A Five-Dimensional Framework for Authentic Assessment Author(s): Judith T. M. Gulikers, Theo J. Bastiaens, Paul A.

Kirschner Source: Educational Technology Research and Development, Vol. 52, No. 3 (2004), pp. 67-86 Published by: Springer Stable URL: http://www.jstor.org/stable/30220391 Accessed: 03/09/2010 12:54
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A Five-DimensionalFramework Authentic Assessment

for

JudithT.M.Gulikers TheoJ. Bastioens PaulA. Kirschner

is an important element of new Authenticity modes assessment. The is that what of problem
authenticassessment really is, is unspecified. In this article, wefirst review the literatureon authenticity ofassessments, along with a designing five-dimensionalframeworkfor authenticassessments with professional practiceas the starting point. Then, we present the results ofa qualitativestudy to determine if theframeworkis complete,and what the relative importanceof thefive dimensions is in the perceptionsof students and teachersofa vocationalcollegefor nursing. We discuss implications for theframework,along with importantissues that need to be considered when designing authenticassessments.

D It is widely acknowledged that in order to meet the goals of education,a constructivealignment between instruction,learning and assessment (ILA) is necessary (Biggs, 1996). Traditional frontal classroom instruction for learningfacts,assessed throughshort-answeror multiple-choicetests, is an example of such an in this kind of edualignment.TheILA-practices cation can be characterized as instructional approach-knowledge transmission; learning approach-rote memorization;and assessment procedure-standardized testing (Birenbaum, 2003). This approach to assessment is also known as the testing culture (Birenbaum& Dochy, 1996) and consists primarily of decontextualized, psychometrically designed items in a choice-response format to test for knowledge and low-level cognitiveskill acquisition. The tests are primarilyused in a summative way to differentiatebetween students and rankthem accordingto theirachievement.However, the alignment compatible with presentday educational goals has changed over the years. Currenteducationalgoals focus more on the development of competent students and future employees than on simple knowledge that characterize acquisition.The ILA-practices these goals areinstructional-approach-focused on learning and competence development; learning-approach-reflective-active knowland assessment-procedureedge construction; and performance contextualized,interpretative, assessment (Birenbaum, 2003).Here, the goal of assessment is the acquisition of higher-order thinking processes and competenciesinstead of factualknowledge and basic skills. The function of the assessment changes from being summa-

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68 tive to also serving a formativegoal of promoting and enhancing student learning.This view requires alternative assessments because standardized, multiple-choicetests are not suitable for this (Birenbaum & Dochy, 1996; Segers, Dochy, & Cascallar, 2003). Birenbaum and Dochy (1996) characterizedalternative assessments as follows: Studentshave a responsibility for their own learning;they reflect,collaborate, and conduct a continuous dialogue with the teacher. Assessment involves interesting reallife or authentic tasks and contexts as well as multiple assessment moments and methods to reach a profile score for determining student learningor development.Increasingthe authenticity of an assessmentis expectedto have a positive influence on student learning and motivation (eg., Herrington & Herrington, 1998).Authenticity,however, is only a vaguely describeddimensionof assessment,becauseit is thought to be a familiar and generally known concept that needs no explicit defining (Petraglia,1998).This articlefocuses on defining authenticity in competency-based assessment, without ignoring the importanceof other characteristicsof alternativeassessment. Based on an extensive literaturestudy, a theoretical framework consisting of five dimensions of assessmentthat can vary in theirdegree of authenticity is presented. After the description of this framework,the results of a qualitative study are discussed. This study explored whether the frameworkis a complete description of authenticityor is missing importantelements, and what the relative importanceof the dimensionsis in the perceptionsof studentsand teachersat a nursing college.

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assessmentthis meansthat (a)tasksmust appropriately reflect the competencythat needs to be assessed, (b) the content of an assessment involves authentic tasks that representreal-life problems of the knowledge domain assessed, and (c) the thinkingprocessesthat expertsuse to solve the problemin reallife arealso requiredby the assessment task (Gielen et al., 2003). Based on these criteria, authentic competency-based assessmentshave a higher constructvalidity for measuring competencies than so-called objective or traditionaltests have. Consequential validitydescribes the intended of assessmenton instruceffects and unintended tion or teaching(Biggs,1996)and student learning (Dochy & McDowell, 1998). As stated, Biggs's (1996)theory of constructivealignment stressesthateffectiveeducationrequiresinstruction, learning,and assessmentto be compatible. If students perceive a mismatch between the messages of the instructionand the assessment, a positive impacton studentlearningis unlikely (Segers,Dierick,& Dochy, 2001).This impact of assessmenton instructionand on student learning is corroborated by researchers as Frederiksen(1984, "The Real Test Bias"),ProGibbs(1992, dromou (1995,"Backwash Effect"), "TailWagsthe Dog"),and Sambelland McDowFredericksen ell (1998, "Hidden Curriculum"). and Prodromouimplied that tests have a strong influence on what is taught, because teachers teach to the test, even though the test might focus on things the teacherdoes not find most important. Gibbs emphasized that student learningis largely dependent on the assessment and on student perceptions of the assessment requirements.Sambelland McDowell held that the effects of instruction and assessment on learning are largely based on teacher and student perceptions of the curriculum,which can deviate fromthe actualintentionsof the curriculum. All four ideas supportthe propositionthat learning and assessment are two sides of the same coin, and that they stronglyinfluenceeach other.To changestudentlearningin the direction of competency development, authenticcompetency-based instruction aligned to authentic assessmentis needed. competency-based

The Importance of Authentic Competency-Based Assessment The two most important reasons for using authenticcompetency-based assessmentsare (a) their constructvalidity and (b) their impact on student learning, also called consequential validity (Gielen, Dochy, & Dierick,2003). Construct validity of an assessment is related to whether an assessmentmeasureswhat it is supposed to measure. With respect to competency

