Energy Policy 35 (2007) 4121-4127 application and development of solar energy in building industry and its prospects In China. In china, the building sector amounts to 27.8% total energy consumption, which is only behind the industry sector. Solar energy utilization in buildings has become one of the most important issues to help China optimize the energy proportion, increasing energy efficiency and protecting the environment.
Energy Policy 35 (2007) 4121-4127 application and development of solar energy in building industry and its prospects In China. In china, the building sector amounts to 27.8% total energy consumption, which is only behind the industry sector. Solar energy utilization in buildings has become one of the most important issues to help China optimize the energy proportion, increasing energy efficiency and protecting the environment.
Energy Policy 35 (2007) 4121-4127 application and development of solar energy in building industry and its prospects In China. In china, the building sector amounts to 27.8% total energy consumption, which is only behind the industry sector. Solar energy utilization in buildings has become one of the most important issues to help China optimize the energy proportion, increasing energy efficiency and protecting the environment.
Application and development of solar energy in building industry and
its prospects in China Zhi-Sheng Li a,b, , Guo-Qiang Zhang b , Dong-Mei Li a , Jin Zhou b , Li-Juan Li a , Li-Xin Li c a Faculty of Construction, Guangdong University of Technology, Guangzhou 510643, China b College of Civil Engineering, Hunan University, Changsha 410082, China c Guangzhou Institute of Energy Conversion, Chinese Academy of Science (CAS), Guangzhou, Guangdong 510640, PR China Received 10 December 2006; accepted 9 February 2007 Available online 5 April 2007 Abstract China is the second largest country in energy consumption. More and more energy demand pressures cause the Chinese government to review its economy and energy policies in order to support the sustainable development. In China, the building sector amounts to 27.8% total energy consumption, which is only behind the industry sector. China has abundant solar energy resource, which is extensively applied to buildings. Therefore, solar energy utilization in buildings has become one of the most important issues to help China optimize the energy proportion, increasing energy efciency and protecting the environment. Solar energy resource and its district distribution in China are introduced in detail in this paper, and the representative solar energy application to the building sector is highlighted as well. The solar energy utilization obstacles, especially policy disadvantages in building sector in China, are reviewed. Moreover, the application prospects of solar energy in building sector are presented in combination with the China economic and household industry growth. r 2007 Elsevier Ltd. All rights reserved. Keywords: Solar energy; Building industry; Application 1. Introduction It is well known that China is the largest developing country in the world, and the population is beyond 1.3 billion at present. Because of the low-grade economic development mode, China was faced with huge pressure including the economic development, environmental pollu- tion, energy shortage and climate change (Lin, 1997) in recent years. China consumed about 1500 million tons of coal equivalent (MTCE) primary energy in 2002, only behind the US, while China consumed about 1678 MTCE primary energy in 2003 and predicted approximately 2173 MTCE in 2010. Among the total energy consumption, the building sector accounted for 27.8% and it is still increasing (Crompton and Wu, 2005; Document of the World Bank, 2005). In addition, China accounted for 31% of coal consumption, 7.6% of oil consumption, 10.7% of hydroelectricity consumption and 1.2% of gas consump- tion in the world during this year (Zhu and Lin, 2004). Furthermore, Chinas energy consumption share of all the above-mentioned in the world is still increasing sharply in the recent decades. It is estimated that in China during 2005 the gross domestic production (GDP) was only 4% compared with that of the world, but the ve main resource consumptions (raw coal, fresh water, steel, concrete and color metal) of unit GDP were far beyond the world average level, which even became to 1.9 times (CAS, 2006). Furthermore, egregious energy and resource consumption means rigid impacts on the environment. Obviously, no one country can meet this kind of predatory economic development mode. Consequently, it should be the core task to establish the abstemious and environmental friendship modes in order to carry out the sustainable development objective in future China. The building sector is the corbel in China and also the second energy consumption terminal to the industry. The building and house industry in China has been ARTICLE IN PRESS www.elsevier.com/locate/enpol 0301-4215/$ - see front matter r 2007 Elsevier Ltd. All rights reserved. doi:10.1016/j.enpol.2007.02.006
