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Psychology of Religion and Spirituality © 2009 American Psychological Association

2009, Vol. 1, No. 2, 81–96 1941-1022/09/$12.00 DOI: 10.1037/a0015737

The Implicit Personality Theory of Islam

Robert Smither Alireza Khorsandi


Rollins College University of Miami

Almost every traditional personality theorist had something to say about religion, but
the topic of how religious beliefs might affect individuals’ views of human nature
remains largely unstudied. All religions, however, contain certain implicit ideas re-
garding personality that are likely to impact individual behavior. This article draws on
Islamic sources to consider what a practicing Muslim might believe about motivation,
personality development, the self, the unconscious, psychological adjustment, and the
individual and society. In general terms, understanding these beliefs can be useful in the
broader study of how cultural issues affect personality. More specifically, understand-
ing Islamic beliefs related to personality can assist in planning for the provision of
psychological services to Muslims, as well as understanding the psychological per-
spectives of Muslims who are not extremists.

Keywords: personality, Islam, culture, religion

When psychology speaks, for instance, of the motif of Although many psychologists have studied
the virgin birth, it is only concerned with the fact that the relationships between religion and different
there is such an idea, but it is not concerned with the
question whether such an idea is true or false in any aspects of psychology, few researchers have
other sense. The idea is psychologically true inasmuch focused on religious ideas about personality. All
as it exists. Psychological existence is subjective in so major religions contain ideas about human mo-
far as an idea occurs in only one individual. But it is tivation, interpersonal relations, and moral be-
objective in so far as that idea is shared by a society—
by a consensus gentium.
havior that reflect a specific view of human
——Carl Jung, The Autonomy of the Unconscious, 1938 nature. These ideas are not based in scientific
research, of course, but they nonetheless cre-
In cultures all over the world, religious ate an implicit theory of personality that may
ideas create shared values, influence individ- affect individual behavior in a particular reli-
ual behavior, and help sustain cultural identity gious culture.
(McAdams & Pals, 2006; Pettigrew, 1997; This article briefly reviews psychologists’
Stewart & Healy, 1989). These ideas are trans- long interest in the relationship between reli-
mitted directly and indirectly to children, and gion and personality and then looks at the as-
they often have little to do with belief in a deity. sumptions about human nature found in Islam, a
Jung, for example, asserted that he was Chris- religion shared by approximately 1.5 billion
tian only because his life was based on Christian people, or 22.4% of the world’s population
concepts—and not because of, in his words, a (Central Intelligence Agency, 2008), with a par-
belief in “Zeus, Jahwe, Allah, the Trinitarian ticular emphasis on issues related to psychother-
God, and so forth” (Bennett, 1983, p. 168). apy. Finally, the article contrasts psychological
assumptions found in Islam with recent direc-
tions in personality research.
Robert Smither, Department of Psychology, Rollins Col-
lege; Alireza Khorsandi, Department of Premedical Studies,
University of Miami.
We thank the following scholars of Islam for their helpful Personality Psychology and Religion
comments of this article: Dr. Ahmed S. Dallal, Georgetown
University; Dr. Maher Jarrar, American University of In psychology, studying religion’s influence
Beirut; and Dr. Husain Kassim, University of Central Flor- on individual behavior goes back to the begin-
ida. ning of our discipline (James, 1902), and Psy-
Correspondence concerning this article should be ad-
dressed to Robert Smither, Department of Psychology, Rol- chology and Religion has become a standard
lins College, 1000 Holt Avenue, Box 2760, Winter Park, FL course offering at many schools. From the for-
32789. E-mail: rsmither@rollins.edu mal beginning of their field in the late 1930s,
81
82 SMITHER AND KHORSANDI

personality psychologists have also taken an (1950); the extrinsic and intrinsic motivations
interest in religion’s impact on individuals. Vir- for church attendance (Allport, 1954; Allport &
tually all of the major personality theorists had Ross, 1967); and, drawing on the authoritarian-
something to say about the relationship between ism studies (Adorno, Frenkel-Brunswik, Levin-
religion and personality, and four theorists— son, & Sanford, 1950), the relationship between
Freud, Jung, Allport, and Erikson— devoted racial prejudice and religion (Allport, 1954).
major works to the topic. Finally, psychoanalyst Erik Erikson produced
Sigmund Freud’s numerous works on reli- major works exploring the relationship between
gion (e.g., Freud, 1907/1959, 1913/1953, 1927/ the psychological development of Martin
1961, 1930/1961, 1939/1964) focused almost Luther (Erikson, 1958) and Gandhi (Erikson,
entirely on how religious belief negatively af- 1969), the religious values of the cultures in
fects both scientific advancement and personal which they lived, and the accomplishments for
development. In Freud’s view, a belief in God is which they are remembered. In contrast with the
no more than a symbolic replay of the Oedipal works of the other theorists, Erikson’s biogra-
Conflict, in which a powerful father both pro- phies of Luther and Gandhi represent the most
vides for, and demands obedience from, those in-depth analysis of how a specific religious
under his care. Clinging to a belief in God, culture can affect the personality and behavior
Freud argued, could prevent resolution of the of outstanding individuals. However, none of
Oedipal Conflict and, at the least, impede the the major personality theorists seems to have
self-understanding that is a person’s best pro- devoted much attention to how religious be-
tection against neurosis. liefs affect personality development in ordi-
Freud’s negative view of religion was one nary persons.
reason behind the rupture of his relationship One interesting linkage between religious
with Jung. Jung wrote in his autobiography culture and personality, however, came from
(Jung, 1963) that he knew publishing Symbols Max Weber, the German sociologist and polit-
of Transformation (1911–1912), with its argu- ical economist. Among personality psycholo-
ment that incest has a religious aspect, would gists, Weber is best known for his book The
create a permanent break with Freud. Although Protestant Ethic and the Spirit of Capitalism
many works in analytical psychology recognize (Weber, 1930), which argued that Protestant
the potential negative effects of religious belief parents transmit values associated with their
on psychological health (e.g., Jung, 1931, 1932, religion to their children and that those values
1952), in many other works Jung argued for the affect their children’s behavior as adults. For
positive impact of religion. Specifically, Jung example, Protestantism encourages hard work,
encouraged religious practice—regardless of thrift, sexual and worldly asceticism, and
any belief in God—as a way of accessing the conscientiousness— qualities that, Weber be-
contents of the collective unconscious. Such lieved, could account for a Protestant’s worldly
access is desirable, Jung argued, because the success.1 Although The Protestant Ethic is We-
collective unconscious is the key to individua- ber’s best known work, he also wrote on the
tion and finding a meaning for a person’s life. sociological aspects of other religions. Weber
The majority of Jung’s writings on religion fo- finished works on ancient Judaism, Hinduism,
cused on Christianity, but he also wrote about Buddhism, Confucianism, and Taoism, but he
other religions, including Taoism (Jung, 1958a),
died before completing a planned book on Islam
Buddhism (Jung, 1958b), and Hinduism (Jung,
(Giddens, 1958). In his writings on the subject,
1958c). Among the major personality theorists,
Weber described Islam as hedonistic and the
Jung appears to be the only author who devoted
polar opposite of Protestantism (Turner, 1974).
an entire essay to Islam (Jung, 1959).
Many modern scholars, who are not neces-
Gordon Allport also addressed the relation-
sarily personality psychologists, have continued
ship between religion and psychology in a num-
in the tradition of Jung, Weber, and the others,
ber of works, including his study of the
making links between psychology and religious
religious beliefs of Harvard University and Rad-
cliffe College students after World War II (All-
port, Gillespie, & Young, 1948). Allport also 1
For discussions of the Islamic work ethic, see Yousef
researched the “mature religious sentiment” (2000) and Abu-Saad (1998).
IMPLICIT PERSONALITY THEORY 83