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resemblanceto the criterionsituation.This idea is extended and specified by the theoretical frameworkthat describesthatan assessmentcan resemblea criterionsituationalong a numberof dimensions. Complicatingmattersis the fact that authenticity is subjective(Honebein,Duffy & Fishman, 1993; Huang, 2002; Petraglia, 1998) and is dependent on perceptions. This implies that what studentsperceiveas authenticis not necessarily the same as what teachersand assessment developers see as authentic.If these perceptions do indeed differ,then the fact that teachersusually develop authenticassessmentsaccordingto their own view causes a problem:Although we may do our best to develop authentic assessments, this may all be for nothing if the learner does not perceive them as such. This process, known as preauthentication (Huang, 2002; Petraglia,1998),can be interpretedeitheras that it is impossible to design an authentic assessment, or that it is very important to carefully examine the experiences of the users of the authenticassessments,beforedesigning authentic assessments(Nicaise,Gibney& Crane,2000). We chose the latterinterpretation. This discussion about authentic assessment and validity shows that: 1. In light of the constructivealignmenttheory (Biggs, 1996)authenticassessment should be aligned to authentic instructionin order to positively influencestudentlearning. 2. Authentic assessment requires students to demonstrate relevant competenciesthrough a significant, meaningful, and worthwhile accomplishment (Resnick, 1987; Wiggins, 1993). 3. Authenticityis subjective,which makes student perceptions important for authentic assessmentto influencelearning. These three elements led to the following general framework (Figure 1) for the place of authenticassessmentin educationalpractices. The concept of authentic as we achievement, use it here, requiresa note of explanation.This article deals with authenticassessment in general, regardlessof the level or field of endeavor. This does not mean that we dismiss the concept of authentic academic achievement (Newmann,

DefiningAuthenticAssessment The question is thus, What is authenticity?Differentresearchers have differentopinions about authenticity.Some see authenticassessmentas a synonym for performance assessment (Hart, 1994; Torrance,1995), while others argue that authenticassessmentputs a specialemphasison the realistic value of the task and the context (Herrington & Herrington, 1998). Reeves and Okey (1996)pointed out that the crucialdifference between performance assessment and authentic assessment is the degree of fidelity of the task and the conditionsunderwhich the performance would normally occur. Authentic assessmentfocuses on high fidelity,whereasthis is not as important an issue in performance assessment. These distinctionsbetween performance and authentic assessment indicate that every authentic assessment is performance assessment,but not vice versa (Meyer,1992) Saveryand Duffy (1995)defined authenticity of an assessment as the similarity between the cognitive demands-the thinking required-of the assessmentand the cognitivedemandsin the criterion situation on which the assessment is based. A criterionsituationreflectsor simulates a real-lifesituationthat could confrontstudents in their internship or future professional life. Darling-Hammond and Snyder (2000) argued that dealing only with the thinking requiredis too narrow. In their view, students need to develop competenciesbecausereallife demands the ability to integrate and coordinate knowledge, skills, and attitudes, and the capacity to apply them in new situations(VanMerrienboer, 1997). Birenbaum (1996) further specified the competency concept by emphasizing that students need to develop not only cognitivecompetencies such as problem solving and critical thinking, but also meta-cognitivecompetencies such as reflection,and social competenciessuch as communicationand collaboration. The definition of authentic assessment used in this study is: an assessment requiringstudents to use the same competencies,or combinations of knowledge, skills, and attitudes, that they need to apply in the criterionsituationin professional life. The level of authenticityof an assessment is thus defined by its degree of

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Figure1 D General framework.

authentic instructon authentic assessment

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1997),but ratherthat we see it as a specific subset within a specific field of endeavor, namely becoming an academic. In this we concur with Brown,Collinsand Duguid (1989)who, too, saw authenticachievementto be morethanauthentic academicachievement. The following section discusses five dimensions (a theoreticalframework)that can vary in their degree of authenticityin determiningthe authenticity of an assessment. The purpose of this frameworkis to shed light on in the concept of assessmentauthenticityand to provide guidelines for implementing authenticity elements into competency-based assessment.

TOWARD A FIVE-DIMENSIONAL FRAMEWORK FOR AUTHENTIC ASSESSMENT To define authenticassessment,we carriedout a review of literatureon authenticassessment,on authenticity and assessmentin general,and on student perceptions of (authentic) assessment elements. Five dimensions of authenticassess-

ment were distinguished: (a) the assessment task, (b) the physical context, (c) the social context, (d) the assessment result or form, and (e) the assessment criteria.These dimensions can vary in their level of authenticity(i.e., they are continuums).It is a misconceptionto think that something is either authentic or not authentic (Cronin, 1993; Newmann & Wehlage, 1993), because the degree of authenticityis not solely a characteristic of the assessmentchosen;it needs to be defined in relationto the criterionsituaiton derivedfromprofessionalparctice.Forexample: carryingout an assessmentin a teamis authentic onlyif the chosen assessmenttask is also carried out in a team in real life. The main point of the framework is that each of the five dimensions can resemblethe criterionsituationto a varying degree, thereby increasing or decreasing the authenticityof the assessment. Because authentic assessment should be aligned to authentic instruction (Biggs, 1996; Van Merrienboer, 1997),the five dimensionsof a framework for authentic assessment are also applicableto authenticinstruction.Even though the focus of this article is on authentic assess-