E-mail address: Chinaheat@163.com (Z.-s. Li). experiencing a high-speed growth, and an 11% annual average increment rate was achieved from 1999 to 2004 (MOC, 2002) (Fig. 1). And, according to the experience of developed countries, it will inevitably amount to 35% or so. It is highly signicant to apply the renewable energy such as solar energy to the buildings in China. Solar energy becomes the center attention of with the nature of being clean, safe and permanent. It is calculated that the total solar radiant energy accepted by the China inland territory surface becomes 335837 kJ/(cm 2 a) (Goswami et al., 2004), and more important, it can be easily utilized in buildings. To achieve sustainable devel- opment goal, the Chinese government formulates a series of policies and regulations to encourage solar energy utilization. However, compared with abundant solar energy resource, the successful commercial application of solar energy in building sector still has great potential in China, which is mainly due to the cost and policy problems, although solar energy has been comparatively extensively developed in the building sector. In the paper, the solar energy resource of China was rst briey described, and the main application styles to buildings were introduced as well. Second, the solar energy utilization obstacles, especially policy drawbacks, were reported. Finally, the prospects of solar energy application in building in China were analyzed. 2. Solar energy resource in China China possesses very abundant solar energy resources with more than 2 3 of the country area annual experiencing solar shining hours and radiations of more than 2000 h and 5000 MJ/m 2 , respectively (Luo et al., 2005). In most areas in China, the solar energy resources are better than that in Japan and Europe, especially in the west and southeast of the Qing-zang altiplano in China, the solar energy resources are close to that of the Sahara desert. The solar energy resource has the obvious zone distribution features in China. Five solar energy zones are divided according to the solar energy radiation quantity, which is indicated in Table 1 and Fig. 2, respectively. In Fig. 2, solar energy resource zones, IV are denoted with yellow (most abundant solar energy), blue, red, brown and green (least solar energy), respectively. Solar energy is more and more considered in China as a renewable energy resource compared to conventional energy resources. In the next 5 years following 2005, China will invest 10 billion RMB (1.25 billion US dollars) in developing solar energy photovoltaic application. 3. Application of solar energy in building industry in China Most solar energy technologies have been in existence in one form or another for centuries in building industry in developed countries (Tsur and Zemel, 2000; Muneer et al., 2006). There are many applications for the direct and indirect utilization of solar energy, and the most extensive utilization is in building industry and related elds. In China, the main solar energy uses in building industry involve solar water heater, solar heating buildings, solar refrigeration, air conditioners and photovoltaic system. Especially, with the rapid rise of the energy price, solar energy application in building industry is accelerating. In China, extensive solar energy utilization in building industry brings great environmental and economic benets (Xiao et al., 2004; Li et al., 2005; Yin, 2005). 3.1. Solar water heater and hot water system Chinese citizens use three kinds of water heaters: gas combustion, electric-driven and solar water heaters. With the rapid rise in energy price, solar energy water heaters ARTICLE IN PRESS 6.13 6.55 7.09 7.35 7.65 11.01 13.18 14.09 1996 1997 1998 1999 2000 2001 2002 2003 0 2 4 6 8 10 12 14 16 Fig. 1. China urban housing area increment in recent years (billion m 2 ). Table 1 Solar energy resource distribution and energy equivalent per m 2 annually in China No. Annual shinning hours (h) Solar energy radiation (MJ/m 2 a) Energy cumulation (kg CE/m 2 a) CO 2 reduction (kg/m 2 ) I 32003300 66708370 225285 306 II 30003200 58606670 200225 252 III 22003000 50205860 160200 216 IV 14002200 41905020 140170 180 V 10001400 33504190 115140 144 Notes: CE in table means coal equivalent. Z.-s. Li et al. / Energy Policy 35 (2007) 41214127 4122 have better competition and are more popular. The holding rate of solar water was only 16.3% by Chinese citizens in 1999, but it achieved 28.42% in 2003, and it was predicted to go up to 48.22% in 2007. In an example of a hotel with 50 beds or 250 employees located in the south of China, the total cost of solar water heater in 5 years is only RMB94, 000 ($11,750), while that of gas combustion and electric-driven water heaters becomes RMB128, 000 ($16,000) and RMB155, 000 ($19,375), respectively (Table 2). It is estimated in 2004 that Chinese solar water heater accounted for 30% renewable energy, which was only inferior to mini water- electricity contribution. At the end of 2005, the annual production capacity of solar water heater thermal collec- tion area rose up to 11 million m 2 . To date, solar water heating has become a dominant and widespread solar thermal application in buildings in China. Since 1980, the utilization of solar water heaters has been rapidly expanding with 30% annual average growth rate. By the end of 2001, the total 320-million m 2 solar water collectors had been put into use in China (Yin et al., 2005), and China has become the biggest solar water heater production, sale and holding country in the world. It is estimated that the annual sale of unit numbers of solar water heaters in China was more than 10 million m 2 in 2004, and with a displacement of 40 MTCE annually (Hu et al., 2005). Fig. 3 indicates the solar water heater installation in China. 