Professional Documents
Culture Documents
i
REPORT 3 / 2012
HS Number: HS/036/12E
ISBN Number: (Volume) 978-92-1-132451-8
DISCLAIMER
The designations employed and the presentation of the material in this publication do not imply the
expression of any opinion whatsoever on the part of the Secretariat of the United Nations concerning
the legal status of any country, territory, city or area, or of its authorities, or concerning delimitation
of its frontiers or boundaries, or regarding its economic system or degree of development. The analysis,
conclusions and recommendations of the report do not necessarily reflect the views of the United
Nations Human Settlements Programme, the Governing Council of the United Nations Human
Settlements Programme or its Member States.
Cover photos @ UN-Habitat / Åsa Jonsson, Shack/Slum Dwellers International, Julius Mwelu and Alvaro Uribe
Acknowledgements
Contributors: Danilo Antonio, Katja Arujo, Armando Jorilla, Ndinini Kimesera, Keya Kunte, Jack
Makau, Lucy Meija, Esupat Ngulupa, Sheela Patel, Ayse Yonder
Editing and Layout: Jennifer Odallo, Stefanie Freccia, Åsa Jonsson, Victoria Quinlan
ii
TAPPING THE POTENTIAL:
THE ROLE OF GRASSROOTS IN LAND
POLICY IMPLEMENTATION
How grassroots communities can engage with formal structures to
help make pro-poor implementation a reality
iii
CONTENTS
Foreword v
1. Introduction 1
3. The Projects 9
4. Key Messages 21
Summary 27
References 30
iv
FOREWORD
This report sets out four examples where grassroots Dr Joan Clos
organizations’ engagement with formal land policy Executive Director, UN-Habitat
implementation processes is strengthened. The
premise is that land policy implementation and any
v
01
INTRODUCTION
vi
01
In 2010, the Global Land Tool Network (GLTN) provided urban communities when those communities are
support to four pilot projects aimed at helping grassroots meaningfully involved. The questions it addresses
organizations to strengthen their engagement with are why should grassroots communities be actively
formal land policy implementation processes. In India, engaged in this way? And how can they most
a grassroots-based alliance promoted an alternative, effectively engage?
more people-centred and effective methodology for
a city-wide slum upgrading programme. In Tanzania, Five key messages are emphasized:
a local NGO and women’s network explored how the
Village Land Act can be better implemented to improve 1. Effective policy implementation is demand-led.
the tenure status of Maasai women. In Peru, a network 2. Grassroots communities have vital information.
of community organizations helped women’s groups 3. Grassroots communities have vital resources.
and whole communities to take a proactive role in 4. Effective engagement builds on effective
natural disaster mitigation efforts. In the Philippines, a organization.
land-rights NGO, working with indigenous community 5. Better policies come through learning by doing.
organizations and government agencies, succeeded in
unblocking the processes for securing land access and These projects were part of the Network’s wider work
tenure over idle lands. on grassroots participation and the development
of pro-poor, gender-responsive tools for land policy
This booklet describes these innovative projects and implementation. Together with the GLTN Secretariat
identifies some of the key lessons that can be learned and UN-Habitat a number of GLTN partners and their
from them. The starting point is the belief that land local affiliates collaborated to support the projects:
policy implementation and any land interventions these were the Huairou Commission, the International
will be far more effective in helping poor rural and Land Coalition and Shack/Slum Dwellers International.
Maasai women learning about their land rights under the Village Land Act, Tanzania
Photo © UN-Habitat/Åsa Jonsson
1
02
TAPPING THE
POTENTIAL:
WHY GRASSROOTS
COMMUNITIES
SHOULD BE MORE
INVOLVED IN POLICY
IMPLEMENTATION
2
02
Access to land and secure tenure are prerequisites In many cities and countries, however, there are laws
of poverty alleviation and sustainable development and policies that create the potential for pro-poor,
in both urban and rural contexts in developing gender-responsive outcomes. But even where such laws
countries. Unfortunately, land policies have often and policies exist, their effect has been disappointing.
tended to deliver access to land and tenure security Often, little thought has been given to how these can
predominantly for high and middle-income groups, or be implemented effectively and in less time. There
for businesses in the formal sector. Land users who are is also little recognition of what it takes to ensure
poor, such as farmers, pastoralists and forest users with such laws and policies have the desired impact in the
customary rights to land, or the inhabitants of informal communities they are supposed to serve.
urban settlements, have been poorly served. Corruption
and lack of political will has often blocked pro-poor For example, implementation strategies often envisage
reforms, and where land initiatives have targeted the unnecessarily expensive surveys or long and complex
poor, the scale has generally been too small to meet administrative procedures that block progress.
demands. Implementation may be delegated to government
agencies or local authorities that may not have the
necessary human and financial resources, or the
necessary political will, to achieve implementation at
The laws and policies may be in place, scale. Grassroots communities may not even know
but governments lack the appropriate tools that these laws and policies exist. In short, the laws
to implement them. and policies may be in place, but governments lack the
appropriate tools to implement them.