traditions. Psychoanalysts, for example, link Because a person’s implicit theory of person-
psychoanalytic therapy to both Judaism and ality is based on data that comes from his or her
Buddhism (e.g., Bergmann, 1995; Fromm, experience rather than scientific data, most
1960; Gresser, 1994; Lothane, 2001; Morvay, likely, family and cultural influences—includ-
1999; Safran, 2003), and studies of Buddhism ing religious ideas reflected in the culture—
and the associated practice of meditation and provide the foundation for his or her personal
their relationship to mental and physical health theory. This article looks at some of the ideas
have appeared in the major psychological jour- that may affect the implicit view of human
nals (e.g., Seeman, Dubin, & Seeman, 2003; nature held by someone who identifies with an
Wallace & Shapiro, 2006; Walsh & Shapiro, Islamic culture. These ideas are considered
2006). from a general, rather than specific, perspective
However, at least at this point, researchers’ because members of a culture vary in the degree
interest in religion and personality has not ex- of their adherence to the culture’s norms (Tri-
tended to all the major faiths. Islam, for exam- andis & Suh, 2002). As would be the case with
ple, largely seems to have been left out of the any religious doctrine, some of the ideas about
study of religion and personality. When authors human nature contained in Islamic texts can be
do consider psychology in the context of Islam, supported by psychological research; others
they almost always write from the perspective are moral philosophy or theological specula-
of either mental health (e.g., Ali, Liu, & Hume- tion and, of course, cannot be supported
dian, 2004; Ansari, 2002; Fayek, 2004; Sheri- scientifically.
dan & North, 2004) or the psychology of Is-
lamic extremism (e.g., DeMause, 2002; Edgar, Islamic Texts and Personality
2004; Gibbs, 2005), rather than focus on how
ideas within an Islamic cultural context might Most Westerners recognize the significance
affect normal personality development or be- of the Qur’an in Islamic thinking, but many do
havior. Given the size of the world’s Muslim not appreciate the importance of the hadith (or
population, this seems to be an area deserving Sunna), which are collections of anecdotes and
more attention from personality researchers. sayings from the life of the Prophet Muham-
mad. In the Islamic tradition, the text of the
Qur’an was passed from God through the Angel
Implicit Theories of Personality Gabriel to Muhammad, who recited its verses
aloud. Initially, the Qur’an was recorded on
The unique goal of personality psychology is parchment, stones, or palm branches. Although
to explain whole lives rather than discrete ac- the Prophet’s recitations began in 610 C.E., it
tions or cognitions (Mayer, 2005; McAdams & was not until 650 C.E.—18 years after the death
Pals, 2006). Historically, personality psychol- of Muhammad—that Caliph Uthman ibn Affan
ogy has attempted to integrate knowledge of the authorized a collection and binding of the text
different psychological aspects of individuals of the Qur’an. Uthman ordered all variants on
into formal theories to explain why people do the words of Muhammad that had arisen in the
what they do. However, theorizing about the years after his death to be burned.
actions of oneself and others is not limited to In contrast with the Qur’an, the hadith did
people with formal theoretical knowledge. Most not come through divine revelation. The hadith
people have an implicit theory of personali- are short anecdotes or sayings from the Proph-
ty—a set of ideas about human nature or the et’s life that are relevant to the practice of Islam.
traits and behaviors they expect to co-occur in Transmitted by people who knew Muhammad
an individual (Borkenau, 1992; Uleman, well—such as his wives, associates, and rela-
Saribay, & Gonzalez, 2008)—that they use to tives— each hadith illustrates a moral teaching
explain or predict behavior. In everyday life, or principle. In one sense, the hadith expanded
people use their theories to decide, for example, the theological teachings of Islam by comment-
whether to be open or guarded with one’s co- ing on many practical aspects of everyday living
workers, to respond in a joking or serious man- not addressed in the Qur’an. For example, the
ner to someone else’s communication, or to following hadith concerns the appropriateness
believe or disbelieve the words of politicians. of women leading prayers:
84 SMITHER AND KHORSANDI

