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= + =
0
0
100
(1)
They studied the relationship of failure lines for sa-
turated and unsaturated state in a two-dimensional
(p
net
, q) plane. Here, p
net
and q are defined as fol-
lows.
a net
u p
+ +
=
3
) (
3 2 1
(2)
3 1
= q (3)
where
1
,
2
,
3
: maximum, intermediate and min-
imum principal stress, respectively; u
a
: pore water
pressure.
The failure line for unsaturated state under con-
stant matric suction shows a parallel relation to the
saturated state with intercept of suction stress for p
net
axis. This reveals that the suction stress acts as a
component of confining pressure. Karube et al.
(1997) also examined the results from the TC for sil-
ty clays related to the maximum volumetric com-
pression point during the shear process. The stress
state for unsaturated soil can also be arranged on the
CSL for saturated soil on shear strength and (p
net
+p
s
)
plane. They proposed an elasto-plastic constitutive
model for unsaturated soil on the basis of such a re-
sult. Since the term p
s
(s) in Barcelona Basic Model
(Alonso et al., 1994) has essentially the same mean-
ing as the suction stress by Karube et al. (1996), suc-
tion stress has an important role in the expression of
the unsaturated shear strength as well as the volume
change.
Kato et al. (2001) carried out a series of UCs on
compacted silty clay by measuring suction and vo-
lume change of specimen. From the obtained results,
they found that the relationship between unconfined
compressive strength and equivalent confining stress
was unique. Here, they suggested that the Mohrs
stress circle of the UC can be defined by means of
the suction stress as shown in Fig. 1. If the unsatu-
rated shear strength equation proposed by Fredlund
and Morgenstern (1977) is applicable for the peak
strength state of the UC, the cohesion, c
UCT
can be
expressed as two components as shown in eq. (4).
Because the suction stress is related to the increase
of cohesion according to suction, the right term in
eq. (4) can be derived as eq. (5). If the cohesion, c
sat
for saturated soil is zero, eq. (5) is represented as eq.
(6).
b
w a sat UCT
u u c c tan ) ( + = (4)
net s
b
w a
p u u tan tan ) ( = (5)
net s UCT
p c tan = (6)
4 TESTING PROGRAM
4.1 Test sample and preparation
The soil sample used in this study is silty clay which
has the soil particle density of 26.29 kN/m
3
and non-
plastic. The percentage passing No. 200 sieve is
100 % and the soil type under the Unified Soil Clas-
sification System (USCS) classification is ML.
Before the samples is made by means of the com-
paction method, the specimen was stored for one day
in a sealed container after applying distilled water to
Mohrs stress circle
net
sf
p
2 /
u sf
q p +
u sf
q p +
net
sf
p
A B
c
UCT
C ( )
f nf
,
Mohrs stress circle
net
sf
p
2 /
u sf
q p +
u sf
q p +
net
sf
p
A B
c
UCT
C ( )
f nf
,
Figure 1. Hypothesis for Mohrs stress circle and failure line
according to the suction stress in the UC.
211
air-dried soil in order to adjust the fixed water con-
tent. The wet soil sample was then compacted in a
mold of 100mm in diameter by using a rammer of
25N in weight. The sample was prepared in five lay-
ers with compaction efforts of 25 and 50 blows for
each layer. The dotted curves show the obtained
compaction curves for these compaction efforts as
shown in Fig. 2. The optimum water contents exist
from 18 to 20%. The compacted samples were kept
in a closed container, and then trimmed to a speci-
men size of 50mm in diameter and 100mm in height
before the test. The initial conditions for tested spe-
cimens after trimming were summarized in Table. 1.
4.2 Testing apparatus and testing program
Figure 3 shows a sketch of the testing apparatus
used in this study. After the specimen was set on the
pedestal of the cell, it was covered with a rubber
membrane and a loading cap, and then sealed with
O-rings. The cell was filled with distilled water.