3
02 TAPPING THE POTENTIAL: WHY
GRASSROOTS COMMUNITIES SHOULD BE
MORE INVOLVED IN POLICY IMPLEMENTATION
4
02
What does “involved” mean? A typology of grassroots participation
Different degree of participation can be characterized as follows, from weakest (and least effective)
to strongest:
Information giving: Community members answer questions from outsiders, but have no influence
over what the questions are or how the information they give is used.
Consultation: The views of grassroots communities are taken into account, but decisions are made
by others who are under no obligation to accept the community’s views.
Community risk mapping in Lima, Peru have formed a successful basis for government support
Photo © Huairou Commission
5
02 TAPPING THE POTENTIAL: WHY
GRASSROOTS COMMUNITIES SHOULD BE
MORE INVOLVED IN POLICY IMPLEMENTATION
Many organizations work at a community level, developing innovative ways to address problems
faced by communities. But they face particular challenges when they seek to “scale-up” to a
provincial, city-wide or national level. These relate in particular to the need to build a working
relationship with policy makers and state agencies, whilst not weakening the community-led quality
of their work. Key challenges include:
6
Figure 1. How GLTN promotes grassroots participation
GOAL STRATEGIES
7
03
THE PROJECTS
8
03
SCALING UP PARTICIPATORY MAPPING TO out require detailed information to be collected on all
CITY-WIDE LEVEL IN INDIA households in all slums, which is a time-consuming
process that introduces a real threat of data becoming
The context outdated. Also, crucial under the Rajiv Awas Yojana
policy, is the assumption that slums are “static”,
In India, key challenges for slum up-grading initiatives
which means any data gathered at a specific moment
are the tendency for municipalities to exclude
is frozen and forms the basis of all subsequent state
communities from the planning process and to focus
intervention, when, in reality, slums grow, households
on the “low hanging fruit” - slums where tenure
move and multiply and databases change. Basing
security is not an issue and households are relatively
state intervention on outdated data could distort all
better off, rather than tackling slums with the greater
planning, leading to “non-starter” projects.
need. Earlier government schemes have thus produced
upgrading or relocation projects on an ad-hoc basis. To
address some of these issues, the national government The alliance – NSDF, Mahila Milan and SPARC
unveiled the Rajiv Awas Yojana policy in 2009. The These are some of the Rajiv Awas Yojana challenges
policy was conceived as a scheme to make India noted by an alliance formed by National Slum Dwellers’
“slum free” in five years, beginning with a city-wide Federation, Mahila Milan (a social movement of
approach to upgrading slums and an acknowledgment slum and pavement dwellers’ and women’s savings
that change would begin with the provision of tenure groups) and the Society for the Promotion of Area
security to all slum dwellers. The two main phases of Resource Centres. The alliance is a member of Shack/
the Rajiv Awas Yojana policy envisage the formation of Slum Dwellers International. For over two decades,
a city-wide slum database and the development of a the alliance has practised and promoted alternative,
Slum Free City Plan of Action that will prioritize slums community-driven approaches to the implementation
for upgrading. of urban development policy in India and has acted as
a critical partner in the implementation process. The
As a policy, the Rajiv Awas Yojana guidelines emphasize alliance pioneered the practice of self-enumerations
the inclusion of slum communities, however, unwieldy by slum and pavement dwellers as a tool for active
technical requirements, also set out in the guidelines, engagement with local governments in decisions made
threaten to undermine these good intentions and on upgrading or relocation.
become a pretext for excluding grassroots participation.