It is reported about Umm Waraqah who had learned ited our references to English sources and trans-
the Qur’an by heart that The Prophet, peace and bless- lations only. Citations from the Qur’an refer to
ings of Allah be on him, commanded her that she
should act as imam of the people in her house, and she the translation by Ahmed Ali (1994), and most
had a mu’adhdhin [the one who calls to prayers] and of the hadith cited are from the al-Bukhari col-
she used to act as imam of the people of her house. lection (Khan, 1995).
(cited in Ali, 2001, p. 94)
Although there may be only a few Islamic
In the time after the death of Muhammad, the writings directly related to personality, the lit-
number of hadith multiplied, and in 732 C.E. erature on Islam in general— even in En-
Caliph Umar II ordered all hadith to be col- glish—is huge. Islam, like most religions, con-
lected and assessed as to their validity. Given sists of a large variety of sects, doctrines, and
the number of sayings attributed to Muhammad, viewpoints. Furthermore, Islam is practiced in a
this was no small task. According to Islamic wide variety of cultures, with the largest con-
tradition, Muhammad ibn Ismail al-Bukhari centrations of Muslims in Indonesia (204 mil-
(810 – 870 C.E.) sifted through 600,000 hadith lion), Pakistan (163 million), India (154 mil-
and determined that only 7,000 were authentic lion), Bangladesh (127 million), and Egypt
(Swarup, 2002). Three hundred years after the (73.5 million; Central Intelligence Agency,
death of The Prophet, Sunni Muslim scholars 2008). Another example of diversity in Islam
compiled several collections of what they con- concerns the role of women: Muslim women in
sidered to be the most authentic hadith. The Saudi Arabia need their husband’s permission
most highly regarded of these collections are to consult a physician about a health concern,
from al-Bukhari and Muslim ibn al-Hajjaj
whereas Muslim women in Pakistan and Jordan
(819 – 875 C.E.). Sunni and Shi’a Muslims have
can set national health care policies while serv-
different collections of hadith, as well as some
differences in practices, but they generally ing as government ministers.
agree on most theological matters (Ali, 2006; Because of this diversity, probably every
Mahmood, 2006). point in this article is disputable from the per-
The Qur’an and the hadith—along with the spective of some particular Islamic scholar or
Shari’a, the Islamic law derived from the school of thought. Our goal, however, is not to
Qur’an and the hadith—are the foundation of provide the definitive statement on Islam and
Islamic culture and society. Many Muslims be- personality, nor to comment on Islamic politics,
lieve that virtually every aspect of life is ad- history, or society; nor are we attempting to use
dressed in some way through the Qur’an and psychological research to confirm or disconfirm
the hadith, although not always directly. One of Islamic teachings. Rather, we used the Islamic
the most interesting qualities of the Qur’an is its literature and commentaries on that literature to
invitation to its readers to interpret its messages identify the beliefs that might affect a Muslim’s
both literally and figuratively, which also comes view of issues related to personality.
with a warning not to distort the allegories: We believe that understanding the implicit
He has sent down this Book which contains some theory of personality in Islam is important for at
verses that are categorical and basic to the Book, and least three reasons. First, on a theoretical level,
others allegorical. But those who are twisted of mind an implicit theory from a non-Western culture
look for verses metaphorical, seeking deviation and provides a potentially important model of how
giving to them interpretations of their own; but none
knows their meaning except God; and those who are the values passed down through unique reli-
steeped in knowledge affirm: “We believe in them as gious, civic, and educational institutions affect
all of them are from the Lord.” But only those who an individual’s behavior and cognition. In their
have wisdom understand. (3:7)2
discussion of the future of personality psychol-
Because of the symbolic nature of the ogy, McAdams and Pals (2006) have reminded
Qur’an’s teachings, vast amounts of commen- us that personality researchers have not been
tary, going back almost 1,500 years, have been
written by clerics, scholars, mystics, philoso- 2
References to Qur’anic texts are traditionally written as
phers, and others. Of this commentary, less than the number of the Sura or chapter, first followed by the
one third has been translated into English number of the verse. For other references to the symbolic
(Lamoreaux, 2003). In this article, we have lim- nature of the Qur’an, see 14:25, 18:54, and 39:27.
IMPLICIT PERSONALITY THEORY 85

very successful in addressing this particular society. An Islamic interpretation of each of