3.2. Solar heating of buildings Solar energy is often used to directly heat a house or the building. Heating a building requires much more energy and larger panels than heating a buildings water system. Generally [in China], a building that is directly heated by solar energy will have its solar water heated system. A solar heating of building includes all kinds of passive and active solar energy utilization technologies, which is commonly integrated with buildings themselves. These technologies involve trombe wall, solar roof and solar greenhouse energy utilization system (ChenBin et al., 2006). Solar ARTICLE IN PRESS Table 2 Economic comparison of three kinds of water heater installed in a hotel Item Gas combustion Electric- driven Solar energy Fix investment (RMB) 30,000 20,000 80,000 Annual energy cost (RMB) 20,000 25,000 2,800 Total cost in 5 years (RMB) 128,000 155,000 94,000 Water heater lifetime (years) 56 45 More than 10 Safety Common Common Good Fig. 3. Typical solar heat water system on rooftop in China. Fig 2. Solar energy source distribution in China. Z.-s. Li et al. / Energy Policy 35 (2007) 41214127 4123 energy is the best heating building mode. Solar heating requires almost no energy transformation, so it has a very high efciency. Heat energy can be stored in the liquid and air, or in a packed bed. A packed bed is a container lled with small objects (such as stones) that can hold heat among the air space. Heat energy is also often stored in phase-changer or heat-of-fusion units with the wall materials. Most buildings in China face the south that always receives the strongest sunlight, therefore, the buildings designed for solar heating usually have the large south- oriented glass windows or trombe wall or simple solar heated ventilation. When sunlight passes through glass or other glazing, it warms the buildings, and stores solar energy in oors or walls. Proper ventilation allows the heat to circulate within the building (Figs. 4 and 5) (SCI, 1999). The climate in China can be generally divided into ve zones: severe cool, cool, summer-hot/winter-cool, summer- hot/winter-warm and gentle zones. The northeast of China, northwest of China and north of China (so-called three north) are the traditional heating climate zones, and they also account for about 70% of the country area with abundant solar energy resource. It is calculated that at the end of 2002 the area of solar heat buildings was more than 10 million m 2 , which was mainly distributed in the rural of three north. Accordingly, the annual energy saving exceeds 200,000 ton of coal equivalent (CE) because of solar heating buildings. 3.3. Building-integration photovoltaic (BIPV) systems Besides being used for heating and cooling, solar energy can be directly converted to electricity by photovoltaic cells. Photovoltaic cells convert solar radiation to electri- city power by semiconductor (such as silicon) materials. Unfortunately, most of the photovoltaic cells used in the market today operate at an efciency of less than 15% (Luo and Dai, 2006), which is an application restriction in buildings; because the cost is of most consideration to the citizens. The typical design and integration of photovoltaic cells into the building concerns the wall, rooftop and balcony layout, which replaces conventional building craftwork (Guiavarch and Peuportier, 2006; Wang and Gao 2004; Zhong, 2004). This integration may be in vertical facades replacing view glass windows, spandrel glass or other facade material replacing semitransparent skylight. It is commonly found that a photovoltaic roong system replaces the traditional roong materials or shading eyebrows in the windows, or other building envelope systems (as shown in Fig. 6). Plenty of BIPV demonstration projects have been completed through international cooperation. Although total power capacity of building integration photovoltaic was only 40,000 kW until 2002, which is far laggard compared to the solar heat water application, the devel- opment potential is startling. However, the PV industry had startling increment in the recent years, and it is estimated that the annual PV installation capacity in 2005 ARTICLE IN PRESS air layer in negative pressure air distribution pipe fan exterior air heated air layer solar energy absorb Fig. 5. The microstructure of solar wall ventilation responding to Fig. 4. Fig. 6. A typical building integration photovoltaic system with shading materials. Fig. 4. Solar heating of building with trombe wall for natural ventilation. Z.-s. Li et al. / Energy Policy 35 (2007) 41214127 4124 rose to 300 kiloWatts (kW), and up to 2005, the total completed PV installation capacity rose to a million kW. In addition, China has completed 350,000360,000 PV in- stallations, and the capacity of the single PV installation became 150 kW up to 2005. It is predicted that in 2010 the installation capacity of PV system will be more than 500,000 kW and more than 10 millions kW in 2020, And, the power generation cost of per kilowatt-hour (kWh) by the photovoltaic system will be lower than 0.64 RMB ($0.08). This is a rather competitive renewable energy in the building industry. 3.4. Solar energy refrigeration and air-conditioning Utilization of solar air-conditioning is the most ideal harmonious state between human and nature, which can create both favorable indoor and outdoor environment temperatures. Therefore, the effect of warm-island in the big cities will be cut down. The absorption chiller driven by solar energy demands no Freon refrigerants, so it does not damage the ozone layer, and is hence named green air- conditioning. At present, the possession rate of solar energy air- conditioners in Chinese urban families is below 20%, so its market potential is very huge. Moreover, with rapid economic development, more Chinese citizens tend to live in the villadoms and top grade of residential buildings, and the solar energy air-conditioners will be of more applica- tion, because traditional central air-conditioner and family individual air-conditioner cannot adapt to the requirement of the capacity. The operation cost of solar air-condition- ing system is only 15% compared