For example, the methodology to prepare a city-wide
The approach
slum database is based on remote sensing and GIS;
these are expensive tools and require professional Responding to the limitations of the Rajiv Awas Yojana
expertise when field-based community methods could guidelines, the alliance developed a proactive approach
work just as well. By excluding slum communities to urban planning and policy implementation by
from the planning process, all information is put in the building on the active participation of the urban slum
hands of experts and administrators. Communities are dwellers. Instead of using expensive tools, licensed
given little opportunity to provide information about software and time-consuming surveys, the alliance
their situation or to express their needs and priorities. recommends a process based on cost-effective tools
Additionally, the city-wide slum surveys to be carried and phase-wise data collection. First, simpler slum
9
03 THE PROJECTS
profiles and basic slum boundary mapping is carried process to carry out Rajiv Awas Yojana slum surveys
out. This data is used to prioritize slums for upgrading in Cuttack. A call for tenders to provide a GIS was
or relocation on a city-wide basis. Detailed mapping, made at the same time but NGOs were not eligible to
household surveys and total station surveys are then apply. The alliance opposed this position with a policy
carried out only for these prioritized slums. brief based on Cuttack’s experience that outlined the
challenges of the expensive, time consuming and
As part of the alliance’s methodology, members of the exclusionary methodology being proposed under the
National Slum-dwellers’ Federation and Mahila Milan Rajiv Awas Yojana guidelines.
visit each slum and work with the community leaders
to compile a slum profile and collect GPS data points At a national level, the alliance’s advocacy has built some
along the slum boundary. GPS points are uploaded onto support for institutionalizing the role of NGOs and CBOs
Google Earth by trained federation and Mahila Milan in database creation and planning under Rajiv Awas
members and analysis is done with support from Society Yojana. However, implementation at the state and city
for the Promotion of Area Resource Centres members. levels is being carried out differently by excluding these
They use open-source GIS software to create a digital types of organizations. Despite the demonstration of
city-wide slum map and database that can be used for an effective process by the alliance, the city of Cuttack
planning purposes that remains accessible to, and the still called for a re-bid of the GIS tender under the
joint property of, the city and community members. guidelines and is in the process of selecting professional
consultants. This is also the result of a national policy
Through Shack/Slum Dwellers International, the that allows states to access Rajiv Awas Yojana funds only
Global Land Tool Network supported the piloting of if the process prescribed in the guidelines is followed.
this process in the city of Cuttack, in India’s Orissa With many states having received such funds, these
State, in 2010-2011.The support was financial and seemingly wasteful processes must be carried out.
technical and a key focus was on helping the alliance Therefore, the challenge is still to balance the need for
train local federation members to use low-cost, open- municipalities and states to produce data quickly and still
source technology as simple but effective tools for engage communities in the process of data collection.
data collection. Fundamental to addressing land tenure Meetings and workshops held so far reveal a general
issues is recognizing communities’ ability to do slum lack of awareness and confusion about Rajiv Awas
mapping and surveying. Yojana at city and state levels. The mapping techniques
under the guidelines are too technical to understand and
Results there is little effort to demystify the process. As a result,
The Cuttack pilot has been central to the alliance’s any recommendations made will take time to have an
advocacy efforts, both in Cuttack and at the state, impact.
national and international levels through Shack/Slum
Dwellers International. Through the process of data The alliance is now trying to expand the Cuttack
collection, Cuttack Mahila Milan has formed several experience to other cities by connecting with networks
new groups and created awareness on land tenure of other NGOs and setting up exchanges between
processes. At the end of the survey, Mahila Milan had Federation members and other communities, local
discovered almost 70 more slums than the official governments and civil society organizations. The
number and used this as a tool for dialogue with the alliance’s aim is to embed the community-driven
municipality to carry out a joint verification. In April approach into the large-scale national programme
2011, the alliance was selected through a tendering through a continued successful demonstration of
experiences, such as those in Cuttack.
10
03
FULL PHOTO
11
14
03 THE PROJECTS
MAKING THE VILLAGE LAND ACT WORK As part of its work to improve sustainable livelihoods of
FOR MAASAI WOMEN IN TANZANIA Maasai women in Tanzania, the women’s organization
works to facilitate the certification of village lands in
The context a way that expressly defines the rights of women. It
also promotes women’s participation in village level
The Tanzanian Village Land Act of 1999 gives
governance and fosters women leaders.
customary rights of land occupancy equal legal
standing to statutory rights of occupancy. lt also
The approach
contains provisions designed to promote and protect
the rights of women within customary regimes. It thus The organization’s approach has eight basic steps:
provides for both men and women to be registered
as landowners, either together or separately, and 1. Supporting the organization of women’s groups
promotes gender-balanced representation on local within the umbrella of the Pastoralist Women’s
land-related decision-making bodies. Forum.