question. these personality-related topics follows.
Second, most psychological counselors today
recognize that understanding an individual’s Motivation
personal distress very often requires under-
standing the cultural context of that distress. In personality theory, motivation describes
With the notable exception of psychosocial the- the most basic reason or explanatory principle
ory (Erikson, 1963), personality theories that for a person’s actions. Some hypothesized mo-
address mental health issues rarely consider the tivations for behavior include reproductive suc-
role of cultural factors. In the burgeoning liter- cess (Buss, 1999), meaning (Frankl, 1963), or
ature on therapy with Muslim clients (e.g., Ali, success in interpersonal relations (Hogan,
2006; Ali et al., 2004; El-Islam, 2004; Erickson 1983). Most traditional personality theories take
& Al-Timimi, 2001; Hedayat-Diba, 1997; a deterministic view of human motivation. That
Inayat, 2001; Mahmood, 2006), authors are is, they argue that individuals act because of
united in emphasizing that therapists must forces largely outside their control, such as the
take time to understand the Islamic principles unconscious, environmental conditions, or evo-
that may be affecting the client’s cognition lutionary considerations. Of the traditional per-
and behavior. sonality theories, only existential psychology
Finally, many people in the West have some and humanistic psychology emphasize the pri-
understanding of the views of Islamic extrem- macy of choice in human behavior.
ists, but they know little about how Islam af- Islam is often considered to take a determin-
fects the lives of ordinary Muslims. As men- istic view of human life— holding that, for ex-
tioned earlier, Muslims constitute 22.4% of the ample, Allah knows from an infant’s birth what
world’s population, and after Christianity with will happen in that person’s life, as well as the
its 2.1 billion adherents, Islam’s 1.5 billion be- exact hour of his or her death (3:145). One of
lievers are the world’s second largest religious the most famous of the hadith states:
group.
The first thing God created was the Pen. He said to it:
Write. It asked: Lord, what shall I write? He answered:
The Islamic View of Personality Write the destinies of all things till the advent of the
Hour. (Abu Dawud; cited in Watt, 1948)
In general, personality researchers present
Another hadith says:
their findings in one of two ways: either in the
context of a theoretical framework such as Then God sends an Angel to put a soul into him, and
humanistic or evolutionary psychology, or as the Angel issues four words [foretelling] his earnings,
his death, his deeds, whether man is going to be happy
conclusions drawn from empirical data on a or miserable. (Muslim; cited in Almunzri, 1977)
topic—such as need for achievement or socia-
bility—that may or may not relate to a specific In the period after Muhammad’s death, a
theory (cf. Cervone, 2005; Hogan & Smither, group of Islamic scholars known as the
2008; McAdams & Pals, 2006). In terms of Mu’tazilah argued that the Qur’an allows a
theory, the perspective most commonly applied belief in individual self-determination and the
to Islam appears to be psychoanalysis (e.g., power to control one’s life. The view that came
Bouhdiba, 2004; Fayek, 2004), but personality to be more widely accepted among Muslims,
and Islam has also been studied from a more however, is that God has complete control of all
topical approach (e.g., Al-Sabwah & Abdel- events and knows ahead of time the outcome of
Khalek, 2006; Dahlsgaard, Peterson, & Selig- any action a person takes (Watt, 1948).
man, 2004; Yousef, 2000). Although different It is interesting that the Islamic idea that
theories emphasize different aspects of person- people are born with their destinies already de-
ality, Hogan and Smither (2008) have argued termined does not absolve individuals from per-
that, at the most basic level, a meaningful per- sonal responsibility. For example, the Qur’an
sonality theory must address at least six topics: also states “Verily God does not change the
human motivation, personality development, state of a people until they change themselves”
the self, the unconscious, psychological adjust- (13:11). In the Islamic view, people always
ment, and the relationship of the individual to have choices with regard to their actions, and
86 SMITHER AND KHORSANDI

although Allah may know what the outcome of before reaching maturity. The Qur’an is not
that choice will be, the individual is no less explicit about the stages of life, but it does
responsible for his or her decision (Brockopp, recognize that humans go through the three
2003; Hassaballa & Helminski, 2006; Rahman, periods of weakness, strength, and infirmity
1980). In fact, what sets humans apart from (30:54). Islam is also clear on when personhood
animals is that humans cannot place responsi- begins. In an oft-cited hadith, Al-Bukhari
bility for their behavior on instincts, condition- (Khan, 1995) stated that not until the 120th day
ing, or genetics, because humans are born with after conception does the fetus become a per-
the ability to rise above all of these (Shari’ati, son. Because of this, abortion up until the 120th
1979). day is not forbidden in some schools of Islam.
However, what will people choose to do? During childhood, the time of weakness, Is-
According to the Qur’an, the drive to experi- lamic parents are charged with ensuring the
ence the Oneness of God, known as tawhid, is physical care of their children and modeling
the basic motivational force in human life spiritual practice to promote moral develop-
(Ansari, 2002). Along with this motivation, hu- ment. In the Islamic view, children under age 7,
mans experience two other conflicting drives: which modern developmental researchers also
one toward stagnation and acceptance of life as recognize as an important age in terms of chil-
it is, and a second toward achievement and dren’s reasoning abilities (Sameroff & Haith,
perfection related to the spirit of God (Mah- 1996), do not understand the consequences of
mood, 2006; Shari’ati, 1979). Whatever moti- their actions, and much of their behavior results
vation prevails is the choice of the individual. from simply imitating their parents (Yildirim,
This is an important choice because, in Islam, 2006). However, age 7 is the point at which
the lack of separation between secular and reli- children are encouraged to participate in the
gious life makes a Muslim’s every action a fasting that is an important part of Islamic cul-
religious act (Mahmood, 2006). ture (El Azayem & Hedayat-Diba, 1994).
In literal terms, the Qur’an states that peo- Childhood ends with puberty, which is gen-
ple’s greatest concern should be worshiping erally accepted as occurring around age 15
God. An allegorical interpretation, on the other (Swarup, 2002). If, however, a boy is able to
hand, might suggest that following the practices impregnate or a girl experiences menstruation
associated with being a devout Muslim could before 15, puberty is considered to have begun.
lead to a state similar to individuation (Jung, At puberty, the child becomes legally responsi-
1959), self-actualization (Maslow, 1954), or ex- ble for his or her acts (Ansari, 2002).
perience of the True Self (Winnicott, 1960). Traditional theories of personality have little
In addition to the motivation to experience to say on relationships between men and
tawhid, the Qur’an also emphasizes the basic women. The role of women in Islam is, of
human drive toward both sexuality (although it course, a topic of great interest and controversy.
does not condone sex outside of marriage) and From a strictly religious viewpoint, however,
positive interpersonal relations, which are mo- the Qur’an states that the marriage of a man and
tivational themes in psychoanalysis (Freud, woman is the natural order of the universe (e.g.,
1930/1961), interpersonal theory (Sullivan, 4:1; 7:189; 78:8) and that their union creates a
1953), and evolutionary psychology (Buss, complementarity (Abugideiri, 2004; Bouhdiba,
1999). As important as sex and positive inter- 2004). Muslim commentators (e.g., Ansari,
personal relations may be, however, they are 2002; Shari’ati, 1979) frequently point out that
less important than mankind’s need to worship the Qur’an holds men and women in equal
God. An additional benefit that comes from value, although the Qur’an also suggests that
worshiping God and following his commands is women are more sensitive and emotional than
the establishment of an ethical and just social men (Ali, 2006). Women have the right to hold
order on Earth (Rahman, 1980). jobs and own property, but the financial obliga-
tion to the family is the responsibility of the
Personality Development husband. Although the role of women in society
varies greatly depending on the specific Islamic
Most personality theories argue that people culture under consideration, women have pri-
experience a number of psychological stages mary responsibility for the home life of the
IMPLICIT PERSONALITY THEORY 87