During the shear process, the amount of the cell wa-
ter drainage was measured with a weighing device
that was connected to the inside of the cell. The vo-
lume change of the specimen was calculated by cor-
recting the amount of the cell water drainage for the
piston penetration into the cell during shearing. A
ceramic disk, whose air entry value was 500 kPa,
was sealed into the pedestal of the cell to measure
the pore-water pressure of specimen. A porous metal
plate was set in the loading cap. Because the pore-air
pressure of specimen was released to atmosphere
through the air line, the suction of specimen was de-
rived from the value of measured pore-water pres-
sure.
In this study, the UC and CWCC under low con-
fining pressure and undrained condition were carried
out using the compacted specimen. Although both
tests have the same procedure from the specimen
preparation, the confining pressures of 10 and 50
kPa were applied in CWCC before shear process.
The axial strain rate of 0.2% per minute was used.
This study is composed of three test series as
shown in Table 1. Because the initial void ratio has a
dominant effect on the shear strength of specimen,
each test series was classified as similar initial void
ratios. The effect of suction was also examined
through the change of the initial water content. Es-
pecially, because the compaction energy has the
same value as each other in the case of both test se-
ries I and II, the effects of the initial water content,
that is, suction and the difference of initial void ratio
could be examined.
5 TEST RESULTS AND DISCUSSIONS
5.1 Stress-strain relationship and variation of
suction during the shear process
Figure 4 shows the behaviors of unconfined com-
pressive strength (q
u
) and volumetric strain accord-
ing to the shear strain in Test series I. The compres-
sive strengths in Fig. 4(a) have the peak values
regardless of the confining pressure and generally
decrease to the constant post peak strength condi-
tion. It is also observed that as the confining pres-
sure is larger, the unconfined compressive strength
Water content, (%)
5 10 15 20 25 30
D
r
y
d
e
n
s
i
t
y
,
d
(
k
N
/
m
3
)
14.0
14.5
15.0
15.5
16.0
Test series I; 25 blows
Test series II; 25 blows
Test series III; 50 blows
S
r
=80% 60%
40%
20%
Figure 2. Compaction curve based on the compaction energy
Table 1. Initial conditions of each test series
No. N
c
(kPa)
i
e
i
w (%)
ri
S (%)
I-1
25
0 0.657 19.03 76.71
I-2 10 0.663 18.08 72.31
I-3 50 0.665 19.03 75.82
I-4 50 0.664 17.9 71.43
II-1
25
0 0.716 16.77 62.08
II-2 10 0.713 16.45 61.10
II-3 10 0.719 19.14 70.56
II-4 50 0.717 17.19 63.56
II-5 50 0.703 16.05 60.52
III-1
50
0 0.647 16.46 67.42
III-2 0 0.651 14.02 57.10
III-3 10 0.637 17.58 73.17
III-4 10 0.649 16.65 68.02
III-5 50 0.644 17.15 70.56
III-6 50 0.652 16.56 67.32
* N: number of compaction blows,
c
: confining pressure,
i
e :
initial void ratio,
i
w : initial water content, initial degree of
saturation
Pore water
pressure transducer
Air line to release
the pore air pressure
Weighing device
Load cell
Dial gage
Distilled water
Specimen
Pore water
pressure transducer
Air line to release
the pore air pressure
Weighing device
Load cell
Dial gage
Distilled water
Specimen
Figure 3. Sketch of testing apparatus used
212
increases (I-2 vs. I-3). After the volumetric strain
decreases at the initial part of shear process, the dila-
tive behaviors are observed in Fig. 4(b). Figure 5
shows the relationships between degree of saturation
and axial strain for the specimens compacted with
25 blows. The degree of saturation increases slightly
at the initial part of shear process owing to the con-
traction of specimen, and since the shear process is
progressed further, the decreasing behavior is ob-
served. In cases of other test series II and III, similar
tendencies could be observed as the test series I.
5.2 Behaviors of stress path and post peak shear
strength according to the application of the suction
stress
Figures 6 and 7 show the stress paths in each test.