2. Training on the Village Land Act and land.
Despite the provisions in the law, Maasai women administration processes for women’s groups.
are excluded from decision-making and are denied 3. Training on leadership skills for women’s groups.
their right to control basic properties including land. 4. Awareness-raising activities within the community
Effective implementation of the Act is limited and on women’s rights to land, for example on
women are excluded from the development of village, women’s rights to representation within village
ward and district development plans. This situation decision-making bodies.
is due to many factors such as cultural attitudes, lack 5. Local-to-Local dialogues1 between groups and local
of knowledge and skills, disempowerment and low officials.
literacy levels, as well as poor knowledge of their legal 6. Supporting the preparation of applications for land
rights and prescribed procedures. under the Village Land Act.
7. Facilitating plot demarcation with group members
The Maasai Women’s Development Organization and the district land officer.
8. Ensuring that land documents are safely stored.
The Global Land Tool Network project with the Maasai
Women Development Organization, a member of the
Self-mobilization by women forms the starting point
Huairou Commission, supported the organization in
of this process because the women’s organization has
seeking to capitalize upon the opportunities provided
found that women gain confidence by acting together,
by the Village Land Act. The Act creates opportunities
and that when women act in a group rather than as
both for Maasai communities to enhance their
communal security of tenure in the face of competing
demands for land in the Arusha and Manyara areas of 1 Local-to-Local (L2L) dialogues are a series of locally-customized
Tanzania, and for women to enhance their security of strategies that grassroots women’s groups initiative to engage in
ongoing dialogues with local leaders and government authorities.
tenure over land, and thus their economic and political Women negotiate a range of development issues, priorities, plans,
status within these communities. and programmes in ways that enhance community participation
and address women’s priorities. See http://www.huairou.org/sites/
default/files/L2L%20Manual%20for%20web.pdf
12
03
13
16
03 THE PROJECTS
individuals their actions are more readily accepted One of the difficulties encountered by the project is
by men. The approach is also about much more than resistance by husbands and male community leaders
helping women to apply for land. The awareness-raising to women’s applications for land. The organization
and dialogue activities pursued by the women’s groups has made progress on this front by explicitly including
inform and change the attitudes of the whole community, men in the process at an early stage to build support,
of community leaders and of land officials up to the and by awareness-raising on gender issues. However,
district level. It is seen as important that demand for the continuing instances of discrimination underlie the
effective implementation of the Village Land Act comes need to ensure that the approach is one that brings
from women’s groups in order to ensure that the gender- benefits to the households and communities as a
sensitive aspects of this Act are also implemented. whole, and that simply ensures women are not left out
in the implementation of the Act.
Results
The project provided direct training for 270 women and The project has also identified the lack of knowledge
130 men but is considered to have affected twice this that exists about the Village Land Act, not only among
number indirectly. Building on previous initiatives, Maasai women but also among the community leaders
Women Development Organization’s approach has also responsible for its implementation. So, building capacity
helped approximately 850 women to gain land allocations at this level also needs to be an integral part of the
from Village Land Committees, either through allocations approach. There is also a lack of capacity to implement
to women’s groups or to households, and has improved the Act because the stipulated forms and certificates
women’s representation in village governance. This has are not available at the village level. In some cases,
been a learning opportunity; a way for the organization the organization has brought forms from the district
to investigate the real obstacles to the effective office. In other cases, letters and minutes of meetings
implementation of the Village Land Act, and for this to have been used as (legally acceptable) documentation
inform the strategies to be adopted by the organization of occupancy rights but there is a lack of awareness
in future.
14
03
that this can be done. Likewise, it has identified the to mitigate risks. Some can be taken by community
lack of land registries kept at village or district level members themselves if they are organized, such as
as a factor that undermines de facto tenure security, ensuring that rubbish does not block river courses,
and is engaged with the Pastoralist Women’s Forum in that escape or evacuation routes are kept clear, and
advocacy at these levels to establish such registries. that plans are made for households where children are
left alone during the day. Other measures are largely
Another difficulty is that many villages in Longido beyond the capacities of communities and require
district do not possess a certificate of village land government support, such as slope reforestation, or
issued by the Land Commissioner. Without this, land building retaining walls and riverbank defences.