family and play a critical role in developing a ception of Jesus (66:12), ruh is presented as
sense of morality in the children (Abugideiri, God’s breath used to create a linkage between
2004; Mohammed, 2006). Regardless of cul- God and humans (Homerin, 2006). Without this
tural practices, however, Islamic thinkers agree linkage, humans would be concerned only with
that, in the eyes of God, men and women are self-preservation, inclined toward evil acts, and
equally valuable. unable to fulfill their purpose on Earth (Leaman,
According to the Qur’an, individuals achieve 2006). In a sense, ruh provides the energy for a
their fullest physical and mental capacities person’s spiritual development, which operates
around the age of 40 (46:15), referred to as the through the third aspect of the self, the nafs.
time of strength. Old age, on the other hand, is The nafs, the most superficial level of the
characterized as the time of infirmity, when Islamic self, seems to correspond to the psycho-
individuals “forget what they knew, having logical ego (Inayat, 2005), and it takes three
known it once” (22:5). forms (Netton, 1993). At its lowest level (nafs
ammarah), this aspect of the self holds all the
The Self base qualities of an individual, including his or
her physical appetites and any inclination to-
In traditional personality theories, the self ward evil or undesirable behavior. Although
takes many forms. It can be the source of these negative qualities exist in each person,
transpersonal knowledge (Jung, 1933), the mo- most people do not have trouble keeping them
tivation for psychological development under control. When negative qualities become
(Maslow, 1954), or a regulatory system that activated, however, they can be a source of
controls other parts of the personality and inter- psychological stress.
actions with others in particular (Sullivan, A second level of nafs (nafs lawwamma)
1953). More recent approaches (e.g., Ellemers, represents the individual’s conscience or sense
Spears, & Doosie, 2002) distinguish between
of morality and seems to function like a super-
the personal self and the collective self. The
ego. When a person succumbs to the tempta-
personal self (Baumeister, 1998) is a continuous
tions of the nafs ammarrah, this second aspect
awareness of who one is, whereas the collective
of the self reproaches the person and causes
self is derived from a person’s social identity.
Both concepts are important from an Islamic feelings of guilt. As mentioned earlier, the in-
perspective. The collective self relates to the dividual at that point has the choice of changing
concept of umma, the brotherhood of Muslims his or her behavior or continuing down a de-
(discussed later), and the personal self relates to structive path.
aspects of individual identity described by Mus- Finally, nafs mutma’inna refers to an aspect
lim scholars. of the self that is the source of tranquility for the
In the extensive Islamic writings on the sub- individual. Tranquility occurs as a kind of ac-
ject, the personal self is represented in several ceptance of events and the world in which the
forms, and sometimes the terms for different individual lives. Experience of this aspect of the
aspects of the self are used interchangeably. Of self brings satisfaction and a state of inner peace
the three major aspects of the self, the spiritual (Inayat, 2005).
heart (qalb) is the most important, containing In summary, ruh refers to a quality unique to
the deepest spiritual wisdom of the individual humans that connects them with God; qalb re-
(Inayat, 2005). In addition to wisdom, intuition fers to the spiritual heart or deepest basis of
and understanding reside in the heart, and it is knowledge for the individual; and nafs refers to
through the heart that the individual links to an ego that governs behavior. These three as-
God and fulfills tawhid, the motivational aspect pects of the Islamic self are innate and do not
of Islam. The heart provides a Muslim with a derive from learning, experience, or genetic un-
more profound level of understanding of the folding. From an Islamic perspective, psycho-
world than rational intelligence. logical factors such as early childhood experi-
A second aspect of the self is the soul or spirit ence or sociological factors such as social class,
(ruh), which refers to a connection with the race, or ethnicity are not essential parts of an
divine (Inayat, 2005). In the Qur’an’s account individual’s personal self. Rather, the personal
of both Adam’s creation (32:9) and Mary‘s con- self is defined in terms of his or her relationship
88 SMITHER AND KHORSANDI

