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FORTHESOUTHERNDISTRICTOFALABAMA
CARID.SEARCY,etal., )
)
PLAINTIFFS, )
)
VS. ) CASENO.:1:14cv00208
)
ROBERTBENTLEY,etal., )
)
)
DEFENDANTS. )
BRIEFINSUPPORTOFMOTIONTODISMISS
BYDEFENDANTNANCYBUCKNER
PursuanttoFED.R.CIV.P.12(b)(1),12(b)(6)andS.D.ALA.L.R.7.1Defendant,
Commissioner Nancy Buckner, submits the following brief in support of her
MotiontoDismiss:
CONTENTS
I. INTRODUCTION..............................................................................................................................1
II. RULE12(b)(1)STANDARD.............................................................................................................3
III. RULE12(b)(6)STANDARD.............................................................................................................4
IV. ARGUMENTS....................................................................................................................................6
A. PlaintiffslackstandingtobringaclaimagainstCommissionerBuckner..............................6
B. CommissionerBucknerisentitledtoqualifiedimmunity.....................................................13
V. CONCLUSION.................................................................................................................................16
I. INTRODUCTION
(Complaint, Doc. #1, 13, 18). Plaintiff Searcy petitioned the Probate Court of
MobileCounty,AlabamaseekingtoadoptK.S.asstepparentandwasdeniedby
defendant, Judge Don Davis. (Complaint, 2122). Upon denial, a Notice of
Appeal was filed with the Supreme Court of Alabama, which subsequently
assigned the case to the Court of Civil Appeals of Alabama. (Complaint, 23).
The Court of Civil Appeals denied the appeal and affirmed Judge Davis
decision.(Complaint,23).
On May 7, 2014, Plaintiffs filed a federal claim for declaratory and injunctive
relief against defendants alleging violations of the Full Faith and Credit Clause,
14
th
Amendment Equal Protection rights and violation of 14
th
Amendment Due
Process rights. (Complaint, 2). Searcy and McKeand claim that they were
denied the right to a stepparent adoption specifically because they are a same
sexmarriedcouple.ThisclaimconteststheconstitutionalityofALA.CODE301
19andALA.CONST.AMEND.No.774.(Complaint,1).
Plaintiffs named multiple defendants which include: Robert Bentley,
Governor of Alabama; Luther Strange III, Attorney General for the State of
Alabama; Honorable Don Davis, Mobile County, Alabama Judge of Probate;
Catherine M. Donald, Alabama State Registrar for Vital Statistics; and Nancy
Buckner, Commissioner for the State of Alabama Department of Human
Resources.
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 2 of 18
Plaintiffs allege that DHR has the authority to amend birth certificates to
reflect the adoption of a child thereby having enforcement authority relative to
thestatutesandlawsoftheStateofAlabama.(Complaint,11).Plaintiffsallege
that Defendant Buckner, as Commissioner of Alabama DHR, has enforcement
authority in connection with the Sancity Laws in relation to the altering and/or
amendmentofbirthcertificates.(Complaint,11).
II. RULE12(b)(1)STANDARD
Federal courts are courts of limited jurisdiction. They possess only that
powerauthorizedbyConstitutionandstatute,seeWillyv.CoastalCorp.,,503U.S.
131, 136137, 112 S.Ct. 1076, 1080, 117 L.Ed.2d 280 (1992); Bender v. Williamsport
Area School Dist., 475 U.S. 534, 541, 106 S.Ct. 1326, 1331, 89 L.Ed. 2d 501 (1986),
which is not to be expanded by judicial decree, American Fire & Casualty Co. v.
Finn,341U.S.6,71S.Ct.534,95L.Ed.702(1951).Itistobepresumedthatacause
lies outside this limited jurisdiction, Turner v. Bank of North America, 4 U.S. (4
Dall.) 8, 11, 1 L.Ed. 718 (1799), and the burden of establishing the contrary rests
upon the party asserting jurisdiction, McNutt v. General Motors Acceptance Corp.,
298 U.S. 178, 182183, 56 S.Ct. 780, 782, 80 L.Ed. 1135 (1936). Kokkonen v.
GuardianLifeInsuranceCompanyofAmerica,511U.S.375,377,114S.Ct.1673,1675
(1994). A defendant can move to dismiss a complaint under Fed. R. Civ. P.