with that of traditional air-conditioning system. Furthermore, the ideal combina- tion between buildings and air conditionings overcomes the shortcomings of the whole building outlook. For example, a top-grade villa in urban China costs about 1.2 million RMB ($150,000), and the primary and annual operation costs of a solar air conditioning system installed in the villa are 30,000 RMB ($3750) and 8000 RMB ($1000), respectively, which are rather competitive compared to other types of air-conditioners in China. China started solar energy air conditioning development at the end of the 1970s. Plenty of small-scale solar air conditioning samples were tried and experimented since then. Until the ninth-ve plan period (19962001), solar air conditioning application in building industry was mature, and from then on, the ministry of science and technology (MOST) focused on solar air conditioning as a key research item. Many solar air conditioning demonstra- tion projects have been developed to spread its application in buildings till now (Fig. 7). 4. Chinese solar energy development policies in building industry The adoption of incentive policies is the international regular method in order to support the solar energy use with consideration to its high cost and market generalization problems (Tsai and Chou, 2005; Okoro and Madueme, 2004). China always encouraged renewable energy develop- ment. In China, renewable energy resource commercial development domain mainly includes solar energy, wind energy, high-efcient application of biological substance and ground heat utilization in buildings. Solar energy develop- ment policies in building industry in China can be divided into three administrative levels according to these policies feature and inuence region. The rst level policies are directive and are an outline, and the second are criterion policies. These two level policies are formulated by the central government and operated in the whole nation. These policies involve economic incentive policies, subsidy policies, tax remission policies and tariff favorable polices for solar energy development. The third level policies are idiographic economic incentive policies and administration supervision system, which are usually regulated by local governments. The solar energy development is strongly inuenced in various provinces in China, so the central government only provides the outline and directive policy frame, while the provinces implement the detailed policies. In China, these level policies include both renewable energy policies and individual solar energy policies. However, China has not shaped the denite management mechanisms and all-round benet incentive systems for solar energy application in building industry till now. Many policies are not manipulative and inconsistent. Furthermore, whole national corruption and bureaucracy rigidity may make these policies rebate greatly. Local governments sometimes negatively disputed or even rejected solar energy policies and regulations formulated by the central government. For example, local governments refuse solar water heater installation in buildings as they destroy the uniform building appearance. At present, solar energy building industry has not formulated systemic and uniform national and industry standard, and the ARTICLE IN PRESS Fig. 7. A solar air conditioning system demonstration project in China. Z.-s. Li et al. / Energy Policy 35 (2007) 41214127 4125 quantitative guideline and evaluation system for solar energy building development policies are under research. These involve the passive solar energy utilization, solar water heater, solar heating of buildings and photovoltaic national and industry standards. The bottleneck of solar building development is not laggard solar energy technology and shortage of the public environment protection intention, but shortage of national economic incentive mechanism based benet. It is observed that the original cost increment for solar energy buildings is only RMB 230 ($ 28.75) per m 2 , but the operation cost can achieve 70% energy saving. For combinations other than energy saving technology such as oor heating, the energy saving rate will exceed 80%. For example, in the residential section in Beijing with complete utilization of solar water heaters, the annual electric power saving becomes 600 kWh per m 2 . But the estate developers lack the drive because of the shortage of direct benet return. Therefore, it is a prerequisite for government formulation benet-based incentive policy (nancial and tax) to urge solar energy building development. Solar energy policies in China for building industry should involve denite and incentive solar building industry management system and operational mechanisms, such as solar energy technology development, solar energy product generalization, market regulations and its industrialization. Especially, the government should formulate a long-term plan for solar energy application in the buildings, and spread solar energy utilization products to the west of China, which has the most abundant solar energy resources. Furthermore, a systematic solar energy utilization policy is also indispensable in buildings for reinforcement technology research devotion and international cooperation. 