Professional Documents
Culture Documents
No. 14-1117
IN THE
United States Court of Appeals
FOR THE FEDERAL CIRCUIT
MUFFIN FAYE ANDERSON,
Plaintiff-Appellant,
v.
KIMBERLY-CLARK CORPORATION,
Defendant-Appellee,
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WASHINGTON IN
CASE NO. 12-CV-1979, J UDGE RICHARD A. J ONES
KIMBERLY-CLARK CORPORATIONS
APPELLEE BRIEF
STEVEN J . NATAUPSKY
Counsel of Record
BORIS ZELKIND
COLIN B. HEIDEMAN
KNOBBE, MARTENS, OLSON & BEAR, LLP
2040 Main Street, 14
th
Floor
Irvine, CA 92614
(949) 760-0404
Attorneys for Defendant-Appellee
Kimberly-Clark Corporation
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CERTIFICATE OF INTEREST
Counsel for Defendant-Appellee Kimberly-Clark Corporation certifies:
1. The full name of every party or amicus represented by me is:
Kimberly-Clark Corporation
2. The name of the real party in interest (if the party named in the caption is not
the real party in interest) represented by me is:
Not applicable.
3. All parent corporations and any publicly held companies that own 10 percent
or more of the stock of the party represented by me are:
None.
4. The names of all law firms and the partners or associates that appeared for
the party or amicus now represented by me in the trial court or agency or are
expected to appear in this court are:
Steven J . Nataupsky, Boris Zelkind, Colin B. Heideman
(KNOBBE MARTENS OLSON & BEAR LLP).
KNOBBE, MARTENS, OLSON & BEAR, LLP
Dated: February 24, 2014 By: /s/ Colin B. Heideman
Steven J . Nataupsky
Boris Zelkind
Colin B. Heideman
Attorneys for Defendant-Appellee,
KIMBERLY-CLARK CORPORATION
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TABLE OF CONTENTS
Page No.
- ii -
I. STATEMENT OF RELATED CASES ........................................................... 1
II. J URISDICTIONAL STATEMENT ................................................................ 1
III. STATEMENT OF THE ISSUES .................................................................... 1
IV. STATEMENT OF THE CASE ....................................................................... 1
V. STATEMENT OF THE FACTS ..................................................................... 4
A. Appellants 328 Patent And Design Patent Infringement
Claims .................................................................................................... 4
B. Kimberly-Clark Has Designed Absorbent
Undergarments For Over 40 Years ....................................................... 6
C. Kimberly-Clarks Allegedly Infringing Products ................................. 8
D. Kimberly-Clarks Competitors Products ............................................. 8
E. The District Courts J udgment .............................................................. 9
VI. SUMMARY OF ARGUMENT ..................................................................... 11
VII. ARGUMENT ................................................................................................. 11
A. Standard Of Review ............................................................................ 12
B. The Legal Standard ............................................................................. 12
C. The District Court Did Not Commit Any Procedural
Errors ................................................................................................... 14
1. The District Court Relied On Evidence Available
To It On A Rule 12(c) Motion .................................................. 14
a. The Court Properly Considered the Asserted
328 Patent ...................................................................... 14
b. The Court Properly Considered Photographs
Of The Accused Products ............................................... 15
i. The Appearance of Defendants
Accused Products Is Central To
Plaintiffs Claim And The
Authenticity Of The Photographs Is
Not Disputed ......................................................... 15
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TABLE OF CONTENTS
(contd)
Page No.
- iii -
ii. The Court Can Take J udicial Notice
Of The Appearance Of Kimberly-
Clarks Products ................................................... 16
c. The District Court Properly Considered The
Prior Art 950 Publication .............................................. 17
2. The Timing Of The Rule 26(f) Conference Is
Irrelevant ................................................................................... 18
3. The District Court Properly Granted Appellants
Motion To File An Amended Complaint .................................. 18
D. The District Courts J udgment Of Noninfringement
Should Be Affirmed ............................................................................ 19
1. The District Court Correctly Concluded That The
Five Accused Kimberly-Clark Products Do Not
Infringe The 328 Patent ........................................................... 19
a. Kimberly-Clarks Depend
Products Do Not
Infringe The 328 Patent ................................................. 21
b. Kimberly-Clarks GoodNites
Product Does
Not Infringe The 328 Patent .......................................... 22
c. The Court Correctly Found That, If
Appellants Allegations Are Accepted As
True, The 328 Patent Is Invalid ..................................... 24
2. The Court Properly Concluded That Kimberly-
Clark Could Not Be Liable For Allegedly
Infringing Products Made and Sold By Its
Competitors ............................................................................... 25
VIII. CONCLUSION and STATEMENT OF RELIEF ......................................... 27
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TABLE OF AUTHORITIES
Page No(s).