allocations in the village are not legal. Some Village
Councils are also reluctant to allocate land prior to the Government programmes do exist to reduce risks.
completion of a village land use plan, as envisioned Funds for risk mitigation should, in theory, be provided
by the Land Use Planning Act, 2007. There is thus by municipal authorities, with the National Institute
a strategic need for Maasai Women Development of Civil Defence playing a technical role in assessing
Organization and the Pastoralist Women’s Forum to risks and recommending remedial measures. The
focus on the role that women’s groups can play in involvement of Institute and the implementation of
ensuring that village lands as a whole are secured, risk mitigation measures represent the first stage in the
and that village land use planning takes place which process of formalizing tenure under the Commission
adequately incorporates the needs of women. for the Formalization of Informal Property, which is
responsible for the national titling programme.
COMMUNITY-LED DISASTER MITIGATION IN
LIMA However, these agencies do not have sufficient capacity
in a city of eight million people. Funding is also a
The context critical bottleneck. Communities are, in theory, able
to influence municipal spending through participatory
Informal settlements in Lima, Peru, are exposed
budgeting under the “Framework Law on Participatory
to various natural hazards, including earthquakes,
Budgeting”, but this has not been envisaged to cover
landslides and flooding. The vulnerability of these
risk mitigation measures. The agencies involved in
settlements is compounded by factors such as poor
the process also have a top-down and technocratic
quality and unplanned housing, lack of risk awareness
approach that does not respond well to the needs
and disaster preparedness among communities and a
of communities. The communities themselves lack
lack of structural remedial measures, such as retaining
awareness of the risks they face, of the measures that
walls. Another factor compounding the problems
can be taken, and of their rights and the opportunities
of many of these communities is their lack of secure
created by the legislative and institutional context.
tenure.
GROOTS Peru
Solving or mitigating these problems is not easy. Some
communities may be in high-risk locations, where It was in this context that the Global Land Tool Network
the only recommendable solution is relocation. In through the Huairou Commission provided support to
others, however, a number of measures can be taken GROOTS Peru, a Huairou Commission member made
15
03 THE PROJECTS
16
03
17
20
03 THE PROJECTS
proposal to build the wall was presented by a tenure rights in the face of increasing commercial
community representative to the Municipal Assembly. pressure on their customary territories. These
This is a multi-stakeholder forum in which civil society agreements are for a term of 25 years, renewable for
and 42 mayors discuss proposals and allocate a budget another 25, and do not prejudice the consideration
for community development in Metropolitan Lima. of ongoing Certificates of Ancestral Domain Titles
As Paraiso already has guaranteed basic services, the applications. Community-Based Forest Management
community’s main priority now is to implement and applications also face severe face bottlenecks, but Task
monitor their plan to withstand the impact of flooding Force Mapalad considers that these agreements have
and improve public safety, and so removing obstacles much greater potential for approval in the short-term.
to possible tenure rights formalization by Commission
for the Formalization of Informal Property. Even though these agreements may be more achievable
than Certificates of Ancestral Domain Titles, the
UNBLOCKING PROCESSES FOR SECURING obstacles are numerous. The application requires the
INDIGENOUS PEOPLES’ TENURE IN THE formation of a legally constituted organization by the
PHILIPPINES concerned community, endorsements at the Barangay
(community-level) and municipal levels, a perimeter
The context survey, and endorsements from no less than five national
agencies. Applications are further hindered by the lack
Attempts by indigenous communities in the Philippines
of organizational and legal capacity among communities
to secure title to customary lands has so far focused
that could benefit, and also by vested interests that often
on applications for Certificates of Ancestral Domain
hinder endorsements at different levels. The net result of
Titles. However, the process of allocating these has
these factors is that applications may never be made, or
effectively stalled, due in particular to high survey costs,
that they may become mired in local politics.
amongst other factors. The NGO Task Force Mapalad
has supported indigenous communities making the
Surveying is also a key implementation bottleneck,
applications. Recently, however, it also identified
as are problems with over-lapping departmental
Community-Based Forest Management agreements
responsibilities and tenure instruments, both of which
as a supplementary way of securing indigenous land
18
03
can delay applications at the national level. There can Results
be a tendency to refer applications back and forth The project demonstrated how grassroots engagement
between agencies, stalling the approval process. can be effective at both the local and the national levels.
