24 48-hour group and the more than 48-hour group. However, there was no signicant difference between the less than 24hour and 24 48-hour groups. Therefore, these were combined into one less than 48-hour group. Table 8 compares the less than 48-hour and the more than 48hour groups. A univariate logistic regression analysis was performed for each postoperative outcome comparing these two groups. There was a signicant improve-
OR 1.1 P 0.93 (0.343.2) N 109 OR 0.57 P 0.60 (0.074.6) N 18 OR 0.33 P 0.27 (0.052.4) N 22
N 23
Results reported as: Odds ratio (probability of a positive outcome with a positive risk factor); P value for calculated odds ratio; 95% condence interval for odds ratio (in parentheses); number of patients included in logistic regression. * Odds ratio calculated using Fishers exact test; condence interval calculated using Corneld approximation for zero cells. Insufcient data for analysis (95% condence interval found to be 0 ).
ment in resolution of sensory decit, resolution of motor decit, resolution of urinary incontinence, and resolution of rectal dysfunction when decompression was performed within 48 hours compared with after 48 hours. Specically, patients who underwent surgery 48 hours or more after onset of CES, when compared with patients who underwent surgery within 48 hours, were at 2.5 times the risk of continuing to have a urinary decit, 9.1 times the risk of continuing to have a motor decit, 9.1 times the risk of continuing to have rectal dysfunction, and 3.5 times the risk of continuing to have a sensory decit. The 95% CIs for the ORs are listed in Table 8. Discussion Cauda equina syndrome is a complex of low back pain, bilateral sciatica, saddle anesthesia, and motor weakness Table 4. Location of Cauda Equina Syndrome Lumbar Disc Herniations
Level of Lumbar Disc Herniation L1L2 L2L3 L3L4 L4L5 L5S1 27% 9% 26% 16% 22%
in the lower extremities that progresses to paraplegia with rectal and urinary incontinence.12,23,50,93,98,106 Although Mixter and Barr65 are thought to be the rst to report this clinical syndrome in the English literature in 1934, Krause and Oppenheim51 were probably reporting CES earlier with a misinterpretation of a herniated lumbar disc as an extradural enchondroma in 1909. Clinical disease states almost always manifest as a spectrum of disorders, and CES is no exception. The clinical presentation of CES has varied from chronic back pain and sciatica that gradually progresses to a loss of urinary function, to acute trauma-related sciatic pain with immediate problems with vesicular control.12,45,50,77,92,100,106 The current study identied this variety of presentations. Most authors have thought that the onset of CES is heralded by the onset of disturbances of urinary function and/or rectal disorders, and this is how it was dened in the current study.50,57,93,100 Just as the presentation of CES can vary, so does the presentation of these vesicular abnormalities. Nielsen et al68 described 26 patients with
P P P P P P
P 0.56 N 24 P .002 N 44 P 0.007 N 43 P 0.009 N 84 13 P 0.04 N 17 P 0.31 N 21 P 0.20 N 36 P 0.14 N 21 P 0.09 N 48 11 P 0.05 N 12
X
P P P P P P P P P P P P
0.88 N 21 0.078 N 41 0.001 N 44 0.081 N 77 0.17 N 15 0.52 N 15 0.71 N 18 0.295 N 33 0.062 N 22 0.22 N 41 0.30 N 13 0.44 N 10 N N N N 27 45 27 59
2448 hours x X
48 hours11 days
N 14
11 days1 month
0.43 N 16
1 month
Results reported as: Odds ratio (comparing row variable versus column variable); P value for calculated odds ratio; number of patients used in analysis. * Insufcient data for calculation.
CES. Urinary symptoms varied and included altered urethral sensation, loss of desire to void, poor stream, feeling of retention, and micturition by straining.68 Cauda equina syndrome occurs in approximately 2% of cases of herniated lumbar disc.50,102 Because of the infrequency of this disorder, early studies were limited to case reports.77,45,65,95 More recent studies have been small series, with results that indicate that prognosis improves with earlier decompression of CES. Dinning and Schaeffer23 examined 14 patients with CES, 9 underwent
decompression within 24 hours of urinary paralysis and 5 at times longer than 24 hours after onset.23 Urinary disturbances improved to a greater degree in the patients who underwent decompression within 24 hours. Nielsen et al68 conducted a similar study in 21 patients with urodynamic studies performed on follow-up. It appeared that detrusor function return was greatest in patients who had decompression within 48 hours of onset of symptoms.68 Shapiro93 surgically treated 14 patients with CES and found a 100% resolution of urinary and
P P P P P P
P P P P P P P P P P P P
0.57 N 57 0.003 N 84 0.001 N 63 0.007 N 169 0.192 N 45 0.02 N 42 0.26 N 54 0.04 N 76 0.09 N 51 0.113 N 133 0.36 N 43 0.05 N 37
2448 hours x x
48 hours
Results reported as: Odds ratio (comparing row variable versus column variable); P value for calculated odds ratio; number of patients used in analysis. y1 resolution of pain; y2 resolution of sensory decit; y3 resolution of motor decit; y4 resolution of urinary dysfunction; y5 resolution of sexual dysfunction; y6 resolution of rectal dysfunction.