- iv -
Ashcroft v. Iqbal,
556 U.S. 662 (2009)....................................................................................... 13
Bell Atl. Corp. v. Twombly,
550 U.S. 544 (2007)....................................................................................... 13
Cafasso v. Gen. Dynamics C4 Sys.,
637 F.3d 1047 (9th Cir. 2011) ....................................................................... 13
Colida v. Nokia, Inc.,
347 Fed. Appx. 568 (Fed. Cir. 2009) ............................................................ 24
Datel Holdings, Ltd. v. Microsoft Corp.,
712 F. Supp. 2d 974 (N.D. Cal. 2010) ........................................................... 26
Dvora v. Gen. Mills, Inc.,
No. CV 11-1074-GW (PLAx), 2011 U.S. Dist. LEXIS 55513,
(C.D. Cal. May 16, 2011) .............................................................................. 26
Egyptian Goddess, Inc. v. Swisa, Inc.,
543 F.3d 665 (Fed. Cir. 2008) ..................................................... 10, 19, 20, 22
Hoganas AB v. Dresser Indus., Inc.,
9 F.3d 948 (Fed. Cir. 1993) ..................................................................... 15, 17
Imation Corp. v. Koninklijke Philips Elecs. N.V.,
586 F.3d 980 (Fed. Cir. 2009) ....................................................................... 12
Intl Seaway Trading Corp. v. Walgreens Corp.,
589 F.3d 1233 (Fed. Cir. 2009) ..................................................................... 25
Mack v. S. Bay Beer Distribs., Inc.,
798 F.2d 1279 (9th Cir. 1986), overruled on other grounds by
Astoria Fed. Sav. & Loan Assn v. Solimino, 501 U.S. 104 (1991) ........ 15, 17
Marder v. Lopez,
450 F.3d 445 (9th Cir. 2006) ........................................................................... 9
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TABLE OF AUTHORITIES
(contd)
Page No(s).
- v -
Mayfield v. Sara Lee Corp.,
No. C 04-1588 CW, 2005 U.S. Dist. LEXIS 42458
(N.D. Cal. J an. 13, 2005) ............................................................................... 26
McGlinchy v. Shell Chem. Co.,
845 F.2d 802 (9th Cir. 1988) ......................................................................... 12
McZeal v. Sprint Nextel Corp.,
501 F.3d 1354 (Fed. Cir. 2007) ..................................................................... 12
Miller v. Ghirardelli Chocolate Co.,
912 F. Supp. 2d 861 (N.D. Cal. 2012) ........................................................... 26
Or. Natural Desert Assn v. United States Forest Serv.,
550 F.3d 778 (9th Cir. 2008) ......................................................................... 12
Parrino v. FHP, Inc.,
146 F.3d 699 (9th Cir. 1998) ............................................................. 14, 15, 16
Spreewell v. Golden State Warriors,
266 F.3d 979 (9th Cir. 2001) ......................................................................... 13
Swartz v. KPMG LLP,
476 F.3d 756 (9th Cir. 2007) ................................................................... 14, 15
Vigil v. Walt Disney Co.,
2000 U.S. App. LEXIS 32071 (Fed. Cir. Apr. 5, 2000) .......................... 16, 17
Vigil v. Walt Disney Co.,
No. C-97-4147-MHP, 1998 U.S. Dist. LEXIS 22853 (N.D. Cal. Dec.
1, 1998), affd in relevant part without published opinion, 2000 U.S.
App. LEXIS 32071 (Fed. Cir. Apr. 5, 2000) ........................................... 16, 17
OTHER AUTHORITIES
28 U.S.C. 1295 .................................................................................................... 1, 2
Fed. Cir. R. 30 ............................................................................................................ 2
Fed. R. Civ. P. 8 ....................................................................................................... 12
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TABLE OF AUTHORITIES
(contd)
Page No(s).
- vi -
Fed. R. Civ. P. 12 ......................................................................................... 12, 13, 14
Fed. R. Civ. P. 26 ............................................................................................... 11, 18
Fed. R. Evid. 201 ..................................................................................................... 16
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Appellee Kimberly-Clark Corporation (Kimberly-Clark) hereby submits
this brief in response to the Informal Brief of Appellant, Muffin Faye Anderson
(Appellant).