At the national level, Task Force Mapalad was involved in
Task Force Mapalad the formation of the National Task Force on Public Lands
to promote coordination between agencies in dealing
Task Force Mapalad is a national federation of farmers,
with Community-Based Forest Management and related
farm workers and individuals working for agrarian
applications. The Federation was originally sceptical,
reform and rural development. The project carried out
fearing a delaying tactic, and called for a public dialogue
by this Federation in coordination with the Global Land
on what the terms of reference of this Task Force would
Tool Network was co-funded by both the International be. This dialogue took place, leading to the formation
Land Coalition and Task Force Mapalad. It was an of the Task Force with Task Force Mapalad as a member,
opportunity to pilot an approach to unblocking along with the Department for Environment and Natural
Community-Based Forest Management applications. Resources, the Department of Agrarian Reform, the
National Anti-Poverty Commission, the Department
The approach of Interior and Local Government and the National
Commission on Indigenous People. The Federation’s
Key elements of Task Force Mapalad’s approach are:
engagement with the Department for Environment and
Natural Resources has also secured a commitment to fund
Capacity development, focusing on para-legal
one survey per month for applications.
training and local level organization. Primary target
groups are key members of community-based
Although Community-Based Forest Management
organizations. Government is strategically involved
applications are still a lengthy and difficult process, the
at an early stage: for example, the Department
project has made significant progress in two years since
for Environment and Natural Resources officials
the start of implementation. Ten applications have been
assist in para-legal training for indigenous peoples’
supported, representing 19,577 hectares and 4,583
organizations.
individual applicants. By the end of 2011, ten had been
Support for the formation of appropriate
endorsed at the local level, four had been surveyed and
organizations for making a Community-Based
three had received national endorsements.
Forest Management application (often multiple
organizations may exist and dialogue may focus on From Task Force Mapalad’s perspective, the point of the
how to merge and formalise these for the purpose pilot is not principally to test the Community-Based Forest
of the application). Management as an interim alternative, but to develop
Networking and dialogue with key local
and test an approach for facilitating the approval process
stakeholders, including not only local government for collective tenure instruments that is not, in principle,
representatives and officials, and departmental limited to the agreements. The key lesson is about
staff, but also local “influentials” such as local the role civil society organizatioins can play in capacity
figures from the church. This requires knowledge development and in facilitating local-level consensus that
of networks and informal patterns of influence unblocks decentralized land administration and allows
that are unique to each locality. communities to make use of the tenure regularization
Local and national-level advocacy by applicant
options available in an effective manner. It also reveals
communities to help mobilize political will for how organizations like Task Force Mapalad can learn
endorsements and overcome vested interests about obstacles to policy implementation through
(applicants are also voters). engagement in implementation processes, enabling them
to engage constructively and effectively in policy dialogue.
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04
KEY MESSAGES
20
25
04
EFFECTIVE POLICY IMPLEMENTATION IS The project in the Philippines has shown how vested
DEMAND-LED interests at the local government level very often
block complex application processes for securing land
Many implementation processes stall, or remain small tenure for indigenous peoples. It has shown how
scale, because of a lack of political will at various levels. popular mobilization, local and national advocacy,
Often, different levels of local government and different and alliance building with other actors, such as the
government agencies are involved, and there are many church or media, can sometimes shift the balance of
competing demands for human and financial resources. competing demands towards the demands for pro-
Different actors in the implementation process may poor implementation of existing policies.
have a variety of vested interests so that there is a
readiness to let implementation slip, or to let it serve A related issue is the need for implementation
constituencies other than the rural or urban poor. processes to reflect the informed views and preferences
of grassroots communities. Community members need
In such an environment, in which those responsible to play an active role in defining needs and in deciding
for implementation face many competing demands, it how they are met.
is essential that grassroots communities can generate
effective demand for pro-poor implementation.
The project in Tanzania has shown how women’s Communities were able to define needs
groups can drive the implementation of the Village for risk-mitigation measures and to
Land Act, making sure its provisions are used both for
successfully mobilize resources.
communities and for the women within them.
Bukidnon camp at the Department of Environment and Natural Resources, the Philippines
Photo © Task Force Mapalad
21
04 KEY MESSAGES
The project in Peru has shown how communities, led more credible information, at lower cost. Building
by women’s groups, were able to define needs for on the fact that slum-dwellers know where the
risk-mitigation measures and to successfully mobilize boundaries of their slums are, and can provide the basic
resources for such measures through participatory information for a slum-profile, the alliance approach
budgeting institutions, thereby changing the agenda of has shown how community-based organizations
those institutions. can generate geo-referenced data that is an efficient
solution for city-wide planning.