with God and the control of one’s behavior in or nonexistent role in behavior. Even when pas-
the interest of society. sionate and undesirable feelings—nafs amma-
rah—arise, the individual is expected to use
The Unconscious conscious control to keep those feelings from
being expressed in a negative way (Ansari,
Muhammad seems to have had an affinity for 2002).
dreams, and Islamic tradition holds that he reg-
ularly interpreted the dreams of his followers Psychological Adjustment
(Bulkeley, 2002). On the day before he died,
The Prophet allegedly said, “When I am gone In Islam, the well-adjusted person experi-
there shall remain naught of the glad tidings of ences tawhid, obeys God’s commands, and ful-
prophecy, except for true dreams” (Lamoreaux, fills his or her responsibilities to family and
2003). This comment is often cited as the reason society. Mental health is not the absence of
why, in the centuries after Muhammad’s death, psychological abnormalities but the successful
Muslims have written hundreds of manuals on blending of the issues of everyday life with the
dream interpretation. One of the most famous of requirements of Islam (El Azayem & Hedayat-
these interpreters was Ibn Sirin, who argued that Diba, 1994). In contrast, psychological distress
a dream’s meaning cannot be understood with- occurs when the individual loses contact with,
out knowledge of the personality of the dreamer or acts in ways contrary to, the beliefs of his or
(Bulkeley, 2002). her faith and community. The experience of
From an Islamic perspective, dreams are not losing contact with tawhid resulting in psycho-
the royal road to the unconscious, however. logical distress in some ways resembles the loss
Rather, they are communications from God, or of contact with the collective unconscious that
possibly Satan, and do not arise from the un- causes mental illness in analytical psychology
conscious of the dreamer. As in psychoanalysis (Jung, 1933), or, in terms of psychosocial the-
and other psychological forms of dream inter- ory (Erikson, 1968), the crisis that comes from
pretation, Islam holds that the manifest content feeling estranged from the culture with which a
of dreams is relatively unimportant. The true person identifies. Islam does not consider psy-
meaning of a dream requires analysis and ex- chological adjustment problems to result solely
planation (Lamoreaux, 2003). from a particular aspect of society, society as a
Given the Qur’an’s emphasis on personal whole, or interpersonal relations, as do many
responsibility, the concept of an unconscious traditional personality theories. Expressed in re-
may be irrelevant to human behavior in the ligious terms, people with psychological prob-
same way that learning theories discount the lems have failed to live in harmony with the
role of unconscious motivations in behavior universality of God (Ali et al., 2004). In fact,
(e.g., Skinner, 1974). Along the same lines, studying the Qur’an and performing the five
existential and humanistic theories often regard daily prayers can be seen as a medium for
attributing behavior to the unconscious as a meditation, a prophylactic against stress, and a
possible way to avoid responsibility for one’s way of promoting psychological and spiritual
actions (e.g., Perls, Hefferline, & Goodman, maturity (El Azayem & Hedayat-Diba, 1994;
1951). Because much of Islam focuses on the El-Islam, 2004).
choices an individual makes, the idea of an Generally speaking, mental health issues in
unknown force within the individual causing Islam attract a certain stigma (Ali, 2006;
behavior is probably not persuasive to many Al-Issa, 2000; Mahmood, 2006), with most ad-
Muslims. justment problems being seen as the result of an
Despite Islam’s apparent lack of interest in individual’s behavior. However, people with
unconscious motivations, psychoanalytic and more serious psychological problems, such as
analytical scholars—some of whom are them- schizophrenia, are not usually blamed for their
selves Muslim— have written a great deal about condition (Al-Issa, 2000).
the role of the unconscious in Islamic life (e.g., Muslim societies are more collectivistic than
Bouhdiba, 2004; Ewing, 1997; Fayek, 2004; societies in the West, and families are often
Pandolfo, 1989). Probably most Muslims be- viewed as the individual units of society rather
lieve that the unconscious plays either a minor than individuals themselves (Almeida, 1996;
IMPLICIT PERSONALITY THEORY 89

El-Islam, 2004). Because of this, individual the individual dominates the other. The individ-
psychological distress is usually seen as a fam- ual has the responsibility of supporting soci-
ily problem rather than something to be solved ety’s goals, and society has responsibility for
outside the family (Ali et al., 2004). Therapy assisting the individual’s personal and spiritual
with Muslim patients is discussed in more detail development (Peters, 1993). Despite this inter-
later. dependence between the individual and soci-
ety, the Qur’an nonetheless recognizes that
The Individual and Society interpersonal relations and life in general are
complicated and that conflict is to be expected
The relationship between the individual and (2:216; 90:4).
society in Islamic culture contrasts sharply with Islam takes a negative view of acts that could
the emphasis on individualism in traditional be construed as harmful to the community. For
personality theories. As a general rule, tradi- example, the Qur’an explicitly forbids suicide
tional personality theories—with the exception (4:29).3 Monasticism is not permitted in Islam
of psychosocial theory (Erikson, 1963)—pay because it is seen as less valuable than being
little serious attention to how individuals fit into part of the community, and being single is less
their societies. Some theories, such as psycho- desirable than being married (Ali, 2006; Jarrar,
analysis, analytical psychology, and humanistic 1999). The Qur’an also authorizes sexual plea-
psychology, seem to regard society as a barrier sure and not simply sex for the purpose of
to individual development that must be over- procreation. One of the rewards for a devout
come. Those theories argue that society’s life, in fact, is the opportunity for sexual rela-
demands on the individual cause neurosis, pre- tions in paradise (Stewart, 2004).
clude or greatly limit psychological develop- In Islam, the community of believers is
ment, or prevent people from knowing them- known as the umma, and, as mentioned ear-
selves or acting as they feel rather than doing lier, the foundation of the umma is the family
what others expect. This “conflict-of-interest” (Abugideiri, 2004; Mohammed, 2006). The
view of the individual and society is completely requirements for being part of the umma—
foreign to Islam, except when the society in including communal prayer, fasting, charity,
which the individual lives promotes values that pilgrimage, and so forth— create a common
conflict with Islamic teachings. In that case, the identity that sets Muslims apart from other
society is undeserving of the Muslim’s loyalty. groups. Within Islam, there are many fami-
The Qur’an says “So do not listen to unbeliev- lies, clans, and nationalities, but the ultimate
ers, and strive against them with greater effort” loyalty must be to the umma (Forward, 1994).
(25:52), and one of the most famous of the Membership in the umma is always open to
hadith states, “The best jihad is to speak a word anyone who becomes a believer. When a per-
of justice before tyrant” (Hassaballa & Helmin- son declares himself or herself to be Muslim,
ski, 2006). that person gains all rights and privileges
Within an Islamic society, however, the rela- reserved for members of the umma. For
tionship between the individual and society is example:
regarded as being largely harmonious, and for
A Muslim is the one who avoids harming other Mus-
the individual, Islamic society is a source of lims. (Al-Bukhari, as cited in Khan, 1995)
social identity and the collective self mentioned All Muslims are like a single person. If one feels a
earlier. In the Islamic view, both individuals and pain in his head, his whole body feels pain; and if his
societies strive toward the goals of unity with eye is hurt, his whole body hurts.
All Muslims are like one foundation, some parts
God and living peacefully (Ansari, 2002; Rah- strengthening others; in such a way they support each
man, 1980), and Muslims have the duty of rec- other.
onciling their personal drives with the demands Assist your brother Muslim, whether he is an op-
of the societies in which they live (El Azayem pressor or one of the oppressed. “But what shall we do
& Hedayat-Diba, 1994; Hedayat-Diba, 1997).
Individuals experience not only a personal iden- 3
Muslim suicide bombers justify their actions by claim-
tity, but also the feelings of community and ing that they are martyrs for Islam, and if their actions kill
equality that all members of society share other Muslims, this is further justified by claiming that those
(Shari’ati, 1979). In Islam, neither society nor killed were in some way heretics.
90 SMITHER AND KHORSANDI