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in a conceptualizationof these five aspects as dimensions that can vary in their degree of authenticity. Task. An authentic task is a problem task that confronts students with activities that are also carriedout in professionalpractice.The factthat an authentic task is crucial for an authentic assessment is undisputed (Herrington & Herrington, 1998; Newmann, 1997; Wiggins, 1993), but different researchersstress different elements of an authentic task. Our framework taskas a task that resembles defines an authentic the criteriontask with respectto the integration of knowledge, skills, and attitudes,its complexMartens,& ity, and its ownership(see Kirschner, Strijbos, 2004). Furthermore,the users of the assessment task should perceive the task, relincluding above elements,as representative, evant, and meaningful. An authenticassessmentrequiresstudentsto integrateknowledge, skills, and attitudesas professionals do (Van Merrienboer, 1997).Furthermore, the assessment task should resemblethe of the criteriontask (Petraglia,1998; complexity Uhlenbeck,2002).This does not mean that every assessment task should be very complex. Even though most authentic problems are complex, ill-structuredness, involving multidisciplinarity, and having multiple possible solutions (Herrington & Herrington, 1998; Kirschner, 2002;Wiggins, 1993),real-lifeproblemscan also be simple, well structured with one correct answer, and requiringonly one discipline (Cronin, 1993).The same need for resemblanceholds for ownership of the task and of the process of developing a solution. Ownership for students in the assessmenttask should resemblethe ownershipforprofessionalsin the criteriontask.Savery and Duffy (1995) argued that giving students ownership of the task and the process to develop a solution is crucialfor engaging students in authenticlearningand problemsolving. On the other hand, in real life, assignmentsare often imposed by employers, and professionals often use standardtools and proceduresto solve a problem,both decreasingthe amount of ownership for the employer.Therefore,the theoretical framework argues that in order to make studentscompetentin dealing with professional

ment, an interpretationof the five dimensions for authenticinstructionis included in this article to show how the same dimensions can be used to create an alignment between authentic instruction and authentic assessment. The dimensions and the underlying elements of authentic instruction as presented in Figure 2 and Figure 3 do the same for authenticassessment. As the figuresshow, learningand assessment tasks are a lot alike. This is logical, because the learningtask stimulatesstudents to develop the competencies that professionals have and the assessment task asks students to demonstrate these same competencies without additional support (Van Merrianboer, 1997). Schnitzer (1993) stressed that for authenticassessment to be effective, students need the opportunity to practicewith the form of assessmentbefore it is used as an assessment. This implies that the learning task must resemble the assessment task, only with different underlying goals. Learningtasks are for learning,and assessment tasks are for evaluating student levels of learning in order to improve (formative),or in order to make decisions (summative).These models show how a five-dimensional framework can deal with a (conceptual) alignment between authenticinstructionand assessment.The interpretationand validation of the five dimensions for authentic assessment will be further explained and examined in the rest of this article.

An Argumentationforthe Five Dimensionsof AuthenticAssessment As stated, there is confusion and there exist many differences of opinions about what authenticityof assessment really is, and which assessment elements are importantfor authenticity. To try to bring some clarity to this situation, the literaturewas reviewed to explicatethe different ideas about authenticity. Many subconcepts and synonyms came to light, which were conceptually analyzed and divided into categories, resulting in five main aspects of authenticity.The notion of authenticityas a continuum (Newmann & Wehlage, 1993) resulted

72
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problems, the assessment task should resemble the complexityand ownershiplevels of the reallife criterionsituation. Up to this point, task authenticityappearsto be a fairly objectivedimension. This objectivity is confounded by Sambell, McDowell, and Brown (1997),who showed that it is crucialthat studentsperceive a task as relevant,that (a) they see the link to a situation in the real world or working situation;or (b)they regardit as a valuable transferable skill. McDowell (1995) also stressedthat students should see a link between the assessment task and their personalinterests before they perceive the task as meaningful. Clearly,perceived relevanceor meaningfulness will differfrom student to student and will possibly even change as students become more experienced. context. Where we are, often if not Physical always, determineshow we do something,and often the realplace is dirtier(literallyand figuratively) than safe learning environments.Think, for example, of an assessmentfor auto mechanics for the military.The capacity of a soldier to find the problemin a nonfunctioning jeep canbe assessed in a clean garage,with all the conceivably needed equipment available,but a future physical environment may possibly involve a war zone, inclement weather conditions, less space,and less equipment.Eventhough the task itself is authentic,it can be questioned whether assessing students in a clean and safe environment really assesses their ability to wisely use theircompetenciesin real-lifesituations. The physical context of an authenticassessment should reflect the way knowledge, skills, and attitudes will be used in professionalpractice (Brown et al., 1989; Herrington & Oliver, is often used in the contextof com2000).Fidelity puter simulations,which describehow closely a simulation imitates reality (Alessi, 1988). Authentic assessment often deals with highfidelity contexts. The presentation of material and the amount of detail presented in the context are importantaspects of the degree of fidelity. Likewise, an important element of the authenticity of the physical context is that the number and kinds of resources available (Segers,Dochy, & De Corte,1999),which mostly

contain relevant as well as irrelevantinformation (Herrington& Oliver),should resemblethe resourcesavailablein the criterionsituation.For example,Resnick(1987)arguedthatmost school tests involve memorywork, while out-of-school activitiesareoftenintimatelyengaged with tools and resources (calculators,tables, standards), making such school tests less authentic.Segers et al. (1999)argued that it would be inauthentic to deprivestudentsof resources,becauseprofessionals do rely on resources.Anotherimportant characteristic crucialfor providing an authentic physical contextis the timestudents are given to perform the assessment task (Wiggins, 1989). Tests are normally administeredin a restricted period of time, for example two hours, completely devoted to the test. In real life, professional activities often involve more time scatteredover days or, on the contrary,require fast and immediate reaction in a split second. Wiggins (1989) said that an authentic assessment should not rely on unrealisticand arbitrary time constraints. In sum, the level of authenticity of the physical context is defined by the resemblance of these elements to the criterionsituation. Social context. Not only the physicalcontext,but also the social context,influencesthe authenticity of the assessment. In real life, working together is often the rule ratherthan the exception, and Resnick(1987)emphasized that learning and performingout of school mostly takes place in a social system. Therefore,a model for authenticassessmentshould considersocialprocesses that arepresentin real-lifecontexts.What is really importantin an authenticassessmentis that the social processes of the assessment resemble the social processes in an equivalent situationin reality.At this point, this framework disagrees with literature on authentic assessas a characterisment that defines collaboration tic of authenticity (e.g., Herrington & Herrington,1998).Ourframeworkarguesthat if the real situation demands collaboration,the assessment should also involve collaboration, but if the situationis normallyhandled individually, the assessment should be individual. When the assessment requires collaboration, processes such as social interaction, positive

