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Saved by the Bell: Using Alarm Management to make Your Plant Safer

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Introduction:
Recent industrial accidents at Texas City, Buncefield (UK) and Institute, WV have highlighted the
connection between poor alarm management and process safety incidents. At Texas City key level
alarms failed to notify the operator of the unsafe and abnormal conditions that existed within the tower
and blowdown drum. The resulting explosion and fire killed 15 people and injured 180 more.
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The tank
overflow and resultant fire at the Buncefield Oil Depot resulted in a 1 billion (1.6 billion USD) loss. It
could have been prevented if the tanks
high level safety switch, per design, had
notified the operator of the high level
condition or had automatically shut off the
incoming flow.
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At the Bayer facility
(Institute, WV) improper procedures,
worker fatigue, and lack of operator
training on a new control system caused the
residue treater to be overcharged with
Methomyl - leading to an explosion and
chemical release.
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Figure 1: Fire & Explosion at Texas City Refinery
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Accidents like these demonstrate what can happen when an
alarm system and operator response fail as a layer of protection
in a hazardous process. They also provided the motivation for
the new ISA-18.2 standard Management of Alarm Systems for
the Process Industries, which provides a framework for the
successful design, implementation, operation and management
of alarm systems in a process plant. It offers guidance on how
alarm management can be used to help a plant operate more
safely. ISA-18.2 can also be used to bring together the disciplines
of alarm management and safety system design, which must
work more closely to prevent future accidents.
Figure 2: Aftermath of Explosion at Buncefield Oil Depot
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The Alarm System and the Operator are one of the first layers of protection
The operators response to alarms is crucial in preventing a process upset from escalating into a more
serious event. As shown in Figure 3, there are multiple layers of protection that can prevent an incident
from occurring and to mitigate its impact if it does occur. Operator intervention is one of the first layers
of protection. Next comes the Safety Instrumented System (SIS) whose job is to drive the process to a
safe state, as needed, to protect people, the environment, and equipment. When a safety system trips
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it typically results in lost production, which can be very significant for an oil refinery it can easily
exceed $1M / hour. Therefore implementing proper alarm management to improve the operators
performance can help your plant run more efficient and also reduce the likelihood that a process upset
reaches the SIS layer of protection.


Figure 3. Layers of Protection and Their Impact on the Process
How much Risk Reduction can the Alarm System and the Operator Provide
According to the IEC 61511/ISA 84 process safety standards, process risk must be reduced to a tolerable
level as set by the process owner. This is done using multiple layers of protection including the basic
process control system (BPCS), alarms, operator intervention, mechanical relief systems, and (if
necessary) an SIS. As shown in Figure 4, the more risk that can be reduced by the alarm system and the
operator, the less risk reduction (Safety Integrity Level SIL) which must be provided by the SIS. The
higher the SIL level, the more complicated and expensive is the SIS. Additionally, a higher SIL will require
more frequent proof testing, which adds cost and can be burdensome in many plants. Unfortunately,
human performance factors provide constraints on the level of risk reduction that an operator can
actually provide. By getting the most from the operator, the demands on the SIS are reduced, which in
turn reduces its chance of failure.

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Figure 4 Risk Reduction is achieved through use of multiple protection layers
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The reliability of the alarm system and operator are considered when performing a Layer of Protection
Analysis (LOPA), which is one of several methods for calculating the required SIL target. In a LOPA the
frequency of a potentially dangerous event is calculated by multiplying the probability of failure on
demand (PFD) of each individual layer of protection times the frequency of the initiating event. In the
example LOPA of Figure 5, the likelihood of a fire occurring after the release of flammable materials is
calculated assuming that the initiating event (the loss of jacket cooling water) occurs once every two
years.