Here, (a) and (b) of each figure show the relation
25 blows
Axial strain,
a
(%)
0 2 4 6 8 10
C
o
m
p
r
e
s
s
i
v
e
s
t
r
e
n
g
t
h
,
q
u
(
k
P
a
)
0
100
200
300
400
500
600
1;
3
=0 kPa
2;
3
=10 kPa
3;
3
=50 kPa
4;
3
=50 kPa
(a) Axial strain vs. compressive strength.
25 blows
Axial strain,
a
(%)
0 2 4 6 8 10
V
o
l
u
m
e
t
r
i
c
s
t
r
a
i
n
,
v
(
%
)
-6
-5
-4
-3
-2
-1
0
1
1;
3
=0 kPa
2;
3
=10 kPa
3;
3
=50 kPa
4;
3
=50 kPa
(b) Axial strain vs. volumetric strain.
Figure 4. Test results for test series I with 25 blows.
25 blows
Axial strain,
a
(%)
0 2 4 6 8 10
D
e
g
r
e
e
o
f
s
a
t
u
r
a
t
i
o
n
,
S
r
(
%
)
60
65
70
75
80
1;
3
=0 kPa
2;
3
=10 kPa
3;
3
=50 kPa
4;
3
=50 kPa
Figure 5. Relationships between degree of saturation and axial
strain for test series I with 25 blows.
Test series I
25 blows
p
net
(kPa)
0 50 100 150 200 250
q
(
k
P
a
)
0
100
200
300
400
500
1;
3
=0 kPa
2;
3
=10 kPa
3;
3
=50 kPa
4;
3
=50 kPa
1
2
Residual state
3
4
(a) Before the application of suction stress.
Test series I
25 blows
p
net
+ p
s
(kPa)
0 50 100 150 200 250
q
(
k
P
a
)
0
100
200
300
400
500
1;
3
=0 kPa
2;
3
=10 kPa
3;
3
=50 kPa
4;
3
=50 kPa
Residual state
1
2
3
4
(b) After the application of suction stress.
Figure 6. Stress paths before and after the application of suc-
tion stress for test series I.
Test series III
50 blows
p
net
(kPa)
0 50 100 150 200 250
q
(
k
P
a
)
0
100
200
300
400
500
1;
3
=0 kPa
2;
3
=0 kPa
3;
3
=10 kPa
4;
3
=10 kPa
5;
3
=50 kPa
6;
3
=50 kPa
1
Residual state 2
3
4
5
6
(a) Before the application of suction stress.
Test series III
50 blows
p
net
+ p
s
(kPa)
0 50 100 150 200 250
q
(
k
P
a
)
0
100
200
300
400
500
1;
3
=0 kPa
2;
3
=0 kPa
3;
3
=10 kPa
4;
3
=10 kPa
5;
3
=50 kPa
6;
3
=50 kPa
Residual state
1
2
3
4
5
6
(b) After the application of suction stress.
Figure 7. Stress paths before and after the application of suc-
tion stress for test series III.
213
ship between deviator stress, q and mean net stress,
p
net
, and the relationship between shear stress, q and
equivalent confining stress, (p
net
+ p
s
) which applies
the suction stress as a confining pressure, respective-
ly. In these figures, the solid lines show the failure
line for saturated compacted specimen of which the
angle of internal friction was 42 degrees. This angle
of internal friction was from the TC for saturated
state using the same soil and conditions used in this
study (Abe and Hatakeyama, 1997). Each symbol
means the post peak strength state that exists as the
constant shear stress state observed after the peak
stress. In Figs. 6(a) and 7(a), the plotted data lies
above the failure line. This signifies that the post
peak strength states for unsaturated soil do not cor-
respond to the failure line for saturated soil. Whe-
reas it is observed that the post peak strength states
for unsaturated soil correspond to the failure line for
saturated soil by applying the suction stress regard-
less of the compaction energy as shown in Figs. 6(b)
and 7(b). These behaviors of the stress paths are
similar to that of overconsolidated soil moving to-
wards the critical state after the peak stress state.
