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Switzerland
Appurtenant structures (powerhouse, desander): Design basis earthquake, DBE (ca. 475 years) Temporary structures (coffer dams, river diversion) and critical construction stages: Construction level earthquake, CE (> 50 years)
Ground shaking
Earthquakes affect all components of a dam project at the same time:
dam foundation safety devices pressure system underground works appurtenant structures hydro-mechanical equipment electro-mechanical equipment etc.
Design Earthquake
Title
Element / Component
CE DBE
OBE/ SEE
Intake/outlet structures Tunnel, tunnel liner Rock slopes Underground facilities Cofferdams
X X X X X X X OBE X X X X X X X X X X X X
Gate equipment Dam body - Individual Blocks Crest bridge Crest spillway cantilevers Bottom Outlet cantilevers
Dam: Electrical/Mechanical
Essential parts
Bottom outlets:
Modern dams must have a bottom outlet or low level outlet for lowering the reservoir in an emergency. These outlets can also be used for sediment flushing.
Return period (SEE earthquake) Klasse 1: 10,000 years Klasse 2: 5,000 years Klasse 3: 1,000 years
Example: Definition of large dams in China Class 1: Reservoir volume > 1000 Mm3 Class 2: Reservoir volume 100 to 1000 Mm3 Class 3: Reservoir volume < 100 Mm3
Note: According to this definition only 4 Swiss dams would fall under Class 2 and the remaining ones under Class 3 or below, but actually some 160 large dams fall under Klasse 1 (highest safety class) in Switzerland (reservoir volume > 1 Mm3). This difference in classification of large dams is the main difference between the Chinese and international dam design codes and regulations. This has major implications on the design of dams as the return periods of the design earthquakes and floods depend on the class of the dam.
3.Internal erosion 4.Damage of contact between rockfill dam and concrete intake
and/or spillway structure causing piping
The dam monitoring system must be selected in such a way that the development of critical failure modes can be monitored.
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E N
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20 40 60m
Accelerometer in gallery
Gallery
Time (s)
Dam Crest
N -S
Time (s)
Acceleration Records
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Water level in cm
6 4 2 0 -2 -4 -6 0 2 4 6
time (h)
Fourier spectrum
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PROTECTIVE MEASURES
Rehabilitation Full Evacuation Partial reservoir reservoir drawdown drawdown Post-event evacuation
HAZARDS
Natural hazards Floods Earthquake Mass movements Structural hazards Spillway gates, equipment failure Differential movement of structure Embankment piping or seepage Electrical/mechanical failure Man-made hazards Sabotage, terrorism, acts of war
C C
C A B B A C C
C C
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Evacuation Map: Water Alarm Flood plain Basis: inundation map from dam breach flood wave analysis
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Conclusions
Emergency planning and the installation of water
alarm systems in the downstream region of large dams is a must. Even if a dam is structurally safe, there are natural or man-made events that could cause failure. For emergency planning to be effective, the population affected must be involved and informed about what to do in an emergency. The first water alarm systems for dams were installed in Switzerland some 50 years ago and Swiss engineers have been at the forefront of emergency planning ever since.
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Experienced engineer (civil engineer) Experts (civil engineer and geologist) Dam Safety Authority
Yearly report on condition and on measured behaviour. Report on condition and long-term behaviour. Analysis of special safety related questions. Interventions if measures have to be implemented.
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Economical life of dams SAFETY: The life span of any dam is as long as it is technically safe and operable!
MAINTENANCE: This implies, that the life span is as long as appropriate maintenance can be provided. Maintenance slows down ageing.
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Life-span of concrete
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Physical and mechanical processes (thawingfreezing and drying-wetting cycles, cracking due to seismic actions etc.),
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Conclusions
For dam safety to be credible an integral dam safety concept has to be used, which includes the following: Structural safety Dam safety monitoring (dam safety management) Operational safety Emergency planning All elements are equally important.
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