5. Prospects of solar energy in building industry in China Solar energy combination building is an inevitable trend in future China, and especially, solar energy integration building development has great potential. In China, solar energy application in the buildings has experienced three phases. The rst solar energy utilization in the building industry is passive sunspace, which simply collects and distributes solar energy through application of buildings orientation, structure and materials. The second stage of solar energy utilization in the building industry shifts to active sunspace. The buildings are heated by solar heating system with solar heat collectors, fans, pumps and radiators, or are refrigerated by solar energy absorption chillers and air-conditioners. The third stage is photo- voltaic application to buildings. The solar energy is converted to electric power by the photovoltaic system installed in buildings, which fully meets the buildings operation energy demands for heating, lighting, ventilation and air-conditioning, and even to so-called zero energy consumption building. Although the research and application for solar energy buildings in China mainly focus on solar water heater, which is very mature in buildings, the active solar energy utilization such as solar energy air-conditioning is also successful. In the near future, solar energy technology will not have the obstacles that restrict solar energy building development in China. The trends for solar energy application to buildings will be transformation of tradi- tional passive solar heating of buildings to integrative solar energy utilization such as photovoltaic, solar water heater, solar air-conditioner, ventilation and lighting, etc. With the conversion efciency improvement and cost reduction for solar photovoltaic in buildings, the solar energy is increasing practicably for buildings energy solutions. In the future, with the solar energy large-scale utilization in the building industry, China will not only emphasize saving energy and resource consumption, but also solving building maintenance techniques caused by solar energy use. The favorable solar energy building technology in combination with renewable ground heat, wind energy and biologic substance energy will be developed, which assures basic indoor environment and safety energy demand even for the buildings not momentarily occupied by dwellers. Solar energy application to building industry also helps to improve energy stability and transportation reduction. After the UN Summit Conference on Global Environ- ment and Development in 1992, China quickly made a response towards implementing a sustainable development strategy, and issued the Agenda of China 21st Century. In 1995, the Chinese government formulated a new and renewable energy resource development outline (19962010), which focused on the populations solar energy building, solar water heater and photovoltaic electric power. It is predicted that solar energy building items and solar water heaters will be in large-scale production, and the family solar water heater general- ization rate will achieve 2030% of the goal. A series of national standards will emerge for solar energy integrated buildings, and the Chinese government will strengthen solar energy integrative building demon- stration items. Moreover, a nationwide training and appraisement scheme for solar energy building criteria and standards will be regulated for the detection and evaluation of residential solar application and environment impact. The prospects for solar energy building industry in China are dependent on not only the policies and sustainable development effect understood by architecture designers, civil engineers, solar energy service engineers, ofcials and material providers, but also the international solar energy application achievement in the building industry. It is also predicted that the main body of popularization of solar energy integrative residential building will be enterprises of the government. 6. Conclusions The application, development and forecasts of solar energy in the building industry in China were presented in this paper. With the rapid economic development and ARTICLE IN PRESS Z.-s. Li et al. / Energy Policy 35 (2007) 41214127 4126 monetary housing policy implementation, China has been experiencing a high growth in the building industry, and it can be predicted that the total urban housing and public building area will be further booming due to the rapid industrialization and urbanization in the future. Conse- quently, the building energy consumption rate to the total energy consumption is accordingly rising year by year. Furthermore, the building energy consumption is mainly provided by fossil fuels, which also brings about violent impacts on the environment due to inefcient energy utilization modes. The application and development of new and renewable energy to the building industry is a key issue for Chinese sustainable policy goals. Solar energy is a clean and inexhaustible resource and compatible to application in the building industry. China has abundant solar energy, which is extensively by utilized in the building industry in terms of solar water heater, solar heating and cooling of buildings and photovoltaic power production. At present, China has become the biggest solar water heater producer and holding country in the world and with 1530% of annual increment. It is predicted that solar water heater energy collection area in China will become to 300 million m 2 , which will replace 40 MTCE annually in 2010. However, although the Chinese government strongly supports solar energy application in buildings, the obvious policy obstacles for solar energy popularization are in existence. The bottleneck of energy saving buildings, especially for solar energy building development, is not the lack of solar energy technology and the shortage of environment protection intentions, but the shortage of national economic incentive mechanisms on the basis of benets. 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