12(b)(1)forlackofsubjectmatterjurisdictionbyeitherfacialorfactualattack.A
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 3 of 18
facial attack on the complaint requires the court merely to look and see if the
plaintiff has sufficiently alleged a basis of subject matter jurisdiction, and the
allegations in his complaint are taken as true for the purposes of the motion.
(quotation, citation, and alterations omitted). By contrast, a factual attack on a
complaint challenges the existence of subject matter jurisdiction using material
extrinsic from the pleadings, such as affidavits or testimony. Staley v. Orlando
regionalHealthcareSystem,Inc.,524F.3d1229,1233(11
th
Cir.2008).
The statutory and (especially) constitutional elements of jurisdiction are
anessentialingredientofseparationandequilibrationofpowers,restrainingthe
courts from acting at certain times, and even restraining them from acting
permanently regarding certain subjects. Friends of Everglades v. United States
EnvironmentalProtectionAgency,699F.3d1280,1288(11
th
Cir.2012);quotingSteel
Co. v. Citizens for a Better Environment, 523 U.S. 83, 118 S.Ct. 1003 (1998).
Jurisdiction is power to declare the law, and when it ceases to exist, the only
functionremainingtothecourtisthatofannouncingthefactanddismissingthe
cause.AnagoFranchising,Inc.v.Shaz,LLC,677F.3d1272,1281(11
th
Cir.2012).
III. RULE12(b)(6)STANDARD
UnderFED.R.CIV.P.12(b)(6)dismissalofthecomplaintforfailuretostate
acauseofactionisappropriatewhennoconstructionofthefactualallegationsof
thecomplaintwillsupportthecauseofaction.MarshallCountyBoardofEducation
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 4 of 18
VerizonMaryland,Inc.v.PublicServ.CommnofMaryland,535U.S.635,645(2002).
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 7 of 18
However, the plaintiffs may not employ the doctrine under Ex parte
Young, unless they can establish Article III standing. Article III standing is a
constitutionallimitationontheexerciseoffederalcourtjurisdiction.SeeLujanv.
DefendersofWildlife,504U.S.555(1992).Aplaintiffwillgenerallyhavestanding
only where (a) they experienced injury in fact that is (1) concrete and
particularized and (2) actual or imminent, not conjectural or hypothetical; (b)
they injury is fairly traceable to the defendants conduct; and (c) their harm is
likelytoberedressedbyafavorabledecision.Id.At560561.Plaintiffsbearthe
burdenofestablishingeachofthethreestandingelements.SeeBennetv.Spear,
520 U.S. 154, 16768 (1997). At the motion to dismiss stage, the party seeking
standing must rely on the facts alleged in the complaint. Id. (citing Lujan, 504
U.S. at 561). Here, assuming there is an injury, plaintiffs simply cannot meet
prongs(2)and(3).
In order to have standing to bring a claim for prospective or injunctive
relief, a plaintiff must allege facts that demonstrate a sufficient likelihood that
hewillagainbewrongedinasimilarway.CityofLosAngelesv.Lyons,461U.S.
95,112(1983).
Because injunctions regulate future conduct a party has standing to
seekinjunctivereliefonlyifthepartyalleges,andultimatelyproves,a
realandimmediateasopposedtomerelyconjecturalorhypothetical
threatoffutureinjury.Logically,aprospectiveremedywillprovide
no relief for an injury that is, and likely will remain, entirely in the
past.Althoughpastwrongsareevidencebearingonwhetherthereis
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 8 of 18
arealandimmediatethreatofrepeatedinjury,pastexposuretoillegal
conduct does not in itself show a present case or controversy
regarding injunctive relief if unaccompanied by any continuing,
presentadverseaffects.
10
declaratory relief from a DHR policy that did not require a hearing before
placingallegedchildabusersonacentralregistrythatlistedabusers).
Relief under the Declaratory Judgment Act is explained in Jallali v. USA
Funds, 2012 U.S. Dist. LEXIS 113578, at * 1820. (S.D. Fla. Aug. 10, 2012). as
follows:
The Declaratory Judgment Act, 28 U.S.C. 2201, 2202, does not grant
litigants an absolute right to relief. Rather, under the Act, federal courts
haveuniqueandsubstantialdiscretionindecidingwhethertodeclarethe
rights of litigants. Wilton v. Seven Falls Co., 515 U.S. 277, 286, 115 S. Ct.