Figure 5. Example Layer of Protection Analysis (LOPA) Calculation
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How Reliable is the Operator and the Alarm System
The example LOPA calculation assumes that each protection layer, including the operator, is specific,
auditable, independent , and dependable. The calculation uses a 20% chance that the operator will fail
to respond correctly and in time to prevent the outcome (PFD = 0.2). Assuming an 80% success rate
might seem conservative, but studies have shown that human error is one of the leading causes of
industrial accidents. A review of the top 100 plant accidents determined that operator failure was the
second leading cause (after equipment mechanical fatigue) .
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On the other hand, an 80% success rate might be generous. Consider that safety-critical alarms are most
likely to occur during major plant upsets. Throw in operator fatigue, lack of proper training, increasing
operator workload, physical condition (age, amount of rest), along with alarm overload and one can
Initiating Event Protection Layer #1 Protection Layer #2 Protection Layer #3 Protection Layer #4 Outcome
Loss of Cooling
Water Process Design
Operator Response
(to Alarm)
Pressure Relief
Valve No Ignition Fire
0.3 2.10E-05
0.07 Fire
0.2
0.01
0.5 / yr
No Event
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see the challenge to improving the operators response. Table 1 presents representative values for
estimating operator response as part of a safety calculation.
Category Description Probability that
Operator
responds
successfully
PFD SIL
1 Normal Operator Response In order for an operator to
respond normally to a dangerous situation, the following
criteria should be true:
Ample indications exist that there is a condition
requiring a shutdown
Operator has been trained in proper response
Operator has ample time (> 20 minutes) to perform
the shutdown
Operator is ALWAYS monitoring the process
(relieved for breaks)
90% 0.1 1
2 Drilled Response All of the conditions for a normal
operator intervention are satisfied and a drilled response
program is in place at the facility.
Drilled response exists when written procedures,
which are strictly followed, are drilled or repeatedly
trained by the operations staff.
The drilled set of shutdowns forms a small fraction
of all alarms where response is so highly practiced
that its implementation is automatic
This condition is RARELY achieved in most process
plants
99% 0.01 2
3 Response Unlikely / Unreliable ALL of the conditions for a
normal operator intervention probability have NOT been
satisfied
0% 1.0 0

Table 1 Simplified Technique for Estimating Operator Response
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Its just a matter of time
So how can we improve the operators performance to keep our plants safer? One way is to think about
what constitutes a successful operator response. As described in ISA-18.2, the operator must be able to
detect, diagnose, and respond within the appropriate timeframe, called the Maximum Time to Respond.
The operators response must be quick enough that the process has time to react to the corrections that
have been made before reaching the consequence threshold. If the total time elapsed exceeds the
Process Safety Time, which is the time between the initiating event and occurrence of the hazardous
event, then the upset will escalate to create a demand on the SIS, initiate a trip, or cause an accident.
Figure 6. Operator Response Timeline