I. STATEMENT OF RELATED CASES
Kimberly-Clark is not aware of any related cases.
II. JURISDICTIONAL STATEMENT
The United States District Court for the Western District of Washington
granted Kimberly-Clarks motion for judgment on the pleadings, dismissed the
action with prejudice, and entered final judgment, finding that Kimberly-Clark has
not infringed Appellants design patent. Since this case arises under the United
States patent laws, this Court has jurisdiction over this appeal pursuant to 28
U.S.C. 1295(a)(1).
III. STATEMENT OF THE ISSUES
Whether the trial court properly granted Kimberly-Clarks motion for
judgment on the pleadings.
IV. STATEMENT OF THE CASE
The district court properly recognized the baseless nature of Appellants
design patent infringement claim. In doing so, the district court undertook a
detailed infringement analysis and provided a thorough and well-reasoned opinion.
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(A2-A7.)
1
The district court concluded that the accused products do not infringe
Appellants design patent and that Appellants conduct was suggestive of bad faith.
(A6 at n. 2.) Despite the district courts guidance that Appellant reconsider her
approach if she continues to assert the 328 patent (id.), Appellant now appeals
the district courts decision.
On November 19, 2012, Appellant filed a complaint (captioned First
Amended Complaint) for design patent infringement, alleging that nine different
products
2
infringed now-expired U.S. Patent No. Des. 401,328 (the 328 patent).
3
(A25-A28.) Kimberly-Clark timely filed its Answer and Counterclaims on
December 11, 2012. (A29-A42.) Appellant filed an Answer to the Counterclaims
on December 26, 2012. (A43-A55.)
1
Because Appellant is pro se and did not submit an appendix, Kimberly-
Clark is filing an appendix herewith pursuant to Federal Circuit Rule 30(e).
2
The nine allegedly infringing products are identified in the complaint as:
(1) Boys and Girls Overnighter Boxer and Good-Nites Boxers for nighttime
(2) Depend-certainty; (3) Depend For Women Moderate Absorbency;
(4) Silhouelle For Women; (5) Assurance Underwear For Men; (6) Assurance
Underwear For Men; (7) Depend Underwear For Men Maximum Absorbency;
(8) Depend Real Fit For Men Briefs Maximum Absorbency; and (9) Assurance
Casual Style Boxers For Men Maximum Absorbency. (A27 at 7.)
3
The 328 patent expired on November 17, 2012. (A51.)
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On J anuary 9, 2013, after being informed that Kimberly-Clark does not
manufacture four of the products identified in the complaint (i.e., products sold
under the Assurance
and Certainty
and Certainty
, Cottonelle
, Scott
, Huggies
,
Kotex
, Depend
, Poise
, Pull-Ups
, Viva
, and GoodNites
. Kimberly-Clark
has a long history of designing and manufacturing undergarments, including
absorbent undergarments. For example, over 40 years ago, Kimberly-Clark filed a
patent application for an undergarment having an improved crotch construction
[in] which at least one auxiliary layer of absorbent material is disposed over the
crotch area on the inner surface thereof[.] (A106, U.S. Pat. No. 3,599,638 (the
638 patent) at Abstract.) That application disclosed the following design:
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(Id.) Since the issuance of the 638 patent in 1971, Kimberly-Clark has obtained
numerous additional patents relating to absorbent undergarments, and those patents
disclose a wide variety of potential product configurations and designs. Some of
those designs are reproduced below, with the patent numbers and filing year:
Pat. No. 4,690,681 (1986) Pat. No. 4,940,464 (1989) Pat. No. 4,938,757 (1989)
(A110-A163.) In J uly, 1994, more than three years before Appellant filed her
application for the 328 patent, Kimberly-Clark filed a patent application
containing a design for an absorbent swimming garment having a conventional
boxer-short design, as shown below:
Intl Pat. Publ. No.
WO 96/03950 (1994)
(A165-A193 (claiming priority to U.S. Application No. 08/283,101).) That
application published in 1996 as WO 96/03950 (the WO 950 publication). (Id.)
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C. Kimberly-Clarks Allegedly Infringing Products
Of the nine allegedly infringing products, only five are manufactured or sold
by Kimberly-Clark. Four of those products are sold under the Depend
brand and
one is sold under the GoodNites
boxers have a
boxer-short appearance that is virtually identical to the design shown in the WO
950 publication.