when he is an oppressor?” Muhammad said, “To assist rists, it is, of course, a religion or moral philos-
an oppressor is to forbid and stop him from oppressing ophy first and an implicit theory of personality
others” (cited in Hassaballa & Helminski, 2006).
only indirectly. Table 1 makes some compari-
Islam and Modern Personality Research sons between an Islamic view of human nature
and some traditional personality theories.
Although Islam addresses many of the ques- As some contemporary personality theorists
tions posed by the traditional personality theo- have pointed out (McAdams & Pals, 2006),

Table 1
Examples of Similarities and Differences With Regard to Traditional Personality Theories
Islamic view Similar to: Different from:
Human motivation
The experience of tawhid, or the Analytic psychology’s emphasis on Evolutionary psychology’s emphasis
Oneness of God, gives meaning to finding meaning through the on fulfilling the biological drive
life and leads to an ethical social collective unconscious; humanistic toward reproduction
order on Earth. psychology’s emphasis on self-
actualization; object relations’
hypothesis of the True Self
Personality development
Human development proceeds Analytic psychology’s emphasis on Personal constructs theory and
through three stages related to the four stages of life with special cognitive social learning, which
physical and mental strength over attention to the stage of adulthood emphasize cognition or learning
the individual’s lifespan. and the beginning of the search over stages
for meaning; psychosocial theory
and its emphasis on lifespan
development
The self
The self controls individual behavior, Psychoanalysis, ego psychology, and Personal constructs theory and
causes guilt when negative interpersonal theory in terms of cognitive social learning do not
behaviors occur, but holds the keeping control of behavior; emphasize a self as the center of
potential for leading to tranquility analytic psychology and personality
and tawhid. humanistic psychology in terms of
transcending the personal self
The unconscious
Unconscious motivations for Learning theory, existential Psychoanalysis and analytic
behavior are less important than psychology, and humanistic psychology and their argument
conscious choices. psychology put little or no that conscious motives are less
emphasis on unconscious important than unconscious
motivations
Psychological adjustment
Well-adjusted individuals fit in with Psychosocial theory and its emphasis Psychoanalysis, analytic psychology,
their community and do not on the psychological stress that and humanistic psychology and
experience feelings of tension occurs when individuals do not their argument that society’s
between personal desires and the feel they fit into the culture with requirement for individuals to
demands of society. which they identify; Horneyan, subordinate aspects of their
interpersonal, and socioanalytic personalities to the demands of
theory’s emphasis on the society creates psychological
importance of positive social stress
relations
The individual and society
The need to sacrifice individualism Although psychosocial theory All traditional personality theories
in the interests of the community recognizes the importance of
of believers. fitting into one’s culture, the
desirability of subordinating
individualism to culture is not
stressed in any traditional
personality theory
IMPLICIT PERSONALITY THEORY 91

however, personality research seems to be mov- that people who lack certain mental capacities
ing away from the traditional “grand” models of are not responsible for their behavior (Ali,
personality—that is, the psychoanalytic, behav- 2006).
ioral, trait, and humanistic—in favor of other
approaches. Funder (2001) identified three new
paradigms affecting current research in person- Evolutionary Approach
ality: the social– cognitive, biological, and evo- Evolutionary theories of personality (e.g.,
lutionary approaches. Buss, 1999; Hogan, 2006; Kenrick, 2000) em-
phasize the drive toward reproductive success
Social–Cognitive Approach as the basis for human behavior. Overall, an
evolutionary approach probably fits least well
This approach emphasizes the role of cogni- with an Islamic theory of personality. Whereas
tive factors such as perception and memory on Islam recognizes the value of sexuality in hu-
personality and is represented by theorists such man relations, reproduction in the service of
as Bandura (2001), Dweck (1997), and Mischel carrying one’s genes into future generations is
(2004). Some aspects of the implicit personality not considered a major human motivation. The-
theory of Islam fit with a social– cognitive ap- oretically, reproduction could hasten the estab-
proach, including human development being lishment of a just social order by adding mem-
dependent on mental as well as physical bers to the umma, but this differs from the
strengths, the self as the regulator of individual reproductive goals described by evolutionary
behavior, and the emphasis on consciousness psychologists.
over the unconscious. The Islamic emphasis on
choice also underscores the importance of cog-
nitive factors in behavior. Other Considerations Regarding
One important aspect of Islam that fits par- Personality Theory and Islam
ticularly well with a social– cognitive approach,
however, is the life of Muhammad as an exam- One could make the point that the different
ple for mankind. Although Muhammad was not schools of personality psychology comprise
divine, Islamic belief holds that his behavior— subcultures within each school (e.g., object re-
and his qualities of humility, truthfulness, mod- lations and self psychology in psychoanalysis;
esty, kindness, and self-discipline, in particu- operant conditioning and cognitive social learn-
lar—provides a model toward which all humans ing in behavioral approaches). A similar point
should strive (Ali, 2006). Many of the hadith might be made about the cultures of Islam. As
describe incidents and behaviors that allow for mentioned earlier, this article approaches Islam
vicarious learning (Bandura, 1977) of ethical as a unified belief system without taking into
and religious behavior, as well as ways to es- consideration the ethnic and cultural milieus of
tablish rewarding interpersonal relationships on its adherents. Although general principles are
Earth. likely to be the same, specific ideas about per-
sonality are likely to differ; for example, in the
Biological Approach Islamic cultures of Saudi Arabia, Bangladesh,
and Chechnya. A scientific theory of personality
Today, most psychologists recognize the im- should, of course, address what McAdams and
portance of genetics in influencing personality. Pals (2006) have referred to as “the differential
Although the degree of heritability of different role of culture” and its impact on behavior.
traits remains a topic for debate (Turkheimer, Another area of importance to personality
1998), a large body of research now shows that psychologists that Islam fails to address is evi-
many behaviors do not result solely from envi- dence for the stability of personality (Costa &
ronmental factors. The biological approach McRae, 1994; Roberts & DelVecchio, 2000).
contrasts with an Islamic interpretation of per- Theologically, of course, personality can al-
sonality, however. Again, Islam’s emphasis on ways change through divine intervention or per-
personal responsibility seems to reject any form haps even human will, but this idea is based on
of biological determinism, although, as men- faith, not on scientific evidence, data, or statis-
tioned earlier, many Muslims would recognize tical analysis.
92 SMITHER AND KHORSANDI