2137, 132 L. Ed. 2d 214 (1995). The main purpose of the Act is to settle
actualcontroversiesbeforetheyripenintoviolationsoflaworbreachesof
duty. While past injury may confer a plaintiff standing to seek money
damages, it does not ordinarily confer standing unless a plaintiff
demonstrates a sufficient likelihood that she will again be wronged in a
similar way. Similarly, [b]ecause injunctions regulate future conduct, a
party has standing to seek injunctive relief only if the party alleges . . . a
realandimmediateasopposedtoamerelyconjecturalorhypothetical
threat of future injury. Lugo v. 141 NW 20th Street Holdings, LLC, No. 12
80440,2012U.S.Dist.LEXIS90524,2012WL2524288,at*3(S.D.Fla.June
29, 2012) (Marra, J.) (quoting Wooden v. Bd. of Regents of Univ. Sys. of Ga.,
247 F.3d 1262, 1284 (11th Cir. 2001)); see also Canadian Steel, Inc. v. HFP
Capital Mkts., LLC, No. 1123650, 2012 U.S. Dist. LEXIS 84441, 2012 WL
2326119,at*10(S.D.Fla.June19,2012)(Altonaga,J.)(Inordertoreceive
declaratory or injunctive relief, plaintiffs must establish that there was a
violation,thatthereisaseriousriskofcontinuingirreparableinjuryifthe
relief is not granted, and the absence of an adequate remedy at law.
(quoting Bolin v. Story, 225 F.3d 1234, 1242 (11th Cir. 2000))). Thus, a
prayer for declaratory or injunctive relief requires the Court to assess
whether the plaintiff has sufficiently shown a real and immediate threat
of future harm. Elend v. Basham, 471 F.3d 1199, 1207 (11th Cir. 2006);
accordCityofLosAngelesv.Lyons,461U.S.95,105,103S.Ct.1660,75L.Ed.
2d 675 (1983); Am. Federation of Labor & Congress of Indus. Orgs. v. City of
Miami, 637 F.3d 1178, 1185 (11th Cir. 2011); Johnson v. Bd. of Regents, 263
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 10 of 18
11
F.3d1234,1265(11thCir.2001).InthisCircuit,foraninjurytosufficefor
prospective relief, it must be imminent. Elend, 471 F.3d at 1207 (citing 31
FosterChildrenv.Bush,329F.3d1255,1266(11thCir.2003)).
The Plaintiffs allege that DHR has the authority and power to, among
other things, amend birth certificates to reflect the adoption of a child .
(Complaint11).DHRsdutiesaresetoutinALA. CODE 3826.(1975)which
concern the development of welfare activities. DHRs varying public welfare
responsibilities include, but is not limited to, the administration of public
assistance, conducting investigations upon complaints concerning minor
children, licensing child care institutions and licensing adult foster homes. ALA.
CODE 3826. (1)(10)(13)(18) (1975). Commissioner Buckners duties as DHRs
Chief Executive Officer are specifically set out in ALA. CODE 3823 (1975) as
summarizedbelow:
conferencewithStateDepartmentofHumanResourcesBoard(hereinafter
Board) for the adoption of policies, rules and regulations for the
governmentoftheBoardandtheDepartment
performadministrativeandexecutivedutiessubjecttotheauthorityofthe
Board
appoint a director for each bureau and such other personnel as may be
necessaryfortheefficientperformanceofduties
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 11 of 18
12
Hence, the complaint does not allege a sufficient likelihood that the plaintiffs
will suffer a future wrong by Commissioner Buckner. Any alleged real and
immediatefutureharmcannotbedirectlyconnectedtoCommissionerBuckner
because she has no duty for amending birth certificates nor for granting a step
parentadoption.
Here, plaintiffs cannot establish prong (2) because their alleged injury is
not traceable to Commissioner Buckner. Second, plaintiffs failed to establish
prong (3) because there is legal impossibility that Commissioner Buckner has a
duty to amend birth certificates. Moreover, Commissioner Buckner does not
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 12 of 18
13
havethepowertoenactlegislationtochangetheSancityLaws.Therefore,sheis
simplynottheproperdefendant.