(A195-A204.)
D. Kimberly-Clarks Competitors Products
Appellants complaint also asserts that Kimberly-Clark is liable for
infringement because three products sold under the Assurance
brand, and a
product sold under the Certainty
For
Women Moderate
Absorbency
Depend
Silhouette
For Women
Depend
Real Fit
For Men Briefs
Maximum
Absorbency
Depend
Underwear for Men
Maximum
Absorbency
GoodNites
Boxers
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(A205-A216.) The Assurance
and Certainty
products, as an admission
that Kimberly-Clark was not responsible for those products. (Id.)
The district court also concluded that the five accused Kimberly-Clark
products do not infringe the 328 patent. (A3-A6.) The district court relied only
on the asserted 328 patent and photographs of the accused products submitted by
Kimberly-Clark. Consistent with Ninth Circuit precedent, the court considered the
photographs of the accused products because they are central to the allegations of
[Appellants] complaint and because Appellant did not contend that Kimberly-
Clarks photographs are anything other than true depictions of its accused
products. (A4 (citing Marder v. Lopez, 450 F.3d 445, 448 (9th Cir. 2006)).)
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Relying on the undisputedly accurate photographs of the accused products,
the district court undertook the design patent infringement analysis set forth in
Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665 (Fed. Cir. 2008). The district
court found that, [i]n this case, a side-by-side comparison of the drawings of the
328 Patent to the accused products suffices to demonstrate that there is no
infringement. (A5.) The Court expressly identified the most striking
differences between the accused products and the patented design, and noted that it
could recount other differences as well. (A6.) Given the numerous and obvious
differences, the district court granted Kimberly-Clarks motion for judgment on the
pleadings.
As an alternative basis for its decision, the district court took judicial notice
of the WO 950 publication and concluded that, if the court were to accept
Appellants infringement allegations as true, the court would have to declare the
328 patent invalid. (A5-A6.)
The district court concluded by noting that, [e]ven construing [Appellants]
opposition and her complaint with the utmost liberality, she has fallen well short of
a viable infringement claim. (A6 at n. 2.) The district court further noted, sua
sponte, that Appellants conduct was suggestive of bad faith and arguably
warranted sanctions. (Id.)
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VI. SUMMARY OF ARGUMENT
The district courts decision is grounded in well-established precedent and
should be affirmed. The Court properly relied on: (1) the asserted patent; (2)
undisputedly accurate photographs of the accused products; and optionally (3) a
published patent application. Each of these documents is either: (a) subject to
judicial notice, or (b) integral to Appellants complaint and the authenticity of the
document cannot be (and is not) disputed. Relying on such evidence, the district
court applied the law as set forth in this Courts precedent and concluded that
Appellants complaint failed to state a plausible claim for design patent
infringement.
VII. ARGUMENT
Appellant does not dispute the Courts finding that Kimberly-Clark does not
manufacture four of the nine allegedly infringing products. Nor does Appellant
dispute that, if the Court properly relied on the 328 patent and the pictures of the
allegedly infringing products, the Courts noninfringement determination was
correct. The only issues raised in Appellants informal brief(s) are procedural, i.e.,
whether the district court: (1) improperly considered evidence not attached to the
pleadings (Appeal Nos. 1 & 4); (2) failed to consider that a Rule 26(f) conference
had not occurred (Appeal No. 2); and (3) improperly granted Appellants motion to
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file a second amended complaint (Appeal No. 3). Because no error occurred, the
district courts thorough decision should be affirmed.
A. Standard Of Review
When reviewing a district courts judgment on the pleadings, this Court
applies the law of the regional circuit. Imation Corp. v. Koninklijke Philips Elecs.
N.V., 586 F.3d 980, 984-85 (Fed. Cir. 2009); see also McZeal v. Sprint Nextel
Corp., 501 F.3d 1354, 1355-56 (Fed. Cir. 2007) (the standards applicable to Rule
12 motions are not unique to patent law and are evaluated under the law of the
regional circuit). In the Ninth Circuit, a grant of judgment on the pleadings is
reviewed de novo. Or. Natural Desert Assn v. United States Forest Serv., 550
F.3d 778, 782 (9th Cir. 2008).