5.3 Existence of critical state according to the
application of the suction stress
A method proposed by Atkinson and Bransby (1978)
was applied to these results. They verified the exis-
tence of CSL in relationship between the specific
volume, v
were derived
from test results. From these results, the relation-
ships between the specific volume and the stress ra-
tio, q/(p
net
+p
s
) by applying the suction stress are
shown in Fig. 11. In this figure, the CSL obtained
from slurry state is expressed as one point. All of the
test results show the same tendencies moving toward
CSL after the peak strength state as showed in Fig.
8. It may also demonstrate that the state boundary
surface (i.e., Hvorslev surface) exists for the test re-
sults obtained from the UC and CWCC. It is noted
that these behaviors are observed by applying the
suction stress for stress ratio, q/(p
net
+p
s
) as a part of
confining pressure. If the ordinary stress ratio, q/p
net
is used, these behaviors cannot be recognized be-
cause the ordinary stress ratio
is constant through the
shear process.
Therefore, these results mean that a similar beha-
vior moving towards the critical state for the dilative
specimen can be observed through considering the
suction stress as a confining stress. In particular, it is
found that the effect of matric suction for soil skele-
ton becomes more dominant compared with the ex-
ternal stress under low confining pressure, and the
effect of matric suction can be considered as the
term of suction stress.
q/p
A
) (
N
o
rm
a
l
c
o
n
s
o
lid
a
tio
n
lin
e
1.0
A
N
ln p
C
ritic
a
l
s
ta
te
lin
e
A
) (
N
o
rm
a
l
c
o
n
s
o
lid
a
tio
n
lin
e
1.0
A
Figure 9. Method of correcting points so they lie on the con-
stant p section (Modified from Atkinson and Bransby, 1978).
p' (kPa)
1 10 100 1000
V
o
i
d
r
a
t
i
o
,
e
0.6
0.7
0.8
0.9
1.0
Slurry sample
0.88
Figure 10. Normal consolidation line for the specimen of slurry state.
214
6 CONCLUSION
In order to evaluate the characteristic of shear beha-
vior for unsaturated soil under low confining pres-
sure, a series of the UCs and CWCCs were carried
out using compacted silty clay under undrained con-
dition respectively. The behaviors of shear strength,
the post peak strength and deformation were eva-
luated by applying the suction stress. Especially, the
critical state from these results was examined. Based
on this study, the following summary and conclu-
sions can be drawn.
1. The compressive strengths had the peak values
regardless of the confining pressure, and de-
creased to the constant post peak strength condi-
tion. It was also observed that as the confining
pressure is larger, the compressive strength in-
creases (I-2 vs. I-3). After the volumetric strain
increased at the initial part of shear process (con-
tractive behavior), the dilative behaviors were
observed in all of the test series.
2. It was found that the post peak strength states are
arranged on the failure line of saturated state by
considering the suction stress (p
s
) as a stress
component in (p
net
+p
s
, q) space regardless of the
compaction energy. During the shear process,
the stress path moves upwardly up to the peak
stress state beyond the failure line for saturated
soil. After that, the stress path goes down to the
post peak stress state to be the failure line for sa-
turated soil. This means that these behaviors
were similar to that of overconsolidated soil
moving towards the critical after the peak stress
state.
3. Using a method by Atkinson and Bransby
(1978), it was postulated that the slope of the
normal consolidation line for the specimen of
slurry state is equal to that of the CSL. The CSL
obtained from slurry state was expressed as one
point in (v
, q/(p
net
+p
s
)) space. All of the test re-
sults showed the same tendencies moving toward
CSL after the peak strength state. It also may
implies that the state boundary surface (i.e.,
Hvorslev surface) exists for the test results ob-
tained from the UC and CWCCs under the unsa-
turated state.
4. This paper showed that a similar behavior mov-
ing towards the critical state for the dilative spe-
cimen can be observed by considering the suc-
tion stress as a confining stress. In particular, it
was found that the effect of matric suction can be
considered as the term of suction stress. There-
fore, these results could be interpreted that the
critical state for unsaturated soil exists under low
confining pressure.
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