Results reported as: Odds ratio (probability of a positive outcome with a positive risk factor); P value for calculated odds ratio; 95% condence interval for odds ratio (in parentheses); number of patients used in analysis.
stool incontinence when decompression was performed within 48 hours of onset and a 33% resolution in surgery after 48 hours. Results in a subsequent study of 44 patients demonstrated a signicantly greater chance for long-term motor and urologic dysfunction in patients treated for CES more than 48 hours after onset by 2 analysis. None of these studies, except for the most recent study of Shapiro,94 demonstrated statistical signicance. The current study attempted to conrm or refute the conclusion by these investigators that decompression performed within 48 hours of onset of CES resulted in improved postoperative functional outcomes. This metaanalysis was performed to improve the statistical power of the available data in the literature. Surgeons have found that time to recovery from CES after surgery can vary.23,45 Reported recovery times ranged from months to years in the current study.50,93,94,100 A study was performed in dogs by Delamarter et al20 in which CES was mechanically induced with surgical constriction bands. They demonstrated similar recoveries 6 weeks after compression, regardless of length of compression. A limitation in the current study was the range of time of follow-ups reported. Because these varied from months to years, it is possible that patients reported to have experienced a partial recovery had a nondocumented improvement after the last recorded follow-up. Jennett45 stated that although most patients improve in the rst 2 years after decompression, some patients continued to improve clinically as long as
5 years after surgery. Surgical decompressions performed in these studies also varied. Aho et al1 performed a hemilaminectomy in 19 patients. In Kostuik et al,50 30 of 31 patients underwent wide laminectomy and bilateral decompression. Dinning and Schaeffer23 and Schaeffer88 reported that intradural surgery was necessary in 18% of their patients. Shapiro93,94 and Jennett45 did not enter the dura in any of their patients in their separate series. It is possible that these different treatments produced different outcomes; however, the authors thought that the common key element of the operations was an adequate decompression of the neural elements. Each author in the studies reviewed reported that this was the case. In addition, the authors believe that there was probably coexisting disease in some patients reviewed, including arachnoid scarring and spinal stenosis. The information in the studies reviewed, however, was inadequate to control for these disorders. The primary difculty with a meta-analysis is that different studies report data in different ways. A large initial volume of data must be evaluated, and ineffective and incomplete reports must be immediately discarded. The remaining information must be carefully used to conrm or refute a hypothesis. Some authors accurately reported motor recovery by level and grading and urinary function with postoperative cystometric results.93,100 Others reported motor recovery ineffectively, such as ambulating with a cane.45,65,77 Insufcient information was immediately discarded in the current study. Data were categorized into predetermined pre- and postoperative variables. Each study provided a different permutation of these variables. Some studies were retrospective reviews, and data obtained were incomplete. Others, especially case reports, simply failed to accurately report a complete neurologic examination at follow-up. The analysis performed was able to associate outcome variables to length of time to surgery with ve groups: less than 24 hours, 24 48 hours, 210 days, 11 days1 month, and more than 1 month. The onset of CES was strictly dened by the authors as the time when urinary dysfunction took place. Motor, sensory, rectal, and urinary recoveries were recorded as positive only if full recovery was reported. Incomplete recovery was recorded as a failure to recover. There was no difference in outcomes between patients treated less than 24 hours after onset of CES and those treated within 24 48 hours. Likewise, there was no difference in outcomes in the three groups of patients treated after 48 hours. However, there was a signicant advantage to treating patients within 48 hours as opposed to later than 48 hours, with improved outcomes in resolution of sensory decit, motor decit, urinary function, and rectal function. The presence of preoperative chronic low back pain was associated with poorer outcomes in urinary and rectal function. Preoperative rectal dysfunction was associated with a worsened outcome in
urinary continence. In addition, older patients were less likely to fully regain sexual function after surgery. Key Points Cauda equina syndrome is considered an absolute indication for acute surgical treatment of lumbar disc herniation. Timing of surgical decompression is controversial, with results in certain studies showing that delayed surgery may provide a satisfactory outcome. A meta-analysis of surgical outcomes of CES secondary to lumbar disc herniation was performed. A signicant advantage was shown to treating patients within 48 hours compared with more than 48 hours after the onset of CES symptoms.
References
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Address reprint requests to John P. Kostuik, MD Department of Orthopaedic Surgery The Johns Hopkins Outpatient Center 601 N. Caroline Street Baltimore, MD 21287