B. The Legal Standard
A party may move for judgment on the pleadings as soon as the pleadings
are closed. Fed. R. Civ. P. 12(c). A Rule 12(c) motion may be based on the
Plaintiffs failure to state a claim upon which relief can be granted. Fed. R. Civ. P.
12(h)(2)(B), (i). Such a motion under Rule 12(c) faces the same test as a motion
under Rule 12(b)(6). McGlinchy v. Shell Chem. Co., 845 F.2d 802, 810 (9th Cir.
1988).
A complaint must contain a short and plain statement of the claim showing
the pleader is entitled to relief. Fed. R. Civ. P. 8(a)(2) (emphasis added). To
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survive a motion to dismiss, a complaint must contain sufficient factual matter to
state a claim for relief that is plausible on its face. Ashcroft v. Iqbal, 556 U.S. 662
(2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)); see also
Cafasso v. Gen. Dynamics C4 Sys., 637 F.3d 1047, 1054 n. 4 (9th Cir. 2011) (Iqbal
applies to Rule 12(c) motions because Rule 12(b)(6) and Rule 12(c) motions are
functionally equivalent). This plausibility requirement requires the allegations
in the complaint to be enough to raise a right to relief above the speculative
level. Twombly, 550 U.S. at 555. The plaintiff must plead factual content that
allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged. Iqbal, 556 U.S. at 678. Determining whether a complaint
states a plausible claim for relief is a context-specific task that requires the
reviewing court to draw on its judicial experience and common sense. Id. at 679.
Generally, in evaluating a motion for failure to state a claim upon which
relief can be granted, [a]ll allegations of material fact are taken as true and
construed in the light most favorable to the nonmoving party. Spreewell v.
Golden State Warriors, 266 F.3d 979, 988 (9th Cir. 2001). A court need not,
however, accept as true allegations that contradict matters properly subject to
judicial notice or by exhibit. Id. Nor is the court required to accept as true
allegations that are merely conclusory, unwarranted deductions of fact, or
unreasonable inferences. Id.; see also Iqbal, 556 U.S. at 678-679 (the modern
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pleading standard does not unlock the doors of discovery for a plaintiff armed
with nothing more than conclusions).
While a Rule 12(b)(6) motion is generally limited to the pleadings, a court
may rely on documents outside the pleadings if they are integral to the plaintiffs
claims and their authenticity is not disputed. Parrino v. FHP, Inc., 146 F.3d 699,
705-06 (9th Cir. 1998) (superseded on other grounds). The court may also rely on
matters subject to judicial notice. Swartz v. KPMG LLP, 476 F.3d 756, 763 (9th
Cir. 2007). This rule prevents plaintiffs from surviving a Rule 12(b)(6) motion by
deliberately omitting documents upon which their claims are based. Id.
C. The District Court Did Not Commit Any Procedural Errors
1. The District Court Relied On Evidence Available To It On A Rule
12(c) Motion
Appellants Appeal No. 1 and Appeal No. 4 assert that the district court
improperly relied on evidence outside the pleadings. However, the district courts
decision was based only on: (1) the 328 patent; (2) photographs of the allegedly
infringing products; and, as an alternative, (3) the WO 950 publication, each of
which was properly before the court on this motion.
a. The Court Properly Considered The Asserted 328 Patent
The district court properly relied on Appellants 328 patent because
Appellant attached the patent to her pleadings. (A50-A55.) In addition, it is well
established that a court can take judicial notice of patents and published patent
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applications. Hoganas AB v. Dresser Indus., Inc., 9 F.3d 948, 954 n. 27 (Fed. Cir.
1993); see also Mack v. S. Bay Beer Distribs., Inc., 798 F.2d 1279, 1282 (9th Cir.
1986) (court may take judicial notice of administrative records), overruled on other
grounds by Astoria Fed. Sav. & Loan Assn v. Solimino, 501 U.S. 104 (1991).
Therefore, even if Appellant had not attached the asserted patent to her pleadings,
it would have been proper for the court to take judicial notice of the 328 patent.
b. The Court Properly Considered Photographs Of The
Accused Products
i. The Appearance of Defendants Accused Products Is
Central To Plaintiffs Claim And The Authenticity Of
The Photographs Is Not Disputed
The district court also properly considered photographs of the accused
products. In a design patent infringement case, the appearance of the accused
product is at the heart of a plaintiffs infringement claim. (A4.) Appellant does
not dispute that the photographs accurately represent the appearance of the accused
products. (Id.) Because the appearance of the accused products is integral to
plaintiffs infringement claim and the authenticity of the photographs is not
disputed, the district court properly relied on them. Parrino, 146 F.3d at 705-06;
Swartz, 476 F.3d at 763.