The alliance project in India in centred on the role
slum-community organizations can play in gathering The processes developed by both Task Force Mapalad
and managing data for city-wide planning. With and GROOTS Peru rely on local knowledge, mobilized
ownership of and access to this data, they will be in a by community organizations, to create maps and
much stronger position to influence the outcomes of inform local planning. This plays a particularly central
the planning process, and to ensure it responds to their role in the Peruvian project. Instead of depending on
needs and aspirations. a technical survey and assessment by the National
Institute of Civil Defence (which has limited capacity
GRASSROOTS COMMUNITIES HAVE VITAL to carry these out), communities could use their own
INFORMATION knowledge of their communities to develop maps
and identify the actions they could take, and the
specific needs they had for government support.
Communities may be able to generate These Community Risk Prevention Plans have formed
better information, at lower cost. the basis of successful lobbying and mobilization of
government support.
In India, in the Rajiv Awas Yojana implementation Another barrier to implementation at scale is cost.
guidelines, hopes have been pinned on remote But it would be wrong to imagine that grassroots
sensing as a way to gather spatial data about slums, communities always have to demand funds, and
while expensive and time-consuming, professionally that government and donors are the only providers.
conducted household surveys have been prescribed. Grassroots engagement in land policy implementation
The Cuttack pilot process, however, has successfully processes can also overcome resource issues.
shown that communities may generate better and
22
04
23
28
04 KEY MESSAGES
24
04
Mobilization and dialogue at the National Commission on Indigenous Peoples, the Philippines
Photo © Task Force Mapalad
of women to play a role of active engagement in local and constructively on policy formulation and on the
land allocation and planning processes. formulation of implementation guidelines, including on
technical issues.
Engagement helps grassroots-based In the Philippines, the project was seen as a way to
organizations to go beyond advocacy explore how the implementation of tenure instruments
towards interacting critically and such as Community-Based Forest Management could
be unblocked for indigenous communities. It was a
constructively on policy formulation.
process of discovering the barriers and finding out what
was necessary to overcome them. Task Force Mapalad’s
In the Philippines, a key future objective that Task engagement highlighted overlapping responsibilities
Force Mapalad identified was that indigenous people’s between agencies and led directly to the formation of
organizations develop their capacity to manage and an Inter-Agency Task Force in which they were invited
administer the lands to which they are gaining tenure to participate and advise.
rights, as a way of strengthening these rights in the face
of ongoing commercial pressures on land resources. In Tanzania, as in Peru, the engagement was at a more
local level. But these are still learning processes enabling
BETTER POLICIES COME THROUGH the critical assessment of implementation processes; for
LEARNING BY DOING example, enabling the women’s grassroots organizations
to identify weaknesses in land administration (lack of
Grassroots communities are able to contribute to registries) at district and village level.
making the land administration and management
processes more effective by critically advising on In India, the alliance project was explicitly planned
the design of policies, legislation and plans of as a learning exercise that would allow the alliance
implementation. But, their ability to do so depends to advocate, with authority and at the national level,
on their organization and on their experience with on the design of the Rajiv Awas Yojana programme
implementation processes. Engagement with formal implementation process. In this, the project has been
processes of land administration and management very effective, helping to shift attitudes towards
is always a learning experience. It helps grassroots- grassroots participation among national and municipal
based organizations to go beyond advocacy that level authorities.
expresses demands or needs to interacting critically
25
05
SUMMARY
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05
These projects reveal the untapped potential of resources to help make change happen at scale. Their
constructive engagement between formal structures organizations provide essential pathways for effective
and grassroots communities for delivering land related participation and communication. And in engaging
interventions that are cost effective, large-scale, and with implementation processes in this way, they can
that reach those who need them. become valuable contributors to the process of policy
development.
Grassroots communities and their organizations can
mobilize broad support at the local level to ensure that But realizing this potential to the full requires scaling-up
implementation takes place and, through participation, beyond pilot initiatives. The Global Land Tool Network’s
they can help ensure that interventions really address role in such processes is to act as a catalyst, share
the needs that exist on the ground. These communities lessons, develop capacity, and provide seed funding to
can also bring vital information to processes that illustrate that this cross-sectoral engagement is worth
may be expensive or impossible to obtain without it and is an effective way to work towards achieving
them, and they can mobilize labour and financial secure tenure for all.