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realistic outcome, explicating characteristics or requirements of the product, performance,or solutions that students need to create.Furthermore, criteriaand standardsshould concernthe developmentof relevantprofessionalcompetencies and should be based on criteriaused in the real-lifesituation(Darling-Hammond &Snyder, 2000). Besidesbasing the criteriaon the criterionsituation in real life, criteriaof an authenticassessment can also be based on the interpretation of the otherfour dimensionsof the framework.For example,if the physical context determinesthat an authentic assessment of a competency requires five hours, a criterionshould be that students need to produce the assessment result within five hours. On the other hand, criteria based on professionalpracticecan also guide the interpretationof the other four dimensions of authenticassessment.In otherwords, the framework argues for a reciprocal relationship between the criteriondimension and the other four dimensions.

interdependencyand individual accountability need to be taken into account (Slavin, 1989). When, however, the assessment is individual, the social contextshould stimulatesome kind of competitionbetween learners. Assessment resultorform. An assessment involves an assessment assignment (in a certainphysical and social context) that leads to an assessment result, which is then evaluated against certain assessment criteria(Moerkerke, Doorten, & de The assessment result is relatedto Roode, 1999). the kind and amountof output of the assessment task, independent of the content of the assessment. In the framework,an authenticresult or formis characterized by four elements.It should be a an (a) quality product or performancethat students can be asked to produce in real life (Wiggins, 1989). This product or performance should be a (b) demonstrationthatpermitsmaking valid inferencesabout the underlying com& Snyder, 2000). petencies (Darling-Hammond Since the demonstrationof relevant competencies is often not possible in one single test, an authentic assessment should involve a (c) full array of tasks and multiple indicatorsof learning in orderto come to fairconclusions(DarlingHammond & Snyder, 2000). Uhlenbeck (2002) showed that a combinationof differentassessment methods adequately covered the whole range of professionalteachingbehavior.Finally, students should (d) present their work to other people, either orally or in written form,because it is important that they defend their work to ensure that their apparent mastery is genuine (Wiggins,1989). Criteria andstandards.Criteria are those characteristicsof the assessmentresultthat are valued; standards are the level of performanceexpected from various grades and ages of students (Arter & Spandel, 1992). Setting criteria and making them explicitand transparent to learnersbeforehand is important in authentic assessment, because this guides learning (Sluijsmans,2002) and, after all, in real life, employees usually know on what criteriatheir performanceswill be judged. This implies that authentic assessment requires criterion-referencedjudgment. Moreover,some criteriashould be related to a

Some Considerations What does all of this mean when teachers or instructionaldesigners try to develop authentic assessments?Whatdo they need to consider? The first considerationdeals with predictive validity. If the educational goal of developing competent employees is pursued, then increasing the authenticity of an assessment will be valuable. More authenticityis likely to increase the predictivevalidity of the assessmentbecause of the resemblancebetween the assessmentand real professionalpractice.However, one should not throw the baby out with the bath water. Objectivetests are still very useful for certain purposesas high-stakessummativeassessments on individual achievement, where predicting student abilityto functioncompetentlyin future professionalpracticeis not the purpose. Anotherconsiderationin designing authentic assessmentis thatwe should not lose sight of the educational level of the learners. Lower-level learnersmay not be able to deal with the authenticityof a real,complex,professionalsituation.If they are forced to do this, it may result in cogni-

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tive overload and, in turn, have a negative impact on learning (Sweller,Van Merrienboer, & Paas, 1998). As a result, a criterionsituation will often need to be an abstractionof real professional practice in order to be attainable for students at a certaineducationallevel. The question that immediatelycomes to mind in this context is How do you create an authentic assessmentfor studentswho arenot preparedto function as beginning professionals? The answer is that the authenticityof an assessment should be defined by its degree of resemblance from to the criterionsituation(i.e.,an abstraction professionalpractice)and not necessarilyto real professional practice. Van Merrianboer(1997) argued that an abstractionof real professional practice (i.e., the criterionsituation)can still be authentic as long as the abstracted situation requiresstudents to performthe whole competency as an integratedwhole of constituentcompetencies. The abstraction results from simplifying contextual factors that complicate the performanceof the whole competency. A third consideration also sheds a light on the question stated in the previous sections, namely the subjectivityof authenticity.The perception of what authenticityis may change as a resultof educationallevel, personalinterest,age, or amount of practicalexperiencewith professional practice (Honebein et al., 1993). This implies that the five dimensionsthat are argued in the framework for authenticassessment are not absolute but, rather,variable.It is possible that assessing professional competence of students in their final year of study, when they have often served internshipsand have a better idea of professional practice, requires more authenticityof the physical context than when assessing first year students, who usually or often have little practicalexperience.Designers must take changing student perspectives into accountwhen designing authenticassessment. The qualitativestudy describedin the rest of this articlehas two main goals. First,it explores whether our five-dimensionalframeworkcompletely describesauthenticityor whetherimportant elements may be missing. Second, it explores the relative importance of the five dimensions. A subgoal of this study was to explore if the perceptionof (the importanceof)

the authenticity dimensions differed between students and teachers and between students with different amounts of practicaland educational experience.The differencesand similarities along a limited number of dimensions can give insight into what is crucialfor defining and designing authenticassessments.

METHOD Participants Students and teachers from a nursing college took part in this study. One session of the study involved only teachers, one session involved sophomorestudents (secondyear), and one session involved senior students (fourthyear). The student groups could be furtherdivided into a group of students studying nursing in a vocational training program (VTP)where they are primarily in school and make use of short internships,and a group that studied nursing in a block release program (BRP)where learning and working are integrated on an almost daily basis. This resulted in five groups of participants: (a) 8 sophomore VTPstudents (M age = 18.5 years), (b) 8 sophomore BRP students (M age = 20.9 years), (c) 8 senior VTP students (M age = 19.7 years), (d) 4 senior BRPstudents (M age = 31.4 years), and (e) 11 teachers (M age = 42.8 years). The numberof participantsper session was limited because of the practicalpossibilities of the group support system used in this study.