One of the greatest areas of difference be- Islam discourages self-disclosure and a focus
tween most approaches to personality and Islam on the self (Ali et al., 2004), and putting one’s
is the Islamic belief in the overall beneficence of personal needs before the interests of family can
society and the importance of subordinating cause guilt or confusion (Gorkin, Masalha, &
one’s personal desires for what is seen as the Yatziv, 1985). Because of this unwillingness to
greater good. Virtually all traditional theories of disclose, practical suggestions may be more
personality emphasize the psychological cost helpful to the client than relying on insight to
that comes with following society’s rules. solve psychological problems (D’Ardene &
A second important difference is Islam’s em- Mathani, 1998; Erickson & Al-Timimi, 2001).
phasis on personal responsibility over genetic, At the least, non-Muslim therapists will proba-
situational, or unconscious explanations for be- bly need to make special efforts to demonstrate
havior. Almost all personality theorists take a cultural sensitivity before the Muslim client is
deterministic view of human nature—that hu- willing to self-disclose (Ali et al., 2004).
man action is constrained by influences outside Given the closeness of Muslim families, an-
the control of the individual. Most psychother- other important consideration for psychother-
apies are constructed around the idea that apy is the religiosity of the client and any degree
change can occur only after these influences are of religious conflict between family members
identified. In Islam, the only cause for behavior (Haddad & Lumis, 1987; Lang, 1996). For ex-
is the choice the individual makes. ample, some families or individuals may be-
Using religious study to ensure both intellec- lieve that enduring emotional suffering is a way
tual growth and psychological stability is an- to qualify for a religious blessing (El-Islam,
other idea that runs counter to ideas accepted by 2004). In the Arab world in general, religious
most personality researchers. Also, in tradi- doubts and blasphemous thoughts are particu-
tional personality theory, intellectual growth larly distressful to individuals (El-Islam, 2004).
and psychological stability are not necessarily Nasser-MacMillian and Hakim-Larson (2003)
related, and traditional theories are more likely raised the interesting idea that Muslims who
to recommend strategies such as seeking in- have a psychological problem that violates Is-
sight into one’s motivations, expanding one’s lamic teachings—for example, alcoholism or
constructs, or manipulating the environment suicidal ideation—may be more comfortable
as ways to ensure psychological health and discussing the problem with a non-Muslim ther-
adjustment. apist. Whatever the problem, Muslim families
With regard to psychological health, person- are likely to be the decision makers with regard
ality theories are often linked with psychother- to mental health problems (El-Islam, 2004), and
apy, and the personological assumptions of Is- the goal of the family will most likely be the
lam suggest approaches that might be useful to integration of the client back into the family and
providers of therapy to Muslims. Muslims with not his or her isolation from the family.
psychological problems are likely to try to solve
the problem themselves first, and if that fails, Conclusion
consult a friend who is known to be wise in
terms of spiritual matters (Mahmood, 2006). If In the end, Weber concluded that the condi-
the individual still finds no relief, he or she may tions that created the Protestant ethic did not
turn to a psychotherapist. exist in Islamic society, and he did not identify
Given the stigma associated with therapy any specific traits that Islam might impart to its
mentioned earlier, Muslims who come to ther- adherents. However, as with most religions, the
apy may prefer to believe that depressive symp- teachings of Islam promote a view of personal-
toms, for example, have a physical, rather than ity that is likely to affect behavior in the cultures
psychological, origin (El-Islam, 2004). Also, a in which Muslims live. As we mentioned ear-
common belief among Muslims is that secular lier, understanding Islamic assumptions about
counselors will attempt to undermine their reli- personality are important for at least three rea-
gious beliefs (Jafari, 1993). Therapists may sons: to help advance our knowledge of how
need to spend time explaining to Muslim clients religious teachings affect behavior; to address
the purpose of psychotherapy and how the pro- broader psychological topics, such as motiva-
cess will work (Abudabbeh & Aseel, 1999). tion, personality development, and the self that
IMPLICIT PERSONALITY THEORY 93

apply to all people; and to identify specific Allport, G. W. (1950). The individual and his reli-
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