27
For more information on the projects
GROOTS Perú
Avenida Bellavista N° 631 Urbanización Villacampa,
Rímac
Lima, Perú
Tel: +51 1 4 819360
e-mail: ongestrategia@gmail.com
Web: ongestrategia.org
Web: http://www.groots.org
28
REFERENCES
Huairou Commission. 2010. Grassroots women and Maasai Women Development Organisation. 2011.
decentralised governance: change through partnership. Empowering grassroots women to benefit under the
Huairou Commission, New York. www.huairou. org/ Village Land Act, Tanzania. Final report submitted to
sites/default/files/Grassroots%20Wo men%20and%20 the Huairou Commission.
Decentralised%20Governance.pdf
Maasai Women Development Organization. 2012.
Huairou Commission, New York. www.huairou. org/ Guidebook on utilizing the Village Land Act as a tool in
sites/default/files/Grassroots%20Women%20and%20 achieving women’s land rights, Arusha, Tanzania.
Decentralised%20Governance.pdf
Servicio Educativos El Agustino. 2011 Community dis-
Huairou Commission. 2011. Local-to-local dialogue aster mitigation: Grassroots women organize for safe
resource manual: A guide for grassroots women-led communities and tenure security, Peru. Final project
engagement with local government and decision mak- report. Huairou Commission, New York.
ers. New York, USA: Huairou Commission, 2011.
www.huairou.org/library/general Servicios Educativos El Agustino. 2012. Community
mapping as tool to prevention and management of
Huairou Commission. 2012. Transforming develop- risk in vulnerable areas: A guide for grassroots leaders.
ment: Creating synergies between grassroots women Lima, Peru.
andinstitutions of governance. New York, USA: Huairou
Commission. UN-Habitat. 2007c. Not about us without us: Working
with grassroots organisations in the land field.
Huairou Commission and GROOTS International. 2011. UN-Habitat and Global Land Tool Network,
Community learning tools: Mapping grassroots Nairobi. www. gltn.net/index.php?option=com_
women’s realities, capacities and priorities in the face of docman&gid=212&task=doc_details&Itemid=92
climate change. (Draft report).
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Promoting of women’s participation in village level governace
Photo © UN-Habitat/Åsa Jonsson
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About the Global Land Tool Network
The Global Land Tool Network was established in 2006 as a partnership of key international actors
working to promote land reform and global coordination of land issues. The network builds on a
shared understanding that delivering land rights to the poor requires the development of pro-poor
land tools at scale. Following its core values, network initiatives must be pro-poor, gender-sensitive,
affordable, promote equity, support subsidiarity and have a large-scale approach.
The NETWORK focuses on five thematic areas: land rights, records and registration; land use
planning; land management, administration and information; land law and enforcement; and land
value capture. The Network also explicitly recognizes the need for tools to be gender responsive,
to be applicable to religious communities and post-conflict situations, and to promote grassroots
participation. It is recognized that there is a space and need for grassroots participation in the design
and implementation of all tools that the Network works on.
For this reason, grassroots communities have been involved with Global Land Tool Network partners
in the development of various tools, such as participatory enumeration, the Gender Evaluation
Criteria and the Social Tenure Domain Model. Grassroots organizations have played a role both
in advising on the design and in piloting these tools. The Network has also pursued activities
specifically to strengthen the involvement of grassroots communities in land administration and
management, such as the pilot initiatives described here.
33
ABOUT THIS PUBLICATION
This publication describes four pilot projects supported by Global Land Tool Network
(GLTN) partners to strengthen grassroots organization engagement with formal land
policy implementation processes in India, Tanzania, Peru and the Philippines.
The premise is that land policy implementation and any land interventions will be far
more effective in helping poor rural and urban communities when those communities
are meaningfully involved.
HS Number: HS/036/12E
ISBN Number: (Volume) 978-92-1-132451-8
UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME For more information please contact us:
UN-Habitat GLTN Secretariat
Urban Legislation, Land and Governance Branch Facilitated by UN-Habitat
Land and GLTN Unit P.O. 30030, Nairobai 00100, Kenya
P.O. 30030, Nairobi 00100, Kenya Tel: +254 20 76 5199
Tel: +254 20 76 23120 Fax: +254 20 762 4256
Fax: +254 20 762 4266 E-mail: gltn@unhabitat.org
Website: www.unhabitat.org
www.gltn.net