Materials An electronicgroup supportsystem (GSS)at the Open Universityof the Netherlandswas used as inforresearchtool. A GSSis a computer-based mation processing system designed to facilitate group decision making. It is centered on group productivity through idea generation, preference, and opinion exchange of people involved in a common task in a sharedenvironment.The GSS allows collaborativeand individual activities such as brainstorming, idea generation,sorting, rating, and clustering via computer

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because of the differencesin their studies, they would have differentperceptionsof what determines authenticity. VTPstudents,BRPstudents, and teachers were randomly divided in two halves, one thatreceivedCasesABCDin the pretest and EFGH in the posttest, and one that receivedthe cases in the reverseorder. After the initial rating of the case descriptions, the participants were appraised of the purposeof the study. In orderto createa specific frame of mind, a very general descriptionwas (i.e., true to life). given of the term authenticity TheGSSpartof the study consistedof four activities. The first activity requiredthe participants to enter into the system their own statements that described authenticity of an assessment. This was a free brainstorm, and participants were encouraged to generate as many statements as possible. Statements were anonymously entered into the GSS,where it was also possible to respond to statementsmade by others. After this electronicbrainstorm,the contributions were discussed in orderto clarifythem. This was recordedfor lateruse and analysis. The second activity requiredrespondents to specify (voting is a featureof a GSS)the 10 most important statements for designing authentic assessments that were generated during the brainstorm.The purpose of this activity was to determinewhich elements the participantsperceived as being especiallyimportantfor authentic assessment. After completing these two activities, a prototype five-dimensionalframework for authenticassessmentwas presentedas a framework for assessing professionalbehavior. The five dimensions were explained to the participants in an attempt to create mutual understandingaboutthe meaning of the dimensions. Thefive dimensionswere characterized as follows: 1. Task:Whatdo you have to do? 2. Physicalcontext:Wheredo you have to do it? 3. Socialcontext:Withwhom do you have to do
it?

communication. To prevent participants(especially students) from feeling inhibited in expressing their ideas and opinions, the GSS was a good optionbecauseit is completelyanonit was a practicaland valuymous. Furthermore, able method because it made it possible to collecta lot of informationin a structured way in a shortperiod of time. To examine the relative importance of the five dimensions,fourcase descriptionsof assessments thatvariedin theiramountof authenticity based on the five dimensions of the model were designed. They described competencies from the nursingcompetencyprofile,which were validated by two employees of the nursing college. To check the influence of the GSS session itself on the perceptions of the authenticity of the cases, the descriptionswere used in a pre- and a posttest. To do this, a second set of differentbut comparable case descriptions was designed, which resultedin two sets of four cases. CasesA and E were completely authenticexcept for the task; Cases B and F were completely authentic except for the physical context;Cases C and G were completely authenticexcept for the result or form; and Cases D and H were completely authentic(see Appendix for a full descriptionof a completelyauthenticcase description). Procedure All participantshad access to a GSScomputer. During a two-hour session, participantscarried out both individual and collaborative activities. At the beginning and end of the GSSsession, participantswere presented four case descriptions (ABCDor EFGH).In six paired comparisons (4 x 3/2), they chose the case that they considered to be a more authentic assessment. Thisactivitywas meantto determinethe relative importance of the different dimensions of authenticassessmentin the eyes of the different groups of participants. A second underlying purpose of this activitywas to bringparticipants in a specific referenceframe for the rest of the session, and to focus their thinking toward authenticityof assessmentinsteadof assessment in general. A distinction was made between VTP students and BRP students; it was possible that

4. Result or form: What has to come out of it? Whatis the resultof your efforts? 5. Criteria: How does what you have done have to be evaluatedor judged? The third and fourth activities consisted of

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paired comparisons to determine the relative importance of the dimensions. Activity three consisted of 10 paired comparisonsof the five dimensions (5 x 4/2). Participants had to choose the dimensions of the frameworkthat they perceived to be more important for authentic assessment.The fourth activitywas the same as the activity at the beginning of the experiment: The participantswere again required to carry out pairedcomparisonsof case descriptionsthat varied in theiramountof authenticityaccording to the five-dimensionalframework.Eachgroup set of case descripreceivedthe counterbalanced tions to those compared at the beginning of the experiment.

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The paired comparison data of the five dimensions, that is, the number of times that a dimension in the paired comparisonswas rated as more important than another dimension, were talliedper participantgroup. The absolute scores were then translatedinto rankings. The paired comparisons of the case descriptions were analyzedin the same way.

RESULTS In general, the task, the result or form, and the criteria were rated as most important for the authenticity of the assessment. The social context was clearlyconsideredto be least important for authenticity, and the importanceof the physical contextwas stronglydiscussed.

Analysis A characteristic of the GSS is that the answers, statements, choices, and so forth, of each individual participantare anonymous. This means that scores per participantwere not available, which precluded the possibility of carryingout statisticaltests. On the otherhand, the anonymity inhibitedsocially acceptedansweringbehavior, and has been shown to stimulateresponsein idea generation and increase the reliability of answers.The data, thus, were qualitativelyanalyzed. The tapes of the discussions were transcribed. Both discussion statements and the statements keyed in during the brainstorms were analyzed to discern which of the five dimensions of the framework they fit. Statements that did not fit were classifiedas other. Table 1 D Rankingof dimensionsby group.
Task

The RelativeImportance of the Five Dimensions: PairedComparisons of the dimensionsand of Thepairedcomparisons the case descriptions gave insightinto the relative importanceof the five dimensionsfor designing authenticassessments.The comparisonsof the dimensionsresultedin five rankings(sophomore VTPstudents,sophomoreBRPstudents,teachers, senior VTP students, and senior BRP students) of the case from 1 to 5. The pairedcomparisons were for the same descriptions analyzed groups, but were measuredin pre- and posttests,which resultedin ten rankings from1 to 4.