Moreover, Appellant purchased the accused products and attached a
receiptbut not pictures or samplesto Appellants pleadings. (A49.) Appellant
deliberately chose not to include in her pleadings the products themselves, or
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pictures showing the accused products. This is precisely the type of conduct that
the rule allowing the court to consider certain evidence outside the pleadings is
designed to prevent. Parrino, 146 F.3d at 706. Appellant cannot avoid a motion to
dismiss or a motion for judgment on the pleadings by intentionally omitting
evidence that is critical to Appellants claim, i.e., evidence of the actual appearance
of the allegedly infringing products. Id. Accordingly, the district court properly
considered the photographs of the accused products.
ii. The Court Can Take Judicial Notice Of The
Appearance Of Kimberly-Clarks Products
A court may take judicial notice of any fact that is not subject to reasonable
dispute because it can be accurately and readily determined from sources whose
accuracy cannot reasonably be questioned. Fed. R. Evid. 201(b); Vigil v. Walt
Disney Co., No. C-97-4147-MHP, 1998 U.S. Dist. LEXIS 22853, *5 (N.D. Cal.
Dec. 1, 1998), affd in relevant part without published opinion, 2000 U.S. App.
LEXIS 32071, *1 (Fed. Cir. Apr. 5, 2000) (see A232). In Vigil, the plaintiff
alleged that the defendants duck call and key chain infringed the plaintiffs design
patent. Id. In granting the defendants motion to dismiss, the district court took
judicial notice of the appearance of the defendants duck call and key chain, as
submitted by the defendant with its motion to dismiss, because they were beyond
reasonable dispute. Id. at *6-*7. The district court conducted its infringement
analysis based on that evidence, concluded that no infringement exists, and
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dismissed the complaint. Id. at *7-*10. This Court affirmed. Vigil, 2000 U.S.
App. LEXIS 32071 (see A232).
Here, as in Vigil, there is no dispute about the appearance of the accused
products. The products are widely available at stores throughout the country and
online, and Appellant does not dispute that the photographs accurately depict the
accused products. (A4.) Thus, the district court may take judicial notice of the
appearance of the accused products, and properly relied on the photographs of the
products submitted by Kimberly-Clark in granting the motion for judgment on the
pleadings.
c. The District Court Properly Considered The Prior Art 950
Publication
Although it was not necessary for the district courts decision, the district
court relied on the WO 950 publication as an alternative basis for granting
Kimberly-Clarks motion for judgment on the pleadings. (A5-A6.) Contrary to
Appellants assertion, the district court properly took judicial notice of the WO
950 publication, which is a publicly available government document. Hoganas, 9
F.3d at n. 27; Mack, 798 F.2d at 1282.
Thus, the district court did not err in considering the 328 patent, the
photographs of the allegedly infringing products, and the WO 950 publication in
deciding Kimberly-Clarks motion for judgment on the pleadings.
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2. The Timing Of The Rule 26(f) Conference Is Irrelevant
Appellants Appeal No. 2 argues that the district court incorrectly fail[ed]
to take into account there was no meet and conference [sic] according to FRCP
#26(f). (Appeal No. 2 at 1; see also Informal Opening Br. at 2 (referring to
Kimberly-Clarks alleged failure to participate in a Rule 26(f) conference). The
timing of the Rule 26(f) conference is irrelevant to Kimberly-Clarks motion,
which tests the sufficiency of the complaint. Moreover, Appellants assertion that
Kimberly-Clark failed to conduct the Rule 26(f) conference by February 4, 2013,
ignores that the district court vacated that deadline. (A61-A62.) Thus, Appellants
Appeal No. 2 does not provide any basis for disturbing the district courts
decision.
3. The District Court Properly Granted Appellants Motion To File
An Amended Complaint
Appellants Appeal No. 3 argues that the trial court incorrectly decided
and made a mistake to give consent to the trial Clerks to sign, file and mailed [sic]
minute order, doc. #24[,] which would force a third complaint. (Appeal No. 3.)
To the extent Appellant argues that the district court erred in granting Appellants
own motion, this argument is meritless. Appellant filed an unopposed motion for
leave to file a second amended complaint and attached thereto the proposed second
amended complaint. (A56-A59.) The district courts decision to grant Appellants
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own motion for leave to amend does not provide any basis for disturbing the
district courts judgment of noninfringement.