Operator response time should be considered up-front during design. Creating a situation where an
operator has only a few minutes to detect, diagnose, and respond increases the probability for failure
and means that they cannot be a significant safety layer. One company has set a threshold requirement
of 10 minutes, meaning any alarm which has a process safety time of less than 10 minutes cannot be
claimed as a layer of protection (PFD = 1.0).
Applying a Lifecycle Approach to both Safety and Alarm Management
Both the ANSI 61511/ISA-84 standard on process safety and the ISA-18.2 standard on alarm
management advocate the use of a lifecycle approach. As shown in Figure 7, the two lifecycles are very
similar. There are several phases where they can be connected. Results from the Safety Hazard and
Risk Assessment are an input to alarm managements Identification phase. Alarms which are being
counted on as a safety protection layer will be assigned a (high) priority during Rationalization.
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Figure 7. The Alarm Management & Safety Lifecycles (Abbreviated for clarity)
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A key deliverable is to create an alarm philosophy document which defines how a company or site will
address alarm management throughout all phases of the lifecycle. It should contain information like the
criteria for classifying and prioritizing alarms (safety-related alarms are classified as Highly Managed
Alarms), what colors will be used to indicate an alarm in the HMI, and how changes to the
configuration will be managed. It should also establish key performance benchmarks (like the acceptable
alarm load for the operator). Special procedures for handling safety-related alarms, such as the
frequency of testing and refresher training, would be documented here.
Alarm Detection made Quick and Easy
Operator performance can be optimized by ensuring that alarms are annunciated in a way that makes it
easy for them to be detected and so that none are missed. Some helpful techniques are:
Design the HMI to promote operator situational awareness - The operators performance is directly
linked to the proper use of color, text, and patterns within the HMI, which should be configured to
uniquely indicate the state of the alarm (normal, unacknowledged, acknowledged, suppressed). Since 8-
12% of the male population is color-blind, it is important to consider what colors are used. Ideally the
colors used for alarm indication should be reserved for alarming only and should be different depending
upon priority.
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Minimize the number of alarms on the Operator Alarm overload is a key reason why operators miss
alarms. An operator should be hit with no more than 1-2 alarms every 10 minutes during steady-state
operation. In many control rooms, operators are hit with one alarm every minute, which is considered
unmanageable.
Alarm Performance Metrics
Based upon at least 30 days of data
Metric Target Value
Annunciated Alarms per Time:
Target Value: Very Likely to
be Acceptable
Target Value: Maximum
Manageable
Annunciated Alarms Per Day per
Operating Position ~150 alarms per day ~300 alarms per day
Annunciated Alarms Per Hour per
Operating Position ~6 (average) ~12 (average)
Annunciated Alarms Per 10 Minutes
per Operating Position ~1 (average) ~2 (average)
Metric Target Value
Percentage of 10-minute periods
containing more than 10 alarms <1%

Table 2: Alarm Performance Metrics from ISA-18.2
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Performing a thorough rationalization ensures that every alarm in the system is necessary, has a
purpose, and follows the cardinal rule that it requires an operator response. In todays DCS it is really
easy to add alarms that arent called for we must all resist the temptation.