Physical context

Social context

Result orform

Criteria

VTP students Sophomore BRP students Sophomore Teachers VTP Senior students
Senior BRP students

2.0 1.0 1.0 2.0

2.0

4.5 3.5 4.0 5.0

4.0

4.5 5.0 5.0 3.5

5.0

1.0 3.5 2.0 3.5

1.0

3.0 2.0 3.0 1.0

3.0

Total
Note. 1 = most important,5 = least important

8.0

21.0

23.0

11.0

12.0

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79
dimensions was perceived as most authentic (score 1) by all, except the senior BRPstudents on the posttest (score2.5). The other three kinds of cases showed an interestingpattern.The case that was authenticexcept for the task received mostly a score of 2, which meant that this case was perceived as relatively authentic,which in turn meant that the task (which was not authentic in this case) was notperceivedas very important in designing an authenticassessment.This is contraryto the findings of the paired comparisons of the dimensions in which the task was perceived as very important in providing authenticityto an assessment.Finally,the participant groups disagreedaboutthe authenticityof the remaining two kinds of cases. All sophomore students ranked the case that was authenticexpectfor the resultas 4, meaningthat they perceivedthis case to be the least authentic. In otherwords, they perceivedthe resultor form dimension as most importantfor designing an authentic assessment. Teachers, on the other hand, rankedthe case that was authenticexcept for physical context as the least authenticcase (score 4), which meant that teachers perceived physical context to be most important in designing an authentic assessment. Senior students did not appear to differentiate,meaning

Table1 shows rankingsper group of the five dimensions, based on their perceived importancein providing authenticityto an assessment
(1 = most important, 5 = least important).Table 1

shows that all groups perceived the task as important (score 1 or 2), and all groups except the senior VTP students (score 3.5), perceived the social contextas the leastimportant.Furthermore, the result or form and criteriondimensions received more than average importance, whereas all groups perceived the physical context as relativelyunimportant(scoreabout4). In short, independent of the group (see totals in Table 1), the task was perceived as most important,followed by the resultor formand criterion dimensions;the physical context and especially the social contextlagged farbehind. The results of the paired comparisonsof the case descriptions,in pre-and posttests,also gave insight into the relative importance of the dimensions. Table2 shows rankingsper group of the four case descriptions. A 1 meant that this case was perceived as the most authenticcase descriptionand a 4 referred to the least authentic case description. An importantfinding, for the framework,was that the case that described a completely authentic assessment based on the presence of all five

Table 2 O Rankingof case descriptionsby group.

All authentic All authentic except for the context except for thetask physical
Sophomore VTP, pretest 2.0 3.0

All authentic except for the resultorform

4.0

All authentic
1.0

SophomoreBRP,pretest SophomoreVTP,posttest
Sophomore BRP, posttest

2.0 3.0
2.0

3.0 2.0
3.0

4.0 4.0
4.0

1.0 1.0
1.0

Teachers pretest

3.0

4.0

2.0

1.0

Teachers posttest VTP Senior pretest Senior BRP pretest VTP Senior posttest BRP Senior posttest
4 = least authentic Note.1 = most authentic,

2.0 2.0 2.0 2.0 1.0

4.0 3.5 3.5 3.5 4.0

3.0 3.5 3.5 3.5 2.5

1.0 1.0 1.0 1.0 2.5

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that they perceived the cases with no authentic physical context or with no authenticresult or form as equally inauthentic(score3.5). To sum, the findings of the paired comparisonsof the case descriptionsindicatedthat when all of the dimensions in the frameworkare present in a case, the case was unequivocally seen as most authentic.In addition,thereappearto be contradictory results with respect to task authenticity compared to the results of the paired comparisons of the dimensions. Finally, when evaluating assessment cases, teachers and students appear to differ with respect to the importance of the authenticity of physical context versus resultauthenticity.

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should be real professionalpracticeor a simulation in school. A closerlook at the contentof the brainstorm statements gave the impression that teachers and seniors agreed more with each other and with the idea of the framework,than with the sophomorestudents,especiallywhen it came to task and result or form dimensions. Teachers and seniors agreed with the frameworkthat an authentictask requiredan integrationof professional knowledge, skills, and attitudes,and they acknowledged that the task should resemble real-life complexity. On the other hand, sophomore students were preoccupied with knowledge testing,they had problemspicturing the idea of integratedtesting, and were primarily concerned with making assessment easier and clearer (e.g., "assignments should be less vague, not more than one answershould be possible") instead of simulating real-world complexity.In the resultor formdimension,teachers and seniors agreed that more assessment moments and methods should be combinedfor a fairerand more authenticpictureof students' professional competence. Sophomores did not discuss the resultor form dimensionmuch;they only mentioned that reshaping currenttests in the form of cases would make them more realistic. In other words, every kind of assessment could be made more authenticby adding realistic information. A specificationof the otherstatements (see Table 4) showed, first, that all groups made statementsemphasizingthe alignmentbetween instructionand assessment,and between school and real-lifepractice.This is in agreementwith the theoreticalideas behind the frameworkfor authentic assessment. Second, Table 4 shows that issues concerningthe assessorof an authentic assessment, and organizational or pre-

Completeness and Relative Importance:What Do Participants Say? Table 3 shows that all dimensions received attention in the brainstormand discussion sessions. Furthermore,these results corroborated the earlier findings, in that social context receivedthe least attentionin all groups.Besides the five dimensions, almost all subelements of the dimensions, described in the framework, were reviewed. Based on the number of statementsand the ratios of the statementscomparedto each other, as shown in Table3, sophomoresplace primary interest on task, followed by physical context. Seniors and teachers place equal emphasis on task and result. Teachers differ from all students, regardless of level, with respect to the emphasis on physical context.Teachersdevoted a lot of time to discussing the requiredfidelity level of the physical context in an effective authentic assessment. Especially emphasized was the questionof whetherthe physicalcontext