In sum, Appellant has not identified any error in the district courts analysis,
and the district courts judgment should be affirmed.
D. The District Courts Judgment Of Noninfringement Should Be
Affirmed
Relying on the evidence properly before it, the district court conducted a
detailed infringement analysis and concluded that Appellants complaint does not
state a plausible claim for design patent infringement. Nowhere in Appellants
appeal briefs does Appellant argue that the district court erred in its substantive
infringement analysis. Nor could Appellant do so.
1. The District Court Correctly Concluded That The Five Accused
Kimberly-Clark Products Do Not Infringe The 328 Patent
A design patent is infringed only if the two designs are substantially the
same, i.e., an ordinary observer, familiar with the prior art, would be deceived
into thinking that the accused design was the same as the patented design.
Egyptian Goddess, 543 F.3d at 678. As this Court has recognized, in some
instances, the claimed design and the accused design will be sufficiently distinct
that it will be [clear] without more that the patentee has not met its burden of
proving the two designs would appear substantially the same to the ordinary
observer. Id. at 678.
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The district court undertook the comparative analysis required by Egyptian
Goddess and found striking differences between the patented design and the
appearance of the accused products. (A6.) The district court properly recognized
that the 328 patent claims a bloomers-style undergarment that extends to cover
each leg substantially below the crotch, with a hem or gather at the leg and waist
openings that are designed to fit the leg and waist closely. (A5.) The district
court further stated that the leg and waist openings [of the patented design] are
parallel to each other, and would also be parallel to the ground if the person
wearing the undergarment was standing upright. (Id.) The claimed design also
requires an inverted U-shaped section of the undergarment . . . made of different
material (or at least a different piece of the same material) than the rest of the
garment. (A6.) These prominent features are readily apparent from even a
cursory review of the patented design:
Front-Angle View Front View Rear View
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(A52-A53.)
a. Kimberly-Clarks Depend
For Women
Moderate Absorbency
Depend
Silhouette For
Women
Depend
Underwear for
Men Maximum
Absorbency
(A194-A201.)
The district court properly found that, in contrast to the bloomers-style
design claimed in the 328 patent, each of Kimberly-Clarks Depend
products is
a briefs-style undergarment, which is to say an undergarment with no leg
covering at all. (A5.) Unlike the patented design, [t]he leg opening of
[Kimberly-Clarks Depend
product from the unitary undergarment claimed in the 328 patent. (Id.) The
district court also recognized that the GoodNites
product and the claimed design, many more would be readily apparent
to any ordinary observer. Among other things, the GoodNites
Boxers (Front)
GoodNites
Boxers (Rear)
328 Patent (Front View)
328 Patent (Rear View
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Appx. 568, 570 (Fed. Cir. 2009) (nonprecedential, see A18-A24) (affirming
dismissal of design patent infringement claim based on comparison between
patented design and depictions of the accused products design).
c. The Court Correctly Found That, If Appellants Allegations
Are Accepted As True, The 328 Patent Is Invalid
In addition to finding that the GoodNites
product
Intl Publ. No. WO 96/03950 GoodNites
Boxers
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infringes the 328 patent as Appellant contends, the 328 patent would be invalid in
light of the prior art WO 950 publication. Intl Seaway Trading Corp. v.
Walgreens Corp., 589 F.3d 1233, 1239 (Fed. Cir. 2009) (a design that infringes if
later, anticipates if earlier). Appellant does not dispute this finding, which
provides an independent ground for affirming the district courts judgment.
2. The Court Properly Concluded That Kimberly-Clark Could Not
Be Liable For Allegedly Infringing Products Made and Sold By
Its Competitors
The district court also properly entered judgment of noninfringement on
Appellants infringement claim directed to the four products marketed by
Kimberly-Clarks competitors. The district court took judicial notice of the
uncontested fact that Kimberly-Clark is not responsible for those accused
products. (A3 at n. 1.) The Assurance
and Certainty
and Certainty
products clearly
establishand Appellant does not disputethat Kimberly-Clark does not make,
use, sell, offer to sell, or import those products. (A205-A216.) Accordingly, the
district court properly took judicial notice of those products and concluded that
Appellant could not state a plausible claim for infringement against Kimberly-
Clark.
The district court alternatively considered Appellants proposed second
amended complaintwhich deleted any reference to the Assurance
and
Certainty