Treat High Priority Alarms as High Priority Another way to ensure operators dont miss important
alarms is to ensure that high priority alarms can be differentiated from other alarms. ISA-18.2
recommends using 3-4 different priorities, where no more than 5% of alarms are configured as high
priority. Priority is set based on the potential consequences and on the time available to respond.
Establishing consistent priorities aids the operator in determining the order of response during upset
conditions.
Eliminate Nuisance Alarms The presence of standing alarms (lasting > 24 hours) and chattering
alarms (points that go needlessly in and out of alarm on a frequent basis) can obscure the operators
view and make it more difficult for him to detect a new alarm. Poor configuration practices are one of
the leading causes of nuisance alarms. The proper use of alarm deadbands and on / off-delays can go
along way to eliminating them. An ASM study found that the use of on-off delays in combination with
other configuration changes was able to reduce the 10 min alarm rate by 45 90%.
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Diagnose the issue accurately
Make Information on Cause and Corrective Action available The Information documented during
alarm rationalization and hazard and risk assessment can be indispensable for helping the operator
diagnose the problem and determine the best response. The cause of the alarm, corrective action,
consequence, time to respond, and safety implications should be made available ideally in real-time and
in the proper context.
Suppress Unimportant Alarms During a Flood - Plant upsets, which can generate tens to hundreds of
alarms, are one of the most challenging times for the operator. At the Milford Haven refinery, operators
were inundated with 275 alarms in the 11 minutes leading up to the explosion.
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Advanced alarming
techniques, such as state-based alarming, can be used to temporarily suppress alarms when they are
not meaningful. When a distillation column crashes it is best to present only those few alarms which
effect the diagnosis and response, rather than all of the temperature and pressure alarms that occur.
Shelving helps the operator stay focused - Alarm shelving allows an operator to temporarily suppress
an insignificant alarm, removing it from view. It is a great tool for improving response during a process
upset. The alarm will come back later (like after 30 minutes) so that it can be addressed when things
have calmed down in the control room. It is important to provide controls on who can shelve an alarm
and which alarms can be shelved.
Respond correctly
Practice makes perfect Not to be underestimated is how important it is to train the operators so they
are comfortable with the system, and so they trust it to help them do their job. The last you thing you
want is the operator abandoning the control system during an upset, like the operators did prior to the
explosion at the Milford Haven refinery. Training the operator as part of process simulation can create a
drilled response where corrective action is so-well reinforced that it is automatic.
Provide Alarm Response Procedures Written alarm response procedures should be created which
include the potential causes and consequences of the alarm, the recommended corrective action, the
alarm limit, and the allowable response time information that was fleshed out during rationalization
and during hazard and risk assessment.
Maintenance and Change Control
Review and Know which Alarms are Out-of-Service - Alarms will periodically be taken out-of-service for
maintenance - repair, replacement, or testing. Its important to document why an alarm was removed
from service, the operation of interim alarms, special handling procedures, as well testing required prior
to returning to service. For safety reasons the system should be able to produce a list of which alarms
are currently out-of-service. This serves as a reminder of what alarms are suppressed. The list can then
be reviewed before putting a piece of equipment back into operation to ensure that all critical alarms
are functional.
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Manage and Control Configuration Changes Even the most well-designed alarm system can run into
problems if there is poor control over who can make changes. A Management of Change procedure
should be implemented to ensure that modifications (such as changing an alarm limit, disabling an
alarm, or adjusting its priority) are reviewed and approved prior to implementation. Modifications
should not be made without proper analysis and justification, particularly if the alarm is a safety layer of
protection.
Conclusion
As plants run closer to their performance limits with fewer operators and support staff, the importance
of alarm management to maintaining plant safety is becoming paramount. The key to maximizing the
safety protection provided by the operator is to create an environment where they are able to detect,
diagnose, and respond to alarms properly within time. This can be achieved by adopting the
requirements and recommendations of the new ISA-18.2 standard on alarm management and by taking
a coordinated approach to both alarm management and SIS design.
References
1. BP America Refinery Explosion U.S. CHEMICAL SAFETY BOARD
www.chemsafety.gov/investigations
2. The Buncefield Investigation - www.buncefieldinvestigation.gov.uk/reports/index.htm
3. Bayer CropScience Pesticide Waste Tank Explosion, U.S. CHEMICAL SAFETY BOARD
www.chemsafety.gov/investigations
4. ANSI/ISA-84.00.01-2004 Part 3 (IEC 61511-3 Mod) Functional Safety: Safety Instrumented
Systems for the Process Industry Sector- Part 3
5. Marszal, E. and Scharpf, E. Safety Integrity Level Selection. ISA (2002)
6. Coco, James, editor, The 100 Largest Losses of 1972-2001, Marsh Risk Consulting Practice,
February 2003
7. ANSI/ISA-84.00.01-2004 Part 1 (IEC 61511-1 Mod) Functional Safety: Safety Instrumented
Systems for the Process Industry Sector
8. ANSI/ISA ISA18.00.02-2009 Management of Alarm Systems for the Process Industries.
9. Zapata, R. and P. Andow, Reducing the Severity of Alarm Floods, Proceedings, Honeywell
Users Group Americas Symposium 2008, Honeywell, Phoenix, Ariz (2008).
10. The Explosion and Fires at the Texaco Refinery, Milford Haven, 24 July 1994, HSE Books,
Sudbury, U.K. (1995).
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About the Authors:
Todd Stauffer is director of alarm management services for exida and an editor / voting member of the
ISA-18 committee. He can be reached at tstauffer@exida.com.
David Hatch is a Certified Functional Safety Engineer (CFSE), as well as an active member of the ISA-18
committee and EEMUA 191 working group. He can be reached at david.hatch@exida.com.
Acknowledgements:
Portions of this whitepaper were published in the September 2009 issue of Intech- Operators on alert:
Operator response, alarm standards, protection layers key to safe plants.