Table 3 O Numberof statements per dimensionof each group,

Task
Sophomore students Senior students Teachers 24 34 16

Physical context
19 21 39

Social context
6 9 5

Result orForm
7 36 19

Criteria
13 12 21

Other
45 26 56

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81

Table4 O Variablesin the other category, per group.

students Senior students Sophomore Generalstatementsapplicableto all five dimensions Instruction Alignmentinstruction-assessment Alignmentschool-practice Assessor orpreconditions Organization Influenceon the learningprocess Not defined or nonsense 6 28 2 6 3 1 7 3 3 3 9 Teachers 2 5 3 3 6 7 4 26

conditional issues, should be taken into account in a framework for authentic assessment. Issues related to the assessor dealt with the realization that people from professional practice should be involved in defining and using criteria and standards. Organizational issues involved statements about conditions that should be met before authentic assessment can be implemented in school. For example, teachers talked about placing students in professional practice sooner and more often for the purpose of assessing them in this professional context. Finally, Table 4 shows that sophomores took the opportunity to talk and complain about the instruction. Although instruction was not being evaluated (i.e., it was about assessment), 28 statements dealt with what was taught and not with what was assessed. Seniors were more focused, and teacher statements were spread over different other variables and the 26 statement of the not defined variable included mostly jokes or questions they asked each other.

A combination of the results of the GSS activities led to the conclusion that task, result or form, and criteria were perceived as very important for authentic assessment. Physical context was most important in the eyes of teachers. Social context was perceived as the least important dimension. Furthermore, not all groups perceived the dimensions and elements in the same way. Teachers and seniors mostly agreed with each other and with the theoretical framework; however, sophomores often deviated from the other groups. There were no differences between VTP and BRP students.

DISCUSSION
To reiterate: The two questions with which we began were (a) Is the framework complete? (b) Do students differ from teachers with respect to what they perceive as important for authenticity? Both of these questions shed light on possible guidelines for designing authentic assessments. The answer to Question 1 appears to be yes. The five dimensions appear to adequately define authenticity, as demonstrated by both the brainstorming and the high ranking of those cases that were authentic on all five dimensions. The adequacy of the framework is corroborated by the finding that during the brainstorming, most subelements of the dimensions as described by the framework were seen as important when designing authentic assessment. The paired comparisons showed some subtle differ-

CONCLUSION
Overall, the five-dimensional framework gave a good description of what dimensions and elements should be taken into account in an authentic assessment; the participants discussed all dimensions and almost all elements described in the framework. However, elements concerning the assessor and organization issues should be added to complete the framework, as these elements turned out to be important to all participant groups.

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ences in the importanceof the five dimensions for providing authenticity.While the task, the result or form, and the criterion dimensions turnedout to be very importantfor authenticity, the physical context and especially the social context dimensions were perceived as less important.Social context is unequivocallyperceived as the least important dimension of authenticity. All groups stressed the need for individual testing, although both students and teachersstressed that most nursing activitiesin real life are collaborative.Teachers explained that "assessing in groups is a soft spot, we just don't know how to assess students together, because at the end we want to be sure that every individual student is competent."It should not be concluded, based on these findings, that social context is not important for authentic assessment, but if choices have to be made in designing an authentic assessment, social context is probablythe first dimensionto leave out. The findings on importanceof task are sometimes contradictory.Although the brainstorming and the paired comparisons of the dimensions show that task was perceived as very importantby all, the pairedcomparisonsof the cases made task seem less important.It is possible, thus, that although the respondents consider task (as an abstractedconcept) to be most important,they arenot ableto identify(i.e., they do not perceive)an authentictask. A possible explanationfor this is that the all-authenticexcept-for-the-task case resembles current assessment practices. Because previous experiences are found to strongly influence perceptions (Birenbaum, 2003),the familiarityof these cases may have influenced the paired comparisons of the cases. If this is the case, the paired comparisonsof the five dimensionswere probably a more objectivemeasureof the importance of the five dimensions. Finally, it might be the case that assessorrelated issues would complete the framework. Thiscould be done by adding a sixth dimensions called "the assessor," or by adding the issues concerning who should use and develop authenticcriteriaand standardsas subelements to the criteriondimension. With respect to Question 2, concerning the differences between students and teachers in

their perception of authenticity,some interesting findings came to light. The most differences were found between sophomores and teachers, while seniors agreed with teachersmore often. Moreover, the perceptions of teachers and seniors agreed more with the ideas of the theoretical framework.Possibly, the perceptions of older students have changed during their college careeras a result of having had experience with professional practice; the perceptions of sophomores-who have less practical experience-seemed to be based primarily on their previous experiences with assessment, which explainedthe focus on knowledge and in-school testing. In other words, it appears that sophomore students have differentconceptions and possibly misconceptionsof realprofessional practiceand, thus, authenticityof assessment. Furthermore, the brainstorming and the paired comparisons of the case descriptions showed differencesbetween teachers and students in the perception of physical context. Teachersfocused on the importanceof increasing the authenticityof physical contextby placing the assessment in professional practice, whereas students, especially sophomores, mostly focused on in-school testing with, for example,simulatedpatientsand realisticequipment. Finally, all groups agreed on the relative unimportanceof the social context and on the importance of using criteriathat resemble the criteriaused in realprofessionalpractice.Teachers and students agree that, at this point, the criteriaused in school differtoo much fromcriteria used in professionalinstitutes, and that school criteriaare often unknown or misinterpreted by assessorsat the professionalinstitutes. Future Implications The findings of the study allow for some critical questions and guidelines concerningthe design of authentic assessment. First, student perceptions should be consideredin designingeffective authenticassessments.The qualitativeresults of this study showed that students, especially at the beginning of theirstudy and with little practical experience, have different conceptions (possibly misconceptions)of what authenticity