B. CommissionerBucknerisentitledtoqualifiedimmunity.
14
internal quotations omitted). This standard does not require a prior court
decisiontohavedeclaredtheprecisesetoffactspresentlyallegedunlawful,but
it is to say that in the light of preexisting law the unlawfulness must be
apparent.Andersonv.Creighton,483U.S.635,640(1987).Thesalientquestion
is whether the state of the law gave [the officers] fair warning that their
allegedtreatmentof[theplaintiff]wasunconstitutional.Hope,536U.S.at741.
The Eleventh Circuit has further refined the analysis of when the law is
clearlyestablished.Ithasobservedthatfairandclearnoticemaybegivenby
(1) the obvious clarity of the pertinent federal statute or constitutional
provision, such that qualified immunity may be overcome in the total absence
ofcaselaw,(2)thejudicialdeterminationthatcertainconducthasbeendefined
asunlawfulwithoutregardto particularfacts, and (3)holdingsin specific cases
that are tied to certain facts. Vinyard v. Wilson, 311 F.3d 1340, 135051 (11th Cir.
2002) (emphasis removed). The decisions of the Supreme Court, the Eleventh
Circuit,andthehighestcourtinthestateinwhichthecasearoseprovidethecase
law capable of clearly establishing the boundaries of rights in the qualified
immunityanalysis.Thomasexrel.,Thomasv.Roberts,323F.3d950,953(11thCir.
2003).Therelevantinquiryisfactspecific,39F.3d308,311(11
th
Cir.1994),and
aplaintiffmustpointtoacontrollingcase,decidedbeforetheeventsatissuethat
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15
16
Smithv.Siegleman,322F.3d1290,12941295(11thCir.2003).
All of Commissioner Buckners duties concern administration of an
welfare agency which would be within her discretion. There is no clear
precedentthatestablishesanydutyonherparttoenactlegislationregardingthe
Sanctity Laws. Additionally, she has no responsibilities that mandate or even
givehertheauthoritytoamendabirthcertificate.Instead,thatlieswithanother
agency. Plaintiffs simply cannot be permitted to discharge their burden by
referring to general rules and to the violation of abstract rights. Lassiter v.
Alabama A&M, 28F.3dat 1150;See also Bartsv.Joyner,865 F.2d 1187,1190(11
th
Cir. 1989) (plaintiffs may not rely on general conclusory allegations of some
constitutionalviolation,orbystatingbroadlegaltruisms).
V. CONCLUSION
SHARONE.FICQUETTE
(FIC001)
GENERALCOUNSEL
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 16 of 18
17
/s/FeliciaM.Brooks
FeliciaM.Brooks(BRO153)
DeputyAttorneyGeneral
COUNSELFORDEFENDANT
COMMISSIONERBUCKNER
OFCOUNSEL:
STATEOFALABAMADEPARTMENT
OFHUMANRESOURCES
LegalOffice
P.O.Box304000
Montgomery,Alabama361304000
PhoneNumber:(334)2429330
Facsimile:(334)2420689
Email:felicia.brooks@dhr.alabama.gov
18
CERTIFICATEOFSERVICE
I hereby certify that I have served the foregoing BRIEF IN SUPPORT OF
MOTION TO DISMISS BY DEFENDANT NANCY BUCKNER on the
followingviaCM/ECFEfilesystemand/orU.S.mailtothefollowingonthisthe
3
rd
dayofJune,2014.
Hon.ChristineC.Hernandez
christine@hernandezlaw.comcastbiz.net
Hon.DavidG.Kennedy
david@kennedylawyers.com
Hon.JasonKirkHagmaier
jkh100@bellsouth.net
Hon.LutherStrange,III
501WashingtonAvenue
Montgomery,AL36104
CatherineM.Donald
201MonroeStreet,Ste.1150
Montgomery,AL36104
/s/FeliciaM.Brooks
FeliciaM.Brooks(BRO153)
OfCounsel
Case 1:14-cv-00208-N Document 15 Filed 06/03/14 Page 18 of 18