FRAMEWORK FORAUTHENTIC ASSESSMENT A FIVE-DIMENSIONAL

83

meansthando older,moreexperiencedstudents and teachers.Forauthenticassessmentto work, two options need to be considered:either (a) the assessment should meet the expectationsof the sophomores,for example,by stickingto explicit knowledge testing in the name of authentic assessment,which is likely to confirmunwanted learning behavior; or (b) explicit attention should be given to changingstudentperceptions and, thereby,opening the possibilitiesto change their learning behavior toward professional competency development, when implementing authenticassessment. Second, we might be able to save precious time and money in the design, developmentand implementation of authentic assessment with respect to the physical context and the creation of social contexts. Researchshould examine if assessing students in a real professionalcontext has additionalvalue for students,or if assessing in an (electronic)simulationin school is authentic enough as long as students are confronted with an authentic task, result or form, and criteria. Simulation in school, virtual or not, is probably easier and less expensive to implement, and, therefore,warrantscarefulconsideration. The exploratorynatureof this study, without the possibilityof quantitativestatisticalanalyses owing to the natureof the GSS,makes firm conclusions impossible. However, the electronic GSSefficientlydelivereda lot of qualitativedata in a short period of time. What the data of this study do show is that authenticityis definitely a multifacetedconcept, and that a number of the facets (dimensions)appearto be of more importance than others. This can have far-reaching implicationsfor educationaldesign. Theactualeffectivenessof this frameworkfor designing authentic assessments, however, should be examined by evaluating the influences of differentkinds and levels of authenticity of assessment on student learning and motivation. Becauseimplementing authenticity elements in assessment requires a lot of time, money, and energy (Martens, Bastiaens, & Gulikers,2002),researchshould examinewhich elements of the frameworkare crucialfor affecting student learning in the direction of the developmentof professionalcompetencies.

Finally,as stated at the beginning of this article, authenticityis only one of the elements and quality criteria of competency-based (alternative) assessment (Birenbaum& Dochy, 1996; Dierick,Dochy, & Van de Watering,2001).Making decisions aboutimplementingauthenticelements in an assessmentshould be consideredin the broadercontextof qualitycriteriafor assessand in ment (i.e., reliabilityor generalizability), the contextof otherassessmentgoals (i.e.,timeliness, affordability,and accountability).However, a thorough discussion of these other assessment goals and criteria is beyond the scope of this article. The argumentationof the theoreticalframework and the qualitativestudy gave some interesting impulses to further theoretical and practical research concerning authentic assessments and student perceptions,and especially the focus on vocational college is interesting, because most assessment research is done in higher education. All participantsin this study agreedthatinstructionand assessmentin school should be aligned with each other and that developing educationthat focuses on the development of competenciesand takes professional practiceas a startingpoint, requiresassessments that are also competency based and based on professionalpractice.In otherwords, it requires authenticassessment. O

TheoJ. JudithT. M. Gulikers[judith.gulikers@ou.nl], and PaulA. Kirschner arewith the Bastiaens, Centerat the Educational TechnologyExpertise OpenUniversityof the Netherlands,P.O.Box 2960, 6401DLHeerlen,TheNetherlands. The authorswould like to thankMarijke Bijnensfor of teachers her help in organizingthe participation and studentsin the GSS.Theywould also like to thankDr. RobertSchuwerfor his assistancein setting up and carryingout the GSSsessions.

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See Appendix, overleaf

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Appendix D Authentic case description:Authenticon five dimensions.

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You'reworkingas an internin a nursinghome. Duringyour internshipyou have to show thatyou are patientswith differentkinds of problems.You have to be able to capableof providingbasiccareto geriatric help them with theirown personalcare,such as washing themselves,gettingdressed,and combingtheir hair.In school you learnedwhat basic careis, the carethatyou have to be able to provideto differentkinds of geriatricpatientsin a nursinghome, how you should do this, and what you should takeinto accountwhile doing this (e.g., the differentkinds of disabilitiesor dysfunctions,privacyissues, and rules).In otherwords, you know which criteriawill be used to judge your competencein providingthis basiccareto the geriatric patients.Tojudge whetheryou arecompetent,your mentorat the nursinghome observesyou while you are takingcareof threepatients,eachwith differentproblems.The firstpatientis sufferingfromdementia,but is physicallyin good health,the second is paraplegic,and the thirdis obese.You are allowed to takecareof these patientson your own, but you can also ask colleaguesfor assistanceif you thinkthe careis too tryingor difficultto carryout alone.You arerequiredto show thatyou aresensitiveto the differentdisabilitiesof the you have to be able to patients,and thatyou takethis into accountin your actions.Furthermore, communicate well with the patients,explainto them what is going to happen,and answertheirquestions. in each of the threecases,and finallydraw a conclusion Yourmentorwill write a reporton your performance aboutyour competencein providingpersonalcareto differentkinds of geriatric patients. Authentic task: Providepersonalcareto geriatric patients(washing,gettingdressed,combing)while takinginto account theirdisabilities,dysfunctions,and privacyrules and issues. Authentic context: physical the tasksduringan internshipat a nursinghome for geriatric Performing patients. Authentic socialcontext: Allowing the studentto takecareof the patientsalone,but also allowingthe studentto ask for assistanceif the taskis too tryingor difficultto carryout alone. Authentic result: Judgingthe competenceof the studentby observingthe studentdemonstrating competenceby performing in differentcontexts(different the whole task.Competenceis judgedbased on multiple(three)performances patients). Authentic criteria: the Judging relevantprofessionalcompetencyin relationto differentaspectsof the completecompetency takingdisabilitiesand dysfunctionsinto account, (washing,dressing,combing,but also communicating, areknown to the students-they learnedthem in schoolbefore takingprivacyrules into account).Criteria beginningthe internship-and arebased on the basiccarethatnurseshave to providein reallife.